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Innovative Food Science and Emerging Technologies 19 (2013) 29–43

Contents lists available at SciVerse ScienceDirect

Innovative Food Science and Emerging Technologies


journal homepage: www.elsevier.com/locate/ifset

Nanostructured lipid carriers (NLC): A potential delivery


system for bioactive food molecules
Fardin Tamjidi a,⁎, Mohammad Shahedi a, 1, Jaleh Varshosaz b, 1, Ali Nasirpour a
a
Department of Food Science and Technology-Center of Excellence for Safety and Quality of Foods, College of Agriculture, Isfahan University of Technology, Isfahan 84156-83111, Iran
b
Department of Pharmaceutics, Faculty of Pharmacy and Novel Drug Delivery Systems Research Center, Isfahan University of Medical Sciences, Isfahan 81746-73461, Iran

a r t i c l e i n f o a b s t r a c t

Article history: Particle size and physical state of the lipid phase are major factors influencing the permanence of lipid disper-
Received 11 November 2012 sions. Nanostructured lipid carriers (NLC) are a delivery system in which partial-crystallized lipid particles
Accepted 17 March 2013 with mean radii ≤100 nm are dispersed in an aqueous phase containing emulsifier(s), as a potential delivery
system may have some advantages in certain circumstances when compared with other colloidal carriers. NLC
Editor Proof Receive Date 17 April 2013
are a useful nutraceutical delivery system with high drug loading, encapsulation efficiency and stability. They
Keywords:
may increase, bioavailability and stability of bioactive compounds, and shelf-life, consumer acceptability, func-
Lipid nanocarriers tionality, nutritional value and safety of food systems, and provide controlled release of encapsulated materials.
Lipid nanoparticles In this review, beneficial aspects of NLC are presented and valuable information about ingredients, production
Lipid crystallization methods, structure and characteristics of them provided. Moreover, potential applications and disadvantages
Bioactive compounds of NLC as emerging delivery system in food science are introduced.
Nutraceuticals Industrial relevance: With the increasing public perception of a strong correlation between food and disease pre-
Functional foods vention, producers are trying to enrich staple foods and beverages with nutraceuticals and produce functional
foods. Nonetheless, fortification of aqueous-based food with many of nutraceuticals is greatly limited owing to
their poor water-solubility, chemical instability, and low bioavailability. NLC are a novel nanocarrier that may
dispel these limitations, combine the advantages of other lipid nanocarriers and avoid some of their disadvan-
tages. They may be suitable for application within foods and transparent/opaque beverages.
© 2013 Elsevier Ltd. All rights reserved.

Contents

1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30
2. NLC versus liposomes, nanoemulsions, microemulsions and SLN . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30
2.1. Liposomes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30
2.2. Nanoemulsions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30
2.3. Microemulsions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31
2.4. SLN . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31
2.5. NLC . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31
3. NLC ingredients . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33
3.1. Lipids . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33
3.1.1. Liquid lipids . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33
3.1.2. Solid lipids . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 34
3.2. Emulsifiers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 34
4. Production of NLC . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35
4.1. Hot homogenization method . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35
4.2. Cold homogenization method . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35
4.3. Solvent emulsification–evaporation method . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 36
5. Structure of NLC . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 36
6. Characterization of NLC . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 36

⁎ Corresponding author. Tel.: + 98 311 3913384; fax: + 98 311 3912254.


E-mail addresses: f.tamjidi@ag.iut.ac.ir (F. Tamjidi), shahedim@cc.iut.ac.ir (M. Shahedi), varshosaz@pharm.mui.ac.ir (J. Varshosaz), ali.nasirpour@cc.iut.ac.ir (A. Nasirpour).
1
Both authors contributed equally to this work.

1466-8564/$ – see front matter © 2013 Elsevier Ltd. All rights reserved.
http://dx.doi.org/10.1016/j.ifset.2013.03.002
30 F. Tamjidi et al. / Innovative Food Science and Emerging Technologies 19 (2013) 29–43

6.1. Particle size and zeta (ζ)-potential . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37


6.2. Particle morphology . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37
6.3. Chemical stability of bioactive compounds . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 38
6.4. Encapsulation efficiency (EE) and drug loading (DL) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 38
6.5. Crystallinity . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39
7. Food applications of NLC — Perspective and challenges . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39
8. Conclusions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39
Acknowledgment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 40
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 40

1. Introduction great interest has focused on the major lipid-based nanocarriers includ-
ing nanoemulsions, microemulsions, liposomes, solid lipid nanoparticles
According to National Nanotechnology Initiative, nanotechnology is (SLN), and nanostructured lipid carriers (NLC). It seems that NLC have
generally defined as “the understanding and control of matter at the some advantages over the other lipidic nanocarriers in certain condi-
nanoscale, at dimensions between roughly 1 and 100 nm, where unique tions. Therefore this paper particularly concentrates on the presentation
phenomena enable novel applications”. A nanomaterial is also defined as including composition, manufacturing, structure and features of NLC.
“a discrete entity that has one or more dimensions of the order of Moreover, we will briefly discuss their emerging and potential uses in
100 nm or less” elsewhere (SCENIHR, 2007). The physicochemical prop- food science as a novel delivery system. So this article does not consider
erties (such as color, solubility, viscosity, diffusivity, material strength nanoemulsions, microemulsions, liposomes and SLN, which have been
and toxicity) and biological properties of structures and systems at nano- reviewed elsewhere (Flanagan & Singh, 2006; Garti, 2003; Keller, 2001;
scale are substantially different than the macro-scale counterparts owing McClements, 2012b; McClements & Rao, 2011; Mehnert & Mäder,
to the interactions of individual atoms and molecules thereby offering 2012; Mozafari, Johnson, Hatziantoniou, & Demetzos, 2008; Taylor,
unique and novel functional applications (Neethirajan & Jayas, 2011). Weiss, Davidson, & Bruce, 2005; Weiss et al., 2008).
The potential benefits for application of nanotechnologies in food include
many aspects, such as packaging materials, efficient nutrient delivery 2. NLC versus liposomes, nanoemulsions, microemulsions and SLN
systems, formulations with improved bioavailability and new tools for
molecular and cellular biology (Chaudhry et al., 2008; Chen, Weiss, & Before discussing NLC, it is useful to begin with a brief overview of
Shahidi, 2006; Das, Saxena, & Dwivedi, 2009; Maynard et al., 2006; the other major lipid nanocarriers in general, focusing on the defects
Moraru, Huang, Takhistov, Dogan, & Kokini, 2009; Weiss, Takhistov, & of these nanocarriers in comparison to NLC.
McClements, 2006). Delivery system is defined as the entrapment of a
bioactive material in a carrier to control its release rate (Fathi, Mozafari, 2.1. Liposomes
& Mohebbi, 2012). In comparison to micro-delivery systems, the nano-
ones have some advantages. Nanocarriers are quasi-monodisperse, are Liposomes are spherical vesicles that form with the hydration of
thermodynamically stable or show long-term kinetic stability (Weiss et surfactants such as phospholipids when mixed with water under low
al., 2008). These systems provide more surface area and have the poten- shear force. Phospholipids arrange themselves in sheets; by joining tails
tial to enhance the solubility and bioavailability of the bioactive materials; and tails of them, these sheets form a bilayer membrane that contains
finally the nano-delivery systems improve controlled release and some water inside a phospholipid vesicle (Jin et al., 2008). Liposome is a
targeting of the encapsulated food ingredients (Mozafari, 2006; Weiss, flexible carrier, can contain both water-soluble and water-insoluble com-
Gaysinsky, Davidson, & McClements, 2009). It should be pointed that larg- pounds simultaneously and provides targetability (Mozafari et al., 2008),
er size ranges mostly up to 600 nm have been reported for nanocarriers in but currently, high cost, low payload, drug leakage and fast release are
the literature. This skew from the “nano-scale definition” presumably main disadvantages of this delivery system. Employing this nanocarrier
arises from these reasons: these systems contain a portion of particles might incur stability problems during storage (Mu & Zhong, 2006).
that are 1–100 nm in size; the particles with the sizes up to 600 nm
have same effects in the human gastrointestinal (GI) tract as ones with 2.2. Nanoemulsions
1–100 nm as; the particles are assumed to be spherical and the dimen-
sion may be considered either the radius or the diameter. A nano- or mini-emulsion can be considered to be an emulsion
Nano-delivery systems are valuable prospects for nanotechnology in that contains very small droplets with mean radii between about
pharmaceutics, cosmetics as well as food industries. These systems can 10 to 100 nm (Mason, Wilking, Meleson, Chang, & Graves, 2006;
generally be divided into two groups: polymer- and lipid-based systems Tadros, Izquierdo, Esquena, & Solans, 2004). The droplet is typically
(Sawant & Dodiya, 2008); The number of products based on the former stabilized by a layer that consists of a mixture of surfactant and
in the market is limited because of the potential toxicity of polymers, co-surfactant. Similar to microemulsions, nanoemulsions are optically
the lack of suitable large-scale production methods (Chen, Tsai, Huang, transparent or only slightly turbid. Both nano- and micro-emulsions
& Fang, 2010; Weiss et al., 2008), the low availability of suitable biopoly- have much better stability to gravitational separation and aggregation
mers and the need to use organic solvents (Müller, Mäder, & Gohla, than conventional-emulsions (i.e., emulsions contain droplets with
2000). In addition, most of the bioactive compounds (e.g. fatty acids, mean radii larger than 100 nm) (McClements & Rao, 2011; Tadros et
carotenoids, tocopherols, flavonoids, polyphenols, phytosterols, oil al., 2004; Wooster, Golding, & Sanguansri, 2008). However unlike
soluble vitamins and nutraceuticals), flavors, and preservatives have microemulsions, nanoemulsions (and also liposomes) are thermodynam-
hydrophobic nature. For encapsulating these lipophilic compounds, ically unstable, are long-term kinetically stable. This is the major distinc-
colloidal dispersions suitable in aqueous environments (i.e., oil in tion between a nanoemulsion and a microemulsion (McClements,
water type) are often required. Finally, the presence of digestible lipid 2012b). Nanoemulsions have toxicological safety, high content of
often facilitates the absorption of bioactive compounds in the small the lipid phase and the possibility of large-scale production (Fathi,
intestine because it increases the amount of mixed micelles available Mozafari, et al., 2012). However, they still undergo instabilities
to solubilize and transport hydrophobic compounds (McClements, such as Ostwald ripening (Klang, Matsko, Valenta, & Hofer, 2012;
2012a; Porter, Trevaskis, & Charman, 2007; Pouton, 2006). Thus, a Mason et al., 2006; McClements & Rao, 2011), flocculation,
F. Tamjidi et al. / Innovative Food Science and Emerging Technologies 19 (2013) 29–43 31

membrane permeability and drug release (Fig. 1), creaming, gelling, of bioactive component can be controlled by controlling the physical state
and particle aggregation during storage (Varshosaz, Eskandari, & of the lipid matrix of SLN (Wang & Wu, 2006; Yang, Feng, Zhang, &
Tabbakhian, 2012). Moreover nanoemulsions are unstable in acidic Luo, 2006). Bioactive substance has much lower diffusion rate,
conditions and controlled drug release from nanoemulsions therefore prolonged release can be achieved by SLN (Fig. 1). Overall,
is very improbable due to their small size and the liquid state of the proposed advantages for SLN include: possibility of controlled drug
carrier (Fathi, Mozafari, et al., 2012). Lastly, the chemical stability of release and drug targeting, having high encapsulation efficiency,
nanoemulsions is questionable. avoidance of organic solvents, feasibility for incorporation of lipo-
philic and hydrophilic drugs, possibility of large-scale production
2.3. Microemulsions and sterilization, no bio-toxicity of the carrier, increased drug stability
(Mäder & Mehnert, 2005; Mehnert & Mäder, 2001), having high physi-
Microemulsion also known as swollen micelle, typically contains cal stability and excellent tolerability (Singhal, Patel, Prajapati, & Patel,
droplets with radii between the range of 2 to 100 nm (McClements & 2011). However, common deficiencies of SLN include low drug loading
Rao, 2011). Fabricating nanoemulsions and microemulsions usually capacity and drug expulsion (burst release) after polymorphic transi-
requires fairly similar ingredients: an oil phase, an aqueous phase, a tion (i.e., α-crystal → β -crystal → β-crystal) during storage (Fig. 1)
surface active agent, and probably a co-surfactant (McClements, (Mehnert & Mäder, 2001; Müller, Radtke, & Wissing, 2002b; Müller et
2012b). Microemulsions have complicated nature and require special al., 2002a; Yuan et al., 2007), particularly if the lipid matrix consists of
oils and synthetic surfactants, very high concentration of surfactant similar molecules (Almeida & Souto, 2007); the increase in perfection
and precise production approach. Moreover they are prone to disinte- of the crystal leaves less space to accommodate drug molecules. In addi-
gration upon the changes of environmental conditions (e.g. composi- tion to polymorphic transition, the formation of drug-enriched shell
tion and temperature) (McClements & Rao, 2011). Finally, it is often leads to burst release (Müller, Petersen, Hommoss, & Pardeike, 2007).
difficult to incorporate large lipophilic molecules within the particle Moreover SLN have high water content (70–99.9%) (Mehnert &
structure while maintaining the optimum curvature of the surfactant Mäder, 2001; Müller et al., 2002a,b; Radtke & Müller, 2001). These
monolayer (Coupland, Weiss, Lovy, & McClements, 1996). Currently, disadvantages make SLN improper for some of food applications as
these difficulties limit use of microemulsion as delivery system for delivery system.
many of food applications.
2.5. NLC
2.4. SLN
The process of full-crystallization or recrystallization of fat reduces
Functional properties of oil-in-water (O/W) nano-/micro-emulsions the drug solubility, leads to drug expulsion from the lipid nanoparticles
can often be improved by structurally designing and fabricating emulsion especially when the drug concentration in the formulation is too high.
systems using appropriate ingredients and processing operations. It is Majority of drugs have higher solubility in a liquid lipid rather than a
possible to produce lipidic nanoparticles from nano-/micro-emulsions solid lipid. NLC are a modified SLN in which the lipidic phase contain
by using a lipid phase that is able to fully or partially crystallize at the both solid (fat) and liquid (oil) lipids at room temperature (Müller et
final temperature of application (body/room temperature) (Müller, al., 2002a,b). The NLC or oil-loaded SLN contain lipid droplets that are
Radtke, & Wissing, 2002a). SLN contain lipid droplets that are fully crys- partially crystallized and have a less-ordered crystalline structure or an
tallized and have a highly-ordered crystalline structure with the bioactive amorphous solid structure, which were developed for overcoming the
components being a part of the lipid matrix (Radomska-Soukharev & limitations of SLN by Müller et al. at the end of the 1990s. The purpose
Müller, 2006; Uner, 2006; Weiss et al., 2008), were introduced at the of NLC-formulation is to produce particles in which the oil is incorporat-
beginning of the 1990s. SLN were designed to combine the advantages ed into the core of a solid lipid; this leads to a higher loading capacity and
of polymeric particles, liposomes and emulsions (Gramdorf et al., 2008) controlled drug release as the drug dissolves in the oil and simultaneous-
and to avoid some of their disadvantages. The SLN are produced from ly encapsulates in the solid lipid (Varshosaz, Eskandari, & Tabakhian,
one solid lipid or a blend of solid lipids (Müller et al., 2002a). The mobility 2010). The lipid blend in NLC has slower polymorphic transition and

Fig. 1. Schematic presentation of defects of nanoemulsion [in comparison to SLN; Upper: Modified from Ref.(Weiss, Decker, McClements, Kristbergsson, Helgason, & Awad, 2008)]
and SLN (Lower). After preparation of SLN by cooling a hot nanoemulsion, the droplets crystallize, at least partially, in higher energy modifications α and β′. During storage, these
modifications transform to the low energy, more ordered β modification. A burst release is observed for nanoemulsion and for SLN during polymorphism.
32 F. Tamjidi et al. / Innovative Food Science and Emerging Technologies 19 (2013) 29–43

Table 1
Commonly used lipids and emulsifiers for preparation of NLC.

Ingredient Reference

Liquid lipid

Soybean oil Chinsriwongkul et al. (2011); Zhang, Chen, Zhang, Shen, & Pan (2011)
Medium chain triglycerides (MCT)/caprylic- and Cirri, Bragagni, Mennini, & Mura (2012), Esposito, Mariani, Ravani, Contado, Voltado, Bido et al. (2012), Fathi, Varshosaz,
capric-triglycerides Mohebbi, & Shahidi (2012), Guo, Yanga, Li, Tan, Xi, Liud et al. (2012), Haag, Chen, Peters, Keck, Taskoparan, Fahr et al. (2011),
Han, Li, Yin, Liu, & Xu (2008), Hu, Jiang, Du, Yuan, Ye, & Zeng (2006), Jia, Zhang, Li, Duan, Wang, Feng et al. (2010), Jores,
Mehnert, Drechsler, Bunjes, Johan, & Mäder (2004), Li, Weng, Wang, He, Yang, & Tang (2010), Li, Lin, Yu, Li, Geng, & Zheng
(2009), Lin, Li, Zheng, Yu, Zhang, & Liu (2007), Luo, Zhao, Zhang, & Pan (2011), Mitri, Shegokar, Gohla, Anselmi, & Müller
(2011), Nayak, Tiyaboonchai, Patankar, Madhusudhan, & Souto (2010), Obeidat, Schwabe, Müller, & Keck (2010), Puglia,
Frasca, Musumecim, Rizza, Puglisi, Bonina et al. (2012), Sanad, AbdelMalak, elBayoomy, & Badawi (2010), Saupe, Gordon, &
Rades (2006), Saupe, Wissing, Lenk, Schmidt, & Müller (2005), Teeranachaideekul, Souto, Junyaprasert, & Müller (2007),
Varshosaz, Hassanzadeh, Sadeghi, & Khadem (2012), Xia, Saupe, Müller, & Souto (2007), Zhang, Liu, Qiao, Liu, Ni, Zhang et al.
(2010), Zhuang, Li, Wang, Zhang, Pan, Peng et al. (2010)
Oleic acid Chinsriwongkul et al. (2011), Fathi, Varshosaz, Mohebbi, & Shahidi (2012), Hu, Jiang, Du, Yuan, Ye, & Zeng (2005), Kuo &
Chung (2011), Li, Weng, Wang, He, Yang, & Tang (2010), Liu, Liu, Wang, Zhang, & Zhang (2011), Pardeike et al. (2011), Sanad,
AbdelMalak, elBayoomy, & Badawi (2010), Tiwari & Pathak (2011), Varshosaz, Hassanzadeh, Sadeghi, & Andalib (2012),
Varshosaz, Hassanzadeh, Sadeghi, & Khadem (2012), Yuan, Wang, Du, You, Hu, & Zeng (2007)
α-tocopherol/vitamin E Souto & Müller (2005), Tsai et al. (2012)
Corn oil Liu & Wu (2010), Mitri, Shegokar, Gohla, Anselmi, & Müller (2011), Nguyen, Hwang, Park, & Park (2012)
Squalene Araújo, Nikolic, Egea, Souto, & Garcia (2011), Chen, Tsai, Huang, & Fang (2010), Fang, Fang, Liu, & Su (2008)

Solid lipid

Stearic acid Fathi, Varshosaz, Mohebbi, & Shahidi (2012), Guo et al. (2012), Hu, Jiang, Du, Yuan, Ye, & Zeng (2005), Kuo & Chung (2011), Liu, Liu,
Wang, Zhang, & Zhang (2011), Yuan, Wang, Du, You, Hu, & Zeng (2007)
Carnauba wax (Cera carnauba) Mitri, Shegokar. Gohla, Anselmi, & Müller (2011), Xia, Saupe, Müller & Souto (2007)
Glyceryl tristearate/tristearin Ali, El-Sayed, Sylvester, & Nazzal (2010), Esposito et al. (2012), Haag et al. (2011), Nayak, Tiyaboonchai, Patankar,
Madhusudhan, & Souto (2010)
Glyceryl monostearate Fathi, Varshosaz, Mohebbi, & Shahidi (2012), Guo et al. (2012), Han, Li, Yin, Liu, & Xu (2008), Hu, Jiang, Du, Yuan, Ye, & Zeng
(2006), Jia et al. (2010), Lacatusu, Badea, Ovidiu, Bojin, & Meghea (2012), Li, Weng, He, Yang, & Tang (2010), Liu, Liu, Wang,
Zhang, & Zhang (2011) Müller, Radtke, & Wissing (2002b), Nayak, Tiyaboonchai, Patankar, Madhusudhan, & Souto (2010),
Sanad, AbdelMalak, elBayoomy, & Badawi (2010), Teeranachaideekul, Müller, & Junyaprasert (2007), Tiwari & Pathak (2011),
Varshosaz, Hassanzadeh, Sadeghi, & Khadem (2012), Yuan, Wang, Du, You, Hu, & Zheng (2007), Zhang, Chen, Zhang, Shen, &
Pan (2011), Zhang et al. (2010), Zheng et al. (2013), Zhuang et al. (2010)
Cetyl palmitate Ali, El-Sayed, Sylvester, & Nazzal (2010), Chinsriwongkul et al. (2011), Eskandari, Varshosaz, Minaiyan, & Tabbakhian (2011),
Müller, Radtke, & Wissing (2002b), Obeidat, Schwabe, Müller, & Keck (2010), Saupe, Gordon, & Rades (2006), Saupe, Wissing,
Lenk, Schmidt, & Müller (2005), Teeranachaideekul, Souto, Junyaprasert, & Müller (2007), Varshosaz, Eskandari, & Tabakhian
(2010), Varshosaz, Eskandari, & Tabbakhian (2012), Xia, Saupe, Müller, & Souto (2007)
Glyceryl monocaprate Li, Lin, Yu, Li, Geng, & Zheng (2009), Lin, Li, Zheng, Yu, Zhang, & Liu (2007)
Glyceryl palmitostearate Ali, El-Sayed. Sylvester, & Nazzal (2010) Araújo, Nikolic, Egea, Souto, & Garcia (2011), Chen, Tsai, Huang, & Fang (2010),
Doktorovová, Araújo, Garcia, Rakovsky, & Souto (2010), Fang, Fang, Liu, & Su (2008), Kasongo, Pardeike, Müller, & Walker
(2011), Li & Ge (2012), Liu & Wu (2010), Pardeike et al. (2011), Puglia et al. (2012)
Glyceryl behenate Ali, El-Sayed, Sylvester, & Nazzal (2010), Cirri, Bragagni, Mennini, & Mura (2012), Fathi, Varshosaz, Mohebbi, & Shadidi (2012) Jores,
Mehnert, Drechsler, Bunjes, Johann & Mäder (2004), Kuo & Chung (2011), Luo, Zhao, Zhang, & Pan (2011), Müller, Radtke, & Wissing
(2002b), Souto & Müller (2005), Varshosaz, Eskandari, & Tabakhian (2010), Xia, Saupe, Müller, & Souto (2007), Zhuang et al. (2010)
Propylene glycol monostearate Gramdorf et al. (2008), Hentschel, Gramdorf, Müller, & Kurz (2008)

Emulsifier

Tween 80 Chinsriwongkul et al. (2011), Doktorovová, Araújo, Garcia, Rakovsky, & Souto (2010), Fang, Fang, Liu, & Su (2008), Fathi, Varshosaz,
Mohebbi, & Shahidi (2012), Gramdorf et al. (2008), Han, Li, Yin, Liu, & Xu (2008), Hentschel, Gramdorf, Müller, & Kurz (2008), Hung,
Basri, Tejo, Ismail, Nang, Hassan et al. (2011), Kuo & Chung (2011), Lacatusu, Badea, Ovidiu, Bojin, & Meghea (2012), Li & Ge (2012), Li,
Lin, Yu, Li, Geng, & Zheng (2009), Lin, Li, Zheng, Yu, Zhang & Liu (2007), Luo, Zhao, Zhang, & Pan (2011), Nayak, Tiyaboonchai,
Patankar, Madhusudhan, & Souto (2010), Nguyen, Hwang, Park, & Park (2012), Puglia et al. (2012), Teeranachaideekul, Müller, &
Junyaprasert (2007), Varshosaz, Eskandari, & Tabakhian (2010), Varshosaz, Hassanzadeh, Sadeghi, & Andalib (2012), Varshosaz,
Hassanzadeh, Sadeghi, & Khadem (2012), Zhang et al. (2010)
Lecithin Chen, Tsai, Huang, & Fang (2010), Chinsriwongkul et al. (2011), Doktorovová, Araújo, Garcia, Rakovsky, & Souto (2010), Eskandari,
Varshosaz, Minaiyan, & Tabbakhian (2011), Fang, Fang, Liu, & Su (2008), Guo et al. (2012), Han, Li, Yin, Liu, & Xu (2008), Jia et al. (2010),
Kuo & Chung (2011), Lacatusu, Badea, Ovidiu, Bojin, & Meghea (2012), Li & Ge (2012), Liu, Liu, Wang, Zhang, & Zhang (2011), Liu, Wang,
& Xia (2012), Nguyen, Hwang, Park, & Park (2012), Tsai et al. (2012), Varshosaz, Eskandari, & Tabbakhian (2010), Varshosaz, Eskandari,
& Tabbakhian (2012), Varshosaz, Hassanzadeh, Sadeghi, & Andalib (2012), Varshosaz, Hassanzadeh, Sadeghi, & Khadem (2012), Zhang,
Chen, Zhang, Shen, & Pan (2011), Zheng et al. (2013), Zhuang et al. (2010)
Poloxamer 188 Ali, El-Sayed. Sylvester, & Nazzal (2010), Araújo, Nikolic, Egea, Souto, & Garcia (2011), Chen, Tsai, Huang, & Fang (2010), Cirri,
Bragagni, Mennini, & Mura (2012), Eskandari, Varshosaz, Minaiyan, & Tabbakhian (2011), Esposito et al. (2012), Fang, Fang, Liu, &
Su (2008), Han, Li, Yin, Liu & Xu (2008), Hu, Jiang, Du, Yuan, Ye, & Zeng (2006), Jia et al. (2010), Jores, Mehnert, Drechsler, Bunjes,
Johann, & Mäder (2004), Li, Weng, Wang, He, Yang, & Tang (2010), Liu & Wu (2010), Liu, Liu, Wang, Zhang (2011), Nayak,
Tiyaboonchai, Patankar, Madhusudhan, & Souto (2010), Puglia et al. (2012), Souto & Müller (2005), Tsai et al. (2012), Varshosaz,
Eskandari, & Tabbakhian (2010), Varshosaz, Eskandari, & Tabbakhian (2012), Zhang et al. (2010), Zhuang et al. (2010)
Myverol 18-04K Chen, Tsai, Huang, & Fang (2010). Fang, Fang, Liu, & Su (2008), Liu & Wu (2010), Nayak, Tiyaboonchai, Patankar,
Madhusudhan, & Souto (2010)
Polyglyceryl-3-methylglucose distearate Obeidat, Schwabe, Müller, & Keck (2010), Saupe, Gordon, & Rades (2006), Saupe, Wissing, Lenk, Schmidt, & Müller (2005),
Teeranachaideekul, Müller, & Junyaprasert (2007), Teeranachaideekul, Souto, Junyaprasert, & Müller (2007)
Sodium dodecyl sulfate (SDS) Hu, Jiang, Du, Yuan, & Zeng (2005, 2006)
Sodium deoxycholate (SDC) Han, Li, Yin, Liu, & Xu (2008), Li, Weng, Wang, He, Yang, & Tang (2010), Souto & Müller (2005)
Tween 20 Lacatusu, Badea, Ovidiu, Bojin, & Meghea (2012), Varshosaz, Hassanzadeh, Sadeghi, & Andalib (2012), Yuan, Wang, Du, You,
Hu, & Zeng (2007), Zheng et al. (2013)
F. Tamjidi et al. / Innovative Food Science and Emerging Technologies 19 (2013) 29–43 33

low crystallinity index. Along with existing oil in the NLC-core, the spher- bioactive compounds which are sensitive to deterioration inhibitive
ical shape of the particle may account for these improving properties plans should be applied; such as flushing with N2 and light shielding.
(Jores et al., 2004; Müller et al., 2002a). It therefore seems that NLC dispel 2. The molecules of liquid and solid lipids should be spatially incompat-
the SLN drawbacks and possess the advantages of SLN and thereupon ible together as much as possible; this means that the oil molecules
other lipid nanocarriers. Thus, NLC may increase encapsulation efficien- shouldn't be participated in the solid crystalline matrix of solid lipid
cy, drug loading and physical stability and it seems to be a valuable and the crystals of solid lipid shouldn't be dissolved in the liquid
option for improving the chemical stability, bioavailability and controlled lipid. Moreover, it is a prerequisite that the solid and liquid lipids
release of functional lipophilic compounds in food. NLC immobilize the used to form NLC are miscible at the specific concentrations to be
drug in the solid particle matrix and protect the incorporated bioactive used (Kasongo et al., 2011; Müller et al., 2002b; Radtke & Müller,
compound from degradation (Pardeike, Hommoss, & Müller, 2009; 2001; Radtke, Souto, & Müller, 2005); this means that macroscopic
Teeranachaideekul, Müller, & Junyaprasert, 2007); the lipid matrix as a phase separation shouldn't be occurred at a temperature below melt-
physical barrier may protect encapsulated sensitive active compound ing point of fat; i.e., the blend of bulk lipids should be homogenous
from damaging factors in aqueous phase. NLC as a new delivery system and the liquid lipid should be situated as nano-capillaries/-holes with-
are in entering stage of food domain. in the fat matrix. The lipid mixtures creating one single phase only
should be used (Doktorovová et al., 2010). Kasongo et al. used a differ-
3. NLC ingredients ential scanning calorimetry (DSC) analysis and a hydrophilic filter
paper to determine the miscibility between solid and liquid lipids.
NLC are a nano-particulate carrier system derived from O/W They smeared a cooled sample of the lipids mixture onto filter
nanoemulsions. Like nano- and micro-emulsions, the major ingredients paper, followed by visual observation to determine the presence of
of NLC are lipid, surface active agent and water. The most used lipids any liquid oil droplets on the filter paper. A binary mixture exhibiting
and surfactants for preparation of active material-loaded NLC are listed a melting point above 40 °C and which did not reveal the presence of
in Table 1. In NLC, a major portion of the oil constituent of the O/W oil droplets on the filter paper was selected for use in the NLC produc-
emulsion is replaced by a solid lipid leading to a solid particle matrix tion (Kasongo et al., 2011).
of this carrier system at body temperature (Jenning, Mäder, & Gohla, 3. The lipid phase should be more stable to chemical degradation such
2000; Jores et al., 2004). To obtain the blends for the particles matrix, as oxidation and lipolysis.
solid lipids are mixed with liquid lipids (oils), preferably in a ratio of 4. The lipids should be biodegradable and be capable to produce parti-
70:30 up to a ratio of 99.9:0.1. SLN are composed of 0.1% to 30% (w/w) cles in the nanometric scale. It is usually easier to produce very fine
solid lipid dispersed in an aqueous medium and if necessary stabilized O/W emulsion when the oil phase has a low viscosity and/or interfa-
with preferably 0.5% (w/w) to 5% (w/w) surfactant (Pardeike et al., cial tension than when it has a high viscosity and/or interfacial tension
2009) while the overall solid content of NLC can be up to 95% (w/w) (Walstra, 2003).
(Müller, Mäder, Lippacher, & Jenning, 1999). The higher the solid 5. The lipids should have an acceptable toxicological profile and should
content, the higher the drug payload; this is a significant advantage not lead to production of any toxic residues during NLC preparation
both in terms of cost and impact on food. Less NLC is required to deliver (Müller et al., 2000).
similar drug content in comparison to SLN. Moreover, to produce
nanoparticles powder, water removal from NLC is more cost-effective. Usually, the lipids used to prepare NLC are mono-, di- and
tri-acylglycerols, fatty acids and waxes.
3.1. Lipids
3.1.1. Liquid lipids
Selection of an appropriate lipidic blend is crucial for successful pro- Medium chain triglycerides (MCT) and oleic acid are most used
duction of NLC with suitable physical and chemical characteristics. It liquid lipids for production of NLC (Table 1).
was reported that the lipid blend has a significant impact on chemical MCT are a unique class of saturated lipids composed mainly of caprylic
stability of sensitive bioactive materials (Mitri et al., 2011; Müller et al., (C8:0; 50–80%) and capric (C10:0; 20–50%) fatty acids with a minor level
2002a). The requirements that should be considered for choice of a suit- of caproic (C6:0; ≤ 2%), lauric (C12:0; ≤ 3%) and myristic (C14:0; ≤ 1%)
able lipid blend, are listed below: fatty acids; they solidify at ~0 °C, have low viscosity (28–32 mPa.s at
20 °C) and are also considered as emulsifier and suspender rather than
1. The solubility of the active compound in lipid matrices is essential, solver (Rowe, Sheskey, & Quinn, 2009). MCT are food-grade and usually
prior to attempting to incorporate the molecule into lipid nanocarriers produced by modification (hydrolysis/esterification) and fractionation
because this invariably influences the drug loading capacity, encapsu- of natural oils, such as coconut or palm kernel oils. MCT are known to
lation efficiency, and subsequent usefulness of NLC (Jaspart, Piel, be faster digestible than long chain triglycerides, e.g. corn oil (Porter et
Delattre, & Evrard, 2005; Kasongo et al., 2011; Müller et al., 1995, al., 2007) and have high stability against oxidation (Hippalgaonkar,
2000). One of the most important factors that determines the loading Majumdar, & Kansara, 2010). They are odorless, however, if they hydro-
capacity of the drug in the lipid phase is the solubility of drug in the lyze, the released free fatty acids may significantly influence the aroma
liquid lipid. The solubility of drugs in various liquid lipids, surfactants, of NLC-incorporated foods (hydrolytic rancidity). MCT have been ap-
co-surfactants, solubilizers or a mixture of these can briefly be proved as generally recognized as safe (GRAS) by the US Food and Drug
determined by adding an excess amount of drug to them, stirring Administration (FDA), when added directly to many food types (includ-
and/or sonicating the mixture for a sufficient time to achieve equilibri- ing beverages) for specific functional uses (e.g. as vehicle, solvent, release
um, removing the undissolved drug by centrifugation and/or filtration agent or emulsifier). MCT with different molecular and physicochemical
(e.g. with a membrane filter 0.2 μm or 0.45 μm) and finally quantifying properties are commercially available.
the dissolved drug using UV–Vis spectroscopy or chromatography Oleic acid [cis-9-octadecenoic acid; C18:1 (9)] is a constituent of many
apparatuses (Joshi, Pathak, Sharma, & Patravale, 2008; Joshi & natural edible lipids. It is odorless and usually obtained by the hydrolysis
Patravale, 2008; Liu et al., 2012). This action can be performed in of various animal and vegetable lipids (e.g. olive oil) followed by separa-
interval times for determination of dissolution rate. Likewise, tion of the liquid fatty acids. Based on the documented specifications by
the equilibrium solubility can be determined by measurement of European pharmacopeia (PhEur), its assay is 65–88% and has varying
the amount of liquid excipient required to dissolve a fixed amount amounts of saturated and other unsaturated fatty acids. It has low viscos-
of drug. The second approach can also be used for determination of ity (~26 mPa.s at 25 °C), solidifies at ~4 °C and as an emulsifying agent is
solubility of drugs in melted solid lipids (Joshi & Patravale, 2008). For used in food and pharmaceutical formulations (Rowe et al., 2009). Its
34 F. Tamjidi et al. / Innovative Food Science and Emerging Technologies 19 (2013) 29–43

health promoting value is also well documented (Lopez-Huertas, 2010). stabilizer, emollient, and plasticizer in a variety of foods and pharmaceu-
Oleic acid is somewhat susceptible to oxidation. The relative rates of tical and cosmetic applications (Rowe et al., 2009).
oxidation for stearic acid, oleic acid and linoleic acid are 1, 100 and The USP describes cetyl esters waxes as mixtures consisting primarily
1200, respectively (Belitz, Grosch, & Schieberle, 2009). Moreover, free of esters of saturated fatty alcohols (C14–C18) and saturated fatty acids
fatty acids are more surface-active than triacylglycerols and therefore (C14–C18). Cetyl esters waxes (e.g. cetyl palmitate) are not permitted
accumulate preferentially at oil–water interface, which increases their for application in foods. However, naturally occurring waxes (from:
susceptibility to oxidation (Coupland et al., 1996). Again, free fatty acids Carnauba, Candelilla and Bees) are approved as GRAS for direct addition
are more susceptible to oxidation than are triglycerides. The free radicals to foods and may therefore be used as solid lipid in NLC formulation for
from oxidation process may damage the encapsulated sensitive bioactive food applications.
compound within NLC. Fatty acids manufactured from fats and oils Stearic acid is an endogenous long-chain saturated fatty acid and a
derived from edible sources (e.g. capric, caprylic, lauric, myristic, oleic, primary component of lipids in animal and plant sources which has bet-
palmitic, and stearic) are included on FDA list of food additives permitted ter biocompatibility and lower toxicity than the synthesized counter-
for direct addition to food (21CFR172.860). Oleic acid with several grades parts (Fundaro et al., 2000). Moreover, it is a principal constituent of
is commercially available. most commercially hydrogenated fats. Stearic acid has a melting point
Natural edible oils such as corn oil, soybean oil (Table 1) and sunflow- (69.6 °C) higher than the body temperature, it is biocompatible with
er oil (Gramdorf et al., 2008) can also be used as liquid lipid for NLC pro- human tissues, and neutral with respect to physiological fluids
duction. These liquid lipids are more “label-friendly” and some of these (Severino, Pinho, Souto, & Santana, 2011). Stearic acid is accepted as a
oils may contain natural antioxidants leading to effective protection of food additive in Europe.
drugs from oxidation deterioration; e.g. γ-tocopherol in corn oil (Valls, Tristearin, propylene glycol monostearate and glyceryl monocaprate
Goicoechea, Muniz, Saez, & Cabo, 2003). Moreover, for food manufac- can also be used as solid lipid in NLC formulation (Table 1). Tristearin
turers, these oils are cheaper alternatives to MCT and oleic acid. Howev- and propylene glycol monostearate are included on the FDA list of direct
er, these oils are not efficient surface active, have high unsaturation food additives (21CFR172.811 & 21CFR172.856), while glyceryl
degree and high viscosity and may be poor-solver for some of bioactive monocaprate is included on the FDA list of indirect food additives
compounds. Thus, utilizing these oils for NLC production may lead to ox- (21CFR176.180).
idative instability (e.g. for soybean oil), inconvenience of droplet
disruption during size reduction and low encapsulation efficiency. 3.2. Emulsifiers
Other naturally occurring substances such as vitamin E and squalene
have also been used in NLC formulation as liquid lipid (Table 1). Squalene In the food industry, the main types of emulsifiers are small molecule
is a triterpene found in plants, animals and human. Vitamin E and squa- surfactants, phospholipids, proteins, and polysaccharides. Proteins and
lene have health-promoting effects in human but as NLC ingredients polysaccharides have the advantage of being natural ingredients that
they are susceptible to oxidation and relatively expensive. Moreover, are often considered more “label-friendly”, thus, there is a great interest
consuming high amounts of them may be controversial. These oils are in producing lipid nanocarriers with them. Nevertheless to our best
commercially available. Tocopherols as direct food additives are affirmed knowledge, all of the NLC formulations were already stabilized only by
as GRAS. surfactants or rarely by a combination of surfactants and biopolymers
(Liu, Wang, & Xia, 2012; Zheng et al., 2013) rather than by biopolymers
individually. This is mainly because of the ability of surfactants to sponta-
3.1.2. Solid lipids neously form nanoemulsions by low-energy methods, and because of
The most commonly used solid lipids for NLC preparation are glyceryl their ability to rapidly adsorb to droplet surfaces and reduce the interfacial
behenate, glyceryl palmitostearate, glyceryl monostearate/monostearin, tension in high-energy methods (such as high-pressure homogenization)
cetyl palmitate and stearic acid (Table 1). These fats are commercially (McClements & Rao, 2011). In addition, the functional properties of many
available and excluding cetyl palmitate, have been approved as GRAS biopolymers may significantly change during NLC production by the most
for direct addition to food. Many of these solid lipids are also particularly used method for production of lipid nanoparticles i.e. hot homogenization
surface active rather than vehicle and lattice former. Saturated lipids technique (see Section 4). However, the use of biopolymers as emulsifier
undergo oxidation more slowly than unsaturated lipids (Nawar, 1996). should be further investigated for NLC production in food area, since they
Glyceryl behenate mainly consists of diacylglycerols of behenic acid have successfully been used for stabilization of nanoemulsions and
(C22:0) together with variable quantities of mono- and tri-acylglycerols, nanosuspensions.
is used in cosmetics, foods and oral pharmaceutical formulations, and Usually, a blend of (oil-soluble and water-soluble) surfactants is used
accepted for use as a food additive in Europe. Glyceryl behenate obtains for preparation of NLC rather than a single surfactant, since improved
nanoparticles with high encapsulation efficiency and stability (Castro, functional properties and good physical stability can often be achieved.
Oréfice, Vilela, Andrade, & Ferreira, 2007). The high encapsulation A complete list of food surfactants and their Legal Status is published
efficiency is attributed to many imperfections in the crystalline lattice, elsewhere (Hasenhuettl, 2008; McClements, 2005; Whitehurst, 2004).
which lead to higher entrapment of drug (Chawla & Saraf, 2011). The most used surfactants in the literature for preparation of NLC are
Glyceryl palmitostearate is a mixture of mono-, di-, and tri- polyoxyethylene sorbitan monooleate (trade names: Polysorbate® 80,
acylglycerols of palmitic (C16:0) and stearic (C18:0) fatty acids. Tween® 80), lecithin and Poloxamer 188 (Table 1).
Glyceryl palmitostearate is a good solid lipid for sustained-release Tween 80 is an oleate ester of sorbitol and its anhydrides
applications (Vivek, Reddy, & Murthy, 2007). copolymerized with approximately 20 mol of ethylene oxide for each
Glyceryl monostearate may be a mixture of mono- and di- mole of sorbitol and sorbitol anhydrides (Qiu et al., 2013). Tween 80 is
acylglycerols. Different pharmacopeial specifications have been a water-soluble and non-ionic synthetic surfactant with hydrophile–
reported for glyceryl monostearate in PhEur and United States pharma- lipophile balance (HLB) number ~15 (Whitehurst, 2004) and is therefore
copeia (USP). Glyceryl monostearate contains at least 40% mono- suitable for stabilization of NLC. One can usually assume that the steric re-
stearoylglycerol based on PhEur. Whiles, the USP describes glyceryl pulsion is the major colloidal interaction among NLC nanoparticles when
monostearate as consisting of not less than 90% of monoacylglycerols only stabilized with non-ionic surfactants. The particles stabilized by ste-
of saturated fatty acids, chiefly monostearoylglycerol and glyceryl ric repulsion are fairly insensitive to both electrolyte concentration and
monopalmitate. Glyceryl monostearate is widely used in cosmetics, pH and have good freeze–thaw stability; however, they may undergo
foods, and pharmaceutical formulations and is generally regarded as a weak flocculation (easily reversible), as well as, large amounts of emulsi-
nontoxic and nonirritant material. It is used as a nonionic emulsifier, fier is needed to cover particles surface compared to when they are
F. Tamjidi et al. / Innovative Food Science and Emerging Technologies 19 (2013) 29–43 35

stabilized by electrostatic repulsion (Hunter, 1986). Tween 80, as a direct 4. Production of NLC
food additive is allowed for certain specific foods by FDA (21CFR172.840).
Its acceptable daily intake (ADI) value is 0–25 mg/kg body weight/day. Production techniques of NLC are similar to that of SLN. Many different
Non-ionic surfactants have low toxicity or irritation potential as com- methods have been described in the literature for production of lipid
pared with ionic ones (McClements & Rao, 2011). nanoparticles, especially SLN. These methods are hot/cold homogeniza-
Lecithins are naturally occurring surface-active components that can tion, microemulsion technique (Gasco, 1993; Joshi & Patravale, 2008;
be extracted from a variety of sources, including soybean, rapeseed and Priano et al., 2007), solvent emulsification–evaporation, emulsification-
egg (Faergemand & Krog, 2003). Soy lecithin is the most widely used sur- solvent diffusion (Hu, Yuan, Zhang, & Fang, 2002), solvent injection
factant in the food industry because it can be extracted during the pro- (or solvent displacement) (Schubert & Müller-Goymann, 2003), phase
cessing of crude soybean oil, economically (Stauffer, 1999). Natural inversion technique (Heurtault, Saulnier, Pech, Proust, & Benoit, 2002),
lecithins are a complex mixture of different phospholipids and other multiple emulsion method (Garcy-Fuentes, Torres, & Alonso, 2002) and
lipids in which phosphatidylcholin, phosphotidyletanolamine and phos- membrane contractor technique (Charcosset, El-Harati, & Fessi, 2005).
phatidylinositol are the most common phospholipids (Faergemand & Hot homogenization is the most used method for fabrication of both
Krog, 2003). Natural lecithins are essentially hydrophobic molecules SLN and NLC. This method has many advantages (such as easy scale up,
with intermediate HLB numbers (~8) and are not therefore suitable for lack of organic solvents and short production time) compared to the
stabilizing NLC individually, but are widely used in combination with other methods (Pardeike et al., 2009). Since cold homogenization and
other surfactants for stabilizing NLC. One of the two fatty acids of lecithin solvent emulsification–evaporation methods have potential to produce
can be chemically or enzymatically removed to produce more hydrophilic NLC, are discussed along with hot homogenization there.
lecithin known as lysolecithin that is capable of stabilizing O/W dispersion.
Lecithins are zwitterionic surfactants, and they can have a net negative, 4.1. Hot homogenization method
neutral or positive charge depending on pH and electrolyte concentration.
Lecithins (especially soybean lecithin) may contain high amount of In this approach, the drug is initially dissolved or dispersed in the
unsaturated fatty acids which are sensitive to oxidation. Lecithins have melted lipid mixture (Ca. 5–10 °C above the temperature of the lipid
GRAS status and with various degrees of purity and specificity are com- with highest melting point). Then, the lipid melt is dispersed in aqueous
mercially available. They are widely used in the food and pharmaceutical emulsifier solution at the same temperature by high speed stirring/
industries. shearing. The obtained hot emulsion may further be homogenized at
Poloxamer 188 (Lutrol® F68; Pluronic® F68) is a nonionic surfactant the same temperature, by instruments such as high pressure homoge-
with HLB number ~29 and is included in the FDA Inactive Ingredients nizer (HPH), high intensity ultrasonic probe/jet/bath or microfluidizer,
Database (Rowe et al., 2009). Poloxamer 188 is a copolymer based on to produce a hot nanoemulsion. Subsequently, NLC are produced by
poly (ethylene oxide)-block-poly(propylene oxide)-block- poly(ethyl- cooling the hot nanoemulsion in cold water, room temperature or by
ene oxide) structure. Poloxamers exhibit minimum toxicities may en- a heat exchanger to crystalize lipid droplet and precipitate the lipid
able controlled release and targeted delivery applications and are nanoparticles. Usually, HPH yields smaller particles with lower polydis-
stable at high temperatures; they are commonly used in industrial, persity index usually below 0.2 (Severino, Santana, & Souto, 2012).
pharmaceutical, natural health product and cosmetic applications, but The disadvantages of hot homogenization technique are that: a. The
they are not food-grade (Trujillo & Wright, 2010) and cannot be used high heating temperature promotes degradation of the labile active
as direct additive in food. compounds. b. Most surfactants have low cloud points; therefore, high
Monoglycerides of hydrogenated palm oil (Myverol 18-04K) can also temperatures may reduce the emulsifying capability of them and
be used for stabilization of NLC (Table 1). Myverol 18-04K is frequently induce the instability of NLC. c. During homogenization, the hydrophilic
used in margarine and ice cream as an emulsifier (Martini & Herrera, drug partitions to the aqueous phase resulting in low entrapment
2008). efficiency (Uner, 2006); this may also lead to increase in solubility of
Sodium dodecyl sulfates (SDS), polyoxyethylene sorbitan the lipophilic compound in aqueous phase at hot state and thereupon
monolaurate (Polysorbate® 20/Tween® 20), sodium deoxycholate the crystallization of it during cooling. Because the solid matrix of
(SDC) and polyglyceryl-3-methylglucose distearate have also been lipid doesn't permit to return of the bioactive within itself.
used as surfactant in NLC formulation (Table 1). SDS or sodium lauryl
sulfate (SLS) is a highly hydrophilic anionic surfactant (HLB ~ 40) 4.2. Cold homogenization method
which approved as a direct food additive by FDA (21 CFR 172.822).
Tween 20 is a hydrophilic non-ionic surfactant (HLB ~ 16.7) which Cold homogenization is high-pressure milling of a suspension. To
included on the FDA list of indirect food additives (21CFR178.3400). our best knowledge rather than SLN none of the NLC formulations
SDC (HLB ~ 16) is the sodium salt of deoxycholic acid which along were already produced by this method presumably because lower tem-
with polyglyceryl-3-methylglucose distearate (HLB ~ 12) are not com- peratures are required during the manufacture. In this method, after
mon emulsifiers for food applications. dissolving/dispersing bioactive compound in the melt lipid mixture, the
Gelucires are multifunctional lipid excipients composed of mono-, bulk lipid is rapidly cooled (e.g. by means of liquid nitrogen). Subse-
di-, and tri-acylglycerols and mono- and di-fatty acid esters of polyeth- quently the bulk lipid matrix is milled to form lipid microparticles e.g.
ylene glycol (PEG) (Siepmann et al., 2006). by a ball mill. It is important to make sure that during the milling process
Gelucires have interesting properties and can be used as surfactants, the temperature does not exceed the temperature of lipid with lowest
co-surfactants, and lipid matrices in drug delivery systems (Shimpi, melting point. The microparticles are then dispersed in a cold emulsifier
Mahadik, & Paradkar, 2009). Moreover, they produce unique composi- solution and further homogenized to produce fine lipid nanoparticles.
tions with surfactants, co-surfactants and lipid phases and have inter- Typically, the particles have larger particle size and wider size distribu-
esting properties such as emulsifying agent, drug solubility enhancer tion than those obtained with the other techniques (Mehnert & Mäder,
and granule former (Chambin & Jannin, 2005). Their incorporation in 2001) and therefore do not have the same functionalities in terms of dis-
lipid nanocarriers may be helpful in increasing drug loading of lipophilic solution velocity during mastication and digestion (Weiss et al., 2008).
compounds (Tsai et al., 2012). However, fatty acid esters of PEG are Cold homogenization reduces thermal degradation of the bioactive com-
included on the FDA list of indirect food additives (21CFR176.170). pound. Moreover, drug entrapment is improved and the high cooling
Other ingredients such as preservatives (e.g. antioxidant, antimicro- rate favors a uniform distribution of the drug within the lipid matrix.
bial agent), co-surfactants, co-solvents (e.g. glycerol) and solubilizers Finally, crystallization process is controllable and the rapid cooling can
(e.g. Transcutol, PEG 400) may also be used in NLC formulation. lead to formation of the desired crystal structure.
36 F. Tamjidi et al. / Innovative Food Science and Emerging Technologies 19 (2013) 29–43

Fig. 2. Three structure types of NLC [Modified from Ref. (Radtke & Müller, 2001)]. NLC retard polymorphic transition to more thermodynamically stable forms and reduce the overall
crystallinity of lipid nanoparticles.

4.3. Solvent emulsification–evaporation method melting process can be verified by nuclear magnetic resonance
(NMR) and DSC measurements, respectively (Jenning, 1999;
In this method, lipids and bioactive compound are dissolved in a water Müller et al., 2002b).
immiscible organic solvent with low boiling point (e.g. methylene chlo- (III) Multiple type NLC (multiple oil-in-fat-in-water (O/F/W) carri-
ride). The solution is then emulsified in the aqueous emulsifier solution. er; Fig. 2c): Usually, the solubility of lipophilic bioactive com-
Upon evaporation of the solvent under reduced pressure, the organic pounds is higher in liquid lipids (oils) compared to solid lipids.
solvent will be removed leaving the lipids and bioactive compound, Based on this, the multiple type NLC was developed, in which,
nanoparticles form. The benefit of this method is the minimization of the solid matrix of the lipid nanoparticle contains tiny liquid
thermal exposure of the sample hence is suitable for heat sensitive nano-compartments of oil. In these oil nano-compartments
compounds. The particles have narrow distribution and small mean size the drug solubility is higher, thus increasing the total drug
(approx. 30–100 nm) depending on the lipid load, emulsifier type and loading capacity. The nano-compartments are surrounded by
production conditions. Nevertheless, disadvantages of this method are solid lipid matrix, thus allowing controlled drug release. This
the residues solvent in the final product and the low concentration of solid matrix prevents drug leakage (Jenning, Thunemann, &
final NLC (Wissing, Kayser, & Müller, 2004). Moreover, to reduce the Gohla, 2000). Multiple type NLC is produced by mixing a
droplet radius to half, a portion of 7/8 of droplet volume should be solid lipid with a higher amount of oil. At low concentrations
evaporated (Remembrance: Vsphere = (4πr3)/3). Finally, high amount of of oil, the oil molecules are dispersed within the fat matrix
emulsifier is used, which all of it is not required for stabilization of the (no oily nano-compartments are formed); when oil concentra-
final NLC. Residues solvent in NLC may create toxicological problems tion exceeds the solubility of crystallized lipid, phase separation
that can fairly be dispelled by using GRAS solvents like ethyl acetate. occurs and oily nano-compartments are formed; this occurs dur-
The low concentration of final NLC is due to the limited solubility of the ing the cooling process after production of the nano-droplets by
lipids in the organic solvents used or the dilute organic solvent used in the hot homogenization method (Müller et al., 2002a).
the procedure.
Therefore, the nano-compartments within a nanoparticle cannot be
5. Structure of NLC generated by mechanical tools; they are formed by a phase separation
process during particle production. For example, a mixture of glycer-
Three types of structure have been proposed for NLC; which one of yl behenate and MCT has been used for NLC production by hot homog-
these structures can be obtained, depends on the formulation composi- enization method. Phase separation during the cooling process has been
tion and the production parameters. led to formation of small MCT droplets. The presence of free liquid MCT
(I) Imperfect type NLC (imperfectly structured solid matrix; Fig. 2a): could be discerned by the crystallization peaks in DSC (Jenning, 1999).
Distances between fatty acid chains of the glycerides and general Moreover, NMR and DSC measurements have been confirmed that
imperfections in the crystal, which are a prerequisite for good there was no presence of separate solid lipid particles and oil droplets;
drug accommodation, can be increased by using glycerides i.e., the oil compartments are associated with the solid lipid matrix
being comprised of very different fatty acids (e.g. in length of C (Zimmermann, Müller, & Mäder, 2005). Because, difference in the com-
chain, mixture of saturated and unsaturated acids). In order to position of NLC nanoparticles is thermodynamically unfavorable owing
achieve ‘highest incompatibility’ rather than using a solid lipid to entropy of mixing; it is more favorable to have the two lipids distribut-
as for SLN, NLC is produced by mixing solid lipids with chemically ed equally throughout all of the nanoparticles, rather than be located in
very different liquid lipids (oils). These imperfections/holes ac- special nanoparticles. It was reported that the oil nano-compartments
commodate the drug in molecular form and amorphous clusters; localize on the surface of particles instead of inside the particles (Jores
increase the drug payload (Müller et al., 2002b). Imperfect type et al., 2004; Saupe et al., 2006); this is challengeable because drug can
NLC is therefore obtained by mixing spatially different lipids. be damaged by environmental agents. Thus the formulation of type III
(II) Amorphous type NLC (structureless solid amorphous ma- NLC requires further research.
trix; Fig. 2b): As mentioned, crystallization process itself causes
expulsion of the drug that led to the concept of producing NLC 6. Characterization of NLC
which are solid but not crystalline (Müller et al., 2002b); i.e.,
the lipidic core congeals in an amorphous rather than crystalline The major characteristics which are needed for description of NLC are
state. This kind of NLC can be produced by mixing solid lipids size and size distribution, particle charge (usually as zeta potential),
with special lipids such as hydroxyoctacosanylhydroxystearate, particle morphology, chemical stability during processing and storing
isopropylmyristate or MCT (Radtke & Müller, 2001). Reduction (alone or as a food additive), encapsulation efficiency, drug loading,
in mobility of lipids (i.e., the solid state) and the absence of a crystalline status, release manner and finally the biological fate of
F. Tamjidi et al. / Innovative Food Science and Emerging Technologies 19 (2013) 29–43 37

nanoparticles. Here, a brief description of some of these properties is and as much as possible should be low for the long‐term stability of
provided. nanosuspensions. PI values of 0.1–0.25 show a fairly narrow size distri-
bution where a PI value greater than 0.5 indicates a very broad distribu-
6.1. Particle size and zeta (ζ)-potential tion (Lakshmi & Kumar, 2010).
The ζ-potential is the electrical potential at the shear plane, which is
The mean particle size and the particle size distribution (usually defined as the distance away from the particle surface below which the
as polydispersity index) are the most important characteristics for counter-ions remain strongly attached to the particle when it moves in
nanodispersions which govern the physical stability, solubility, biologi- an electrical field (McClements & Rao, 2011). It is an indirect measure
cal performance (Lakshmi & Kumar, 2010), release rate, turbidity and of physical stability of NLC and even influences the release kinetic and
chemical stability. Based on pharmaceutical literature, the usual parti- the biological fate of nanoparticles. To achieve a nanosuspension with
cles diameter of NLC is in the range of approximately 10–1000 nm good stability, for an electrostatically stabilized nanosuspension a mini-
(Zhang et al., 2011). During NLC production, the particles size of final mum ζ-potential of ± 30 mV is required whereas in the case of a com-
NLC is influenced by a series of factors, depending on utilized method. bined electrostatic and steric stabilization, a minimum ζ-potential of
In the most used methods for production of NLC (i.e. hot homogeniza- ± 20 mV is desirable (Lakshmi & Kumar, 2010; Mitri et al., 2011). If all
tion and solvent emulsification–evaporation) the oil/organic phase is particles in the suspension have a high negative or positive ζ-potential
dispersed in an aqueous phase containing emulsifier and can therefore then they will repel each other and there will be no tendency for the
be regarded as the homogenization of an emulsion. For a sufficient particles to come together (Wissing & Müller, 2002). The positively-
residence time the achievable particle size in emulsions depends on charged particles will tend to stick to negatively-charged (biological)
adsorption kinetic of the emulsifier, interfacial tension between dis- surfaces or components, and vice versa. The ζ-potential can be conve-
persed and continuous phase, viscosities of dispersed and continuous niently determined by analytical instruments based on electrophoretic/
phases, volume fraction of dispersed phase and mechanical energy electroacoustic mobility (McClements, 2005). In many of the commercial
input to deform and break up the droplets (Gramdorf et al., 2008). instruments a ζ-potential unit is integrated to DLS equipment so that both
Moreover, in the solvent emulsification–evaporation method, the ratio the particle charge and the particle size can be determined using the same
of organic solvent to lipid mixture is another variable. Determining par- instrument.
ticle size changes of NLC is the best method for monitoring their physi-
cal stability. The stability of oil dispersions depends on the balance of 6.2. Particle morphology
emulsifiers at the oil–water interface and the nature of the oil phase
(Martini & Herrera, 2008). Usually, lipids prefer to crystallize in the non-spherical platelet form
Analytical instruments based on dynamic light scattering (DLS) are (Sato, 1988). The non-spherical lipid nanoparticles have high surface
suitable to determine particle size of dispersions in submicron scale area, short diffusion pathways and low lipid layers as compared with
with an accurate, reliable and repeatable estimation. DLS techniques spherical ones (Mehnert & Mäder, 2012). Therefore, many characteristics
are based on measurements of the translational diffusion coefficient of of NLC formulation such as physical and chemical stabilities, encapsula-
particles determined by analyzing the interaction between a laser tion efficiency, drug loading, drug location within lipid nanoparticles
beam and a dispersion (Horne, 1995). In a dilute suspension, where and drug release rate can also be influenced by the shape of lipid
there are no particle–particle interactions, the size of the particles can nanoparticles significantly. Moreover, higher amounts of surfactants are
be calculated by the Stokes–Einstein equation (McClements, 2005). needed for stabilization of non-spherical lipid particles. Nevertheless,
Instruments based on conventional DLS techniques, i.e. photon correla- analytical instruments based on PCS and LD estimate the particle size
tion spectroscopy (PCS) and Doppler shift spectroscopy (DSS) are while assuming that the particles have spherical shape. Likewise, the
primarily designed to analyze dilute dispersions where the laser beam aggregation (flocculation and partial coalescence) of NLC particles if
only undergoes single scattering before reaching the detector (Horne, occurred cannot be detected by these techniques. These underline the
1995). But, those based on diffusing wave spectroscopy (DWS) are need for additional methods of analysis to provide direct information
designed to analyze concentrated dispersions where the laser beam about lipid nanoparticles.
undergoes extensive multiple scattering and propagates through the Although, optical light microscopy can be used for monitoring of the
system by diffusion before reaching the detector (Pine, Weitz, Chaikin, presence of larger particles and undissolved drug crystals in colloidal
& Herbolzheimer, 1988). PCS (and also DWS) measures the variations carrier systems, but this technique is futile for the exact visualization
of the intensity of the scattered laser beam while DSS measures the of nano-sized particles below 500 nm (Klang et al., 2012). Thus,
shift in frequency of the scattered laser beam known as a Doppler advanced microscopic techniques such as scanning electron microscopy
shift (Horne, 1995). DLS techniques are ordinarily capable of analyzing (SEM), transmission electron microscopy (TEM) and atomic force mi-
particles with diameters between a few nanometers to about 3 microns croscopy (AFM) are frequently used to provide critical information
(Mehnert & Mäder, 2012) which have noticeable Brownian motion and with respect to size, size distribution, morphology, surface topography
are not able to detect larger particles. The presence of larger particles and even internal structure of lipid nanoparticles. It should be kept in
(3 μm b) in the NLC formulation can be excluded by static light mind that possible artifacts may be caused by the sample preparation
scattering also known as laser diffraction (LD). LD is based on the (e.g. fixation, dehydration). Moreover, the use of high energy electron
dependence of the diffraction angle on the particle size. Smaller par- beams and vacuum condition by electron microscopy may cause
ticles cause more intense scattering at wide-angles compared to the changes in the structure of unstable specimens.
larger ones. Particle size distributions can be determined by analyz- SEM gives three-dimensional morphological and surface infor-
ing the intensity of the scattered light as a function of angle between mation of the specimen. The sample is bombarded with a focused
the incident and scattered beams using a suitable light scattering electron beam and surface characteristics are obtained from the
theory (McClements, 2005). secondary electrons emitted from the specimen surface (Domingo
Majority of researchers have analyzed the particle size of NLC by & Saurina, 2012). NLC need to be converted first into a dry powder
PCS. Before particle size analysis by PCS (and also LD), the dispersion and then they are gold/platinum coated before measurements in vacuum
must properly be diluted to a concentration where multiple scattering conditions. A major benefit of SEM is the large depth of field, which means
effects are negligible. PCS yields the particle size as intensity-weighted that images of relatively large structures are all in-focus (Hunter, 1993)
mean of the hydrodynamic diameter and the polydispersity index (PI; but its resolving power (~3–4 nm) is lower than TEM's (McClements,
0 ≤ PI ≤ 1) as a measure of the width of the particle size distribution. 2005) and doesn't provide internal details (Reimer, 1993). Environmental
The PI has an important effect on physical stability of nanosuspensions SEM (ESEM) instruments are also available that are compatible with
38 F. Tamjidi et al. / Innovative Food Science and Emerging Technologies 19 (2013) 29–43

hydrated specimens; they work at pressures not as lower as SEM and Non-destructive assays may also be used for determination of chem-
coating before measurement is not required (Domingo & Saurina, 2012) ical stability of some bioactive substances in lipid nanocarriers which rely
but their resolution is not sufficient to obtain detailed information regard- on the changes of a measurable physical characteristic such as NLC color
ing the surface properties and architecture of nanoscale structures (Klang or NLC absorbance at the λmax of bioactive material (Helgason et al.,
et al., 2012). 2009; Mitri et al., 2011; Qian et al., 2012). Non-destructive assays are
TEM usually provides two-dimensional images when a beam of simple and eliminate the need for solvent extraction but require an
electrons is transmitted through a specimen. The fraction of transmit- accurate calibration curve, thus an accurate evaluation of the drug
ted electrons depends on electron density of the specimen: the lower percentage may be hindered, specifically if the drug crystallized within
the electron density, the greater the fraction of electrons transmitted aqueous or lipid phases.
and the darker is the image. Components with different electron
densities thus appear as regions of different intensity on the image. 6.4. Encapsulation efficiency (EE) and drug loading (DL)
The density contrast between components is usually enhanced by
selectively staining the specimen with various heavy metal salts The encapsulation efficiency (EE) is defined as the ratio of encapsu-
(McClements, 2005). The NLC should already be stained, dried and lated drug in nanoparticles to whole drug first incorporated into the
fixed. The thickness of TEM specimens is required to be in the order lipid phase of NLC multiplied by 100 (Das et al., 2012; Kumbhar &
of magnitude of 100 nm and thus the sample preparation results in Pokharkar, 2013; Liu & Wu, 2010; Yuan et al., 2007). But, it should be
a complex procedure as compared to SEM (Domingo & Saurina, kept in mind that the damaged portion of bioactive compound during
2012). TEM can provide the information about internal structure of production and storage of NLC must be subtracted. The EE can be calcu-
lipid nanoparticles (Klang et al., 2012) and its resolution power is lated after quantification of free portion or encapsulated portion of drug.
around 0.4 nm (Hunter, 1993). The unencapsulated free drug may crystallize and/or dissolve in the
AFM instrument consists of a cantilever with a tiny probe at its end aqueous phase. The crystallized portion usually has micron size and
and a laser detection system. The probe is held extremely close to the precipitates in the NLC system and can conveniently be removed by
specimen surface and three-dimensional images are obtained by mea- microfiltration (Das et al., 2012; Nguyen et al., 2012) or mild centrifuga-
suring the interaction forces between the tip and the sample surface. A tion (Agrawal, Petkar, & Sawant, 2010) and then quantified. The contin-
spatial resolution of up to 0.01 nm can be obtained by AFM (Mehnert uous phase can be separated from the nanoparticles by techniques such
& Mäder, 2012). In general, surface profiles of non-conductive samples as ultrafiltration (Araújo et al., 2011; Das et al., 2012), (ultra-)centrifuga-
without any coating under atmospheric conditions and liquid/wet envi- tion (Liu et al., 2011; Yuan et al., 2007) or size exclusion chromatography
ronment can be analyzed by AFM (Domingo & Saurina, 2012; Mehnert & (Chen et al., 2010; Huang et al., 2013) and the amount of dissolved or
Mäder, 2012). However, submicron particles are moving rapidly because encapsulated drug can be quantified. Before drug quantification, the
of Brownian motion and fixation/dehydration of them is required to separated nanoparticles may be washed with water or aqueous phase
assess their shape by the very tiny AFM tip (Mehnert & Mäder, 2012). in order to remove the free drug adsorbed on their surface (Yuan et al.,
Thus, it may be needed to dry NLC onto an extremely flat plate surface 2007). Moreover, the percentage of dissolved drug in aqueous phase
such as mica. may be determined by extraction with organic solvents (Liu & Wu,
Other microscopic techniques such as cryogenic TEM (cryo-TEM), 2010).
cryogenic SEM (cryo-SEM) and freeze fracture TEM have been success- A number of researchers reported the EE as the percentage of
fully employed for visualization of lipid nanoparticles (Das, Ng, & Tan, non-crystallized drug within NLC system rather than as the per-
2012; Dong, Ng, Shen, Kim, & Tan, 2012; Gramdorf et al., 2008; Jores et centage of drug entrapped within lipid nanoparticles (Agrawal et
al., 2004; Saupe et al., 2006) that allow the sample to be visualized al., 2010; Nguyen et al., 2012) presumably because of poor aqueous
close to its natural state. Further details about advanced microscopic phase-solubility of drug.
techniques can be found in the literature (Klang et al., 2012). The EE influences the release characteristics of NLC and depends on
the NLC ingredients (which influence factors such as the solubility of
drug in the lipid phase, nanoparticle crystallinity index, viscosity of
6.3. Chemical stability of bioactive compounds continuous phase and thereby diffusion coefficient of drug), production
method and conditions used. In an O/W emulsion, nano-droplets in
Chemical stability of the bioactive compound is the initial character- comparison to micro-ones increase the water-solubility of the encapsu-
istic required for biological performance of NLC and health-promoting lated lipophilic bioactive compounds; thus it seems that micro-droplets
of NLC-added foods. Moreover, this is essential to calculate encapsula- have higher EE. Nonetheless, the solid state of lipidic nanoparticles in
tion efficiency and drug loading. Chemical stability of lipid nanocarriers NLC immobilizes the incorporated drug and leads to higher EE in
can be measured according to two different approaches: destructive or comparison to nanoemulsion. If the drug which should be encapsulated,
non-destructive assays. has poor water-solubility and be sensitive to degradation under physi-
Destructive assays usually rely on the destruction of the carrier struc- cochemical stresses during processing and storage of food and GI stress-
ture to completely release the drug (encapsulated and unencapsulated) in es (e.g. carotenoids), having a high EE is appropriate. But if the drug be
a proper medium and subsequently drug quantification. To attain this more stable to physicochemical stresses, and only has low water
purpose, organic solvents such as methanol, methylene chloride, acetoni- solubility and thereupon low bioavailability, having a low EE is appro-
trile, acetone or tetrahydrofuran are often used as destructive agent or priate. In the later case, the nanoemulsion is preferred rather than
drug solver. Many researchers have applied this approach (Hentschel et NLC provided that the drug doesn't crystallize in aqueous phase and
al., 2008; Jia et al., 2012; Liu et al., 2011; Qian, Decker, Xiao, & nanoemulsion has acceptable physicochemical stability. The increase
McClements, 2012; Tsai et al., 2012). In destructive assay, the solvent of water-solubility of bioactive compound by nanozation of dispersed
extraction itself may significantly impact the chemical stability of drug. phase in the O/W dispersion is one of the reasons for the achievement
The drug content in the solution recovered from destructive assays is of higher bioavailability by nanoparticles (McClements & Rao, 2011).
often quantified by UV–Vis spectroscopy or HPLC. UV–Vis techniques are The drug loading (DL) of NLC is defined as the ratio of encapsulated
simple but they are, in general, inefficient to detect the occurrence of drug to amount of lipid phase or lipid nanoparticles in NLC formulation
interfering components (Domingo & Saurina, 2012). In contrast, chro- multiplied by 100 (Das et al., 2012; Nguyen et al., 2012; Yuan et al.,
matographic techniques are appropriate to monitor side processes such 2007). For food applications the ratio of whole intact drug (i.e. encapsu-
as drug degradation or release of unwanted components and impurities lated and water-dissolved) to NLC amount may be a better characteris-
from the carrier (Argemí, Vega, Subra-Paternault, & Saurina, 2009). tic rather than DL. DL is predominantly influenced by the polymorphic
F. Tamjidi et al. / Innovative Food Science and Emerging Technologies 19 (2013) 29–43 39

state of the lipid, solubility of the drug in the melted form of lipid, types be either suspended or emulsified (McClements, Decker, & Weiss,
of lipids, and chemical and physical structure of the solid lipid matrix 2007). Oxidation of phytosterols is another challenge in enriched food
(Müller et al., 2000). A higher DL is a significant advantage both in products which can be prevented using encapsulation techniques.
terms of cost and impact on food; less NLC is required to deliver a Flavonoids (e.g. quercetin) are a large group of natural polyphenols;
predetermined drug level into food. many of these molecules have low bioavailability (due to poor water-
solubility), low chemical stability and undesirable taste and suitable encap-
6.5. Crystallinity sulation system should therefore be designed to deliver them into foods.
NLC are particularly suitable for encapsulating and delivering of
The physical status of the bioactive material in both aqueous and lipid lipophilic bioactive molecules and other lipophilic compounds such as
phases governs its bioavailability and efficacy of the NLC formulation as a flavors, antimicrobials and drugs into aqueous-based foods. The possi-
controlled release system. Moreover, the polymorphic changes and the bility of NLC as delivery system has been explored for many compounds
melting behavior of the dispersed phase in NLC govern the form of in pharmaceutical area. It has been shown that NLC was able to
crystals, particle morphology, release rate of bioactive molecule, drug encapsulate lipophilic drugs and to improve the stability and the
loading and crystallinity index of lipid nanoparticles and the maximum bioavailability of them. It was reported that hydrophilic drugs can also
temperature in which nanoparticles remain solid. In addition to correct be incorporated into lipid nanoparticles (Kasongo et al., 2011); but,
choice of the emulsifier, knowing the melting point of NLC nanoparticles loading hydrophilic bioactive materials in lipid nanoparticles is difficult
is a key temperature during heat treatment of NLC-added foods. Usually, because of the tendency of partitioning the encapsulated molecules in
the lipid blend of NLC particles shows a melting point depression the water during the production process of nanoparticles (Singh,
compared to the original solid lipid (Müller et al., 2002a), but the Dobhal, Jain, Pandit, & Chakraborty, 2010). Like nanoemulsions, NLC
obtained blend is also solid at body temperature. are optically transparent or only slightly turbid and are therefore suit-
X‐ray spectroscopy and DSC are widely used to investigate the able for fortification of transparent beverages.
status of drug and the polymorphic changes and melting behavior NLC can be produced on industrial scale but GRAS or food-grade
of lipid nanoparticles in NLC (Jores, Mehnert, & Mäder, 2003; ingredients are required. Since many substances that are permitted
Kumbhar & Pokharkar, 2013; Liu & Wu, 2010; Pardeike et al., 2011; for application in pharmaceutical industries are not allowed in food
Teeranachaideekul, Souto, Junyaprasert, & Müller, 2007). The structural in large quantity, further studies is required for selection of appropriate
organization of the oil fraction associated with the nanoparticles at least materials for food applications. The ingredients should not unpleasantly
at higher oil loads can also be investigated by NMR analysis (Garcia- affect the sensory properties of NLC-incorporated food (Du, 2011).
Fuentes, Alonso, & Torres, 2005; Jores et al., 2003). Moreover, the stability of NLC must be examined during processing
and storing of food against mechanical and physicochemical stresses
7. Food applications of NLC — Perspective and challenges such as pressure, mixing, heat treatment, light, drying, freezing and
changes of ionic strength, pH and environmental storage condition.
With the increasing public perception of a strong correlation between As mentioned earlier, the NLC should remain solid at room and GI
food and disease prevention, new technologies are being introduced to tract temperatures. The solid lipid, like liquid lipid, can be digested in
enrich staple foods and beverages with “health promoting substances” body by lipase but digestion rate for solid lipid is lower than liquid
and produce functional foods (de Vos, Faas, Spasojevic, & Sikkema, state (McClements & Li, 2010). Moreover, if the bioactive compound
2010). As a result, enormous studies have been performed on identifying immobilizes within lipid nanoparticle as crystalline form, its bioavail-
and isolating bioactive compounds. Bioactive food components are ability may decrease comparing to non-crystalline form.
divided into bioactive molecules and bioactive living cells (probiotics). When the lipid particles are partly crystalline a crystal from one par-
The most important types of bioactive lipids that need to be delivered ticle can penetrate into the liquid oil portion of another particle during a
within foods are fatty acids, carotenoids, oil-soluble antioxidants (tocoph- contact or collision which causes the particles to stick together; this
erols and polyphenols), phytosterols, oil-soluble vitamins (A and D) and phenomenon is known as partial coalescence and as a potential disad-
other nutraceuticals (e.g. Co-enzyme Q10) (McClements & Li, 2010). vantage, may lead to a decrease in NLC stability to aggregation or gela-
Lipid-soluble bioactive compounds pose a particularly difficult tion. The various factors that influence partial coalescence have been
challenge, especially in fat-free and low-fat foods, which are in growing discussed elsewhere (Dickinson & McClements, 1995; McClements,
demand, and enrichment of aqueous-based food with these compounds 2005; Walstra, 2003). The types of lipids and emulsifiers, the lipids
has been greatly restricted. ratio and the particle size influence the partial coalescence, significantly.
Omega-3 fatty acids, the major essential fatty acids, are susceptible to We would not expect to see any partial coalescence in NLC (if occurred)
oxidative deterioration. Moreover, the oxidation products of omega-3 when the nanoparticles have amorphous structure due to the absence
fatty acids have unattractive effect on sensory acceptance of enriched of any crystal. Although a good physical stability have been frequently
foodstuffs. Thus, these hydrophobic compounds require stabilization in reported for NLC formulations in the literature (Das et al., 2012; Liu,
an aqueous medium and protection against deteriorating factors Wang, & Xia, 2012; Pardeike et al., 2011; Tan, Billa, Roberts, & Burley,
(Zimet, Rosenberg, & Livney, 2011). It has been shown that encapsula- 2010; Xia & Wang, 2011), further studies are needed to seek this insta-
tion of omega-3 fatty acids decreased its oxidation (in enriched foods) bility mechanism, especially with food-grade and GRAS ingredients.
significantly (Garg, Wood, Singh, & Moughan, 2006; Tamjidi, Nasirpour, Lastly, it should be pointed out that the solid lipid must be careful-
& Shahedi, 2012). ly selected and optimized for NLC production, whereas there is an in-
Oil-soluble vitamins are also susceptible to oxidation and may create creasing tendency toward removing or reducing the amounts of food
drug taste in fortified foods; for these reasons encapsulation of them is constituents that have been associated with human health concerns
often essential before addition to foods. (e.g. saturated lipid and cholesterol).
The current challenges to application of carotenoids as nutraceutical
compounds are poor water-solubility, high melting point, chemical 8. Conclusions
instability, and low bioavailability (Qian et al., 2012) and delivery
systems should therefore be designed to fortification of foods with carot- Nanostructured lipid carriers (NLC) are a carrier system with which
enoids, efficiently. the requirements of food science and technology can be fulfilled. They
Enrichment of foods with phytosterols is problematic because of may combine the advantages of different colloidal drug delivery systems
their high melting point and tendency to form insoluble crystals. There- and avoid some of their disadvantages. NLC are a promising delivery
fore, for incorporation into aqueous-based foods, phytosterols should system for food application of the poor water-soluble bioactive
40 F. Tamjidi et al. / Innovative Food Science and Emerging Technologies 19 (2013) 29–43

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