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INTERNATIONAL JOURNAL OF IMMUNOPATHOLOGY AND PHARMACOLOGY Vol. 23, no.

2, 567-575 (2010)

EFFECTIVENESS OF A PROPOLIS AND ZINC SOLUTION IN PREVENTING ACUTE


OTITIS MEDIA IN CHILDREN WITH A HISTORY
OF RECURRENT ACUTE OTITIS MEDIA

P. MARCHISIO, S. ESPOSITO, S. BIANCHINI, C. DESANTIS, C. GALEONEI, E. NAZZARI,


L. PIGNATAR02 and N. PRINCIPI

Department ofMaternal and Pediatric Sciences, University ofMilan, Fondazione IRCCS Ca'
Granda-Ospedale Maggiore Polie/inico, Milan; 1Department ofEpidemiology, Mario Negri
Pharmacological Research Institute, Milan; 'Department ofSpecialist Surgical Sciences, University
of Milan, Fondazione IRCCS Ca Granda-Ospedale Maggiore Policlinico, Milan, Italy

Received September 2, 2009 - Accepted January 11, 2010

Recurrent acute otitis media (rAOM) is frequently encountered in infants and children and the
lack of any definitive treatment has led parents and physicians to try complementary and alternative
therapies. We evaluated the efficacy of a propolis and zinc suspension in preventing AOM in 122 children
aged 1-5 years with a documented history of rAOM, who were prospectively, blindly, randomized 1:1
to receive the suspension plus elimination of environmental risk factors or elimination of environmental
risk factors only. AOM- and respiratory-related morbidity were assessed at study entry and every four
weeks. In the 3-month treatment period AOM was diagnosed in 31 (50.8%) children given the propolis
and zinc suspension and in 43 (70.5%) controls (p=0.04). The mean number of episodes of AOM per
child/month was 0.23 ± 0.26 in the propolis and zinc group and 0.34 ± 0.29 in controls (reduction 32.0%,
p=0.03). The administration of a propolis and zinc suspension to children with a history of rAOM can
significantly reduce the risk of new AOM episodes and AOM-related antibiotic courses, with no problem
of safety or tolerability, and with a very good degree of parental satisfaction. No effect can be expected
on respiratory infections other than AOM.

Recurrent acute otitis media (rAOM) is used to try to prevent rAOM without any negative
frequently encountered in children in the first years impact (6-8). However, none of these methods lead
of life (1-2). Antibiotic prophylaxis has long been to optimal results and even when they are correctly
considered the best means of reducing the incidence applied many otitis-prone children continue to suffer
of new episodes (3-4) but, although effective, it is from new episodes ofAOM (9-10).
no longer recommended because it can contribute As in the case of many other chronic or recurrent
to the emergence of resistant bacteria (5). Experts in diseases, the lack of any definitive therapeutic
traditional medicine now indicate the elimination of solution for rAOM has induced many parents (and a
environmental risk factors and the use of influenza certain number of physicians) to try complementary
and pneumococcal vaccines as methods that can be and alternative medicine (CAMs) (11-12), including

Key words: propolis, zinc, acute otitis media, recurrent acute otitis media, children

Mailing address: Professor Nicola Principi,


Department of Maternal and Pediatric Sciences,
Universita degli Studi di Milano,
Fondazione IRCCS Ca' Granda 0394-6320 (2010)
Ospedale Maggiore Policlinico Via Commenda 9, Copyright © by BIOLIFE, s.a.s.
20122 Milano, Italy This publication and/or article is for individual use only and may not be further
Tel: ++39 02 55032498; Fax: ++39 0250320206 reproduced without written permission from the copyright holder.
e-mail: Nicola.Principi@unimi.it
567 Unauthorized reproduction may result in financial and other penahies
568 P. MARCHISIO ET AL.

a mixture contammg echinacea, propolis and blind study was conducted in Italy between 1 December,
vitamin C (13), Japanese herbal medicine (14), 2004 and 31 March, 2005. The study protocol was
xylitol (15-16), probiotics (17-18) and osteopathy approved by the Ethics Committee of the University of
(19-20). These have sometimes led to similar results Milan, the research was conducted in accordance with
the guidelines for human experimentation specified by
to those obtained using traditional prophylaxis,
the authors' institutions, and a parent or legal guardian
but most of the studies that have evaluated CAMs
was required to provide written informed consent for
in the prevention of rAOM have considerable each child. A single-blind design was chosen because the
methodological limitations that prevent any firm preparation of a placebo containing all the components of
conclusions concerning their real efficacy (21-22). the formulation except propolis and zinc was not possible
Propolis is a natural product collected by bees for technical reasons and a vitamin supplement without
from the exudates ofplants to which a number ofanti- zinc was not considered a suitable placebo because of the
inflammatory, antimicrobial and antiviral activities possible influence of the course of respiratory diseases
and anticancer properties have been attributed (23- (28-29).
25). It is widely used in the prevention and treatment
Intervention
of respiratory infections (21). However, there are no
During one month (December) consecutive eligible
definitive data concerning its efficacy in preventing children were randomly assigned 1:I to the treatment
AOM in children with a history of rAOM. Zinc is a group (propolis and zinc suspension plus elimination
mineral that has an important function in regulating of environmental risk factors) or the control group
the immune system, and its administration in (elimination of environmental risk factors only).
subjects with zinc deficiency leads to a significant Group allocation was made according to a computer-
reduction in the development of infectious diseases generated randomization list in blocks of 4. Each child
(26-27), but once again there are no data concerning in the treatment group would receive 0.3 mL/kg/day of
its use in children with rAOM. The aim ofthis study a suspension containing propolis (30% hydroglyceric
is to evaluate the effectiveness of a propolis and extract) and zinc sulfate (1.2%) (Flogoflu, Pharbenia,
Bayer, Italy) for three months, a dose that assured 3 mg/
zinc suspension in preventing acute otitis media in
kg/day of total f1avonoids (1 mg galangin) from propolis
children with a documented history of rAOM. and 0.15 mg/kg/day of elemental zinc. Elimination
of environmental risk factor included elimination of
MATERIALS AND METHODS exposure to passive smoking, of pacifier, and of full time
day-care attendance in the two treatment groups. A leaflet
Population and eligibility criteria with information about the effects on the occurrence of
One hundred thirty children were assessed for eligibility, AOM of passive smoking, pacifier suckling, and full-time
8 refused to participate and therefore 122 were randomly day-care attendance was given to all the parents and the
divided into two groups. The study involved children content was explained to parents during a 15-minute talk.
aged 1-5 years with a history of rAOM, defined as ~3 In order to ensure investigator blinding, the assignment
episodes in the preceding six months or ~4 episodes in and treatment administration was performed by a single
the preceding 12 months (6, 10), who had experienced investigator (SB), and the parents were instructed not to
their most recent episode in the previous 2-8 weeks. The discuss the assignment with the investigators (PM and
episodes were documented by medical records, with ~2 SE) responsible for clinical and otological follow-up,
episodes documented by symptoms as well as otoscopy and who remained blinded to group assignment until the end
tympanometric findings. The children had to be currently of follow-up period.
free of AOM, but they could have otitis media with effusion A nasopharyngeal specimen to evaluate the carriage of
(OME). The exclusion criteria were antibiotic treatment in bacterial pathogens was collected from all of the children
the preceding 2 weeks, severe atopy, acquired or congenital at the time of enrolment and at the final visit after three
immunodeficiency, recent administrationof blood products, months of treatment. Throughout the three months of the
cleft palate, persistent tympanic membrane perforation, study, the parents of all the enrolled children were asked
obstructive adenoids, sleep apnea syndrome, and the to keep a daily record on a diary card of the occurrence
placement oftympanostomy tubes. of any systemic symptoms (including a rectal temperature
~38.1 DC, earache, cough, vomiting, diarrhea, rash), nasal
Study design symptoms (including an itchy, stuffy or runny nose, and
This single-centre, prospective, randomized, single- sneezing), any problems with palatability and compliance.
Int. J. Immunopathol. Pharmacol. 569

Adherence to suggestions regarding elimination of risk Haemophilus influenzae, Moraxella catarrhalis, and
factors was also recorded. Streptococcus pyogenes were isolated and identified using
standard laboratory procedures.
Study procedures Compliance with the study regimen was encouraged
The children were examined at study entry and every by asking parents to affix a written reminder of the
four weeks for three months. To overcome possible disease protocol to the refrigerator door. Parents were also asked
under-reporting in the treated children due to the parents' to bring the medication bottles with them at follow-up
feeling that the treatment was providing protection, all of visits, and compliance was evaluated on the basis of
the families were telephoned once a week to inquire about the amount of drug remaining in the bottle. Failure to
the child's day-to-day status and remind parents of the administer two or more doses of the suspension solution
possibility of freely contacting an investigator at any time was considered poor compliance, but this was not a reason
of the day to arrange an extra visit within 24 hours if the for interrupting prophylaxis.
child developed respiratory symptoms. Moreover, during At the end of the study, one parent per child rated
the telephone calls, information regarding the apparent his/her satisfaction with his/her child's participation:
safety and tolerability, as well as palatability of the "unsatisfied" (if he/she thought that something better
mixture was collected, paying particular attention to the could have been done to prevent ADM), "satisfied" (if he/
compliance with the administration ofthe prescribed doses she thought the approach to preventing ADM was good)
and, finally, the elimination of risk factors. Any negative or "very satisfied" (if he/she thought that the best possible
health episode occurring in the controls was recorded approach had been adopted).
in the same way. The investigators responsible for the
telephone calls were blinded to the group assignment until Statistical analysis
the end of follow-up period. The data were compared using SAS software, version
At each visit, a history of infections since the previous 9.1 (SAS Institute, Cary, NC, USA). The continuous
visit was obtained, and the subjects underwent pneumatic variables are given as mean values ± standard deviation
otoscopy (Welch Allyn, model 20200) and tympanometry (SD), and were analyzed using a t test for approximately
(MicroTymp2, Welch Allyn or MTlO, Interacoustics), normal variables (based on the Shapiro-Wilk statistic)
together with a complete physical examination. The and Wilcoxon's rank-sum test otherwise; the categorical
procedures were always carried out by the same blinded variables are given as numbers and percentages, and were
investigators validated in the use of the instruments. analyzed by means of contingency tables and the chi-
A diagnosis of ADM was made on the basis of the squared or Fisher's test, as appropriate.
presence of any combination of fever, earache, irritability The primary outcome measure was the occurrence of
and hyperemia or opacity accompanied by bulging or ADM within the 3-month treatment period; the secondary
immobility of the tympanic membrane; tympanometry outcome measures were any change in the frequency of
assisted in establishing the presence ofeffusion in doubtful carriage of respiratory pathogens, the proportion of time
cases. Whenever ADM was diagnosed, amoxicillin plus with bilateral DME, the occurrence of febrile respiratory
c1avulanic acid (80 mglkglday of amoxicillin) was given illnesses, and the use of antibiotics or antipyretics. The
for 10 days. No other treatment was allowed for ADM, analyses were made in relation to the intent-to-treat
except for acetaminophen in the case of fever. Relapses or population.
recurrences were respectively defined as the reappearance The sample size was determined on the basis of
of any signs and symptoms of ADM ~ days or 5-14 days published data regarding the efficacy of eliminating the
after the end of therapy. use ofa pacifier in reducing the incidence ofrADM (30).
The nasopharyngeal samples collected at enrolment Assuming a 20% case loss, a sample size of 120 subjects
and after three months of treatment were always obtained was calculated, with a beta error margin of 0.20, an alpha
by the two investigators responsible for the clinical and value of 0.05, and a power of 80%.
ontological follow-up (PM and SE). A mini-culturette
extra-thin flexible wire swab (Becton Dickinson, RESULTS
Cockeyville, MD, USA) with the tip bent at an angle of
30° was inserted through the child's mouth and placed
Table I summarizes the demographic
1-1.5 inches into the nasopharynx without touching
characteristics of the 122 children, 61 of whom
the uvula or tongue. The nasopharyngeal cultures were
inoculated into Stuart transport medium tubes (Venturi received the suspension of propolis and zinc, and
Transystem, Italy), taken to the microbiology laboratory 61 were assigned to the control group; there was no
and immediately processed. Streptococcus pneumoniae, significant between-group difference in relation to
570 P. MARCHISIO ET AL.

Table I. Demographic characteristics ofstudy participants.


Characteristic Propolis and zinc Controls Pvalue
suspension (n=6I) (n=6I)
Males 37 (60.6) 38 (62.3) 1.00
Age, mean (± SO), months 30.37 (± 13.75) 37.20 (± 15.50) 0.19
:524 months 24 (39.3) 19(31.1) 0.44
Caucasians 59 (96.7) 58 (95.1) 1.00
Breastfeeding 42 (68.9) 48 (78.7) 0.30
Urban residence 61 (100.0) 61 (100.0) n.e.
At least one older sibling 32 (52.4) 35 (57.4) 0.71
Exposure to passive smoking 13 (21.3) 15 (24.6) 0.83
Regular use of pacifier 36 (59.0) 38 (62.3) 0.85
Full-time childcare attendance" 39 (63.9) 42 (68.8) 0.70
Hospitalization in previous 3 months 0(0.0) 3 (4.9) 0.24
Presence of middle ear effusion 57 (93.4) 55(90.1) 0.74
Unilateral middle ear effusion 5 (8.2) 8(13.1) 0.51
Bilateral middle ear effusion 52 (85.2) 47 (77.0) 0.35
Mean number of AOM episodes per 0.66 (± 0.18) 0.64 (± 0.17) 0.34
child/month in previous 6 months (± SO)

Numbers in parentheses = percentages


ADM' acute otitis media; DME: otitis media with effusion; SD: standard deviation; n.e.: not evaluable. *5-6 days/week,
6-8 hrs/day

any of the epidemiological variables likely to affect were all significantly lower among the children
the history of rAOM. All of the children completed treated with the propolis and zinc suspension. In
the study, the overall follow-up period being 183 comparison with the 6 months preceding enrollment,
child-months for both groups. The compliance there was a greater reduction in the incidence density
with treatment regimens was very good: a total of (AOM episodes per child/month) in treated children
98.2% of propolis and zinc solution were correctly (from 0.66 to 0.23) than in controls (from 0.63 to
administered. As regards elimination of risk factors, 0.34). There was no significant between-group
passive smoking was eliminated in 60 (98.3%) difference in the mean duration of bilateral OME,
treated children and in 100% controls, pacifier was the occurrence of febrile respiratory tract infection,
reduced in 58 (95.1%) treated children and in 60 or the number of antibiotic courses administered
(98.3%) controls, and all the children in both groups because of respiratory tract infections.
were able to attend day-care only in the morning. Table III shows the characteristics of
Table II shows the occurrence of AOM nasopharyngeal colonization at baseline and after
episodes, febrile respiratory illnesses, and antibiotic three months. About 50% of the children in both
administration during the study period. Thirty-one groups were carrying respiratory bacterial pathogens
treated children developed 43 episodes of AOM, at baseline; after three months, this had significantly
whereas 43 controls developed 63 episodes. No decreased in the treated group but not in the control
relapses were diagnosed. The number of children group (p<O.OOOI). The suspension of propolis and
with at least one episode of AOM (50.8% vs 70.5%; zinc was associated with a significant reduction
p=0.04), the mean number ofAOM episodes (0.70 vs in the carriage of S. pneumoniae (p=0.02) and
1.03; p=0.03), the number of patients treated with at H. irfiuenzae (p=O.OI). No change in any of the
least one antibiotic course because of AOM (49.2% bacterial pathogens was found in the control group.
vs 75.4%; p=0.005), and the mean number ofAOM- Table IV shows the number and types of adverse
related antibiotic courses (0.64 vs 0.98; p=0.0005) events recorded by the parents, and their satisfaction
Int. J. Immunopathol. Pharmacol. 571

Table II. Occurrence ofacute otitis media. febrile respiratory illnesses. and antibiotic prescriptions during the 3-month
study period according to treatment group.

Efficacy measure Propolis and zinc Controls Propolis and Pvalue Difference between
suspension (n=61) (n=6l) zinc efficacy* the groups
(95% CI)
Children with 2: I 31 (50.8) 43 (70.5) 28.0% 0.04 19.7 (2.7 to 36.7)
AOM episode (%)
Mean number of 0.23 (± 0.26) 0.34 (± 0.29) 32.0% 0.03 0.11 (0.01 to 0.21)
episodes per
child/month (± SO)
Children given 2: I 30 (49.2) 46 (75.4) 35.1 % 0.005 26.2 (9.6 to 42.8)
antibiotic course
forAOM (%)
Mean number of 0.64 (± 0.69) 0.98 (± 0.73) 34.7% 0.005 0.34 (0.09 to 0.59)
antibiotic courses
for AOM per child
(± SO)
Mean duration of 8.62 (± 3.73) 9.50 (± 4.06) 9.3 % 0.24 0.88 (-0.50 to 2.26)
bilateral OME per
child ( ± SO),
months
Children with 2: I 45 (73.8) 47 (77.0) 4.3 % 0.84 3.3 (-12.1 to 18.5)
febrile RTI (%)
Mean number of 1.20 (± 0.94) 1.36 (± 1.26) 11.8 % 0.43 0.16 (- 0.23 to 0.55)
febrile RTI
episodes per child
(± SO)
Children given 2: I 46 (75.4) 50 (81.9) 8.0% 0.51 6.5 (- 8.0 to 21.0)
antibiotic course
for RTI (%)
Mean number of 1.29 (± 1.15) 1.31 (± 0.96) 1.6% 0.92 0.02 (-0.36 to 0.40)
antibiotic courses
for RTI per child (±
SO)

*Propolis and zinc efficacy = 1 minus attack rate (defined as the event rate divided by the total population) among the
treated children divided by the attack rate among controls (13).
AOM' acute otitis media; OME: otitis media with effusion; RTl: respiratory tract infection; SD: standard deviation

with their children's participation in the study. enhancing the natural time-linked decline in the
Adverse events were very rare, mild, transient and occurrence of AOM and reducing the possible
never required study discontinuation. Judgments of increase in antibiotic-resistant pathogens. The
"very satisfied" were significantly more frequent efficacy of the mixture was significantly better than
in the treated group (p=O.002), and judgments of that obtained with eliminating environmental risk
"unsatisfied" were significantly more frequent in factors, although less than that usually obtained
the control group (p<O.OOOI) whereas none of the with antibiotic prophylaxis (3, 5). However, as
parents of the treated children declared themselves the mixture was safe and well tolerated, it can be
"dissatisfied". suggested that it be included in the list of remedies
capable of reducing the risk of new episodes of
DISCUSSION AOM in children with a history of rAOM.
The mixture was effective in preventing only
The results of the study show that the AOM because the incidence of new episodes of
administration of a suspension containing propolis all the other respiratory infections was similar in
and zinc to children with a history of rAOM can both groups during the study period. As respiratory
significantly reduce the incidence of new episodes infections other than AOM are often due to viruses
of AOM and AOM-related antibiotic use, thus in the first years of life and, although frequently
572 P. MARCHISIO ET AL.

Table III. Nasopharyngeal colonization ofrespiratory pathogens at baseline and after 3 months according to treatment
group.

Baseline After 3 months Pvalue


Propolis and zinc suspension 61 61
Carriers of respiratory pathogens 35 (57.4) 13 (21.3) <0.0001
S. pneumoniae 12 (19.7) 3 (4.9) 0.02
H. influenzae 18 (29.5) 6 (9.8) 0.01
M catarrha/is 1 (1.6) 1 (1.6) 1.00
S.pyogenes 4 (6.6) 2 (3.3) 0.68
Controls 61 61
Carriers of respiratory pathogens 33(54.1) 27 (44.3) 0.36
S. pneumoniae 11 (18.0) 9 (14.7) 0.80
H. influenzae 16 (26.2) 13 (21.3) 0.67
M catarrhalis 2 (3.3) 2 (3.3) 1.00
S.pyogenes 4 (6.6) 3 (4.9) 1.00

Numbers in parentheses = percentages


P values were calculated using the chi-squared or Fisher s test, as appropriate.

Table IV. Adverse events and degree ofparental satisfaction according to treatment group.

Characteristic Propolis and zinc Controls Pvalue


suspension (n=61)
(n=6I)
Adverse events
Vomiting 1 (1.6) 1 (1.6) 1.00
Rash I (1.6) 0(0.0) 1.00
Degree of parental satisfaction
Unsatisfied 0(0.0) 17 (27.9) <0.0001
Satisfied 40 (65.6) 38 (62.3) 0.85
Very satisfied 21 (34.4) 6 (9.8) 0.002

Numbers in parentheses = percentages


s
P values were calculated using the chi-squared or Fisher test, as appropriate.

preceded by a respiratory viral infection, AOM is the total number of children carrying S. pneumoniae
mainly caused by bacteria (31), this finding may and H. influenzae was significantly lower only in the
have been due to direct antimicrobial activity. group of subjects receiving the mixture of propolis
Further support to this hypothesis is given by the data and zinc; no change was found among the controls.
regarding the nasopharyngeal carriage of bacterial Given the biological effects of propolis and zinc,
respiratory pathogens: at the end of the study period, it is reasonable to assume that propolis was more
Int. J. Immunopathol. Pharmacol. 573

relevant microbiologically. A number of authors have and with the same content of propolis and zinc
demonstrated that propolis has in vitro bacteriostatic (Defenflu-S, Pharbenia, Bayer, Italy), in which
and (at high contractions) bactericidal activity the active components of propolis are treated by
against many pathogens, including all of the most means of a procedure that leads to greater solubility
common causes ofAOM such as S. pneumoniae and and bioavailability; consequently, it may be more
H. inf/uenzae (23-25). Zinc does not have any direct tolerable with a probable higher efficacy (35). The
antimicrobial activity (24) and, when given to zinc- third could be represented by the high number of
deficient children, reduces the risk of respiratory comparisons, which could imply that some of the
infections by increasing host defenses rather than associations we found could be due to chance alone.
by interfering with nasopharyngeal carriage (27); However, selected findings were significant at the
furthermore, zinc is effective in reducing the risk of 99% level, reassuring on their validity.
infections only when administered to zinc-deficient In conclusion, our data show that adequate
children, whereas its use in normal subjects is not amounts of propolis and zinc can be administered
followed by any significant change in immune to children with rAOM to reduce the risk of new
function (26). As the children enrolled in this study AOM episodes and AOM-related antibiotic courses,
had never reported any nutritional problems, it is with no problem of safety and tolerability, and with
likely that the zinc component of the mixture had a very good degree ofparental satisfaction. No effect
little or no effect in reducing the recurrence ofAOM. can be expected on respiratory infections other than
In addition to its direct antimicrobial activity, propolis AOM.
has been attributed with other biological properties
(32), and its anti-oxidant and anti-inflammatory ACKNOWLEDGEMENTS
activity may have contributed to its positive effect on
AOM recurrences. This study was supported in part by an unrestricted
Our data only partially agree with those reported grant from Pharbenia, Bayer, Italy.
by Cohen et al. (13), who found that the incidence Appropriate informed consent was obtained,
of AOM and other respiratory infections could and the study was conducted in accordance with the
be significantly reduced by the use of a herbal guidelines for human experimentation specified by
preparation containing propolis together with the authors' institution. None of the authors has any
echinacea and vitamin C. One possible explanation commercial or other association that might pose a
for this difference could be the fact that the benefits in conflict of interest.
terms of the prevention of respiratory tract infections
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