Professional Documents
Culture Documents
Leibniz On The Two Great Principles-Sleigh
Leibniz On The Two Great Principles-Sleigh
Leibniz On The Two Great Principles-Sleigh
193
194 R. C. SLEIGH,JR.
not expressing the absurd view that there is no case of correct human reasoning
lacking both the principle of contradiction and the principle of sufficient reason as
premises. Hence, there is a problem of interpretation concerning the sense of the
expression “based o n ” in the claim that “our reasonings are based on two great
principles” (emphasis mine).
I t is reasonably clear in the passage cited that Leibniz intended to claim that
there are exactly two great principles upon which all our reasonings are based. He
was not there claiming that there are these first principles, contradiction and suffi-
cient reason, and, perhaps, thirty-two others as well. But, when we explore the
relevant texts in detail, we find other candidates. The law of contradiction remains
ensconced in its position, secure from rivals. By contrast, sufficient reason appears
t o have supplementers, perhaps even competitors. The principal ones are the prin-
ciple of perfection (fitness, best) and what I call experimenta. (In the Latin texts
propositions that would normally be expressed by first-person, present-tense sen-
tences about immediate experience are called “experimenta.”)
Consider this representative text:
There are two primary propositions: one, the principle of necessary truths,
what implies a contradiction is false, the other, the principle of contingent
truths, what is more perfect, i.e. has a greater reason, is true (Grua 287).
This passage contains an intriguing blend of the principles of perfection and suffi-
cient reason. Do we have two principles here? One and a half?
Then there is the following passage from a study of Locke:
My opinion is therefore that one must take nothing for a first principle ex-
cept experiences and the axiom of identity or (what comes t o the same
thing) of contradiction (A161614 [Langley 13-14]).
What happened to the principle of sufficient reason?
We seem, then, to have problems concerning just what are the fundamental
principles as well as what it might mean to say that our reasonings are based on
them. There are more problems.
Many of Leibniz’s pronouncements about first principles are accompanied by
an assignment of a realm to each principle-a realm the elements of which are said
t o be based on or t o depend upon the principle in question. These assignments are
of three types.
In the first type, the realms are characterized in terms of the modality of the
propositions falling under them. In all instances of this type, necessary propositions
are assigned to the realm of the principle of contradiction and all contingent propo-
sitions t o another principle (or principles). Compare G/7/301 (L 349/227), where
contingent propositions are assigned t o the principle of sufficient reason, with Grua
3 0 1 , where contingents are assigned to the principle of perfection.
In the second type, the realms are characterized in terms of standard areas of
human inquiry. Thus, in his second paper to Clarke (G/7/355-6 [LC 15-16]), Leibniz
stated that the principle of contradiction is the foundation for all of mathematics,
whereas the principle of sufficient reason is the foundation for metaphysics, natural
TWO GREAT PRINCIPLES 195
matter, e.g., ‘principle of sufficient reason,’ ‘based on,’ are systematically am-
biguous as employed b y Leibniz, independent of the level of analysis involved.
My supposition is that careful study of the relevant texts, employing the
ideas sketched above, would permit us to escape the interpretive labyrinth out-
lined. This essay focuses primarily o n a sophsticated level of analysis to be found
in Leibniz’s writings after 1678-the connection of the “great principles of rea-
soning” with the concept-containment account of truth. Various “deep forms”
from this level of analysis will be compared with more common forms.
Distinct principles were cited by Leibniz as the principle of contradiction; the
same holds for t h e principle of sufficient reason. Let us note some and winnow the
field a bit.
said o n the relation of (f) to (g) a t the close of Secrion 11. For the present, given our
focus on Leibniz’s conception of truth, we will concentrate o n (g).
Leibniz regarded (g) as a “common axiom.” (See G/2/56 [M 641.) There is a
deeper version of the principle of sufficient reason to be found in Leibniz, namely:
(h) For any proposition p, if p is true, then there is an a priori proof that p is
true (G/7/300-301 [ L 348-49/266], G/7/44, C 513 [MP 71. Grua 287,
G/7/295 [MP 141, C 402 [MP 941, Le R o y 47 [DM 18-19], G/4/438
[DM 221, G/2/62 [M 711, C 518 [MP 871, G/7/309 [MP 751).
(h) is based o n an equivalence, which Leibniz expressed in this passage from the
correspondence with Arnauld: “. . . nothing exists without a reason, i.e., every
truth has its a priori proof . . .” (G/2/62 [M 711). The equivalence is:
(i) For any proposition p, there is a sufficient reason why p is true if and
only if there is an a priori proof of p (G/7/301 [ L 349/226], C 513-14
[MP 7-81, Grua 287, G/7/295-96 [MP 151, C 519 [MP 881, C 402 [MP
931, GI41438 [DM 221, G/2/62 [M 711, GI71309 [MP 751).
(i) involves contentious doctrines from the very depths of Leibniz’s system. My
view is that Leibniz ultimately rejected (h) and (i), replacing them by more subtle
principles. This view is outlined at the close of Section 1.
(e), our preferred form of t h e principle of contradiction, and (g), the “com-
mon form” of the principle of sufficient reason, both bear centrally o n the notion
of truth. In a book review appended to The Tbeodicy, Leibniz stated, . . one
I‘.
may say in a sense that these two principles are contained in the definition of the rrue
and the false” (G/6/414 [Huggard 4191). In Section I, I say something aboutrny un-
derstanding of the development of Leibniz’s conception of truth. In Section 11, I re-
turn to the questions previously noted concerning Leibniz’s two great principles.
I
In this section, an account of the development of Leibniz’s views o n truth (better,
one strand thereof) is developed. T h e account is controversial, and yet little sup-
porting evidence is presented. Some of the evidence and considerable textual sup-
port is t o be found in “Truth and Sufficient Reason in the Philosophy of Leibniz”
(my contribution to Leibniz: Critical and Interpretive Essays, edited by Michael
Hooker, published by the University of Minnesota Press in 1982).
To make matters manageable, attention is restricted to propositions in sub-
ject-predicate form that are categorical, affirmative, and either singular or universal.
Sentential letters employed below are to be replaced by sentences expressing such.
A basic, noncontroversial account of truth that Leibniz accepted throughout his
career is this:
(1) P is true if and only if t h e predicate of p is in the subject of p.
Here, by the subject of a proposition Leibniz meant that of which the proposition
198 R. C. SLEIGH, JR.
predicates something, and by the predicate h e meant that which is predicated of the
subject. (See, for example, G/4/438 [DM 211 and GI2152 [M 581.)
A more daring account of truth to be found in Leibniz’s writings after 1678 is
this:
( 2 ) p is true if and only if t h e concept of the predicate of p is contained in
t h e concept of the subject of p.
Propositions (1) and ( 2 ) are equivalences with the same left-hand component. One
would hope to find textual evidence for the following equivalence:
( 3 ) The predicate of p is in the subject of p if and only if t h e concept of the
subject of p is contained in the concept of the predicate.
One does. I would draw particular attention to C 401-2 [MP 93-94], G/2/43 [M
471, and Gf2/56 [M 63-64]. These passages suggest that Leibniz took t h e right-hand
side of (3) as providing an analysis of the left-hand side. A t GI2156 [M 63-64]
Leibniz stated: “. . . there must always be some foundation of t h e connection of
the terms of a proposition which must be in their notions. This is my main princi-
ple” (emphasis mine). I take it that in this quotation t h e “terms” of a proposition
are t h e entity (or entities) of which something is predicated and the entity predi-
cated; the “notions” are the concepts that are constituents of the proposition. What
Leibniz’s “main principle” requires, then, is that t h e connection between substance
and attribute, as well as the notion of truth, be explained in terms of relations in-
ternal to concepts. Why Leibniz held this “main principle” is one of the deepest
questions that can be asked about his philosophy. T h e subject runs deeper than I
intend to go in this paper.
Proposition ( 2 ) expresses an account of truth to which Leibniz was firmly
committed from 1679 on. Clearly, (2) (particularly the implication from left to
right) is the ground o n which commentators have based the claim that Leibniz ac-
cepted the view that all true propositions (of the relevant variety) are analytic.
(Whether that is a justifiable attribution will not be discussed here.) A t approxi-
mately the same time, Leibniz formulated a doctrine about concept containment
that, when applied to constituent concepts of a proposition (of the relevant vari-
iety), may be expressed thus:
(4) T h e concept of the predicate of p is contained in the concept of the sub-
ject of o if and only if there is an a priori proof of p.
Propositions (4) and (2) combine to yield what many regard as Leibniz’s deepest ac-
count of truth, namely:
(5) p is true if and only if there is an a priori proof of p.
What is an a priori proof? That is a question worth a paper u n t o itself. Here is
a rough account that will d o for present purposes: Think of a proposition p (of the
relevant variety) as an ordered pair whose first term is the subject concept of p and
whose second term is the predicate concept of p. Think of the concepts involved as
sets of properties. O n this construal, an identical proposition is an ordered pair
TWO GREAT PRINCIPLES 199
whose terms are sets of properties where the second term is a subset of the first.
Think of complex concepts as arising from simple concepts by conjunction, and
think of an analysis of a concept as a step-by-step decomposition of that concept
into simpler components. An analysis of a proposition p is a sequence of ordered
pairs the first term of which is p, with each subsequent pair just like its predecessor
except that one concept is replaced b y a set that constitutes a one-step analysis of
it. Finally, we may say that such a sequence is an u prion’proof of p provided that
it commences with p and terminates with an identical proposition.
The process of proof just outlined is what Leibniz called reducing a proposi-
tion to an identity. (See, for example, C 518 IMP 871.) Not surprisingly, then, we
find textual support for the following:
(6) p is true if and only if p is, or is reducible to, an identical proposition.
Consider the following slight extension of (e):
(e’) F o r any proposition p, if p is or is reducible to an identical proposition,
then p is true.
Suppose we take (e’) as the principle of contradiction. We note t h a t (e’) may be
put equivalently as:
(e“) F o r any proposition p, if there is an a priori proof of p, then p is true.
Recollect:
(h) F o r any proposition p, if p is true, then there is an a priori proof of p ;
and
(5) p is true if and only if there is an a priori proof of p.
Taking (e”), (h), and (5) as Leibniz’s deep forms of, respectively, the principle of
contradiction, the principle of sufficient reason, and t h e concept-containment ac-
count of truth, we arrive a t Couturat’s classic account: The t w o great principles are
indeed “contained in the definition of the true . . .” because each is half (so to
speak) of the deep account of truth and conjoined they yield the whole. (See Louis
Couturat, La Logique de Leibniz [Paris: Presses Universitaires d e France, 1901 ; re-
printed in Hildesheim: Georg Olms, 1969, pp. 214-151.)
Unfortunately, it is not quite that simple. Leibniz thought of (1) as noncon-
troversial, as a datum requiring philosophical elucidation. He formulated (2) as a
partial elucidation of (1); he never rejected (2) o r (3). A t about t h e same time, h e
formulated (4) and ancillary doctrines setting o u t the notions of concept analysis
and a priori proof as elucidations of (2) (and, hence, as further elucidations of
(1)). Almost immediately he came to see that (5) (and, hence (4)) lead to serious dif-
ficulties. The fundamental problem is to maintain a distinction between neces-
sary and contingent truths. The problem is clearly displayed in General Inquiries
about the Analysis of Concepts and Truths. Paragraph 40 (C 369 [P 591) gives us
essentially (6); i.e., a proposition is true just in case it is reducible to an identity;
paragraphs 133 and 1 3 4 (C 388 [P 771) give us essentially this: a proposition is
200 R. C. SLEIGH, JR.
(k) For any proposition p, there is a sufficient reason why p is true if and
only if there is a proof sequence for p 4
Note, in passing, that (e”) may be sharpened to the following equivalence:
(e”’) For any proposition p , there is an a priori proof of p if and only if p
is necessarily true.
Taking (err’), (j), and (7)as Leibniz’s revised deep forms of, respectively, the
principle of contradiction, t h e principle of sufficient reason, and t h e concept-con-
tainment account of truth, we arrive at something like Rescher’s account of the
matter. (See Nicholas Rescher, Leibniz: An Introduction to His Philosophy [Toto-
wa, N.J.: Rowman and Littlefield, 1979, pp. 23-25]). Rescher puts particular
emphasis o n one-half of (9), i.e., the implication from right to left:
( 2 ) For any proposition p, if there is a proof sequence f o r p but no a priori
proof of p, then p is contingently true.
Rescher calls (Q)Leibniz’s “principle of perfection.” Perhaps, in fairness to Rescher,
it should be said that he sees (Q)as a deep form of the principle of perfection. A n
important thesis of Rescher’s account is the claim (p. 3 5 ) that the principle of per-
fection cannot be derived from the principles of contradiction and sufficient reason
and that the three principles are logically independent. In Section 11, I say some-
thing about the relations between the principles of contradiction and sufficient rea-
son; in Section 111, t h e focus is broadened to include the principle of perfecrion.
I1
In an interesting paper, “An Unpublished Leibniz Manuscript o n Metaphysics”
(Studia Leibnitiana, Band 11, Heft 2, 1975, pp. 161-89), Prof. Nicholas Jolley rrans-
lates from a marginal comment in the manuscript, Ad Christophon’ Stegmanni:
On several occasions I have observed that there is a pair of supreme principles
of all our knowledge of things that is deduced a priori: t h e principle of con-
tradiction, to avoid arguing against ourselves, and the principle of reason, to
avoid judging that anything ever happens without a sufficient reason. I t arises
from the principle of contradiction.
Professor Jolley notes that Leibniz bracketed this marginal comment and added this
note for a copyist: “Omit what is enclosed.” Jolley comments o n the passage that:
Despite the impression he [ Leibniz] conveys of repeating familiar ideas, the
last statement here is puzzling, and is t o my knowledge unparalleled in all
Leibniz’s writings which have so far appeared in print: indeed it gives an ac-
count of the relationship of the two great principles which is in conflict with
Leibniz’s standard pronouncements on the subject. Even in the texts pub-
lished by Couturat, Leibniz constantly treats the principle of sufficient rea-
son as logically independent of the principle of contradiction. Leibniz tells us
again and again that the principle of sufficient reason is one of the t w o primary
202 R. C. SLEIGH, JR.
reason is necessary. Consider the argument minus its modal operators; so construed
it is valid. Only half of (i) is required-the implication from right t o left. But the
implication from right to left is the convene of what we have been calling the prin-
ciple of sufficient reason. I think that this observation is significant. My view is that
frequently, when Leibniz said that the principle of sufficient reason is t h e first prin-
ciple of contingent truths, h e had in mind the equivalence from which both what
we have been calling sufficient reason and its converse may be derived, i.e., (9).
Although Leibniz did not provide a direct answer to his own question of
whether the principle of sufficient reason is necessary in De Contingentia, a careful
reading of the entire text suggests that he thought an affirmative answer was the
right one. Fortunately, we can d o better than this. There are a number of texts in
which Leibniz provided just the sort of argument, based on definitions, that his
own theory requires in order to show that t h e principle of sufficient reason can be
reduced t o an identity. Consider the following passage from Leibniz's fifth paper
in the Leibniz-Clarke correspondence:
. . . 'Tis very strange to charge m e with advancing m y principle of t h e want
of sufficient reason, without any proof drawn either from the nature of
things, or from the divine perfections. F o r the nature of things requires, that
every event should have beforehand its proper conditions, requisites, and dis-
positions, the existence whereof makes the sufficient reason of such an event
(GI71393 [ LC 601).
This same argument is mentioned in Confessio Philosophi (CP 34-35), Catena Mira-
bilium Demonstrationum de Summa Rerum (Grua 2631, De Existentia (Grua 267),
and On Freedom (FC 178 [MP 1061); it is stated in considerable detail in an early
work, Demonstratio Propositionurn Primarum (A/6/2/479-86). T h e entire proof is
short and worth quoting.
Proposition :
Nothing exists without a reason
or whatever exists has a sufficient reason.
Definition 1. A sufficient reason is something which having
been posited, the thing exists.
Definition 2. A requisite is something which if not posited
the thing does not exist.
Demonstration:
whatever exists has all its requisites.
For, if one is not posited, t h e thing does not
exist per Definition 2.
All requisites having been posited, the thing exists.
For, if the thing does not exist, something will
be lacking in virtue of which it does n o t exist,
i.e., a requisite.
Therefore, all the requisites constitute a sufficient
reason per Definition 1.
2 04 R. C. SLEIGH, JR.
Leibniz’s intent here was to derive the principle of sufficient reason from ac-
ceptable definitions of “sufficient reason” and “requisite.” Success would have
permitted him to reduce the principle of sufficient reason to an identity. A difficul-
ty with the argument stares one in the face. Note that the reason given for the sec-
ond step-i.e., the collection of all the requisites of a thing constitutes a sufficient
condition of it-is not a consequence of either definition. Indeed, when applied in
the present case, the aroma of question begging fills the air.
I t may be objected that the argument above applies directly to sufficient rea-
son in the form of a causal principle, something like (0,rather than (g). My response
is this. First, just on their faces (f) and (g) are exceedingly similar. When (g) is recast
in the light of the concept containment account of truth as (j) they become nearly
indistinguishable. In particular, the notion of a requisite, as well as the suppositions
about requisites utiIized in the argument, have their analogues with respect to con-
cept containment, as understood by Leibniz (see, for example, G/7/293[MP 1 1 -
211).
111
Leibniz took the principle of contradiction to be secure in its realm, not requiring
supplementers, ,not brooking competitors. His treatment of it remained fixed
throughout his mature period, with the exception of some vacillation concerning its
vindication. Hence, noting the senses in which Leibniz took necessary truths to de-
pend on it will provide a model for exploring similar matters with respect to suffi-
cient reason and perfection.
Consider, again, a deep form of the principle of contradiction, i.e.,
(e”’) For any proposition p, there is an a priori proof of p if and only if p is
necessarily true.
So stated there is an obvious sense in which necessary truths depend on the princi-
ple of contradiction; it provides necessary and sufficient conditions for necessary
truth. It provides what Leibniz viewed as a deep semantic analysis of necessary
truth. I t is important to note that in this form the principle of contradiction also
functions as an epistemological principle in Leibniz’s system. Not only can we hu-
mans come to know (any) necessary truth by coming to know that the left side of
(e”’) is true of it, according to Leibniz, but in numerous passages he exhorted us to
employ this method to the full. See, for example, C 5 3 9 , where Leibniz set out to
demonstrate Euclid’s axiom that the whole is greater than a part by the method of
reduction to an identity. The idea here is that we know the axioms and, hence,
theorems of geometry only to the extent to which we have reason to believe that
the project of reduction to identicals is feasible. Therefore, the principle of contra-
diction plays a significant epistemological role in Leibniz’s full system as well as a
semantic role. Can the same be said for the principle of sufficient reason?
TWO GREAT PRINCIPLES 205
of sufficient reason are principles of a priori knowledge. Indeed, Leibniz may have
regarded all the conclusions reached in our examples as necessary truths. He certain-
ly so regarded the proposition that God exists. This feature is not surprising given
the form of argument involved and the difficulty of proving the lack of a sufficient
reason. The principle of sufficient reason in its common form does not seem to be
related t o contingent truths in anything like the way the principle of contradiction
in its deep form is related to necessary truths.
Consider, again, the principle of sufficient reason in our deep form, formulated
specifically in order to provide necessary and sufficient conditions for contingent
truth.
(9) p is contingently true if and only if there is a proof sequence for p but
there is n o a priori proof of p.
Leibniz regarded it as providing a deep semantic analysis of contingent truth, just
as he regarded the principle of contradiction as providing a deep semantic analysis
of necessary truth. Did he assume that (9) has epistemological significance with
respect t o knowledge of contingent truths? He assumed so for God, not for us.
Leibniz took seriously the idea that we (humans) might be able to establish a priori
that a given sequence is a nonterminating proof sequence for a given contingent
proposition (e.g., a t C 374 [P 631). Of course he was perfectly clear that neither we
nor God can complete a nonterminating proof sequence. What he took seriously
was the notion that we might be able t o prove that a given proof sequence, although
nonterminating, nonetheless converged on some identical proposition. His considered
opinion was that this is not in our power.
. . . Just as a larger number contains another which is incommensurable
with it, although even if one continues to infinity with a resolution one will
never arrive at a common measure, so in the case of a contingent truth you
will never arrive at a demonstration. . . . The sole difference is that in the
case of surd relations we can, none the less, establish demonstrations, by show-
ing that the error involved is less than any assignable error, but in the case of
contingent truths not even this is conceded to a created mind (C 18 [MP 971;
cf. C 272-73, C 388-89 [P 77-78]).
In the paragraph after that just quoted, Leibniz said of contingent propositions
that ci. . . their truth is understood a priori by the infinite mind alone” (C 18
IMP 981). Here and elsewhere Leibniz appears committed to the doctrine that no
created mind knows a contingent proposition a priori. (See, also Gl7144, GI71220
[Schrecker 131, FC 181 [MP 1081.) Whether this thesis is consistent with Leibniz’s
views about the uses of the principle of perfection is a difficult question deserving
attention.
We have already noted that Leibniz employed a principle of perfection as a
supplement to sufficient reason. I t is important to weigh its relevance to the mat-
ters at hand.
Consider:
TWO GREAT PRINCIPLES 207
. . . All contingent propositions have reasons for being so rather than other-
wise . . . ; b u t they d o not have demonstrations of necessity, since these
reasons are founded only o n the principle of contingency o r of t h e existence
of things, i.e., o n what is or appears best among several equally possible things
(G/4/438 [DM 221).
Similar passages can be found in Grua 301, 305; FC 182 (MP 109); G/6/413
(Huggard 418);Monadology 8 46, 8 53, 8 5 4 (G/6/614-16), Principles of Nature
and Grace (G/6/603), and G/7/390 (LC 57). In many (most) cases, Leibniz referred
to this principle without stating what the principle asserts. T h e quotation above
from the Discourse on Metaphysics is particularly helpful in this regard. T h e most
general form of the principle of perfection seems t o be this:
(m) Every mind wishes to choose what appears best to that mind.
Applied to God (taking into account his wisdom and his power), (m) yields:
(n) God always chooses t h e best.
We may think of (n) as Leibniz’s “common form” of t h e principle of perfec-
tion. The sense in which it serves as a supplement to (g), i.e., to sufficient reason in
its common form, is well known. The principle of sufficient reason requires that
God have some reason for choosing this world; the principle of perfection supplies
that reason. In the Discourse on Metaphsyics, Leibniz attempted to explain the rela-
tion of the principle of perfection in its common form t o the principle of sufficient
reason in a deep form. In Article 1 3 of the Discourse, Leibniz argued that truth is
always a matter of containment of the concept of t h e predicate in the concept of
the subject but that in the case of contingent truths proof of containment requires
appeal to the principle of perfection. But in the Discourse Leibniz did n o t provide
any details explaining how the principle of perfection (in any form) could be rele-
vant to an analysis of concepts. That topic is reserved for t h e General Inquiries. I
consider it after a discussion of deep forms of (n).
Given that some world is actual and God chose it, (n) has the following con-
sequence.
(0) F o r any proposition p, if p holds in the best possible world, then p is true.
In order to have a version comparable to (9), consider:
(p) p is contingently true if and only if p holds in t h e best possible world
and there is n o a priori proof of p.
Questions naturally arise about (p) analogous to those we asked about (9).
We want to know whether Leibniz thought of (p) as having an epistemological func-
tion relative to contingent truths analogous to the role of the principle of contradic-
tion with respect to necessary truths.
Did Leibniz think that an explanation of all our knowledge of contingent
truths can be based o n (p)? He certainly did not. Did h e think that some interesting
portion of our knowledge of contingent truths can be based o n (p)? This is an
208 R. C. SLEIGH, JR.
exceedingly difficult and yet important question. I t concerns the role of reasoning
by final causes in Leibniz’s philosophy of science. My intention is to outline one
aspect of the problem.
Consider:
(1O)p holds in the best possible world.
Put aside theological and ethical propositions, and consider only propositions that
Leibniz viewed as contingent and a part of physics. Did Leibniz believe that there
are propositions fulfilling those conditions such that we can know (10) to be neces-
sarily t m e of them? There are plausible candidates of two types: conservation prin-
ciples and principles of order. Something needs to be said about these principles
and about how Leibniz understood the expression “the best possible world.”
Leibniz distinguished between metaphysical and moral perfecrion. However,
he claimed that there is exactly one world that is both metaphysically and morally
the most perfect. Fortunately, God created it. Leibniz understood the metaphysi-
cally most perfect world t o be “. . . the one which is at the same time the simplest
in hypotheses and the richest in phenomena” (G/4/431 [DM lo]). Hence, the ex-
pression “the best possible world” had considerable content for Leibniz, including
the ideas just noted plus various items entailed by the creator’s perfection.
Conservation principles and principles of order are to be distinguished from
lower-level generalizations applying directly to the phenomena of physics. Leibniz
stated, “. . . All natural phenomena could be explained mechanically if we under-
stood them well enough, but the principles of mechanics themselves cannot be ex-
plained geometrically, since they depend on more sublime principIes which show
the wisdom of the Author in the order and perfection of his work” (G/7/272 [ L
779/478]). By a mechanical explanation Leibniz meant an explanation in terms of
efficient causation referring to the contribution of various parts of the agent to the
phenomenon to be explained (L 447/289).
Conservation principles (for example, the entire effect is always equal to its
full cause) and principles of order (for example, the law of continuity) are instances
of “the more sublime principles” he thought essential to explain the lower-level
mechanical laws. (See, for example, G/6/603 [ L 103916391 and G/3/52 [L 539/
35 11.) Leibniz employed the conservation principle, the entire effect is always
equal t o its full cause, and the principle of order, the law of continuity, as tests for
the acceptability of proposed laws of impact and motion. In fact, Leibniz found
Descartes’s rules of impact unacceptable, in part, because they violate these princi-
ples (G/3/52 [L 54013521). Our examples of a conservation principle and a princi-
ple of order have been selected, in part, because Leibniz said explicitly of each that
it is contingent (see, G/6/319-20 [Huggard 332-31 and GI21168 [L 837/515-161).
IS there textual support for the thesis that Leibniz thought it necessary that
the conservation principle cited and the law of continuity would hold in the best
possible world, i.e., the world created by a perfect being? There is. In a letter to
Malebranche, Leibniz argued against the laws of impact formulated by Descartes
and subsequent revisions formulated by Malebranche on the ground that both sets
TWO GREAT PRINCIPLES 209
of laws conflict with the principle of continuity. He concluded his discussion of the
principle of continuity with this remark: “. . . We see . . . how the true physics
should in fact be derived from the source of the divine perfections” (G/3/52 [ L
541/353]; see also G/4/360 [L 637/387]).
However, none of t h e passages cited settles absoluteiy t h e question with which
we began. Many other passages, directed to a consideration of the same matter, sug-
gest that Leibniz held that careful study of God’s perfection has a heuristic value in
the formulation of scientific hypotheses- that a consideration of final causes will
often suggest a hypothesis more readily than a consideration of mechanical, effici-
ent causation. But, of course, that is quite distinct from the claim that these hy-
potheses can b e deduced from the perfections bestowed by a perfect creator on his
creation.
The tension in Leibniz’s thinking on this matter is vividly displayed in Ele-
ments of Natural Science (L 42647127749). After distinguishing between two
methods of discovering causes in physics, one a posteriori, the other a priori, Leibniz
contrasted two a priori methods, one “certain,” the other “conjectural,” in the fol-
lowing manner: “The apriori method is certain if we can demonstrate from the
known nature of God the stmcture of the world which is in agreement with the
divine reasons and from this structure, can finally arrive at the principles of sensible
things” (L 436/283). By contrast, Leibniz said, “The conjectural method a priori
proceeds by hypotheses, assuming certain causes, perhaps, without proof, and
showing that the things which now happen would follow from these assumptions”
(L 437/283).
Leibniz’s elaboration of the conjectural method a priori sounds like a textbook
description of the hypothetico-deductive method. I t fits perfectly with a heuristic
use of knowledge of God’s perfection. However, our concern is with his attitude
toward the certain method a priori. His attitude here, as in many other texts, is
equivocal in the extreme. He began by saying that it is difficult but that it does not
seem entirely impossible. He then said that it is perhaps too long to be completed
by humans and concluded, ‘I. . . We believe that t h e absolute use of this method
is conserved f o r a better life” (ibid.).This last sounds definitive, but it would be
hasty to conclude that Leibniz intended to reject the method outright in this pas-
sage. The phrase “absolute use” is difficult to interpret. He may have intended to
reject the idea that use of this method may be expected to get us beyond a knowl-
edge of structure, i.e., beyond a knowledge of conservation principles and principles
of order, in order to “finally arrive a t the principles of sensible things,” i.e., lower-
level generalizations applying directly to the phenomena of physics.6
I t may be that Leibniz held different attitudes toward this matter a t different
times. Only detailed investigation of his philosophy of science will settle this ques-
tion. My present inclination is to suppose that his mature view was that we (humans)
are restricted to t h e conjectural method a priori, hence, that (p), like ( 9 ) , lacks
epistemological significance for us.
(9) and (p) are equivalences that play important roles in Leibniz’s scheme.
They have a common left-hand member but distinct right-hand members. One
210 R. C. SLEIGH, JR.
would expect Leibniz to offer a detailed explanation of the relation between the
right-hand members, but there is surprisingly little on this topic in che texts of which
I am aware. Our problem is what the principle of perfection has to do with non-
terminating, but convergent, proof sequences, i.e., sufficient reason in its most
austere form.
Rescher supplies an answer. He says:
The principle of sufficient reason demands definiteness: it states that a con-
tingent truth is susceptible of an analysis which, though infinite, converges on
something. . . . The principle of perfection shows how this is the case. [It
says] . . . all infinitely analytic propositions-and thus all propositions
whose infinite analysis converges on some characteristic of the best of all
possible worlds-are true. . . . [An] infinite comparison process is involved,
one on whose basis it is exhibited that the truth at issue is one of the charac-
teristics of a “best possible” arrangement of a world (Rescher, 34-45, 38).
There is considerable textual support for the idea that is involved here. At
C 19 (MP 9 9 ) we find this remark:
. . . Even if someone could know the whole series of the universe, even then
he could not give a reason for it, unless he compared it with all other pos-
sibles. From this it is evident why no demonstration of a contingent proposi-
tion can be found, however far the resolution of notions is continued.
Similar ideas are expressed at C 405, Grua 288, C 9 (MP 134), and G/7/309
(MP 75-76). But Rescher’s account needs supplementation. His notion of an analy-
sis of a proposition is similar to chat outlined in Section I. In particular, he is quite
clear that the analysis of a contingent truth converges on an identical proposition
(see, for example, Rescher, p. 23). An identical proposition is a “characteristic” of
every possible world, not just the best possible world.
In order to see how the idea of infinite comparisons, based on the principle of
perfection, may be related to nonterminating proof sequences, we need to pull to-
gether some seemingly disparate aspects of Leibniz’s thought to be found in the
General Inquiries, the main source of Leibniz’s views concerning infinite analysis,
convergence, and the like. Our problem is to find a textual basis for maintaining
that ‘there is a proof-sequence for p’ is equivalent to ‘p holds in the best possible
world’. In what follows attention is restricted to the case where p is a categorical,
affirmative, singular proposition. I believe Leibniz was of the opinion that, if this
case is handled satisfactorily, the rest will fall into place.
Consider:
(11)The a is f.
In the General Inquiries, Leibniz explained that “from every proposition tertii
adjecti a proposition secundi adjecti can be made, if the predicate is compounded
with the subject into one term and this is said to exist” (C 3 9 2 [P 811). Applied to
(1 l), this procedure yields:
(12)The thing that is both a and f exists.
TWO GREAT PRINCIPLES 211
Here the grammatical subject is the entire sentence less the last word, which is the
grammatical predicate. So, the subject concept is the concept of the thing that is a
and f and the predicate concept is the concept of existence. In order to apply the
machinery of Leibnizian analysis with the aim of generating proof sequences, we
need a Leibnizian characterization of existence that makes reference t o perfection
in such a way as to involve infinite comparisons. Such a characterization would pro-
vide the required link between the principle of perfection and nonterrninating proof
sequences. But that is what we find in the General Inquiries at C 360 (P 51) and,
particularly, C 376 (P 65-66). Various accounts of existence are considered at C
376; the basic idea is that a thing exists just in case it would not be absolutely dis-
pleasing to the most powerful mind, were there such. A complementary idea is
found at C 9 (MP 134): “. . . All that can be explained in existence is being an in-
gredient in the most perfect series of things.” Similar remarks are found at C 405,
Grua 325, and G/7/195.
My suggestion is that the characterization of existence to be found at C 376
of the General Inquiries may be a crucial element in Leibniz’s scheme. It provides a
possible basis for understanding why Leibniz might have taken ‘there is a proof se-
quence for p’ to be equivalent t o ‘p holds in the best possible world,’ at least in the
case of singular propositions. Note that it does so only if the complementary idea
connecting the notion of existence with the idea of being an ingredient of the most
perfect series of things is itself connected with what God finds pleasing and, hence,
chooses. Otherwise, the account of existence outlined at C 376 will not yield com-
parisons among infinitely many possible entities and, hence, will not yield the con-
nection with nonterminating proof sequences that is essential t o my account of
Leibniz’s strategy. The connection between what pleases God and the most perfect
series of things is discussed briefly at the close of this section.
There are numerous objections to my account that have been brought to my
attention. Some here suggested that the account of existence offered at C 376 is
not to be given the importance I attribute to it because the full discussion contained
there is tentative in the extreme. What we find are three o r four seemingly distinct
explications of existence, one after another. I t has the appearance of someone try-
ing out ideas without reaching closure. My reply is this: We certainly find a series of
characterizations of existence, but it is not simply a series hit o r miss. Leibniz dis-
carded earlier characterizations in the series because of alleged counterexamples. He
seemed satisfied with the final results.
Others have argued that not much importance should be attributed to the ac-
count of existence offered at e 3 76 because the ideas involved are rarely found else-
where in Leibniz’s writings. My reply is this: It is true that the ideas involved here
are rarely found elsewhere in his writings; it is also true that most of his major ideas
are frequently repeated in various texts. But that is not true of other important ele-
ments of Leibniz’s scheme t o be found in the General Inquiries. For example, the
idea of convergence in propositional analysis, an idea central to Leibniz’s account
of contingent truth, rarely occurs in his writings other than the General Inquiries.
Of course the idea of an infinite analysis occurs frequently in his writings, but the
fact that a proposition has an infinite analysis does not distinguish contingent truth
212 R. C. SLEIGH, JR.
essence with complete concept (see, for example, GI4144142 [DM 27-28]). Truth
to tell, both of these replies have problems. I t is not clear that, when Leibniz said
that existence does not follow from essence in contingent beings, h e was using either
‘follow from’ or ‘essence’ in t h e sense the suggested replies require.
Independent of the details of m y exposition there is a general objection to ef-
forts to show that Leibniz regarded ‘there is a proof sequence f o r p’ as equivalent to
‘p holds in the best possible world’. I t is this: Leibniz took (9) to be necessarily
true. So, if he took the right-hand components of (9) and (p) to b e equivalent, h e
would have been forced to regard (p) as necessarily true. But it may be argued that
Leibniz did not regard (p) as necessarily true because he thought the inference from
right to left required (n) (i.e., God always chooses the best [possible world]), and
he thought of (n) as contingent. Deep water. For an excellent discussion of the rele-
vant issues, see Robert Adams, “Leibniz’s Theories of Fontingency,” in Leibniz:
Critical and Interpretive Essays (Minneapolis: University of Minnesota Press, 1982),
edited by Michael Hooker. I am happy to settle f o r this: Leibniz saw ‘p holds in the
best possible world’ and ‘there is a proof sequence for p’ as equivalent in the pres-
ence of (n).
IV
We have found that Leibniz’s “two great principles” turn o u t to be a t least three,
the principles of contradiction, sufficient reason, and perfection. Each has a num-
ber of distinct forms. Apparently there is more to come. In an essay entitled “On
Principles,” Leibniz said:
These two first principles: one of reason; identicals are true . . . , the other
of experience; various things are perceived by me, are such that it can b e
demonstrated concerning them that a demonstration of them is impossible;
secondly, all other propositions depend on them (C 183).
We have noted that both the principle of sufficient reason and the principle of per-
fection receive various formulations in the texts but that ‘various things are per-
ceived by me’ is n o t one of them. Essentially, the same division is to b e found in
the passage from an essay o n Locke previously quoted.
In a marginal note appended to Introduction t o a Secret Encyclopedia,
Leibniz listed the principles of contradiction and sufficient reason under the head-
ing “first principles a priori”; under the heading “first principles of a posteriori
knowledge” he listed “Every perception of m y present thinking is true” (C 515
[MP 91). As previously noted, in the Latin texts propositions that would normally
be expressed by first person, present-tense sentences about immediate experience
are called “experimenta.” Our current problem concerns where experimenta fit into
Leibniz’s scheme of first principles. I t is not only Leibniz’s account of first princi-
ples that appears to be infected by experimenta; his account of truth appears in-
volved as well. In a letter of March 1678 to Herman Conring, Leibniz offered what
he clearly intended as a definition or characterization of truth: “All truths are
214 R. C. SLEIGH, JR.
Abbreviations
A/K/P/m = Gottfried Wilhelm Leibniz: Samtliche Schriften und Briefe (Academy Edition:
Darmstadt and Berlin 1923-). series K, volume Iz, page m .
C = Opuscles et fmgments inidits d e Leibniz, ed. Louis Couturat (Paris: Alcan, 1903;
repr. Hildesheim: Georg Olms, 1961).
CP = Confessio Philosophi, trans. Yvon Belaval (Paris: Vrin, 1970).
DM = Leibniz-Discourse on Metaphysics, trans. Peter Lucas and Leslie Grint (Man-
Chester: Manchester University Press, 1953).
FC = Novvelles Lettres er Opuscles inidits d e Leibniz, ed. Foucher de Cared (Paris:
Librairie Philosophique de Ladrange, 1854, repr. Hildesheim: Georg Olms, 1975).
G/m/n = Die Pbilosophischen Schriften von G . W. Leibniz. ed. C. I. Gerhardt (Berlin:
Weidmannsche Buchhandlung, 1975-1890; repr., Hildesheim: Georg Olms, 1965),
volume rn, page n.
GM/m/n = Die Murhemutische Schriften von G . W. Leibniz, ed. C. I. Gerhardt (Berlin-Halle:
Ascher, Schmidt, 1849-1863, repr., Hildesheim: Georg Olms, 1971). volume m.
page n.
Leibniz, Textes inldits, ed. Gaston Grua (Paris: Presses Universitaires de France,
1948).
TWO GREAT PRINCIPLES 215
Notes
, Acknowledgments: Some of the research for this paper was done at the Institute for Ad-
vanced Study, Princeton, N.J. I thank the institute and the members of the Seventeenth Cen-
tury Study Group who met there and discussed these topics with me. I a m especially grateful to
Martha Bolton, Vere Chappell, Willis Doney. Michael Hooker, Ruth Mattern, Fabrizio Mondadori,
and Margaret Wilson. Earlier versions of the paper were read at Arizona State University,
Brandeis University, and Dartmouth College. Comments received on these occasions were help-
ful. Willis Doney’s comments, offered when I read the paper at Dartmouth College, were par-
ticularly useful. Passages taken from Leibniz are given in English and are followed by a refer-
ence to a source containing the quoted passage in the original language and by a reference (in
brackets) to a source containing a translation of the passage into English in those cases in which
I know of a published translation into English. In some cases, the words in a passage quoted in
the paper will not be exactly the same as those in the English translation cited. Citations to
unquoted material follow the same format.
1. For Leibniz the general form of an affirmative identical proposition was AB is B (see,
for example, C 369 [P 581).
2. For an attempt to indicate what Leibniz may have had in mind here, see my paper,
“Truth and Sufficient Reason in the Philosophy of Leibniz,” mentioned above.
3. Here are some of the more significant ones: G/7/309 (MP’75), C 371 (P 61), C 387
(P 77). C 17 (MP 96). G/7/200 (Schrecker 13), C 270. C 1, and Grua 305.
4. (k) is speculation about what Leibniz would have said in place of (i) once the infinite
analysis doctrine had been firmly grasped.
5 . It seems surprising that Leibniz would say (in so many places) that without the prin-
ciple of sufficient reason we cannot prove the existence of God. What about the ontological
argument? In one text, Leibniz modified the claim. He said of the principle of sufficient reason,
216 R. C. SLEIGH, JR.
I‘. . . Without it, indeed, the existence of God cannot be proved from his creatures . . .”
(GI71301 [L 34912271; emphasis mine). That sounds more like it.
6. There are a number of passages that suggest that even matters of derail can be reached
via final causes. Leibniz’s favorite example was his theory of optics. See, for example, “Unicum
Opticae Catopmcae et Diopmcae Principium” in G. G. Leibnitii Opmu Omniu, ed. L. Dutens
(Geneva. 1768), Vol. 3, pp. 145-51. Note also the following passages in which Leibniz com-
mented favorably on its use of reasoning from final causes: GI4144647 (DM 37). GMl61243
(L 7231442). Gl71273-74 (L 781/479), A16161423 (NE423). and C 13 (MP174).
7 . See C 515 (MP 9 ) . GI71296 (MP l S ) , C 220, C 17 (MP9 7 ) . G17144, Gl31258-59, and,
especially, A16161367 (NE 367). A/6161411 (NE 4 1 1 ) , and A16161434 (NE 434). The last three
references are to the new Remnant and Bennett translation of the New Essuys. Gloriously, the
pagination of their translation matches that of the Academy edition. The translation is admir-
able. Notes appended to the text provide information about persons, events, and ideas alluded
to therein. The notes are extraordinarily helpful and interesting in their own right.