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Endodontic Topics 2015, 33, 3–13 © 2015 John Wiley & Sons A/S.

All rights reserved Published by John Wiley & Sons Ltd


ENDODONTIC TOPICS
1601-1538

Biomechanics of fractures in
endodontically treated teeth
ANIL KISHEN

A tooth serves as a mechanical device for masticating food. An intact natural tooth experiences flexing or
bending during the chewing process. Dentin is the major mineralized tissue in a tooth and offers an optimized
mechanical integrity for the tooth. The dentin structure and composition is the key to distributing functional
stresses/strains from the tooth to the surrounding bone. Fractures of endodontically treated teeth are not an
uncommon occurrence in clinical practice. Many iatrogenic and non-iatrogenic factors have been cited to be
responsible for the compromised resistance to fracture in restored endodontically treated teeth. This article
reviews the biomechanical considerations in intact and endodontically treated teeth. The biomechanical
principles underlying the occurrence of cracked tooth and vertical root fracture are also reviewed.

Received 13 October 2015; accepted 16 October 2015.

Introduction apparent fracture predilection of root-filled teeth


would manifest as changes in the strength or
Biomechanics is the science that studies the structure modulus of elasticity (6). From a biomechanical
and function of biological systems using the methods perspective, strength is merely the ability to resist
of mechanics. It is a discipline of science borne out of deformation (high stiffness) to the applied loads,
the undying curiosity of human beings regarding the measured under a well-controlled situation.
functioning of biological systems. A good knowledge Conversely, toughness is the ability of a material to
of biomechanics requires an understanding of the absorb energy without fracturing. It is inherently
fundamental principles of the mechanics operating in difficult in artificial materials with very high initial
living systems. It includes scientific areas such as stress stiffness (strength) to accommodate a long plastic
analysis, mechanical property determination, heat yield (toughness) (7,8).
transfer, etc. These studies are mandatory in order to Natural mineralized tissues, such as dentin and
understand the response of living systems to bone, are the result of a long-term optimization
functional and parafunctional forces. Some clinicians (functional adaptation), controlled by the selection
are turned off by the mention of these words. processes of evolution. Therefore, understanding the
However, they are not aware of the substantial mechanisms of toughness in dental tissues would
practical value that can be attained by understanding provide better insight into the causes of fractures in
orofacial biomechanics (1,2). teeth. It is key to note that factors which compromise
Traditionally, biomechanical experiments the biomechanical behavior of a tooth to functional
conducted to determine the fracture resistance of forces would increase its propensity to fracture.
intact/endodontically treated teeth have tended to
focus on the strength of the teeth (3). A number of
Biomaterial considerations in
such studies have suggested that there are no major
differences in the mechanical properties of dentin
fractures
from teeth with vital pulp and root-filled teeth (4,5). Dentin is a hydrated, mineralized tissue that forms
The inference from such studies has been that the the main bulk of a tooth. The mechanical properties

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Fig. 1. The role of different constituents on the mechanical integrity of dentin (2).

of mineralized tissues can be studied as localized that contain a large amount of bound water (8). The
material properties or bulk structural properties water content of dentin is believed to vary with
(9,10). From a material perspective, dentin is a location. The general conjecture is that there are
composite material made up of an organic fraction two types of water in dentin. One type, which is
(30 weight percent), which is mainly collagen, an tightly bound in nature, is associated with the apatite
interpenetrant inorganic fraction (60 weight crystal of the inorganic phase, and collagenous/non-
percent), and water (10 weight percent) (11–14). It collagenous matrix proteins of the organic phase.
also consists of distinct microscopic dentinal tubules The second type is free or unbound water. This water
of diameter ranging from 0.5–4.0 lm. The typical fills the dentinal tubules and other porosities in
density of dentinal tubules ranges from 10,000 to dentin. The free-water is associated with inorganic
96,000 tubules per mm2 (10). The localized ions such as calcium and phosphate and aids in their
material properties of mineralized tissues are transport within the dentin matrix (15). Figure 1
determined by standard mechanical tests on shows the role of different constituents on the
uniformly shaped samples. These properties are mechanical characteristics of dentin.
relatively independent of the geometry of the tissue The precise distribution and the role of different
(1). types of water on the mechanical characteristics of
The inorganic phase in dentin is composed of dentin have not been extensively studied (16). The
poorly crystalline carbonated hydroxyapatite with interaction of water and collagen has been found to
needle- and/or plate-like morphology (10 nm 9 50 occur in a well-defined manner (7). It has been
nm), which exists both within the collagen fibrils demonstrated that a monolayer of water molecules
(intrafibrillarly mineralized) and between fibers will be adsorbed to the surface of hydroxyapatite by
(interfibrillarly mineralized) on a nanometric scale. hydrogen bonds. Additional water would be held by
Ninety percent of the organic phase is collagen, weak van der Waals forces (16). The strongly
which is exclusively Type I. Type I collagen is a interacting water molecule is integrated as an
strong, three-dimensional fibrous polymer that integral part of the triple helix of the collagen
usually exists in an aqueous biological environment. structure. Two water molecules are incorporated
It is often associated with proteoglycan molecules into each tripeptide structure. When the water

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Biomechanics of tooth fracture

content exceeds two molecules per tripeptide chain, intrinsic toughening mechanism operates ahead of
the molecules start to swell laterally. Water at this the crack tip. It acts to enhance the inherent
level of hydration will act as a plasticizer, resistance of the material to microstructural damage
maintaining a soft and pliable matrix (7). and cracks. The extrinsic toughening mechanism
Dehydration results in a loss of interfibrillar spaces operates primarily behind the crack tip by promoting
and a shrinkage of the overall fibril diameter. As the crack-tip shielding, which reduces local stress
polypeptide chains of collagen contact each other, intensity at the crack tip. Basically, toughness is
they form a variety of molecular associations that increased by mechanisms that increase the amount of
cannot be formed in an aqueous environment. energy required for fracture. In other words,
Groups capable of forming interpeptide hydrogen methods that prevent strain energy from reaching
bonds but previously unable to do so due to the the crack tip would improve toughness. The viscous
preferential H-bonding with water could form H- effects within the material will further slow down the
bonding in the absence of water. These interpeptide rate of delivery of energy to the crack tip so that the
forces stabilize the structure of dried collagen, crack can only propagate gradually and with
increasing its stiffness (7). difficulty. The movement of free-water from one site
Time-dependent properties (viscoelastic behavior) to another within the dentin matrix may also serve
are very characteristic of dentin material. These as a toughening mechanism in dentin (7).
properties include (i) an increase in strain with time Microcracking, crack blunting, and crack bridging
when stress is held constant (creep); (ii) a decrease are examples of extrinsic toughening mechanisms in
in stress with time when strain is held constant dentin (21). Microcracking causes dilation and
(stress relaxation); (iii) stiffness that is dependent on increases the compliance of the region surrounding
the rate at which the load is applied; and (iv) the crack. The sharpness of the crack tip focuses
hysteresis (a lag phase) occurring if cyclic loading is strain energy onto the next susceptible bond and is
applied, leading to the dissipation of mechanical an important factor governing fracture propagation.
energy (17,18). Loss of free-water will compromise Crack blunting causes the stresses at the crack tip to
all of the characteristics of viscoelastic behavior (19). be defocused. In crack bridging, as the crack opens,
Pashley suggested that fluid-filled dentinal tubules fibers or filaments extend across it, dissipating
function to hydraulically transfer and dissipate energy by their own deformation or by friction as
occlusal forces (12). It is noted that bulk dentin and they pull out from the bulk of the material (7,21).
pulp spaces are filled with water at a particular In addition, strain energy may not be transmitted to
hydrostatic pressure. The highly mineralized the crack tip if the shear stiffness of the matrix
peritubular dentin and the less-permeable enamel material is too low (7) (Fig. 2).
and cementum on the outer aspects of teeth Intrinsic mechanisms such as crack blunting tend
maintain free-water in a confined manner (20). to affect the crack-initiation toughness, whereas
When chewing forces (compressive forces in the axial extrinsic mechanisms such as crack bridging promote
direction) act on fully hydrated dentin in an intact crack-growth toughness. Hydration also increases
tooth, the free-water in the dentinal tubules/pulp the fracture toughness of dentin by extensive crack
spaces, along with the pre-existing hydrostatic blunting, which elevates the crack-initiation
pressure, produces a stress-strain response toughness, and additionally from enhanced
characteristic of a tough material, while the loss of uncracked ligament bridging, which promotes the
this free-water results in a response characteristic of a crack-growth toughness. In comparison, dehydrated
brittle material. Furthermore, the free-water in dentin shows little blunting, which results in a lower
dentinal tubules was observed to facilitate the crack-initiation toughness. Although significant crack
homogenous strain transfer of the axial chewing bridging occurs with crack extension, the rate of
force in a lateral direction in dentin. crack bridging is slower in dehydrated dentin when
On the basis of fracture mechanics, two types of compared to the hydrated state (21,22). These
toughening mechanisms have been suggested in observations highlight the fact that the collagen
dentin: (i) intrinsic and (ii) extrinsic (21). The microstructure and water of hydration are the

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Fig. 2. Different fracture toughening mechanisms operating in dentin (2,21).

foremost factors which contribute to the fracture was noticeable (23,24). Earlier experiments have also
toughness in dentin. demonstrated shrinkage and compressive strains in
unconstrained bulk dentin subjected to dehydration
at room temperature. Moreover, the hydration-
Role of dentin in tooth fractures induced residual strain in the dentin increased
The major constituents in dentin, especially the considerably with applied stress (24). These authors
collagen microstructure, minerals, and water of linked the observed behavior of dentin to the
hydration, contribute to the mechanical integrity of response of a fluid-filled cellular solid (20). On that
dentin. In addition, the pulp space in an intact tooth basis, when compressive loads are applied to bulk
with vital pulp consists of a connective tissue system dentin, the water-filled dentinal tubules are
containing cells and fibers, both embedded in the compressed and the water within is squeezed out in
extracellular matrix. The extracellular matrix proteins the direction of open dentinal tubules.
have very high water-holding properties, and the The viscosity of water necessitates a certain effort
total water content of the pulp is more than 90%. A to force water out through the dentinal tubules.
physiological intrapulpal pressure of 10–28 mm Hg This will lead to dual effects in hydrated dentin: (i)
constantly drives pulpal fluid outward along the an inherent plasticity effect and (ii) a distinct strain
dentinal tubules (11). In endodontically treated response in the directions parallel and perpendicular
teeth, the hydrophilic pulp tissue is lost. In addition, to the dentinal tubules (22). Because of the loss of
the canal lumen and dentinal tubules are disinfected free-water from the dentinal tubules and pulp space
and dried before root filling. The loss of water-rich (partial drying), the “water-induced effects” are lost,
pulp tissues and free-water from the inner root and subsequently the bulk dentin displays increased
dentin (surface, porosities, and tubules) can stiffening and low plasticity (24). Furthermore, it
contribute to the reduction in the mechanical has been shown that fully hydrated dentin material
integrity of endodontically treated teeth (23). displays significantly higher crack-initiation
In hydrated bulk dentin, the outer and inner toughness and crack-growth toughness than
regions demonstrate consistent hydration-induced dehydrated dentin (21,22). The above variations in
pre-existing strains, which did not differ significantly the mechanical characteristics of dentin, together
with an increase in stress within physiological limits. with the disparity in the biomechanical response of
In dehydrated bulk dentin, the difference in pre- teeth to chewing forces, predispose endodontically
existing strains between the outer and inner dentin treated teeth to fracture (25).

6
Biomechanics of tooth fracture

procedures are due to a lack of understanding of the


Effects of age on the mechanical
biomechanical principles underlying the treatment.
characteristics of dentin Understanding the nature of stress distribution within
Normal dentin alters physiologically to transparent intact tooth structure will aid in understanding how
dentin with age. The physiological transparent (or natural tooth structures resist mechanical forces acting
sclerotic) dentin appears to be a natural consequence in the mouth. Similarly, an investigation on the nature
of aging. The dentinal tubules in transparent dentin of the stress distribution in prepared teeth and
are gradually filled up with a mineral phase over time, restored teeth will aid in understanding the
beginning at the apical end of the root and often biomechanical responses of such teeth to the
extending into the coronal dentin. The large functional forces in the mouth.
intratubular mineral crystals deposited within the When chewing forces act on an intact tooth, it
tubules in transparent dentin are chemically similar to experiences flexing or bending (Fig. 3A). The
intertubular minerals (26). In the past it had been bending-associated stress distribution in a column-
believed that transparency required a vital pulp (27). like structure is subjected to an eccentric load (i.e.
This belief has largely been disregarded. It is currently load acting away from axis of symmetry). The
apparent that root-filled teeth have the same or a column tends to bend, resulting in compressive
greater rate of transparent dentin formation when stress on one side and tensile stress on the other
compared to teeth with vital pulp (28). The elastic side. These stresses are highest at the outer aspect
properties of transparent dentin are not significantly and diminish to zero toward the center of the cross-
different from normal dentin. But transparent dentin, section (Fig. 3B). In a tooth under compressive
unlike normal dentin, exhibits almost no yielding force, the maximum stress resulting from bending is
(plastic strain) before failure. The fracture toughness predominantly observed at the cervical aspect of the
in transparent dentin is approximately 20% lower and root (cervical dentin). The maximum stress/bending
the stress-strain response is characteristic of brittle stress reduces notably toward the apical region of
behavior (29). It has also been reported that the the root (5). This decreased stress distribution in the
tensile fatigue strength of aged dentin is lower when middle and apical third of the root was attributed to
compared to young dentin (30). Hence restorative the shape/angulation of the tooth and its interaction
procedures in older individuals might require some with the supporting bone (Fig. 3C) (3). Thus the
modifications to accommodate the reduced fracture cervical root dentin and its relationship with the
toughness of dentin. The other causes for lower supporting alveolar bone is crucial for a stable stress
fracture toughness in transparent root dentin include: distribution from the root to the supporting bone.
(i) the reduced level of water content in transparent
dentin, (ii) the ability of mineral accretion within the
Biomechanical considerations for
tubules to lower the tendency for microcrack
nucleation, and (iii) the age-related changes to dentin
fractures in endodontically treated
collagen; for example, increased collagen cross-linking teeth
in dentin (31,32). Fracturing is a very complex process that involves
the nucleation and growth of microcracks. The
Biomechanical considerations in knowledge of how cracks are formed and how they
propagate within a structure is important in order to
intact teeth
comprehend the causes of failures in structures
The primary function of a tooth is to serve as a during mechanical functions. In a fatigue failure,
mechanical device for masticating food. Stress is microscopic cracks tend to grow with time,
produced in a structure due to an external force acting eventually resulting in fracture. Thus, structures with
on it. The direction of the load applied and the shape cracks (even if not superficially visible) could fail
of the structure influence the nature of the stress catastrophically. Fractures originate from a stress
distribution within the structure. It is recognized that concentrator, which can be a crack, or a notch with a
many damaging effects produced during restorative sharp corner, thread, hole, etc. Tensile stresses with

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Kishen

A B created by placing restorations/devices with


significant elastic modulus in the tooth. The increase
in magnitude of tensile stresses and concentration of
stresses will render the remaining tooth structure
prone to fracture (Fig. 3D). As well, the tensile
strength of dentin is much lower than its compressive
strength (33). It should be noted that material
properties such as yield strength and tensile strength
have practically no bearing on the vulnerability of a
material to crack extension and fracture. The current
understanding is that the causes of fractures in
endodontically treated teeth are multifactorial in
origin. Broadly, these factors are categorized as
iatrogenic and non-iatrogenic reasons (Fig. 4).
C D

Biomechanics of cracked tooth


A cracked tooth is primarily described as one with
cracks that originate in the mesio-distal plane of the
crown and progress toward the root. The
biomechanical principles underlying cracked tooth are
usually in the crown and hence it is important to study
the stress distribution pattern in the tooth crown in
order to understand the mechanism of cracked tooth.
Previous investigations have suggested that the
strength of a tooth is directly related to the amount of
remaining coronal tooth structure. Hence
Fig. 3. Schematic diagrams showing the nature of stress preservation of the coronal tooth structure has been
distributions in a column. (A) The distribution of
recognized to be crucial for the successful
bending stress when bending moment is applied.
Bending stress resulted in compressive stress on one side management of endodontically treated teeth.
and tensile stress on the other with a neutral stress plane Nevertheless, endodontic procedures have been
intervening. (B) The distribution of bending stress shown to reduce the relative tooth stiffness by only
when a load is applied at a distance from the axis of
5%. This was less than that of an occlusal cavity
symmetry. This resulted in higher compressive stress
when compared to the tensile stress. The neutral axis preparation, which reduced the relative stiffness by
shifts in this case and no longer coincides with the axis 20%. The largest losses in stiffness were related to the
of symmetry. (C) Stress distribution pattern in a tooth. loss of marginal ridge integrity, and mesio-occluso-
Note: significant bending of tooth at the cervical region distal (MOD) cavity preparation, which resulted in a
and compressive stress distribution at the middle third,
which reduces to the root apex. (D) Stress distribution
63% loss of relative stiffness (34). However, the access
pattern in a post-core restored tooth. CL, CA, TL, TA cavity preparation by itself compromises the flexural
are compressive/tensile stress concentration regions in integrity provided by the roof of the pulp chamber,
the remaining root dentin (2,3,25). which results in greater cuspal flexure during
function. An increased cuspal flexure of the posterior
magnitudes high enough to provide microscopic teeth would ensue from greater loss of coronal dentin.
plastic deformation at the crack tip may serve as the Following access cavity preparation, the buccal and
driving force for crack propagation. It is not essential lingual walls of the posterior teeth are suggested to
to apply tensile stress for crack propagation, but it behave as a cantilever beam, flexing the cusps in a
may be produced within a structure such as dentin bucco-lingual direction (Fig. 5A,B). The repeated
due to residual stresses or tooth structure loss/ flexure of cusps (fatigue) associated with loading and
removal, or due to the elastic modulus mismatch unloading of the tooth (chewing cycles) results in a

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Biomechanics of tooth fracture

Fig. 4. The risk factors for fracture in endodontically treated teeth (2).

mesio-distal crack that propagates from the crown to direction and in the bucco-lingual plane of the root
the root aspect of the tooth (cracked tooth) (35) dentin. This altered root stress distribution pattern
(Fig. 5C). can be suggested to be due to the reduced resistance
to root flexure. The increased root flexure may
contribute to a fracture that propagates from the
Biomechanics of vertical root apical portions of the root to the coronal portions in
fracture the bucco-lingual direction (vertical root fracture)
A vertical root fracture is described as a (37,38). The cracks that lead to vertical root fracture
longitudinally oriented fracture of the tooth that mostly originate in proximity to the root canal wall,
originates from the apical region of the root and and may be complete or incomplete in nature (38).
propagates toward the coronal aspect of the root Any prominent alteration in the biomechanical
(Fig. 5D). It is recognized that, for vertical root response of a tooth may influence its resistance to
fracture, many factors should interact in influencing fracture. Different degrees of root canal dentin loss
the fracture susceptibility and pattern. However, any may occur during root canal instrumentation. This
one factor may easily predominate over the rest. A marked loss of root canal dentin would alter the
numerical analysis investigated the extent to which biomechanical response of the tooth. Although
dentin thickness, radius of root canal curvature, and previous static and cyclic load-based mechanical tests
external root morphology influence tooth fracture have emphasized the importance of preserving root
susceptibility. This study concluded that vertical root dentin in order to retain the mechanical integrity of
fracture is unpredictable, and removal of dentin does endodontically treated teeth (39–41), the precise
not always increase fracture susceptibility (36). impact of iatrogenic dentin loss on the biomechanical
Biomechanical studies have demonstrated that behavior of root dentin is not well understood (3–
functional (chewing-related) stresses on the tooth 5,42). Importantly, the degree of dentin loss should
were chiefly distributed at the cervical dentin (crown not be considered as a solo factor that influences the
and root). Disease processes or clinical procedures resistance to fracture, but should be corroborated with
that lead to increased loss of root dentin or eccentric other factors such root canal geometry, canal volume,
removal of root canal dentin during instrumentation and residual dentin. The resistance of the root to flex
alter the radicular stress distribution pattern, will also depend upon the distribution of dentin
resulting in more stress distribution in the apical material around the canal wall. It is also essential to

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Kishen

A B of a post-core restored tooth in comparison to a


normal intact tooth may be suggested to cause
periodontal bone loss in teeth with a metal post
(44). The key differences between an intact tooth
and a tooth restored using a post-core are (i) the
regions of stress concentration in the remaining root
dentin and (ii) an increase in the levels of tensile
stresses in the remaining root dentin for a post-core
restored tooth. Nevertheless, the distribution of
stress concentration zones and magnitude of tensile
C
stresses has been noted to increase significantly when
the remaining tooth structure is decreased or the
D
biting loads are angled away from the long axis of
the tooth (3).
The factors responsible for this dissimilar stress
distribution pattern in a post-core restored tooth are
(i) the greater stiffness of the endodontic post and
core restoration, (ii) the angulation of the post with
respect to the line of action of occlusal load, and (iii)
the increased flexure of the remaining reduced tooth
structure. These factors would result in regions of
stress concentration and high tensile stresses in the
remaining tooth structure. Stress concentrations at
the cervical region are mostly due to the increased
flexure of the compromised tooth structure, while
stress concentrations at the apical region are
Fig. 5. (A, B) Schematic diagram showing increased generally due to the taper of the post (3).
cuspal flexure in bucco-lingual direction with access Furthermore, imperfections such as ledges or
cavity preparation. (C) A cracked tooth: mesio-distal
microcracks/defects created in the dentin during
cracks progressing from crown to root. (D) A vertical
root fracture: bucco-lingual crack progressing from preparation or sharp threading from post or pin will
root toward crown. also result in localized stress concentration regions
that can be the locus for a potential fatigue failure
note that the functional stresses in the root are (Fig. 3D) (45). A smooth root canal shape is
predominantly distributed in the bucco-lingual aspect therefore recommended to eliminate stress
of the root. Thus, any non-uniform removal of dentin concentration sites. Post and core restorations do
around the centroid of the root canal would reduce not reinforce remaining radicular dentin or permit a
the resistance to root flexing. When exposed to uniform distribution of stresses within the remaining
chewing cycles, this repeated and increased root dentin structure (46).
flexing (fatigue) results in bucco-lingual cracks in the Considerable controversy exists regarding the ideal
root that progress toward the crown (43). choice of material and design of the post and core to
improve fracture resistance in post-core restored
teeth. It is generally believed that carbon and glass
Biomechanical considerations in
fiber posts have a transverse elastic modulus that is
post-core restored teeth close to that of dentin and are therefore less
The biomechanical response of a tooth restored damaging to the remaining dentin structure (47,48).
using a post, core, and crown is distinctly dissimilar In the case of posts with mechanical properties
to that of an intact tooth. In a post-core restored similar to those of dentin, functionally the remaining
tooth, the “post-core-crown-tooth system” bends or dentin, cement interface, and post will all deform
flexes as a single unit during mastication. The flexing together. Thus the failure mostly appears at the

10
Biomechanics of tooth fracture

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