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PHYS20312

 Wave  Optics  -­‐  Section  1:  Electromagnetism  


 

1.0  Introductory  Remarks  


 

Optics  –  the  study  of  EM  waves  when:  

1. in  a  vacuum  or  in  a  dielectric  medium  (e.g.  air  or  glass)  


2. at  very  high  frequencies  (  e.g.  ν  ~  1015  Hz  for  visible  light)  

2)  is  very  important.  It  means  that  only  the  time-­‐average  of  the  optical  field  is  observed  and  
determines  the  conditions  under  which  wave-­‐like  behaviour  is  seen.  

1.1  A  reminder  of  Maxwell  Equations  in  a  Vacuum  or  in  an  Isotropic  
Dielectric    and  the  Wave  Equation.  
 

c.f.  your  E&M  notes  

Maxwell’s  equations  (1.1)  :  

Gauss’  Laws       ∇ ∙ 𝑬 = 0     (no  free  charges)  

        ∇ ∙ 𝑩 = 0     (no  magnetic  monopoles)  

Ampere-­‐Maxwell  Law     ∇×𝑩 = 𝜀𝜇𝑬     (no  currents)  

Faraday’s  Law       ∇×𝑬 = −𝑩  

where  𝜀 = 𝜀! 𝜀!  &  𝜇 = 𝜇! 𝜇! ,  and  for  a  vacuum  𝜀! = 𝜇! = 1  and  for  a  dielectric  𝜀! ≠ 1;  𝜇! ≅ 1  

The  Wave  Equation  :         ∇! 𝑬 = 𝜀𝜇𝑬    (1.2)  

We  recognise  this  as  the  equation  for  a  wave  travelling  at  a  velocity,  v  

where    v = 1 =  𝑐 =  𝑐 𝑛  and    c = 1  
𝜀𝜇 𝜀! 𝜇!   𝜀! 𝜇!

and  refractive  index,  𝑛 ≅ 𝜀!  

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PHYS20312  Wave  Optics  -­‐  Section  1:  Electromagnetism  
 
Properties  of  EM  waves  

Neatly  summarised  by:       v𝑩 = 𝒌×𝑬      (1.3)            where  𝒌  is  the  unit  propagation  vector  

Eqn.  (1.3)  implies  that  :  

1. EM  waves  are  transverse  


2. 𝑬    and  𝑩  are  orthogonal  and  in-­‐phase.  

Energy  carried  by  EM  waves  

The  instantaneous  flow  of  energy  per  unit  area  per  sec  (or  flux)  is  given  by  the  Poynting  vector,  S:  

!
𝑺 = 𝑬×𝑩    (1.4)  
!

the  unit  vector,  𝑺  ,  gives  the  direction  of  energy  flow  i.e.  the  Poynting  vector  is  where  a  beam  of  light  
is  pointing  

!
Using  eqn.  (1.3)  and  v = 1 :     𝑺 = 𝑆 = 𝐸 𝜂    
𝜀𝜇

𝜇 𝜇!
where  the  ‘plane-­‐wave  impedance’  𝜂 = 𝜀 ;  in  a  vacuum,  this  becomes  𝜂! = 𝜀! = 377Ω  

However,  since  𝜈 ~1015  Hz  for  visible  light  we  generally  observe  the  time-­‐averaged  flux,  which  is  
known  as  the  irradiance  or  intensity,  𝐼 ,  i.e.    

!!! ! !!! ! !
1 1
!
𝐸 𝑡′
𝐼= 𝑆 ! = 𝑆 𝑡′ 𝑑𝑡 == 𝑑𝑡′  
𝑇 !!! ! 𝑇 !!! ! 𝜂

where  T  is  the  time-­‐averaging  interval.  

In  your  E&M  lectures,  you  saw  that  one  solution  to  the  wave  equation  is  

𝑬 𝒓, 𝑡 = 𝑬𝟎 cos 𝒌. 𝒓 −  𝜔𝑡  

𝐸!!
and  in  the  example  sheet  you  will  show  that  for  this  solution  𝐼 = 2𝜂  

However,  it  is  often  mathematically  more  convenient  to  use  instead  

𝑬 𝒓, 𝑡 = 𝑬𝟎 exp 𝑖 𝒌. 𝒓 −  𝜔𝑡  

where  only  ℜ 𝑬  has  physical  significance.    

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PHYS20312  Wave  Optics  -­‐  Section  1:  Electromagnetism  
 
But  now   𝐸 ! 𝑡 ! = 𝑬𝑬∗ = 𝐸!!  i.e.  we  have  lost  a  factor  of  one  half.  Hence  for  consistency  when  
using  the  exponential  form,  we  redefine  intensity  as    

𝑬𝑬∗ ! 𝐸!!
𝐼= =  
2𝜂 2𝜂

1.2  General  Solutions  of  the  Wave  Equation.  


 

v ! ∇! 𝑬 = 𝑬  

• a  2nd  order  partial  differential  equation  


• 4  independent  variables  
o 1x  time  variable  
o 3x  space  variables  (e.g.  x,y,z    or  r,θ,φ  etc)  
 

We  are  now  going  to  use  the  separation  of  variables  technique  to  obtain  a  time-­‐independent  version  
of  the  wave  equation:  

  Let  𝑬 𝒓, 𝑡 = 𝑬! 𝒓 𝐸! 𝑡  and  then  sub.  into  the  wave  equation:  

v ! ∇! 𝑬! 𝐸! = 𝑬! 𝐸𝒕    

v ! 𝐸! ∇! 𝑬! = 𝑬! 𝐸𝒕  

divide  thru  by  𝑬  to  get  equation  1.5:      


v ! ∇! 𝑬! 𝐸𝒕
=  
𝑬! 𝐸𝒕

now  LHS  is  a  function  of  r  only  and  RHS  is  a  function  of  t  only;  this  can  only  be  true  if  both  sides  are  
equal  to  a  constant.  

1.2.1  Variation  with  time.  


 

Consider  RHS  of  equation  1.5  and  set  it  equal  to  a  constant,  −𝜔 !  (chosen  because  we  are  expecting  
an  oscillating  solution):  

𝐸𝒕
= −𝜔 !  
𝐸𝒕

𝐸!  =  −𝜔 ! 𝐸𝒕  

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PHYS20312  Wave  Optics  -­‐  Section  1:  Electromagnetism  
 
which  has  the  solution  (eqn  1.6):  

𝐸𝒕 = 𝐸𝒕,! 𝑒𝑥𝑝 ±𝑖𝜔𝑡  

• from  now  on  we  will  set  𝐸𝒕,𝟎 = 1  i.e.  all  the  amplitude  information  is  carried  with  𝑬!  
• 𝜔 = 2𝜋𝜈  is  the  frequency  of  oscillation  
• 𝐸! = 𝐸!,! 𝑐𝑜𝑠 𝜔𝑡  and  𝐸! = 𝐸!,! 𝑠𝑖𝑛 𝜔𝑡  (or  a  linear  combination)  are  also  solutions  but  we  
will  use  eqn  1.6  because  it  is  mathematically  more  convenient  with  the  real  part  
representing  the  physical  quantity.  

1.2.2  Variation  with  space.  


Now  consider  LHS  of  equation  1.5,  also  set  equal  to  the  constant,  −𝜔 ! :  

𝜔!
∇! 𝑬! = − 𝑬  
v! !

∇! 𝑬! = −𝑘 𝟐 𝑬!           (1.7)  

or  if  the  vector  direction  is  constant  then  a  scalar  version  can  be  used:  

∇! 𝐸! = −𝑘 ! 𝐸!             (1.8)  

Eqn  (1.7)  is  known  as  the  “Helmholtz  equation”  

• 𝑘  is  the  wave  number  


• 𝒌  is  the  propagation  vector  or  wave  vector  

𝑘  and  𝒌  are  related  by:      

𝜔 𝑛𝜔 2𝜋
𝑘= 𝒌 = = = 𝑛  
v 𝑐 𝜆

N.B.  sometimes  ‘wave  number’  is  defined  as  

1 𝜈
𝑘= =  
𝜆 𝑐

and  given  units  of  cm-­‐1.  

The  full  solution  to  the  wave  equation  is  the  product  of  the  time-­‐  and  space-­‐varying  parts:  

𝑬 𝒓, 𝑡 = 𝑬! 𝒓 𝑒𝑥𝑝 ±𝑖𝜔𝑡  

However,  for  much  of  this  course  𝐸!  will  not  be  important  and  so  we’ll  just  consider  𝑬!  and  the  
Helmholtz  equation,  or  𝐸!  and  equation  1.8.  (And  from  now  on  I’ll  drop  the  subscript  for  the  sake  of  
brevity  i.e.  𝑬 = 𝑬!  and  𝐸 = 𝐸! ).  

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PHYS20312  Wave  Optics  -­‐  Section  1:  Electromagnetism  
 
1.3  Particular  Solutions  of  the  Helmholtz  Equation  .  
 

The  Helmholtz  equation  (1.7)  has  many  different  solutions,  which  depend  on  the  symmetry  and  the  
boundary  conditions.  We’ll  now  consider  three  different  particular  solutions  which  we  will  need  later  
in  the  course:  

1. Plane  waves  (see  section  1.3.1)  are  used  for:  


a.  distant  sources  and  parallel  rays  
b. spatial  frequencies  
c. Fourier  optics  
d. Fraunhofer  diffraction  
2. Spherical  waves    (see  section  1.3.2)  are  used  for:  
a. Huygens  wavelets  
b. Huygens-­‐Fresnel  principle  
c. Fresnel  diffraction  
d. near  sources  
e. focussed  light  
3. Cylindrical  waves  (see  example  sheet)  are  used  for:  
a. Young’s  slits  
b. diffraction  from  a  slit  

1.3.2  Plane  waves.  


 

Consider  the  case  when  the   𝑥, 𝑦, 𝑧  components  are  independent  and  thus  separable,  i.e.:  

𝐸 𝑥, 𝑦, 𝑧 = 𝐸! 𝑥 𝐸! 𝑦 𝐸! 𝑧  

Substituting  this  into  the  scalar  Helmholtz  wave  equation  (eqn  1.8)  and  dividing  by𝐸 𝑥, 𝑦, 𝑧 :  

𝐸!!! 𝐸!!! 𝐸!!!


+ + = −𝑘 ! = − 𝑘!! + 𝑘!! + 𝑘!!  
𝐸! 𝐸! 𝐸!

(N.B  𝑘 ! is  a  constant  and  so  we  are  free  to  say  it  is  the  sum  of  three  others).  This  yields  the  following  
solutions:  

𝐸! 𝑥 = 𝐸!,! exp 𝑖𝑘! 𝑥 ;          𝐸! 𝑦 = 𝐸!,! exp 𝑖𝑘! 𝑦 ;          𝐸! 𝑧 = 𝐸!,! exp 𝑖𝑘! 𝑧 ;  

Hence,  

   𝐸 𝑥, 𝑦, 𝑧 = 𝐸! exp ±𝑖 𝑘! 𝑥 + 𝑘! 𝑦 + 𝑘! 𝑧 = 𝐸! exp ±𝑖𝒌. 𝒓  

and  if  we  also  include  the  time-­‐varying  part  

   𝐸 𝑥, 𝑦, 𝑧, 𝑡 = 𝐸! exp 𝑖 𝒌. 𝒓 ± 𝜔𝑡             (1.9)  

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PHYS20312  Wave  Optics  -­‐  Section  1:  Electromagnetism  
 
1.3.2  Wavefronts.  
 

A  wavefront  is  a  surface  of  constant  phase  and  its  shape  can  be  determined  from  the  wave  
equation  at  a  particular  instant  of  time.  For  example,  the  wavefront  corresponding  to  equation  1.9  is  
given  by:  

𝒌. 𝒓   ± 𝜔𝑡 = 𝑐𝑜𝑛𝑠𝑡𝑎𝑛𝑡  

At  a  particular  instant  (i.e.  𝑡  fixed)  this  yields  𝒌. 𝒓 = 𝑐𝑜𝑛𝑠𝑡𝑎𝑛𝑡,  which  is  the  equation  for  a  plane  
(hence  the  name  of  this  solution  to  the  wave  equation).  

𝒌  is  normal  to  the  wavefront  in  isotropic  media  but,  as  we  will  see  in  the  next  section,  this  is  not  
always  the  case  in  anisotropic  media.  

The  idea  of  a  ‘ray’  used  in  geometric  optics  corresponds  to  the  normal  to  the  wavefront  even  in  
anisotropic  media,  and  hence  is  sometimes  called  the  wave  normal.  

Wavefront  velocity.  

If  the  phase  is          𝜙 = 𝒌. 𝒓   ± 𝜔𝑡    

then  its  rate  of  change  with  time  is      


𝑑𝜙 𝑑𝒓
= 𝒌.   ± 𝜔  
𝑑𝑡 𝑑𝑡

but  for  a  wavefront    𝜙 = 𝑐𝑜𝑛𝑠𝑡,  hence        


𝑑𝜙
= 0  
𝑑𝑡
    and  
𝑑𝒓 𝜔
  = ∓  
𝑑𝑡 𝒌

 The  velocity  in  the  𝒌-­‐direction  is  thus      


𝑑𝑟 𝜔
  = ∓ = ∓v!  
𝑑𝑡 𝑘

i.e.  the  phase  velocity.  

Hence,       𝐸 𝑥, 𝑦, 𝑧, 𝑡 = 𝐸! exp 𝑖 𝒌. 𝒓 − 𝜔𝑡  travels  in  the  +𝒌-­‐direction  at  v!  

    𝐸 𝑥, 𝑦, 𝑧, 𝑡 = 𝐸! exp 𝑖 𝒌. 𝒓 + 𝜔𝑡  travels  in  the  -­‐𝒌-­‐direction  at  v!  

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PHYS20312  Wave  Optics  -­‐  Section  1:  Electromagnetism  
 
1.3.2  Spherical  Waves  
 

Consider  a  point  source  from  which  light  spreads  out  (or  converges  to)  isotropically  so  that  𝐸 𝒓 =
𝐸 𝑟  

For  spherical  symmetry,  the  scalar  wave  equation  becomes  

1 𝜕 ! 𝑟𝐸
∇! 𝐸 = = −𝑘 ! 𝐸  
𝑟 𝜕𝑟 !

Regarding  the  product   𝑟𝐸  as  the  dependent  variable:  

𝜕 ! 𝑟𝐸
= −𝑘 ! 𝑟𝐸  
𝜕𝑟 !

𝑟𝐸 = 𝐴𝑒𝑥𝑝 ±𝑖𝑘𝑟  

𝑒𝑥𝑝 ±𝑖𝑘𝑟
𝐸 𝑟 =𝐴  
𝑟
                             (1.10)  

where  𝐴  is  a  constant.  

N.B.  
𝐴
𝐼 𝑟 ∝ 𝐸𝐸 ∗ =  
𝑟!

Hence,  this  is  a  spherical  wave  as  expected.  

Full  solution  is  


exp 𝑖 𝑘𝑟 ± 𝜔𝑡
𝐸 𝑟, 𝑡 = 𝐴  
𝑟

As  for  the  plane  wave,  the  wavefront  velocity  can  be  found  by  considering  how  a  surface  of  constant  
phase  travels  and  yields:  

𝜔 𝑑𝑟
v! = = ∓  
𝑘 𝑑𝑡

Hence,        
𝐸!
𝐸 𝑟, 𝑡 = exp 𝑖 𝑘𝑟 − 𝜔𝑡  
𝑟
corresponds  to  a  spherical  wavefront  expanding  or  diverging  at  v! ,  and  

𝐸!
𝐸 𝑟, 𝑡 = exp 𝑖 𝑘𝑟 + 𝜔𝑡  
𝑟

corresponds  to  a  spherical  wavefront  contracting  or  converging  at  v! .  

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PHYS20312  Wave  Optics  -­‐  Section  1:  Electromagnetism  
 
1.4  Optical  Spectra.  
 

1.4.1  Frequency  spectrum.  


 

If  𝐸𝒕 = 𝐸𝒕,! 𝑒𝑥𝑝 −𝑖𝜔𝑡    is  a  solution  of  the  wave  equation  then  so  is  any  linear  combination,  i.e.:  
!

𝐸! 𝑡 = 𝐴! 𝑒𝑥𝑝 −𝑖𝜔! 𝑡  
!!!

or  if  𝜔  varies  continuously,  we  can  define  

!
𝐸! 𝑡 = 𝐴! 𝜔 𝑒𝑥𝑝 −𝑖𝜔𝑡 𝑑𝜔  
!!
        (1.11)  

which  we  recognise  as  an  inverse  Fourier  transform,  where  

!
1
𝐴! 𝜔 = 𝐸! 𝑡 𝑒𝑥𝑝 +𝑖𝜔𝑡 𝑑𝑡  
2𝜋 !!
        (1.12)  

is  the  corresponding  Fourier  transform  and  is  a  definition  of  ‘the  spectrum’  of  frequencies,  𝜔 .  

(For  more  on  Fourier  transforms  see  you  Waves  &  Fields  notes  or  Hecht  Section  11.1  and  11.2)  

1.4.2.  Spatial  Frequencies.  


 

Similarly,  for  the  space-­‐varying  part  we  have:  

!
𝐸 𝑥 = 𝐴! 𝑘 𝑒𝑥𝑝 𝑖𝑘𝑥 𝑑𝑘  
!!
      (1.13)  

!
1
𝐴! 𝑘 = 𝐸 𝑥 𝑒𝑥𝑝 −𝑖𝑘𝑥 𝑑𝑥  
2𝜋 !!
    (1.14)  

where  𝐴! 𝑘  is  the  “spatial  spectrum”  comprised  of  “spatial  frequencies”,  𝑘 .  

Note:  

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PHYS20312  Wave  Optics  -­‐  Section  1:  Electromagnetism  
 
• Eqn   1.13   and   1.14   imply   that   any   spatial   distribution   of   light   can   be   constructed   from   a  
superposition  of  plane  waves.  
• In  this  example,  we  have  restricted  propagation  to  being  along  the   𝑥 -­‐axis  to  ensure  it  yields  
the   1D   form   the   Fourier   transform   that   you’ve   seen   before.   In   general,   however,   𝒌   is   a  
vector   and   so   the   spatial   spectrum   can   consist   of   plane   waves   with   different   wavelengths  
and  orientated  in  different  directions.  

1.5  Principles  of  Propagation.  


 

Huygen’s  Wavelets.  

• Every  point  on  a  wavefront  acts  as  a  source  of  secondary  wavelets  (with  the  same  v!  and  𝜐  
etc)  
• These  wavelets  destructively  interfere  in  all  but  one  direction  to  form  a  new  wavefront  
• The  process  repeats  and  thus  the  wave  propagates  

N.B.  That  portion  of  a  wavelet  that  crosses  a  distance  in  the  minimum  time  (i.e.  by  a  direct  path)  will  
be  in  phase  with  portions  of  the  other  wavelets  that  crossed  the  same  distance  in  the  same    
minimum  time.  This  leads  on  to…  

Fermat’s  Principle  –  The  Principle  of  Least  Time.  

Light  takes  the  minimum  time  to  travel  between  two  points  

In  other  words,  to  find  the  path  taken  by  a  light  ray  we  need  to  minimise  the  ‘optical  path  length’,  𝐿 ,  
where  
!

𝐿= 𝑛! 𝑙!  
!!!

where  𝑛!  is  the  refractive  index  of  the  ith  region  through  which  the  light  passes  and  𝑙!  is  the  length  
of   the   light   path   in   that   region.   𝐿   takes   into   account   the   phase   retardation   (i.e.   speed   reduction)  
caused  by  higher  values  of  𝑛.    

We  will  now  see  how  this  works  in  practise  .  

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PHYS20312  Wave  Optics  -­‐  Section  1:  Electromagnetism  
 
1.5.1.  Example  1  –  Snell’s  Law  
Snell’s  law  can  be  derived  from  Fermat’s  principle  i.e.  by  minimising  𝐿:  

 
Figure  1  Snell's  Law  (Image  courtesy  of  A.  Pedlar).  

Optical  path  SP,     𝐿 = 𝑛!"# 𝑥 ! + ℎ! + 𝑛!"#$$ 𝑎−𝑥 ! + 𝑏 !  

Differentiate  with  respect  to  𝑥    


𝑑𝐿 𝑥 𝑥−𝑎
= 𝑛!"# + 𝑛!"#$$  
𝑑𝑥 𝑥 ! + ℎ! 𝑎−𝑥 ! + 𝑏!

The  optical  path  is  minimised  when    

𝑑𝐿
= 0  
𝑑𝑥

i.e.  when    

𝑥 𝑎−𝑥
𝑛!"# = 𝑛!"#$$  
𝑥 ! + ℎ! 𝑎−𝑥 ! + 𝑏!

𝑛!"# sin 𝜃! = 𝑛!"#$$ sin 𝜃!  

QED    

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PHYS20312  Wave  Optics  -­‐  Section  1:  Electromagnetism  
 
1.5.2.  Example  2  –  The  Law  of  Reflection.  
 

Deriving  the  law  of  reflection  using  Fermat’s  principle  is  set  as  a  tutorial  question.  Use  the  following  
the  diagram  to  help:  

 
Figure  2  The  Law  of  Reflection.  

and  follow  this  procedure:  

1. Write  the  optical  path,  𝐿 ,  between  S  and  P  as  a  function  of  𝑥  


!"
2. Find    
!"
!"
3. Setting     = 0  should  then  yield  𝜃! = 𝜃!  
!"
 
 

Reflection  from  a  Curved  Mirror.    

This  is  also  set  as  a  tutorial  question  and  yields  the  following  relationship:  

1 1 2
+ =  
so si R

where   𝑅   is   the   radius   of   curvature   for   the   mirror,   and   𝑠!   and   𝑠!   are   the   distances   from   the   mirror   to  
an  object  and  to  its  reflected  image,  respectively.  

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PHYS20312  Wave  Optics  -­‐  Section  1:  Electromagnetism  
 
1.5.3  Refraction  at  a  Spherical  Surface.  
 

One  or  both  of  the  surfaces  of  a  lens  are  spherical  and  so  understanding  refraction  at  such  as  surface  
is  key  to  understanding  how  light  propagates  through  lenses.  We  will  use  Fermat’s  principle  to  find  
out  how  light  is  refracted  at  a  single  spherical  surface  and  then  combine  the  effects  of  two  surfaces  
to  derive  the  lens  equation.  

 
Figure  3  Refraction  at  a  spherical  surface.  

The  optical  path:  

𝐿 = 𝑛! 𝑙! + 𝑛! 𝑙!  

where  𝑛! is  the  refractive  index  for  the  object  ray  (in  the  medium  before  the  surface  i.e.  to  the  left  in  
Fig  3)  and  𝑛!  is  the  refractive  index  for  the  image  ray  (in  the  medium  after  the  surface  i.e.  to  the  right  
in  Fig  3).  

Using  the  cosine  rule  for  triangle  SAC:  

𝑙!! = 𝑠! + 𝑅 !
+ 𝑅 ! − 2𝑅 𝑠! + 𝑅 cos 𝜃  

Similarly,  for  triangle  CAP:  

𝑙!! = 𝑠! − 𝑅 !
+ 𝑅 ! − 2𝑅 𝑠! − 𝑅 cos 180° − 𝜃  

𝑙!! = 𝑠! − 𝑅 !
+ 𝑅 ! + 2𝑅 𝑠! − 𝑅 cos 𝜃  

Differentiating  𝐿  with  respect  to  𝜃  

𝑑𝐿 𝑛! 𝑅 𝑠! + 𝑅 sin 𝜃 𝑛! 𝑅 𝑠! − 𝑅 sin 𝜃
= −  
𝑑𝜃 𝑙! 𝑙!

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PHYS20312  Wave  Optics  -­‐  Section  1:  Electromagnetism  
 
-­‐when  
𝑑𝐿
= 0  
𝑑𝜃

𝑛! 𝑠! + 𝑅 𝑛! 𝑠! − 𝑅
=  
𝑙! 𝑙!

for  small  𝜃 ,  𝑙! ≈ 𝑠!  and  𝑙! ≈ 𝑠!  which  yields  

𝑅 𝑅
𝑛! 1 + = 𝑛! 1 +  
𝑠! 𝑠!

[This  is  known  as  the  “paraxial  approximation”  or  sometimes  the  “First  order  approximation”  or  
“Gaussian  optics”].  

Re-­‐arranging:  

𝑛! 𝑛! 𝑛! − 𝑛!
+ =  
𝑠! 𝑠! 𝑅
  (1.15).  

Note  the  eqn.  (1.15)  has  no  dependence  on  𝜃  and  so  all  rays  from  S  will  converge  at  P.  

Since  the  surface  is  spherically  curved  then  there  is  nothing  special  about  the  line  SP;  we  can  draw  
other   lines   through   the   centre   of   the   lens   and   the   same   analysis   would   be   valid.   We   can   thus  
generalise  this  result  to  say  that,  for  small  angles,  all  the  rays  from  any  object  point  will  converge  on  
a  corresponding  image  point.  In  other  words,  there  is  a  unique  ‘mapping’  of  points  from  object  to  
image  i.e.  the  optical  field  in  the  object  plane  is  reproduced  in  the  image  plane  (although  it  may  have  
been  shrunk  or  expanded).  This  is  what  we  mean  when  we  say  an  image  has  been  formed.  

Now  let’s  consider  two  spherical  surfaces  combined  together  to  form  a  lens.  The  image  formed  by  
the  first  will  act  as  the  object  for  the  second:  

 
Figure  4  Propagation  through  a  lens.  

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PHYS20312  Wave  Optics  -­‐  Section  1:  Electromagnetism  
 
Writing  down  eqn.  (1.15)  for  each  surface.  

For  the  first  surface:  


𝑛! 𝑛! 𝑛! − 𝑛!
+ =  
𝑠!,! 𝑠!,! 𝑅!

and  for  the  second:  


𝑛! 𝑛! 𝑛! − 𝑛!
+ =  
𝑠!,! 𝑠!,! 𝑅!

The  object  distance  for  the  second  surface,  𝑠!,! ,  is  related  to  the  image  distance  for  the  first  surface,  
𝑠!,! ,  by  

𝑠!,! = − 𝑠!,! − 𝑑  

and  is  negative  because  it  is  to  the  right  of  the  lens.  

Combining  these  we  have  

1 1 𝑛! − 𝑛! 1 1 𝑛! 𝑑
+ = − +  
𝑠!,! 𝑠!,! 𝑛! 𝑅! 𝑅! 𝑛! 𝑠!,! 𝑠!,! − 𝑑

For  a  ‘thin  lens’,  𝑑  is  negligible  and  we  obtain  “The  Lensmaker’s  Formula”:  

1 1 𝑛! − 𝑛! 1 1
+ = −  
𝑢 𝑣 𝑛! 𝑅! 𝑅!
  (1.16)  

where  𝑢 = 𝑠!,!  is  the  object  distance  and  𝑣 =𝑠!,!  is  the  image  distance.  

The   RHS   of   the   Lensmaker’s   equations   is   determined   solely   by   the   properties   of   the   lens   and   the  
refractive   index   of   the   surrounding   medium,   and   characterises   how   it   refracts   light.   Replacing   the  
RHS  with  a  single  parameter,  we  get  the  “The  Lens  Equation”:  

1 1 1
+ =  
𝑢 𝑣 𝑓
  (1.17)  

where  𝑓  is  the  focal  length  of  the  lens.  

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