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Ideology, Materialization and

Power Strategies

Luis Jaime Castillo Butters

Elizabeth DeMarais

Timothy Earle

Pontificia Universidad
Católica del Perú
Castillo, DeMarais and Earle, Ideology, Materialization and Power Strategies 2

Ideology, Materialization and Power


Strategies1
Luis Jaime Castillo Butters, Elizabeth DeMarais, and Timothy Earle

«A society works best when people want to do, what they have to do...» Eric Fromm

Abstract

Ideology, as a part of culture, is an integral ways. On one hand, ideology is seen


component of human interactions and power basically as epiphenomenal, as determined by
strategies that configure sociopolitical systems. We the more persuasive productive aspects of
argue that ideology must be materialized, or given society. On the other hand, ideology has been
concrete form, in order to be a part of the human reduced to the expression of the innerself of the
culture that is shared by a society. This process of individual, multiplying the number of
materialization makes it possible to control, ideologies at any given time to an equivalent
manipulate, and extend ideology beyond the local
of the individuals’ minds.
group. Ideology is an important source of power;
to be controlled it must be rooted in a material The way we look at ideology is rather
medium. To illustrate these concepts three cases are d i ff e r e n t . F i r s t o f a l l , w e r e c o g n i z e t h a t
examined: Neolithic and Bronze Age chiefdoms of ideology is one of the most important
Denmark, the Moche states of northern Perú, and components in a social system. This component
the Inka empire of the Andes. is usually closely and even exclusively
associated with the most powerful social
Introduction segments. As archaeologists we see a
tremendous limitation in most definitions of
In recent years many archaeological ideology, particularly when it is perceived as
discussions, coming from both the processual being composed exclusively of ideas and
and post-processual perspectives, have focused beliefs—unlikely to appear in the
on the nature and role of ideology in the archaeological record. Here is where ours
development of social complexity (Cowgil differs from other perspectives. We consider
1993; Demarest and Conrad 1992; Earle 1991a; that ideology is as much embedded in the ma-
Hodder 1982; Miller and Tilley 1984; Renfrew terial means to communicate and manipulate
and Zubrow 1994; etc.). The positions taken in ideas, as in the ideas themselves. Furthermore,
these essays have been as diverse as the we think that the archaeological record is
theoretical backgrounds of their authors, but particularly rich in these types of expressions,
roughly can be characterized in one of two which are very likely to be preserved or passed
on.

Luis Jaime Castillo Butters. Profesor Principal del Departamento de Humanidades, Sección Arqueología y Director de Relaciones
Internacionales y Cooperación de la Pontificia Universidad Católica del Perú. (lcastil@pucp.edu.pe).
Elizabeth DeMarais.
Timothy Earle.

Current Anthropology 37 (1):15-31. Wenner-Gren Foundation for Anthropological Research, 1996


Castillo, DeMarais and Earle, Ideology, Materialization and Power Strategies 3

There are two aspects to these material sources of social power to pursue their
means of ideology: a symbolic and a material. goals. In some instances, these strategies rely
Symbolic objects and religious monuments of heavily on the coercive effects of military
all sorts convey and transmit symbolic action; in others, economic action, that is the
information and meanings, standing for and production and distribution of goods, has
representing them. The symbolic meanings «ultimate primacy.» In still others, as we
these objects and monuments stand for and consider in this paper, ideology plays a basic
represent, and especially how these were role in political and social dynamics.
perceived by individual actors, are inaccessible The choice of one power strategy over
to the archaeologist. But as material objects another has profound implications for the
they are part of the fabric of the social, political, process of social evolution (Earle 1987, n.d.;
and economic aspects of society, revealing Johnson and Earle 1987). In essence, the
patterns of access and manipulation of the different power strategies represent different
power of some social segments over others. routes to social complexity, different means to
Archaeologically we can study differential centralize and to extend the scale of a polity.
access to the material expressions of the The strategic use of each power source
ideological system, and how this access affected depends on the historical circumstances of the
the dynamics of social power. social group and its objectives. The selection
From this standpoint, the study of ideology of one strategy over others involves comparing
in archaeology can contribute to our the effectiveness and costs of implementing
understanding of power relations. Although we particular strategies and the length of time that
are interested in the symbolic aspect of each can be sustained. Carneiro (1967, 1981),
ideology, the avenue we pursue here is that of Webster (1985), and others have argued for the
ideology as social power, particularly in significance of military might. For them
complex, stratified societies. We are purposely warfare provides the immediate means to extend
omitting a lengthy discussion of the political dominance. But military might,
relationships between ideologies of domination although sometimes efficacious in the short-run,
and resistance (McGuire 1992), and we are also is inherently costly and unstable as a means to
setting aside the applicability of our ideas to institutionalize power relationships. It is
t h e s t u d y o f s i m p l e s o c i e t i e s . We s t u d y, effective primarily where control over the
therefore, the relationships between ideological means of destruction is possible (Goody 1971).
means and relations of domination: What gives Still others (Brumfiel and Earle 1987; Earle
primacy to one ideology over another; how can 1991a) have argued for the ultimate precedence
an ideology suporting domination be sustained of economic control by which the evolution of
in the presence of an ideology of resistance? systems of land tenure and property rights
The answer, we argue, is grounded in the permit a direct control over the systems of
processes by which these ideologies become production and exchange. But control over the
physical, that is in the Materialization of economic system is usually problematic except
Ideology. in such extraordinary circumstances as the
development of irrigation systems within which
Ideology and Social Power an agrarian population can be «caged» (Mann
1986), or in an insular setting where control of
Social power is the capacity to control and the seaways can serve the same function.
manage the labor and activities of a group to In this article we consider the alternative
gain unequal access to the benefits of social role of ideology in the evolution of social
action. Michael Mann (1986) proposed four complexity by looking at the emphasis that
sources of social power: economic, political, three complex societies placed on ideology in
military, and ideological. Throughout history, their power strategies. The relative costs of
these four sources have been used in a variety strategies based on ideology are evaluated and
of ways, creating distinct power strategies. compared with strategies whose priority is
Power strategies are the means by which alternative sources of power. We argue that, in
rulers and ruling social segments combine the order to be an effective source of power,
Castillo, DeMarais and Earle, Ideology, Materialization and Power Strategies 4

ideology must be «materialized» in distinct alike about the order of the cosmos and
and tangible forms, including symbolic objects, everything it contains» is, for example,
ceremonies, monuments, and writing. indistinguishable from a broad definition of
Materialized ideology, like materialized culture, Maya culture. A neutral ideology is the sum of
can achieve the status of shared values and shared experiences and interactions, evident in
beliefs. Materialization makes it possible to ritual events, sacred symbols, and ceremonial
extend ideologies beyond the local group and facilities.
to communicate the power of a central authority The critical conception of ideology also
to the broader population. adopts the perspective that ideology is a system
The materialization of an ideology is a of beliefs and ideas. However, in this view,
strategic process that allocates resources to ideologies are created and manipulated by the
strengthen and legitimize institutions of elite ruling elite to establish and maintain their so-
control. Thus the character of social power and cial power. The critical view, more than its
ideology, and their ties to the economy, will be neutral counterpart, contributes several
r e f l e c t e d i n t h e d i ff e r e n t f o r m s o f important points for the analysis of power
materialization within a society. Importantly, relations in society. Ideology is a mechanism
the costs of materialization make it possible for used by certain social segments to manipulate,
powerful individuals or social segments to control, suppress, or exploit populations to
monopolize or restrict access to the material fulfill their own interests. Not all ideology is,
symbols and events that comprise an ideology. therefore, spontaneously generated through
When distinct social segments control different human interaction; a significant part is
resources, each group may actively promote its intentionally created and transformed to direct
own ideology through materialization. In this the thoughts and the actions of subject peoples.
way, power and economic control may shift Ideology is, in essence, a source of social
between groups over time, so that power 2.
organizational change may result from the Louis Althusser (1971, 1990) emphasizes
strategic activities and competition through three aspects of the relationship between
which elites build and materialize specific ideology and power. First, deriving directly
ideologies. from Marx (1977:176), Althusser argues that a
ruling ideology at all times leads social
Problems of Definition consciousness, and expresses the interests of the
ruling class. Second, he postulates a close
Ideology has been systematically defined relationship between the state and ideology,
in two somewhat contradictory ways, a neutral conceiving of both as mechanisms for
and a critical conception (Thompson 1990). domination by the ruling class (Althusser 1990).
The neutral conception assumes that an Third, he maintains that this close association
ideology is comprised of ideas and beliefs, conditions ideology’s instrumental character.
concepts and modes of thought, religious cre- Ideology operates through the actions of
dos, and moral norms. Together, these form the specifically designed and state operated
mentality of a social group. The neutral institutions, the «ideological state apparatuses»
conception assumes the perspective of the in- (Althusser 1971).
dividual, for whom ideology, as much as A l t h u s s e r ’s d e f i n i t i o n o f i d e o l o g y
cosmological systems and culture, is one recognizes the existence of social values and
component of his world view. In this view, beliefs that contribute to the reproduction of the
ideology is continually created and re-created material conditions of social life, so that the
through social interaction; it is not necessarily social values have to be constantly reproduced
misleading, nor does it serve particular interests in order to perpetuate the social order. The
(Thompson 1990:52). It is essentially similar problem arises when we want to define to what
to the broader concept of culture (Larrain 1983; degree these values and beliefs are shared by
McGuire 1992). Freidel’s (1992:116) definition all individuals, and what mechanisms permit the
of Maya ideology as «the interconnected fun- transmission of shared values and beliefs.
damental ideas held by the elite and commoners Althusser assumes that the action of a class
Castillo, DeMarais and Earle, Ideology, Materialization and Power Strategies 5

controlled state lies behind the creation and the ruling «ideology may be accepted by
transmission of ideologies. This state subordinate classes, or they may rework it into
manipulates specific institutions and agents— an ideology of resistance. Conflict may result
the ideological state apparatuses—to promote from the inconsistencies between the ideology
the beliefs and ideals of the ruling elite. These of elites, and the ideology of subordinates,
institutions ensure the participation of all providing the conscious basis for resistance»
individuals in a social order that benefits first (1992: 141–142). If ideology is accepted by
and foremost the ruling class. Thus the dominated segments of society, it is because
educational system, religious institutions, and they are fooled into believing these misleading
the cultural establishment are apparatuses concepts.
operated by the state to generate the ruling Michael Mann, in a much less pessimistic
ideology. As a result, a significant part of the v i e w, a rg u e s a g a i n s t t h e n o t i o n o f n a i v e
system of shared beliefs and values constitutes individuals easily fooled by the system (1986).
a dominant ideology, and «ideology is thus He also argues that ideological systems are
destined, above all, to assure the domination never crafted entirely by power-hungry elites
of one class over the others, and the economic with the sole objective of exploiting and
exploitation that maintains its preeminence, by bringing misery to the oppressed. For Mann,
making the exploited accept their condition as ideologies are accepted, not only because
based on the will of God, nature, moral duty, resistance may be too costly, but also because
etc.» (Althusser 1990:28). For Althusser there t h e y o ff e r a b e n e f i t : « P e o p l e a r e n o t
are no competing ideologies, only competition manipulated fools. And though ideologies
for control over the apparatuses. Competing always do contain legitimization of private
ideologies, the ideological representations of interests and material domination, they are
nondominant social segments, will effectively unlikely to attain a hold over people if they are
translate into competitions for control of the merely this. Powerful ideologies are at least
ideological apparatuses, and ultimately for con- highly plausible in the conditions of the time,
trol of the state. and they are genuinely adhered to» (1986:23).
The most significant problem with this The central problem with the critical
notion of ideology is that Althusser assumes a conception of ideology is, therefore, that, in any
class reductionist conception of the operation given society, a set of competing ideologies
and determination of both the state and the exists. Unless we specify what conditions give
ideological system. The state is not run primacy to one ideology over another, the use
exclusively by the ruling class, nor is ideology of ideology as a source of power is problematic.
generated exclusively by this class. The state Recognizing the existence of competing
can come into conflict with the ruling class, or ideologies is critical to understanding the nature
a fraction thereof, and ideology can be of ideology as a tool for societal change. But
generated by other social segments. The recognizing the existence of multiple ideologies
confrontation of alternative ideologies with the does not mean that all competing ideologies are
ruling ideology can generate contradictions that equally effective.
either precipitate social change, or by which
these competing ideologies are absorbed,
restructured, or ignored by the ruling elite.
Abercrombie, Hill, and Turner (1980) have
rejected the notion of a ruling ideology because
they consider that the ideology can be effective
only in integrating the dominant class. For the
rest of society, a ruling ideology is rejected and
avoided through ideologies of resistance. At
any time, multiple competing ideologies should
exist in a given society, and no single ideology
is more effective than the others. These
criticisms are echoed by McGuire, for whom
Castillo, DeMarais and Earle, Ideology, Materialization and Power Strategies 6

The Materialization of Ideology advantageous position. Archaeologists,


while ill-equipped to study specific thought
To become an effective source of social processes requiring the daunting task of
power, ideologies must have a form that can be creating a «middle range theory» (MRT) of the
effectively manipulated and controlled by a mind (Cowgil 1993), can however study the
ruling elite. As we will argue, this requires that explicit and vivid materialization of ideology
the ideology becomes materialized. used to create a common experience. We can
Materialization is the transformation of ideas, study the investment itself (what was done with
values, stories, myths, and the like into a the available social capital) and the outcome of
physical reality that can take the form of cere- these decisions (the way in which the
monial events, symbolic objects, monuments, i n v e s t m e n t a ff e c t e d t h e s t a b i l i t y a n d
and writing systems. development of the overall society). Since the
Materialization of an ideology is essential ideas and precepts of an ideological system
in order to create common, shared experiences must be made physical so as to be promulgated
and to control the production and use of the over a broad region and through time, the
i d e o l o g y. To c re a t e c o m m o n , s h a re d archaeologist comes into contact with the same
experiences, it is necessary to manipulate ideas transcultural materials created to mold the
about appropriate values and norms. Cultures minds of peasants and subjugated populations.
are inherently fragmented, representing the To control the p ro d u c t i o n a n d u s e of
many voices that characterize differences of ideology, the ruling elite must monopolize
age, sex, occupation, locality, class, and access to it. An ideological system made up of
individuality (Keesing 1985). If we think of elements freely available to every individual
culture as norms and values held in people’s would lose its efficacy as an instrument of so-
heads, it is difficult to understand how culture cial action and social power. Ideology is an
could be very broadly shared at all. Each human inherently weak source of social power because
being, sculpted by personal experience, has an ideas themselves are impossible to control.
individualized reality. To even attempt to mold Ideas are cheap and highly personal; nothing
individual beliefs for social action, ideologies can prevent members of a group from
must be manifested in material forms that can generating their own ideas about the world and
be experienced in common by a targeted group. then attempting to convince others of their
How the external world is organized and given validity. Ideologies function equally as a means
meaning gives an important element of sharing to assist and to resist authority. If ideologies
to the cultural experience. are to be an effective source of power, then the
Essentially, we are arguing for the funda- production and transmission of ideas must be
mental materiality of human culture. How controlled. The ideas must somehow be owned,
shared values and norms could be held leads to transferred, and inherited.
a consideration of the essence of culture; it must When ideas are materialized, the
be given a form in daily practice and material mechanisms of their production and
representation outside of the individual’s mind. transmission can indeed be controlled. In its
To be shared within an institutional setting, material form, ideology can be experienced by
values and norms must be materialized. By a large group through public ceremonies,
using the term materialized (rather than signified by status objects that are displayed and
materiality), we emphasize the continual given, and owned through controlled access to
process of creation and do not suppose the the grounds and monuments on which the
primacy of ideas. In fact the ideas and norms legitimization ceremonies are staged.
of culture and ideology are encapsulated in their Through the process of materialization, an
practice and conditions of life as much as in ideology takes on the characteristics of other
people’s heads. manufactured things, while retaining its
To t h e d e g r e e t h a t m a t e r i a l i z a t i o n i s symbolic character. The tremendous costs of
essential to the process of creating a shared hosting ceremonial feasts, constructing
political culture across historical divisions, the monuments, or manufacturing the paraphernalia
archaeologist holds an exceptionally and costumes for events ground ideology in the
Castillo, DeMarais and Earle, Ideology, Materialization and Power Strategies 7

e c o n o m y. I f i d e o l o g y i s s e e n a s to the materialization of ideology. As


representation, ceremony, and material culture, societies increase in complexity more resources
we can understand how control over the will be made available, and more social
economy and the labor force directly extends inequalities will likely have to be legitimized
to control over ideology. An ideology rooted by the ideological system.
in a material medium can be controlled in much By examining the forms of materialization,
the same way that the manufacture of other as well as the way resources are allocated to
utilitarian and wealth goods is owned, alternative sources of power within a political
restricted, and transferred through the economy, we can begin to reconstruct the
institutions of political economy. strategies through which ideologies were
generated. For societies with a complex
Means and Forms of Materialization political economy, such as the Moche states or
I n k a e m p i r e , t h e d i ff e r e n t f o r m s o f
In this section, we describe three means of materialization were often combined to
materialization—ceremonial events, symbolic accomplish the diverse goals of the state.
objects, and public monuments. Each has Because ideology must be materialized in
different characteristics in terms of the audience objects and actions in order to be a source of
to whom it can be directed and the process by social power, it is particularly relevant to the
which its production can be controlled. The study of archaeology. Objects and actions,
selection of one of these means therefore, has especially if repetitive and patterned, leave a
profound effects on the nature of the ideology mark in the archaeological record. The study
and its effectiveness as a source of social power. of ideology in archaeology, therefore, has to be
A given form may be more or less effective the study of how meaning, articulated in
in accomplishing a particular objective: for symbolic forms, is used to establish and
example, ceremonies are events that integrate maintain relations of domination (Thompson
and define large groups, while prestige goods 1990:44).
or symbolic objects are transportable and used C e re m o n i a l E v e n t s . E v e n t s p r o v i d e
to reward individuals and define their social common, shared experiences to a group through
s t a t u s . C e n t r a l t o t h e I n k a ’s i n t e r p o l i t y participation in rituals, feasts, or performances.
relationships were ceremonial events and feasts Ceremonial events are usually cyclical and
of enormous magnitude, and the exchange of repetitive actions, where participants perform
prestigious objects, and even monuments. the great mythical and ritual narratives of a
Monumental architecture is a means of society. Although examples of unstructured
communicating on a grand scale, so that cen- ceremonial events exist, most ceremonies are
tral places arise not only to house the activities strictly prescribed in form, participation, and
of a political life, but also to serve as the sequence (Geertz 1973). Ceremonial events are
symbolic focus of a polity. The temple mounds probably the most basic and simple form of
of the Moche stand literally as the center of the materialized ideology, and have been with us
polity. Symbolic objects and monuments are since the beginning of human ideological
manufactured under the ruling elite’s direction, behavior.
and distributed under their control. Such A s m a t e r i a l e x p r e s s i o n s o f i d e o l o g y,
objects are owned by the rulers and inherited ceremonies, and ritual events can be
with political office. manipulated and access to them can be
Because the impact of each of these means restricted. The most basic restriction to the
is distinct, and because their production varies performance of a ritual event is its cost. Large-
in terms of raw materials, gross labor, and the scale ritual events are costly, therefore the
skills required, their application will vary in resources required to organize them usually
a c c o r d a n c e w i t h t h e e l i t e ’s p a r t i c u l a r surpass the resources that a single individual
capabilities and available resources. The can expend for such activities. In hosting large-
overall development of a society’s economic scale feasts, a leader or a ruling elite
i n f r a s t r u c t u r e w i l l d i r e c t l y a ff e c t t h e demonstrates the capacity to marshal quantities
availability of resources that can be allocated of food beyond the reach of others. Inka
Castillo, DeMarais and Earle, Ideology, Materialization and Power Strategies 8

feastings, or Moche ceremonial events are paraphernalia. Because of their immediacy,


exceptional examples of the enormous cost rituals are among the most valuable strategies
involved in the organization of such activities, for enculturation of individuals, such as newly
and of the capacity of ruling elites to stratify conquered populations.
their participation and control their performan- Symbolic Objects and Icons. Symbolic
ce by prescribing ritual spaces and participants. objects and icons, such as paraphernalia used
Another way of restricting access to the for the performance of a ceremonial event, ri-
beneficial action of ceremonial events is to tual attires, mural paintings, or icons depicted
increase their organizational complexity, that in any medium are some of the most efficacious
is, the specialized nature and number of the forms of materialized ideology. The portable
component elements required for its performan- nature of most symbolic objects makes them
ce. These components include the required strong candidates for symbolic communication
participation of specific individuals—religious among and within social segments and between
specialists—commonly associated with the political entities, and for personal display of
ruling elites. The performance might also status or affiliation with specific segments of
require specific skills, such as the execution of society, whether determined by gender, age,
life-threatening acts that can only be function, or social position. On the other hand,
accomplished by trained specialists. The icons of public display can communicate a
congregation of a number of participants is standardized message to a large number of
usually an ingredient of ritual events, such that individuals simultaneously.
only the prestige and power of the state can pull Portable objects are especially efficient for
together large numbers of individuals. Specific long-distance communication between political
sacred spaces, either designated as such or or cultural entities. In this context they can
artificially constructed, are also prescribed for signify relation of dependency, affiliation, or
the performance of ritual events. Finally, ri- correspondence. They can also be distributed
tual paraphernalia are usually associated with within the segments of a society to create or
the correct performance of a ritual event. reinforce vertical as well as horizontal
Ceremonies are usually repetitive and relationships, and generate loyalties and
precisely timed. Much of their efficacy is consensus among individuals differentially
attributed to their calendric nature, and to the benefiting from the social action. Ceremonial
need to reproduce them in the appropriate order. paraphernalia or status symbols can be paraded
The beneficial effect of a ceremonial event is as part of ceremonial events, and because they
only transitory. Events are by definition can contain coded information they can serve
enacted or performed, therefore they cannot be as mechanisms for narrative representations.
passed on to the succeeding generations, nor This narrative character, common in many
they can be owned. Only the right to perform complex iconographic systems and shared by
the ceremony may be owned; once performed, the performance of ceremonial events, is one
it is over, and a new capital expenditure is of the ruling elites’ most powerful tools to
required for its re-enactment. The internal reinforce a message aimed at large masses of
organization of the ceremonial event usually subordinated individuals.
relates to the need to create a narrative, and to Restricting access to the possession of
reproduce reality by the action of the symbolic objects can be achieved by controlling
performers. the production and distribution of such objects.
Ceremonial events can be efficient in the This restriction can be achieved if access to the
short-term, especially if they include dramatic raw materials, technology, or skills required to
performances combined with coercive elements, produce them can also be restricted. In other
such as human sacrifice. But their efficacy in words, the means of producing these kinds of
the long-run depends on the repetition of the objects must also be controlled by the ruling
event. Investments done in ceremonial events elites. Controlling the settings where these
therefore, are not capital investments like the objects are more efficacious, or adding a special
construction of a ceremonial place or the character to the object (e.g., by baptizing or
investment in the creation of ritual blessing it), is another way to prevent their
Castillo, DeMarais and Earle, Ideology, Materialization and Power Strategies 9

indiscriminate use, specially if their in a society; although fairly simple societies


production cannot be controlled. A round piece such as Southern England Neolithic chiefdoms
of metal is not a crown until it is consecrated (Earle 1991b), or Coastal Perú preceramic
in a coronation ceremony. societies (Feldman 1987) created structures of
Symbolic objects, unlike events, can be impressive size. Because of its scale, monu-
owned, inherited, and transferred, making them mental architecture is clearly one of the most
ideal signifiers of social position and social remarkable expressions of the exercise of so-
relationships. Symbolic objects can accomplish cial power. The construction of these large
their function even beyond death. But symbolic buildings requires the cooperation of numerous
objects must be distinguished from common individuals and the implementation of complex
wealth objects, which can be exchanged only levels of labor force organization. Monuments
as determined by their commercial value. While are the result of regular taxation in the form of
symbolic objects do have commercial value, corvée labor, making them «works in progress.»
based on supply and demand, they require also In as much as there is a population to be taxed,
additional special and predetermined conditions the monuments will continue to grow in size or
to become important objects of exchange. increase in number. This seems to be true of
Also in contrast with other forms of many Moche ceremonial centers (Hastings and
materialized ideology, symbolic objects can be Moseley 1975) constructed of multiple discrete
of lower cost, and even very small in size. In sections apparently contributed by populations
these cases the material with which the objects under the elite control.
were made (e.g., royal insignia), or the context Not only can monuments be shared
of their production and use are unique (e.g., simultaneously by numerous individuals, but,
ancient Olympic laurel crowns). Objects because of their impressive size, can usually be
crafted with great skill may be held in extreme experienced from an extensive geographical
value in their own cultural context, but in area. These facilities are thus ideal for
absolute terms may have «cost» only the food indoctrination, population control, and
required by the craftsmen who produced them. dissemination of propaganda. Moreover, within
Public Monuments and Landscapes. o r a r o u n d m o n u m e n t s l a rg e n u m b e r s o f
Public monuments and landscapes serve individuals can congregate to participate in ri-
primarily, but not exclusively, ideological tual events.
purposes. Some great buildings are constructed Among the elites, monuments are subject
to serve as ceremonial facilities, others are to ownership, transference, and inheritance,
c e n t e r s o f p o l i t i c a l p o w e r, a n d s o m e a r e thereby becoming capital investments of long-
defensive structures. One factor common to all term reliability. Unlike events, which must be
monuments, however, is their ability to be repeated on a regular basis, monuments remain
«experienced» simultaneously by large numbers permanent representations of the ideological
of individuals. Impressive and even system—permanent witnesses to the power of
overwhelming, they can also be extremely the dominant classes. Monuments often
effective in communicating simple messages. effectively represent power, even long after a
While their design might not have been state or social system has disappeared, therefore
particularly safe, they clearly convey a message defying time, and giving the impression of
of power and wealth (Trigger 1990). This ele- permanence and transcendence.
mental message comes across regardless of the Monuments usually form the setting within
viewer ’s language, age, gender, or cultural which ceremonial events take place and where
affiliation. portable objects acquire a symbolic status; they
The construction of monuments, such as can therefore legitimize other aspects of the
pyramids or massive ceremonial mounds, and ideological system. By prescribing
the rearrangements of the landscape, such as the performances to public monuments, as much as
construction of artificial hills or barrows by controlling the ceremonial paraphernalia
requires enormous inputs of labor and used in these performances, ruling elites can
resources. Enterprises of this magnitude are restrict access to ceremonial events. Ritual
therefore restricted to the most powerful agents burials of elite individuals take place in this
Castillo, DeMarais and Earle, Ideology, Materialization and Power Strategies 10

setting, as in the Danish (Bech and Olsen not always necessarily the case, nor is the
1985) and Moche cases (Donnan and Castillo information coded in written texts explicit for
1992). In this way the ruling segments of everybody. Reading does not always mean
society not only legitimize their control of ce- understanding, and even when understood,
remonial spaces in life, they seemingly extend written words are not necessarily truth. Writing
their influence to the other world. Ownership is stating a point of view, an interpretation of
of this powerful means of social control is reality, not a statement of reality itself. Writing,
therefore sanctioned by generations and therefore, can be the most deceiving form of
ascribed to individuals that can claim materialized ideology.
consanguinity with the interred ancestors. In terms of transmitting messages and
Monuments, as well as any constructions information, written documents duplicate the
or markings of the landscape, accomplish the effects of other media such as oral accountings,
task of domesticating unused territories and of songs, and prayers. The intrinsic difference of
symbolizing the appropriation of space. a written document lies in its intransitive nature.
Marked territories can be claimed, owned, and Written words are here to stay, especially when
inherited, while unmarked territories are wild they are «written in stone.» But often what is
and unclaimed. This power of monuments can «written in stone» are not facts or customs that
be seen in the numerous barrows and artificial are generally known and accepted. There would
mounds of Denmark, and in walls and simply be no reason to incur such costs. Rather,
alignments, geogliphs and marks, roads and elites are more likely to sponsor the inscription
paths that cross the Peruvian deserts. These of propaganda on the highly and permanent re-
structures, if nothing else, stand as monuments cord of stone monuments.
to their builders. As physical objects, written documents are
Monuments not only delineate ownership bounded and controlled through the same
of space, they also explicitly define vertical productive processes as other material things.
relations within society. Space has to be The technology to produce and circulate in
organized in accordance with the ways in which society the raw materials of writing, such as
society is organized and stratified because this inks, paper, and bark, can be controlled in much
organization often parallels the way in which the same way as the materials required to pro-
the monument is used. In complex societies, duce symbolic objects. Access to written
public architecture and ceremonial facilities documents can be even more tightly restricted
appear in capitals and ceremonial centers before through control of the extremely specialized
other settlements within the polity have these technologies of writing and reading. Writing
types of structures, thereby reflecting the power can create a clearly specialized section of
of the central hierarchy and its monopolization society, a real class of «craft» specialist. These
of civic-ceremonial activity. The distribution craftsmen, because of the intrinsic qualities of
of monuments in a landscape, therefore, can their trade, were frequently ascribed privileged
often serve as a roadmap of the sociopolitical positions in society, unequal to that of other
system. professionals.
Writing Systems. Writing, the fourth form
o f m a t e r i a l i z e d i d e o l o g y, h a s s o m e Case Studies
particularities of its own and some
characteristics in common with other forms of Three cases have been chosen for analysis
materialized ideology. Written documents, such in this paper: Thy, Denmark; the Moche of Peru;
as inscribed stelae or monuments, legal and the Andean Inka. We have chosen these
documents, contracts, and policies are physical archaeological cases pragmatically; we are
manifestations of belief systems and, like other conducting ongoing research with them. Such
forms of ideology, can tell a story or transmit a firsthand knowledge informs us on the
message. While the other ideological media complexity and dynamism involved in the
accomplish this task indirectly, texts can be search for political power. In each situation
explicit and direct; therefore, they can be used leaders sought to establish and maintain
to state an unambiguous message. But this is political control over broad populations.
Castillo, DeMarais and Earle, Ideology, Materialization and Power Strategies 11

Although political success differed, the quest t o d e f i n e g r o u p i d e n t i t y, i n t e r g r o u p


for power was a common process; ideology was relationships, and social power (Spielman
an important source for that political power, and 1992).
became effective as it was materialized through
different media. In each case we review the 1. The Evolution of Chiefdoms:
specific media used for materialization ceremo-
Neolithic and Bronze Ages of Thy,
nial events, symbolic objects, and public
monuments. Denmark
These cases represent an evolutionary
spectrum from emergent chiefdoms to massive From the Early Neolithic into the Bronze
empires. To some measure, the variability Age, the prehistory of northern and western
observed in the materialization of ideology Europe witnessed cycles of chiefly evolution
reflects differences in social complexity¾the and decline. The megalithic monuments and
scale and institutional setting of power imposing barrow cemeteries testify to central
relationships. One may conclude that with the leadership and social ranking. Europe has
evolution of human society, the means by which become an important case for understanding the
ideology serves political goals are transformed. evolutionary dynamics of chiefdoms (Bradley
The arrangement of the cases illustrates this 1984, 1991; Earle 1991a; Kristiansen 1984,
dimension of the variability. Chiefdoms, as 1987, 1991; Randsborg 1974; Renfrew 1972,
illustrated by the Danish case, are 1974). In some essential characteristics,
fundamentally fragile political formations; they however, the chiefdoms of prehistoric Europe
fragment almost as quickly as they form. must be considered failed attempts at
Ideology is only weakly controlled by the chiefs consolidating and extending political
who sponsor small scale ceremonies, exchange domination, moving beyond the scale of Big-
and posses simple symbols of position, and man polities.
construct modest monuments to their Despite evident attempts to centralize and
immortality. States, as illustrated by the Moche, institutionalize power, the emergent chiefdoms
are institutionally elaborated and more stable. r e m a i n e d l i m i t e d i n s c o p e a n d s t a b i l i t y.
They can take on the character of the theater in Distinguished chiefs might emerge briefly in
which social order is played out through some regions, such as Wessex or Thy, only to
elaborate ceremonies and dramatic symbols of lose power and be eclipsed temporarily by
order and relationship. Complicated historical another regional development. The work
narratives that legitimize that order are presently being conducted by the Thy
rehearsed through continual practice. The Archaeological Project in Denmark (Bech 1993)
expansionist empire, as illustrate by the Inka seeks to investigate the power strategies of
case, may simplify its ideology into critical chiefly elites under adverse conditions. The
elements that are «transportable» across cultu- Danish case exemplifies chiefdoms in which the
ral boundaries. Elements of military power, ownership of productive resources was an
monumentality, and massive ceremonialism are i n e ff e c t i v e s o u r c e o f s o c i a l p o w e r. T h e
especially appropriate. extensive agricultural lands without developed
Considerable variation exists among the facilities, like irrigation systems or drainage
cases, and much more broadly variability results projects, could not be effectively owned or
from historical conditions of culture, inherited. Warfare, as a potent source of
institutional structure, and political economy. coercive power, was problematic, because of the
Given the scope of the present paper, an limited control over the means of destruction.
assumption must be made that diverse lines of In this section we review how the chiefs of
development in politics and ideology exist and T h y d e v e l o p e d a h i e r a r c h i c a l i d e o l o g y.
must be studied more fully in further Transforming an Early Neolithic ideology that
i n v e s t i g a t i o n s . S i m i l a r l y, w e h a v e n o t emphasized group identity, attention came to
considered egalitarian societies, in which so- focus on male warriors as distinctive and
cial dynamics involving ritual and dominant. The effectiveness of the hierarchical,
ceremonialism included materialized ideology warrior ideology as a source of political power
Castillo, DeMarais and Earle, Ideology, Materialization and Power Strategies 12

ultimately depended on its materialization became crowded with thousands of


in ways that could be effectively controlled. The barrows, some standing over 10 m high, and rich
critical step appears to have been the burials with fine chiefly swords in the Nordic
introduction of metal production of special style. During this period, the status of chiefly
chiefly swords that defined political office. The elites was marked by beautifully crafted swords,
construction in the landscape of the chiefly distinct from the working swords of associated
burial monuments may have been especially warriors (Kristiansen 1984). Following a brief
important to institutionalize power fluorescence during Periods 2/3, the society of
relationships in lineages with inherited offices. Thy again became less distinctive within the
Located on the extreme northwest of broader Danish patterns.
Jutland, Thy is a low and narrow land bordered C e re m o n i a l E v e n t s . F r i e d m a n a n d
on the west by the North Sea and on the east by Rowlands (1978) argue that chiefly status in
the Limfjord. The landscape is rolling with low Europe derived primarily from hosting feasts
hills and small streams, lakes, and bogs, the and social exchanges of prestige goods. Chiefs
terrain derives from terminal moraine. Soils centralized and extended the kinship system and
are fertile, but agricultural productivity is its structured obligations through multiple, re-
limited by the northern winters and by summer gional marriages that established and reinforced
droughts. In the Early Neolithic, farming regional alliance networks. By hosting
populations moved into Thy and the original elaborated feasts, leaders established their
forests were modified by shifting cultivation. prestige and attracted marriage and exchange
About 2600 B.C. the forests were rapidly partners that further allowed them to control the
cleared away and by 2000 B.C. the landscape exchange of prestige goods, moving long
was open grasslands presumably used for distances across Europe. In a pattern familiar
pasture (Andersen 1993). from the Moka of New Guinea (Strathern 1971),
The culture history of Thy dramatically success would have translated directly into
illustrates the patterns of chiefly expansion and prestige both for the individual leader and his
collapse. Early farmers in the Neolithic from social group.
the Funnel Beaker Culture had a low-density Although indirect and variable in character,
population. A few megalithic monuments clus- the archaeological evidence for ceremonial
ter in several localities, and one causewayed events is quite strong. During the Early
enclosure has been excavated. Some leadership Neolithic, across Denmark and elsewhere in
can be inferred from the monumental Europe, ‘causewayed enclosures’ were
construction, perhaps equivalent to a Big Men constructed to stage elaborate ceremonial
Collectivity (Johnson and Earle 1987). occasions. Spaced fairly regularly through the
About 2600 B.C., a rapid and profound landscape (Madsen 1988), these monuments
economic and political change began with the were positioned on topographically prominent
Single Grave Culture. As the forests were locations. Chains of pits were excavated, and
rapidly removed, pastoralism became the earth thrown up to build an earthen bank
increasingly important. Low barrow groups, that enclosed a sacred or political space.
marking the graves of single men with battle Special deposits of animal bone and ceramics
axes or women with elaborate amber necklaces, are found in the pits filled up as single events.
demonstrate some ranking. Later in the Human skeletal material, such as lines of skulls,
Neolithic, long-distance cultural ties were document death rituals at the site. In Denmark
established between northern Jutland and at least, these enclosures existed for only a brief
western regions of Bell Beaker settlements period around 3000 B.C.
(Jensen 1982; Vandkilde 1991). The work in More continuous, but also episodic, were
Thy has uncovered several Bell Beaker the construction of burial monuments associated
settlements consisting of clusters of hamlet-size with rites of passage and succession of
sites, each with a few houses. Ranking was not leadership. The monuments themselves are
elaborated, but the distinctive material culture discussed later, but the association with cere-
must have distinguished personal status. monial occasions are relevant here. During the
During the Early Bronze Age the landscape Early Neolithic, the megalithic tombs were
Castillo, DeMarais and Earle, Ideology, Materialization and Power Strategies 13

constructed as homes for the dead that fundamentally affected societal scale and
could be re-opened easily for additional burials stability. The first contrast is between weaponry
and cyclical rituals of the community (Hodder and jewelry (Kristiansen 1984, 1991). Both
1990). In front of the chamber, large and symbolize social distinction, but the finely
elaborated ceramic pieces document ceremonial crafted swords served as symbols and
events (Tilley 1984). The barrows of the later instruments of naked force. The second contrast
Neolithic and Early Bronze Ages continue the is between objects locally available and simply
monumentality associated with the rituals of manufacture versus those requiring foreign
death, but the symbolic significance of the materials and complicated fabrication. These
burial ritual and associated monuments source of ideological power have different
evidently changed (Bradley 1984). The indivi- potentials and problems for the emerging
dual, central burial became the focus of the ri- leaders of northern Denmark.
tual interment and apparently indicates special The prestige goods that characterized the
status, perhaps of chiefs. These ceremonies Neolithic and Bronze Age societies of Thy
would have been critical to the success and the include items of personal decoration, ritual/ce-
succession of leadership. remonial use, and war. Personal decorative
Further evidence for the importance of ce- objects were amber pendants and beads and
remonial events is the use of Bell Beaker bronze broaches, arm rings, belt pieces and the
ceramics. These ceramics were of special like. Ritual and ceremonial objects included
forms, including large and small containers that elaborate decorated ceramics and flint axes.
are interpreted as drinking vessels. They are Weapons of war include stone battle axes, flint
stylistically elaborate with detailed geometric daggers and arrow points, and bronze swords
incised lines filled with brilliant pigments. A and daggers.
likely use of these vessels would have been for During the Funnel Beaker period, symbolic
copious consumption of alcohol at ceremonial objects that would have served at ceremonies
occasions. The Bell Beaker phenomenon thus include elaborately decorated ceramics and
may indicate the development of linked cere- hordes of axes used to clear forests. The
monial events in a peer polity interaction ceramics are found in the ritual settings at the
sphere. Such events would have been both the openings of megalithic tombs where feasting
platform for status rivalry and the arena to and offerings at death rituals probably occurred.
establish regional identities of leaders as set The ax hordes are found at supposed sacred wet
apart ideologically from local affiliations. locations (bogs, streams, springs) where
Control over such ceremonial events would, agricultural ritual probably took place.
however, have been difficult to monopolize or Elaborate amber necklace pieces were found in
extend, as is evident in the Moka ceremonies the megalithic monuments of Thy, but because
of New Guinea (Strathern 1971). Such events the individual interments were mixed, it is now
would have given little opportunity to enlarge impossible to identify the grave goods with
relationships or to pass on achieved prestige. individuals. These objects, made of the locally
The fact that ceremonial occasions are best available amber, would have been used for per-
documented for the Early Neolithic, when ran- sonal decoration, but the mixing after death
king was not elaborated, suggests that ceremo- would seem to emphasize groups individual
nial events may have emphasized group identity identity.
and would have had only limited use alone as a The use of symbolic objects changes in the
basis of political authority. Single Grave and Bell Beaker contexts to an
Symbolic Objects of War and Wealth. emphasis on individuals and warfare. Single
The basis of power in Thy derived from con- Grave men’s graves were typically marked by
trol over the production and distribution of a stone battle ax (or sometimes only flint
symbolic objects and the ideology that they b l a d e s ) ; w o m e n ’s g r a v e s i n c l u d e a m b e r
materialized (Earle 1991b). Different types of necklaces, occasionally with many hundred
symbolic objects were used at different periods, small beads (Bech and Olsen 1985). While
and the different character of their production female status may still be marked by items of
and articulation to subsistence should have personal decoration, male objects identify them
Castillo, DeMarais and Earle, Ideology, Materialization and Power Strategies 14

as warriors. Bell Beaker graves are rare for Decorative brooches, found in graves and
Thy, but elsewhere they contain beautifully assumed to be female decoration, were also
crafted flint daggers. These daggers, frequently used to define status in Thy burials.
manufactured in Thy from locally mined flint, In contrast to the swords, these items require
are long and carefully manufactured with quite simple fabrication and may have been
grinding and a finishing flaking pattern that manufactured by annealing of traded wire or
created beautiful objects. The high level of bars; brooch fragments from Thy 2999 may well
craftsmanship in the finishing flaking would indicate the local fabrication of the brooches
have restricted the numbers of knappers able in this residence where no evidence of elite
to produce a highest quality piece, but lower association is evident.
quality, simply-flaked daggers were also made. The use of symbolic objects in Denmark
Daggers were items to display warrior status, changed quite dramatically during the time
but the broad availability of them would have period under consideration. While female sta-
made it difficult to control their use. In the Thy tus may have continued to signal personal
A r c h a e o l o g i c a l P r o j e c t ( TA P ) s e t t l e m e n t decoration/attractiveness, male status came to
excavations, flint daggers were routinely refer to weapons of destruction. Initially these
recovered from household excavations and must items, especially the flint daggers, were copies
have been significant in everyday life. At the of southern metal daggers produced locally
same time, the use of amber for personal dis- from available flint. The quality of the
play declined markedly, probably tied to its manufacturing process permitted some control
export to southern Europe (Shennan 1982). At over the availability of these symbolic means
Thy 2758, amber manufacture can be postulated of coercion, but this control would have been
based on raw amber, amber dust found in comparatively weak. It was the introduction
flotation samples, and micro-drills; no finished of bronze metal working with the sophisticated
beads, however, were found. The important manufacturing needed specifically for the
point is that symbolic objects continued to be swords that gave the economic control needed
manufactured of local materials, but that the to permit the expansion of political
dominant symbolic reference changed to centralization seen dramatically in the Early
emphasize male military power. Bronze Age. Kristiansen (1984, 1987, 1991)
In the Early Bronze Age, the nature of argues that, during the Danish Bronze Age,
symbolic objects changes dramatically again. chiefs controlled long-distance procurement of
Objects of local manufacture all but cease to metal through chiefly exchange partnerships
be used to define status. In TAP excavations, and alliances. The local manufacture of wealth
ceramics became simplified with only minimal could be controlled by supporting artisans
decorative elaboration. No flint daggers or attached to elite patrons. Through this control
arrowheads were found. Amber, although found over metal and its fabrication, the chiefs
on all sites, was always in raw form most retained exclusive access to weapons, to the
probably being collected for export. The symbols of military might, and to an ideology
symbolic objects were now almost exclusively of warrior domination.
of bronze, made from tin and copper, neither of Public Monuments. Public monuments
which were available in Denmark. Most were essential elements of the materialization
dramatic were the elaborately decorated chiefly o f i d e o l o g y, b u t t h e n a t u r e o f t h e s e
swords (Fig. 1). More than 100 swords and materializations changed dramatically through
daggers from these barrows in Thy have been the Neolithic and Early Bronze Ages. The
recovered, and their styles correspond to construction of the monuments in Denmark and
broadly shared patterns of manufacture and elsewhere in Europe appears to have been
decoration that spread through Denmark and relatively small scale and episodic. Short
G e r m a n y. M o s t w e r e p r o b a b l y l o c a l l y periods of construction were followed by long
manufactured, but the complicated steps of their periods of little building on a specific
manufacture, including lost wax molding and monument, within a local area, and within a
elaborate working, document a sophisticated region. Spurts of building puctuated by long
production process (Kristiansen 1987). periods of inaction suggest the cyclical nature
Castillo, DeMarais and Earle, Ideology, Materialization and Power Strategies 15

of local polities, rising to local prominence and associated monument constructions


and then rapidly declining (Bradley 1984). changed dramatically. In Thy, Single Grave
Beyond this, the symbolic character of the monuments, with one or two central interments,
monuments seems to change quite dramatically. were low mounds, within which a central plank
During the first half of the Neolithic, associated coffin was covered with turf cut from the
with the Funnel Beaker Culture, the monuments surrounding pasture grasslands. The amount of
of Thy comprise both the megalithic burial labor and monumental character of the mounds
monuments and causewayed enclosures. The were less notable than the earlier megalithic
megalithic monuments involved the selection monuments, but the symbolic reference clearly
of some very large boulders, weighing upwards shifted to define the status of an individual,
of 20 tons, their transportation to the presumably of special status or a least
construction site, and their near miraculous attempting to represent distinctiveness.
placement as upright walls and roofing of a cen- Symbolically the early definition of the group
tral burial chamber. Most impressive were the is replaced by individuality.
passage graves, represented in Thy by the During the Early Bronze Age, construction
impressive monument of Lundhøj. Here a cen- of the famous barrows of Thy transformed the
tral chamber was constructed of boulders landscape. The hilltops became dotted with
chinked by careful stonework and a clay cap to clusters of burial mounds. A central internment
make the room fully waterproof. Hansen (1993) was marked by a cist of glacial boulders,
argues that the stone work of these monuments sometimes of considerable size. Then the
was the result of tested, sophisticated mound was built-up with turf and edged with a
engineering. The architects may well have been curb of glacial boulders. Typically only one
specialists working for a number of patrons/ central burial was laid out before being covered
groups in a large region. by the barrows; it was common for the
The labor involved in the construction of a monument then to be used for additional burials.
passage grave was certainly considerable; Several of the monuments that we excavated in
estimates for England range upwards of 15,000 Thy showed major rebuilding, with a second
man days (Startin 1982), and the direction of construction phase that added an outer curb and
local leaders in their construction seems raised the monument’s height. Most markedly,
evident. But the symbolic referent seems the sizes of all the monuments were not the
equally clearly to have been the larger corporate same. Some barrows, such as the distinctive
group and not the leader. The monuments were mound of Bavnehøj in Sønderhå parish, Thy,
used repeatedly for multiple burials, with indi- were over 3 m high and 30 m in diameter.
vidual skeletons being intermixed. These were Clustered around this monument were lesser
houses for the ancestors of a group and mounds, usually less than 1 m high. The evident
apparently defined the corporate character of distinction is that some monuments required
the group, as distinct from any specific group significantly more labor in their manufacture
leader. and most probably indicate a paramount chief.
The causewayed enclosures in Denmark The Early Bronze Age barrows must have
suggest a higher level of social integration than stood in the landscape as the materialization of
the megaliths. The enclosure ditches and the social hierarchy and the religious sanctity
embankments were quite extensive, defining by which it was legitimized. The landscape was
areas up to 20 ha. Within the territory of a sin- transformed from an open rolling grassland in
gle causewayed enclosure, multiple megalithic the Middle Neolithic, to a landscape marked by
monuments existed (Earle 1991b; Madsen the monuments of the dead chiefs. The dead
1988). Bradley (1984) argues that the chains had been planted in the soil and their places of
of pits that characterize these enclosures interment remain marked to the present day.
documents the division of labor into separate This socially transformed landscape was no
work crews, perhaps indicating the spatial longer a natural world; it was a world owned
division of the area into separate polities or and controlled by the chiefs whose right to
social segments. leadership was rooted in their living dead
During the Middle Neolithic, burial rituals ancestors (Earle 1991a).
Castillo, DeMarais and Earle, Ideology, Materialization and Power Strategies 16

The chiefdoms of Thy represent weakly Moche began to evolve from the fairly sim-
centralized polities. The ideology of leadership ple Cupisnique and Salinar chiefdoms to
was grounded in ceremonial events, symbolic become, by around A.D. 450, some of the first
objects, and burial monuments each in different state-level societies in the Andes. Moche
ways demonstrating the distinctiveness and society was clearly stratified into distinct so-
sanctity of leaders. Importantly the symbolic cial segments as expressed in differential burial
character of the societies was significant in all practices (Castillo and Donnan 1994, Donnan
periods. Early on, leadership is suggested by 1991), and settlement patterns. Not only do we
group corporate monuments; later, individual find sites of different function and size (Willey
distinctiveness is represented by monuments 1953; Wilson 1988) but within the sites we can
and symbolic objects. This transformation from i d e n t i f y s o c i a l l y d i ff e r e n t i a t e d a r e a s o r
group to individual focus in the symbolic neighborhoods (Bawden 1977, 1982).
reference has been described as two different Production diversification and crafts
types of chiefdoms (Renfrew 1974). The reason specialization, long distance exchange and
f o r t h e s h i f t s e e m s t o h a v e b e e n l a rg e l y c o n s t r u c t i o n o f l a rg e s c a l e i r r i g a t i o n
historical, associated perhaps with an increase infrastructure are some of the most distinct
emphasis on pastoralism which would have economical achievements of the Moche.
permitted a more centralized control over Tr a d i t i o n a l l y t h e M o c h e h a v e b e e n
production through the ownership of the herds considered as one single and unified political
and control of their use in ritual feasting and entity (Larco 1945). This assumption of a sin-
the export of the special products over broad gle state society was based on the apparent
regions (Sherratt 1981). The real centralization similarities in art styles and ceramic forms. The
of power seems, however, to depend on the evidence available at present seems to indicate
development of an ideology of warrior elite that the Moche were organized into at least two
identified closely with their metal weaponry. A independent polities (Donnan 1990), one
warrior would have been identified by his centered in the southern valleys of Moche and
weapon. The prestige goods exchange involved Chicama, and the other sharing centers in the
the controlled importation and fabrication of Jequetepeque and Lambayeque valley systems
these symbols of power and distinctiveness. (Castillo and Donnan 1994).
The ritual burial of the chiefs in the barrows A remarkable aspect of the cultural history
then created the symbolic landscape with its of the Moche is that these two distinct polities
evident definition of sanctity and ownership on exhibit different developmental sequences, with
which the chiefdoms attempted to one polity achieving higher levels of
institutionalize power through its long-term complexity than the other. While the northern
materialization. Moche polities remained independent regional
states, never expanding beyond their traditional
2.- The Transition from Chiefdoms to limits, by about A.D. 400 the southern Moche
developed an expansive territorial state that
State Level Societies: The Moche Case
conquered and controlled valleys to the south
of their original territory. Nevertheless, the
Some of the best examples of the effects of
similarities reflected in some important aspects
materialized ideology in an emerging state level
of the material culture of both northern and
society can be found among the Moche of
southern Moche indicates that, in spite of
northern Perú. The Moche have been the
political differences, they were part of the same
subject, in the last few years, of numerorus
cultural phenomenon. This cultural similarity
reserch projects. The data presented here is ba-
is evident in funerary practices, in complicated
ses primarily on the results of the San José de
ceremonies and mythologies as depicted in
Moro Archaeological Project, co-directed by
murals and painted ceramics, and in the
Christopher B. Donnan and Luis Jaime Casti-
paraphernalia associated with these ceremonies.
llo.
At around A.D. 100, in the fertile coastal
valleys of the northern Peruvian desert, the
Castillo, DeMarais and Earle, Ideology, Materialization and Power Strategies 17

Throughout their history Moche elites eventually generated a pan-Moche elite


apparently developed a peculiar power strategy ideology (Castillo 1994).
that relied heavily on ideology and religious Ceremonial Events. One of the most
performances. Power was created and remarkable aspects of Moche society is that it
maintained through an unequal and socially shows evidences of complex social
stratified access to and possession of symbolic stratification beginning with its early stages.
objects and participation in ceremonial Burial ceremonies were evidently instrumental
activities. The development of a complex in defining the social structure and its
system of religious ceremonies—enacted by supporting ideology, therefore it is in burial
Moche elite individuals—and the investment of practices where organizational aspects of
social wealth in the creation of symbolic objects Moche society are best expressed. Moche
seems to relate to two strategies aimed at burials show an enormous variability in their
increasing elite’s power. The first strategy was forms, the amount of labor invested in their
directed toward increasing social solidarity and construction and preparation of the bodies, and
hence involving all levels of society in the state especially in the number and type of objects that
endeavors. This was accomplished by means of accompany the deceased. More than 300 Moche
a system of rituals and ceremonies shared by burials have been excavated archaeologically
all Moche, that created a common ground of (Donnan 1991); the picture that emerges from
symbolic communication within the ranks of the the study of these burials is rather astonishing.
elites and between them and the lower levels Differences in funerary treatment between
of society. In the ceremonial system the social social segments are usually qualitative;
order was reflected by a stratified participation, different status groups had access to different
in which every segment of society was ascribed types and qualities of symbolic objects. High
the enactment and personification of an status burials frequently contain gold and silver
equivalent position in the pantheon of deities objects, fine ceramics, imported materials such
and supernatural entities. In this way only as spondylus shells, and precious stones such
individuals of the high elite could enact the as lapis lazuli and turquoise (Alva and Donnan
leading roles and therefore legitimize their 1993; Donnan and Castillo 1992). Middle sta-
privileged position in society. By performing tus burials contain a few metal and ceramic
these ceremonial activities the Moche recreated objects, but not of the quality found in high sta-
their myths and traditions and effectively tus burials (Donnan and Mackey 1978). In low
materialized narratives that in essence where status burials almost no associations are found
the representation of their past. In this way (Donnan 1991). In addition to these qualitative
Moche elites could appropriate and own history inequalities, some differences can be found
and tradition. within a given social segment expressed
The second strategy was to increase basically by quantitative differences. In other
interdependencies and communication among words, within a social segments individuals are
the ranks of the elites, decreasing the tendencies getting more or less of the same type of objects.
towards dispersion or cultural drift of elite But social inequalities are not restricted to
individuals disconnected from the core of burial ascription. Household sizes and
M o c h e s o c i e t y. M o c h e ’s h i g h e l i t e arrangement, and quality of the materials used
accomplished this by means of tightly in their constructions are clearly stratified along
controlling the production of symbolic the same lines as burials. Furthermore,
objects—the access to them—and their settlement organization demonstrates that so-
manipulation via their distribution among lower cial status implied also a differential access to
levels of their own social segment. This strategy ceremonial spaces (Bawden 1977, 1982; Haas
took two forms: a vertical communication 1985).
between the ranks of the elites, that implied the Moche elites’ preferential access to and
redistribution of ritual objects; and a horizon- manipulation of the ceremonial system is
tal communication among the upper ends of the clearly one of the most important components
elites by exchanging the most elaborated of their power strategy. Until recently we could
symbolic and exotic objects. This strategy not ascertain whether the relationships between
Castillo, DeMarais and Earle, Ideology, Materialization and Power Strategies 18

this social segment and the ceremonial the elites and the ceremonial system was
system were restricted to the ascription, for even closer than we expected. Findings in elite
funerary purposes, of objects in which the ce- burials of ritual paraphernalia associated with
remonial and mythical systems were the Sacrifice Ceremony, such as the goblet that
represented. The only available clue was contained the blood of the prisoners (Donnan
contained in the vivid representations that and Castillo 1992:40), figure’s A scepter (Alva
c h a r a c t e r i z e M o c h e i c o n o g r a p h y. M o c h e and Donnan 1993:97-101), and clothing
iconography depicts a number of ceremonial elements associated with Figures A, B and C,
events, such as ritual deer hunts, dances or demonstrate that some elite individuals
combats, where the participants seem to be personified, probably throughout their lives and
members of this society’s elite, and where lower certainly at the time of their death, the most
social level individuals only figure as service- important deities and priests in this ceremony.
providers (Donnan 1978). Ample archaeological These symbolic objects are key to the perfor-
evidence exists to support that elite members mance of mythical events recreated by living
of Moche society were participating in these member of the Moche elites.
ceremonial events (Castillo 1991; Donnan and Based on the funerary associations found
Castillo 1992; Donnan and Mackey 1978). But in one of the tombs at Sipan, in the Lambayeque
these events were clearly second in importance valley, Alva and Donnan (1993) suggest that the
to more complex ceremonies where deities and Lord of Sipan fulfilled in life the ceremonial
supernatural individuals have the central roles roles of Figure A. Figure A is depicted in the
(Castillo 1989). Sacrifice Ceremony receiving the goblet full of
Among the Moche ritual events the human blood (Fig. 2). Also at Sipán the authors
Sacrifice Ceremony (Fig. 2) was evidently the have been able to recognize another deity
most complex ceremonial event in the Moche featured in the same ceremony, this time Figu-
liturgy (Alva and Donnan 1993; Donnan 1975). re B, an individual wearing a large bird-like
In the Sacrifice Ceremony, defeated warriors are headpiece, that presents the goblet to Figure A
sacrificed by anthropomorphized animals and (Alva and Donnan 1993:143-161). At the site
animated objects, that cut open the prisoners of San José de Moro, in the Jequetepeque valley,
throats, pouring the blood into tall ceremonial Donnan and Castillo (1992) have located two
goblets (Fig. 2, bottom). The blood-full goblets elaborate tombs of females containing examples
are then transferred to several mythical figu- of the goblet used in the Sacrifice Ceremony
res, usually Figure B (a bird-like individual) (Castillo and Donnan 1994). These females
and Figure C (a female), who present them to were buried with the headdress of yet another
two or the most important Moche deities, Figu- deity that took part in the Sacrifice Ceremony,
res A and D, who promptly consume the blood Figure C, a female who presents to Figures A
(Fig. 2, top). The archaeological data shows that and B the goblet full of human blood (Donnan
the Sacrifice Ceremony was practiced and Castillo 1992:41). Finding the goblet and
throughout 450 years of Moche history (Alva headdress together in two roughly
and Donnan 1993). Evidence of this ceremony contemporaneous funerary contexts confirms
has been found, either in iconographic that elite individuals were personifying the most
representations or in ritual paraphernalia important deities of the Moche pantheon, and
associated with elite burials, in every region that these roles were passed from one indivi-
under control of Moche polities (Alva and dual to the other.
Donnan 1993; Bonavia 1959, 1985; Donnan and An individual’s position in society not only
Castillo 1992, 1994; Strong and Evans 1952; implied a preferential or detrimental access to
Ubbelohde-Doering 1983). The Sacrifice and possession of resources and goods, but also
Ceremony can be considered a pan-Moche ce- differential participation in the political and
remonial event, crosscutting political entities ceremonial realms of Moche life. This unequal
and giving consistency to the Moche cultural access to the material expressions of the
phenomenon. ideological system signals the position of the
Resent research on Moche funerary individual and allows us to understand how
practices shows that the relationship between important it was for Moche elites to keep a tight
Castillo, DeMarais and Earle, Ideology, Materialization and Power Strategies 19

control over this system. Control was objects restricts in access to them, while
especially exercised over material expressions their centralized and unequal distribution is one
of the ideology that signaled the position of the of the ways of manipulating this particular
individual in society and legitimized right to expression of ideology.
power, therefore determining a person’s social Elite Moche funerary contexts show a
identity and rights and obligations. preferential and sometimes restricted access to
We find among the Moche social segments certain symbolic objects and raw materials,
r e p r e s e n t e d b y d i ff e r e n t i a l a c c e s s t o especially fine ceramics. Moche fine ceramics
qualitatively unequal funerary goods. This were frequently decorated with complex
translates into a stratified access to the cere- iconography, often narrative (Castillo 1991) and
monial system and its artifactual extremely detailed, such as the representations
representations, expressed, in turn, by of the Sacrifice Ceremony discussed above (Fig.
qualitative differences in symbolic objects in 2). Since only elite burials contain these
burials of different social levels. In burials of objects, they can be interpreted as being
the highest status, such as those of the Lords of socially restricted, as can the information coded
Sipán or the elite females of San José de Moro, in the iconographic representations they depict.
we find the actual paraphernalia and ritual attire We have seen both in the Danish and Moche
worn during the most important rituals, such as cases how restricted ideological information,
the Sacrifice Ceremony (Alva and Donnan materialized in symbolic objects such as
1993; Donnan and Castillo 1992). In burial of iconographic ceramics, not only marks the sta-
members of the immediately inferior social tus of the individual in death, but was used as
level, for example lower elite individuals in means to exercise power in society. We can
Pacatnamú (Ubbelohde-Doering 1983), we find assume that this differential distribution is the
artifacts such as carved gourds and ceramic result of a deliberate policy aimed at preventing
vessels with detailed fine-line or three-dimen- large sections of Moche society access to these
sional representations of the ceremonial events, objects. These objects also tend to be the
but not the actual paraphernalia required to product of specialized labor, and in their ma-
perform them. In the middle levels of society nufacture Moche artists made use of exotic raw
we find only representations of parts or materials, such as pigments, clays, and
elements of the ritual events; that is the case of Spondylus shells imported from Ecuador, or
some burials of infants at San José de Moro lapis lazuli and turquoise stones imported from
(Donnan and Castillo n.d.). Finally, at the Chile and Argentina.
lowest levels of Moche society almost no A hypothetical scenario for the production
objects associated with the symbolic system can and distribution of ceremonial ceramics in
be verified (Donnan 1991). This differential Moche can be postulated from studies of
access to the ceremonial system or its ceramic production centers (Russell, Leonard,
representations mark vertical relations in and Briceño 1994). Based on the distribution
Moche society. Differentiation of status or of identifiable ceramic styles it is quite apparent
gradation within social segments, especially that fine ceramics seems to have been
among members of the elite where we see a manufactured in every Moche region, probably
much clearer resolution, are marked by the with more than one ceramic production center
number of symbolic objects, especially ceramic within a region at every point in time. It is fairly
and metal pieces ascribed to a burial. clear that ceramic production was divided on
Symbolic Objects. Another way in which the basis of the target populations, and the
the materialization of ideology was used to quality of the products needed to supply these
create and maintain the social fabric of Moche populations. In this way the production of
society was in the differential distribution of symbolic objects become firmly imbedded in
ritual or symbolic objects among the ranks of the economic process. A few middle-range
the elites. This distribution reflects a deliberate ceramic production centers have been located,
strategy that implied control over the and lower range production areas, in charge of
production and distribution of such objects. simple domestic wares are known from many
Tight control over the production of symbolic areas (Russell, Leonard, and Briceño 1994).
Castillo, DeMarais and Earle, Ideology, Materialization and Power Strategies 20

Unfortunately fine ceramics production pattern implies that the highest ends of the
centers have yet to be located; however based Late Moche elite controlled the long-distance
on their distribution, we can assume that the exchange networks, thereby monopolizing the
high elites kept the production of fine ceramic importation of ritual objects that represented
wares under their control, keeping for interactions with the then-flourishing central
themselves the more elaborated pieces, and coast societies. This exchange of fine
restricted their access by other segments of ideological artifacts was important for a society
society. In turn, the high elite distributed the in decline as was the Late Moche, particularly
remaining production of fine wares among the because Moche elites had traditionally based a
local lower ranks of the elite. There is also some great part of their power on the manipulation
evidence to show that the rulers of different of materialized ideology.
regions and polities were exchanging some of The introduction of foreign symbolic
their finest ritual objects (Glenn Russell, per- objects must have severely impacted the social
sonal communication 1992). These mechanisms relationships among Moche elites. According
of production and distribution are clear to our model, the higher elite was obliged to
examples of restricted access to the material redistribute some of the ritual objects they
expressions of ideology. They are also good controlled among the lower ranks to maintain
examples of the manipulation of these types of reciprocity and generate dependency links. But
objects since this redistribution served to create introducing foreign ceramic objects into the
and maintain loyalties among the elite ranks, equation changed the manipulations of
generated a dependency of the lower ranks, and symbolic objects, complicating what used to be
legitimated the power of whomever controlled a fairly simple process. For the first time the
their production and distribution. Exchanges Moche higher elites did not entirely controled
among the higher ranks of the elites probably the production of the symbolic objects, and the
contributed to the affirmation of a shared fact that we find them in small numbers
identity, reinforcing political links and certainly indicates that they were in short supply. The
preventing or at least slowing cultural drift. solution was apparently to locally generate co-
Symbolic objects were, therefore, a means pies of the foreign ritual objects, some of them
of communication between elites from different still retaining Moche elements, others entirely
regions and polities and also served to integrate dependent on foreign forms and designs. These
different ranks of the elite within a particualr copies were, as we can expect, distributed
region or polity. The lowest levels of society, among the middle and lower ranks of the elite,
the peasantry, although knowledgeable of the decreasing in quantity and quality as we
rituals enacted in ceremonial places, of orally descend in the social ladder, in the same way
transmitted narratives, and of public renditions as Moche ceramics with complex iconography
of iconography, such as mural paintings, had did when these were the only fine ceramic
no access to the symbolic objects. objects.
Current research at the northern Moche site The absence of foreign ceramics throughout
of San José de Moro (Castillo 1994, Castillo most of Moche history indicates a deliberate
and Donnan 1994; Donnan and Castillo 1992, effort to prevent foreign symbolic objects—that
1994, n.d.) allows us to test this hypothetical promoted a foreign power strategy—to enter in
system of production and distribution of Moche territory and influence Moche
symbolic objects. By around A.D. 650 we can populations. Political or ideological association
see a significant change in the original source with this foreign power was of no use to the
of supply of some Moche fine ceramics: For the Moche, especially when they were expanding
first time we find evidence of imported ritual and vigorous states. So what led them to not
objects, sometimes coming from the central only vehemently import foreign symbolic
coast valleys of Lima and Lurín, as far as 700 objects, but to also go through the complicated
km south. These objects, some of the finest process of copying them? One possibility is that
produced in their home societies, appear only as material wealth these fine objects were
in the most complex burials and no sign of them simply more prestigious than the local versions,
is found in domestic settings. This distribution therefore the late Moche copied them
Castillo, DeMarais and Earle, Ideology, Materialization and Power Strategies 21

because they acknowledged their intrinsic nature of the southern Moche state. The
q u a l i t y, o r t e c h n i c a l s u p e r i o r i t y. I n t h i s southern Moche ultimately controlled
scenario, owning these foreign precious objects populations with clearly diverse ethnic
became a matter of prestige and conspicuous backgrounds, but succeeded, surprisingly
consumption for Moche elites (Trigger 1990). rapidly, in integrating these populations to the
Although reasonable, under closer scrutiny this Moche mode of production and geopolitical
explanation implies an open market economy, strategy. This rapid integration of conquered
in which finely crafted objects are rather populations to the Moche sphere has been
automatically more valuable than simpler explained by either the militaristic character of
objects, regardless of their origin and symbolic Moche society (Wilson 1988), or by assuming
character, and where exchange of artifacts is not a common cultural substratum to all northern
mediated and does not adhere to appropriate coast societies, which facilitated the
ideological preconditions. Explanations of this enculturation process. While these two factors
kind, although not necessarily wrong, are are probably components of the Moche
certainly incomplete because they deny the integration strategy, they cannot wholly account
symbolic value of the objects, reducing them for long-term cultural transformations.
to exchange goods only. It is our impression that one of the most
Another possibility is that importing and important components of the southern Moche
reproducing not only the symbolic objects, but expansive strategy was an ideological
the ideological information they promote, infiltration, carefully planned and executed in
signifies adherence to, or at least an affiliation advance of true geopolitical control, with cere-
with, the foreign ideologies. We do see that monial centers of monumental proportions
these foreign objects are not accepted without serving as ‘beach-heads’ for this advance. For
restrictions: They are reinterpreted and example, the southernmost valley under Moche
manipulated to fit the Moche canons of influence, the Nepeña Valley, was never totally
production and distribution of symbolic objects. under Moche control. What Proulx (1973) found
Moche elites did indeed try to restrict the while surveying this valley was a Moche cere-
production and distribution of these objects, monial center of monumental proportions
attempting, therefore, to manipulate this new surrounded by residential areas of non-Moche
material expression of ideology as they always populations. No evidence of Moche domestic
had. They did not succeed, and less than one settlements was found in the valley. Why do we
generation after these new types of objects find a clearly Moche large ceremonial center
appear, the Moche are gone, this time for good. in a territory that is so obviously non-Moche?
Monumental Architecture. One aspect in This center certainly did not serve the needs of
which the northern and southern Moche are not a devoted Moche community, but instead
comparable is in the construction of monumen- targeted a local population. The investment in
tal architecture. The territory controlled by the such a monument, whether built by Moche or
southern Moche is dotted with some of the most local labor, implies that the state was interested
impressive ceremonial pyramids in the New in first occupying the minds of the inhabitants,
World, such as the Huacas del Sol and de la to ease the latter occupation of their fields.
Luna in the Moche Valley, constructed with Among the northern Moche, ideological
more than 100 million adobe bricks (Hastings power did not rely on monumental architecture.
and Moseley 1975); Huancaco, in the Virú Instead, ceremonial events and the production
Valley (Willey 1953); and Pañamarca, in the and distribution of symbolic objects were the
Nepeña Valley (Proulx 1973). In contrast, in the most important agents for ideological action.
northern Moche territory ceremonial centers, These ceremonial events and objects
such as Pacatnamú and San José de Moro in the accomplish the difficult task of legitimizing an
Jequetepeque Valley, are smaller and less extremely unequal social structure. The
impressive 3. northern Moche were not interested, apparently,
T h e d i ff e r e n c e s i n t h e m o n u m e n t a l in enculturating foreign populations. Their goal
architecture from the northern and southern seems instead to have been to legitimize the
Moche polities seems to relate to the expansive status quo, and to perpetuate their social system
Castillo, DeMarais and Earle, Ideology, Materialization and Power Strategies 22

through the manipulation of ideology. Mo- political culture experienced by all who
numental architecture did not play as are incorporated into its territory. The Inka
important a role in these processes. empire of western South America offers a vi-
Does this means that only expansive vid example of how the process of
societies are forced to develop monumental materialization allows for the imposition of an
architecture? Not necessarily. Our point is that ideology to unify a newly created polity.
to gain and legitimize social power by means Ceremonial Events. Inka ceremonies were
of materialized ideology, any society has the most direct and important element of the
multiple choices and pathways. Some rely on relationship between the state and its subjects.
monumental architecture and its trans-societal Inka ritual hospitality materialized the power
integrative powers; others emphasize symbolic and wealth of the state on a grand scale through
activities and objects, and their intra-societal feasting. After conquering new territory, the
integrative powers. state alienated militarily and symbolically all
agricultural lands and then reallocated them to
3.- An Expansionist Empire: The the ayllu (a kin-based corporate group) as a
demonstration of «Inca omniscient benevolence
Inka case
in action» (Murra 1980:94). By granting land
r i g h t s b a c k t o t h e c o m m u n i t y, t h e I n k a
During the 15th century A.D., the Inka
legitimized their right to exact tribute. In
established dominion over a vast territory
r e a l i t y, t h e s t a t e d i d n o t i n t e r f e r e w i t h
reaching from Ecuador to Argentina. Starting
traditional land tenure practices, and the basic
as a complex chiefdom with a single ethnic
subsistence and welfare of its members
group of probably no more than 100,000, the
remained the responsibility of the local
Inka literally exploded through conquest to
community. Much of the state’s revenue came
build an empire expanding over roughly
from a labor tax, so that subject groups provided
350,000 mi2 of diverse environments with 8-
the labor to till agricultural lands set aside for
14 million subjects and more than 100 separate
state use. Labor crews also created new state
ethnicities. Conquered groups ranged from the
lands (Murra 1980:55-56), formed the military,
great coastal states, like the Chimú, to small-
constructed facilities to house the bureaucracy,
scale tribal societies on the jungle fringe. The
and built roads to tie the centers together. The
Inka ruled using various strategies that ranged
state, in return for these services, hosted work
from the direct assimilation of groups in
parties in traditional Andean fashion, providing
strategically important areas to more indirect
workers with food and chicha beer (Murra
rule through client elites in more marginal
1980:97).
a r e a s ( L e Vi n e 1 9 8 5 ; D ’ A l t r o y 1 9 9 2 ) .
Craig Morris’ excavations at Huánuco Pam-
Materialization of a state ideology was inte-
pa suggests that state hospitality took place on
gral to the implementation of state rule in all
a massive scale (Morris and Thompson 1985).
areas of the empire.
This Inka center is located far from agricultural
The Inka case illustrates the problems of
lands and local settlements, yet its many
power confronted by an expansionist empire.
storehouses contained abundant foodstuffs. At
Initial conquest relied on an overwhelming
the center of the settlement was a large plaza
military might, and a continued threat of for-
of 19 hectares. The monumental space suggests
ce underlay the state’s domination. A long-
the large-scale ceremonies that we know from
term goal, however, seems to have been to
the early chroniclers took place here. In the
solidify and institutionalize the empire’s
excavated assemblage, the dominant ceramic
domination by exporting a state ideology that
vessel form was the standarized large, high-
l e g i t i m i z e d t h e n e w p o l i t i c a l o r d e r.
necked Inka storage vessel, the aryballos. These
Materialized ideologies of empires are meant
have been interpreted as liquid storage vessels
to communicate with conquered peoples who
most probably used to serve chicha (maize beer)
may not share language or customs with their
in public ceremonies. Morris (1985:485)
conquerors. By producing standardized
emphasizes the dominant role played by
ceremonies, symbolic objects, and
ceremony and hospitality in the state activities
architectural monuments, the state creates a
Castillo, DeMarais and Earle, Ideology, Materialization and Power Strategies 23

at Huánuco Pampa. While the state relied (Rowe 1946; Conrad and Demarest 1984).
u p o n m i l i t a r y s t r e n g t h a n d a n e ff i c i e n t Thus ritual events expressed a complex
bureaucracy, «the salient feature of Inka ideology that venerated the emperor and
control...was the amplification of many of the justified his position.
principles of Andean reciprocity from the On a continuing basis, those who labored
village level» (Morris 1985:481). for the state enjoyed its hospitality and in so
Maize was, by all accounts, a prestige crop doing were directly reminded of the divine
in Andean society before the conquest; the Inka nature of its ruler and the vastness of his
elaborated its importance and expanded its use domain. Because feasts encompassed all of
in ritual contexts (Murra 1960). The ritual these levels of social and religious meaning,
consumption of chicha was a traditional Andean their impact on participants was that much more
ceremony before the Inka period, and chiefs effective.
provided large quantities to their followers. To Despite their symbolic importance, the state
maintain social and political relationships, religion and ideology were a political tool. The
chiefs carried heavy jars of chicha along with intentions behind Inka ritual differed from its
them as they traveled (Rostworowski 1977). In outward manifestations. Feasts demonstrated,
the Mantaro Valley, Peru, the Inka co-opted the outwardly, an ideology of generosity and
role of host from local elites. In this reciprocity in a form that was experienced
strategically important region, feasts sponsored directly by a populace that had little else in
by local elites declined in frequency after the common. At the same time, this ideology
Inka conquest (Costin and Earle 1989), prior to mystified the existing power relationships and
which, maize and large liquid storage vessels legitimized the position of the emperor.
were found primarily in elite domestic areas, Public Monuments and Political
suggesting local hosting by the chiefs. Under Landscapes. Architecture, roads, and
the Inka, the consumption of maize greatly monuments are permanent symbols that
increased, especially as seen in the stable transform a landscape, materializing the
isotope ratios of male skeletons (Hastorf 1990), presence of a particular group and organizing
but the maize was no longer limited to the elite the landscape in accordance with the social
households. It is assumed that the local structure and activities of the group. The roads
populations must have been receiving the maize of the Inka empire symbolized the logistical
as chicha served at state ceremonies. By strength and organizational power of the empire
assuming the role of host, the Inka ensured that (Hyslop 1984). Corvee labor crews constructed
the rights to community labor, formerly a over 30,000 km of roads with suspension
political and economic prerogative of local bridges, causeways, and stairways across the
elites, would instead legitimately belong to the steep Andean terrain. These roads bound the
state. In a very real sense, the state was state facilities of the empire together within a
«earning» its authority (Morris 1982) directly tight network of primary and secondary routes.
from the populace. Elaborate rituals were The impressive achievements of Inka labor
conducted to ensure a productive maize harvest. crews and engineers provide visual evidence of
The Inka himself participated in a yearly the fundamental militaristic power that underlay
planting ritual, and the creation myth of the and drove Inka expansion. In spite of their
Inkas also linked them to maize (Murra 1960; military might, the Inka preferred diplomacy to
Conrad and Demarest 1984). actual combat, relying as much on the threat of
Feasts were also held to celebrate important force as on its implementation (D’Altroy 1992).
events in the royal family and to reward Hyslop (1984:341) writes that «...John Murra
veterans of successful military campaigns. At has referred to the roads as a ‘flag’ of the Inka
these feasts, the Inka distributed numerous state because of their high visibility and the
objects, elaborate food, and chicha. The state clear ways that they linked the individual to
religion equated the emperor with the divine central authority».
god of the sun, Inti, from whom the Inka ruling Inka architecture is also widely recognized
line directly descended. Religious worship was for its massive walls and fine masonry. Equally
at the same time a veneration of the emperor diagnostic of Inka architectural canons is the
Castillo, DeMarais and Earle, Ideology, Materialization and Power Strategies 24

repetition of particular settlement layout plaza and usnu complex. Potrero, and not
and structure forms (Fig. 3). Each major state the local centers, probably became under the
settlement was dominated by a large central Inka the setting for feasts (DeMarrais 1993).
plaza, in the center of which stood the ceremo- By removing feasting from local settlements
nial platform, the usnu. At one edge of the pla- and requiring a special journey to participate
z a s t o o d o n e o r m o r e l a rg e r e c t a n g u l a r in the feasting, the Inka separated local
buildings, the kallanka, and around the edge administration and state hospitality. Potrero,
were residential compounds in the distinctive like Huánuco Pampa, appears to have been an
rectangular style, the kancha. This uniformity artificial, intrusive center.
of style most probably carried over to ceremo- Finally, it seems essential to distinguish the
nial practice, creating a common cultural symbolic role of roads and architecture from
experience through the empire: «[The Inka] their functions. Any investment in roads and
made their subjects accept in their towns the settlements drew energy and personnel away
same arrangements of shrines, dedicated to from subsistence production. At the same time,
diverse deities, that there was in Cuzco, if a road through a region convinced its
showing them the order in which they were to inhabitants that state armies were poised to
make sacrifices to each one and for what strike, then the short-term costs of its
reason» (Cobo 1979:241). Elements of Inka construction may have been well invested. This
architecture repeatedly appear together in example demonstrates the mix of strategies, as
administrative centers and way stations along well as the different forms of materialization,
the Inka road. The usnu, commonly found in through which the Inkas pursued the long-term
the center of plazas, was particularly important goal of securing the empire.
ceremonially, because the emperor stood upon Symbolic Objects. In the Inka empire, the
it to address his subjects; in his absence the usnu political and ritual meaning of symbolic objects
was a physical reminder of his central role in were inseparable, created through their direct
all proceedings in the plaza. association with the emperor. Symbolic objects,
Outside Cuzco and its immediate environs, most importantly cloth and metal, were given
Inka builders constructed almost none of the as tokens to strengthen alliances, fund new
fine, cut-stone masonry that characterizes the institutions of control, and reward supporters
finest state buildings in Cuzco. However, the (Friedman and Rowlands 1978; Brumfiel and
repeated use of the same building forms of Inka Earle 1987). D’Altroy and Earle (1985) have
construction throughout the empire provided a suggested that wealth finance was the primary
uniform and recognizable structure to Inka sites means through which the Inka maintained their
in the hinterland (Gasparini and Margolies relationships with the local managerial ranks.
1980:66—67). As far south as the Calchaquí We a l t h g o o d s c o n c e n t r a t e v a l u e i n s m a l l
Valley, Argentina, 1,500 km south of Cuzco, packages and are easily transported to points
state installations were carefully modeled after of central control.
Inka architectural canons. Morris (1982:155), Finely woven cloth was the most important
who has argued that provincial centers were Inka prestige item; given as gifts to newly
centers of state hospitality, emphasizes their conquered peoples, it had strong ceremonial and
artificial nature and separation from the local political significance (Murra 1962).
centers that remained the foci of economic and
social life. Inka sites were visual symbols of Although it is true that the women and
the power of the state, focal points for ceremony Indian servants of the [local lords] made
and hospitality. clothing for them , it was ordinary and coarse,
used only to dress their servants; but the
In the Calchaquí Valley, Argentina, the most
magnificent clothing made or cumbi worn by
elaborate ceremonial site, Potrero de Payogasta, the caciques and lords could only be made for
was located about 20 km north of a region of the Inca, and he handed it out to these lords.
dense local settlements that were clearly under Apart from this, at many of the fiestas that were
the control of the Inka. Potrero has a large, held during the year, as a favor to the lords,
well-defined plaza, with more than a third of caciques, and nobles, the Inca gave out
the settlement area given over to the public magnificent shirts and blankets, gold and silver
Castillo, DeMarais and Earle, Ideology, Materialization and Power Strategies 25

cups, necklaces, bracelets, and other jewels of laborers but full-time attached specialists
emeralds, turquoise, and other precious stones who converted raw materials into wealth (Murra
set in gold. (Cobo 1979:221). 1980:154-158; Rowe 1982). These products in
turn had both a political and ceremonial
The gesture of giving was a «priming of the importance. The aklla, «chosen women» who
pump» (Murra 1980), meant to create an wove fine cloth and brewed chicha for the state
obligation that, while phrased in terms of demonstrate the overlapping spheres of
reciprocity, would ensure a continuing supply religious and economic activity that
o f l a b o r a n d g o o d s t o s t o c k t h e s t a t e ’s characterized Inka Cuzco. Morris and Murra
storehouses. (1976:276) have noted that, in the Inka
The Inka nobility monopolized gold and reorganization of the craft producing sector,
silver, so that «gold and silver had special ri- «Potters, weavers, or smiths provide the
tual and political significance [through] their benefits of mass production under workshop
employment by the Inca royal dynasty as conditions, which could be fairly compared with
symbols of political power used solely by the the ‘industrial’ establishments of Europe at the
emperor» (Lechtman 1984:14—15). These same time». This is a clear example of
goods materialized wealth in their scarcity, but ideological control maintained through attached
the technological virtuosity achieved by Andean specialization.
metallurgists and weavers suggests that the By understanding how ideologies are given
Inkas also restricted control of wealth objects concrete, physical form, we can identify the role
through the superior craftsmanship of objects of ideological systems in the maintenance and
that represented the state. In the Mantaro Valley, consolidation of political power. Each of the
the objects of metal recovered archaeologically different forms of materialization—ceremonial
evidently marked status in both the Inka and events, public monuments and landscapes, and
pre-Inka periods (Costin and Earle 1989; Owen symbolic objects—has inherent qualities that
n.d.). Here and throughout the empire, the shift are experienced in distinct ways by a subject
from local metals to tin bronze suggests that populace. Especially important for empires are
the state took control over the manufacture of problems of integration and communication
the symbolic objects which mixed together both over a vast territory. At the same time, the
local and statewide symbols. complexity and diversity of imperial economies
These parallels in technological processes presents a broad range of strategic choices to
suggest that, in Andean society, meaning was their leaders. Through the successful
embedded in, as well as contained in the manipulation of ideology, leaders can, and do,
iconography of, metal and cloth objects radically alter the costs of political domination.
(Lechtman 1984). As in the realm of feasting The Inkas actively transformed and materialized
and reciprocity, the Inka were drawing on existing ideologies and institutions to support
existing elements of Andean material culture the goals of the empire. Their success in
and technology in the production of wealth materializing Inka ideology was integral to the
goods to support the empire. The rich cultural expansion of the empire.
significance of cloth provided a foundation
upon which the Inka could elaborate. Similarly,
the production of golden alloys could be
controlled by the Inka to create a symbolic
world of elite privilege expressed in precious
metals.
Craft activity, particularly cloth production,
was reorganized under state control near Cuz-
co and in special enclaves, such as the potters
who were resettled near Cajamarca by Topa Inca
(Rowe 1982). As Inka conquests continued, the
ranks of craft specialists and retainers expanded
to include attendants and servants (aklla, yana,
and mitima) who were no longer simply corvée
Castillo, DeMarais and Earle, Ideology, Materialization and Power Strategies 26

Conclusions These «social narratives» can be


transformed into a source of political power in
On the surface the three cases chosen for several ways. One costly means is to increase
analysis seem diverse and divergent. They come the size and intricacy of the ceremony, such that
from very different times and places, such that they require prodigious expenditures or ritual
they must be considered historically specialists. Alternatively the ceremonies may
independent. They are the result of adaptations be tied to other media which are more easily
to strikingly different environments, and manipulated. Symbolic objects were important
different developmental sequences. They also elements in the ceremonial dramas of all cases.
vary greatly in terms of their political scale and They signified the social roles and relationships
c o m p l e x i t y, f r o m s i m p l e c h i e f d o m s i n of participants, and encode the narratives of the
Denmark, to emergent states in the north coast social order. In the Danish case, the introduction
of Perú, and to the extensive empire of the Inka. of bronze as the material from which the chiefly
As we examine these cases we see how their swords were made, created an opportunity for
economies turned toward centralization, control over materialization through control of
specialization, and diversification; their the attached specialists in charge of their ma-
political organization became increasingly more nufacture. Up to this point, the political
elaborate, requiring political specialists, institutions in Denmark were small in scale. The
recording systems, and a network of political highly elaborated ceremonial artifacts seen in
agencies. Their military apparatuses also grew the burials of the Moche’s «living gods» would
in size, through enforced conscription and full have strictly limited the ritual performances to
time specialists of war, to cope with the needs those few individuals controlling the production
of a larger and more populated political entity. and distribution of the requisite sophisticated
Despite the historical and organizational metal and textile elements of the ceremonial
distinctions, ideology was a common source of attire. The development of a high status elite in
social power in each case. The emergence and Moche society runs parallel to an increasingly
institutionalization of social stratification closer association with the symbolic system. In
evidently rested in no small measure on this and other ways, social status the Moche
ideological power and its materialization. The states was, therefore, equivalent to preferential
process of materialization transformed ideology access to the symbolic and ceremonial system.
into events and material things that were The elaboration of materialization through mo-
produced by the labor of society and owned numental buildings was especially important in
largely by its leaders. the control over ideology in the Inka empire.
The three cases illustrate how the different The size of the monument was a constant
o rg a n i z a t i o n a l c o n t e x t s a n d m e d i a o f remainder of the labor involved in its
materialization determined the specific uses of construction, and its message of political power
ideology, the size and homogeneity of the target was elemental and easily read cross-culturally.
populations, the resources available for this The monumental construction became the stage
type of investment, the willingness to invest in for the ceremonies of legitimation that were the
these types of power strategies, and eventually, essence of the Inka state ideology.
the outcome of the materialization of ideology. The societies analyzed here are
Ceremonial events appear to be the most basic c h a r a c t e r i z e d b y i n t e r- a n d i n t r a - c l a s s
form of materialization. It was an important competition and strong tendencies to fragment
source of cultural meaning in stratified as well into smaller political units. In these
as unstratified societies. Ceremonial events circumstances ideological systems must
create and recreate narratives that generate and continually institutionalize and legitimize an
promote social group identity, and that reiterate emerging social order. Power strategies based
and legitimize the relative position of social on materialized ideology are characteristically
segments, such as in the case of the Funnel ambivalent and contradictory. While promoting
Beaker community, in the overriding sanctity a sense of community and shared participation
of the social hierarchy of the Moche, or the in the social network, the ideological system
exuberance of the Inca feasts. enforces social differences and a corresponding
Castillo, DeMarais and Earle, Ideology, Materialization and Power Strategies 27

differential distribution of wealth and whole system by weakening its productive


a u t h o r i t y. To t h i s e n d , m a n i p u l a t i n g a n d basis. This happens as the ruling elite draws
restricting access to the materialized ideological increasingly more resources away from the
system is a key mechanism. production of essential goods for use in the
Ideologies comprise narratives and stories production, maintenance, or protection of
about the world, its history, and its future. An ideological apparatus. As illustrated by the
emerging social segment must promote the inflationary competitions among New Guinean
ideology that justifies the social domination on big men in the ritual Moka (Strathern 1971),
which it rests. The ability to mold this ideology, and by the increasingly expensive funerary
we argue, is restricted by and made powerful furnishings of the Moche (Alva and Donnan
through the social and economic processes of 1993) and Danish (Bech 1993), this pattern will
its materialization. result in cyclical disruptions and changes in the
leadership of society: The same activities and
Addendum: The Trap of Ideology rules that gave elites their power and
prominence will end up driving them to their
We have tried to demonstrate how a power demise. The ruling elites in this case function
strategy based on ideology can contribute to the only to maintain the ruling ideology and the
creation and maintenance of a social order, but, reproduction of the rules that were effective to
although materialized ideologies have been a c q u i r e p o w e r, w i t h o u t r e g a r d f o r t h e
presented as an effective means to these ends, mechanisms necessary to maintain the well-
they are certainly not without problems. At this being of society. Ideology is no longer a means
point several questions are unavoidable. Is it of power but rather an end in itself.
possible for the ideological system to work The trap of ideology can be used to model
against the economic base of the social system? societal collapse. The expression of a collapse
In order to perpetuate itself can a ruling elite generated by an overexpenditure in ideological
overexpend on the creation and maintenance of apparatuses would be particularly sudden and
the ideological apparatuses and so weaken the catastrophic. Archaeologically, we would see
overall social system as to cause its own a society at what is generally considered its
destruction? This effect of the overextension peak of development and achievement,
of ideology we term «the trap of ideology.» expressed in the high expenditures on art and
Specific conditions and circumstances set monumental construction, as well as elaborate
the trap. If the ideological system becomes the ceremonies and ritual events, long-distance
principal source of legitimization and power for trade and consumption of exotic materials, and
the ruling elite, the protection and perpetuation so on. This peak would be followed by the
of this ideology will likely become one of this sudden destruction and abandonment of its
group’s most important functions. Not only structures, the disappearance of its art styles and
must the elites invest social capital in the dispersal of its population, probably going
ideological apparatuses, they must also prevent back to simpler forms of life. Two cases where
other groups from gaining access to these same this scenario seems likely are the collapse of
apparatuses. When these peculiar conditions are the Moche and the Maya. No foreign invasion,
set in motion, a social structure and its meteorological catastrophe, or other exogenous
supporting ideology will have established a causes generated these events, although such
relationship of mutual necessity making them factors have been known to accelerate or even
completely inseparable. If the ideology precipitate the process. In this paradigm, the
collapses, so will the ruling elite. center loses control over the periphery, and the
Social structures under these conditions means of production that imply the control by
will be primarily perpetuated by manipulating a centralized authority decay and even
and maintaining the ideological system, and by disappear. Ideology, therefore, can serve as an
recreating and restricting access to it. Although agent of social change and catastrophe.
this is true of almost every system that uses Another expression of the trap of ideology
ideology to legitimize its social organization, is more subtle and implies more altruistic
in some cases this association can destroy the relationships between individuals and
Castillo, DeMarais and Earle, Ideology, Materialization and Power Strategies 28

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Castillo, DeMarais and Earle, Ideology, Materialization and Power Strategies 33

1
The ideas presented in this paper have grown
out of a lengthy discussion among the three authors.
The three cases that constitute the body of the article
were written by Earle (Thy, Denmark), Castillo
(Moche, Perú), and DeMarrais (Inka, Andes).The
full text has been read and revised by us
collaboratively. Funding for the research on which
these cases are based includes the following: for
Thy, Denmark, the National Science Foundation
(DBS 9207082, DBS 9116921) and the Academic
Senate, UCLA; for the San José de Moro Project,
the John B. Heinz Charitable Trust, the Friends of
Archaeology, UCLA, and the Academic Senate,
UCLA; for the Calchaquí, Argentina, the National
Science Foundation (BNS-88-05471). An earlier
version of this paper was presented at the
symposium of the Complex Society Group, October
23, 1993, at the Arizona State University, Tempe.
We would like especially to thank Cathy Costin and
Antonio Gilman who read and commented
thoughtfully on an earlier draft, and Patty Rechtman
who edited the original draft.

2
Thompson’s discussion of ideology is a good
approximation to a critical definition of ideology:
«ideologies ar e meanings, expressed through
symbolic forms, that are mobilized in the service
of dominant individuals and groups, that is the ways
in which the meanings constructed and conveyed
by symbolic forms serve, in particular
circumstances, to establish and sustain structured
social relations from which some individuals and
groups benefit more than others, and which some
individuals and groups have an interest in
preserving while others may seek to contest.»
(1990:73).

3
Only one comparable structure can be found
in the Northern Moche territory, the late Moche
pyramid of Huaca Grande, in the Pampa Grande
complex of the Lambayeque valley (Haas 1985).
There is still a heated debate as to whether this
structure is the result of an expansion of the
southern Moche, and the consequent relocation of
the capital in this northerly site (Moseley 1992;
Castillo and Donnan 1994). In any case, Huaca
Grande is an extremely late phenomenon,
constructed with a very peculiar technique that
precludes the massive pyramids build in this region
during the Lambayeque Period, therefore not com-
parable to any other previous structure in the
northern Moche territory.

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