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Finite-Element Simulation of Induction Heat Treatment: K.F. Wang, S. Chandrasekar, and Henry T. Y. Yang
Finite-Element Simulation of Induction Heat Treatment: K.F. Wang, S. Chandrasekar, and Henry T. Y. Yang
An efficient finite-element procedure has been developed for the analysis of induction heat treatment
problems involving nonisothermal phase changes. The finite-element procedure first simulates the mag-
netic field developed when currents flow through an induction coil by solving Maxwell's electromagnetic
field equations; at the following step, it calculates the temperature distribution in the workpiece due to
eddy currents induced by the magnetic field. The final stage of the simulation involves the determination
of the distributions of residual stress, hardness, and microstructure in the workpiece. The finite-element
analysis includes temperature-dependent material properties, changes in permeability of the workpiece
at the Curie temperature, a mixed hardening rule to describe the material constitutive model, and the in-
corporation of time-temperature-transformation (TTT) diagram. The procedure was applied to the simu-
lation of the induction hardening of 1080 steel bar. Firstly, the magnetic field and temperatures developed
in the workpiece during (a) the induction heating of an infinitely long 1080 steel cylinder by a single encir-
cling coil and (b) the induction heating of a semi-infinite half-space by a single coil suspended above it
were calculated using the finite-element procedures. These were validated by comparing them with ana-
lytical solutions derived for these configurations using a Green's function method. Finally, to demonstrate
the predictive capability and practical applicability of the current finite-element procedure, two exam-
ples pertaining to the induction heat treatment of an infinite 1080 steel bar of square cross section and a
notched finite 1080 steel cylinder of circular cross section were analyzed to predict the magnetic field, tem-
perature, and residual stress distributions. The current finite-element procedure could be used as a pow-
erful design tool for linking induction heat treating parameters with the mechanical property attributes
of the heat treated component.
or
{[k]e + {/]e} {A} = {Fe} [15]
_ff O ON.
+ 0(l/ix)~l OrAl+ 0(1/#) OA + j o = 0 [9] iJ--JJve ixt Ox OX +--~yy~ dXdy
Dr Lr ) 0z 0z
For the two-dimensional Cartesian case: le.
lJ
= •ddvejo.~NN,
l J
dxdy
lr O2Zx] Oax
7tT-/ + J-xo,<,Ax - t, Ox - J+ Jox = O
s~IX On
l(02A 02A ~ O(1/~t)g~A OAx'~
- I s--~-~+ ~ | - j o ~ o A +--I ---Y---|+ 0[10] In the formulation, the permeability, It, is assumed to be a
IXtOxZ ~ J Y Ox t Ox Oy) Joy= constant within an element, but can vary from one element to an-
other.
The variational formulation of the equations for the finite-
element solution can now be derived by using the identity in Ref
4. It was assumed that the magnetic permeability, Ix,is a constant
3.2 TemperatureAnalysis
within the domain D bounded by the surface S. For the axisym- The calculation of the temperatures induced within the work-
metric case, the variational form is piece during the induction heating and subsequent quenching
cycle requires a solution of the heat equation with convection
~ffa~VAV6AdD+ff~D(~+Jox~) A6AdD boundary conditions. The analysis is described in detail for the
quenching process in an earlier paper, [12] but will be briefly re-
viewed here.
= S~SJoDAdD+ ~ I OA&4dS [11] The transient heat conduction equation for a solid with an in-
D SIx 0n
ternal heat source is
For the two-dimensional case, the variational form is V(kVT) + / / = pC 0T [16]
POt
l~ffDl~--x ~xDA+~y
O ~A ay
O~-SAldD+~fjox~ASAdD
) o where k, p, and Cp are, respectively, the thermal conductivity,
density, and specific heat of the solid, and//is the rate of heat
=~/oSAdD+~s~ 7n
OA~ds [12] generation within the material.
e d ~r
C r
b ~'XCoi I ~, ~ 40mm-~
L1080steel cylinder -r B
I
7,
l Element Mesh 1
r1
v
r rz
L v
b a
Fig. 1 Finite-element modeling for the induction heat treat- Fig. 2 Induction heating of a two-conductor rod encircled by
ment of an infinitely long 1080 steel cylinder encircled by a coil. one coil.
~)2A(i) 1 ~A (0 ~2A(i) A (i) where J0 is the source current density in the coil:
ar2 + ~ d ~)z2 r2 jogtiO i = 0 [291
D(t~) = [l~ctzblo(Ct2b)Kl(ab) + ( ~ I I ((x2b)K0(otb)
P20
where Pi and t~i are, respectively, the permeability and electrical
conductivity of the workpiece in the region of interest. For the
geometry shown in Fig. 2 and for a delta-function coil of
strength Jo, the boundary conditions are
+~176176176176
A( l)(a,z - z0) = A(2)(a,z - Zo)
- [-l~o~2bKo(O~2b)Kl(OgO) + ogOKl(O~2b)Ko(O.b)
1 ~a(1)(a,z P20
- z~) = 1 ~A(2)(a,z _ z0)
gt Or u g2
+ 1- l(~ Kl(~ [PI2
A(2)(b,z - zo) = AO)(b,z - zo)
-tx2alo(t~2a)ll(t~la)+(1-~lll(~
l ~rrA(a)(b,z- Zo) = ~o ~-rA(3)(b,z- zo)
P2
K,(u.2b) 1
- where a is the thermal diffusivity and TOis the initial tempera-
ture.
The Green's function for this problem, i.e., the solution for
+ (l - ~12)I,(~ - Ii((xb)} the temperature when a delta-function heat source is described
over a circle, can be obtained as: [2H
F ( a,r l,r2) = ;2roKl (aro)dr 0 G(r,z,t I f,z','C) = ~ 2 F cos (rig) cos (qz)e-~2(t-X)a~
rI
oo
T1
m=2
e-~(~2m+~2)(t-X)d~ [34]
Z(ct,z) = l [ s i n o~(c - z) + sin tx(c + z)]
t~
where ~m are roots ofJl(~mb) = O, and Jo(x) and Jl(X) are the
and Ko, K1, I0, and 11 are the appropriate modified Bessel func- Bessel function of the first kind. The transient temperature solu-
tions in the usual notation. tion for induction heating is then:
120 1000
-~ ee 68 eight-node elements 900 me& a n a l y t i c a l s o l u t i o n
Too -- analytical solution
03 68 eight-node elements
800
9"~
0
80
7O0
~:: 60 -- 6oo
M r
9< 40 500
~ E
400
"~ 20 t-
O
~.. 300
9-, 0
0 ~ ~ 200
c~ lm[A]
1O0
a.J
U
-40 J = = J I 0
>
o ao 4o so so 10o 12o 0 5 10 15 20 25
Fig. 3 Real and imaginary components of the vector potential Fig. 4 Temperature histories at three points within the cylinder
along a radial direction from point B, assuming the permeability during the induction heating process, assuming the material
of the solid constant everywhere. properties constant throughout the workpiece.
t._
~u
uo
~-
z=
1 ;20
100
60
40
~za Steel (#~=#z=#)
| Bimetal (#I=#,#2=#o)
- - Analytical solution
/ fat = ~
IXo
g,
E
3=
v
-0-
r-
16
14
lO
6
4
0
g- 2o
r"
o 0 , I = I , , 9 , . 1 . i . i , i ,
20 40 60 80 100 1 20 0 100 200 300 400 500 600 700 800 900
Fig. 5 Magnitude of the vector potential along a radial direc- Fig. 6 Convection coefficient as a function of temperature for
tion from point B for steel and a two-conductor bimetal. 6% UCON quenchant.
10,1 Volume 1(1) February 1992 Journal of Materials Engineering and Performance
8200 60
Martensite
8000
i
4J 40
~ 7800 >
30 Martensite
"~ 7600
7400
10-
f-
q0
7200 I I I I I i 0 I I J I , I , I ,
200 400 600 800 1000 1200 200 400 600 800 1000 1200
Temperature ('C) Temperature ('C)
900 46
O
5
cr) 800
7 4
--3
m
700
4=a
(0
Ca 3
-r" Marten- / J
0
0
600
500
~ ~/ / Austenit- e
4-; 1
O
Z
I = I I I I = I ~ I a I J I I
400 Lu 0
200 400 600 800 I000 1200 0 200 400 600 800 1000 1200
Temperature ('C) Temperature ('C) [21]
was assumed to be 30 W/m 2 9 C. The physical and mechanical stresses at the center are potentially critical to not only dictating
properties were assumed to be temperature dependent, as shown failure of the cylinder, but also in determining limits on the
in Fig. 7 and 8. maximum allowable quenching rates.
In Fig. 9, it is shown that the temperature of point A on the
cylinder surface shows a discontinuity in its time derivative at
4.2 Induction Heat Treatment of a Half-Space by a Single
the Curie temperature of 725 ~ A similar feature is observed in
Coil Above It
the temperature history of point B at the same time. The other no-
ticeable discontinuities in the time derivatives of the tempera- Figure 12 shows a schematic of the induction heating of a
ture in Fig. 9 correspond to the onset of air cooling and UCON semi-infinite solid (half-space) by a single circular coil placed
quenching, and the occurrence of phase transformations within above the surface. The cross section of the coil was the same as
the workpiece. The stress histories and the residual stresses at se- that used in the previous example. Also shown in Fig. 12 is the
lected points in the cylinder are shown in Fig. 10 and 11, respec- finite-element mesh used to simulate the heat treatment process
tively. Both the hoop and the axial residual stresses are compres- for obtaining the distributions of magnetic vector potential, tem-
sive to a depth of about 4 mm from the surface (see Fig. 11), perature, and residual stress in the workpiece, which was 1080
whereas at the center of the cylinder, the residual stress state is carbon steel. The mesh consisted of 132 isoparametric eight-
somewhat similar to hydrostatic tension. These tensile residual node elements for the entire space. As in the previous example,
700
25
6OO O.
4,1 20
r 500
4~
"tO
400 "5
"O
15
O
3O0 E
>,,. 10
U
m
200 4J
r V)
r 5
100
O.
c a ! i l I , l i t I I I I I 9
0 0
0 200 400 600 800 1000 0 200 400 600 800 1000
Temperature ("C) Temperature ( ' C )
250
0-
"" 200
4J
0
--
U)
150 8
20
15
/
o:
r 100
14-- 10
O
50 5
"10
O ! I I ! t I 9 I I , I , | =
"~ 0
,
0
0 200 400 G00 800 1000 r- 0 200 400 GO0 800 1000
Temperature ('C) Temperature ('C)
the solutions for magnetic vector potential and the temperature 1 ~toIo r 1 aZ at
distribution in the workpiece during the induction heating proc- A ( )(r,z)=~-Jo~F(rl,r2)Jl((xr)[(e z-e 0
ess were also derived in dosed form by using a Green's function
method and were compared with the corresponding finite-ele- + w (e-Ca1 - e-at2)]e-aZda
ment results.
Appendix 2 gives the Green's functions for the magnetic vec-
tor potential in different parts of the coil/workpiece system (2) rt0J0 ~ 1 _,~
shown in Fig. 12. The Green's functions were obtained as the so- A (r,z) = ~ - J0 -~F(rl'r2)Jl((xr)(e ' - e--~12)
lutions for a circular delta-function coil located above the sur-
face of the 1080 steel workpiece; the relative magnetic perme- (e az + we-~)d(~
ability of the 1080 steel was assumed to be 90. In the derivation,
all the thermophysical and electrical properties of the workpiece
were assumed to be constant and independent of temperature. A( )(r,z) = ~ Jo ~ F(rl'r2)Jl(ar) " ([(eaZ - eat,)
The Green's functions of Appendix 2 can be integrated over
the coil cross section and the current density to obtain the vector + w(e -at] _ e-aZ)]e-aZ + (e -az _ e-at2)(eO~ + we--aZ))da
potentials for this problem:
900
800
800
700 600
o
600 R
400
o 500
t..
.2 ..-.. 200
z
t~ 400
L.
0
300
E
~J
I.-- 200 -200
to [] r
to
100 /C a..a -400
t/3
0 ,,. i i i i
-600
4O 80 120 160 200
Fig. 9 Temperature histories at three points within the infi- Time (second)
nitely long cylinder during the heat treatment process, assuming
that the material properties for this simulation are temperature Fig. 10 Histories of axial stresses at the center B and point A of
dependent [191with the Curie temperature being 725 ~ the cylinder.
c d
800
I 26ram I Z
6O0
:, 22 :~- rlrZ'~-~ Coil
400 O'z
4__Lm , 1,2 ~ ~ /2
200
0
tro
O'r
~o1 o' ] ,~/tLr
z O'rz
80 ~teel
-200 b a
-400
-600
-800
0 4 8 12 16 20
A ( 3 ) ( r , z ) =goJo
~ - j o -[~ ~1 F"t r 1'r 2)Jlt
"" "oLr)) I"
( e - ~ ~ - e-al2)(1 + w)ea~Z dtx [36] Fig. 12 Finite-elementmodeling for the induction heat treat-
ment of a half-space by a coil suspended above the surface.
where A(i)(r,z) is the potential in region i of the coil/workpiece
system.
Journal of Materials Engineering and Performance Volume 1(1) February 1992-- 107
1000
200
6| 132 e i g h t - n o d e elements 6| analytical solution
E 900
- - analytical solution 132 e i g h t - n o d e e I ements
~_ 160
(v 800 z
~= 120 700
o 600
{_ 500
m 40 400
{_
r im j
El. 300
~ 0 a a =g E
o 200
-40
100
0
-80 i i I i 0
z (ram) Time ( s e c . )
Fig. 13 Distribution of vector potential along a line parallel to Fig. 14 Temperature histories at two points on the surface of
the z axis through point A. the half-space.
800
1000
700
.it
/
900
600
800
500
700
400
o
v 600
L. 500 /A 300
200
400
L.
L~ 100
Q_ 300
E
oj 0
}-.
200
-100
100
-200 i , i , i i i , ~ - i . ! .
0 i i i i
20 4o 60 so 100 laO 140 160
20 40 60 80 100
Radius (mm)
Time ( s e c . )
Fig. 16 Distributions of residual stresses t~r and ~0, respec-
Fig. 15 Temperature histories at two points on the surface of a tively, along the radial direction on the surface of the half-space
half-space under one coil. at time t = 100 sec.
where//is the heat source generated by the eddy currents. For the
strength of this heat source, see Example 1 in Section 4.1. The
BCs [37] solutions obtained using finite-element and the Green's function
z=0 (analytical) approaches were compared for the following condi-
Laz tions: Source current density and frequency in the coil being 1.2
x 1010 A/m 2 and 60 Hz, respectively. The data for the electrical
From Green's function theory, the temperature distribution in conductivity, density, specific heat, and thermal conductivity
the half-space for heat source i/distributed throughout the solid were assumed to be 3 x 106 mho/m, 7500 kg/m 3, 650 J/kg. K,
is and 35 W / m . K, respectively. Other relevant geometric details
are given in Fig. 12. The top surface of the half-space was as-
sumed to be thermally insulated.
T(r'z't)=T~176 f f ~ O~ /r,k ~=0 r=0 z=0 = =0
The distribution of the vector potential and the temperature in
the half-space are shown for selected points in Fig. 13 and 14, re-
~r'J0(13r)J0(13r')cos (rlz) cos 01z')e -a(f~2+n%(t-x) spectively. The temperature distribution is plotted for only the
first few seconds of the induction heating cycle in Fig. 14. The
9il(r',-z')d~drldr'dz'd,c [381 vector potential in the vicinity of the half-space is also shown in
600
400
"~ 200
Q_
"-5
0
-~00
L
4.l
u'~ -400
-600
-800 I I | I i
20 40 60 80 100
Z (ram)
Fig. 17 Distributions of residual stresses o0 and oz, respec-
tively, along the z axis of the half-space at time t = 100 sec.
ab
Fig, 18 Finite-element modeling for the induction heat treat-
ment of an infinitely long 1080 steel square bar encircled by an
1000 infinitely long coil.
900
800 ~x 800
700
600 ~ O , z
"~' 600
500
400
L~400 ..~
200
O'x
300 v 0
P" 200
-200
1O0
,~ -400
o ,o22 :o -600
(se
-800
Fig, 19 Temperature histories at three points within the infi- 0 2 4 6 8 10 12 14
nitely long square bar. Radius (mm)
Journal of Materials Engineering and Performance Volume 1(1) February 1992-- 109
C 1000
z
900
C1080 Notched
Circular Bar 800
V-" r
"G 700 II r
o
4 x 4 Coil v 600
b a t_ 500
D
l k 40ram -. 400
(u
Q. 300
E
~J
200
Element Mesh
100
0 i i i i i
Time (sec.)
~ -2oo
0
i isoparametric eight-node elements was used, as shown in Fig.
18. The material properties for the 1080 carbon steel were as-
sumed to be temperature dependent and the same as in the pre-
~ -400
vious examples. The convective heat transfer coefficients for air
L.
and UCON quenchant (see Fig. 6) were also the same as in the
"~ -600 earlier examples.
-800
Three finite-element meshes (68, 74, and 160 elements, re-
spectively) were used to model this problem to observe that the
i i i t
-1000 74-element mesh generated converged results. Also, meshes
3O 60 90 120 150 coarser than 74 elements were not found to be accurate enough.
Time (second) Thus, the 74-element mesh, as shown in Fig. 18, was used.
Fig. 23 Histories of axial stresses at two points of the notched Figure 19 shows the finite-element results for the tempera-
circular bar during heat treatment. ture histories of three different points in the square bar. Again,
the discontinuities in the temperature gradient with the onset of
the Curie phenomenon are clearly evident in the heating cycle of
radial direction on the surface of the half-space at time t = 100
Fig. 19. Figure 19 shows that the temperature at the surface and
sec. Figure 17 shows the distributions of residual stresses a0 and
the center of the bar at the end of the heating cycle is in excess of
ffz, respectively, along the z axis of the half-space at time t = 100
800 ~ which indicates that the whole bar would be austenitized
sec. These stresses were of course induced by the heat treatment
process. It is interesting to note that, on the surface of the half- before the quench. On quenching, the austenite transforms to
space in Fig. 16, there are substantial point-to-point variations in martensite or pearlite depending on the cooling rates at any
the radial and hoop residual stresses, especially in the neighbor- given point. The residual stresses, as induced by the induction
hood of the coil. The present coil configuration obviously needs heat treatment process, are shown in Fig. 20. The residual stress
to be improved for the practical heat treatment of the half-space. distribution shown here is very similar to the corresponding
stresses calculated in a circular bar whose cross section inscribes
the square and that has been subjected to a similar heat treatment
4.3 Induction Heat Treatment of an Infinitely Long 1080 cycle. [12] This serves as a rule-of-thumb check for the stress cal-
Steel Square Bar Encircled by an Infinitely Long Coil
culations. The broad features of the residual stress distribution,
To demonstrate the capability of the present finite-element such as all of the stresses being compressive at the surface and
program to simulate two-dimensional plane-strain problems, the predominantly tensile in the interior, are in qualitative agree-
40O tion of residual stresses along the radius OA of the notched bar is
(0
CL
shown in Fig. 24. At point A where the elastic stress concentra-
200 tion is the greatest, the residual axial stress has a large compres-
0
sive value of about 900 MPa. The compressive stress region ex-
t
tends to a depth of about 4 mm in Fig. 24. The compressive
-200 residual stress would be beneficial to reducing failures from the
i
notch. It is clear that the localized induction heat treatment has
"~ -400
led to a zone of high residual compressive stress in the axial di-
9~ -6oo rection at the root of the notch. Furthermore, the simulation also
OJ
I:3E showed that the material near the notch root is mostly martensite
-800 whose yield stress is in excess of 1000 MPa.
9 i 9 i 9 i 9 i 9 J 9 J 9 i
- 1000
2 4 6 8 10 12 14 16
Radius (ram) 5 Conclusions
Fig. 24 Distribution of residual stresses along the radius OA of
the heat treated bar. The residual stresses, temperature distributions, and the mag-
netic field developed during the induction heat treatment of
1080 steel bar have been calculated using a finite-element for-
ment with what is experimentally observed for such a heat treat- mulation and solution procedure. The principal features of this
ment cycle. The zone of surface residual compression in the y- formulation include the incorporation of the Curie phase transi-
and z-directional stresses is found to extend to a depth of ap- tion in the calculation of the magnetic field during heating, the
proximately 5 mm from the surface in Fig. 20. Of course, the ten- use of nucleation and rate equations to describe the nonisother-
sile stresses in the interior make the central regions of the square mal phase transformations taking place in 1080 steel during
bar prone to failures when subjected to external loads. quenching, and temperature-dependent material properties.
Four different examples were analyzed to validate the present
formulation and to demonstrate its predictive capabilities. Ana-
4.4 Induction Heat Treatment of a Finite 1080 Steel Circular
lytical solutions using Green's function methods were derived
Notched Bar
for the magnetic field and temperature distributions in an infi-
The last example considers the simulation of the induction nitely long 1080 steel cylinder encircled by a single coil and in a
heat treatment of a notched circular bar by a single coil. Many half-space suspended below a coil. These enabled validation of
engineering components such as crankshafts, camshafts, etc., the magnetic field and temperature calculations. Analysis of the
contain fillets and notches that are potential zones of failure be- induction heat treatment of steel cylinders of square and circular
cause of the stress concentrations that occur in such areas. Local cross sections and a notched steel bar are of practical relevance
induction hardening of these regions to introduce residual com- to engineering applications such as the heat treatment of solid
pressive stresses or increase the hardness can often be used to re- piston pins and camshafts used in engines.
duce the probability of failure in such regions. Ongoing work is directed toward controlled quenching and
Figure 21 shows the geometrical configuration for the simu- induction heat treatment experiments to further validate the
lation of heat treatment of a 1080 steel bar of circular cross sec- computational results and to extend the program to treat more
tion containing a single semicircular notch. The bar was as- complex geometries. Furthermore, the feasibility of using the fi-
sumed to be 120 mm long and the coil surrounded the notched nite-element procedures to efficiently design heat treatment pa-
area. The circular coil had a square cross section of 4 by 4 mm. rameters a priori for obtaining specified residual stress distribu-
The finite-element mesh consisted of 115 isoparametric eight- tions and microstructure pattern in steels is being investigated.
node elements. A sinusoidally varying source current of density
9.5 • 109 A/m 2 with a frequency of 60 Hz was applied for 27 sec
to heat the notched area; the bar was then subjected to air cooling
for 1 sec and then quenched on cylindrical surfaces in a 6% Acknowledgments
UCON quenchant. The material properties for the 1080 steel and
the quenchant were the same as in the previous examples. This work was supported by grants from the National Sci-
Three finite-element meshes (94, 115, and 220 elements, re- ence Foundation (CDR 8803017) to the Engineering Research
spectively) were used to model this problem to observe that the Center for Intelligent Manufacturing Systems and the Computer
115-element mesh generated converged results. Also, meshes Integrated Design Manufacturing and Automation Center (CID-
coarser than 115 elements were not found to be accurate enough. MAC) at Purdue University. The authors wish to thank Wayne
Thus, the 115-element mesh, as shown in Fig. 21, was used. Eckerle, Bill Grant, Carl Mussoulf, Ted Winterrowd (Cummins
Figure 22 shows the temperature histories at selected points Engine Co.), Bob Kobylarz, Tom Strong, Greg Williamson, and
in the bar during the heat treatment cycle. From this figure, it is Tim Witte (Atlas Co.) for valuable discussions at various stages
observed that the surface region of the notch has exceeded the of the study. The authors also acknowledge the guidance of the
austenitizing temperature before quenching began. Figure 23 NSF ERC Program Director Fred Betz.