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Metrical Phonology - Annurev - An.24.100195
Metrical Phonology - Annurev - An.24.100195
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METRICAL PHONOLOGY
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Michael Hammond
Department
of Linguistics, Universityof Arizona,Tucson,Arizona85721
KEY
WORDS:
stress, accent,foot, meter,optimality
INTRODUCTION
1 There
arealsoanalyses
of poeticmeterin termsof this theoryof stress(seee.g. 33,41,45,57).
0084-6570/95/1015-0313505.00 313
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314 HAMMOND
kay~law~law
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02010
X at
x x
x (x x) (x x)
k a y ~ la w ~ la w
METRICAL PHONOLOGY315
the feet above. If these latter structures have any phonetic or phonological
reality, then that wouldconstitute evidencefor the metrical theory.
Whyshould a nonlinguist--an anthropologist specifically--care about this
theory? There are several reasons. First, in general, linguistic theories make
claims aboutthe limits of languagelearning, i.e. whatis or is not learnable. To
the extent that anthropologists are interested in whatis cultural, as opposedto
what is psychological, they should understand what is unlearnable, hence what
is not subject to cultural control or variation. Second,this theory merits spe-
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WhatIs GenerativeLinguistics ?
The basic assumptions of generative linguistics are perhaps familiar to most
readers, but manyof the central ideas of phonological theory becomefar less
murkyif these assumptions are laid out clearly. Manyof these ideas are
examinedin someof Chomsky’smore classic works (e.g. 7, 8).
First, the object of description is not languageper se, but the unconscious
knowledgeresponsible for an individual’s intuitions of grammaticality (i.e.
competence).The force of this assumptionis that aspects of language maynot
be reflective of grammarand maybe excluded from phonological description.
Standard examplesinclude speech errors, spoonerisms, and false starts, but
this domainmight also include phonetic implementation, processing limita-
tions, etc.
Second,the focus or grail for generative linguists is Universal Grammar,or
the innate endowmentthat, through acquisition or language development,
makes the adult grammarpossible. It has been most forcefully argued by
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~16 HAMMOND
What Is Phonology?
Generative phonology focuses on sound systems. The sound system of a
languagetypically exhibits Certain patterns. For example,the distribution of
stresses in Lenakelis restricted, as shownabove. The claim behind generative
phonologyis that although languages do not exhibit the samerestrictions on
their soundsystems, the restrictions that do occur are bounded.For example,
not all languagesexhibit stress on every other syllable from the right. Lan-
guagesexhibit iteration fromdifferent directions and at different intervals, e.g.
left-to-right, right-to-left, edge-in, every other syllable, every third syllable
(see below). However,somepatterns are completely unattested, e.g. middle-
out iteration or stress on every fourth syllable.
Following the generative orthodoxy, such limits are ascribed to Universal
Grammar (8). The basic idea is that the child comesto the language task with
certain predispositions about iterating stresses. Theseexpectations reduce the
learnable patterns to the observed(and predicted) cases.
In early generative theory, these expectations were encodedin a rule for-
malism. The idea was that the child was endowed with a template for
phonological generalizations and used this template to comeup with rules. As
noted above, this was done by supposing a rule schemaand a set of terms that
could appear in that schema(8). The schemais given in Example5 below, and
the terms werethe distinctive features.
A--~ B/C D 5.
In morerecent generative phonology,the focus has shifted awayfrom rules
and toward representations. For example, in metrical theory, rather than re-
strict the rules that assign stresses, the set of possible feet is restricted. For
example, one might propose that feet can only be binary and ternary, thus
excluding as a possible language any system that exhibited stress on every
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METRICALPHONOLOGY 317
fourth syllable. Recently, there has been a shift back away from repre-
sentations. 2 Interestingly, the mostrecent shift awayfrom representations has
not been accompaniedby a shift toward rules (see below).
Phonetics
Metrical phonologyis largely a theory of prominence, but the phonetics of
prominenceare far from clear. Moreover, metrical phonologyhas been ex-
tended to account for a number of phenomenain which prominence per se
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2
This fascinating ebb and flow between rules and representations over the history of phonology
is described in Anderson (2).
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318 HAMMOND
The central notion is the metrical foot. Most versions of metrical theory
adopt at least two kinds of feet: iambsand trochees. Aniambic foot dominates
two syllables and places the stress on the secondsyllable. Atrochaic foot also
dominatestwo syllables and places the stress on the first one. Lenakel is an
exampleof a trochaic language.
Aklan (Example6) involves iambic feet (37). Stress falls on alternating
syllables from the right edgeof the word. If a heavysyllable (one ending in
consonant)is encounteredin the scansion, it receives stress and the count is
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n~g-k-in-~-lisfid ’worry-actor-past’ 6.
k-in-~-put6s ’wrap-instr focus-past-post’
aslrt~r ’lucky’
Mmb~g ’speak’
Hayes argues that iambic systems almost exclusively depend on syllable
weight. Trochaic systems are not limited in the same way. Systems like
3Lenakel do not depend on syllable weight, but other trochaic systems do.
English is a familiar yet complex example (see 8, 22, 23, 31, 37,
50). Basically, the final syllable is skippedand trochaic feet are built right to
left.
hilt tfible 7.
~nimal Am6rica
informfitional munlcipfility
hhmam~lidfinthemum
That syllable weight plays a role in this systemis shownby the "heavy penult
rule": The rightmost stress of an English wordcannot occur to the left of the
penult if the penult is heavy(i.e. contains a long vowelor is closed by a coda
consonant).
3
Onecan argue that Lenakeldoes have a covert syllable weight system(see 26, 32).
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METRICAL PHONOLOGY319
x line 2 10.
x x line 1
x (x x) (x x) line
k a y ~ 1 a w ~ l a w
Syllabic constituency is indicated on line 0. Syllables with any degree of
stress are markedon line 1, and the result of the EndRuleis markedon line 2.
Additional evidence for unstructured nonbinary stress is that the EndRule
also appears to apply to unfooted spans directly. In somelanguagesthe first,
last, first heavy, or last heavy syllable is promotedto prominencewith no
evidencefor binarity. Czech(with initial stress) or French(with final stress)
provide familiar and simple examples of such systems. Khalkha Mongolian
(Example11) provides an exampleof a systemin which quantity matters (90).
In Khalkha,the leftmost long vowelis stressed. If there is no long vowel, the
first syllable is stressed.
4
Accordingto Hammond (23, 27, 33), the constituentized grid is really a notational variant of the
(albeit less typographicallyconvenient)arboreal grid.
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320 HAMMOND
METRICAL PHONOLOGY321
x 16b.
x x x x x <x> <x> x <x> <x> (x) <x>
e rgum a ~ e rgum a --, e rgurna --* e rgu m a
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322 HAMMOND
This section traces the history of metrical theory since 1968, starting with the
earliest challenges to linear phonologyand concludingwith an introduction to
optimality theory.
Linear to Nonlinear
Chomsky&Halle (8; see above) conceived of stress as no different in kind
from other features, e.g. [nasal], [coronal], [strident]. This theory had the
desirable property of uniformity; the substantive differences betweenspeech
soundswere formalized in terms of the samesorts of formal objects.
This theorized uniformity, however,leads to someproblems(see 66, 85).
For example, stress is not like other phonetic variables. Properties such as
nasality are absolute in that a loweredvelumis equated with [+nasal] regard-
less of context. Stress, on the other hand, is relative in that the stress of a
syllable is determinedin comparisonwith other syllables. This relativity was
expressed in two waysin Chomsky &Halle’s theory. First, there are different
degrees of stress and these needed to be encodednumerically, e.g. [lstress],
[2stress], etc. This is in stark contrast to all other features, whichweretreated
as binary in the phonology. 5 Second,this also led to the Stress Subordination
Convention(see Example3), which allowed local changes to a single segment
to affect all other segmentsin the string undergoingthe relevant rule. Noother
features required a similar convention.
There were also empirical problems with Chomsky& Halle’s analysis.
Liberman & Prince (66) show that the interaction of Chomsky& Halle’s
CompoundStress Rule (CSR) and Nuclear Stress Rule (NSR) produce incor-
rect forms. Basically, the NSRstresses the last wordin a phrase, whereasthe
CSRstresses the penultimate word in a compound.
5
Chomsky &Halle did maintain that all binary phonologicalfeatures were to be translated into
integer values in the phonetics, but accordingto their theory, the only integer values to whichthe
phonologyneededto refer were those associated with the feature [stress].
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METRICAL PHONOLOGY323
324 HAMMOND
1 1 1 1
1 2 2 1
*1 3 3 2
The problem is that the Chomsky& Halle rules are sensitive only to the
numerical values for the feature [stress]. Liberman&Prince (66) propose
an algorithm based on the overt branching structure. In their algorithm,
all constituency is indicated .with binary branching. All branches are la-
beled either strong or weak,.wherestrength is the formalization of stress. In a
phrase, the right branch is alwaysstrong. In a compound,the right branch is
strong if and only if it branches. The examplesabove are thus realized as
follows:
22.
bottle brush handle
23.
W W S
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METRICAL PHONOLOGY325
S W W S
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Liberman & Prince’s algorithm accounts for the problem with phrases
embeddedin compounds,but it provides for several other desiderata as well.
First, it providesan expressionof the insight that stress is relative rather than
absolute. Second,it extends naturally to account for word-internal stress pat-
terns (66). Third, it has no need for the cycle.6 Fourth, it accountsreadily for
other kinds of stress systems(21, 37, 70). This last result is extremelyimpor-
tant. Chomsky &Halle’s analysis (8) was of English. Hyman (47) did the first
real typological generative workon stress. He argued that a numberof gener-
alizations restrict the stress systems of the world. These patterns are not,
however, easily captured within Chomsky& Halle’s paradigm. This kind of
typological work was a central impetus for the developmentof a parametric
metrical theory.
Several of the argumentsabovehave since been shownto be too strong. For
example, the elimination of the cycle was not possible. This was first shown
by Kiparsky (58; see also 20, 31). Also, conditions on branching have been
shownto be unnecessary(44, 80).
6
Rischel(84) madea similarargument
withrespectto Danish
compounding.
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326 HAMMOND
25.
h@lix
+ - +
SW S W
V
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There are other ways to capture this distinction as well. Hayes(37) pro-
poses to do awaywith the binary stress feature by adopting levels in the
metrical tree, i.e. the foot. In Hayes’snotation, stress mustbe strong in a foot.
This is exemplified in Example26 below, where the horizontal line separates
the foot level.
26.
7
Similar rhythmic processes apply in other languages, e.g. Italian (77), Tiberian Hebrew (79),
Tunica
(23).
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~s~ ~r ~~ c~
S W S S W SW S W
X 29.
X X .... X
X .... X X X X
X X x x x X X x
t h i r t e e n m e n M i n n e s o t a Mi k e
X
X -- -- X X
X X -- -- X X x
X X X X X x x X X
T e n n e s s e e a i r Mort t a n a c owb o y s
Theobviousquestionis whytwoseparaterepresentations shouldbe neces-
sary. This question is explored in both directions. Prince (80) explores the
possibility that there is only the grid (see also 87). Heproposesthat there is
constituentfoot andthat stress in languages
like Lenakel
wouldbeassignedby
aligningwordswiththe perfectgrid.
x x x x 30.
¯ X X X X X X X X
328 HAMMOND
x 31.
X X
X X X X X
k ay ~ 1 aw~ law
Hammond (23) proposes a different solution, in which grids are constituen-
tized: the arboreal grid. Theresulting representation indicates clashes and foot
structure.
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x 33.
X X
x (x x ) (x x
k a y ~ 1 a w ~ 1 aw
Morphology
A rather dramatic developmenttook place after the debate over representations
above. McCarthy& Prince (72) argued that a broad class of morphological
operations are sensitive to metrical structures (see e.g. 63, 73 for refinements
of this theory).
Earlier work took a different perspective. Moravcsik(76) had provided
broad typological overview of reduplication, and Marantz (69) extended
McCarthy’s(70) CV-skeletontheory to account for these facts. The CV-skele-
ton theory maintained that phonological representations were organized
See Hammond(27, 30) for a discussion of the potential independence of constituency and
headship (see also 10, 17).
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METRICAL PHONOLOGY329
around timing units specified only for whether they were consonants (Cs)
vowels(Vs). Considerreduplication in Tagalog(4).
skeletal prefix of the form CV, which obtains its segmental content from a
copy of the base segments. Although this theory offers a concise formal
description of a widevariety of reduplicationtypes, it fails to limit themin a
satisfactory way. The theory predicts that any combinationof basic Cs and Vs
shouldconstitute a possible reduplicativeaffix, but this is not the case.
Rather, McCarthy and Prince argue, the set of possible reduplicative affixes
is defined by the set of prosodic categories. Thesecategories include various
sorts of feet and syllables. Moreover,they argue, these prosodic categories
define not just the set of reduplicative affixes, but the set of templatesand loci
in which morphologicaloperations can occur.9 YidinYprovides an exampleof
foot-based reduplication (12, 13, 38).
9
Someof this work builds on an earlier paper by Broselow & McCarthy (5).
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330 HAMMOND
Symmetry
Halle & Vergnaud (21), McCarthy(70), and Hayes (37) have proposed
metric and parametric metrical theories (see also 22, 49). Thesetheories were
parametricbecausethe set of occurringmetrical feet wasa function of setting a
finite set of parameters; they were symmetric because the parameters could
combine freely, producing the combinatorial maximum for the interacting
parameters.
Consider, for example, headednessand quantity sensitivity. Assumingonly
binary feet, headedness allows for either left-headed or right-headed feet.
Quantity sensitivity dictates whether nonheadsof feet can dominate heavy
syllables. (Quantity sensitivity allows heavysyllables to attract stress.) These
two binary parameters can cross to produce the combinatory maximum of four
foot types.
Hayes(43) argues that this perfect symmetrydoes not hold. The argument
is madeon the basis of a dramatic typological investigation and can be summa-
1°
rized in the followingchart.
10 Theseresults are anticipated in the overviewgiven at the beginningof this review(see also 44,
46, 72).
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METRICALPHONOLOGY 331
X 41.
X X
X X X X X (X X) X (X X)
m ak fi a t ib m ak fi a t ib m ak ~i a t ib
X
X X X X
x x x x x (x x) (x x) (x x) (x x)
moo 1 ~idn a moo 1 ad n a moo l~idna
11Hayes(44)claimsthata headless
footis built, butsubsequent
researchers
haveassumed
nofoot
is constructed
in suchcircumstances.
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332 HAMMOND
X
X X X <X>
X X X X (X X) (X X) (X X) (x x)
,d ~i r ab a to ,d a r a ba to ,dfira ba to
X X
X X X (X X) (X X
b~ikara b~ka ra b~kara
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X
X X X X
X X X X X (X X) (X X) (X X) (X X)
~a ja r~ tuhu ~a ja r~ tuhu ~a ja r~i tuhu
X
X X X X
X X X X X (X X) (X X) (X X) (X X)
baa r~ikayo baa r~ika to baa r~ika to
X
X X X < X >
X X X X (X X) (X X) (X X) (X X)
bfia rako b~a rako bfia rako
Left-headedquantity-sensitive
feet fail to account
for this pattern..Follow-
ing are the sameexamplesfootedwithtraditionalparametric left-headedquan-
tity-sensitive feet. Asterisksmarkformsthat wouldreceiveincorrectstress
underthis analysis.
X 42.
X X
X X X X X (X X X) X (X X X)
mak~a t ib mak~a t ib mak~a t ib
X
X X X < X >
X X X X X (X X) (X X) (X X) (X X)
moo 1 gdn a moo 1 ~idn a *moo 1 ~dn a
X
X X X < X>
X X X X (X X) (X X) (X X) (X
,d ~ r ab a t o ,d fir a b a t o ,d fir a b a t o
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METRICAL PHONOLOGY333
X
X X
x x x (x x) (x x)
bgkara b~ika ra b~ka ra
X
X X X X
x x x x x (x x) (x x) (x x) (x x)
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X
X X X <X>
XXXXX (XX) (X X) (X X X) (X X)
b aa r~ika to b a a r~i ka to *b aa r~i ka to
X
X X X
XX X X (X X) X) (X X) X)
b~a rako bfia rako b~ia rako
One of the issues that comes out of Hayes’s asymmetric typology is the
absence of a monosyllabicdefault foot. As exemplified in the above analysis
of Palestinian, if the spanis insufficient, nofoot is built. In the case of a moraic
trochee, if there is less than either a heavysyllable or two light syllables, no
foot is built. Previously, such feet were countenancedby the theory and were
termed degenerate feet. Whethersuch feet should be allowed has been hotly
debated.
Somelanguages appear to allow for superficial degenerate feet. In Ma-
ranungku(see Example9), syllabic trochees are built fromleft to right. Notice
though that a final degenerate foot is built in words with an odd numberof
syllables. This is an apparent counterexampleto the asymmetricfoot typology.
Hayessuggests the final stress in such cases is only apparent, that it is only
somekind of word-final lengthening.
An alternative explanation is proposed by Kiparsky (59), whosuggests the
mechanismof catalexis as a way of accounting for the following generaliza-
tion: Languageswith trochaic feet that permit final stress typically do not have
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334 HAMMOND
X X X X 45.
(x x) (x x) (x x) (x x)
k tim [o] d 6 n e ~ r i 1~ [o]
X X X X 46.
X (X X) (X X) (X X) (X
*o k ~n a p in adu w i 1 a p in a
The catalectic syllable allows for subminimalwords (monosyllables) and
final stress. The prediction is that there will be no (trochaic) languagethat has
final stress and a bisyllabic minimalword, and no languagethat allows mono-
syllabic wordsbut not final stress. Kager(51) tested these predictions exten-
sively.
There are other uses for catalexis as well. For example, Kiparsky argues
that the otherwise mysteriousstress systemof Tiabatulabal (see 93) receives
natural treatmentif there is final catalexis. Tiibatulabal has rigid final stress
accompaniedby stresses on every other mora to the left. The final stress
requirement suggests the feet are iambs, but the "every other mora" require-
mentsuggests the feet are moraictrochees.
METRICAL PHONOLOGY335
X X X X X X
x (x x)(x x) (x x) (x x) (xx) x (x
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Ternarity
A lot of recent research has focused on accountingfor apparent ternary itera-
tion. Considerstress in Cayuvava.Cayuvavawas first brought to the attention
of the metrical world by Levin (63) (see also 34, 46, 83, 88). The data below
are from Key(55, 56). Stress in Cayuvavafalls on every third vowelcounting
fromthe right end of the word(63, pp. 101-102),
The most straightforward account would be to admit a new foot type, the
dactyl, which would have three terminals with the head on the left. At least
four other approacheshave also been taken.
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336 HAMMOND
Optimality Theory
A recent developmentin metrical theory (and in other areas of phonologyas
well) is optimality theory (OT)(e.g. 74, 82). This theory represents a
step forward in manyrespects, although in someways, it is a return to ideas
that were developeda numberof years ago.13 In somerespects, it is a rejection
of someof the central ideas that have dominatednonlinear phonologyfor the
past twentyyears.
The basic idea behind OTis that ordered phonologicalrules are rejected in
favor of ranked and violable constraints. For example, the stress patterns of
14
Lenakel above could be described by imposingthe following constraints.
PARSE:
Syllables must be footed. 50.
FTBIN:Feet must be binary. 51.
ALIGN:
Feet must be aligned with the left/right edge. 52.
TROCHEE:
Feet are trochaic. 53.
METRICAL PHONOLOGY337
Notice that none of the candidates escapes violating at least one constraint.
Multiple violations are reckoned in the relevant cases and indicated by the
numberof asterisks.
This approach has several advantages over a rule-based approach. One of
McCarthy& Prince’s strongest arguments comes from infixation in Tagalog
(15). In Tagalog,the progressiveinfix -urn- is positioned before the first vowel
of a word.
338 HAMMOND
which the -um- occurs further to the left: umaral. Contrast this with grumad-
wet, in whichpositioning the infix further to the left alwaysresults in an extra
coda: *gumradwetor *umgradwet.
This relationship can be modeledeasily in OTterms, in whicha constraint
on position is subordinateto a constraint against codas. Theserelationships are
diagrammedin the following tableaux.
x 59.
x (xx)
ar6:ma
In Tongan,such spans are reanalyzed so that the penult is realized as a
string of two light syllables. Compare
the following forms.
x x 60.
(xx) x(x x)
h fi : ’go in’ hu. fi f i ’open officially’
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METRICAL PHONOLOGY339
This splitting up of the penult allows the word-final foot to occur at the
edgeof the wordand still only dominatetwolight syllables.
Undera derivational view, the Tonganfacts wouldrequire two passes of
syllabification. The first pass wouldproducesyllables to whichthe stress rules
wouldapply. The secondpass wouldreadjust that syllable structure to accom-
modatethe metrical requirements. The problemis that there is no evidence for
twoseparate syllabification stages.
This difference betweenthe two languagesis readily accountedfor in terms
of constraint ranking. Prince & Smolenskyposit two constraints: RIGHTMOST
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and ONSET.RIGHTMOST wants the foot to occur as far to the right as possible.
ONSET wants VVsequences to syllabify as long vowels. The difference be-
tween English and Tongan comes from differential ranking of these con-
straints. This is exemplifiedin the followingtableaux.
SUMMARY
15
Startlingly, nothing has appearedto date in any of the major linguistics joumals. However,most
of the circulating papers are available via anonymousftp from the Rutgers Cognitive Science
Center (ruccs.rutgers.edu).
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340 HAMMOND
and the disparate kinds of evidence that can be adduced in support of different
versions of metrical structure.
The past two years have seen a dramatic shift away from constituency to a
focus on how the constituents get placed. The leading idea being explored
today is that constituents are not placed by specific rules. Rather, a candidate
set of constituentized representations is generated and then winnowedthrough
by the language-specific constraint hierarchy.
It is impossible to predict the future, but I suspect that the constraint-based
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view will continue to be explored and that there will be less reliance on
constituents as constraint-based theory is elaborated. However, it seems rather
unlikely that the constraint-based view will completely supplant the rule-based
view, and I hope a happy mediumwill develop.
ACKNOWLEDGMENTS
Thanks to Diana Archangeli, Jane Hill, and Diane Ohala for useful discussion.
structures in Phonology. MIT, Dep. Lin- in stress rules. ~erkeleyLinguist. Soc. 11:
guist., Unpublishedms. 429-46
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