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Cancer Mamar
Cancer Mamar
DOI 10.1007/s10549-013-2714-8
EPIDEMIOLOGY
Received: 2 September 2013 / Accepted: 26 September 2013 / Published online: 11 October 2013
Springer Science+Business Media New York 2013
Abstract The AJCC staging criteria consider tumor size Tumors were centrally reviewed for grade, hormone
to be the largest dimension of largest tumor. Some case receptor, and HER2 status. Continuous pathologic tumor
series suggest using summation of all tumor dimensions in size was: (1) largest dimension of largest tumor (cm); (2)
patients with multicentric/multifocal (MC/MF) disease. We tumor area (cm2); (3) volume of tumor (cm3); (4) with MC/
used data from NCIC CTG MA.5 and MA.12 clinical trials MF disease, summation of (1)–(3) for up to 3 foci. We
to examine alternative methods of assessing tumor size on examined univariate and multivariate effects of tumor size
breast-cancer-free-interval (BCFI). The 710 MA.5 pre-/ on BCFI utilizing (un)stratified Cox regression and the
peri-menopausal node positive and 672 MA.12 pre-meno- Wald test statistic. In univariate analysis, larger tumor
pausal node-negative/-positive patients have 10-year med- dimension was significantly associated with worse BFCI in
ian follow-up. All patients received adjuvant chemotherapy. node positive patients: p \ 0.0001 for MA.5; p = 0.01 for
MA.12. In MA.5 multivariate analysis, larger summation of
largest tumor dimensions was associated with worse BCFI
(p = 0.0003), while larger single dimension was associated
This work was presented as a poster at the CRTC-AACR San Antonio with worse BCFI (p = 0.02) for MA.12. Presence of MC/
Breast Cancer Symposium, Dec 6–10 2011, San Antonio, Texas,
USA.
K. A. Gelmon R. Yerushalmi
Department of Oncology, BC Cancer Agency, University of
British Columbia, Vancouver, BC, Canada
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144 Breast Cancer Res Treat (2013) 142:143–151
MF and other tumor size measurements were not associated Materials and methods
(p [ 0.05) with BFCI. While physicians could consider the
largest diameter of the largest focus of disease or the sum of Study population
the largest diameters of all foci in their T-stage determi-
nation, it appears that the current method of T-staging offers NCIC MA.5
equivalent determinations of prognosis.
MA.5 was a Phase III investigation of cyclophosphamide
Keywords Breast cancer Alternative methods of 75 mg/m2 orally days 1 through 14, epirubicin 60 mg/m2
staging Breast cancer free interval (BCFI) intravenously days 1 and 8, and fluorouracil 500 mg/m2
intravenously days 1 and 8 (CEF) versus CMF (cyclo-
phosphamide 100 mg/m2 orally days 1 through 14,
methotrexate 40 mg/m2 intravenously days 1 and 8, and
Introduction fluorouracil 600 mg/m2 intravenously days 1 and 8)
(Fig. 1a) [8]. Between 1989 and 1993, 710 pre- and peri-
Breast cancer staging by the AJCC tumor node metastasis menopausal women with axillary node positive breast
(TNM) staging system remains an important determinant cancer were accrued without knowledge or treatment by
of patient prognosis and treatment [1]. Currently, the HER2 status, stratified by type of surgery (total mastec-
standard method for evaluating the primary lesion is to tomy vs. partial mastectomy), locally determined estro-
measure its largest unidimensional length [1]. There are, gen (ER), or progesterone receptor (PR) (ER or PR C 10,
however, theoretical reasons to consider other methods to both \10, or unknown), and number of positive axillary
measure tumor size. For example, primary tumors rarely nodes (1–3, 4–10, [10) (Fig. 1a). Patients were not to
have a uniform shape, possibly resulting in a measurement receive tamoxifen. The primary endpoint was relapse-free
which may over or understate the volume of disease survival (RFS) defined as time from randomization until
present. By considering the tumor as either a 2-dimensional recurrence; contralateral breast cancer was not an event.
(i.e., area calculation) or a 3-dimensional (i.e., volume At median 10 years follow-up, the hazard ratio (HR) for
calculation) object, it may be possible to more accurately CMF versus CEF was 1.31, with stratified log-rank
state disease burden. p = 0.007. The 10-year follow-up data set, which has
In addition, the largest unidimensional measurement been studied in other work [9–14], was used for these
may not be representative of the total breast tumor burden investigations.
in patients with multicentric (MC) or multifocal (MF)
disease. Although the TNM system includes the ‘‘m’’ NCIC MA.12
modifier when MF disease is present, this designation
does not change the overall stage, and therefore leaves NCIC CTG MA.12 was a placebo-controlled Phase III trial
sizable foci of disease out of the prognostic calculation. of tamoxifen therapy following adjuvant chemotherapy
MC/MF disease is not infrequent and occurs in around (CEF, CMF, or AC) in pre-menopausal women with early
13–21 % of cases [2–4]. Retrospective population studies breast cancer (Fig. 1b) [15]. Between 1993 and 2000, 672
have suggested that MF disease is associated with a women were randomized to MA.12, with 338 randomized
reduced disease-specific survival when compared to a to tamoxifen and 334 to placebo, without knowledge or
single focus of disease [3, 5–7]. In these situations, a treatment by HER2 status. Local centre determination of
measurement which includes all the diseases in the tumor levels of at least one hormone receptor [ER and/or PR], by
size evaluation may offer improved prognostic informa- biochemical (positive C10 fmol/mg protein) or immuno-
tion to guide physicians. histochemical assay was required, but patients with any
Using the mature survival data from the National Cancer receptor status were eligible. The stratification factors were
Institute of Canada Clinical Trials Group (NCIC CTG) type of chemotherapy (CMF, CEF, AC), hormone receptor
MA.5 and MA.12 trials, we examined: (1) whether alter- status (ER and/or PR positive, ER and PR negative), and
native methods of estimating tumor size, such as tumor nodal status (0, 1–3, 4–9, 10?). The primary endpoint was
area and volume provide a more accurate assessment of the overall survival (OS). DFS was a secondary endpoint, and
breast cancer free interval (BCFI) compared to unidimen- was defined as being the time from randomization to the
sional measurements and (2) whether summation of max- earliest date of recurrence or death; censoring was the last
imal lengths, areas, or volumes for patients identified in date the patient was known to be alive. At 9.7 years median
patients with MC or MF disease offer improved prognostic follow-up, multivariate analysis showed a DFS benefit for
information compared to the simple maximal length of the tamoxifen of borderline significance (p = 0.056) and a
largest focus. trend for improved OS (p = 0.12). There was no evidence
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Breast Cancer Res Treat (2013) 142:143–151 145
Primary objective
The primary end point for this study was the STEEP
endpoint of BCFI, defined as the time from randomization
until first invasive or ductal carcinoma in situ (DCIS) loco-
regional or distant recurrence, contralateral invasive breast
cancer or DCIS or death from breast cancer [18]. Patients
were censored at non-breast second primary invasive can-
cer, non-breast cancer death, or longest follow-up.
Investigational factors
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146 Breast Cancer Res Treat (2013) 142:143–151
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Breast Cancer Res Treat (2013) 142:143–151 147
Table 1 Baseline patient characteristics for NCIC MA.5 and MA.12 Alternative measurements of tumor size
Factors NCIC MA.5 total NCIC MA.12 total
number (%) number (%) The alternative measurements of tumor size are compared
in Table 3. For node-positive patients, larger single
All cases Cases with All cases Cases with
central central dimension size was associated with worse BCFI:
pathology pathology p \ 0.0001, for all MA.5 cases; p = 0.01 for 75 % of
review review MA.12 cases. None of the other simultaneously examined
tumor size measures were significantly associated with
Total 710 (100) 621 (100) 672 (100) 480 (100)
BCFI, nor was there an association with BCFI for any
Age \50 593 (84) 514 (83) 553 (82) 401 (84)
measure in node negative MA.12 patients.
Hormone 482 (68) 360 (58) 505 (75) 330 (69)
receptor Larger aggregate size, the sum of largest single dimen-
positive sions, was associated with worse BCFI (p = 0.003) in
Lymph node 710 (100) 621 (100) 505 (75) 365 (76) MA.5 in the multivariate analysis, while larger single
positive dimension was associated with worse BCFI in MA.12
ECOG 572 (81) 504 (81) 440 (65) 322 (67) (p = 0.02) (Table 4). Area and volume assessments, or the
performance 0 presence of MF disease, were not associated with BCFI for
Menopausal 710 (100) 621 (100) 672 (100) 480 (100) either trial. A greater number of involved lymph nodes
status: pre/
uncertain were associated with worse BCFI in both trials
T1/in situ 265 (37) 234 (38) 314 (47) 219 (46)
(p \ 0.0001). Higher grade also led to worse BCFI in
Chemotherapy 710 (100) 621 (100) 672 (100) 480 (100)
MA.5 (p = 0.0005 for local grade; p = 0.005 for centrally
reviewed grade).
Anthracyclines 351 (49) 310 (50) 368 (55) 268 (56)
MF 104 (15) 89 (14) 98 (15) 63 (13)
DCIS 310 (44) 267 (43) 368 (55) 261 (54)
Discussion
LVI 243 (34) 217 (35) 219 (33) 147 (31)
HER2 positive N/A 83 (13) N/A 83 (17)
AJCC TNM staging is an internationally accepted system
Grade
used to standardize discussions with regards to prognosis
1 62 (9) 77 (12) 79 (12) 125 (26)
and treatment. It is based on a retrospective evaluation of a
2 224 (32) 204 (33) 254 (38) 203 (42)
large population of patients representing all classified
3 180 (27) 340 (55) 232 (35) 152 (32)
stages of disease [1]. The 7th edition of the TNM system
Unknown 244 (34) N/A 107 (16) N/A
represents the most updated staging system for breast
ECOG Eastern Cooperative Oncology Group, DCIS ductal carcinoma cancer and classifies the primary tumor size (T-stage) as
in situ, LVI lymphovascular invasion the largest tumor diameter of the largest tumor focus and,
other than the designation of ‘‘m’’, does not add any
additional consideration for the presence of MC/MF
reviewed patients having proportionately more grade 3 disease.
tumors (55 vs. 27 %). MA.5 had measurements in 2 and 3 There are theoretical reasons to consider alternative
dimensions for 59.2 and 39.2 %, respectively; while methods to evaluate tumor size. Primary tumors rarely have
MA.12 had measurements in 2 and 3 dimensions for 50.7 a uniform shape, possibly resulting in a measurement
and 41.5 %. In both studies, 15 % of the study population which may over or understate the volume of disease
had identified MC/MF disease. present. By considering the tumor as either a 2-dimensional
A number of factors could have influenced disease or a 3-dimensional structure, it may be possible to more
outcome; the results of the unstratified univariate analysis accurately state disease burden. In addition, summation of
evaluating each one for their effect on BCFI is shown in the tumors present when MC/MF disease is diagnosed may
Table 2. Higher grade (p \ 0.0001 for MA.5), T-stage of better address the burden of disease in this situation. The
T2 or higher (p \ 0.0001 for MA.5; p = 0.04 for MA.12), focus here was on simple determinations with easily
number of positive lymph nodes (p \ 0.0001 for MA.5 and available pathology reporting.
MA.12), MC/MF disease (p = 0.02 for MA.5), and LVI Utilizing data from the NCIC MA.5 and MA.12 clinical
(p = 0.005 for both MA.5 and MA.12) had significantly trials databases, we hypothesized that the alternative
worse BFCI. In MA.5, randomization to anthracycline- determinations of tumor size described in this paper would
based chemotherapy, CEF, led to better BCFI (p = 0.005), yield additional prognostic information for clinicians and,
while clinician-directed receipt of anthracycline therapy in therefore, could potentially influence treatment decisions.
MA.12 was associated with worse BCFI (p = 0.004). Although previous work in this area has utilized population
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Table 2 NCIC MA.5 and MA.12 univariate results for breast cancer free interval
Factors NCIC MA.5 HR (95 % CI) p valuea NCIC MA.12 HR (95 % CI) p valuea
All cases Cases with central All cases Cases with central
pathology review pathology review
databases to address the question of MC/MF disease [5–7]; Our evaluation found that alternative considerations of
as far as we are aware, this is the first evaluation that is tumor size (tumor area and volume) for patients with a
evaluating the above questions using large clinical trial single focus of disease and similar calculations of aggre-
datasets. The advantage of performing this evaluation on gate sizes when MC/MF disease is present, does not con-
participants of MA.5 and MA.12 compared to population sistently add additional prognostic information beyond
databases is that the survival data has matured, participants what is offered by 7th edition AJCC staging. One reason
were randomized, and therapy was standardized. why no additional prognostic information was obtained is
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Breast Cancer Res Treat (2013) 142:143–151 149
Table 3 Assessment method of tumor size and effect on breast cancer-free interval
Tumor measurement NCIC MA.5 All patients node positive NCIC MA.12 Node-negative patients NCIC MA.12 Node-positive patients
method HR (95 % CI) p valuea HR (95 % CI) p valuea HR (95 % CI) p valuea
All continuous All cases Cases with central All cases Cases with central All cases Cases with central
variables (n = 710) pathology review (n = 167) pathology review (n = 505) pathology review
(n = 621) (n = 115) (n = 365)
because staging based on size does not take into account colleagues reported that MC/MF disease was a poor
the biologic characteristics of the tumor. The importance of prognostic factor; however, 48 % of the patients with MC/
tumor biology in prognosis and influencing treatment MF disease did not receive chemotherapy as the standard
decisions is demonstrated by the 2011 St. Gallen Interna- of care in their study was to administer adjuvant chemo-
tional Expert Consensus on primary therapy for early therapy in node positive disease only [7]. In contrast, in
breast cancer. In contrast to the 2009 recommendations MA.5 and MA.12, all participants received chemotherapy,
where treatment decisions were significantly influenced by although in MA.5, where 68 % of the patients were hor-
tumor size, the latest treatment guidelines are based on mone receptor positive, adjuvant endocrine therapy was not
tumor biology, with Ki67, hormone receptor and HER2 administered. Interestingly, the summation of the largest
status forming the basis for recommended therapies [19, tumor dimension was correlated with a worse BFCI in
20]. In addition, the 21-gene Recurrence Score assay MA.5 but not MA.12, suggesting that the prognostic ben-
(Oncotype Dx assay) provides further evidence that tumor efit from greater precision in tumor size measurements may
biology contributes significantly to prognosis [21]. Even be more pronounced in situations where patients have
when taking ER and HER2 status into account, our alter- received what could be perceived as inadequate systemic
native methods for evaluating tumor burden did not add therapy.
any additional prognostic information. This adds further There are some limitations to our analysis. First, our
support to our conclusion that the biology of the tumor is work was retrospective, although these issues are some-
the important prognostic variable for physicians to what addressed by the data being extracted from two ran-
consider. domized clinical trial populations. The reporting of second
Previous work has suggested that using alternative and third dimensions was center dependent, and could have
methods for tumor size evaluation may be prognostic, down-sized the estimates of area and volume which would
especially for patients with MC/MF disease; however, the have the greatest impact in multi-focal disease which was
populations evaluated in these studies received much lower indicated here for only 15 % of patients, on the low side of
rates of chemotherapy compared to the MA.5 and MA.12 the range seen in other series [2–4]. Second, the maximal 3
study population. For example, Weissenbacher and measurements were obtained with visual microscopy which
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150 Breast Cancer Res Treat (2013) 142:143–151
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Breast Cancer Res Treat (2013) 142:143–151 151
would not represent the granularity or heterogeneity of true tumor-node-metastasis classification justified? Breast Cancer Res
tumor burden. Higher levels of virtual in situ slicing of Treat 122:27–34
8. Levine MN, Pritchard KI, Bramwell VH et al (2005) Randomized
tumors would provide more accurate true volumetric esti- trial comparing cyclophosphamide, epirubicin, and fluorouracil
mates, and such methods are currently under development with cyclophosphamide, methotrexate, and fluorouracil in pre-
in multiple disease types [22, 23]. Finally, we were unable menopausal women with node-positive breast cancer: update of
to stratify important tumor biology factors, such as Ki67 National Cancer Institute of Canada Clinical Trials Group Trial
MA5. J Clin Oncol 23:5166–5170
status, into the multivariate analysis. It is possible that our 9. O’Malley FP, Chia S, Tu D et al (2009) Topoisomerase II alpha
conclusions might be different if we were able to do so. and responsiveness of breast cancer to adjuvant chemotherapy.
In conclusion, in the MA.5 multivariate analysis, larger J Natl Cancer Inst 101:644–650
summation of the largest tumor dimensions was associated 10. O’Malley FP, Chia S, Tu D et al (2011) Topoisomerase II alpha
protein and responsiveness of breast cancer to adjuvant chemo-
with worse BCFI (p = 0.0003), while larger single dimen- therapy with CEF compared to CMF in the NCIC CTG random-
sion was associated with worse BCFI (p = 0.02) for MA.12. ized MA.5 adjuvant trial. Breast Cancer Res Treat 128:401–409
It does not appear that utilization of other alternative 11. Pritchard KI, Munro A, O’Malley FP et al (2012) Chromosome
methods of tumor size, such as calculated area or volume or 17 centromere (CEP17) duplication as a predictor of anthracy-
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treating early breast cancer patients. When faced with the with HER2 and TOP2A for prediction of benefit from adjuvant
situation of MC/MF disease, physicians could consider the anthracyclines in high-risk breast cancer patients. Breast Cancer
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Acknowledgments Dr. Hilton’s Fellowship is sponsored by Astra- placebo-controlled study of tamoxifen after adjuvant chemo-
Zeneca and the University of Ottawa. Dr. Dong’s post-doctoral Fellow- therapy in premenopausal women with early breast cancer
ship was sponsored by Astra-Zeneca. Dr. Bouganim’s Research Fel- (National Cancer Institute of Canada–Clinical Trials Group Trial,
lowship was sponsored by The Canadian Breast Cancer Foundation— MA.12). Ann Oncol 21:283–290
Ontario Chapter. The NCIC CTG is supported by the Canadian Cancer 16. Chia SK, Bramwell VH, Tu D et al (2012) A 50-gene intrinsic
Society through a grant from the Canadian Cancer Research Institute subtype classifier for prognosis and prediction of benefit from
adjuvant tamoxifen. Clin Cancer Res 18:4465–4472
Conflict of interest The authors would like to report no relevant 17. Yan Y, Li X, Blanchard A, Bramwell VH et al (2013) Expression
conflicts of interest for this manuscript. of both estrogen receptor-beta 1 (ER-b1) and its co-regulator
steroid receptor RNA activator protein (SRAP) are predictive for
benefit from tamoxifen therapy in patients with estrogen receptor-
alpha (ER-a)-negative early breast cancer (EBC). Ann Oncol
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