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Stephen F. Szabo - Parting Ways - The Crisis in German-American Relations-Brookings Institution Press (2004)
Stephen F. Szabo - Parting Ways - The Crisis in German-American Relations-Brookings Institution Press (2004)
Stephen F. Szabo - Parting Ways - The Crisis in German-American Relations-Brookings Institution Press (2004)
Ways
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Parting
Ways
The Crisis in
German-American Relations
Stephen F. Szabo
Copyright © 2004
the brookings institution
1775 Massachusetts Avenue, N.W., Washington, D.C. 20036
www.brookings.edu
Szabo, Stephen F.
Parting ways : the crisis in German-American relations / Stephen F. Szabo.
p. cm.
Includes bibliographical references and index.
ISBN 0-8157-8244-6 (cloth : alk. paper)
1. Germany—Foreign relations—United States. 2. United States—
Foreign relations—Germany.
3. Germany—Foreign relations—1990– 4. Anti-Americanism—Germany.
5. United States—Foreign public opinion, German. 6. Public opinion—
Germany. 7. United States—Politics and government—2001—Public
opinion. I. Title.
DD290.3.S93 2004
327.43073'09'0511—dc22 2004019514
987654321
Typeset in Minion
Printed by R. R. Donnelley
Harrisonburg, Virginia
To my father,
Stephen Szabo,
who has shown the way to so many,
Acknowledgments ix
1 A “Poisoned” Relationship 1
5 Is It Bush or Is It America?
German Images of the United States 79
6 Welcome to the Berlin Republic 104
Appendix
Chronology of German-American Relations from
September 11, 2001, through March 20, 2003 154
Notes 159
Index 187
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Acknowledgments
ix
x Acknowledgments
A “Poisoned” Relationship
“ H ow can you use the name of Hitler and the name of the president
of the United States in the same sentence?” demanded the U.S. national
security adviser, Condoleezza Rice. Only a few days earlier, on September 18,
2002, just before voters were to go to the polls in the most closely contested
election in German history, Germany’s justice minister, Herta Däubler-
Gmelin, had compared the methods of Bush with those of Hitler, charging
that he was deliberately manufacturing a foreign crisis in Iraq to divert the
American people’s attention away from domestic economic problems. Rice
continued: “An atmosphere has been created in Germany that is in that sense
poisoned.”1 Her outrage, shared widely by the American public, revealed
how strained relations had become between formerly close allies.
The German-American split was part of a larger crisis in transatlantic
relations that began with the end of the cold war, increased with the com-
ing to power of the Bush administration, and erupted with ferocity in the fall
of 2002 over the war in Iraq. It reached its peak during the winter and spring
of 2003. This proved to be a watershed year in a relationship that had been
of central importance to the United States since the end of World War II.
What began as a temporary tactical shift of the German chancellor toward
Paris and away from Washington came to take on a more strategic signifi-
cance. Europe had taken priority over Germany’s transatlantic tie with the
United States. American power was now regarded with suspicion, not only
as a stabilizing force in international relations.
If the cold war ended with the fall of the Berlin Wall and the unification
of Germany, the post–cold war period in the German-U.S. relationship
ended with the war in Iraq. Humpty Dumpty had fallen, and the pieces
1
2 A “Poisoned” Relationship
could not be put back together again. From the Bush administration’s point
of view, Germany had become part of what Secretary of Defense Donald
Rumsfeld was to label “old Europe,” taking part for the first time in an active
coalition against an undertaking that a U.S. administration thought was in
its vital interest, in this case a preventive war against Iraq. From the German
point of view, the legacy of the war in Iraq was that the biggest problem now
confronting world order is U.S. power.
The Stakes
The current rift between Germany and the United States should be viewed as
the death of the canary in the coal mine, an early warning to both sides of the
dangers of taking the other for granted and of assuming that their relationship
is strong enough to withstand bad politics and bad diplomacy. It is also a
reminder of the need to avoid both personalizing and sentimentalizing rela-
tions between states and to think instead in terms of both mutual interests and
self-interest rather than friendship. The devaluation of the German-American
relationship by both sides that followed the end of the cold war was inevitable,
but if the relationship is further mishandled it could lead to a more open and
even deeper split that would have major consequences for both countries,
which are still important to each other in many key areas.
Germany matters because Europe still matters. Europe may no longer be
a high security priority for the United States, but it remains its most impor-
tant and an indispensable partner in all significant global issues confronting
Washington in the new century—the global economy, the environment,
human rights and democracy, international development policy, high tech-
nology, and a range of other issues. As Samuel Huntington has pointed out,
Europe is “the closest thing to an equal that the United States faces at the
beginning of the twenty-first century.”2
Europe is not only a partner but a potential competitor. The European
Union (EU), the heart of Europe, has the population base, the economic and
technological capabilities, and the cultural and political attributes of a global
power. In Joseph Nye’s term, Europe has the “soft power” that has increas-
ingly become the basis of international influence in the postmodern world.
As Nye rightly observes, “The key question in assessing the challenge posed
by the EU is whether it will develop enough political and social-cultural
cohesion to act as one unit on a wide range of international issues, or
whether it will remain a limited grouping of countries with strongly differ-
ent nationalisms and foreign policies.”3
A “Poisoned” Relationship 3
larly for the U.S. position in it. It will further provoke the United States and
feed the inclination of Washington—or at least of the Bush administration—
to go it alone and to follow a “policy of disaggregation” that attempts to play
on and exacerbate European divisions. If continued, this policy, which devel-
oped during the crisis over Iraq, will risk encouraging either the formation
of a European counter power or the fragmentation of Europe.
The stakes also are crucial for Berlin. With the loosening of the transat-
lantic ties, questions about German identity and its role in Europe, all of
which had seemed settled during the cold war period, are now reopened. For
the past five decades, Germany has shaped itself in the American image,
subordinated its security policy to that of the United States, and used its ties
to Washington to project its interests and power in a way that was not seen
as threatening to its neighbors. The split over Iraq that occurred in Europe
between a more pro-Bush faction led by Britain and a countercoalition led
by France and Germany threatens many of the pillars of the success of Ger-
man policy and opens up the possibility that the United States will form a
new countercoalition against Germany in Europe.
Most Germans believe that Bush is the problem, and once he and his
right-wing administration are gone, the tensions will evaporate like “snow
melting in the spring.”5 Likewise, many in the Bush administration, as well
as their supporters in the media, believe that the split was due to the pre-
election opportunism of Gerhard Schröder and that once there is “regime
change” in Berlin the old partnership will return and Germany will join
“new” Europe. As two of the most vocal American neoconservatives,
Richard Perle and David Frum, put it, “We are optimistic that once Chan-
cellor Schröder leaves the scene, Germany will revert to its accustomed
friendliness.”6
It is easy in an era of tabloid journalism throughout the mass media to
ascribe differences and animosities to the personalities of the leaders
involved, but in reality these conflicts were a mirror of deeper changes. The
changes that have occurred have been at work since the reunification of
Germany in 1990; Bush and Schröder simply served as catalysts. Neither the
United States nor Germany need each other today as deeply as each did dur-
ing the cold war. Washington now worries about the Middle East and
Central and East Asia more than it does about Europe. Germany, united
and free of a direct threat to its security, is increasingly focused on further
developing the European Union.
In addition, new generations of leaders on both sides are bringing their
different historical perspectives to the relationship. Schröder and his gen-
eration came of age during the anti-Vietnam demonstrations of the late
1960s, and the generations that follow his will have little or no memory of
the division of Germany and the U.S. role in defending Berlin. It does little
good for the U.S. president’s national security adviser to remind Germans
of their debt for what the United States did in the past, as Condoleezza
Rice did. Gratitude has a short shelf life in international politics; as Bis-
marck once said, echoing the British statesman Lord Palmerston, “Nations
have interests, not friends.” On the U.S. side, a generation of diplomats and
policy experts experienced in German affairs is gone, and the ties created by
U.S. military personnel and their families stationed in Germany grow
weaker as the U.S. military presence there continues to drop. Finally, there
are signs that a real gap in political and cultural values is developing along
with a strategic gap, resulting in a rift so deep that it could signal the end
of “the West” as a meaningful concept, or at least result in the creation of
two Wests.
A “Poisoned” Relationship 7
ate an arms control agreement with the Soviet Union that would limit or
preclude the deployment of U.S. missiles.) Schmidt risked major opposition
in his party, the Social Democratic Party (SPD), to get support for the mis-
sile deployments and lost office after the Social Democrats failed to back
him. It was only after the Christian Democrats, led by Helmut Kohl, took
power in September 1982 that the deployments were approved.
Yet in these and other cases of friction between Germany and the United
States, the German chancellor voiced criticism but in the end supported
American policy, unlike Schröder in the dispute over Iraq. In all of the cases
cited, Adenauer’s “policy of strength” was based on a close alliance with the
United States. He brought West Germany into NATO and allowed U.S. mis-
siles on German soil only a decade after the end of World War II. When he
had his dispute with Kennedy, the Bundestag inserted a pro-Atlanticist pre-
amble into the Elysée treaty, undercutting its Gaullist intentions. Indeed,
Adenauer was soon replaced by the Atlanticist Ludwig Erhard. Even in pur-
suing détente with the USSR and East Germany, Brandt based his Ostpolitik
firmly on West Germany’s western alliance; indeed, West Germany would
have been isolated if it had not pursued détente, because that was the pre-
vailing course in the Washington of Richard Nixon and Henry Kissinger,
despite Kissinger’s concerns about Brandt’s policies
To some extent Germans and Americans were lulled into a period of
complacence by the close cooperation of Helmut Kohl with the senior
George Bush and the latter’s call for Germany to be a partner in leadership.
However, there were some warning signs of change in the relationship dur-
ing the Clinton administration. Although Germany was a key partner in the
administration’s management of the effort to enlarge NATO and adapt it
to the post–cold war security environment, there was an ugly dispute when
the secretary of the treasury, Lawrence Summers, blocked Chancellor
Schröder’s candidate to head the International Monetary Fund. The Clin-
ton administration’s arrogance over U.S. economic performance and its
belief that the United States was a model for the West, if not the world, was
on full display as Clinton hosted the G-8 economic summit in Denver in
June 1997. There also were tensions over the security requirements the
Americans wanted to impose in the construction of the new American
embassy when the German capital was moved from Bonn to Berlin. This
resulted in an open and sometimes nasty dispute between the U.S. ambas-
sador, John Kornblum, and the Christian Democratic mayor of Berlin,
Eberhard Diepgen. Kornblum reminded Diepgen about all that the United
States had done for Berlin, wondering whether this was the thanks that it
A “Poisoned” Relationship 9
behavior precluded any serious attempt to limit the damage and give his
German counterpart an opening to come back toward the United States, if
not on Iraq then on other issues. Even as late as the summer of 2003, after
Bush had pronounced the end of the military phase of the war in Iraq, he
resisted attempts by Rice to get him to end the rupture with Germany.13
Bush and his advisers underestimated the depth of the changes that had
occurred in Germany since unification. They thought that no German gov-
ernment would risk being isolated from the United States and were surprised
when Schröder not only resisted U.S. policy on Iraq but went on to form a
coalition to oppose it. They missed the assertiveness of the later postwar
generations in Germany and the resonance that Schröder’s resistance would
find in the wider German public. The White House assumed that taking a
tough line against Schröder would assist his Christian Democratic oppo-
nents, and they overestimated the prospects for his defeat. Moreover, even
after Schröder won the election, the White House seemed to conclude that
it did not have to make any concessions to him and that he would return
Germany to its traditional position between the United States and France.
Once it became clear that Germany would not come around, Bush and his
advisers moved toward a strategy of divide and conquer in Europe, sym-
bolized by Rumsfeld’s old-versus-new Europe dichotomy. They were
effective in playing off Spain and Italy as well as the new member states of
NATO and the EU, notably Poland and Romania, against Paris and Berlin,
but at the cost of further weakening the transatlantic alliance.
The diplomacy of the Bush administration during this period is a case
study in how not to lead. It was disastrous to American interests and to the
country’s standing in the world. The administration failed to convince most
nations of its case; worse, it created opposition rather than simple apathy,
making it more difficult to obtain European support for the postwar recon-
struction effort in Iraq. Rather than being “present at the creation,” as Dean
Acheson described the American-led effort to shape a new world order after
World War II, the Bush administration was present at its destruction.
On the German side, Schröder also made a number of significant mis-
takes. If Bush overplayed a strong hand, Schröder overplayed a weak one
when he stated that Germany would not support a war even if the UN Secu-
rity Council issued a mandate. That was a striking break with the tradition
of multilateralism in German policy and opened the door for future unilat-
eral acts by Britain, Spain, and other members of the EU. Schröder in effect
declared that German views and interests would trump the broader interests
of supporting the credibility of the UN and the EU. By speaking of a “Ger-
A “Poisoned” Relationship 11
Schröder does not appear to have strong emotions. He once told a jour-
nalist that personal relationships with other leading politicians are “helpful,
but are not the precondition for successful foreign policies. . . . Personal
relationships cannot be more important than interests. That is what domi-
nates.”15 Unlike Bush, he does not bear grudges and thinks almost exclusively
in terms of self-interest and tactical maneuvers. That was clear in his rela-
tionship with French president Jacques Chirac, who openly supported
Schröder’s opponent, Edmund Stoiber, during the German election cam-
paign. Yet after the election Schröder had no problem with deepening his
relationship with Chirac and with France. In some ways, he may have been
too grateful to Chirac for easing his isolation, and because of that he may
have allowed his government to fall in step behind the French leader.
While Schröder carried no anger or animosity toward Bush and respected
him as a politician, he would not simply cave in to placate Washington,
especially because he believed that doing so would weaken his position at
home. To some extent his resolve on Iraq was the result of his opportunism.
His unprincipled approach to politics had weakened him in the eyes of his
own public, and his firm stand on Iraq helped to create an image of an
unwavering leader. Moreover, Schröder reflects the assertiveness and confi-
dence of his generation, as well as the perspective of a newly unified and
changing Germany. As one German official put it, “It is absurd to think that
Schröder’s generation will go to Washington to get its OK on the German
government’s decisions. From this perspective, the White House has been
too emotional about Germany. For Condi Rice and others, there was a ‘love
affair’ based on their experience in German unification. They still think of
Germany as West Germany and ignore the one-quarter of the German pop-
ulation that lives in eastern Germany. Germany is not simply a continuation
of West Germany.”16
Gerhard Schröder, like George W. Bush, came to office with little experi-
ence or interest in foreign policy. He had spent most of his career at the
local and state level in the state of Lower Saxony. As Jane Kramer wrote just
before he was elected as chancellor in 1998, “He has a deeply provincial sus-
picion of anything beyond the psychic borders of his familiar world.”17 Like
Bill Clinton, Schröder saw no real political payoff from foreign policy when
he took office. He wanted to avoid the fate of Helmut Schmidt, a foreign pol-
icy leader who, like George H. W. Bush, lost interest in and the support of his
more domestically oriented electorate. Schröder admired Clinton’s under-
standing of the need to focus on “jobs, jobs, jobs.” However, as foreign policy
issues came to consume, by his own estimate, about half of his time, he soon
A “Poisoned” Relationship 13
learned the difference between being a governor and party leader and being
chancellor.18
By the time of the terrorist attacks on New York and Washington, Gerhard
Schröder was no longer a foreign policy neophyte. Yet he remained a tactician,
not a strategist. He continued to have the foreign policy vision of a governor
whose primary interest was in trade, jobs, and the domestic costs and bene-
fits of policy. He supported EU enlargement not out of a broad geostrategic
vision, but because it provided markets and labor for Germany. He worked
well with Russian president Vladimir Putin because Russia too was a mar-
ketplace for Germany. Yet he also learned from being chancellor during the
Kosovo conflict that politics can have existential significance and that lives
could hang on his decisions.19 Going against the grain of his party and its
coalition partner, the Greens, he sent German military forces to Kosovo.
share many political values, but they now seem more divided along social
and cultural dimensions.
The dispute over Iraq, then, was more than just a single policy difference
that could be patched up later, perhaps by a different set of leaders. Taking
a closer look at what happened may provide a look at the future. Iraq turned
out to be a “black swan,” to borrow a phrase from Nicholas Taleb, a modeler
of future scenarios—that is, an event that no one anticipates but whose con-
sequences are transformative.20
2
From Unlimited Solidarity
to Reckless Adventurism:
Responding to 9-11
15
16 Responding to 9-11
prompting by the United States. He did this out of sympathy for the victims
and because he understood that any hesitation on his part would isolate
Germany from the United States and provide an opening to the Christian
Democrats to accuse his government of being anti-American. He also
believed that by providing support, Germany would gain the right to be con-
sulted and thus could exercise a moderating influence on American policy.2
However, Schröder had reservations early on about the direction of U.S.
policy. He had made it clear to a number of journalists that he was ready to
support military action but that he also would listen to his own public and
respect their reservations regarding such action. Because the terrorists, who
were members of al Qaeda, had attacked a NATO ally, he could justify par-
ticipating in retaliatory action against Afghanistan, whose Taliban-controlled
government had supported al Qaeda and its leader, Osama bin Laden, while
they prepared the attacks and had refused to turn them over afterward.3 But
when German foreign minister Joschka Fischer met with U.S. deputy secre-
tary of defense Paul Wolfowitz at the Pentagon in late September 2001, he was
told that after the Taliban was removed, the next goal would be the elimina-
tion of Saddam Hussein.4 Wolfowitz further said that the only solution to the
terrorist threat in the Middle East, and indeed the world, was to change the
political equation in the region. Bush’s secretary of the treasury at that time,
Paul O’Neil, and his chief of counterterrorism, Richard Clarke, later con-
firmed that planning for regime change in Iraq had begun early in the Bush
administration’s tenure.5 On learning of this conversation, Schröder was con-
vinced that the U.S. position in Afghanistan would lead to a larger American
presence in the Middle East. He could not support creating a tabula rasa in
the region upon which the U.S. would write its own design.
Schröder himself flew to New York to view the destruction at Ground
Zero and then to Washington to meet with President Bush on October 9,
2001. At a joint press conference, the president praised him and his country
for their role in the fight against terrorism: “There is no more steadfast
friend in this coalition than Germany.”6 Schröder left with the clear impres-
sion that “they are more enraged than after Pearl Harbor.”7
The chancellor returned to a very skeptical and cautious German public.
Reservations about supporting an American war on terrorism were espe-
cially widespread within his governing coalition of Social Democrats (SPD)
and Greens. These parties were in the forefront of opposition to the U.S. mis-
sile deployment in the 1980s and remained very reluctant to support the use
of force under almost all circumstances. They had gone along with the chan-
cellor and his Green foreign minister in supporting German participation in
Responding to 9-11 17
the Kosovo war largely on humanitarian grounds. Fischer had said at the
time that his generation had learned two lessons from the Nazi past: no
more wars and no more Auschwitz. When these two principles conflicted,
the Germans had a moral duty to use force to prevent genocide.
In the aftermath of 9-11, the German public had great sympathy for the
victims of the attacks and for their families. More than 1 million people
turned out in a demonstration of grief and solidarity at Berlin’s Branden-
burg gate on September 14, 2001. The public was generally supportive of a
measured U.S. military response, yet more ambivalent about Schröder’s call
for unlimited solidarity (see chapter 3). Many were concerned that the
United States would overreact and rely too heavily on military force, and
they feared that war would spread beyond Afghanistan to ensnare Europe as
well, making it a target for terrorist attacks and even pulling it into a wider
war in the region. While a majority believed terrorism was one of the major
problems facing Germany, their perception of the threat exceeded their sup-
port for the U.S. strategy for dealing with it.
Schröder remained convinced that he had to support the Bush adminis-
tration or risk isolating Germany. He put his government on the line on
November 16 by forcing a vote of confidence over the issue of German mil-
itary support for Operation Enduring Freedom in Afghanistan. His
government barely won, gaining a slim majority for authorizing the use of
German forces in Afghanistan. The Red (SPD)-Green government deployed
more than 2,500 ground forces to the theater of operations. It was to be the
high point of German cooperation with the George W. Bush administration.
[National Security Adviser] Rice turned to the allies who were clam-
oring to participate. Getting as many of them invested with military
forces in the war was essential. The coalition had to have teeth. She did
not want to leave them all dressed up with no place to go.“The Aussies,
18 Responding to 9-11
the French, the Canadians, the Germans want to help,” she said. “Any-
thing they can do to help. . . .” But Rumsfeld didn’t want other forces
included for cosmetic purposes. Some German battalion or French
frigate could get in the way of his operation. The coalition had to fit the
conflict and not the other way around. . . . [CIA director] Tenet turned
to Germany. . . . “The best thing the Germans can do is to get their act
together on their own internal terrorist problems and the groups that
we know are there,” he said. He was worried about more German-
based plots.8
Clearly one of the lessons of Kosovo for the U.S. military and political
leadership was to avoid another war by committee. The selectively multilat-
eral phase of U.S. diplomacy ended with the president’s State of the Union
speech on January 31, 2002, when he expanded the war on terrorism and
issued a warning to the “axis of evil,” composed of Iran, Iraq, and North
Korea. German hopes that the administration would follow a coalition strat-
egy began to give way to concerns about American unilateralism, which
were evident well before 9-11. These concerns mounted as talk of war with
Iraq increased in Washington.
Moreover, CIA director George Tenet’s comment raised a crucial point:
the enemy lurked within Germany itself. Al Qaeda had a number of Europe-
based cells, and the key planning for the 9-11 attacks had taken place in an
al Qaeda cell located at Marienstrasse 54 in Hamburg. The German equiv-
alent of the FBI, das Bundeskriminalamt, had kept the Hamburg cell under
surveillance since 1999, as had the CIA. Nevertheless, Mounir Al Motas-
sadeq, a key planner, and two of the 9-11 pilots, Mohammed Atta and
Marwan Al-Shehhi, were able to travel to Afghanistan for training, obtain
visas to enter the United States, and contact flight training schools in the
United States by phone and e-mail.9
The chancellor continued to support the U.S. strategy. In February, just
days after the State of the Union speech, he met with President Bush in
Washington and was told that there was no war plan for Iraq on the table.
Schröder had no time for “theoretical discussions” and laid out four issues
regarding any decision on Iraq. First, the alliance against terrorism should
not be undermined. Second, there must be proof of an active link between
al Qaeda and Iraq. Third, there needed to be an exit strategy. And fourth,
there must be a UN mandate. Schröder wanted Bush to understand that
these were high hurdles and implied that Germany would not necessarily
agree with U.S. aims, but he was not explicit. Some diplomats date the
beginning of the fatal misunderstanding between the U.S. and German lead-
Responding to 9-11 19
ers to this meeting. Schröder, they contend, made a decisive mistake: “He did
not make it clear enough to Bush that this was a German no and thus left
himself open to being misunderstood.”10 Schröder followed up in March,
stating that any military participation by Germany would take place only
with a UN mandate.11
On the plane returning to Berlin from Washington, Schröder told his
aides that Germany could not play the same nonassertive and limited mili-
tary role that it had during the cold war. Now and in the future it had to
make a military contribution. This was consistent with a fundamental belief
that he had brought with him to the chancellorship—that Germany’s foreign
role should match its economic power and its growing geopolitical impor-
tance. This new self-assurance has been a leitmotiv of Schröder’s time in
office. Germany was ready to take on more international responsibilities
and expected in return to be taken more seriously by major international
players.12 He told a German journalist in February, “I know that a German
chancellor will not be welcome in the United States for the next twenty or
thirty years if we withdraw our tanks from Kuwait.”13
In Europe, Schröder hoped to forge a common position in order to
enhance the power and role of the European Union and act as a moderating
influence on the Bush administration. But at the EU summit in Barcelona in
March he realized that London and Paris were more interested in aligning
with the United States than in shaping a common European position.14 Dis-
appointed, the chancellor decided that Germany would not participate in
this beauty contest.
belief in recognizing those who go out on a limb for him. The American
ambassador to Germany, Daniel Coats, turned to Joschka Fischer and
remarked that that was quite a statement, but that it would not go down well
with the SPD.
When the two leaders had met, prior to their news conference, they turned
to the topic of Iraq. Their discussion was brief. The president told the chan-
cellor, in effect, “You know my position and I’ll keep you posted,” but he said
that no decision had been made. There was an implicit agreement that nei-
ther of them would make war with Iraq an issue before the German election,
which was coming up in September.16 Once again, Schröder did not make
his objections to German participation known to Bush.
The American view of the thrust of both this meeting and the February
meeting in Washington was that the chancellor had explicitly told the pres-
ident that he would support a war as long as it was quick and civilian
causalities were kept to a minimum. Their sense of what Schröder said was,
“If you lead I will not get in your way, but be decisive, move quickly, and
win.” One American present at the discussions stated that Schröder said that
he did not have a problem with an engagement in Iraq as long as it did not
interfere with the election. Bush assured him that nothing would happen
before the election and that he would consult with the chancellor. Schröder
responded, “That’s all I need to know.” The president had the clear sense that
Schröder was with him. The problem was that no one knew what would
happen or what being “with” the United States would mean.17
Iraq came up a number of times at a press conference at the conclusion of
the president’s Berlin visit. The chancellor stated that the two leaders agreed
that Saddam was a dictator who had to be pressured to allow the UN/IAEA
(International Atomic Energy Agency) arms inspectors into Iraq to search for
nuclear weapons or other weapons of mass destruction (WMD). He stated
that Bush said that “there is no concrete military plan of attack on Iraq.” He
continued, “We will be called upon to take our decision if and when, after
consultations—and we’ve been assured that such consultations are going to
be happening—and then we’ll take a decision.” The president later reiterated
that he had “no war plans on my desk” and confirmed Schröder’s words:
“The Chancellor said that I promised consultations. I will say it again: I prom-
ise consultations with our close friend and ally.”18
The assertion that Bush made about not having any war plans on his
desk was misleading. As Bob Woodward’s second book on Iraq points out,
Bush had asked Rumsfeld in November of 2001 to prepare a war plan for
Iraq and the president had been briefed on the plan by his field commander,
Responding to 9-11 21
a force in the region. While it had almost no support in the western part of
the country, it maintained its position in the east by playing on the region’s
deep economic problems as well as continuing resentment over what many
Ossis (eastern Germans) considered to be an unfriendly takeover by the Wes-
sis (westerners). Since German electoral law permits representation in the
German parliament for any party that gains at least 5 percent of the national
vote, the significant support that the PDS received in the east allowed it to
maintain a national presence and to divide the left, taking votes from the
Greens and the SPD. In order for Schröder to govern if he was reelected
with a diminished parliamentary majority, he would have to make some
arrangements at the national level with the former communists, who were
still deeply unpopular in the west. His party had already done so at the state
level in a few eastern states. However, his handling of the floods increased his
popularity in the east to such an extent that he had now a realistic prospect
of pushing the PDS below the 5 percent threshold and thus of forcing it out
of the Bundestag. If that could be accomplished, the chances of the SPD
and the Greens gaining a majority were greatly improved.
Iraq played into this strategy because of the possibility of mobilizing the
pacifists and nationalists of eastern Germany against intervention there. The
Schröder campaign had polled the electorate on the Iraq issue and saw it as
a wild card that could be played as a last resort. Polls had shown that east-
ern voters were less attached to Germany’s relationship with the United
States than were western voters and that they had more concerns about war
and NATO.
A combination of frustration and opportunism thus led Schröder to draw
Iraq, and by implication the Bush administration, into the campaign. As
Steven Erlanger, then the Berlin bureau chief of the New York Times, later
stated, “He did not expect to win the election and admitted that his biggest
problem was with his own party. He had to unite the SPD and get votes in
the east and to do this he pushed the peace button and it worked.”23
Both Schröder and Fischer had already sensed great uneasiness among
crowds at campaign rallies about both the prospect of war and the perceived
recklessness of Bush, and the audiences they addressed applauded any assur-
ances that they would not be pulled into a war in Iraq.24 On August 1
Schröder told the SPD presidium and then later stated on television: “We
hear unsettling news from the Middle East regarding a new danger of war. I
think that we demonstrated after September 11 that we will react decisively
but prudently, that we will show solidarity with our partner, but that we are
not available for adventure, and we stand by that.”25
Responding to 9-11 23
out conviction. He knew that opposition was growing within the SPD and
the Greens, and the Iraq issue gave him a way to recapture and mobilize his
base.
At much the same time, in mid- to late August, leading figures in the
Bush administration began to escalate their rhetoric on war in Iraq. Richard
Haass, at that time director of policy planning in the State Department, met
with Condoleezza Rice in July 2002 to discuss the pros and cons of making
Iraq a priority and was told to “save your breath—the President has already
decided what he is going to do on this.”28 Questions and growing criticism
of the proposed policy were raised by leading Republicans, including Rep-
resentative Dick Armey and Senators Chuck Hagel and Richard Lugar, as
well as traditional realists who had been in the earlier Bush administration,
including James Baker, Lawrence Eagelburger, and Brent Scowcroft.29 This
questioning, coupled with concerns raised by Democrats in the House, put
the Iraq hawks on the defensive. In order to regain the initiative, the leading
and most influential hawk, Vice President Richard Cheney, gave a tough
speech on August 26 in Nashville, Tennessee, to a veterans’ group that left the
impression that there was indeed going to be a preventive war.30 Listing Sad-
dam’s numerous past violations of the inspection regime, Cheney asserted,
Against that background, a person would be right to question any sug-
gestion that we should just get inspectors back into Iraq, and then our
worries will be over. Saddam has perfected the game of cheat and
retreat, and is very skilled in the art of denial and deception. A return
of inspectors would provide no assurance whatsoever of his compli-
ance with U.N. resolutions. On the contrary, there is a great danger that
it would provide false comfort that Saddam was somehow “back in his
box.”
He concluded with a call for regime change:
In other times the world saw how the United States defeated fierce
enemies, then helped rebuild their countries, forming strong bonds
between our peoples and our governments. Today in Afghanistan, the
world is seeing that America acts not to conquer but to liberate, and
remains in friendship to help the people build a future of stability,
self-determination, and peace. We would act in that same spirit after
a regime change in Iraq.31
Anyone reading or listening to this address could reasonably conclude
that the vice president was calling for regime change in Iraq, with or without
Responding to 9-11 25
a UN mandate. The speech had the effect, in the words of one high-ranking
German official, “of kicking the ball to the German government”; it was a
decisive event.
Chancellor Schröder was enraged by Cheney’s speech because, contrary
to the agreement with Bush, he had not been informed on developments and
had learned everything he knew from the media. He had worked for three
and a half years against an anti-U.S. pacifist streak within his own coalition
and was angry that this was the thanks he got from Washington. He was not
convinced that Bush had made the case for war and was worried by the
principle of preemption and its implications under international law. If the
United States could act preemptively, why couldn’t other countries, such as
India or Pakistan, under the pretext of an imminent danger do the same?
Cheney’s sharply unilateralist speech went against the deep multilateralist
grain of German strategic culture. It also shifted the emphasis from con-
trolling weapons of mass destruction to regime change—a new development
in the eyes of Berlin.
There was disagreement in the chancellor’s office and the Foreign Office
over whether the speech represented the president’s thinking. Kastrup,
Schröder’s top foreign policy adviser, did not see it as a major change in
tone or substance, and no serious analysis of the speech was requested by the
chancellor. The newly named defense minister, Peter Struck, saw no room for
German influence. “The discussion is no longer over whether, but only over
how and when and with what consequences.”32 The German Embassy in
Washington reported that the speech was as an attempt to legitimize both in
the United States and abroad the necessity of regime change in Iraq.33 When
the German ambassador to Washington, Wolfgang Ischinger, tried to convey
this to the chancellor, he was informed that the chancellor was on the cam-
paign trail and could not take a call of that nature on an insecure line.
Ischinger had noted a paragraph of the speech that appeared to leave open
all options:
In the face of such a threat, we must proceed with care, deliberation,
and consultation with our allies. I know our president very well. I’ve
worked beside him as he directed our response to the events of 9/11.
I know that he will proceed cautiously and deliberately to consider all
possible options to deal with the threat that an Iraq ruled by Saddam
Hussein represents. And I am confident that he will, as he has said he
would, consult widely with the Congress and with our friends and
allies before deciding upon a course of action. 34
26 Responding to 9-11
real consultation with its allies. Information that later became available,
especially Rice’s advice to Richard Haass, noted above, seems to confirm
that the decision for war had been made before Cheney’s speech in Nashville.
The speech presented Schröder with an ideal opportunity to escalate his
opposition to U.S. policy on Iraq. He told an audience in Munich shortly
after the Cheney speech, “The Americans should speak less about military
questions and more over the withdrawal from the Kyoto treaty.” And in
Berlin, he told another audience that an attack on Saddam was exactly the
type of “adventure” that Germans should have no part of.38
Karsten Voigt, the coordinator for German-American relations in the
German Foreign Office, contends that whether the Cheney speech was U.S.
policy or not is irrelevant, because in a parliamentary election, voters ask
candidates about their positions, and candidates must respond simply. Sup-
port for Bush’s policy on Iraq had been sliding, and Cheney’s speech, as well
as others by Rumsfeld, immediately intruded into the German campaign.
Therefore the U.S. view that Schröder, in an earlier interview, was saying no
to a request that had not been made—that is, for a military contribution to
a war on Iraq—was beside the point, because parliament would have to
decide whether to participate in a war, and the electorate wanted to know
where the candidates stood on the issue.
German chancellors had been put in difficult positions in the past because
of perceived American belligerence. This time, however, Schröder did not
waffle but simply said no: “To speak now about an attack on Iraq is erro-
neous. Germany will not participate in such a war under my leadership.”39
In contrast, his opponent, Edmund Stoiber, wavered and offered qualified
support, provided that there was a UN mandate for action. Two of Stoiber’s
leading spokesmen on foreign policy, Wolfgang Schäuble and Friedbert
Pflüger, at first spoke of options and threats against Baghdad, and even of the
possibility of an attack on Saddam without a UN mandate, but they were
quickly contradicted by the leader of Stoiber’s party in the parliament,
Michael Glos: “There is no intention on our part to participate anywhere in
the world in a military adventure.”40 Such indecisiveness and conditionality
hurt Stoiber severely in his second televised debate with Schröder.
Many voters saw Schröder’s stubbornness as a sign that he had principles
and that he would not bend (nicht wackeln). For someone who was widely
viewed as a tactical opportunist who had no core values or convictions, that
was a real plus. By August 23, days before the Cheney speech, the SPD had
finally taken the lead in the polls. Suddenly the Schröder campaign was
revived. As a member of the presidium of the Social Democratic party had
28 Responding to 9-11
commented immediately after the Cheney speech, “We have a great cam-
paigner for us sitting in the White House.”41
The same message was delivered to Secretary Rumsfeld by a leading foreign
policy adviser to Stoiber, retired General Klaus Naumann, at a meeting in early
September: “If Cheney keeps this up he will be voted chairman of the SPD.”
Rumsfeld shrugged and said, referring to the infighting within the adminis-
tration over Iraq policy, that it was only politics. A close confidante of Cheney,
when asked whether anyone considered the impact the speech might have in
Germany, replied, “ Why should he care about the reaction in Germany?”42
To the White House, such statements indicated that the SPD had been
unleashed to go after the United States. When President Bush met with
Joschka Fischer and Jürgen Chrobog (formerly ambassador to Washington
and now one of Fischer’s state secretaries) in New York around the time of
his UN speech on September 12, he demanded, “When is your damn elec-
tion over?” Here, again, German and American portrayals of Bush’s tone
diverge, with German officials describing it as a light comment while Amer-
ican officials relate that it reflected real anger; one White House staffer cited
George Bernard Shaw’s epigram that anger begins as a joke. However, the
U.S. administration still held out hope that the relationship would be
repaired and avoided taking sides in the German election (although Stoiber’s
campaign implored it to do so, and Chirac had made his support for Stoiber
clearly known).
Then, in the last week of the campaign, came Herta Däubler-Gmelin’s
remarks. Schröder’s minister of justice had been widely viewed as a compe-
tent, if not overly bright, official who had clear misgivings about the Bush
Justice Department and was very critical of the use of the death penalty in
the United States. On the Wednesday before the election, she met with a
group of about thirty trade unionists in her constituency, in the university
town of Tübingen. Feeling either exhausted from the long campaign or
relaxed among a small group of supporters—and perhaps unaware that a
journalist was present—she compared Bush’s tactics with those of “Adolf-
Nazi.” According to the journalist, she had been asked by some of the
unionists why Bush was pursuing such a policy toward Iraq. Däubler-
Gmelin replied, “Bush wants to get away from his domestic political
difficulties. This is a much-loved method. Hitler also used it.” She also
referred to the American legal system as “lousy” and said that Bush, the for-
mer chief executive officer of an oil company, would be in jail if the United
States had a law against insider trading.45
The comparison was inaccurate (Hitler’s domestic policies were popular),
and the analogy better fit Schröder’s campaign, but the fact that a German
politician would compare an American president with Adolf Hitler
prompted outrage in the United States. It was this, more than Schröder’s
statements on Iraq, that prompted Condoleezza Rice to say,
I would say it’s not been a happy time with Germany. There have
clearly been some things said way beyond the pale. The reported state-
ments by the interior [sic] minister, even if half of what was reported
was said, are simply unacceptable. How can you use the name Hitler
30 Responding to 9-11
and the name of the president of the United States in the same sen-
tence? Particularly, how can a German, given the devotion of the U.S.
in the liberation of Germany from Hitler? An atmosphere has been
created in Germany that is in that sense poisoned.46
This term “poisoned” was repeated by Donald Rumsfeld. A National
Security Council staffer called the German Embassy in Washington to say,
“Now the glass has overflowed.”47 The White House spokesman described
the remarks as “monstrous and inexplicable,” and the White House expected
the chancellor to fire the justice minister immediately.
Schröder was enraged by Däubler-Gmelin’s words, but he was only two
days away from an election. He had just recently fired his defense minister
over a personal scandal and had lost a large number of ministers in his four-
year term; he could not afford to lose another so close to the voting. He also
was not sure whether the report was true, as she had at first denied saying
what was quoted. In any case, Schröder sent the following letter to President
Bush on Friday, September 20:
I am taking this means to let you know how very much I regret that
through the alleged remarks of the Justice Minister an impression was
left which deeply wounded your feelings. The Minister has assured
me that she did not make these alleged statements. She has also stated
this publicly.
I would like to assure you that there is no place at my cabinet table
for anyone who connects the American President with a criminal. The
White House spokesman has correctly noted the special and close rela-
tionship between the German and American people.48
The letter was disastrous. It was viewed by the White House as justifying
what had happened rather than apologizing. As one White House staffer
put it,“Bush felt personally betrayed. Her comments did not come out of the
blue. Schröder created the general atmosphere, which encouraged these sorts
of comments. During the final week there were more comments than just
those of Däubler-Gmelin. Schröder was riding the Iraq issue. His letter to the
President was insulting. He said, in effect, “I’m sorry that you feel angry
about this.”
The letter was not seen by the German Foreign Office or the German
ambassador to Washington before it was sent, and some in the Chancellery
had argued for a stronger reaction, including a personal telephone call to the
president. The chancellor declined to follow this advice and later admitted
that this was a mistake. Had he fired the justice minister immediately, it
Responding to 9-11 31
would, according to a White House official, have been a good sign and might
have saved the situation. Rice’s strong reaction not only reflected the presi-
dent’s anger but may also have been calculated to help defeat Schröder in the
last week of the campaign.
One clear result of the German election campaign of 2002 was that the
personal relationship between the reelected chancellor and the U.S. president
was irreparably damaged. The damage was deeper in Washington than in
Berlin, largely because of George W. Bush’s highly personalized approach to
foreign policy. Bush believed that Schröder was a man of his word after he
risked a vote of no confidence in November 2001, but when Schröder turned
against Bush in the summer of 2002, the president lost all confidence in
Schröder’s trustworthiness. But the estrangement was also part of the foreign
policy style of the Bush administration, which believes in toughness and
prefers being feared or respected to being loved.53 The White House and the
Pentagon leadership wanted to send the message that there is a cost to
opposing the administration, in part to punish Germany, but also to deter
any future opposition from other nations.
The White House also was worried about domestic opposition to war in
Iraq and feared that a concerted antiwar effort by the Europeans would
undermine support at home. With congressional elections only a little over
a month away, polls indicated that a majority of the U.S. public at the time
would support a war only if the United States had the support of its allies.
The embassies of Germany and France in Washington, as well as their UN
missions in New York, were receiving e-mail and letters of support from
Americans who opposed the war, urging continued resistance to the admin-
istration’s efforts in this direction.
The president’s speech to the UN on September 12, which had become
the focal point in the struggle within the administration and among its allies
over Iraq policy, was designed in part to respond to such concerns. Those
who wanted to take a multilateral approach through the United Nations,
most prominently Colin Powell and Tony Blair, wanted the president to use
the speech to declare that the United States and Britain would seek a new UN
resolution demanding that Saddam Hussein comply with UN/IAEA
weapons inspectors under the threat of UN-sanctioned use of force if he
failed to do so. Blair had to go the UN route to get the domestic political
backing he needed to participate in a war against Iraq. Those like Vice Pres-
ident Cheney and Secretary Rumsfeld, who feared that going to the UN
would only allow Saddam to prolong the crisis and avoid serious disarma-
ment, wanted the president to simply announce that the United States did
not feel that it needed a new UN resolution because Saddam was in viola-
tion of standing resolutions. Finally, after twenty-four drafts of the speech,
the president called for a new UN resolution instead of taking the more
explicitly unilateral option urged by Cheney.54 While the international
Responding to 9-11 33
W hen it became clear that Schröder had been reelected, Bush sent no
congratulatory message. This break in the normal protocol, a staffer in the
chancellor’s office later recalled, “had a snowball effect that resulted in a
period of noncommunication at the top.”1 The day after the election, the
chancellor met with the left wing of his parliamentary party and told its
foreign policy spokesman, Gernot Erler, that his decision on Iraq was fun-
damental and unshakable. To change his approach would cost him all
credibility with his party and the voters, and he had no mandate to do so.2
That promise took on added weight soon after, when he began to break his
campaign promises in the areas of economic and social policy and suffered
a loss of public confidence in his government right at the beginning of his
new term. He could not afford to wobble on Iraq. The White House viewed
the political faction of Schröder’s advisers (those from his party as opposed
to the foreign policy specialists of the government bureaucracy) as “defiant.”
The Bush administration believed that the chancellor was not interested in
making amends and that he wanted to keep the Iraq issue alive.
It was now clear that any hopes for a quick reconciliation between Ger-
many and the United States were dashed. As a top German diplomat put it,
“It is not good if the two bosses are not talking to each other. The assistants
feel they have to act the same way.”3 A series of frosty encounters followed.
As the German defense minister, Peter Struck, approached Secretary of
Defense Donald Rumsfeld during a meeting of NATO defense ministers in
Warsaw on September 24 and 25, 2002, Rumsfeld asked the U.S. ambassa-
dor to NATO, Nicholas Burns, to draw Struck away, as the White House had
told Rumsfeld not to talk to him.4 Rumsfeld later walked out during Struck’s
speech to the defense ministers.
34
From the Election to War 35
regime a chance. However, this proved to be the lull before the storm, in which
the German-American confrontation shifted to the arena of the United
Nations. The UN Security Council set the stage on November 8, 2002, by
unanimously approving Resolution 1441, which stated, “The Security Coun-
cil . . . recalls . . . that the Council has repeatedly warned Iraq that it will face
serious consequences as a result of its continued violations of its obligations.”6
The struggle over the final wording was largely between France and the
United States. It centered on whether the United States would have the
authorization of the Security Council to go to war with Iraq if the latter was
found to be in “material breach” of the UN inspection regime. The United
States wanted Resolution 1441 to authorize military action without a further
resolution if Saddam was found to be lying or cheating in regard to his WMD
capabilities or if he failed to allow the UN inspectors free rein in looking for
weapons. The French, along with Russia and China, all permanent members
of the Security Council, wanted to have two resolutions, 1441 to state the
demands on Iraq with regard to inspections and a second to determine what
to do if Iraq did not comply or was found to possess weapons. That approach
would avoid any “automaticity” of American military action and preserve
the integrity of the Security Council in making the final decision for war by
leaving that decision to the council, not to the U.S. government.7 The final
resolution, which gave Iraq a “final opportunity” to comply with its disar-
mament obligations and reminded it of “serious consequences” if it did not,
was ambiguous. Resolution 1441 “failed to establish an agreed mechanism if
members of the Security Council disagreed over whether Saddam’s actions
constituted compliance.”8 In other words, the one-versus-two-resolutions
issue was not really resolved but simply postponed.
According to White House officials, in mid-December the president and
his closest aides made the final decision that military action was inevitable
(although, as noted in chapter 2, Richard Haass was led to believe the deci-
sion had already been taken by July). The French were aware of this decision
by mid-January, after Maurice Gourdault-Montagne, President Chirac’s
chief diplomatic adviser, met with Condoleezza Rice on January 13.9
By a twist of fate, the Germans held a seat on the UN Security Council
during the crucial period leading up to the war, and its ambassador to the
UN, Gunter Pleuger, served as chairman of the council in January 2003.
Being a nonpermanent member, Germany did not have a veto; the five per-
manent members (France, the United Kingdom, the United States, China,
and Russia) did. France therefore had a leading role on the council and Ger-
many had only a supporting role to play.10
From the Election to War 37
ian foreign minister, Igor Ivanov, to raise his concerns about the direction of
U.S. policy on Iraq. Then, after being questioned on Iraq policy during the
press conference that followed the meeting, De Villepin implied that France
would use its veto in the Security Council to block a war. That infuriated
Powell, who was angry both because the French had misled him on the sub-
ject of the meeting and because he believed that they had reneged on their
agreement to support the United States on Iraq if Saddam did not comply
with Resolution 1441. The Washington Post described the meeting as “the
diplomatic equivalent of an ambush.”13 As one analysis later concluded, “It
was the moment when the differences between France and the U.S. over
Iraq became inescapable.”14 This assessment was shared by U.S. officials,
one of whom described this as a tipping point in the UN saga.
common policies than they ever had before. This new alliance was evident
as early as October 2002, when Schröder agreed on a new financing arrange-
ment for EU farm policy that followed French guidelines. That was a major
change, as the German leader had often made clear his unhappiness with
Germany footing the bill for such policies, which brought more benefits to
other countries than to Germany.16 And at Versailles, Schröder issued a state-
ment with Chirac declaring that war in Iraq was a last resort and would
require a UN Security Council decision. On the plane back to Berlin he told
his aides, “Now you see, you can rely on the French.”17
At the same time, the French ambassador to Washington, Jean David
Levitte, and the German deputy chief of mission to Washington, Eberhard
Kölsch, urged American officials attending a reception in Washington to
commemorate the treaty not to go for a second resolution at the UN. Levitte
reiterated that recommendation in a separate meeting on February 21 with
the deputy national security adviser, Steven Hadley.18 However, their advice,
which represented yet another shift in the French and German position, was
rejected. Moreover, British prime minister Tony Blair had made it clear that
for domestic reasons he could not support a war without a second resolution.
In Washington, these developments further tipped the balance toward
the hawks in the administration. The leading moderate, Secretary Powell,
already aware of Bush’s decision to go to war, took a harder line. He now
stated that he saw no need for further inspections before moving ahead with
enforcing the UN resolutions. The New York Times reported on January 23,
2003, that the Bush administration would demand that France and Ger-
many and other skeptics agree publicly that Iraq had defied the Security
Council. Defense Secretary Rumsfeld labeled France and Germany “a prob-
lem.” The day of the Versailles meeting, he told a group of foreign journalists,
“You’re thinking of Europe as Germany and France. I don’t. I think that’s old
Europe. You look at vast numbers of other countries in Europe. They’re not
with France and Germany on this. They’re with the United States.”19
American efforts to create a countercoalition within Europe intensified
and led, on January 30, to the publication in the Wall Street Journal’s Euro-
pean edition of the Letter of Eight in support of Bush. Coordinated by
Tony Blair and the Spanish prime minister, José María Aznar, the letter also
was signed by six other European supporters of Bush’s policy. It was fol-
lowed by another letter of support, this time from the leaders of the Vilnius
10, a group made up of the Baltic states and other eastern European and
Balkan countries that were aspiring to join the EU. Crisis ensued as Europe
40 From the Election to War
became more divided that at any time in the recent past. Neither Javier
Solana, the EU high representative for foreign policy, nor Chirac and
Schröder were informed of the letters beforehand. This episode may have
marked the beginning of a major shift in traditional U.S. policy from sup-
porting European unity and integration to encouraging disaggregation, the
“divide and conquer” strategy. The prospect of a bloc led by France and
Germany opposing what the administration believed was a policy of vital
national interest to the United States had shaken a lot of strategic assump-
tions on both sides. Schröder was outraged with the European leaders who
had signed the letters, but he disclaimed any responsibility for triggering a
wave of unilateralism in Europe, declaring, “It is not the result of my poli-
cies that Europe is split.”20
At the same time, the Pentagon activated more than 20,000 members of
the National Guard, and American troops were streaming into the Persian
Gulf region. A force of 150,000 was expected to be on the ground by mid-
February. These troop movements put pressure not only on Saddam Hussein
but also on President Bush, given the costs of maintaining such a large pres-
ence in the region. He could not afford to let the troops sit there for very
long, and the longer the delay, the more likely it became that a war would
have to be fought in Iraq’s intense summer heat.
In early February, the SPD suffered major losses in the state elections,
showing that the Iraq issue did not have the impact on them that it had on
the national elections. On February 5, Secretary of State Powell laid out the
case against Iraq for violations of the weapons inspection in a speech to the
UN Security Council. Foreign Minister Fischer argued that the evidence
presented was not conclusive, and he supported his French colleague,
Dominique De Villepin, in a call for giving more time to the inspectors to do
their job. The next day, Defense Secretary Rumsfeld added yet more fuel to
the fire by lumping Germany with Libya and Cuba on the issue of Iraq, say-
ing that all three had refused to help either in a war or in the subsequent
reconstruction of Iraq. On February 8, Rumsfeld and Fischer had a con-
frontation at the annual Wehrkunde (international security) conference in
Munich when, in an emotional moment, the foreign minister reiterated that
he was not convinced by the evidence presented by the Bush administration.
It was perhaps not coincidental that the top American NATO commander,
General James Jones, had briefed the U.S. congressional delegation at the
conference about plans to shift U.S. forces from Germany to bases in east-
ern Europe. Forceful statements by such figures as Senators John McCain
and Joseph Biden demonstrated the deep bipartisan anger in the United
From the Election to War 41
States over the French and German position. When Fischer returned to
Berlin he told his aides, “There is nothing we can do any more.”21
On February 9, Schröder told Chirac, “I will bring Putin along. Then we
can create a trilateral relationship.” As Der Spiegel later concluded, “A new
phase began. Germany no longer fought against isolation, but shaped a new
alliance.”22 On February 10, France, Belgium, and Germany blocked NATO
preliminary defense support for Turkey in case it was attacked by Iraq, on the
grounds that approving aid would imply support for war in Iraq. This set off
a short but intense crisis within NATO, leaving many with real concerns
about its future viability.
The opposition Christian Democrats were generally critical of the posi-
tions taken by the Red (SPD)-Green coalition. They argued that these
actions were isolating Germany and undermining both its influence and its
security. In an opinion piece for the Washington Post, the leader of the CDU,
Angela Merkel, described Germany, France, and Belgium’s move to block aid
to Turkey as undermining “the very basis of NATO’s legitimacy.”23 During a
subsequent visit to Washington, on February 24 and 25, she supported the
view that the danger from Iraq was real and that pressure must be kept on
Saddam Hussein. She stated her support for the Letter of Eight and was crit-
ical of the Schröder government’s policy of criticizing the United States.24
Merkel received an especially warm welcome from U.S. officials, including
meetings with all the key figures, except Bush. It was a clear signal that Wash-
ington was hoping for regime change in Berlin.
However, the opposition party’s support of U.S. policy was not as solid
as Merkel’s. Polls indicated that while criticism of Bush’s policy was great-
est among the supporters of the governing Red-Green coalition, there was
little enthusiasm for a war in Iraq among Christian Democrats. The party
has a large Catholic base, and many followed the Pope and the Catholic
Church in opposing military action. E-mails to party headquarters were
running eight to one against Merkel’s course on the war. Many in the CDU
leadership were wary of challenging a chancellor in a time of war, especially
one who had the support of 85 percent of the population on the issue.
Merkel herself received much negative press for criticizing the chancellor
while in the country whose policies he was opposing. The CDU, therefore,
remained divided and rather ineffectual in challenging Schröder’s position.
Merkel, however, remained critical of Schröder’s stance even after the war
began, arguing that “no one knows whether unity in pressure on Saddam
Hussein would have forced him to disarm.” In her view, Germany’s place
was on the American side.25
42 From the Election to War
Failure at the UN
After the “ambush” of January 20 and Powell’s speech at the UN on Febru-
ary 5, events began to build to a climax in the United Nations Security
Council in March. UN ambassador Gunter Pleuger pursued an aggressive
strategy, organizing the ten nonpermanent members (E-10) of the Security
Council into a bloc. When he had assumed the chair of the Security Council
for the month of January, he had heard many complaints from the other
nine nonpermanent members about their treatment by the permanent five
(P-5). He had told their UN ambassadors that if they said yes to France or to
the United States too soon, they would lose their leverage. If they got together
as a group and exchanged views, they could maximize their leverage with
the P-5 nations. The P-5 then would have to make their case to the E-10.
The U.S. team saw this as a deliberate strategy to create a bloc against the
U.S. position. They felt they had been making progress with a number of the
E-10 members individually and believed that Pleuger was lobbying against
them. When they asked a number of senior German Foreign Office officials
whether he was following his government’s instructions or his own inclina-
tions, they were told that he was doing much on his own. Yet it seemed clear
that Pleuger—besides having direct access to Joschka Fischer—was too sen-
ior an official and had too much clout to be speaking for himself; therefore
what he was doing must have represented the foreign minister’s views and
German policy. Furthermore, the U.S. administration was convinced that the
Germans had pulled the French into taking a more radical stance against the
United States instead of playing their traditional, and expected, P-5 role of
ultimately compromising to preserve the integrity of the Security Council
and thus their status as a P-5 member. The administration believed that
France would want to avoid being isolated in a minority position within
the Security Council. From this perspective, German support on the Secu-
rity Council, combined with Schröder’s position, gave Chirac and his foreign
minister, De Villepin, more room to maneuver, because they knew that they
would have a majority behind them.
Powell’s speech on February 5 had little impact on the French, Russian,
and German view that the inspectors should be given more time to do their
work. Powell’s case had been countered by the reports of the chief UN
inspectors, Hans Blix and Mohamed ElBaradei, to the Security Council on
February 14. Blix’s first report, on January 27, had been quite harsh in regard
to Saddam’s disarmament efforts, but his February 14 report indicated
improvement in Saddam’s cooperation with the UN inspectors. In addition,
he and ElBaradei challenged a number of allegations made by Powell in his
From the Election to War 43
innocent children, men, and women? My answer in this case was and
remains: No! Iraq is today a country that is controlled extensively by
the UN. What the Security Council demanded in terms of steps toward
disarmament is being increasingly accomplished. That is why there is
no reason to interrupt the process now. My government, together with
our partners, has worked hard toward the ever-greater success of Hans
Blix and his colleagues. We have always understood this as our contri-
bution to peace. I am deeply moved by the knowledge that my position
matches that of the overwhelming majority of our people and also
that of the majority of the Security Council and the peoples of this
world. I doubt whether peace will still have a chance in the next few
hours. As desirable as it may be for the dictator to lose his power, the
aim of Resolution 1441 is to disarm Iraq of its weapons of mass
destruction.29
The ad hoc coalition that was shaped in the UN lasted from the build-up
to the war through its aftermath. Germany joined with France and Russia in
opposing a second resolution authorizing military action and pleaded for
more time for the inspectors. At the same time, however, it allowed the
United States unconstrained use of its bases in Germany and provided secu-
rity for them. It expanded its military role in Afghanistan to include almost
2,000 troops and assumed command of the ISAF once the force came under
NATO’s authority. It also contributed to a new NATO Reaction Force, which
was established after the Prague NATO summit in the fall of 2002 to under-
take counterterrorism operations. In short, Germany’s political and
diplomatic opposition to the war did not impede its military cooperation in
efforts outside Iraq.
Drivers of a Crisis
Yet the political and diplomatic dispute that had arisen between Germany
and the United States over Iraq was described by Henry Kissinger as “the
gravest crisis in the Atlantic Alliance since its creation five decades ago.”30 A
number of key factors lay behind its evolution. First, the German govern-
ment, including the Foreign Office and the intelligence establishment, did
not share the American assessment of the threat posed by Saddam Hussein.
In the words of a senior German Foreign Office official,
The need for a coalition against terrorism was understood, but Iraq
was seen in a more rational and legalistic way. It was not seen as being
From the Election to War 45
or his assessment of the situation when he opposed Bush, although his man-
ner and language were opportunistic. This tension led to diverging approaches
regarding to the legal avenue to take. Germany agreed that there had been a
material breach of the disarmament regime by Iraq but maintained that the
principle of proportionality had to be observed—that the punishment had
to fit the crime. The German government would have agreed that if weapons
of mass destruction were found, then force could be used. The chancellor’s
remarks at Goslar were quickly redressed by the Foreign Office in a state-
ment by the chancellor on NATO aid to Turkey, in which he stated that force
could be used as a last resort. If Iraq had attacked Turkey, Germany would
have supported efforts to defend Turkey. And if inspections had been given
more time, the German government could have gone back to its people,
said that it had done all that it could, and then acceded to the U.S. military
action.
There was deep skepticism early on regarding the quality of intelligence
on which the U.S. arguments were based. The German delegation at the
UN, led by veteran diplomat Pleuger, believed that the intelligence was based
on false evidence. The British government’s reliance on bad data from a
decade-old PhD dissertation was one example. The case of the mobile lab-
oratories allegedly used to move biological weapons was another. The
original information on the mobile labs came from Italian sources, and the
German government had warned the United States that it was not credible
information. Secretary of State Powell, however, used that evidence in his
February 5 speech at the UN; it was refuted by the chief UN inspector, Hans
Blix, five days later. As a senior German diplomat closely involved in the
events later concluded, “We were faced with a situation in which we did not
believe there were justifiable grounds for war. Despite the U.S. pressure, the
Security Council member states did not change their position.”33 These
assessments proved to be far more accurate than those of the Bush admin-
istration, as later events were to prove.
The Bush administration, for its part, remained skeptical that giving
inspections a few more months would have changed the French and German
positions, and it believed that doing so would simply have given Saddam
more time to escape from the inspection regime. Vice President Cheney
expressed this skepticism in Nashville in August 2002:
Saddam has perfected the game of cheat and retreat, and is very skilled
in the art of denial and deception. A return of inspectors would pro-
vide no assurance whatsoever of his compliance with U.N. resolutions.
From the Election to War 47
One year ago this conference was the venue for a frank debate—as is
not unusual between friends—on the question of a war against Iraq.
Our opinions differed on:
—whether the threat was analyzed as sufficient to justify terminat-
ing the work of the UN inspectors
—the consequences that a war would have on the fight against
international terrorism
—the effects of a war in Iraq on regional stability
—whether the long-term consequences of the war would be con-
trollable
—and whether the controversy surrounding the legitimacy of the
war would dangerously reduce the sustainability so essential in the
post-conflict phase.
The Federal Government feels that events have proven the position
it took at the time to be right. It was our political decision not to join
the coalition because we were not, and are still not, convinced of the
validity of the reasons for war.35
Fischer had said as much to the German journalist Michael Inacker in late
2003. Flying back from a meeting between Schröder and Putin in St. Peters-
burg, Fischer came over to Inacker and said, “Now will you admit that you
were wrong and we were right about the war?”36
an allied force. On January 7, 2003, Chirac had told his armed forces to be
ready “for any eventuality.” However, as the newspaper noted, “In the next
three weeks, the French President dug in against any early action. He knew
now that he could rely on Mr. Schröder.”38 While Schröder’s support may
have reinforced Chirac’s determination, however, it did not shape it. As
Philip Gordon and Jeremy Shapiro conclude in their careful study of the
transatlantic crisis, “Chirac, in fact, opposed the war not in order to change
his relationship with Germany, but because he thought war would be a
strategic mistake and did not want to set the precedent of acquiescing to the
United States. . . . In forming a common front with Schröder against the war,
Chirac was using his Germany policy to bolster his Iraq policy, and not the
other way around.”39
In October 2002, the Schröder government was isolated. It emerged from
its isolation by creating a common position first with France, then with
Russia. The newsmagazine Der Spiegel reported that Schröder told SPD par-
liamentarians of his pride in the common German, French, and Russian
declaration on Iraq: “Berlin is not isolated as is contended in Washington
and elsewhere. Just the opposite: ever more countries are coming behind the
German position to give peace a chance.”40 Nevertheless, there were fears in
Berlin that at the end of the day France would support the United States in
the Security Council and abandon Germany, so there was great relief when
France stayed its course. But rather than driving French policy, Berlin
became a junior partner to Paris. As a Foreign Office official put it, “We
were not isolated anymore, but had put ourselves behind France, without
being strong enough to formulate policies and interests.”41 Foreign Minister
Fischer also described the relationship with France in terms that seemed to
imply subordination:
One of the key questions to emerge from the Iraq experience concerns the
extent to which the German shift toward Paris is a harbinger of a longer-
term historical change in German foreign policy. Has Germany now
subordinated the Atlantic to the European circle, led by France and Ger-
many? If so, will that reduce German isolation or simply increase it? Foreign
50 From the Election to War
T
he dispute between Germany and the United States over Iraq was
part of a deeper clash of strategic cultures. A nation’s strategic culture is
that aspect of its general political culture that relates to national security pol-
icy, including beliefs about national identity, national interest, the world
and the nature of the international system, causes and effects (including the
consequences of state policy and the instruments of policy), and such nor-
mative dimensions as ethics and the legitimacy of state authority.1 Strategic
culture focuses on the relationship between defense strategy and culture in
describing and explaining national strategic style. It is the result of the inter-
action of history, geography, politics, economics, and culture.
The Bush revolution in foreign policy ran directly counter to the evolu-
tion of the German strategic culture. Whether it will fundamentally change
the American strategic culture is a the key question for the future of transat-
lantic relations. It is clear, however, that the differences that emerged between
Bush and Schröder over Iraq reflected fundamental differences in their polit-
ical interests and strategic cultures.
On January 20, 2001, when George W. Bush, standing on the steps of the
Capitol, took the oath of office as the forty-third president of the United
States, he was not standing there because of his security and foreign policy
agenda. In fact, foreign policy had deliberately been downplayed by both the
Republican and the Democratic campaigns. Bush had the least background
and interest in foreign policy of any new president since Harry Truman, but
he lacked Truman’s Washington experience or intellectual breadth. One
observer described his stance as a “principled provincialism.” He seemed to
have almost no interest or curiosity in the world: “Here is someone who by
52
A Clash of Strategic Cultures 53
age 13 was mingling in the country club set of Houston, who then went on
to Andover, Yale and Harvard Business School—and did so in the age of
cut-rate international air fares—and yet he rarely traveled abroad.”2
Bush ran on a platform of “compassionate conservatism,” indicating that
he might be a moderate Republican in the tradition of his father. During the
presidential campaign he said, “If we are an arrogant nation they will resent
us. If we are a humble nation, but strong, they will welcome us.”3 However,
after assuming office, this Bush administration proved to be a radical break
from the first in terms of both principle and style. Where Bush Senior’s
administration had been a model of cautious realism and consensual deci-
sionmaking, Bush Junior’s, which prided itself on discipline and staying on
message, was characterized by division and open dispute among the key for-
eign policy principals.
Under the first President Bush, Secretary of State James Baker, Secretary
of Defense Richard Cheney, and National Security Advisor Brent Scowcroft
worked together smoothly, with few public hints of dispute over policy. The
national security adviser acted as an effective honest broker in the intera-
gency process. Under George W. Bush, policymaking was an undisguised
civil war between the Pentagon’s civilian leadership and the vice president’s
office on one side and the State Department and national security bureau-
cracy (the military leadership and intelligence agencies) on the other. The
president’s national security adviser proved unwilling or unable to act as an
honest broker, thereby allowing the Pentagon (with strong backing from
the vice president’s office) to have unprecedented dominance over the for-
mulation of foreign and security policy. This division was due both to the
new president’s inexperience in foreign policy (in contrast to the deep
expertise of George H. W. Bush) and to the radically different schools of
thought within the new administration. George W. Bush’s key foreign pol-
icy appointments included representatives of three schools of conservative
foreign policy: traditional realists, neoconservatives (or democratic imperi-
alists), and nationalist conservatives or (assertive nationalists).4
changing. They also worry about overextending state power and participat-
ing in utopian crusades led by people who have no direct experience of war
or of the limits of power. They are multilateral in the sense that they see the
need for alliances and a broader international framework—which minimize
the dangers of overextension and the formation of countervailing coali-
tions—in order to best exercise power. Realism was originally a European
approach to international politics, and its leading American exponents, fig-
ures like Henry Kissinger and Hans Morgenthau, came from Europe. It is not
surprising that European leaders have been comfortable with this approach
and that its followers in the Bush administration became the hope of the
Europeans during the run-up to war in Iraq.5
This type of traditional realism was the dominant perspective in the first
President Bush’s administration, where its key proponents were James Baker,
Colin Powell, Lawrence Eagleburger, and Brent Scowcroft. They came to
form the core group of realist critics of neoconservatism in the new Bush
administration, joined by some in the Republican caucus in the Senate, most
prominently Senators Richard Lugar, Chuck Hagel, and John Warner. The
younger Bush included in his team of “intelligent hardliners” (to borrow
Philip Taubman’s phrase) a number of realists who shared some of these
perspectives, stressing geopolitics and realism over human rights and “soft
power.” National Security Advisor Condoleezza Rice, a protégé of Brent
Scowcroft, had written the year before she assumed her position that when
foreign policy is centered on values, “the national interest is replaced by
humanitarian interests or the interests of the international community. . . .
To be sure there is nothing wrong with doing something that benefits all of
humanity, but that is, in a sense, a second-order effect.”6
The leading traditional realist in the George W. Bush administration was
Secretary of State Colin Powell, the author of the Powell doctrine, which
warned against the overextension of American forces and urged the use of
overwhelming force once they were employed. As Ivo Daalder and James
Lindsay point out, Powell “worried about the costs of alienating other coun-
tries. His time in Vietnam had left him acutely sensitive to the limits of
American power and the whims of public support.”7 Dov Zakheim, who
became the comptroller of the Defense Department, had written that vio-
lating another nation’s sovereignty threatens to “unravel the entire fabric of
international relations.”8 In many respects this was the foreign policy of the
corporate community, with its focus on free trade more than on human
rights. While Rice had her origins in this group, in office she tailored her
views to those of the president. Powell was therefore left as the main advo-
A Clash of Strategic Cultures 55
Neoconservatives
Traditional realism had increasingly come to be challenged by both neo-
conservatives and nationalist conservatives in the Ford administration and
lost its dominance to these groups during the Reagan administration. Most
of the first generation of “neocons” were former socialists and Democrats
who had left their party in a revolt of hard-line defense Democrats against
the Carter administration in the 1970s. They were described by one of their
founders, Irving Kristol, as “liberals who had been mugged by reality.” Under
the second President Bush, the neoconservative school of foreign policy was
represented by a group of defense intellectuals who had cut their teeth dur-
ing the Reagan administration— including Paul Wolfowitz, I. Lewis
“Scooter” Libby (Vice President Cheney’s chief of staff), Douglas Feith (the
number-three official in the Pentagon), and John Bolton (a thorn in Powell’s
side in the State Department)—as well as their allies in the conservative
think tanks and media, including Richard Perle, William Kristol, Charles
Krauthammer, and Robert Kagan. This second generation was more varied
in its political origins and included a few, like William Kristol, who were the
children of members of the first neocon generation.
With their belief in the power of ideas and the universality of American
values, the neocons were part of a longer tradition of American exception-
alism.9 In that view, U.S. power is a force for good and should be used
aggressively to shape a new world order based on the ideals of free market
economics and democracy. As Peter Steinfels wrote of the original neocon-
servatives in 1979, “The United States—and its military power—remains, in
their eyes, a global force for good; they suspect détente and the evolution of
Communist parties in Western Europe; they assertively defend Cold War
anti-Communism, the CIA and images like the ‘free world.’”10
The neoconservatives despised the caution of such traditional balance-of-
power realists as Henry Kissinger and Colin Powell and led the revolt against
Kissinger’s détente policies on the ground that they were a form of appease-
ment, of learning to live with the Soviet Union.11 Their model was Ronald
Reagan and his unbridled moralism in refusing to compromise with “the evil
empire.” In contrast to both traditional realists and nationalist conserva-
tives, the neocons are optimists, hyper-Wilsonian in their belief that the
world can be democratized and thus pacified.
56 A Clash of Strategic Cultures
Canadian media baron Conrad Black among others, but also by business
interests attracted to the neoconservatives’ strong defense of business val-
ues.17 The movement has also benefited from a vacuum of ideas on the
Democratic side. No comprehensive world view or strategy emerged during
the Clinton years; in fact, Sandy Berger, national security adviser in Clinton’s
second term, dismissed the idea of grand strategy as post hoc rationalization
of policy. September 11 and the run-up up to the war in Iraq split the
Democrats further, with most mainstream leaders supporting Bush’s
approach. There is no equivalent network of institutes, media, and academ-
ics of the right in Europe, leading to a further clash between the foreign
policy cultures of continental Europe and the United States and Britain.
The neocon view of Europe was first shaped during the era of détente,
with its concern over appeasement and the “Finlandization of Europe.”18 As
Dana Allin wrote in his study of neoconservatism, or what he called “the
power of a bad idea,” those concerns were based on “Americans’ abiding
pessimism about the political stability and moral resoluteness of their Euro-
pean allies when faced with Soviet pressure.”19 The neoconservatives’ revolt
against what they considered the dangerous turn to the left of the Demo-
cratic Party with the candidacy of George McGovern in 1972 was also a
revolt against the realism of the Nixon-Kissinger years and its policy of
détente. Such key neocons as Richard Perle and Paul Wolfowitz had worked
for Senator Henry Jackson, a prominent Democratic critic of détente.20 They
turned on the left with the ferocity of converts who have seen the light. They
had, as Allin writes, “a distinct world view, in particular, a pronounced pes-
simism about the Soviet threat.”21
Europe, with its preference for détente and accommodation over con-
frontation and resolution, was seen as weak. The 1970s and early 1980s were
a time of Ostpolitik in West Germany and a general preference for détente in
Europe as a whole. In describing his view of détente to a Senate hearing in
1981, Richard Perle, perhaps the most prominent voice of neoconservatism
in foreign policy, explained, “Many Europeans, particularly on the left, saw
the emergence of an energy relationship with the Soviets as a useful device
for fostering détente. And détente, in turn, was seen as a process that could
transform an essentially hostile relationship into a more cordial, and less
volatile political arrangement that would lessen the need for burdensome
defense budgets.”22
To Perle and other neoconservatives, however, Finlandization, Ostpolitik,
and détente were all code words for appeasement. Indeed, in the George H.
W. Bush administration “the very word that defined the centrists’ search for
58 A Clash of Strategic Cultures
a less troubled and divided world—détente—was a red flag to the more ide-
ological people in the [Republican] party. Détente meant you accepted the
right of the communists to occupy a large part of the world, which was not
to be tolerated.”23 This association, in turn, goes back to what was seen as a
long-standing European preference for accommodation: the Munich Syn-
drome. In their self-righteous fervor, the neocons ignored the fact that the
United States did not support Britain and France over Czechoslovakia in
1938 and in fact did not enter the war against Hitler until it was attacked at
Pearl Harbor, and only after Hitler had declared war on the United States.24
This dismissal of European morals was also linked to the suspicion that pre-
war European antisemitism had not vanished and underlay the critical view
of Israel held by many European governments.
This world view based on a policy of strength was reinforced during the
1980s by the Reagan administration, the rise of Margaret Thatcher in Britain,
the successful deployment of NATO missiles in Germany, and the end of the
cold war, largely on U.S. terms. The fall of the Soviet Union fed the triumphal-
ist strain in neoconservative thinking, as evidenced by the proclamation of a
unipolar world led by the unparalleled power of the United States.25 Main-
taining that supremacy and countering the rise of peer competitors became
a key goal. Given the central role of military power in this new world order,
Europe was further devalued because of its continued division and military
weakness. The Balkan experience of the 1990s seemingly confirmed Europe’s
weakness and ineffectiveness and also provided evidence of the split between
the traditional conservative realism of the first President Bush’s administra-
tion and the more radical form of neoconservatism.
The war between these two approaches was evident when George H. W.
Bush became president in 1989. His secretary of state, James Baker, took
delight in removing many Reaganites, saying, “Remember this is not a
friendly take over.”26 Bush’s accession to power reassured European govern-
ments (with the exception of Margaret Thatcher’s), which welcomed a
return to a more centrist realist foreign policy tradition in the United States.
But in retrospect, it marked the end of an era. These foreign policy centrists
were replaced by their more conservative challengers under George W. Bush.
The views of Europe that came out of this tradition remained deeply pes-
simistic. In its cruder, popular forms, as expressed by William Safire, George
Will, Michael Kelly, and Charles Krauthammer, Europe is dismissed as hav-
ing shifted its accommodationist tendencies from communism to the
Middle East and terrorism. The reasons given for the shift are various,
including moral and military weakness, continued antisemitism, an overem-
A Clash of Strategic Cultures 59
Nationalist Conservatives
A good part of this story of the change in American grand strategy and crit-
icism of Europe is of a rather extreme element in American political thought
striving for hegemony in the debate over ideas and in policy. By themselves,
A Clash of Strategic Cultures 61
these urban neocons would not have prevailed. What was decisive for their
success was their alliance with a broader “Jacksonian” school of nationalist
conservatives from the South and the West, a school represented by George
W. Bush, Richard Cheney, and Donald Rumsfeld. These conservatives are
strongly nativist, nationalist, and religious—followers of the Christian
right.36 They are concerned about limits on American sovereignty and are
deeply pessimistic about the threats the rest of the world poses to American
security and values. In contrast to the neocons, the nationalist conserva-
tives do not want to remake the world; they simply strive to protect America.
One analysis aptly described the difference: “The nationalists come to their
views through a deep pessimism about the rest of the world, while the neo
cons are permeated by optimism about the ability of America to transform
it.”37 Thus one of the key differences between Donald Rumsfeld and Paul Wol-
fowitz concerned the ability of the United States to transform the Middle East
into a democracy. While his deputy believed in this vision, Rumsfeld was only
interested in removing what he saw as a direct threat to U.S. security.38
These “assertive nationalists” were primarily from the South and West.
The Jacksonian tradition, primarily associated with middle- and working-
class white Protestants, emphasizes a version of realism that, while skeptical
of humanitarian intervention and global institutions, places great weight
on “honor, concern for reputation, and faith in military institutions.”39 The
rise of Ronald Reagan and the election of George W. Bush represented the
revival of this tradition in American politics. This view was reinforced by a
Congress, especially Republicans in the House of Representatives, that was
parochial, distrustful of the world, and hostile to multilateralism.
The crucial player in propelling the nationalist conservatives toward the
neocons on Iraq was undoubtedly Vice President Cheney. Given the inex-
perience and lack of self-confidence of the new president in foreign policy,
he relied heavily on Cheney’s advice for both policy and staffing. The vice
president assembled his own national security council, parallel to that of
the president, and was instrumental in bringing Rumsfeld, Wolfowitz, and
other, lesser players into the foreign policy team. Cheney’s unfiltered and
unrestricted access to the president, including a weekly one-on-one lunch,
allowed him to shape foreign policy to a degree unprecedented for a vice
president.
Cheney turned out to be the most conservative of the key figures in the
new administration, perhaps even more so than the president had expected.40
He had, in fact, been the most conservative figure in Bush Senior’s adminis-
tration, where, as Frances Fitzgerald wrote, “the fundamental division lay
62 A Clash of Strategic Cultures
Strategic Divergence
This new constellation of forces allowed the neocons to push a broader
agenda for regime change in Iraq. The most vocal and persistent advocate for
this agenda was the deputy secretary of defense, Paul Wolfowitz, who stated
his objective quite openly during a September 13 press briefing at the Pen-
tagon: “It is not simply a matter of capturing people and holding them
accountable, but removing sanctuaries, removing the support systems, end-
ing states who sponsor terrorism [emphasis added].”50 He continued his drum
64 A Clash of Strategic Cultures
beat for expanding the war to Iraq at a key meeting with all the principals,
including the president, at Camp David the next day.
This agenda also reflected a shift in strategic focus and emphasis from
Europe to the Middle East and from traditional alliances to coalitions of the
willing. Rumsfeld, Wolfowitz, and their deputies openly diminished the
importance of NATO as an alliance and clearly preferred more fluid, ad hoc
coalitions of the willing for post-Afghanistan operations. Deputy Secretary
Wolfowitz had declared to a defense ministers’ meeting at NATO headquar-
ters in Brussels right after 9/11 that the mission would now determine the
coalition, not the other way around.51 The major enlargement of NATO’s
membership that took place in fall 2002 in Prague was another indication
that the alliance was seen in Washington increasingly as a political institu-
tion for regional collective security and less as a military alliance for
collective defense.52 The enlargement made it more difficult to shape con-
sensus than had been the case with fewer members; in addition, because the
new members had small militaries, it did not do much to close the military
capabilities gap between the United States and Europe.
This neocon view was deeply unsettling to Berlin, which wished to pre-
serve NATO’s role as the central security institution in Europe. As General
Klaus Naumann, the former head of NATO’s Military Committee, wrote,
“European allies see NATO as a collective defense and crisis management
organization, whereas the United States no longer looks at the Alliance as the
military instrument of choice to use in conflict and war.”53
The decline in the perceived importance of Europe in U.S. defense pol-
icy was due both to the shift of threats to other theaters and to the growing
gap in military capabilities between the United States and its European allies.
It was evident in the fact that both President Bush and Secretary Powell
spent less time in Europe than any of their predecessors, and in the admin-
istration’s willingness to allow the rift with Germany to drift unresolved for
so long.54 The new approach was made clear in the National Security Strat-
egy of the United States of America, the Bush administration’s official
statement of its strategy, published in September 2002.55 This document
stated plainly that deterrence and containment were appropriate for the cold
war, but not for the new threats posed by “rogue states” and nonstate ter-
rorist groups that intended to obtain weapons of mass destruction (WMD):
The greatest danger our Nation faces lies at the crossroads of radical-
ism and technology. . . . Enemies in the past needed great armies and
great industrial capabilities to endanger America. Now, shadowy net-
A Clash of Strategic Cultures 65
works of individuals can bring great chaos and suffering to our shores
for less than it costs to purchase a single tank.
In the Cold War, weapons of mass destruction were considered
weapons of last resort whose use risked the destruction of those who
used them. Today our enemies see weapons of mass destruction as
weapons of choice.
Traditional concepts of deterrence will not work against a terrorist
enemy whose avowed tactics are wanton destruction and the targeting
of innocents.56
Invoking the concept of imminent threat and revising it for contempo-
rary conditions, the United States now claimed the right to act preemptively.
This marked a shift in stated policy from deterrence and containment to pre-
emption. The nature of the new threats to the nation’s security did not, it was
contended, allow the United States the luxury of waiting to be sure that it was
going to be attacked; it had to act to preempt any such event.
The policy of preemption had historical precedents; indeed, it was no
more than a common sense. Had the U.S. government known on December
6, 1941, that the Japanese fleet was preparing to attack Pearl Harbor, it would
have acted preemptively. And in December 1993, Clinton’s first secretary of
defense, Les Aspin, announced an initiative that left open both reactive and
preemptive options for dealing with a Saddam Hussein with nuclear
weapons.57
What was new was not preemption but the embrace of preventive war under
the guise of preemption. The distinctions between the two are important:
—Preemptive war: initiation of war because an adversary’s attack—
using existing capabilities—is believed to be imminent;
—Preventive war: fighting a winnable war now to avoid risk of war
later under less favorable conditions; while a threat is not imminent,
the combination of intentions with a growing capability will mean
that the balance of power will shift in an unfavorable direction in the
future and thus action should be taken now to prevent this longer-
term threat.58
History and international law have not condoned preventive wars,
because they are seen as wars of aggression disguised as self-defense. In Iraq,
George W. Bush’s administration fought a preventive war but justified it as
a preemptive war, based on the immediate threat posed by weapons of mass
destruction either possessed or soon to be possessed by Saddam Hussein.
66 A Clash of Strategic Cultures
—The United States is a unique great power that stands for good and
threatens only those who oppose the spread of liberty and free markets.63
The intellectual origins of these new approaches to preeminence and pre-
emption go back at least to the administration of George H. W. Bush in the
early 1990s and a draft of defense planning guidelines written by Paul Wol-
fowitz and others in the Cheney Pentagon. While Wolfowitz, Libby, and
others were involved in its formulation, this document was clearly a prod-
uct of Cheney’s thought. As the journalist James Mann explained, “The gist
of the strategy they formulated was that the United States should be the
world’s dominant superpower—not merely today or 10 years from now, or
when a rival such as China appears, but permanently.”64 The Clinton admin-
istration had an unstated policy that was quite similar, based on the belief
that it was in America’s interest to be so dominant as to discourage any peer
competitors. Many of the weapons systems that were used with such effect
in Afghanistan and Iraq were developed during the Clinton years. Clinton’s
approach has been called one of selective but cooperative primacy.65 But
while the Clinton administration followed a policy of liberal hegemony,
George W. Bush’s approach was closer to the imperial variant. This was a
major difference from the European point of view.66
and communism. Many in this group see it as simply the opening phase of
a new global conflict, World War IV (the cold war being the third), that will
last for decades.
Concerns also have been raised about the sanctity of national sovereignty
in an era when terrorist groups can operate within states that cannot or will
not control them. Lawrence Freedman has observed that the world has gone
beyond state-sponsored terrorism (as Strobe Talbott and Nayan Chanda
note, “Osama Bin Laden’s organization, al Qaeda, flew no flag—it was the
ultimate NGO”70) to terrorist-sponsored states. The Westphalian system
based on nonintervention in the domestic affairs of other states may be out-
moded, both because of the existence of failed states and the growing power
of nonstate actors and because of the emergence of a global civil society
and international norms. While these trends are undermining the role of the
nation-state, no international or transnational body has yet emerged as an
alternative to it. Therefore the United States, as the dominant power in the
international system, has taken on the role of architect and enforcer of a new
system. In doing so, it has also become the target for groups and nations that
oppose the direction of change.
There is widespread consensus in the United States that national security
is under direct threat and that radical measures may be required to deal
with it. Congress accepted the Bush administration’s comparison of the ter-
rorist-WMD nexus to the communist threat. In his campaign for the
presidency, John Kerry also referred to the “war” on terrorism, adopting
Bush’s terminology. Counterterrorism and stopping the trafficking of
weapons of mass destruction to rogue states and terrorist groups is now the
central axiom of U.S. national security policy. A Washington Post columnist
asked in June 2003 if the United States had overreacted: “Have we merely
entered a world into which Europe long ago preceded us and in which ter-
rorism should be viewed as a constant, unpleasant but not society-altering
fact of life?” He answered his own question this way:
In the end those who hope the terrorist threat has been overstated are
likely to be disappointed. . . . Given the catastrophic damage that a
small group could wreak with a biological agent or nuclear weapon,
and the hatred of the West still being taught in Saudi Arabia, Pakistan
and elsewhere, today’s vigilance is preferable to yesterday’s compla-
cency, and the reorientation Bush imposed after 9/11 was as justified
as it was belated.71
70 A Clash of Strategic Cultures
This sense of threat is deeper in America than in Europe, both because the
United States was attacked and because Americans had felt invulnerable at
home.
The German public and its leaders have taken a different view of today’s
terrorism, one similar to the views in other European nations. While they see
it as a threat, their assessment of the threat and the most appropriate strat-
egy for dealing with it increasingly diverged from that of the United States
during the run-up to the war in Iraq and also in its aftermath. A number of
factors account for the difference.
In contrast to the United States before the 9-11 attacks and the bombing
of the federal building in Oklahoma City, Germany, like many other Euro-
pean countries, had extensive experience with terrorism at home. In the
1970s the Baader-Meinhof group had been responsible for a series of kid-
nappings, bank robberies, and murders and was met with a tough,
occasionally indiscriminate, response. Between 1970 and 1985 a total of
1,601 attacks occurred, with 31 people killed, 97 injured, and 163 taken
hostage.72 If anything, German authorities overreacted to this challenge.
The Social Democratic Party–led governments of Willy Brandt and Helmut
Schmidt made extensive use of the police and paramilitary units and were
accused by some of their own supporters of disregarding civil liberties in
their efforts. The terrorists were finally rounded up and jailed; the two lead-
ers, Andreas Baader and Ulrike Meinhof, committed suicide in a German
prison. As can be seen, the Germans were not soft when confronted with
home-grown terrorism. Likewise, they cracked down on al Qaeda cells in
Hamburg and other German cities after 9-11.
The lesson drawn in Germany from its experience was that the threat of
terrorism must be taken seriously, but it must be countered with a long-
term, incremental strategy relying on extensive police and intelligence work.
German leaders and public alike have rejected the use of the term war in the
campaign against terrorism. As one German analyst noted, “Germany does
not reject the option of military steps but prefers a ‘civilian’ approach: eco-
nomic incentives and international cooperation among law enforcement
authorities.”73 The cooperation between the U.S. Department of Justice and
the German Ministry of Interior has been so effective that the tough interior
minister, Otto Schily, has become a favorite of the conservative attorney
general John Ashcroft (despite Schily’s past as a defense lawyer for the
Baader-Meinhof group).
Germans believe that governments must be careful to maintain a bal-
ance between security and civil liberties. In this context, the treatment of the
A Clash of Strategic Cultures 71
prisoners taken in the Afghanistan operation and held by the United States
at Guantanamo Bay has been an especially sensitive issue in Germany. The
German government and public also are hesitant to turn over any suspects,
including suspected terrorists, who may face the death penalty in the United
States. When Herta Däubler-Gmelin described the U.S. justice system as
“lousy,” she reflected in a grossly exaggerated way the sentiments of many
Germans who not only reject the death penalty but also were rankled by the
treatment in the United States of German defendants in a couple of high-
profile death penalty cases.74
Germans, like all Europeans, have learned to live with vulnerability; they
therefore underestimate the impact on American society of its recent loss of
invulnerability. As Christopher Patten, the EU external relations commis-
sioner, pointed out, “I don’t think we fully comprehend the impact of grand
innocence and a sense of magnificent self-confidence and invulnerability
being shattered in that appalling way.”75 At the same time, Germans bring to
their analysis the experience of the Weimar Republic, with its lessons about
the exploitation of national trauma by nationalist forces. Moreover, Europe
is more vulnerable to upheavals in the Middle East than is the United States.
It is closer geographically, heavily dependent on raw materials from the
region, and likely to feel spillover effects from turmoil there because of local
Muslim populations.
Germans, with their different historical perspective on terrorism, tend to
emphasize its social, economic, and political roots more than Americans
do. This approach stems from a broader view of history, philosophy, and
national interest and differs greatly from that of the Bush administration.
Americans tend toward a linear, or teleological, view of history, an opti-
mistic notion of American exceptionalism and of history as progress,
embodied in the metaphor of the “city on the hill.” Germans, like most con-
tinental Europeans, tend to have a more tragic and cyclical view of history,
a product both of their longer history and of their failures to change the
world by conquering or by colonizing other countries. Graham Greene’s
novel about Vietnam, The Quiet American, portrays these two very different
views of the possibilities and limits of effecting change in another society: if
Europeans are gardeners, then Americans are engineers. Describing the Rea-
gan administration’s confrontation with Libya under Muammar Qadhafi in
the mid-1980s, a New York Times reporter pinpointed the differences as fol-
lows: “The stage was being set for a classic confrontation between an activist
America, insistent that a perceived evil should be extirpated, and western
Europeans accustomed to coexisting with unpleasant neighbors.”76
72 A Clash of Strategic Cultures
support both at home and abroad and gave the military a mission it could
handle. With the State of the Union speech in January 2002 and the
announcement of an axis of evil, the nature of the threat was widened and
the cohesion of the alliance began to fray. A majority of the American pub-
lic both during and after the war in Iraq believed that Saddam Hussein was
involved in the 9-11 attacks. It was not until Richard Clarke, the former
head of counterterrorism in Bush’s National Security Council, published
his rebuttal of that claim that a real split developed in the U.S. debate over
the link between the war in Iraq and the war on terrorism.79 No such link
was ever accepted in Germany, nor more broadly in Europe.
The railroad attacks in Madrid on March 11, 2004, did not, at least ini-
tially, narrow that gap. That morning, during the height of rush hour,
thirteen explosive devices went off aboard four commuter trains arriving at
Madrid’s central rail station. Altogether 191 people were killed and more
than 1,800 were injured, making it the worst terrorist incident since the
bombing of Pan Am flight 103 over Lockerbie, Scotland in 1988. More than
a dozen people were arrested and charged with the crime. Most of them
were from Morocco and other north African countries and had links to
groups associated with al Qaeda. The attacks came just days before the Span-
ish parliamentary elections, and the opposition Socialist party ended up
winning a major victory. The result was attributed in part to revulsion
against the Aznar government’s support of the U.S war in Iraq and its ini-
tial attempts to shift blame for the bombings from Islamic groups to the
Basque terrorist organization, ETA. The suspicion was that Prime Minister
Aznar wanted to avoid any direct link between his support of the Bush
administration and the deaths in Madrid. That attempt backfired, and one
of the first acts of his successor, Jose Luis Rodriguez Zapatero, was to
announce the withdrawal of Spanish armed forces from Iraq. Rumsfeld’s
“new Europe” consequently got substantially smaller.
While many opined that a “European 9-11” would bring the United States
and the Europeans closer, it was as likely that the strategy gap would only
widen. Chancellor Schröder, like most European leaders, continued to
emphasize the need for close cooperation in intelligence and police opera-
tions, not only by addressing the deeper social, political, and economic causes
of terrorism but also by appointing an EU coordinator for counterterrorism.
As Javier Solana, the EU’s high representative for security policy, put it after
the Madrid attack,“Europe is not at war. We have to energetically oppose ter-
rorism, but we mustn’t change the way we live.”80 In the wake of the Madrid
bombings, European concerns about “collateral damage,” the dangers of
74 A Clash of Strategic Cultures
being too closely associated with the Americans, also have increased. The
widespread belief that the war in Iraq was a mistake was reinforced, as was the
tendency to see terrorism as a selective, rather than a comprehensive threat—
from which many Europeans believe “they can opt out by distancing
themselves from Washington.”81 Germany is part of this consensus.
European and American differences on terrorism reflect divergences on
how to deal with the problems of the Middle East. As two analysts of transat-
lantic relations have observed, “The Arab-Israeli conflict remains, as it has
been for almost 40 years, arguably the single greatest source of discord in
transatlantic relations.”82 Volker Perthes of the Stiftung Wissenschaft und
Politik in Berlin contends, “You wouldn’t do away with worldwide terrorism
if you resolved it, but you’d reduce the breeding ground for extremism in the
Middle East.”83 In surveys of public opinion relating to the Middle East, the
greatest gaps are between Americans and Germans. The Palestinian-Israeli
conflict produces one of the widest gaps. When asked in June 2003 to give
thermometer readings, from 0 to 100 degrees, for the warmth of their feel-
ings toward Middle Eastern countries, the German public rated Israel at 43
degrees and the Palestinians at 40. Comparable American ratings were 60
degrees for Israel and 39 for the Palestinians. This divergence on Israel was
part of a larger European trend.
In short, “Americans blame the Arabs for the conflict; Europeans blame
the Israelis.”84 Germans tend to be more critical of Israel, or at least of the
Sharon government, than Americans, and to see the Israeli-Palestinian dis-
pute at the center of the problem of Middle East terrorism. The approach of
the Bush administration has been that the road to peace in the Middle East
leads through Baghdad, while the Germans and Europeans believe that the
road to Baghdad went through Jerusalem.85 Unless some bridge can be built
between these approaches, German support for a broader effort to reshape
the Middle East and for any war on terrorism will be tepid. As Peter Katzen-
stein has noted, the 9-11 attacks are “like a strong beam of light that gets
filtered by national lenses, of different self-conceptions and institutional
practices, which create distinctive political responses that will severely test
alliance cohesion in the years to come.”86
to flow not into defense but into the economy and the development of an
extensive welfare state.
As German political scientist Klaus Larres observed, this strategic culture
produced misunderstandings with the United States on at least three impor-
tant dimensions: multilateralism, nationalism, and the use of force in
international relations.90 Any German government, led by either Social
Democrats or Christian Democrats, would be uneasy with the use of armed
force. Before meeting with Chancellor Schröder in New York in September
2003, President Bush said that he knew that Germans were pacifists.91 How-
ever, while there may be more pacifists in Germany than in other large
European nations, German foreign policy is not pacifist; its leaders have
consistently striven to obtain a balance of power as a precondition for peace.
Adenauer’s policy of strength, Brandt’s Ostpolitik, Schmidt and Kohl’s will-
ingness to deploy intermediate-range nuclear missiles were all based on this
key prerequisite and backed up by armed forces of almost 500,000 men and
women. Originally, in 1955, the consensus on German rearmament and
entry into NATO was based on integrating German forces into a multilateral
system and limiting their use to the defense of NATO territory. During the
cold war, force was seen as a deterrent, and the détente component was
added by NATO in 1967. As Stephen Walt put it, “During the Cold War,
NATO stayed intact largely because the alliance did not actually have to do
anything as long as its members were not attacked.”92
With the end of the cold war, the definition of the legitimate use of force
was gradually expanded by the Kohl government and then by the Red-Green
coalition to include use of force beyond the NATO territorial area so long as
both the justification and the deployment were multilateral. The Balkan
wars created a new justification for military action, humanitarian interven-
tion, in these cases to prevent “ethnic cleansing.” The movement to create a
European defense force within the European Union also provided another
rationale for enhancing Germany’s military role, namely the need for Ger-
many to be a good European by making a contribution to a credible
European Security and Defense Policy (ESDP). The German public has gone
along with these modifications, which have nudged the strategic culture
from “a culture of reticence” (in the words of former defense minister Volker
Ruehe, a Christian Democrat) to one of limited, multilateral engagement.
That a Red-Green government could deploy German forces in Kosovo,
Macedonia, and Afghanistan was a remarkable achievement, although the
deployment of German forces outside the NATO area was no more than
provisionally accepted within its activist core. However, the limits on the
A Clash of Strategic Cultures 77
Berlin. German security policy, for example, would have to shift from a
European to a global focus. It would also require some consensus on a strat-
egy for the Middle East, broadly conceived.98 For now, however, the vitality
of the transatlantic circle of German policy is in question for the first time
in its fifty years.
This Kulturkampf, or clash of cultures, has also raised serious challenges
for the civilian power approach. As Maull notes, this approach rests on three
pillars: reliable partners, strong and vibrant international institutions, and
a strong domestic foundation.99 The Bush revolution in U.S. foreign policy
shook the first two pillars, and changes within Germany have been chal-
lenging the third, as the next chapter shows.
5
Is It Bush or Is It America?
German Images of the United States
T he dispute between Germany and the United States over the war in
Iraq raised broader questions about the nature of German public sentiment
toward America. Henry Kissinger worried that Schröder’s critique of the
Bush administration’s approach did not represent a simple divergence over
policy but rather the opening of a new era in which “a kind of anti-Ameri-
canism may become a permanent temptation of German politics.”1 In
contrast, public opinion polls indicate that the mainstream view in Ger-
many holds that the split is primarily a matter of policy and personality and
does not reflect a deeper anti-Americanism. Anti-Americanism can be
defined as opposition to what America is perceived to stand for, not to what
a particular U.S. government does. A cultural or political critique of the
United States that remains the same regardless of the political orientation or
policies of the administration in power reflects more deeply seated stereo-
types and images; when such a critique is persistently negative, it can be
characterized as anti-American.
While the personality conflict between George W. Bush and Gerhard
Schröder was important, it was hardly unique in postwar German-Ameri-
can relations. That particular clash of leaders did not seem any more severe
than the clash between the young President John F. Kennedy and the aging
Konrad Adenauer or the one between Jimmy Carter and Helmut Schmidt.
What, then, was new about 2002? According to Friedbert Pflüger, a leading
foreign policy specialist in the Christian Democratic Union, “This time and
for the first time, the government was not in danger of yielding to the street,
it was fueling the street.”2 It is clear that Schröder was both shaping and
79
80 German Images of the United States
listing the visit of John F. Kennedy; 44 percent, the Vietnam War; 43 percent,
popular music; and 40 percent, the Berlin Airlift.12 The terrorist attacks of
September 11 unleashed a great wave of public sympathy throughout Ger-
many, and massive demonstrations of moral support took place at the
Brandenburg Gate on September 14. Polls taken immediately after 9-11
found that a majority of Germans believed that life would never be the same
again; in their opinion, it would be less secure and terror attacks could be
expected in Germany as well. As did many in the United States, most Ger-
mans found that 9-11 reaffirmed their commitment to nonmaterial values,
such as the importance of family, friends, children, and free time. However,
unlike in the United States, religious belief did not seem to increase in
importance as a result of the events, consistent with the widespread secu-
larization of German society.
Three-fourths of Germans in one survey reported being horrified by the
attacks, with western Germans more devastated than eastern Germans and
women more than men. About three in four Germans feared that similar
attacks would occur in Germany, and although few would have supported
an indiscriminate response merely for revenge, a clear majority thought the
United States had the right to respond militarily and two-thirds believed that
Germany should offer military support.13 In sum, initial public reaction was
quite supportive of a measured but strong U.S. military response and of the
U.S. campaign in Afghanistan, although West Germans were far more sup-
portive and sympathetic than East Germans. There also was broad approval
of NATO’s invocation of Article 5, the NATO charter’s self-defense clause.
Even at this early stage, however, there were signs of ambivalence. The
German public was about equally divided over the statement by the Social
Democratic defense minister, Peter Struck, that “now we are all Americans.”
Only 44 percent agreed with Schröder’s declaration of “unlimited solidarity”
with the United States, while 47 percent wished he had been more cau-
tious.14 During the first two years of George W. Bush’s administration, the
proportion of Germans holding a favorable opinion of the United States
dropped sharply. While they still had substantial doubts about Bush’s lead-
ership, Bush gained support among Germans after 9-11. Even as late as his
visit to Berlin in May 2002, the public seemed to approve of his efforts to deal
with terrorism. Two-thirds of those surveyed believed that Germany should
comply with the wishes of the United States and should furthermore support
it in the struggle against terrorism. More than half (56 percent) evaluated the
German-American relationship as good, and only 10 percent believed that
it was bad (31 percent believed that it was neither good nor bad). Fifty-five
84 German Images of the United States
percent believed that Bush was doing a good job as president, while 38 per-
cent thought that he was doing a bad job. However, views of Bush were
clearly divided along partisan lines, with only 25 percent of Greens and 14
percent of supporters of the neocommunist Party of Democratic Socialism
(PDS) having a positive image, compared with 68 percent of supporters of
the Christian Democratic Union/Christian Social Union (CDU/CSU) and
66 percent of supporters of the Free Democratic Party (FDP). Those iden-
tifying with the Social Democratic Party (SPD) were slightly positive (51
percent, compared with 42 percent negative). However, even at this last high
point, a majority thought that there were more differences than similarities
between American and European values (50 percent, compared with 42 per-
cent who found more similarities).15
These extensive surveys demonstrate that there was broad support for
U.S. efforts to combat terrorism and that in this context German pacifism
was a minor motif. Nevertheless, partisan and east-west differences were
apparent, and they created special problems for Schröder in terms of how far
he could go in supporting Bush’s approach without losing his core elec-
torate. Confidence in Bush was rather thin across the board, but especially
in the Red-Green coalition and in the former East Germany. Clearly, public
support was broken not by the war on terrorism but rather by the impend-
ing war in Iraq. The May 2002 poll cited above found that the Iraq issue
shattered German solidarity with the United States. Sixty-three percent of
the public opposed German participation in U.S. efforts to deal with Iraq,
and of the 30 percent who supported those efforts, only 15 percent sup-
ported military action. Opposition was as widespread in the CDU/CSU as
it was in the SPD, and it went even deeper among the Greens and the PDS.
The escalation of the Iraq issue, first during the 2002 election campaign
and later in the fall and through the following spring, caused the German
image of both Bush and the United States to nosedive. By November 2002,
only one-fifth of the German public thought that the government should
strongly support the United States in a war in Iraq, while one-quarter
strongly opposed such support and one-half thought that allowing Ameri-
cans to use German bases was support enough. Almost 90 percent of those
polled in November 2002 thought that the motives of the United States for
overthrowing Saddam Hussein were related to its need for oil. Two-thirds
believed that the fight against terrorism also was a reason, while less than a
quarter believed that either building democracy in Iraq or humanitarian
concerns were behind U.S. policy. The public was evenly split over whether
George Bush or Saddam Hussein was a greater threat to world peace.16
German Images of the United States 85
Over the course of the fateful year from summer 2002 to summer 2003,
not only was there deep disagreement with U.S. policy on Iraq, there also was
even deeper concern about U.S. power and leadership. In Germany and in
Europe generally, the perception crystallized that the United States disre-
gards the views of others in carrying out its policies. In a 2002 Pew survey,
53 percent of Germans believed that U.S. foreign policy considers the views
of others, while 45 percent believed that it does not. While the latter figure
is higher than in other European samples—44 percent in Britain, 36 percent
in Italy, and 21 percent in France—it reveals a strong pool of Germans who
have concerns about American unilateralism.27
That concern was voiced by a number of German officials interviewed for
this book. One senior diplomat put it this way: “It was incomprehensible that
although we disagreed in one area, we got treated as a foe. After a whole gen-
eration had been raised with a transatlantic vision, the sense of partnership
had changed. There is still trust, but more caution and distance. All that had
been developed over decades was suddenly worthless, in light of U.S.
remarks.”28
The administrations of Bush Senior and Bush Junior represented polar
opposites in their approaches to the world and in their reception in Germany
and Europe. The elder Bush’s traditional realist perspective, limited in both
aspirations and commitments, was close to the basic world view of Euro-
peans, who believed that realistic management of problems was far less
dangerous than utopian ideas about ridding the world of evil. The ideolog-
ical voices of the leaders of the younger Bush’s administration, by contrast,
reawakened German fears and stereotypes. George W. Bush’s “axis of evil” as
well as Reagan’s “evil empire” suggested that America was a rather reckless
and dangerous place where such terms were used loosely.29
The strongly unilateralist style of George W. Bush’s administration also
contrasted sharply with the coalition-based approach of his father. The lead-
ership style of the younger Bush’s White House and the Pentagon was
characterized by Secretary of Defense Rumsfeld: “It is less important to have
unanimity than it is to be making the right decisions and doing the right
thing, even though at the outset it may seem lonesome.”30 While one person’s
“unilateralism” is another’s “leadership,” it is clear that the style of the Bush
administration could not have been more ill suited to dealing with a newly
unified and sovereign Germany led by a government that has avowed a for-
eign policy based on stronger assertion of Germany’s interests. This new
psychology is reflected in the statements by the SPD-Green government,
from the chancellor and foreign minister down, that Germany will not “click
88 German Images of the United States
its heels” in obedience to the United States and likewise in the analogies
drawn between the U.S. ambassador to Germany, Daniel Coats, and the for-
mer Soviet ambassador to East Germany, Pjotr Abrassimov, and between
President Bush and Caesar Augustus. Even a leading figure in the Christian
Democratic opposition, Wolfgang Schäuble, noted of Rumsfeld’s snub of
Struck at the NATO defense ministers’ meeting just after the German elec-
tion, “The way in which Rumsfeld handled Struck was not the way that
adults deal with each other. A great power must act in a generous way.”31
In many respects, these concerns were not uniquely German but broadly
shared in Europe, and they ran deeper still in France. As Tony Judt wrote
during the war,
Anti-Americanism today is fueled by a new consideration, and it is no
longer confined to intellectuals. Most Europeans and other foreigners
today are untroubled by American products. . . . They are familiar with
the American “way of life,” which they often envy and dislike in equal
parts. . . . What upsets them is U.S. foreign policy; and they don’t trust
America’s current president . . . in part for the policies he pursues and
for the manner in which he pursues it.32
The general level of German confidence in the ability of the United States
to deal responsibly with world problems has varied greatly since polls started
asking this question in 1960. (The question was originally asked by the U.S.
Information Agency in polls it commissioned from German firms; the ques-
tion was later picked up and used by independent German polling firms.)
Data for West Germany from 1960 to 1990 indicate a great deal of volatility
in attitudes, with quick and rather dramatic shifts based largely on events.
Given this volatility, means are not very useful measures, but they do give a
general indication of the direction of trends. During the 1980s, mean ratings
were 42.5 percent confident and 45.6 percent not confident, although con-
fidence in U.S. leadership soared during the unification process. In unified
Germany from 1991 to 2002, mean ratings were 59.7 percent confident and
35.4 percent not confident. The postunification glow faded during the first
half of the 1990s. Roughly half to two-thirds of the public had confidence in
U.S. leadership from the mid-1990s until just before the outbreak of the
Iraq crisis, when the proportion fell to about 49 percent. It is noteworthy that
confidence levels had dropped prior to the beginning of the Schröder cam-
paign for reelection. He and his polling organization had picked up on this
sentiment and played on it when he was looking for an issue to increase his
support among the electorate. The lowest levels of confidence in the United
German Images of the United States 89
States before the issue of the war in Iraq arose were recorded during Reagan’s
first term, at the height of the debate over the deployment of American
intermediate-range missiles in Germany. In 1983 only 35 percent of Ger-
mans surveyed had confidence in the U.S. leadership, while 59 percent did
not. Although there was some recovery after agreement was reached on the
missile issue with the new Soviet leader, Mikhail Gorbachev, confidence lev-
els stayed at or below 44 percent until the last few months of Reagan’s second
term. The administration of George H. W. Bush did much to regain German
confidence, and levels held up well during most of Clinton’s presidency,
reaching a high of 65 percent at the end of his second term in 2000.33
sis areas.40 These results reflect not only the impact of the Bush administra-
tion’s style during the crisis, but also the administration’s loss of credibility
over the issue of Iraqi weapons of mass destruction and its inability to bring
order to Iraq after the war.
In Germany, Bush’s leadership style produced the view that Americans
did not like Germans. Although 55 percent of Germans polled in 1989
thought that Americans had sympathy for Germans, in mid-2003 only 32
percent believed that Americans liked Germans, while 31 percent believed
that they did not. When asked toward which countries they felt especially
sympathetic, only 11 percent of Germans in February-March 2003 named
the United States, a steep drop from the 27 to 30 percent who named the
United States consistently in the period from 1995 to 2001. In addition,
those who thought that the widespread American influence on the German
way of life was good fell from 37 percent in 1997 to 30 percent in early 2003,
while those who did not like the U.S. influence grew from 39 percent to 51
percent.41 Although one in five Germans today has a relative who immi-
grated to the United States, polls have found that almost two in three
Germans believed that the influence of the United States on the politics,
economics, and culture of Germany is too great (25 percent believed that it
was just about right and 5 percent believed that it was too little.) When
asked in March 2003 whether America was still a model, almost 90 percent
of Germans said no, while 9 percent thought it was.42 Close to a majority
believed that Germany and the United States have been growing apart since
the end of the cold war and that there is a significant gap between the coun-
tries’ values.
When Germans were asked which themes they associate with America,
there was some consistency and some change over the period from March
1991 to March 2003, slightly more than a decade. At both times more than
or close to 90 percent of respondents mentioned world power (94 to 95 per-
cent), criminality (92 to 95 percent), military power (88 to 92 percent), and
drugs (86 to 95 percent). Americans now are also viewed as inconsiderate,
willing to use force, and arrogant, while there has been a substantial drop in
the positive qualities attributed to them, such as being honest, peace loving,
and responsible.43
With the end of the cold war and the absence of a common threat, more
traditional German concerns about American society have returned. These
can be grouped under the following themes: globalization, inequality, and
the costs of risk taking; religion and secularism; race and multiethnicity;
and nationalism, sovereignty, and the postmodern state.
92 German Images of the United States
on negative freedom, which stresses freedom from the state, with an empha-
sis on equality of opportunity. German concepts are more rooted in the
rights of the group; the American tradition places greater weight on indi-
vidual rights. The longer German tradition was reinforced by the wild swings
during the twentieth century in Germany’s experience of both political and
economic instability. After the rampant inflation of the interwar and imme-
diate post–World War II periods and the specter of mass unemployment, the
German political culture has placed a premium on stability, predictability,
and security. Almost every German national political campaign has been
run on slogans such as “No Experiments” and promises of security.
These differences are behind the traditional German reservations about
American-style capitalism, with its emphasis on competition, on winners
and losers instead of social equality. Worries about the American system
reflect the risk aversion that runs deep in German political culture. When
asked in 2003 whether they would rather live in a country in which risk tak-
ing was rewarded or one in which greater value was placed on security, 71
percent of Germans picked security; only 17 percent preferred more risk
taking. There were no real differences between eastern and western Ger-
mans on this question.46 The comparison with the United States is striking.
When asked whether it is more important for the government to guarantee
that no one is in need or for an individual to be free of the government to
pursue goals, 57 percent of Germans but only 34 percent of Americans opted
for the security option while 39 percent of Germans and 58 percent of Amer-
icans opted for more freedom for the individual. The same 2003 survey
found that by a ratio of 65 to 32 percent Americans disagreed with the state-
ment that “success was determined by forces outside our control,” while the
percentages were reversed in Germany, where 68 percent agreed and only 31
percent thought they were in control of their own success. 47
While these themes have greater resonance on the left with the Social
Democrats and former communists (PDS), they also find an audience on the
center and the right. Germany has never had a Margaret Thatcher or Ronald
Reagan who remade the national political economy. Not only were the
Christian Democrats the creators of the social market economy, they also
have always had a strong social or labor wing. The only party that has been
liberal in the European sense of free market liberalism has been the Free
Democrats, and they have remained a distinct minority. The Greens, with
their greater individualism, have emerged in recent years as neoliberal in
some respects when it comes to economic reform, but they too remain a
minority.
94 German Images of the United States
Even during the cold war Germans tended to distance themselves from
capitalism. Polls conducted in 1986, for example, found that only a third of
West Germans believed the concept of capitalism to be positive, and
although not more than a quarter favored socialism, a majority did not
oppose it. The Pew and Marshall Fund surveys as well as the World Values
survey conducted by the University of Michigan reveal other important
divergences between Germans and Americans. A vast majority (70 percent)
of Germans believed that U.S. policies widen the global economic divide.
And although there was widespread approval of American popular culture
and admiration for American technology, only about one-quarter (28 per-
cent) believed that the spread of U.S. ideas and customs is good. About
two-thirds (67 percent) thought that it is bad, a percentage second only to
that in France.
There is a gap between Germans and Americans over ideas of democracy
and also over the state of democracy in Bush’s America. Germans, like most
Europeans, are evenly divided over American ideas about democracy, with
47 percent answering that they like them and 45 percent saying that they do
not. 48 This reflects, in part, the deep democratization of German political
culture since 1949. Germans no longer doubt the efficacy and desirability of
democracy, as many did during the Weimar Republic, but rather embrace it
and apply its standards to the behavior of other states. This is especially
salient in their views of America, given its status as the gold standard of
democratic practice for postwar Germans. There is a sense that since 9-11
Americans have sacrificed democracy for security and have failed to live up
to their own standards in regard to the treatment of the detainees being
held at Guantanamo Bay. Negative attitudes toward John Ashcroft, the
Patriot Act, and what is seen as the general tendency to suppress civil liber-
ties have been reinforced by the popularity of the films and books of the
social critic Michael Moore. All this is reflected in polls showing a drop—
from 67 percent in 1991 to 54 percent in 2003—in the number of Germans
who associated democracy with America.49 In some respects, then, the criti-
cism of American democracy is a sign of the maturity of German democracy,
and it ties into the debate on post 9-11 civil liberties that is occurring in the
United States.
The debate over the need to reform the German economy, which has
reached a high point under Schröder, reflects the tension between the Ger-
man yearning for security and social equality and the pressures of global
competition. For many Germans, on both the right and the left, globaliza-
tion has meant “Americanization,” at the cost of cultural identity and social
German Images of the United States 95
should hope they find ways to preserve them in the present.”61 On the Ger-
man side, the danger exists that in reacting against the multicultural model,
Germans may fall back into old prejudices about America as a polyglot soci-
ety without an identity or soul. Clearly this is an area that could lead either
to transatlantic tension or to a transatlantic learning process in which Ger-
many adapts itself to the diversity of a multicultural society.
Another aspect of the demographic issue is the implication of a growing
and relatively youthful United States facing an aging and more conservative
Germany and Europe. As John Parker pointed out in his Economist survey,
“By the middle of this century America’s population could be 440–550 mil-
lion, larger than the EU’s even after enlargement, and nearly half China’s
rather than a quarter. . . . America will be noticeably younger then and eth-
nically more varied.”62 He goes on to note that the median age in the United
States today is roughly the same as that in Europe (thirty-six to Europe’s
thirty-eight) but that by mid-century the median age in the United States
will still be around thirty-six while it will be fifty-three in Europe. While pre-
dicting long-term demographic trends has been risky at least since the time
of Malthus, there are some real risks for the transatlantic relationship related
to a widening of the value gap between the countries involved because of
contrasts in their demographic dynamism and ethnic diversity.
As for the German-American relationship, these aspects of America are
not a problem but rather a model for many Germans, especially for the pro-
gressive left, the Greens, and younger members of the SPD, who have
embraced American popular culture and the American lifestyle as well as
multiculturalism. This segment of the left loves America but hates the Bush
administration, while the right has supported the administration while hat-
ing the influence of American popular culture.
are more likely to believe in God, miracles, and the existence of the devil and
to believe that the world will end in a battle at Armageddon between Jesus
and the Antichrist. 64
The University of Michigan’s World Values Survey found that Americans
tend to be both more patriotic and more religious than Europeans, especially
those in post-Protestant countries such as Germany and Sweden. America is
almost unique in combining self-expression with traditional values, while
Germany follows the northern or Protestant European tendency to rank
high on both self-expression and secularism. This gap has widened with
unification, as eastern Germans are even more secular than their western
counterparts. As a summary of the findings concludes, “Patriotism is one of
the core traditional values and there is an obvious link between it, military
might and popular willingness to sustain large defense budgets. There may
be a link between America’s religiosity and its tendency to see foreign pol-
icy in moral terms. To Americans, evil exists and can be fought in their lives
and in their world. Compared with Europeans, this is a different worldview
in both senses: different prevailing attitudes, differing ways at looking at the
world.”65 This tendency toward moral certainty has grown over the past two
decades. In 1981, 35 percent of Americans and 22 percent of West Germans
believed that clear standards of right and wrong existed that allied to every-
one. By the year 2001, the number of Americans who held that belief had
risen to 59 percent while the German proportion was 30 percent.66
What is worrisome to Germans and other Europeans is the link between
the Christian right and the political right. In the 2000 U.S. presidential elec-
tion, 63 percent of those who went to church more than once a week voted
for George W. Bush and 40 percent of Bush’s total vote came from evangel-
ical Christians. The Christian right has built up a formidable network of
institutions that have provided crucial financial and other support to the
political right, to the extent that in many respects the political and religious
movements have merged. A Pew survey concluded that “over the past 15
years, religion and religious faith also have become more strongly aligned
with partisan and ideological identification.”67 In 1987–88 Republicans and
Democrats were equally likely to express strong personal religious attitudes,
but by 2002–03 a seven-point gap had opened up between the two parties
on this dimension. On the ideological dimension, 81 percent of self-identi-
fied conservatives but only 54 percent of liberals agreed with three religious
belief–based positions.68
For many evangelical Christians, 9-11 was proof of the sad moral state of
the United States. As Jerry Falwell put it, “God continues to lift the curtain
German Images of the United States 101
general at the Pentagon, have made Islam the enemy, raising the specter of
a clash of civilizations, which Europeans wish to avoid.75
Thus the distinction between the Bush problem and the America prob-
lem may not be as clear cut as many believe. It is important to remember that
the United States is hardly monolithic and that it is in the middle of its own
Kulturkampf (cultural struggle). There are at least two Americas, “one that
is almost as secular as Europe (and tends to vote Democratic), and one that
is more traditionalist than the average (and tends to vote Republican).”76
While this divide subsided in the aftermath of the 9-11 attacks, it had
reemerged by the fall of 2003. A Pew survey conducted at that time found
that the spirit of 9-11 “has dissolved amid rising political polarization and
anger.”77 While it found a widespread sense of both patriotism and threat
from terrorism, it also discovered major gaps between Republicans and
Democrats on foreign and defense policy, which now is greater than at any
time since the late 1980s.
Yet it is probable that the Republicans will dominate the House of Rep-
resentatives for at least a decade and act as a major constraint on any
Democratic president. In addition, the trauma of 9-11 has strengthened the
patriotic, nationalist element in the political and strategic culture and, as
became clear, in Democratic support for the war in Iraq.
More important may be the impact of the changing international struc-
ture on strategic culture. As David Morris concluded in his study of the
German public’s views of America, changes in German views are linked to
the greater fluidity of the international system. The growth in support for
working with both superpowers during the 1980s and early 1990s reflected
the changes in the leadership and policies of the Soviet Union, followed by
its collapse. “As each image is a form of illusion, the change in the German
image of Americans to some extent is a form of disillusionment. . . . One can
only approve that Germans in 1990 no longer felt bound to emotion-laden
categories, which were tied to the stark dichotomy of the Cold War. . . . The
Germans saw the Americans less as a treasured friend than as a highly val-
ued partner, powerful, essential, but also less than perfect.”78
Morris wrote of a “healthy realism” emerging in the new environment. It
is clear that by the middle of 2003 the relationship still contained strong pos-
itive sentiments that could lead to a new and more balanced relationship. But
the danger also exists that the two sides could continue to diverge. The Ger-
man election of 2002 was a watershed event not only in U.S.-German
relations but also in German political culture. It is striking how many taboos
in German politics were either confronted or, in some cases, broken. Not
only did a German chancellor say no to a U.S. president on a crucial issue,
German Images of the United States 103
104
Welcome to the Berlin Republic 105
Germans as Victims
History has been an unhappy burden for post-Hitler Germany, and numer-
ous attempts have been made to come to terms with it or to lessen its weight.
While Germans have been quite forthright in examining the past, there had
been a number of attempts to relativize it. Helmut Kohl described himself
as being of the generation that had been spared direct guilt for the Holo-
caust, and he tried to create a new, “normal” Germany, by which he meant
a Germany that would be treated like Britain and France.
The most vivid and painful demonstration of this attempt was President
Reagan’s visit to the cemetery at Bitburg in May 1985. As one writer noted at
the time, “For Kohl, age is an important part of his credentials. As he viewed
the date on his birth certificate, he felt that he had been given a special mis-
sion. For forty years Germans had lived in psychological isolation, and 1985
was the year he was going to lead the German people out of the desert.”2 The
problem was that the Bitburg cemetery included not only the graves of Ger-
man army soldiers, but those of SS members as well. What Kohl hoped to do
with the wreath laying was what he succeeded in doing with François Mit-
terrand at Verdun: to create a symbolic reconciliation of former enemies. He
also wanted to make World War II look more like World War I.3 As the Amer-
ican historian Charles Maier wrote a few years after the Reagan visit,“Bitburg
history unites oppressors and victims, Nazi perpetrators of violence with
those who were struck down by it, in a common dialectic.”4
This was part of a longer-term effort by a number of leading German
politicians to avoid the “singularization” of Germany (which in the German
political lexicon means being singled out and treated differently because of
Hitler), whether it was in the deployment of nuclear weapons (when Ger-
man leaders demanded that Germany not be the only NATO state on the
continent to accept the missiles on it soil) or in the Two Plus Four negotia-
tions over German unification. One of Kohl’s main points during these
negotiations was that the treaty on German unification should not be
regarded as a peace treaty ending Germany’s World War II enemy status and
that Germans should not be placed in the position of paying reparations to
Poland.
This political track paralleled a new debate among German historians
about the Third Reich, which also took place in 1986, set off in part by events
at Bitburg. This debate (Historikerstreit) centered on the uniqueness of Ger-
man guilt and of the Holocaust. Charles Maier characterized the central
issue of the debate as “whether Nazi crimes were unique, a legacy of evil in
a class by themselves, irreparably burdening any concept of German nation-
Welcome to the Berlin Republic 107
young to have shared that experience. A dispute has raged over where the
center would be located, with Steinbach and her supporters pushing for
Berlin while the Schröder government, sensitive to Polish and other Central
European concerns, is promoting a more European center to be based in
Poland. Leading figures in the SPD, including its presidential candidate in
2003, Gesine Schwan, have argued that locating the new center in Berlin
would emphasize the Germanness of the project and would reawaken mis-
trust of Germany by its neighbors. It would also sit in the same city with the
Holocaust memorial that is being built near the Brandenburg Gate and so
might symbolize an equivalence between the suffering experienced by vic-
tims of the Holocaust and that of the expellees.18
While these works and developments raise the question of whether the
massive firebombing of civilians or their expulsion from their homes is a jus-
tifiable response to massive aggression launched by a murderous regime,
more important is what they may reveal about how Germany is changing as
it moves further from the Third Reich. Are concerns justified that this wave
of reexaminations of the past may be a prelude to a desire for revenge and
to revanchism? “Is there a danger that the Germans will conflate their suf-
fering with the vastly greater and more unforgivable suffering they inflicted
on millions of others,”19 or should all this be seen rather as a normal and not
unhealthy development in the collective consciousness and identity of uni-
fied Germany, “which opens their eyes to and enhances their understanding
of the destruction that the Nazi Germans brought upon other nations?”20
Why this discussion, and why now? Peter Schneider, a leading postwar
novelist and interpreter of postwar and postunification Germany, has linked
this change to generation change, arguing that “it was too much to expect
our generation [the 68ers] to identify the perpetrators of the Nazi genera-
tion on the one hand and to consider the fate of German civilians and of
those who were deported on the other.”21 The historical experience and val-
ues of the generations that have followed the 68ers are quite different. These
generations are even further removed from the crimes of the Third Reich,
and they view themselves as ordinary citizens and their country as a “nor-
mal” one, similar to France and Britain.
This change in historical perspective was bound to come, but it was accel-
erated by the war in Iraq, not only because the “shock and awe” bombing
campaign called up images from World War II but also—and more impor-
tant—because the war gave Germans a “rare and intoxicating taste of the
moral high ground.”22 It allowed many to see themselves as morally superior
to Americans, who seemed only too eager to use force in a war that did not
110 Welcome to the Berlin Republic
which, God knows, were constantly harped on in society, that eventually every-
thing Jewish became somehow sacred to him.”26 In their increasingly virulent
chat room exchanges, terms like “Jewish scum” and “Auschwitz liar” are
hurled back and forth, leading to this passage: “‘Death to all Jews’ bubbled to
the digital surface of contemporary reality: foaming hate, a maelstrom of
hate. Good God, how much of this has been dammed up all this time, is
growing day by day, building pressure for action.”27
The Grass novel was accompanied by Martin Walser’s Death of a Critic,
in which the German protagonist murders a German-Jewish critic, leaving
the impression that the murder was “tantamount to killing a tyrant.”28 This
followed a famous speech given by Walser in 1998, in which he opposed the
construction of the Holocaust memorial and suggested that the Auschwitz
chapter be closed so that Germans could live their lives as normal people.
Walser argued that the principle of never forgetting the past had been
“instrumentalized” for the purposes of “negative nationalism,” that is, to
justify the division of Germany on the grounds that a reunified Germany
would lead to a new Auschwitz. According to Walser, a Holocaust memorial
“in the center of the capital will be a football field–sized nightmare” repre-
senting the “banality of the good.”29
This cultural climate was reflected in the political arena near the end of
the election campaign of 2002, when a leading German politician, Jürgen
Möllemann, a member of the liberal Free Democratic Party, challenged the
taboo of antisemitism. Sensing that this could tip the election to a coalition
of his Free Democrats and the Christian Democrats, Möllemann became
openly critical of Israel and of prominent German Jews. He denied that his
statements were meant to be antisemitic, but they were clearly on the bor-
derline. Möllemann had been involved with Arab nations and interests for
many years and was one of the most open advocates of closer German-Arab
ties, so it is problematic to link his sentiments to a broader antisemitism. In
any case, he set off a larger discussion of antisemitism in Germany. He
explicitly stated in an interview with Der Spiegel that the public should be
prepared for more breaking of taboos in the future: “We must speak out on
things that other politicians for whatever reasons have also made taboo. The
gap between what the political class says and what people feel is great.”30 At
the beginning of the German election campaign, on April 4, 2002, Mölle-
mann stated in a newspaper interview on the issue of Palestinian terrorism
against Israel, “ What would one do if Germany were occupied? I would
defend myself too, with force. . . . And I would do this not only in my coun-
try but also in the country of the aggressor.”31
112 Welcome to the Berlin Republic
ring to the Allied bombings of Germany as “death by gassing” and using the
word “crematorium” to describe the incendiary effects of the fire bomb-
ing.38 What was also striking in the Möllemann case was the lack of much
public opposition to his statements by leading groups like the churches or
the trade unions. The Central Council of Jews in Germany was left pretty
much on its own.39
There was a clear and growing link between the growing conflict in the
Middle East and the breaking of the antisemitism taboo in Germany. As
Michael Wolffsohn, a German Jew, has observed, “The historical-psycho-
logical chemistry between the two populations (Germans and Israelis)
doesn’t mix.”40 Israel remains one of the most unpopular countries in Ger-
mans’ mental map of the world, and the Israelis are “the unloved Jews.”
Why? The historical lessons drawn by both countries from the Holocaust
could not be more different. While the Germans have turned against
nationalism, Israel was formed on the premise that only a nation-state
could protect Jews. While Germany is thoroughly secular, Israel is a reli-
gious state. The binding of Israelis to the land brings back memories of the
discredited Blut und Boden ideology of the Third Reich, in which Germany
was described as a nation exclusively for Germans. Finally, Germans and
Israelis have very different views about the legitimacy of the use of force
and of war as an instrument of politics, differences that have deepened
with the rise of the Likud and the Sharon government. While Germans
stress multilateralism and cooperative security agreements, Israelis view
rejecting the use of force without reciprocal action by the Palestinians as
“appeasement.”41
Rather than the cosmopolitanism of the prewar German Jews—which
was so bitterly attacked by the racist and nationalist right in Germany—Ger-
mans now confront the nationalism of the Jewish state at a time when
Germany itself has embraced a postnationalist cosmopolitanism. The criti-
cism of Israel is linked to that of the United States for the same reason, namely
that “both anti-Americanism and anti-Zionism oppose modern nation-states
that insist on older ideas of power.”42 As one leading German Jew put it,
“There was practically no Jew in Germany who demonstrated against the
American war in Iraq. . . . The USA is regarded in the Jewish world as a guar-
antor of Jewish security, not only in Israel but also in Germany.”43
The spillover of these varying images of legitimacy and power into U.S.-
German relations is also apparent regarding the neocons and Germany. The
neocons are strong supporters of Israel and, in many cases, of the Likud
version of Israel’s security interests. Peter Steinfels wrote of their origins
114 Welcome to the Berlin Republic
that “many of them were, of course, Jews coming of age in a decade that saw
fascism triumph and Nazi power swell till it exploded into world war and the
Holocaust.”44 As Stanley Hoffmann wrote, “there is a loose collection of
friends of Israel, who believe in the identity of interests between the Jewish
state and the United States— two democracies that, they say, are both sur-
rounded by foes and both forced to rely on military power to survive.”45
The neocons were sensitive to any evidence of antisemitism, first in the
Soviet Union (Richard Perle was a key figure in shaping the Jackson-Vanik
amendment linking progress toward détente with the USSR to the liberaliz-
ing of Jewish immigration) and later in Europe and the Middle East. The
long shadow of the Holocaust was especially important to them, and they
considered strong support of Israel essential to avoiding another Holocaust.
They also tended to view the world in terms similar to those of Likud mem-
bers, emphasizing the need for toughness in dealing with terrorism and
seeing any attempts at accommodation with groups or causes linked to ter-
rorism as dangerous appeasement.
The links among the neoconservatives, evangelical Christians, foreign
policy hardliners, and lobbyists for the Israeli government in Washington
are, as Ian Buruma notes, united by “a shared vision of American destiny and
the conviction that American force and a tough Israeli line on the Arabs are
the best ways to make the United States strong, Israel safe, and the world a
better place. . . . If one thing ties neoconservatives, Likudnik, and post–cold
war hawks together, it is the conviction that liberalism is for sissies.”46
German attitudes about the United States and Israel are more subtly
linked in that both America and Israel have served as models for Germany.
The new criticism allows Germans some psychic relief in the sense that if the
desire for power is behind the actions of the United States and Israel, then
perhaps the Germans were not so distinctive in their evil. The Israeli psy-
choanalyst Zvi Rex put it concisely, “The Germans will never forgive the
Jews for Auschwitz.”47 Germans remain extremely uneasy in their relation-
ship to Jews, and images of Israeli bombing of Palestinian civilians allows
them to regain some of the moral high ground. The link between German
views of the United States and Israel has been reinforced by the closeness of
the U.S.-Israeli alliance. It is instructive that the former justice minister,
Däubler-Gmelin, directly compared President George W. Bush with Hitler.
By “killing the fathers,” American as well as German, new generations of
Germans can emerge with a more “normal” identity.
Thus the dynamic between Germans’ views of Israel and of Jews has some
important similarities to the dynamic between their views of Bush and of the
Welcome to the Berlin Republic 115
United States. Germans believe that it is possible to separate the two: they
can be critical of Bush without being anti-American and critical of Sharon
without being anti-Israel or antisemitic. Logically and perhaps even empir-
ically, that is true. Yet there is also a subterranean element at work, and it
should not be ignored. Generational change is creating a new mix of both
rational and subconscious elements.
Historically, the German Way has stood for a separate national way, a
going it alone . . . for a special role that Germany had taken for a vari-
116 Welcome to the Berlin Republic
The evocation of the German Way and the refusal to participate in a war
in Iraq, even if sanctioned by the United Nations Security Council, marked
a real break from the multilateralist consensus of Zivilmacht (civilian power)
Germany. It helped to weaken the role of the UN during the Iraq crisis and
placed severe limits on Germany’s role. This proved not to be a singular
event. It was followed by a more unilateral approach in the European Union,
reflected in Germany’s open violation of the limits on deficit spending set by
the Growth and Stability Pact (whose anti-inflationary guidelines were
insisted upon by the Kohl government and the Bundesbank) and its push for
the recognition of the rights of the large EU states during negotiations on the
EU constitution, which were finally concluded in 2004.
This marked an important departure from what the German scholar
Joachim Krause has called the German school of multilateralism. This
school, grounded in the Ostpolitik experience and the diplomacy involved in
German unification, seemed to prove “that determined efforts to negotiate
with adversaries and to entangle them in an endless debate have the poten-
tial to solve problems as fundamental and deeply rooted as the East-West
conflict.”52 It depended on the strict observance of international law, reliance
on multilateralism and consensus building, renouncing the use of force
without a UN mandate, and broadly defining security to include human
rights and protection of the environment. Or as another German scholar,
Gunther Hellmann, succinctly put it, the criterion for real multilateralism is
“foreign policy initiatives that strengthen rules and norms and thereby nar-
row the room for states to maneuver.”53
The actions of the Schröder government were increasingly outside of this
paradigm and signaled a more made-in-Berlin approach to both the United
States and Europe. This new approach was not designed to strengthen inter-
national norms and institutions at the expense of German independence, but
rather to enhance German freedom of action, even if it meant weakening
international institutions. This reflected a new sense among both the German
public and the elite that Germany should take a less sentimental or emotional
approach toward its key partners and say no when its interests clash with those
Welcome to the Berlin Republic 117
of its partners. It was part of what Hellmann described as the “power politics
resocialization of German foreign policy.” The “normalization” of German
policy had occurred, but under a Red-Green rather than a Christian Demo-
cratic government, and it implied, rather than a European Germany,“that not
only Germany, but also Europe, would be more German.”54
shaped by the depression and the scarcity of postwar Germany, for example,
are more likely to place a higher priority on economic security and on law and
order, creating a gap with the generations that were brought up in a pros-
perous and secure West Germany. Generational change is especially
important in Germany because of the number of dramatic historical breaks
in the twentieth-century German experience and because of the rapid social
and economic transformation of the country after World War II.
The changing German self-image has coincided with the coming to
power of the first fully postwar generation, the 68ers—those born right after
World War II through the early 1950s and shaped by the protests of the late
1960s. The current leadership comes from this generation. However, Ger-
hard Schröder and Joschka Fischer are not classic 68ers. Although both were
activists during the protests against U.S. policy in Vietnam, neither attended
a university and consequently neither was part of the best educated and
therefore leading element of their generation. Yet their experience during
their formative years, like that of the classic 68ers, shaped their view of the
United States, which accepts an American lifestyle while remaining critical
of the country’s global role. The left-leaning leadership of this generation
came of age opposing U.S. policy, not, as in Kohl’s and Schmidt’s generation,
supporting it. As a column in the Financial Times put it, “Former Chancel-
lor Kohl’s government was very much one of technocrats with socially
conservative values. With Gerhard Schröder’s SPD, the 68 generation came
to power; former student activists, civil rights campaigners, and Baader-
Meinhof defense lawyers are all present in the upper echelons.”58
The extent to which Schröder was willing to use criticism of the Bush
administration as a theme in his reelection campaign and the positive
response it received from much of the electorate—not to mention the more
critical references made by other leading figures in the SPD—indicates the
difference between this generation and that of Kohl as well as the changing
generational makeup of the public. As Der Spiegel put it, “Joschka Fischer
was nineteen years old when he threw stones at the police in Stuttgart. In
essence, the street protesters of that time, who today occupy the highest
positions in government, have repeated their resistance against an American
war organized and directed from the White House and Pentagon.”59
These generational perspectives could be seen in the new Red-Green for-
eign policy. The new German chancellor, delivering his first official
statement of government policy to the new Bundestag in November 1998,
declared that his government represented “a generational change in the life
of our nation.”60 The constraints that had weighed down the previous gen-
Welcome to the Berlin Republic 119
eration had been overcome to the point that Germans had long been a “nor-
mal people” and the new generation could look to the future “without guilt
complexes” and “unselfconsciously represent their own interests.”61 Schröder
and Fischer had little time for the pathos of the Kohl era, for the hand hold-
ing with Mitterrand at Verdun or with Reagan at Bitburg. Schröder saw
himself as Germany’s CEO and his policies as based on rational cost-bene-
fit analysis rather than the emotions and symbols of the past.62 Fischer saw
himself as the leader of the Realo, or realist, faction of the Greens, which
believed that nothing could be accomplished without power and that ideol-
ogy had to be compromised to attain it.
Much of Schröder’s policy toward the United States was based on his
belief that Germany had earned a place at the table by committing its armed
forces in Kosovo and Afghanistan and behaving as a “normal” nation. As the
Iraq crisis demonstrated, he was bitter when he felt he was not consulted and
involved in decisionmaking. As his biographer Jürgen Hogrefe put it,
“Schröder wants a new role for Germany—self-confident and insistent. He
wants to define a national interest that doesn’t dissolve into the EU or
NATO.”63 Both Schröder and Fischer wanted to create a foreign policy with
a more distinctive profile, highlighting its differences with the United States
in order to demonstrate the new German self-confidence. Yet they were ini-
tially frustrated in their attempt by the need to support the United States in
both Kosovo and Afghanistan while fuming at what they saw as the unilat-
eralist provocations of the Bush administration over the Kyoto treaty, the
International Criminal Court, and other multilateral projects. The pressure
to resist also grew within both the left faction of the SPD and the Greens.
Not only do the 68ers have an ambivalent view of the United States, their
view of Europe also is quite different from that of the Kohl generation.
Schröder was the first chancellor who did not feel emotionally bound to the
postwar consensus that European integration should take priority over Ger-
man national interests and policies.64 His relation to Europe is entirely
pragmatic and instrumental, unencumbered by the emotional and histori-
cally driven commitment to Europe of both Adenauer and Kohl. Where
Kohl saw European enlargement as part of a vision of a Europe whole and
free—and even as a matter of war or peace—Schröder focused on the costs
of enlargement to Germany and was sensitive to the public’s worries that
Germany would become the paymaster of Europe.
The 68ers have had an impact in the areas of environmental policy and
immigration law, and they have broadened the growing consensus that
Germany should engage only in the limited and multilateral use of force.
120 Welcome to the Berlin Republic
They remain, however, sandwiched between the World War II and immedi-
ate postwar generations, which shaped the Federal Republic after the war,
and the Gen Xers and 89ers, which will soon follow them. The 68ers were not
shaped by major political events but rather by the prosperity and rapid eco-
nomic growth of West Germany. They are a political generation that believed
in mass political action and that, in addition to creating the ecopax move-
ment (the merger of the environmental and the peace movements) and the
Greens, streamed into the SPD. Their contribution to the German political
culture was the “killing of the fathers,” their revolt against the generation that
had collaborated with or actively participated in the Third Reich.
Yet this is a generation of leaders largely inexperienced in world politics
and international economics. They spent most of their careers in the oppo-
sition during the long reign of the Schmidt and Kohl governments; in many
respects they reflect the parochialism of many of their generational coun-
terparts in the United States. For them it was the Primat der Innenpolitik, the
primacy of domestic politics over foreign policy. The parliamentary parties
had a difficult time recruiting foreign and defense policy specialists from this
generation, much as the parties in the U.S. Congress before September 11
had a difficult time getting high-flyers to take assignments on the Senate For-
eign Relations Committee or the House International Relations Committee.
No one in the Greens has the interest or experience in foreign affairs to suc-
ceed Fischer, and the depth chart is not much better for the SPD or for the
CDU.
The second postwar generation, often called the Gen Xers, will succeed
the 68ers. Also referred to as the Generation Golf, after the bestselling novel
of that name, these are people born in the mid-1950s to early 1960s, who are
now in their forties.65 Their views were shaped by the oil crises of the 1970s
and the economic shocks of the 1980s. They were the first to come of age
during the “limits of growth” era, the first since the end of World War II to
experience lower expectations of growth. Ecological issues and the great
missile debate of the 1980s, in both the east and west, also shaped their
views. Their image of America was one of Reagan and of a certain U.S. reck-
lessness, and they credit Gorbachev, not Reagan, with ending the cold war.
When the Berlin Wall came down, members of this generation in the west-
ern part of Germany were more wary of unification than the Kohl
generation and in this regard shared the skepticism of another prominent
68er, Oskar Lafontaine, the Social Democratic candidate who lost to Helmut
Kohl in 1990. In the east, this generation was on the cusp between those who
would benefit from unification and those left behind.66
Welcome to the Berlin Republic 121
A third postwar generation, the 89ers, is waiting in the wings. It has been
shaped by a great historical event, the end of the cold war and the unifica-
tion of Germany. Born roughly between the 1970s and early 1980s, members
of this generation have come of age in a time of slow economic growth and
talk of Germany as the new sick man of Europe. Unlike the 68ers (and partly
because of the 68ers), who used Germany’s past against their fathers, this
group has a much weaker link to and feeling of responsibility for that past.
They feel that while the past cannot be forgotten, they should not continue
to be held responsible for the crimes of previous generations and that in
some respects the past “was often used as a pretext for inaction.”67 They
remain concerned about political and social issues, and much of their agenda
is a postmaterialist one. Unlike the 68ers, they are not attracted to the SPD.
They tend to be social and liberal at the same time, and many support the
Greens, yet they are far more skeptical of politics than the 68ers and have not
streamed into the major political parties. They focus their efforts on prag-
matic results at the local level, working through personal networks, the
Internet, and NGOs. They are concerned about practical problems that affect
them directly. This is a cohort whose members can be characterized as “prag-
matic idealists”; they do not think of themselves as a generation because
they do not believe in collective identities. They are more likely to shift their
allegiance depending on the personalities of the leaders, especially if they are
seen as charismatic, rather than remain loyal to the same party, and they may
be the precursor of a more volatile Berlin republic.
This generation has come of age during the rise and crash of the German
shareholder economy and its technology-driven Neuer Markt. 68 Members of
the youngest segment of this cohort (now in their late teens to mid-twenties)
place greater stress than the next two older cohorts on performance, secu-
rity, and power. They also have less interest in the environment than their
predecessors in the mid-1980s.69
These will be the leaders of the new, “normal” Germany. They tend to be
pro-European, with about half wanting the EU to develop into one state, and
they tend to favor enlargement of the EU to incorporate countries to Ger-
many’s east. As one major study of their attitudes concluded, “Europe is a
reality for the young.”70 They also regard Germany’s new role in a pragmatic
manner, free of the old left-right dichotomy. About 42 percent want to see
Germany speak up for its interests in the world more, and a third want to see
Germany have more influence. About a third want to maintain current lev-
els of cooperation with the United States, with about a fifth each wanting
either to decrease or increase it. A clear relative majority supports the inter-
122 Welcome to the Berlin Republic
past and telling them either to follow or to get out of the way was bound to
go against the grain of the younger generations in Germany. Only a relatively
few Germans were old enough to have directly experienced such key events
as the Berlin blockade, the building of the Berlin Wall, or the Kennedy visit
to Berlin. The unification itself is a dim memory to the young and a reminder
of Germany’s new sovereignty to the middle aged. As one high school student
in an East Berlin high school said just before the war in Iraq began, “I think
Germany has been grateful for more than fifty years. I think after fifty years
one can start being independent. The idea that we have to be grateful to the
Americans—why? We financed the Gulf War. Why should we be grateful?
Thirty thousand refugees were bombed in Dresden, so we have to be grate-
ful? Why?”77 While this reflects the perspective of an eastern German, it also
speaks for a generation. In discussions with about 100 high school students
in mid-2003, a reporter for Die Zeit found a widespread belief that the Amer-
ican leadership was arrogant and egotistical and had little regard for
international norms and institutions. This was an America that “listened to
no one” and one that treated the UN as a “high school parliament.”78
Iraq and the Bush administration’s leadership style were a catalyst for the
deep changes already under way in German political culture, reinforcing
the trend toward a more assertive and sovereign Germany. These changes are
paralleled by trends in the United States.
but key German hands in the second tier of the State Department. Helmut
Schmidt has placed great emphasis on the impact on U.S.-European rela-
tions of the East Coast foreign policy elite and the later shift of power to the
southern and western states, as well as of the shift in the composition of the
U.S. population away from those of European ancestry.79
The decline of U.S. interest and expertise in Germany was due less to any
decline in the East Coast establishment than to the relative weight of both
Europe and Germany in the world balance. Germany was the cockpit of the
cold war, which ended when the division of Germany ended. As U.S. inter-
ests and priorities shifted to other parts of the world, ambitious foreign
policy players began to make their careers in other regions rather than as
specialists in European or German affairs. The reshaping of the U.S. Foreign
Service, which was based on fears that officers who spent the bulk of their
careers in one region were going native and taking on too much of the per-
spective of those regions, also worked against allowing diplomats to develop
real expertise in the affairs of a particular country. The last generation of
German hands, figures like John Kornblum and J. D. Bindenagel, has now left
the Foreign Service, with no apparent successors.
While Richard Holbrooke was an influential ambassador during the Clin-
ton administration, his tenure was brief and his posting was a consolation
prize for not getting his first choice, Japan. Holbrooke had made his career
in Asian policy and in finance, not in European or German affairs, before he
arrived in Bonn. The American ambassador during the Iraq crisis, Daniel
Coats, was a former Republican senator from Indiana who was given Berlin
as a consolation prize after being rejected for the secretary of defense posi-
tion by Bush and Cheney. He had no real expertise or interest in Germany
prior to his appointment, and he was a very political ambassador, ruffling
German sensitivities with his open criticism of Schröder’s policies. He and
his wife were active evangelical Christians whose attempts to proselytize did
not sit well in the secular German culture.
The strong link provided by the stationing of U.S. armed forces in Ger-
many, especially the U.S. army, also weakened as the military presence fell
from a high of more than 200,000 troops in the 1980s to only about 50,000
in 2003. More than 12 million American service members and their families
had lived in Germany during the cold war, and both they and their families
served as important intermediaries between the two countries and the two
militaries. However, as U.S. military strategy was transformed during George
W. Bush’s administration under the leadership of Donald Rumsfeld, the
prospect of even further reductions of both U.S. military personnel and
Welcome to the Berlin Republic 125
their dependents seemed quite high. Rather than maintain large troop
deployments in Europe, the Defense Department shifted to a strategy of
maintaining lily-pad bases to serve as platforms for troops jumping from the
United States and a few European bases to points south and east of Europe.
Plans were to move U.S. forces to new, smaller bases in Poland, Bulgaria, and
Romania and to keep only the key U.S. airbase in Ramstein and a few other
facilities in Germany. While these plans had been gestating for a long time,
the timing made it appear to many Germans that Germany was being pun-
ished for its opposition to the war in Iraq and that the states that had
supported the administration were being rewarded. Whatever the case, the
end result would be a further weakening of the U.S. presence in Germany
and an inevitable weakening of U.S.-German military ties.
The fact that the U.S.-German public dialogue could degenerate so quickly
after five decades of partnership was due in part to the weakening generational
ties on both sides. With the end of the cold war, the growth of parochialism
in both countries became marked. Not only was it difficult to get members of
Congress to take foreign policy–related committee assignments, but foreign
trips, especially to affluent countries such as those of Europe, were quickly
labeled “junkets” by their political opponents and the media. While there is no
doubt a junket quality to a trip to a European capital, members of Congress
have much to gain from maintaining contacts with their foreign counterparts
and developing a sense of foreign perspectives.
The large U.S. and German stake in bilateral trade and investment creates
some links between the countries. The United States has more than $300 bil-
lion in assets in Germany, more than its total assets in Latin America.
Germany accounted for $61.4 billion (4.4 percent) of all U.S. foreign direct
investment (FDI) in 2001 and ranked sixth in the list of top destinations for
American FDI. The U.S. market was even more important to Germany, with
$152.8 billion (11.6 percent) of German FDI going to the United States,
making Germany the fourth-largest investor in the United States. U.S. com-
panies employed more than 400,000 Germans while Germany employed
about 730,000 Americans, making it the second-largest foreign employer in
the United States after the United Kingdom. German exports to the United
States increased by 106 percent in the period 1990–2001 while U.S. exports
to Germany rose by 80 percent.80
Beyond this substantial stake is a common business culture that is devel-
oping among executives of German and American multinational
corporations. A large number of German CEOs and key managers have
MBAs from American business schools and think in the same terms as their
126 Welcome to the Berlin Republic
The Bush foreign policy team includes members of the Silent Generation
(Donald Rumsfeld); an in-between group (pre-boomers) born during World
War II but too young for the boomer generation (Dick Cheney, Paul Wol-
fowitz, and Colin Powell); baby boomers (Bush, Hadley, and Libby); and a
Gen Xer (Rice). The key neocons, such as Paul Wolfowitz, Scooter Libby, and
Richard Perle, are second-generation neocons and either boomers or pre-
boomers. The first generation of neocons was born in the 1920s and shaped
by the struggles over Stalinism and fascism during the 1930s. As Peter Stein-
fels wrote, “The political reality that loomed over those years, and that
provided the formative political experience of these men, was the rise of
totalitarianism and the failure of socialism in the face of that threat.”83 The
second generation of neocons were boomers who were shaped by the grow-
ing legacy of the Holocaust, the rise of a Likudist Israel, and the Reaganite
approach to the struggle with communism and the USSR.
The nationalist conservatives had more of a generational mix, including
Rumsfeld from the Silent Generation, Cheney from the pre-boomers, and
Bush from the boomers. They were shaped by the Soviet threat and the cold
war, and they supported the war in Vietnam but did not play an active role
in it. Cheney was once asked why he did not serve in the military during that
time, and he replied, “I had other priorities.” Bush used family connections
to serve in the National Guard. None of the leading neocons had served in
the military, in Vietnam or elsewhere, leading to a real clash with Colin Pow-
ell, his deputy Rich Armitage, and others who did. Powell and Wolfowitz had
a running battle over policy, which was intensified by Powell’s disdain for
those who urged war without having actually experienced it, the so-called
chicken hawks.84
On a late summer evening in September 2003, former chancellor Helmut
Schmidt was the guest of honor at a dinner hosted by the German ambas-
sador to the United States, Wolfgang Ischinger, and his wife, Jutta
Falke-Ischinger, at the ambassador’s residence. Among those attending was
the chairman of the Federal Reserve, Alan Greenspan, and a host of foreign
policy specialists. In his remarks after dinner Schmidt reminisced about his
many visits to the United States and his friendship with Greenspan, Gerald
Ford, and a host of other prominent Americans. Schmidt’s summoning of
the past offered a startling contrast to the present; one could not imagine
either Gerhard Schröder or George W. Bush giving a similar talk.85
In his study of George W. Bush’s key foreign policy team, known as the
Vulcans, James Mann contrasted them to the other key generations of post-
war American leaders, the Wise Men and the Best and the Brightest. The
128 Welcome to the Berlin Republic
It is not surprising that the Pentagon has played so large a role not only in
the Bush administration’s defense policy but in its overall foreign policy.
The mission of this group was to first restore, then enhance, American mil-
itary power and to make the American military unchallengeable in the
twenty-first century.
With the exception of Colin Powell, few of the current American group
had much real experience with Germany. Rice, a former Soviet specialist, was
involved in the negotiations leading to German unification, and the others
had some NATO experience, particularly Rumsfeld, who served as U.S.
ambassador to NATO. When the crisis between Schröder and Bush broke,
there was no Kissinger or Scowcroft who could pick up the phone and call
a German counterpart with whom he shared confidence and friendship. In
previous administrations, the German hands could help ease tensions. Even
when Henry Kissinger had deep suspicions about the intentions of Willy
Brandt and his key aide, Egon Bahr, over Ostpolitik, he and his advisers still
had what the Germans would call a Fingerspitzengefühl, a feel for the cultural
and political context, which kept differences manageable.93 During 1989
and 1990, when tumultuous events were occurring at breakneck speed,
George H. W. Bush knew all the key international players intimately and
spent hours in personal conversations with Helmut Kohl, Mikhail Gorbachev,
and others.
The current crop of neocons did not trust the Germans and some held
them—and the rest of “old” Europe—in contempt. The nationalist conser-
vatives, who first worried that Germany would challenge U.S. power
immediately after unification, came to regard Germany as irrelevant, assum-
ing that “if we lead, they will follow.” The images of this group had been
shaped by a Europe that had failed the moral test of Hitler and failed again
in the Balkans, a Europe in demographic, economic, social, and even moral
decline. Worse yet, the European countries were no longer serious military
powers that could bring real capabilities to the table.
In summary, the generational cycles in both countries seemed to be shap-
ing leaders who were more inward looking and nationalistic and who had
few friends, associates, or experiences in other nations from which to draw
support in times of stress. To know others may not be to love them, but at
least one can hope to understand their interests and motives. At a session at
the German Historical Institute in Washington held on March 18, 2003, in
which both Henry Kissinger and Egon Bahr took part, Kissinger remarked
that he never thought that the German-American relationship could get so
bad so fast. The rapid decline was the result of serious weakening of the ties
130 Welcome to the Berlin Republic
of both sentiment and strategic interest. Part is clearly generational, but the
shifting of interests cannot be overlooked.
Finally there is the problem of the arrogance of power. The leadership of
the George W. Bush administration has been far less cautious than that of his
father, not only because of the predominance of realists and of the G.I. and
Silent Generations in the first administration but also because the power of
the Soviet Union served to restrain American unilateralism. The leaders in
Bush II are the first in U.S. history to be unconstrained by other great pow-
ers. The tendency toward arrogance was already apparent during the Clinton
years, when Secretary of State Madeleine Albright labeled the United States
“the indispensable nation” and remarked that the United States “sees further
than other countries into the future.”94
On the German side, the costs of challenging the United States also have
diminished. For a leadership that no longer felt as constrained by geography,
history, or strategic threats, killing the fathers, American and German, was
a means of shaping a new independent identity. Given these longer-term
trends, the pre-2002 relationship is gone, and a new one will have to be con-
structed by new leaders under new circumstances.
7
On September 24, 2003, months after the United States declared the
end of military action in Iraq, Gerhard Schröder and George W. Bush met
at the Waldorf Astoria hotel in New York, where both were attending a meet-
ing of the United Nations General Assembly. The mini-summit was the first
since their meeting in Berlin in May 2002, and it lasted forty minutes, longer
than the half-hour originally planned. Every minute carried symbolic
weight. As Der Spiegel commented, “the entire fate of the German-American
relationship hung on this half hour.” The meeting went well, and the presi-
dent referred to the chancellor by his first name, declaring, “We’ve had our
differences and they’re over, and we’re going to work together.” The chan-
cellor responded, “We very much feel that the differences there have been
have been left behind and put aside by now.”1 Television cameras filmed the
handshakes and smiles.
That meeting was followed by one at the White House on February 27,
2004. It was characterized as warm and resulted in the declaration of the
“German-American Alliance for the 21st Century.”2 This marked the formal
end of the diplomatic crisis that had begun in the summer of 2002, but it did
not imply that things were the same as they were in May 2002. Before he met
with Bush in New York, the chancellor had said that he did not want to kin-
dle a “love affair” with the Americans (“keine ‘Liebesbeziehung’ zu den
Amerikanern entfachen”) but rather to continue with “entirely normal con-
versations.”3 When after the Washington meeting he was asked whether
relations between him and the president had been restored, he answered,
“We have a good working relationship.”4 These carefully chosen words gave
131
132 From Alliance to Alignment
expression to how much had changed in the tone and style of what had
been a close alliance.
If the cold war ended with the fall of the Berlin Wall and the unification
of Germany, the post–cold war period ended with the war in Iraq. While the
chancellor and the president both stated that they wanted to look to the
future, not dwell on the past, some summing up of what happened and why
is needed to develop a realistic picture of what to expect going forward. In
assessing what happened, it is necessary to consider first whether the crisis
could have been avoided, then to look at what remains of common interests
that the two nations could use to form a new, different sort of partnership.
Finally, new problems, both German and American, must be considered.
A Failure of Leadership
When one looks back at events from September 11, 2001, through the inva-
sion of Iraq in the spring of 2003, a number of questions arise. How much
of the crisis was due to a personality conflict? Could alternative actions have
been taken that would have avoided or ameliorated the crisis? As noted at the
beginning of this book, the personalities involved mattered a great deal. As
one adviser in the chancellor’s office put it, “Don’t underestimate the impact
of the personalities of Bush and Schröder. Neither one wanted to take the
first step and admit that he had made a mistake.”5
The Bush administration decided to pursue its policies with or without
Germany. Condoleezza Rice’s characterization of the post-Iraq strategy as
one that would “punish France, ignore Germany, and forgive Russia”
reflected the administration’s faulty assessment that Germany did not
count.6 The White House had concluded that Germany’s ailing economy
and demographic decline meant a loss of dynamism and clout; those factors,
combined with the nation’s reluctance to use military force, made Germany
irrelevant in the Bush administration’s Hobbesian view of the post 9-11
world. By choosing to lead without worrying too much about who followed
and by being quite explicit in its contempt for those who opposed it, the
administration created ideal conditions for the formation of a counter-
coalition.
In dealing with the situation, European nations divided into two broad
camps, joining the German-French-Russian coalition or Tony Blair and his
“new European” allies, Italy, Spain, Poland, and the countries of eastern
Europe. Blair too had real worries about American unilateralism and the
direction in which Bush was headed. He was concerned about the impact on
From Alliance to Alignment 133
his view as one that emphasizes rights and responsibilities. “It is more than
just counterbalancing. One can’t be the slave of the others. Unilateralism,
cherry-picking alliances, can’t be the way. We want to go with the French but
not against the United States. Schröder is not a European power guy, but he
thinks Germany has the right to be consulted and included in a broader
alliance.”10 Blair told the Polish foreign minister on March 13, 2003, that “I
had dinner with Chancellor Schröder last night, and he does not want to be
part of an anti-American alliance.”11 In any case, Germany under Schröder
renewed its choice of France as a close partner, and the ramifications of that
choice will extend beyond Iraq. Surveys of German public opinion done
after the end of the war found both a steep drop in confidence in the lead-
ership of the United States and a sharp rise in support for the European
over the Atlanticist option, seemingly confirming Schröder’s choice.12
However, Schröder’s close alliance with France was a fundamental alter-
ation of traditional policy, under which Germany positioned itself between
Washington and Paris and thereby gained maximum leverage. By firmly
joining the French camp and subordinating its policies to those of France,
Germany lost a good deal of that leverage and flexibility. Schröder did this
more for tactical than strategic reasons, in an attempt to ease the isolation
in which he found himself after being frozen out by the Bush administration.
To some extent Schröder may have emboldened Chirac to pursue a coun-
terbalancing strategy more forcefully than he would have otherwise,
contributing to the deadlock in the UN and the confrontation with the
United States.
Schröder was convinced that an early, unilateral war in Iraq was strategi-
cally unsound and could lead to a more unstable and dangerous Middle East
as well as undermine the fight against terrorism. He would have pursued this
policy even if an election campaign had not been going on at the time,
although his rhetoric might have been different. Yet he miscalculated Ger-
many’s weight and leverage with the Bush administration just as the
administration underestimated Germany’s importance. He did not seem to
fully appreciate the difficulty of confronting a superpower, and he failed to
prevent a war he thought unwise. Could he have found a middle position
between Chirac and Blair and mobilized an EU consensus around it? Could
he have tried to broker a deal at the UN rather than side with France and
Russia? Would he have been better off even by joining Blair in his approach
to the United States? The effect of the approach that Schröder did take was
to weaken the German-American relationship as well as diminish the credi-
bility of both NATO and the UN. Germany’s calling since the catastrophe of
From Alliance to Alignment 135
exaggerating its power and influence. He seems to have lost his tactical sense
after his election victory, giving up his flexibility and handing the initiative
to Chirac. While he gained at home, he damaged Germany’s foreign policy
role. In addition, he excluded his key foreign policy advisers, both in the
Chancellery and the Foreign Office, and made a decision with major strate-
gic implications largely on the recommendations of a few political advisers
who had little background in foreign policy.
do this because they would know that it would hurt the Muslim world.”
Revelations that surfaced in the United States in 2004 that 9-11 may have
been a pretext for waging a war already planned against Iraq will only deepen
such suspicions.19
A German Marshall Fund survey conducted in June 2003 found that of
all the European publics polled, the Germans exhibited the most dramatic
loss of confidence in the United States and growth in their preference for a
European alternative to American leadership.20 In spring 2004, polls con-
ducted by both the Pew Research Center and the Konrad Adenauer
Foundation found that the damage remained deep. The Pew survey found
that Germans continued to have favorable opinions of Americans and made
a distinction between the Bush administration and the American people. Yet
it found that 63 percent of Germans wanted Germany to be more inde-
pendent of the United States while only 36 percent wanted to remain as
close as before; moreover, 70 percent thought that it would be a good thing
if the EU were as powerful as the United States.21
In the Adenauer Foundation survey, conducted in February 2004, 71 per-
cent of respondents believed that the United States pursues its interests in a
reckless and egotistical manner and one-half did not have confidence in the
ability of the United States as a world power because it has so many prob-
lems at home that it has not been able to deal with.22 At the same time, the
German public understands the importance of Germany’s relationship with
the United States. In the same Adenauer Foundation poll, 90.4 percent
agreed with the statement that a good relationship with the United States is
important for Germany and 80.9 percent believed that a bad relationship
would harm the German economy. However, 68 percent agreed with the
view that a close relationship would increase the danger of terrorist attacks
against Germany.23
The American public’s image of Europeans had recovered somewhat
from May 2003; still, only half of Americans had a favorable view of Ger-
mans, down from the 83 percent favorable rating they held in 2002. The
American public was much less shaken than the German public by the cri-
sis in the relationship. More than half (55 percent) believed that the United
States should remain as close to Europe as in the past, and only 36 percent
favored a more independent approach. Unsurprisingly, conservative Repub-
licans were much more in favor of looser security and diplomatic ties with
Europe (44 percent) than liberal Democrats (24 percent).24 Germans now
regard the United States as a power like any other great power, interested
primarily in expanding its power. It has lost much of its moral authority and
140 From Alliance to Alignment
its credibility. It has drained its reserves of moral and sentimental support
in Germany, and they are unlikely to be replenished. As one longtime Amer-
ican German watcher, Ronald Asmus, describes it, “Whereas U.S. military
prowess may be at an all-time high, Washington’s political and moral author-
ity has hit a new low,” a casualty of the actions of the U.S. government as well
as Germany’s changing sense of its own identity.25
The distance between the two societies has grown. The future of the Ger-
man-American relationship will not be founded on sentiment, friendship,
or common values, but rather on the cold calculation of self-interest. No
amount of good feeling or renewed pledges of friendship will overcome the
absence of the mutual strategic interests that bound the countries during the
cold war. The German political culture will no longer give any U.S. govern-
ment the benefit of the doubt. The key question for the future is whether the
common strategic interests that remain can be shaped to give the relation-
ship a realistic basis.
We Can’t Bring Back the Wall: New Challenges and New Interests
The future of the relationship between Germany and the United States after
Iraq will be depend on the lessons the countries draw from the experience
and their interpretation of their national interest and the challenges of the
post 9-11 world. Crises also bring opportunities to reshape and rejuvenate
institutions and relationships. The Iraq case drove Washington and Berlin
apart, but it also brought them closer to new agreement in some areas. The
challenge of terrorism has been taken seriously by both nations, and the
level of cooperation between their police, immigration, and intelligence
agencies has been by all accounts excellent. The United States may yet
emerge from the Iraq experience understanding that both hard power and
unilateralism have real limits and that a war on terrorism has to be multi-
lateral; moreover, it has to include state and society building as well as the
threat of force.
Germans also have gained a better appreciation for the dangers of the new
form of terrorism represented by al Qaeda and its spinoffs. As a leading Ger-
man researcher associated with the Frankfurt Institute of Peace Research
concluded just before the war in Iraq began, “American capabilities in the
fight against transnational ‘megaterrorism’ remain an asset for European
security. The same is true for the U.S. capacity to serve as a stabilizer for
regions in which Europe has a strong interest but is not capable by itself to
From Alliance to Alignment 141
pacify, such as the Persian Gulf.”26 Germans understand the dangers posed
by the proliferation of weapons of mass destruction (WMD) and its nexus
with terrorism. The German government has acknowledged the need for a
military element to any nonproliferation strategy, has extended its military
role in Afghanistan, and has pushed for a broader mandate for the NATO
force there, a force co-led for a time by Germany. It has provided more than
7,950 peacekeeping troops in the Balkans and in Afghanistan, the second-
largest contingent after that of the United States. This includes 1,790 forces on
the ground in the ISAF (International Security Assistance Force) in
Afghanistan, and another 610 in Operation Enduring Freedom in Afghanistan
and in the Horn of Africa, where they are engaged in the struggle against al
Qaeda. After the Iraq war began, the German government decided to extend
German troop involvement beyond Kabul to Kundus. The money spent on
peacekeeping has jumped from around 131 million in 1995 to more than
1.5 billion in 2002.
The German contribution, however, has been consistently denigrated by
leading neocons and some senior members of the Bush administration. Just
days before Secretary Rumsfeld’s trip to Germany in June 2003, four German
peacekeeping troops were killed in Kabul, yet he made no mention of this
sacrifice in his speech to the Marshall Center in Garmisch, a speech attended
by his German counterpart, Peter Struck. Germans have a right to com-
plain, as Harald Müller has, that “it is all the more disturbing that leading
U.S. conservative intellectuals badly underrate the military contribution
Europe is making to Western security, despite the gulf between European
and U.S. capabilities. Even more disturbing, people advising the U.S. gov-
ernment, such as Richard Perle and members of the Administration itself,
depict the Europeans as a pacifist bunch of wimps. . . . the Atlantic Alliance
will not survive if European blood is shed on America’s behalf and yet this
arrogant attitude within the U.S. conservative elite persists.”27
group to launch an attack on a NATO ally. It opposed the war of choice the
U.S. fought in Iraq in part on principle and in part on strategic grounds. Yet
it has agreed that NATO has a role outside of Europe and is participating in
the NATO Reaction Force, which will intervene in countries that either sup-
port terrorism or are unable to prevent it. The Westphalian principle of
nonintervention in the internal affairs of sovereign states has clearly been
weakened by the emergence of the new threats posed by nonstate actors as
well as by the emergence of a new global acceptance of the right of inter-
vention on humanitarian grounds.
There remains a wide gap between a doctrine of preemptive and preven-
tive armed intervention, or what American officials call “anticipatory
self-defense,” and the German view of when such intervention is justified,
but both sides see the need to develop criteria and procedures for dealing
with the problem of nonstate terrorism. Given the heavy cost of the war in
Iraq, even a conservative American administration will be constrained from
launching another preventive war. There also will be a need for a common
approach to the administration of international protectorates, failed states
that go into international receivership.
of the region and integrate them into the larger pan-European and transat-
lantic security system. They both want a Russia that is democratic and open
to the outside world, a place that through the effective and consistent rule of
law will prove reliable for foreign investment. They both also have an inter-
est in developing the Russian energy sector and reducing their dependence
on Middle Eastern oil.
The Russia-France-Germany triangle that emerged during the Iraq crisis
is unlikely to lead to a new long-term alliance against the United States
because it would risk isolating these countries and further splitting “old” and
“new” Europe.32 From the German perspective, it would risk reopening fears
in Poland of a new German-Russian condominium in eastern Europe and
thus risk creating a countercoalition within both the EU and NATO.
Nonetheless, Iraq provided indications that the German-Russian relation-
ship is far more fluid than it was during the cold war and that Russia and
Germany are now ad hoc partners. In addition, Russian and German views
on the role of the UN and other international institutions are closer than
German-American views, and Moscow and Berlin have had a common
vision for a UN authority in Iraq. Even so, the overall prospects for cooper-
ation between Germany and the United States on the eastern agenda look
promising given the convergence of the nations’ interests in the region.
peace.” It is this hubris, if followed for much longer, that will undermine
America’s global leadership and isolate it in much the way that Kaiser Wil-
helm II isolated Germany before World War I. As Martin Wolf warns, “If the
U.S. behaves solely as a nineteenth-century power—be it liberal imperialist
or nationalist—of a kind it once abhorred, it will promote a nineteenth-cen-
tury world.”41
two formerly close partners. This drift may yet turn into an open break,
raising questions about German identity, which to a great extent has been
shaped by the presence and influence of the United States. It also suggests a
danger for Germany: that any weakening of its transatlantic ties may raise
renewed fears in Europe about a Germany unbound. The American con-
nection assured Germany’s European partners that there were restraints on
German power. If that tie is substantially weakened, then old concerns may
return, especially among the newer member states of NATO and the EU,
especially Poland.
The result could be a return of the Bismarckian dilemma—that a pow-
erful Germany in the heart of Europe will create countervailing coalitions
around it—if Europe itself does not prove strong enough to provide a new
framework for German power and aspirations. Otto von Bismarck was
keenly aware of this dilemma; as described by the historian Hajo Holborn:
He . . . most deliberately avoided wrecking the system under which
Europe was ruled by five major powers. The continuity of the inter-
national order of Europe was a conscious aim of Bismarckian
diplomacy, since it would contribute to the security of Germany. In
this sense Bismarck was not only a German but also a European
statesman in the tradition of Metternich, as he liked to state his rejec-
tion of all Great German and Pan-German designs with the
Metternichian phrase that “Germany was saturated.”47
Or as Bismarck himself put it, “When there are five, try to be a trois.”
The German historian Michael Stürmer has written that “the German
Question, put in its crudest form, has always been twofold: To whom does
Germany belong, and to whom do the Germans owe their allegiance? In
1990 it was in the fine print of the ‘Two Plus Four’ agreement that united
Germany should continue to be firmly rooted in the European Union . . . and
be the most loyal member of the Atlantic Alliance.”48 Now that the Atlantic
pillar is weakened if not crumbling, how resilient will the European pillar of
German policy be? David Calleo has posed the German problem in this
broader context:
The Atlantic Alliance assumed Europe to be intrinsically unstable and
therefore to require an external balancing power. The European Union
assumed that Europe was not irremediably unstable: Europeans in
general, and French and Germans in particular, were capable of rec-
onciling their national interests and of harmonizing them into a
collective interest with a common institution.49
152 From Alliance to Alignment
The answer to the new German question rests, therefore, on whether the
European construction can and will hold. For Germany, the European pil-
lar really consists of the west and central European circles of German policy.
German policy since unification has attempted to reconcile these two circles
by integrating the old Mitteleuropa into the west European pillar by expand-
ing the membership of the EU and NATO. However, the Iraq crisis, the
violation by Germany and France of the EU’s public deficit limits (limits that
were insisted on by the Kohl government to ensure that the euro would be
as stable as the German mark), and the uncertain future of the new EU con-
stitution have raised the specter of a divided Europe and a slowing or reversal
of the trend toward ever-greater European integration. Added to this is the
prospect of a weak and drifting Germany, preoccupied with economic and
demographic stagnation and less and less able to fund the largest share of the
EU’s budget, which could have serious implications for the Common Agri-
cultural Policy and the financing of the enlargement of the EU to the east
and south. Given the parochialism of the current generation of German
leaders, the danger signs are abundant that the German question, in a new
form, is about to return to center stage in Europe.
Germany, therefore, faces the prospect of a return to the Bismarckian
dilemma if it confronts a more fluid transatlantic and European milieu than
that which existed during the cold war and the 1990s. Germany has turned
to France and the Franco-German pillar as a means of avoiding the coun-
tercoalitions against German power that occurred after 1871, but whether
that will provide for stability in a larger and more fluid Europe remains
uncertain.
The United States and Germany continue to need each other, and they
must find a new, realistic basis for their relationship. As Zbignew Brzezinski
has persuasively argued, “An essentially multilateralist Europe and a some-
what unilateralist America make for a perfect global marriage of convenience. . . .
Neither America nor Europe could do as well without the other. Together,
they are the core of global stability.”50 In order for this marriage to have a
chance, both the American and German problems must be solved. U.S. lead-
ers must return to the more enlightened form of leadership provided by the
generation of the Wise Men and work toward building a constructive part-
nership with a unifying Europe rather than pursue the chimera of a “policy
of disaggregation” that seeks to divide and conquer. European leaders, with
Germany’s leadership being central, must avoid the temptation to act as a
rival of the United States. They will be much more likely to do so if the
American problem is resolved. In this scenario, Germany could return to a
From Alliance to Alignment 153
central position in Europe and would regain some flexibility in its position
by renewing ties with Britain, Poland, and the central European states and
resisting the French temptation to form a new directorate for Europe.
If Germany and the United States part ways, this scenario will be in great
jeopardy. Yet given all the changes—both domestic and international—that
have occurred since 9-11, there will be some parting of the ways, a tendency
toward distancing rather than balancing. If there is to be a new partnership,
it will have to be more one of equals, of real partners, and that will require
great adjustments on both sides of the Atlantic. At the same time, the seri-
ous possibility of a deepening and more permanent rift and the emergence
of a relationship based on rivalry—in short, a split in the West—are greater
than at any time since the end of World War II. Ultimately, those in power
in both Washington and Berlin will be the ones who decide whether to re-
create or destroy a relationship that has proven to be the guarantor of
European stability for more than half a century.
appendix
Chronology of
German-American Relations
September 11, 2001–March 20, 2003
2001
September 11 Terrorists attack the World Trade Center and the Pentagon.
Chancellor Schröder announces “unconditional solidarity” with the
United States.
September 12 UN Security Council passes Resolution 1368 (2001), which
acknowledges the attacks as an attack on the United States. Statement by
Chancellor Schröder to Bundestag.
September 14 Two hundred thousand people participate in a demonstra-
tion, Keine Macht dem Terror (No Power to Terrorism), in Berlin.
October 2 NATO invokes Article 5, its self-defense clause.
November 7 Operation Enduring Freedom begins. The German govern-
ment agrees that German soldiers can participate in antiterrorist
missions. There is substantial resistance from parts of the SPD and
Greens.
November 13 Schröder connects a vote in the Bundestag on military mis-
sions with a vote of confidence for his government.
November 16 The Bundestag agrees that German forces can participate
with allies in military actions in the fight against terrorism. A maximum
force of 3,900 soldiers is approved for a period of twelve months.
Schröder wins the vote of confidence.
2002
January 29 Bush gives a State of the Union address describing Iran, Iraq,
and North Korea as an “axis of evil.”
154
Chronology of German-American Relations 155
2003
January 7 French prime minister Jacques Chirac tells armed forces chiefs
to be ready “for any eventuality.”
January 13 Meeting between Maurice Gourdault-Montagne and Con-
doleezza Rice, from which France concludes that U.S. military action
against Iraq is inevitable.
January 20 So-called “ambush” of Colin Powell at UN by France and Ger-
many.
January 21 At a campaign rally in Goslar, Schröder says that Germany
would not vote in favor of a UN resolution legitimizing a war against
Iraq.
January 22 Schröder and Chirac issue statement in Versailles declaring
that war was a last resort and would require a UN Security Council deci-
sion. Rumsfeld labels France and Germany part of “old Europe.”
Chronology of German-American Relations 157
January 27 Hans Blix tells the UN Security Council after sixty days of
inspections that Iraq is defying international demands to disarm.
January 30 Wall Street Journal publishes a letter signed by British prime
minister Tony Blair, Spanish prime minister José María Aznar, and six
other European leaders supporting the United States.
February 2 SDP suffers major losses in state elections.
February 5 Powell addresses the UN Security Council, offering what he
calls detailed proof that Iraq is hiding weapons of mass destruction and
maintaining links to al Qaeda.
February 6 Rumsfeld groups Germany with Libya and Cuba on the Iraq
issue.
February 7 Schröder tells SPD parliamentarians that Iraq represents a
“historic decision” with respect to whether one nation will dictate world
affairs.
February 8 Confrontation between Rumsfeld and Fischer at the
Wehrkunde conference in Munich.
February 9 Schröder tells Chirac in a telephone conversation, “I will bring
Putin along. Then we can create a trilateral relationship.”
February 10 Major row erupts within NATO after France, Belgium, and
Germany block a request that the alliance prepare to aid Turkey in case
Turkey is attacked by Iraq.
February 14 UN Security Council holds a crucial meeting to hear an
updated report by the chief weapons inspectors.
February 15 Millions of people across the globe take to the streets to
protest U.S. plans for war.
March 5 France, Germany, and Russia vow to oppose a new UN resolution
backing military action against Iraq.
March 7 Blix and Mohamed ElBaradei present a new report to the UN
Security Council that is more positive about Sadaam’s cooperation on
disarmament.
March 10 Chirac goes on national television to say that “France will vote
no” to a second resolution authorizing war on Iraq whatever the circum-
stances. Russia also vows to veto such a resolution.
March 13 Reacting bitterly to France’s refusal to approve a new UN reso-
lution, Tony Blair says a vote on the resolution is now less likely than
ever.
March 13 White House backtracks, dropping demands for a new UN
Security Council vote on war with Iraq and hinting that it may forgo UN
approval for military action altogether.
158 Chronology of German-American Relations
159
160 Notes to Pages 9–16
cation of Paul O’Neill (New York: Simon and Schuster, 2004). Also see “Bush Sought
‘Way’ to Invade Iraq?” CBS, 60 Minutes, January 11, 2004 (www.cbsnews.com/
stories/2004/01/09/60minutes/main592330.shtml [March 2004]); and Richard
Clarke, Against All Enemies: Inside America’s War on Terror (New York: Free Press,
2004).
6. Office of the Press Secretary, “German Leader Reiterates Solidarity with U.S.,”
White House, October 9, 2001.
7. Hogrefe, Gerhard Schröder, pp. 211–12.
8. Bob Woodward, Bush at War (New York: Simon and Schuster, 2002), pp.
179–80. Schröder reportedly was disappointed that Bush did not appreciate the risk
he had taken with the vote of confidence.
9. Oliver Schröm, “Im Visier der besonnenen Fahnder,” Frankfurter Allgemeine
Sonntagszeitung, January 12, 2003, p. 45.
10. Hofmann, “Der lange Weg zum lauten Nein.”
11. Hogrefe, Gerhard Schröder, pp. 211–12.
12. Hogrefe, Gerhard Schröder, p. 208; also based on an interview with Michael
Inacker, November 8, 2002.
13. Interview with Inacker.
14. Hogrefe, Gerhard Schröder, pp. 211–12.
15. Office of the Press Secretary, “Remarks by President Bush and Chancellor
Schröder of Germany in Press Availability,” White House, May 23, 2002.
16. The Christian Democratic opposition came to believe that Schröder had
actually given Bush a letter stating that he would support a war in Iraq, but there is
no credible substantiation for this suspicion. Ambassador Coats also believed that
Schröder had clearly agreed not to openly oppose the Bush administration’s policy
on Iraq. See also Hofmann, “Der lange Weg zum lauten Nein.”
17. Conversations with staff member of the National Security Council, July 7,
2003.
18. Office of the Press Secretary, “Remarks by President Bush and Chancellor
Schröder.”
19. Bob Woodward, Plan of Attack (New York: Simon and Schuster, 2004), pp. 1,
98–103.
20. Lally Weymouth, “Schröder: We Have a Good Relationship,” Washington Post,
February 29, 2004, p. B7.
21. “President Bush Delivers Graduation Speech at West Point,” June 1, 2002,
www.whitehouse.gov/news/releases/2002/06 [June 2002].
22. The major polling organizations had the Christian Democratic Union
(CDU)/Christian Social Union (CSU) with 38 to 40 percent and the SPD with
between 33 and 36 percent in early July 2002. Most alarming, the SPD trailed in its
power center, the state of North Rhine–Westphalia, and with only 42 percent sup-
port in an early July 2002 poll trailed by almost 5 percent its margin there at the same
time in the 1998 campaign. At the end of July, just before Schröder launched a cam-
162 Notes to Pages 22–27
paign against U.S. policy in Iraq, the SPD had lost another 5 points in the polls and
the opposition had gained 2 points, so that the SPD was trailing the CDU/CSU by
a margin of 43 to 35 percent. “‘Ich oder der’: Gerhard Schröder gegen Edmund
Stoiber—das Protokoll eines Machtkampfes,” Der Spiegel, no. 38 (2002), pp. 62, 66.
23. Interview with Steven Erlanger, July 11, 2003.
24. “Krieg der Worte,” Der Spiegel, no. 38 (2002), p. 20.
25. “Schröder: Keine Beteiligung an Krieg gegen den Irak,” Frankfurter Allgemeine
Zeitung, August 5, 2002, p.1. German text reads: “Schröder sagte öffentlich: ‘Wir
hören wirklich Nachrichten aus dem Nahen Osten, die beunruhigen, bis hin zu
neuer Kriegsgefahr. Ich denke, wir haben nach dem 11 September bewiesen, daß wir
besonnen, auch entschieden reagieren, aber immer besonnen, daß wir Solidarität mit
unseren Partnern leisten, aber für Abenteuer nicht zur Verfügung stehen, und dabei
wird es bleiben.”
26. “Rede von Bundeskanzler Gerhard Schröder zum Wahlkampfauftakt am
Montag, 5. August 2002, in Hannover (Opernplatz).” He also said, “And for those
who believe that this country, this government, will take the comfortable way out,
as Kohl did, and remain out while paying—at that time 18 billion marks—they are
wrong. To them I say, this Germany is a self-confident country. We have not shied
away from the international struggle against terrorism.” (www.spd.de/servlet/
PB/show/1019520/Schr%F6der%20Rede%20WahlkampfauftaktHannover.doc [July
27, 2004]).
27. “Ich oder der,” Der Spiegel, p. 66.
28. Elisabeth Bumiller, “A Partner in Shaping an Assertive Foreign Policy,” New
York Times, January 7, 2004, p. A6.
29. For a discussion of the ideological divisions on foreign policy within the Bush
administration, see chapter 4.
30. The distinction between preemptive and preventive war is discussed in chap-
ter 4. Preemptive war is conducted to counter a direct and immediate threat; a
preventive war is fought to prevent a threat from developing down the road—what
President Bush often referred to as a “gathering threat.”
31. Office of the Vice President,“Vice President Cheney Speaks at Veterans of For-
eign Wars 103rd National Convention, August 26, 2002” (www.whitehouse.gov [July
19, 2004]).
32. “Krieg der Worte,” Der Spiegel, p. 21.
33. Ibid.
34. Office of the Vie President, “Vice President Cheney Speaks.”
35. “Bundestagswahlkampf: TV-Duell: Stoiber Gegen Schröder,” transcript of TV
debate on ARD and ZDF on September 8, 2002.
36. Steven Erlanger, “German Leader’s Warning: War Plan Is a Huge Mistake,”
New York Times, September 5, 2002, p. A9.
37. Interview with Erlanger, July 11, 2003.
38. “Krieg der Worte,” Der Spiegel, p. 21.
Notes to Pages 27–31 163
Japan and other large and important states, a permanent seat on the Security Coun-
cil. Germany and Japan are the second- and third-largest contributors to the UN
budget, and they feel that they should have a larger role in the decisionmaking
process.
11. “Die Hoffung wird immer kleiner,” Der Spiegel, December 30, 2002.
12. Woodward, Plan of Attack, pp. 269–74.
13. See Gordon and Shapiro, Allies at War, pp. 121–25.
14. Peel and others, “War in Iraq,” p. 11.
15. Christian Hacke, “Deutschland, Europa und der Irakkonflikt,” Aus Politik und
Zeitgeschichte, vols. 24–25 (June 10, 2003), p. 9.
16. Peel and others, “War in Iraq,” p. 11.
17. Beste and others, “Du musst das hochziehen,” p. 58.
18. Gordon and Shapiro, Allies at War, chapter 5.
19. Steven R. Weisman, “U.S. Set to Demand That Allies Agree Iraq Is Defying
U.N.,” New York Times, January 23, 2003.
20.“Es ist nicht Ergebnis meiner Politik, dass Europa gespalten ist,” Spiegel Online,
February 4, 2003 (www.spiegel.de/politik/deutschland/0.1518,233749,00.html).
21. “The Rift Turns Nasty: The Plot That Split Old and New Europe Asunder,”
Financial Times, May 28, 2003, p. 13.
22. Beste and others, “Du musst das hochziehen,” p. 60.
23. Angela Merkel, “Schröder Doesn’t Speak for All Germans,” Washington Post,
February 20, 2003, p. A39.
24. “Pro-Kriegs-Kurs: Merkels Brief and die Bürger,” Spiegel Online, March 28
2003 (www.spiegel.de/politik/deutschland/0,1518,242482,00.html [March 2003]).
25. “Pro-Kriegs-Kurs.”
26. See Woodward, Plan of Attack, pp. 319–20; and Stephens, Tony Blair, pp.
229–37.
27. Interview with senior State Department official, July 2003.
28. Stephens, Tony Blair, pp. 234–37.
29. “Die Schröder Rede im Wortlaut,” Die Tagesschau, March 18, 2003
(www.tagesschau.de/aktuell/meldungen/0,2044,OID1649966_TYP4,00.html
[March 2003]).
30. Henry A. Kissinger, “Role Reversal and Alliance Realities,” Washington Post,
February 10, 2003, p. A21. See also Ivo H. Daalder, “The End of Atlanticism,” Sur-
vival, vol. 45 (Summer 2003), p. 147.
31. Interview with senior German Foreign Office official, June 2003.
32. Interview with senior German diplomat, July 2003.
33. Interview with senior German diplomat, July 2003.
34. “Eyes on Iraq; In Cheney’s Words: The Administration’s Case for Removing
Saddam Hussein,” New York Times, August 27, 2002, p. A8.
35. Joschka Fischer, federal minister for foreign affairs, speech to the 40th Munich
Conference on Security Policy, Munich, February 7, 2004 (www.auswaertiges-
amt.de/www/en/ausgabe_archiv?archiv_id=5338 [February 23, 2004]).
166 Notes to Pages 48–52
157–80; Stephen Szabo and Joachim Krause, Redefining German Security (Wash-
ington: American Institute for Contemporary German Studies, 2002)
(www.aicgs.org [March 2003]); and Anja Dalgaard-Nielsen, “Gulf War: The German
Resistance,” Survival, vol. 45 (Spring 2003), pp. 99–116.
2. Philip Taubman, “The Bush Years: W’s World,” New York Times Sunday Maga-
zine, January 14, 2001, p. 30.
3. Address delivered at Wake Forest University, October 2000; quoted in Stephen
Fidler and Gerald Baker, “America’s Democratic Imperialists: How the Neo-Con-
servatives Rose from Humility to Empire in Two Years,” Financial Times, March 6,
2003, p. 11. See also James Mann, The Rise of the Vulcans: The History of Bush’s War
Cabinet (New York: Viking, 2004).
4. These classifications are modifications of those offered by Fidler and Baker,
“America’s Democratic Imperialists,” p. 11. The terms democratic imperialists and
assertive nationalists originate with Ivo Daalder of the Brookings Institution and
Charles Kupchan of Georgetown University (both of whom are cited by Fidler and
Baker), and are more fully elaborated in Ivo H. Daalder and James M. Lindsay, Amer-
ica Unbound: The Bush Revolution in Foreign Policy (Brookings, 2003), especially
chapters 1 and 3.
5. Realism “is the most elegant and time-honored theory of international order:
order is the result of balancing by states under conditions of anarchy to counter
opposing power concentrations or threats. In this view, American preponderance is
unsustainable: it poses a basic threat to other states and balancing reactions are
inevitable.” G. John Ikenberry, “Introduction,” in America Unrivaled: The Future of
the Balance of Power, edited by G. John Ikenberry (Cornell University Press, 2002),
p. 3.
6. Condoleezza Rice, “Promoting the National Interest,” Foreign Affairs, vol. 79
(January-February 2000), p. 47.
7. Daalder and Lindsay, America Unbound, p. 46.
8. Taubman, “The Bush Years,” p. 28.
9. The term was originally coined by Alexis de Tocqueville. For a recent discus-
sion of its expression in post-9-11 America, see John Parker, “A Nation Apart: A
Survey of America,” Economist, November 8, 2003. See also Daalder and Lindsay,
America Unbound, pp. 6, 45.
10. Peter Steinfels, The Neoconservatives: The Men Who Are Changing America’s
Politics (New York: Simon and Schuster, 1979), p. 50.
11. See Mann, The Rise of the Vulcans.
12. For a history of the struggle over Stalinism among New York intellectuals, see
William Barrett, The Truants: Adventures among the Intellectuals (Garden City, N.Y.:
Anchor, 1982). One of the earliest studies of the neoconservative movement is Stein-
fels, The Neo Conservatives; see also Elisabeth Drew, “The Neo Cons in Power,” New
York Review of Books, June 12, 2003, pp. 20–22; and Mann, The Rise of the Vulcans.
13. Steinfels, The Neo Conservatives, p. 7.
168 Notes to Pages 56–59
29. David Frum and Richard Perle, An End to Evil: How to Win the War on Terror
(New York: Random House, 2003), especially chapter 8.
30. Christopher Caldwell, “The Angry Adolescent of Europe,” Weekly Standard,
October 7, 2002 (www.weeklystandard.com).
31. Frum and Perle, An End to Evil, p. 246 (emphasis added).
32. For a litany of neocon concerns about Europe, see “Continental Drift,” Amer-
ican Enterprise (December 2002), pp. 24–41; Charles Krauthammer, “Don’t Go Back
to the U.N.,” Washington Post, March 21, 2003, p. A37; and also Krauthammer, “The
French Challenge,” Washington Post, February 21, 2003, p. A27.
33. Helmut Schmidt, “Europa braucht keinen Vormund,” Die Zeit, August 5, 2002
(www.zeit.de).
34. Michael Kelly, “Germany’s Mister Tough Guy,” Washington Post, February 12,
2003, p. A29.
35. Steinfels, The Neo Conservatives, p. 13.
36. Fidler and Baker, “America’s Democratic Imperialists,” p. 11; and Mann, The
Rise of the Vulcans, pp. 177–97.
37. Fidler and Baker, “America’s Democratic Imperialists,” p. 11.
38. See Thomas E. Ricks, “Holding Their Ground,” Washington Post, December
23, 2003, pp. C1–2.
39. Walter Russell Mead, “The Jacksonian Tradition and American Foreign Pol-
icy,” National Interest (Winter 1999/2000), p. 17. See also Daalder and Lindsay,
America Unbound, chapters 1 and 3.
40. See Fidler and Baker, “America’s Democratic Imperialists,” p. 11.
41. Frances Fitzgerald, “George Bush and the World,” New York Review of Books,
September 26, 2002, p. 80.
42. Fidler and Baker, “America’s Democratic Imperialists,” p. 11.
43. Thom Shanker and Eric Schmitt, “Rumsfeld Seeks Consensus through Joust-
ing,” New York Times, March 19, 2003, p. A16.
44. Quoted in Steven R. Weisman, “Preemption: Idea with a Lineage Whose Time
Has Come,” New York Times, March 23, 2003, p. B1.
45. Dana Milbank, “For Bush, War Defines Presidency,” Washington Post, Febru-
ary 9, 2003, p. A20.
46. Ibid.
47. Bob Woodward, Bush at War (New York: Simon and Schuster, 2002), pp. 48, 49.
48. Fidler and Baker, “America’s Democratic Imperialists,” p. 11.
49. See Timothy Garton Ash, “Anti-Europeanism in America,” New York Review
of Books, February 13, 2003, p. 34; and Stanley Hoffmann, “The High and the
Mighty,” American Prospect, January 13, 2003, pp. 28–31.
50. Quoted in Woodward, Bush at War, p. 60.
51. “Wolfowitz at Informal Meeting at NATO Headquarters on September 26,
2001, Department of Defense Briefing, September 26, 2001, Federal News Service,
Inc. Also available on www.nato.int/docu/comm/2001/0109-hq/0109-hq.htm#sp.
170 Notes to Pages 64–70
Gassert, “Mit Amerika gegen Amerika,” pp. 740–49, Kori Schake, “NATO-Strategie
und das deutsch-amerikanische Verhältnis,” pp. 211–21, and Michael Broer, “Zwis-
chen Konsens und Konflikt: Der NATO Doppelbeschluss, der INF Vertrag und die
SNF Kontroverse, pp. 234–44, in Junker, ed., Die USA und Deutschland.
10. John Lukacs, The End of the Twentieth Century and the End of the Modern Age
(New York: Ticknor and Fields, 1993), p. 86. A notable exception was Helmut Kohl,
who viewed the deployment of INF missiles in Germany as the key to German uni-
fication and the peaceful end of the cold war: Helmut Kohl, with Kai Diekmann and
Ralf Georg Reuth, Ich Wollte Deutschlands Einheit (Berlin: Propyläen Verlag, 1996).
See also Stephen F. Szabo, The Diplomacy of German Unification (New York: St. Mar-
tin’s Press, 1992), pp. 14–16.
11. The Bush quote can be found in Philip Zelikow and Condoleezza Rice, Ger-
many Unified and Europe Transformed (Harvard University Press, 1995), p. 105;
Reagan made his famous speech at the Brandenburg Gate in Berlin on June 12,
1987.
12. Elisabeth Noelle-Neumann, Ein Gefühl echter Freundschaft: Die Deutschen
haben großes Vertrauen zu Frankreich (Allensbach: Institut für Demoskopie Allens-
bach, May 14, 2003), table 5; also published in the Frankfurter Allgemeine Zeitung,
May 14, 2003.
13. Poll results from a survey conducted by Forsa and published on November 7,
2001. All of these surveys were provided by Forsa; I have the tabulated data tables.
Forsa, a polling organization like Gallup, is located in Berlin; its official title and
address are Gesellschaft für Sozialforschung und statistische Analysen mbH, Max-
Beer-Straße 2, 10119 Berlin.
14. Institut für Demoskopie Allensbach, “Terror in Amerika: Die Einschätzung in
Deutschland,” telephone poll, September 13, 2001; Renate Köcher, Neue Agenda der
inneren und äußeren Sicherheit (Institut für Demoskopie Allensbach, October 17,
2001). See also Elisabeth Noelle-Neumann, “Terror in America: Assessments of the
Attacks and Their Impact in Germany,” International Journal of Public Opinion
Research, vol. 14 (2002), pp. 93–98.
15. Forsa, Meinungen zum deutsch-amerikanischen Verhältnis vor dem Besuch des
amerikanischen Präsidenten in Deutschland, survey released May 22, 2002.
16. Forsa, Meinungen zum Verhalten der Bundesrepublik gegenüber den USA bei
einem Irak Krieg, survey published November 30, 2002.
17. Forsa, Meinungen zum Verhalten der Bundesrepublik im Irak Konflikt, survey
published February 7 and 8, 2003.
18. Forsa, Meinungen zum Verhältnis Deutschlands zu den USA, survey published
February 13 and 14, 2003; Thomas Petersen, Verletzte Gefühle: Die Auseinanderset-
zung um den Irak Konflikt schadet der deutsch-amerikanischen Freundschaft
(Allensbach: Institut für Demoskopie Allensbach, March 19, 2003).
19. Petersen, Verletzte Gefühle. For a report on these findings, see Frankfurter All-
gemeine Zeitung, March 19, 2003, p. 5.
Notes to Pages 85–90 175
20. The survey was conducted by Forsa for Die Zeit and was reported in Spiegel
Online, July 23, 2003 (www.spiegel.de).
21. Pew Research Center for the People and the Press, Views of a Changing World:
June 2003, Second Major Report of the Pew Global Attitudes Project (Washington,
June 2003), pp. 19, 22 (www.people-press.org [June 2003]).
22. Ibid., p. 30.
23. Pew Research Center for the People and the Press, Views of a Changing World.
24. Ibid., p. 28. Interestingly, not only did the publics of the United States, Britain,
Australia, and Canada believe that military preemption may be justified, but 42 per-
cent in France also held this view.
25. German Marshall Fund of the United States and the Compagnia Di San Paolo,
Transatlantic Trends 2003, a report released by the German Marshall Fund in Wash-
ington in the summer of 2003, p. 14. The Germans, however, were generally in the
European mainstream on this question, although on the low end. The average for all
Europeans polled in this survey was 48 percent.
26. Gustav Stesemann, foreign minister during the Weimar period, once com-
mented that it was remarkable how consistently American ideals corresponded to
American material interests. See Ulf Poschardt, “Lieben oder hassen wir die
Amerikaner?” Welt am Sontag, September 9, 2002 (www.welt.de/daten/
2002/09/29/0929pg359365.htx).
27. Pew Research Center for the People and the Press, What the World Thinks in
2002, Pew Global Attitudes Project (Washington, June 2003), p. 58 (www.people-
press.org [June 2002]).
28. Interview with senior Foreign Office official, June 2003.
29. The struggle between the ideological and realist wings in Bush Senior’s
administration is described by David Halberstam in War in a Time of Peace: Bush,
Clinton, and the Generals (New York: Simon and Schuster, 2001); see especially
pp. 57–75.
30. Quoted in Philip H. Gordon, “Bridging the Atlantic Divide,” Foreign Affairs,
vol. 82 (2003), p. 80.
31. Quoted in Poschardt, “Lieben oder hassen.”
32. Tony Judt, “Anti-Americans Abroad,” New York Review of Books, May 1, 2003,
pp. 24–27, quote on p. 25.
33. U.S. Department of State, Office of Research, Europeans and Anti-American-
ism: Fact vs. Fiction (September 2002), table A.2, pp. 42–44.
34. Morris, “Auf dem Weg zur Reife,” p. 770.
35. This paragraph is based on data reported by Dieter Roth of Forschungs-
gruppe Wahlen (FGW) at a conference sponsored by the Friedrich Ebert
Foundation, Washington, December 16, 2002.
36. FGW data confirm that around the time of the German national election of
2002, about 52 percent of Germans thought that Germany’s most important part-
ner was the United States, followed by about 41 percent who saw France in this role.
176 Notes to Pages 90–96
The Christian Democrats were more pro–United States on this measure: 63 percent
identified the United States as Germany’s most important partner, followed by 51
percent of SPD supporters and 42 percent of Greens. Germans also continued to
report that they “like” Americans: about 72 percent in western Germany and about
57 percent in the east. These proportions did not vary significantly from equivalent
data reported in 1991.
37. Forsa, Meinungen zum Verhalten der Bundesrepublik gegenüber den USA bei
einem Irak Krieg, November 30, 2002.
38. For example, while only 16 percent of those living in what had been West Ger-
many believed it possible that the U.S. government was involved in the 9-11 attacks,
29 percent of those in the former East Germany held this view. Forsa poll reported
in “Umfrage zu 11. September: Jeder Fünfte glaubt an U.S. Verschwörung,” Spiegel
Online, July 23, 2003 (http://premium-link.net/$62535$1349223697$/
0,1518,258299_eza_00050-258299,00.html). For more on the distinctiveness of east
Germans from the publics in other former Soviet bloc countries see Richard Bern-
stein, “The Germans Who Toppled Communism Resent the U.S.,” New York Times,
February 12, 2003, p. A7.
39. See Pew Research Center, Views of a Changing World, p. 19.
40. “Den Deutschen ist Amerika zu rücksichtlos,” Spiegel Online
(www.spiegel.de/politik/deutschland/[February 27, 2004])
41. Petersen, Verletzte Gefühle.
42. Forsa, Meinungen zum Verhalten der Bundesrepublik im Irak Konflikt, Febru-
ary 7 and 8, 2003; Forsa, Meinungen zu den USA und einer Erhöhung des
Verteidigungsetats, March 27 and 28, 2003.
43. Petersen, Verletzte Gefühle, tables 1 and A12.
44. “Am Ende der ersten Halbzeit,” Die Zeit, August 15, 2002, p. 3; for a stimulat-
ing and data-filled discussion of this concept and of German misconceptions of the
U.S. social and economic model, see Olaf Gersemann, Amerikanische Verhältnisse:
Die falsche Angst der Deutschen vor dem Cowboy-Kapitalismus (Munich: FinanzBuch,
2003).
45. Pew Research Center, What the World Thinks in 2002, p. 64.
46. Elisabeth Noelle, Ein Gefühl echter Freundschaft, table 4.
47. Pew Research Center, Views of a Changing World, pp. 105, 108.
48. For a summary of the University of Michigan data see “Living with a Super-
power,” Special Report: American Values, Economist, January 4, 2003, p. 20. For data
on the cold war period see Gassert, “Mit Amerika gegen Amerika,” p. 751.
49. Petersen, Verletzte Gefühle, table A12.
50. Pew Research Center for the People and the Press, The 2004 Political Landscape:
Evenly Divided and Increasingly Polarized (Washington, November 5, 2003), pp. 71–91.
51. Ian Buruma, “How to Talk About Israel,” New York Times Magazine, August
31, 2003, p. 33. As Michael Teitelbaum, program director of the Alfred P. Sloan Foun-
dation in New York and coauthor with Jay Winter of A Question of Numbers: High
Notes to Pages 96–100 177
Migration, Low Fertility and the Politics of National Identity (Hill and Wang, 1998),
put it: “The French think that what they call the Anglo-Saxon model is a multicul-
tural model of integration in which everyone speaks their own language and doesn’t
necessarily learn the common language—and they don’t really become British,
Canadian or American”; quoted in Barbara Crosette, “Europe Stares at a Future
Built by Immigrants,” New York Times, January 2, 2000, section 4, p.1.
52. See Gassert, “Mit Amerika gegen Amerika,” pp. 759–60.
53. The birth rate is 1.3 children per woman; a rate of 2.2 is needed to maintain
current population levels.
54. Josef Schmid, “Bevölkerungsentwicklung und Migration in Deutschland,”
Aus Politik und Zeitgeschichte, vol. 43 (October 2001), pp. 20–30; Philip Martin,
“Germany: Managing Migration After 9-11” (Washington: American Institute for
Contemporary German Studies, April 11, 2002) (www.aicgs.org).
55. For the first time, children born to foreigners in Germany automatically
receive German citizenship, provided one parent has been a legal resident for at
least eight years. Children also can hold the nationality of their parents, but they
must decide to be citizens of one country or the other before age twenty-three. In
August 2000, Germany introduced a “green card” system to help satisfy the demand
for highly qualified information technology experts. In contrast with the American
green card, which allows for permanent residency, the German version limits resi-
dency to a maximum of five years. Through this new immigration program, about
9,200 highly skilled workers entered Germany through August 2001, with 1,935
Indians accounting for the largest group. Veysel Oezcan, “Germany: Immigration in
Transition,” Migration Information Source, Migration Policy Institute, July 2004
(www.migrationinformation.org/Profiles/display.cfm?id=235 [July 30, 2004]).
56. Oezcan, “Germany: Immigration in Transition.”
57. Dominik Cziesche and others, “Als Wäret Ihr im Krieg,” Der Spiegel, no. 13
(2004), pp. 24–38.
58. Pew Research Center, Views of a Changing World, pp. 94, 96, and 112.
59. Richard Herzinger, “Was für den Westen zählt, oder: Sind amerikanische
Werte auch unsere Werte?” Aus Politik und Zeitgeschichte (May 3, 2002), p. 5.
60. Anne Applebaum, “Europe, Not Sure What to Make of Itself,” Washington
Post: Outlook, May 5, 2002, p. B1.
61. Ibid.
62. John Parker, “A Nation Apart: A Survey of America,” Economist, November 8,
2003, p. 7.
63. This gap with Europe includes Canada as well. See Clifford Krauss, “Canada
Stance on Social Issues Is Opening Rifts with the U.S.,” New York Times, December
1, 2003, p. A1; Pew Research Center, The 2004 Political Landscape, pp. 65–72.
64. See figures cited in Judt, “Anti-Americans Abroad,” p. 27. See also Krauss,
“Canada Stance on Social Issues,” p. A1, and Parker, “A Nation Apart.”
65. “Living with a Superpower,” p. 20. For more detailed analyses of the World
178 Notes to Pages 100–107
Values Survey, see Ronald Inglehart and Wayne E. Baker, “Modernization, Cultural
Change, and the Persistence of Traditional Values,” American Sociological Review, vol.
65 (February 2000), pp. 19–51.
66. Petersen, Verletzte Gefühle, table A13.
67. Pew Research Center, The 2004 Political Landscape, p. 67.
68. Ibid.
69. John F. Harris, “God Gave U.S. What We Deserve, Falwell Says,” Washington
Post, September 14, 2001.
70. Ivo H. Daalder, “The End of Atlanticism,” Survival, vol. 45, no.2 (Summer
2003), p. 158.
71. Laurie Goldstein, “A President Puts His Faith in Providence,” New York Times,
February 9, 2003, section 5, p. 5; quoted in Daalder, “The End of Atlanticism,”
p. 158–59.
72. Judy Demsey, “Solana Laments Rift between Europe and Religious U.S.,”
Financial Times, January 8, 2003.
73. Ibid.
74. Judt, “Anti-Americans Abroad,” p. 27.
75. See Michael Minkenberg, “Die Christliche Rechte und die amerikanische
Politik von der ersten bis zur zweiten Bush-Administration,” Aus Politik und Zeit-
geschichte, vol. 46 (2003), p. 31.
76. “Living with a Superpower,” p. 20, and Parker, “A Nation Apart.”
77. Pew Research Center, The 2004 Political Landscape, p. 1.
78. Morris, “Auf dem Weg zur Reife,” pp. 773–74.
79. “Living with a Superpower,” p. 20.
80. For more on the thesis of divergence see Parker, “A Nation Apart,” p. 20.
9. For attempts of relativizing German guilt in the 1980s, see Meier, The Unmas-
terable Past.
10. Peter Schneider, “The Germans Are Breaking an Old Taboo,” New York Times,
January 18, 2003, p. A17, 19.
11. Günter Grass, Crabwalk, translated by Krishna Winston (New York: Har-
court, 2003). The more notable and widest read works include Jörg Friedrich, Der
Brand (The Fire) (Berlin: Propyläen Verlag, 2002); W. G. Sebald, “A Natural History
of Destruction,” New Yorker, November 4, 2002, pp. 66–77; and Anthony Beevor, The
Fall of Berlin 1945 (Viking Books, 2002).
12. Grass, Crabwalk, p. 103.
13. Grass, Crabwalk, p. 122.
14. MacDonogh, “Remembrance to Heal Your Soul,” p. W4.
15. Grass, Crabwalk, pp. 201–02.
16. MacDonogh, “Remembrance to Heal Your Soul,” p. W4.
17. See Stephan Burgdorff and Stefan Aust, eds., Die Flucht (München: DVA/Der
Spiegel, 2002).
18. See “ Warum nicht Berlin?” Stuttgarter Zeitung, August 2, 2004, Kultur, p. 31,
and “Vertreibungs-Zentrum sorgt für neuen Streit,” Süddeutsche Zeitung, March 19,
2004, p. 7.
19. Richard Bernstein, “Germans Revisit War’s Agony, Ending a Taboo,” New York
Times, March 15, 2003, p. A3.
20. Schneider, “The Germans are Breaking an Old Taboo,” p. A19.
21. Ibid. He also writes, “I belong to the generation that declared war on the Nazi
generation with its rebellion in 1968. The student revolutionaries of 1968 simply
banished from their version of history all stories about Germans that did not fit with
the picture of the ‘generation of perpetrators.’ It was the frantic attempt to shake off
the shackles that bound them to the guilty generation and regain their innocence by
identifying with the victims of Nazism.”
22. Bernstein, “Germans Revisit War’s Agony,” p. A19.
23. The standard work on this topic is Lily Gardner Feldman, The Special Rela-
tionship between West Germany and Israel (Boston: Allen and Unwin, 1984).
24. Interview with Julius Schoeps, professor of contemporary history and direc-
tor of the Moses Mendelssohn Center for European Jewish Studies at the University
of Potsdam,“Mehr Juden kommen nach Deutschland als nach Israel,” Das Parlament
53/31-32, July 28–August 4, 2003, p. 11.
25. Michael Wolffsohn, “Endlos nach der ‘Endlösung’: Deutsche und Juden,” Aus
Politik und Zeitsgeschichte, vols. 35–36 (September 2002), p. 4.
26. Grass, Crabwalk, p. 199.
27. Grass, Crabwalk, p. 160.
28. MacDonogh, “Remembrance to Heal Your Soul,” p. W4.
29. Martin Walser, Friedenspreis des Deutschen Buchhandels 1998 (Frankfurt:
Suhrkamp, 1998), pp. 18, 20; see also MacDonogh, “Remembrance to Heal Your
Soul,” p. W4.
180 Notes to Pages 111–116
30. Petra Bornhoeft and others, “Die Probebohrung,” Der Spiegel, May 27, 2002,
p. 22.
31. Julia Naumann, “Chronologie des Antisemitismus–Streits in der FDP,” Agence
France-Presse–German, May 31, 2002.
32. “Mit dem Wirbel um Karsli fing es an: Chronik zu Jürgen Möllemann: vom
Streit mit der FDP bis zum vorläufigen Abschluss des Ermittlungsverfahrens zu
seinem Tod,” Associated Press, July 9, 2003.
33. Bornhoeft and others, “Die Probebohrung,” p. 22. The fact that the FDP did
better among the youngest voters in both western and eastern Germany may be
related to this declaration. See Forschungsgruppe Wahlen (FGW), Bundestagswahl:
Eine Analyse der Wahl vom 22. September 2002 (Mannheim: Institut für Wahlanaly-
sen und Gesellschaftsbeobachtung, September 2002), p. 55.
34. Bornhoeft and others, “Die Probebohrung,” p. 22.
35. Forschungsgruppe Wahlen, Bundestagswahl, p. 33.
36. Schoeps, “Mehr Juden kommen nach Deutschland als nach Israel,” p. 11.
37. Bornhoeft and others, “Die Probebohrung,” p. 22.
38. Bernstein, “Germans Revisit War’s Agony,” p. A3.
39. Bornhoeft and others, “Die Probebohrung,” p. 22.
40. Wolffsohn, “Endlos nach der ‘Endlösung,’” p. 3.
41. Wolffsohn, “Endlos nach der ‘Endlösung,’” pp. 3–6, and Edward Rothstein,
“Mutating Virus: Hatred of Jews,” New York Times, May 17, 2003, p. A 21.
42. Rothstein, “Mutating Virus,” p. A21.
43. Schoeps, “Mehr Juden kommen nach Deutschland als nach Israel,” p. 11.
44. Peter Steinfels, The Neoconservatives:The Men Who Are Changing America’s
Politics (New York: Simon and Schuster, 1979), p. 26.
45. Stanley Hoffmann, “The High and Mighty,” American Prospect, January 13,
2003, quoted in Timothy Garton Ash, “Anti-Europeanism in America,” New York
Review of Books, February 13, 2003, p. 34.
46. Ian Buruma, “How to Talk About Israel,” New York Times Magazine, August
31, 2003, pp. 30, 32.
47. This quote has been cited often. One such citation is Josef Joffe, “The Demons
of Europe,” Commentary, vol. 117, no. 1 (January 2004) ( www.commentary-
magazine.com/Summaries/V117I1P31-1.htm [July 30, 2004]).
48. See Stephen F. Szabo, The Diplomacy of German Unification (New York: St.
Martin’s Press, 1992), pp. 46–51, 70–72, and 122; and Philip Zelikow and Con-
doleezza Rice, Germany Unified and Europe Transformed: A Study in Statecraft
(Harvard University Press, 1995), pp. 96–101, 114–18, 165.
49. James Mann, The Rise of the Vulcans: The History of Bush’s War Cabinet (New
York: Viking, 2004), pp. 210–11.
50. See Schröder’s interview with Die Zeit, “Am Ende der ersten Halbzeit,” Die
Zeit, August 15, 2002, p. 3.
51. Heribert Prantl, “Schröder’s Rucksack,” Süddeutsche Zeitung, August 8, 2002
(www.sueddeutsche.de [July 2, 2004]).
Notes to Pages 116–120 181
and the Millennial Generation. Neil Howe and Bill Strauss, Millennials Rising: The
Next Great Generation (New York: Vintage, 2000).
83. Steinfels, The Neoconservatives, p. 26.
84. Mann, The Rise of the Vulcans. James Bamford referred to the Cheney quote
in an opinion piece, “Untested Administration Hawks Clamor for War,” USA Today,
September 12, 2002: “Last month, Vice President Cheney emerged briefly to give sev-
eral two-gun talks before veterans groups in which he spoke of ‘regime change’ and
a ‘liberated Iraq.’ ‘We must take the battle to the enemy,’ he said of the war on ter-
rorism. Cheney went on to praise the virtue of military service. ‘The single most
important asset we have,’ he said, ‘is the man or woman who steps forward and puts
on the uniform of this great nation.’ But during the bloodiest years of the Vietnam
War, Cheney decided against wearing that uniform. Instead, he used multiple defer-
ments to avoid military service altogether. ‘I had other priorities in the ‘60s than
military service,’ he once said. ”
85. Based on author’s impressions as a guest at the event, September 16, 2003.
86. The phrase is taken from the book by Walter Isaacson and Evan Thomas,
The Wise Men: Six Friends and the World They Made (New York: Simon and Schus-
ter, 1986).
87. Mann, The Rise of the Vulcans, p. xiii.
88. The term comes from David Halberstam’s devastating study, The Best and the
Brightest (New York: Random House, 1969).
89. Mann, The Rise of the Vulcans, p. xiii.
90. Quoted in Thomas Alan Schwartz, Lyndon Johnson and Europe: The Shadow
of Vietnam (Harvard University Press, 2003), p. 10.
91. Mann, The Rise of the Vulcans, p. xiii.
92. Ibid., p. x.
93. For Kissinger’s concerns, see Henry A. Kissinger, White House Years (Boston:
Little, Brown, 1979).
94. Transcript of NBC’s Today Show, February 19, 1998, “Secretary of State
Madeleine Albright Discusses Her Visit to Ohio to Get Support from American Peo-
ple for Military Action against Iraq”: Albright: “But if we have to use force, it is
because we are America. We are the indispensable nation. We stand tall, and we see
further than other countries into the future, and we see the danger here to all of us.
And I know that the American men and women in uniform are always prepared to
sacrifice for freedom, democracy, and the American way of life.”
White House, and the Education of Paul O’Neill (New York: Simon and Schuster,
2004); and Richard Clarke, Against All Enemies: Inside America’s War on Terrorism
(New York: Free Press, 2004).
20. The German Marshall Fund of the United States and the Compagnia Di San
Paolo, Transatlantic Trends 2003, a report released by the German Marshall Fund in
Washington in the summer of 2003, pp. 8–11.
21. Pew Research Center, Mistrust of America in Europe Ever Higher, pp. 8–9.
22. Pew Research Center, Mistrust of America in Europe Ever Higher, pp. 7–9; Neu,
Die Deutschen und die Außen- und Europapolitik, pp. 25–26.
23. Neu, Die Deutschen und die Außen- und Europapolitik, p. 27.
24. Pew Research Center, Mistrust of America in Europe Ever Higher, p. 8.
25. Ronald D. Asmus, “Rebuilding the Atlantic Alliance,” Foreign Affairs, vol. 82,
no. 5 (September-October 2003), p. 22.
26. Harald Müller, “Terrorism, Proliferation: A European Threat Assessment,”
Chaillot Papers, no. 58 (Paris: Institute for Security Studies, March 2003), p. 87.
27. Müller, “Terrorism, Proliferation,” p. 88.
28. See, for example, Asmus, “Rebuilding the Atlantic Alliance,” pp. 23–31; and
Charles Grant, Transatlantic Rift: Bringing the Two Sides Together (London: Centre
for European Reform, 2003); and Henry A. Kissinger and Lawrence H. Summers,
Renewing the Atlantic Partnership (New York: Council on Foreign Relations, 2004).
29. The original version of this strategy was presented in what was known as the
Solana paper, after Javier Solana, the EU’s High Representative for the Common
Foreign and Security Policy: Javier Solana, “A Secure Europe in a Better World”
(Thessaloniki,Greece: European Council), June 6, 2003 (http://ue.eu.int).
30. The comparable numbers supporting participation in military action were,
in France, 41 percent (United States only), 47 percent (NATO), and 45 percent (UN);
in the United Kingdom, 37 percent (United States), 55 percent (NATO), and 56 per-
cent (UN); in the United States, 58 percent (United States), 68 percent (NATO), and
72 percent (UN): German Marshall Fund and Compagnia Di San Paolo, Transat-
lantic Trends 2003, pp. 29–31.
31. For more on this topic, see Charles Grant, Transatlantic Rift, pp. 84–91.
32. For more on this trilateral relationship, see Karin L. Johnston, “The United
States, Russia, and Germany: A New Alignment in a Post-Iraq World?” AICGS Pol-
icy Report 9 (Washington: American Institute for Contemporary German Studies,
2003).
33. See Jon B. Alterman, “The Promise of Partnership: U.S.-EU Coordination in
the Middle East,” AICGS Policy Report 10 (Washington: American Institute for Con-
temporary German Studies, 2003).
34. Judy Demsey and Heba Safeh, “EU condemns Bush over Israel stance,” Finan-
cial Times, April 16, 2004, p. 1.
35. G. John Ikenberry, “American Grand Strategy in the Age of Terror,” Survival
vol. 43/4 (Winter 2001–02), p. 25.
186 Notes to Pages 147–152
187
188 Index
Mexico, on Iraq war resolution, 43 operations, 44, 143; and war on ter-
Middle East conflict: escalation of, 63; rorism, 17
European vs. U.S. view of, 71, 74; North Korea, 77, 142
German view of Palestinian terror- Nye, Joseph, 2
ism, 111; strategic agenda of U.S.
and Germany in, 78, 144–46 O’Neil, Paul, 16
Military bases (U.S.) in Germany, 35, Operation Enduring Freedom, 17, 141,
124–25 142. See also Afghanistan
Military force of Germany, 76–77 Ostpolitik, 7, 8, 57, 76, 116, 129
Mitterrand, François, 115
Möllemann, Jürgen, 103, 111–12, 113 Pacifism of Germany, 76, 81, 84
Moore, Michael, 94 Palestinian terrorism, 111
Morris, David, 89, 102 Parker, John, 99
Müller, Harald, 141 Party of Democratic Socialism (PDS),
Multiculturalism, German view of, 21–22
95–99 Patten, Christopher, 56, 71
Munich Syndrome, 58 Perle, Richard, 6, 55, 57, 59, 114, 127,
141
National identity in Germany, 95–99 Perthes, Volker, 74
National Interest, 56 Pflüger, Friedbert, 27, 79
Nationalism, German suspicions of, 86 Pleuger, Guenter, 36, 42, 46
Nationalist conservatives in U.S. for- Powell, Colin: on Iraq war, 63; on need
eign policy, 60–62, 127 for second UN resolution, 32, 39;
National Security Strategy of the United relationship with Fischer, 35; as tra-
States of America, 64–65 ditional realist, 54–55, 127; at UN
NATO. See North Atlantic Treaty ministerial-level Security Council
Organization meeting (1/03), 37–38; UN speech
Naumann, Klaus, 28, 64 justifying war on Iraq, 40, 42
Neoconservatives in U.S. foreign policy, Powell doctrine, 54
55–60; on Israel, 113–14; in rela- Preemptive military force, 65–67, 86,
tions with Germany, 127, 129, 141; 143
after September 11, 62–63 Preventive war, 65–66, 143
New Atlantic Initiative, 56 Putin, Vladimir, 13, 85
New Republic, 56
Nitze, Paul H., 128 Qadhafi, Muammar, 71
Nixon, Richard, 7, 89
North Atlantic Treaty Organization Reagan, Ronald: at Bitburg cemetery,
(NATO): defense support to Turkey, 106; German view of, 7, 82, 85–86,
41, 46; diminished importance, 64; 89, 120; neoconservatives and, 55,
enlargement of, 64, 143; Germany’s 58
role in, 8, 44, 64, 76, 143; and missile Red party. See Social Democrats (SPD)
deployment in Germany, 7–8, 58; Reelection of Schröder, 31–33; and
Reaction Force for counterterrorism German political parties, 21, 24, 27;
Index 193
and Schröder’s stand on Iraq war, 10, 27, 43–44, 134; relationship with
22–28, 31, 118; U.S. misassessment Blair, 135; relationship with Chirac,
of Schröder’s chances, 10 12, 37, 38–41, 133, 135; secularism,
Religious beliefs of Americans, 99–101 101; Stoiber debate (9/02), 26. See
Rex, Zvi, 114 also Bush-Schröder relationship;
Rice, Condoleezza: and Cheney’s Reelection of Schröder
speech, 26; on countries that did Schwan, Gesine, 109
not support Iraq war, 132; on Scowcroft, Brent, 24, 53, 54, 62, 115
Daübler-Gmelin’s remarks, 1, Security: German views on, 93; U.S.
29–30, 31; on Iraq war decision, 24, focus after September 11, 69
27; on Kyoto Treaty, 15; as tradi- September 11 terrorist attacks: Bush’s
tional realist, 54; view of Germany, epiphany, 101; conspiracy theory,
10, 12, 129 138–39; effect of, 68; German
Robertson, George, 15–16 response, 17, 70, 82–85; U.S. foreign
Rodriquez Zapatero, Jose Luis, 73 policy after, 62–63, 70
Rumsfeld, Donald: background, 127, Shapiro, Jeremy, 49
129; dealings with Struck, 34, 88; on Sharon, Ariel, 63, 85
French-German stand on Iraq, 39; 68ers, 109, 118, 119–20
on German refusal to support Iraq Social Democrats (SPD): anti-U.S. sen-
war, 40; ignoring German peace- timent of, 16, 28–29; on Center
keepers, 141; on Middle East policy, against Expulsions, 109; foreign pol-
61; as nationalist conservative on icy experience, 120; and Iraq issue,
foreign policy, 62; and UN resolu- 31, 37; on missile deployment, 8;
tions on Iraq, 32; on U.S.-German and reelection of Schröder, 21, 24,
relations, 28, 30; on U.S. unilateral- 27; Schröder’s relationship with, 11;
ism, 87 state election losses, 40
Russia: in coalition with France and Solana, Javier, 40, 73, 101
Germany, 3, 11, 41, 44, 105, 144; South Korea, 77
German relations, 13 Spain, 73
SPD. See Social Democrats
Safire, William, 58 Spiegel, Paul, 112
Schäuble, Wolfgang, 27, 88 Steinbach, Erika, 108–09
Schily, Otto, 70 Steinfels, Peter, 55, 56, 60, 113–14, 127
Schmidt, Helmut, 7–8, 59–60, 70, 76, Stephens, Philip, 133
79, 124, 127 Stiegler, Ludwig, 28
Schneider, Peter, 107, 109 Stoessel, Walter, 123
Schröder, Gerhard: background, 9, Stoiber, Edmund, 12, 21, 26, 27, 38, 80
11–12, 118; on Cheney’s speech, 25, Straw, Jack, 43
26; Erlanger interview (9/02), 26, Struck, Peter, 25, 34, 83, 88
28; foreign policy, 12–13; on Ger- Stürmer, Michael, 151
man Way, 10–11, 92, 96, 103, 105, Summers, Lawrence, 8
115–17; leadership style, 119; on
opposition to U.S. policy on Iraq, Talbott, Strobe, 69, 126
194 Index