The Contributions of Conversation Analysis and Interactional Linguistics To A Usage-Based Understanding of Language: Expanding The Transdisciplinary Framework

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The Contributions of Conversation

Analysis and Interactional Linguistics


to a Usage-Based Understanding
of Language: Expanding the
Transdisciplinary Framework
JOAN KELLY HALL
The Pennsylvania State University, Center for Research on English Language Learning and Teaching, Department
of Applied Linguistics, 207 Sparks Building, University Park, PA 16802 Email: jkh11@psu.edu

A key insight of a transdisciplinary perspective on second language acquisition (SLA) as articulated by


the Douglas Fir Group (2016) is its usage-based understanding of language. Evidence on the fundamen-
tal role that usage plays in shaping individual language knowledge is no doubt compelling. However,
while the force of social interaction in shaping language knowledge is acknowledged, missing are speci-
fications of the jointly constructed actions and courses of action comprising social contexts of use. Also
missing is a reconsideration of key SLA concepts engendered by a usage-based understanding of lan-
guage. The intent of this paper is to redress these limitations. First, I summarize the research programs
of conversation analysis and interactional linguistics, which take as their central task the specifications
of the jointly constructed actions and courses of action comprising social contexts and thus significantly
enhance a usage-based understanding of language. Then, arguing that more suitable conceptual tools
are needed to better capture current understandings of language knowledge and objects of L2 learning,
I offer repertoire, semiotic resources, and register as alternative terms to competence and grammar. I conclude
with a proposal for a Conversation Analysis/Interactional Linguistics-based research program for further
advancing understandings of SLA and transforming understandings of L2 pedagogy.
Keywords: conversation analysis; interactional linguistics; repertoire; semiotic resource; design

THE USAGE-BASED UNDERSTANDING OF Ellis, O’Donnell, & Römer, 2015; Five Graces
second language (L2) knowledge as articulated by Group, 2009; Goldberg, 2003, 2006, 2013;
the Douglas Fir Group (2016; and see Ellis, 2019, Larsen–Freeman & Cameron, 2008). Five es-
this issue) in the transdisciplinary framework of sentials about the foundations of language
second language acquisition (SLA) has arisen knowledge have been derived from this body
from research undertaken in several fields, in- of research. First, language knowledge is inex-
cluding child language development (e.g., Tom- tricably tied to language use. It develops as a
asello, 2003, 2006), psycholinguistics (e.g., matter of using language in shared activity with
MacWhinney, 2012, 2015), neurolinguistics (e.g., others within the social contexts of daily life.
Lee et al., 2009), and various branches of func- Second, as individuals participate in their social
tional and cognitive linguistics (e.g., Boyd & Gold- contexts, they draw on a range of emotional and
berg, 2009; Bybee, 2006; Bybee & Hopper, 2001; motivational dispositions and domain-general
cognitive capacities such as perception, associa-
tion, and categorization. These dispositions and
The Modern Language Journal, 103 (Supplement 2019) capacities guide individuals to focus attention on
DOI: 10.1111/modl.12535 and detect patterns in the use of the resources,
0026-7902/19/80–94 $1.50/0

C National Federation of Modern Language Teachers
hypothesize about and test their understand-
Associations
ings of the connections between the resources
Joan Kelly Hall 81
and their meanings, categorize them and so their social contexts that is the primary motiva-
on. tion for the development of linguistic patterns
Third, key aspects of social experiences at the (Thompson & Couper–Kuhlen, 2014).
micro level that contribute to the development of Growing bodies of research from two programs,
language knowledge are the recurring nature of conversation analysis (CA) and interactional lin-
the experiences, and the distribution, frequency, guistics (IL), have been devoted to the study of
and salience of specific resources comprising the talk-in-interaction. Both presume that the home
experiences (Bybee, 2006; Goldberg, 1995, 2003). environment of language use is the turn at talk.
All else being equal, the more routine learners’ so- In general, CA’s pursuit is the specification of the
cial experiences are and the more frequent, pre- organizational structures of interaction; IL aims
dictable, and salient the components comprising to uncover and link the recurring use of linguistic
their experiences are, the more likely they will resources to specific actions and action projects
be stored as cognitive representations in learners’ as they are constructed in interaction. These re-
minds. Fourth, what individuals learn from regu- search programs are not only compatible with a
lar engagement in their social experiences is not usage-based understanding of language but, more
an abstract system of grammar. Rather, they are importantly, they add empirical weight by specify-
learning options for making meaning in their ex- ing the interactional bases of usage.
periences. These options include words, routine In what follows, I discuss the specific contribu-
expressions, collocations or groupings of words, tions of CA and IL to a usage-based understanding
and fixed and semi-fixed expressions. These op- of language knowledge. I then offer alternative,
tions become stored in learners’ minds not as more conceptually valid terms for referring to
free-floating entities but as pragmatically driven language knowledge and L2 objects of learning
means for organizing, construing, and experienc- that better encapsulate this understanding. A
ing their social worlds. Finally, these options do reconsideration of terms is needed, I contend, to
not remain static in the mind but are in a con- advance two aims articulated by the Douglas Fir
tinual state of adaptation, changing as a con- Group (2016) for making its proposal for trans-
sequence of factors ranging from individual at- disciplinary SLA: to support the development
tentional, motivational, and other dynamics, to of innovative research programs and to serve as
competing pragmatic intentions, changing group a platform for the development of innovative
affiliations, and society-wide forces (Five Graces and sustainable responses to the challenges of
Group, 2009; Lee et al., 2009). Thus, there is no L2 teaching and learning in our increasingly
end state to what is learned, “no natural termi- networked, technologized, and mobile worlds.
nus, no complete current set of linguistic facts
and no synchronically bounded entity” (Hopper, SOME FUNDAMENTALS OF CONVERSATION
2011, p. 29). Any appearance of stability in one’s ANALYSIS
knowledge is “a matter of stability in their prag-
matic pursuits and not an inherent aspect of the Conversational Analysis is an offshoot of eth-
resources themselves” (Hall, 2018, p. 32). nomethodology (EM), a sociological approach
Undoubtedly, the evidence on the fundamen- that considers the nature and source of social
tal role that usage plays in shaping individual order to be fundamentally empirical and lo-
language knowledge is compelling. However, it cally accomplished. It was founded by Harold
is incomplete in that, while the force of social Garfinkel (1964, 1967, 2002) as a radical al-
interaction in shaping language knowledge is ternative to sociological theories that posit the
acknowledged, left unspecified is the conse- existence of an objective social order and draw on
quential role of interactional contexts in giving theoretical constructs to explain the lived expe-
shape to specific linguistic units. In other words, riences of members of society. Garfinkel argued
missing are specifications of the actions and against such understanding, claiming, instead,
action projects, that is, “courses of action that are that there is no separation between a theorized
enacted through turns at talk” (Schegloff, 2007, social world and individuals’ experiences of it.
p. 2), comprising social contexts of use. For it Rather, social facts are practical constructions,
is not just frequency of use in contexts in which produced in and through mutually recognizable,
linguistic regularities occur that gives shape to publicly observable, common sense reasoning
individual language knowledge. It is frequency practices, that is, methods that members of so-
of use in jointly constructed actions and courses ciety use to achieve social order in their local
of action that interlocutors accomplish with contexts (Garfinkel, 1967, 2002; Heritage, 1984;
each other in recurring interactions comprising Maynard, 2012; Maynard & Clayman, 2003).
82 The Modern Language Journal, 103, Supplement 2019
These methods through which courses of action Preference organization has to do with struc-
are produced and recognized are the topics of EM tural preferences in sequence organization. Many
research. action types involve at least two relevant options
CA emerged from ethnomethodology’s inter- that differ in terms of how they forward the in-
ests in the empirical study of the methods by teraction. For example, offers are preferred to re-
which members of society achieve social order. quests, and responses that comply with requests
Asserting a fundamental role for interaction as are preferred to those that do not. Preferred ac-
“the primordial site of human sociality” (Sche- tions are typically performed more straightfor-
gloff, 2006, p. 70), CA narrowed its focus to the wardly than dispreferred actions are, with the lat-
interactional bases of social order, presuming it ter actions typically marked by delays, hesitation
to be an interactional, sequential achievement, markers, accounts, and so on (Pillet–Shore, 2017;
produced and visible at all points and informed Pomerantz & Heritage, 2012). Interlocutors ori-
by stable, witnessable interactional structures ent to the relevance of preference to manage
(Enfield & Sidnell, 2014; Heritage, 1984; Sacks, and display to each other their ongoing under-
1984, 1992, 1995). These social structures com- standing of what they are doing together. Their
prise a common-sense knowledge—an interac- shared understanding then is a practical concern
tional competence—to which all ordinary memb- and is continually managed by individuals as their
ers of society normatively orient at all times course of action unfolds.
whatever the setting (Heritage, 1984; Sacks, Repair is “‘the self-righting’ mechanism” (Sche-
1984). This competence, which constitutes “the gloff, Jefferson, & Sacks, 1977, p. 381) of talk that
core of childhood socialisation" (Heritage, 1984, allows individuals to deal with troubles in speak-
p. 239), functions ‘“underneath’, and indepen- ing and hearing that threaten their shared under-
dent from, the goal-directed social behaviour that standings of the work they are doing together in
people are effecting with their context-situated their talk. Its use ensures “that intersubjectivity is
usage of language” (Enfield & Sidnell, 2014, maintained or restored, and that the turn and se-
p. 99; see also Ford, Fox, & Thompson, 2013; quence and activity can progress to possible com-
Levinson, 2006; Schegloff, 2006). pletion” (Schegloff, 2007, p. xiv). A CA account of
The specification of the interactional infras- intersubjectivity refers not to participants’ mutual
tructure has formed the research program of CA. representational understandings of the world but
The basic structures shown to comprise the infras- to their shared understandings of the work they
tructure thus far include the systems of turn tak- are doing together as their interaction unfolds
ing, sequence organization, preference, and re- (Sidnell & Enfield, 2012). This understanding is
pair (Dingemanse et al., 2015; Kendrick et al., emergent from and maintained by the sequen-
2014; Stivers et al., 2009). The turn taking system tial organization of action and supported by the
has to do with the construction and distribution of system of repair. Repair practices do not address
turns in interaction. There are two components of “all divergences or difficulties of understanding”
this system: the turn-constructional component— (Schegloff, 1992, p. 1341, italics added). Instead,
how turns are designed—and the turn allocation they deal with “only the narrower domain of un-
component—the methods for allocating turns derstanding what someone has just said” (Sche-
(Sacks, Schegloff, & Jefferson, 1974). A second gloff, 2000, p. 207), that is, with difficulties pre-
structure is sequence organization, which is “the sented by “the production and uptake of the talk
vehicle for getting some activity accomplished” itself” (Schegloff, 1992, p. 1341).
(Schegloff, 2007, p. 2) and concerns the relative Research drawing on CA to study L2 learn-
positioning of actions or turns. CA considers the ing has grown steadily over the last 15 or so
positioning of an action to be “fundamental to the years. Studies have investigated the institutional
understanding of its meaning and to the analy- nature of L2 classroom interaction (e.g., Seed-
sis of its significance as an action” (Stivers, 2012, house, 2004), various activities by which teach-
p. 191). The basic unit of sequence organization is ing and learning are accomplished (e.g., Heller-
the adjacency pair, which consists of two turns that mann, 2008; Markee & Kunitz, 2013; Waring,
are normatively fitted to each other such that the 2009, 2013), and how learners’ language use
first utterance projects a next action. As explained changes over time (Berger & Pekarek Doehler,
by Schegloff (1968), “given the first, the second 2018; Rine & Hall, 2011). An increasing num-
is expectable; upon its occurrence it can be seen ber of studies has investigated the roles that em-
to be a second item to the first; upon its nonoc- bodied resources such as facial expressions, eye
currence it can be seen to be officially absent” gaze, and body positioning play in L2 learning
(p. 1083). (e.g., Eskildsen & Wagner, 2015; Seo & Koshik,
Joan Kelly Hall 83
2010). Most recently, studies have attempted to type of offer is designed specifically to address a
combine CA with usage-based linguistics (Eskild- problem that is explicitly identified in prior talk.
sen, 2009, 2011, 2014) to show how linguistic con- This type is positioned immediately after the prob-
structions of varying complexity “sediment into an lem has been raised, and while its position in the
experientially driven language resource that suc- larger sequences of interaction is less restrictive,
cessively incorporates new form–function connec- it does not occur as part of potential closing se-
tions” (Kasper & Wagner, 2014, p. 198). quences. Too, it is designed with a broader range
of formats, with a skewing toward the use of can
SOME FUNDAMENTALS OF INTERACTIONAL and will, but it is never produced with the do you
LINGUISTICS want construction. Curl concludes that the use of
the differently designed offers allows speakers and
Interactional linguistics is an interdisciplinary recipients to foreground different orientations to
approach to the study of the grammar of inter- the problems and to each other.
action. With intellectual roots in CA, discourse- Another example of IL research is Thompson,
functional linguistics, and linguistic anthropol- Fox, and Couper–Kuhlen’s (2015) comprehen-
ogy, IL was formally introduced as a field of study sive study of responsive actions to wh-questions,
in 2001 (Couper–Kuhlen & Selting, 1996, 2001; the findings of which show how the grammatical
Fox et al., 2012; Gumperz, 1982; Ochs, 1996; formatting of responses is tailored to the actions
Ochs, Schegloff, & Thompson, 1996; Schegloff, accomplished by particular question types. For ex-
1996). Like CA, IL takes an enchronic perspec- ample, their examination of wh-questions seeking
tive on human interaction1 (Enfield, 2011, 2013). information revealed that not only do the gram-
Analysis from this perspective is concerned with matical patterns of the responses differ according
the study of interaction as it unfolds in real time to the action of the question but so does the or-
and space, focusing on sequences of interdepen- ganization of the sequences. Specifying questions
dent actions that are taken to be “co-relevant seek specific pieces of information and are almost
and causally-conditionally related” (Enfield, 2011, always follow-up questions. Telling questions can
p. 287). Drawing, for the most part, on CA meth- also be follow-up questions but are more often
ods and the analytic framework of modern de- topic proffers, which typically come after the pos-
scriptive linguistics (Couper–Kuhlen & Selting, sible closure of a sequence of interaction and pro-
2018), IL research poses questions that are con- pose particular topics to the recipient (Schegloff,
cerned with uncovering the linguistic practices 2007). This type of question seeks extended re-
that are fitted to particular social action for- sponses, such as stories, reports, and accounts.
mats, defined as “recurrent and sedimented ways While both types of questions engender phrasal
of accomplishing specific social actions in talk- and clausal responses, the work these responses
in-interaction” (Couper–Kuhlen, 2014, p. 624; do varies according to the type of question the re-
Fox, 2007). sponses are addressing. Phrasal responses to spec-
An example of such research is Curl’s (2006) ifying questions do simple ‘no problem’ answer-
study on the social action formats of offers in En- ing. This is illustrated in Extract 1, where two
glish telephone calls.2 Offers are actions in which simple phrasal responses (lines 9, 10) are pro-
a speaker “proposes to satisfy another’s want or duced directly, without an account, after a specify-
need, or to assist in resolving a difficulty experi- ing question (line 8). Prior to the question, Jason
enced by another” (p. 1257). Curl’s analysis shows and Mary had been talking about the possibility of
that the linguistic formatting of offers is systemat- George W. Bush, then the president of the United
ically related to the sequential location of the of- States, winning his second election, and Jason had
fer in the interactional activity. More specifically, just completed a lengthy turn arguing that Bush
offers of assistance in the resolution of problems would indeed be re-elected (not shown here). Af-
are formatted three different ways depending on ter a long silence, another party to the conversa-
where they appear in the interaction. Offers that tion, Sophie, a Canadian, asks her question, which
are positioned in the opening section of the in- is directly responded to and thus treated as un-
teraction after greetings and identifications and problematic by Jason, who, after another silence,
displayed as the reason for calling are overwhelm- takes a next turn.
ingly designed with an if … then … construction.
Offers that come toward the closing of an inter- EXTRACT 1 (Thompson et al., 2015, p. 23)3
action and bring out a potential problem educed 8 SOP: when’s the next elections? =
from prior talk are designed as yes/no questions 9 JAS: =two thou[sand four].
using the expression do you want (me to) X. A third 10 MAR: [two thousand] four,
84 The Modern Language Journal, 103, Supplement 2019

11 (1.6) Sharon, Ted’s daughter, who had invited Fran’s


12 JAS: and besides, the Democrats don’t daughter to visit them. When Fran asks for direc-
13 have a strong tions, Sharon says she will put her father on the
14 candidate, phone, and this is where the extract begins. We
can see that, rather than receiving an expanded
In contrast, while clausal responses to speci-
clausal response, the telling question produced
fying questions also provide the sought-after in-
by Fran (lines 5–6) receives a phrasal response by
formation, they display trouble with the question
Ted (line 7). Fran treats this response as inade-
as either being inapposite relative to its sequen-
quate by repeating his answer with expressive high
tial placement or its relevance to the ongoing in-
rise-fall prosody (line 9).
teraction. Extract 2 illustrates a clausal response
(line 13), produced after a delay (line 12), to EXTRACT 4 (Thompson et al., 2015, p. 43)
a specifying question (lines 10–11). According
to Thompson et al. (2015), the trouble that the 1 TED: what’s going o:n
clausal response marks is that the question is out 2 (.)
of place sequentially as it comes in the middle of 3 FRA: what’s going on.
a turn constructional unit (line 10) rather than at 4 TED: =w-yea:h.[((vl)) hmhhhh]
its end and is not made a relevant next action by 5 FRA: [what are you guys]
6 doing at the bea::ch.
Dan’s turn. Moreover, the question that Kyle asks
7 TED: n:no:thin, ‘hh
is unrelated to the story Dan is telling. 8 (.)
EXTRACT 2 (Thompson et al., 2015, p. 31) 9 FRA: ↑NO:thi::[:n,’
10 TED: [[((f))↑no::,
1 DAN: that’s one of the Giants’ 11 (0.2)
2 strengths actually is their 12 FRA: oh: good heaven.
3 bullpen and i -even wh-i-even
4 losing Mark Jackson To recap, Thompson et al.’s (2015) findings
5 i-Mike Jackson still (1.0) still reveal specific links between the grammar of re-
6 have a sponsive actions and their information-seeking
7 relatively good bullpen I think. questions. Phrasal responses to specifying ques-
8 =and that’s a real big strength I
tions are treated as complete actions, but to
9 think because (h) [()
10 KYL: [where’d he go
telling questions they are treated as interaction-
11 again? ally insufficient or inapposite. In contrast, clausal
12 (0.8) responses to telling questions are treated as
13 DAN: he went to Cincinnati. complete and unproblematic while phrasal re-
14 (0.3) sponses are not. Thompson and colleagues ar-
15 KYL: .hh [hh gue that their findings showing that more syn-
Responses to telling questions differ from those tactically minimal forms are not reduced forms
to specifying questions in that the preferred work of more syntactically elaborated forms but in fact
of telling is accomplished not by phrasal re- do distinct interactional work challenge the va-
sponses but by unrelated clausal responses. Ex- lidity of the traditional grammatical notion of
tract 3 illustrates this. Here, Vivian’s topic proffer ellipsis.
(line 1) receives a multiclausal response, begun A last example showing how grammatical prac-
by Nancy and elaborated on by Michael (lines 3– tices are shaped by actional turns and the posi-
5, 8). tions of the turns within interactional sequences
is the study by Fox and Heinemann (2016) of the
EXTRACT 3 (Thompson et al., 2015, p. 21) formulation of requests for action in an Ameri-
1 VIV: so what did you guys do today can English-speaking shoe repair shop. Requests
2 (1.8) have been the focus of a great deal of research,
3 NAN: n-mm which has shown that a range of different formats
4 I went grocery shopping and we are used to do requesting, with the variation tied
5 went over to the ma:ll to entitlement, which has to do with how speak-
6 .pt .hhh ers position themselves relative to the right to ask
7 (0.5) another to do something for them, and contin-
8 MIC: bought some vitamins
gency, which is the degree to which “a requester
In contrast, as shown in Extract 4, phrasal re- acknowledges the possibility that unknown fac-
sponses to telling questions resist the telling. Prior tors may affect the grantability of the request”
to this exchange, Fran had been talking with (Thompson et al., 2015, p. 220; see also Curl &
Joan Kelly Hall 85
Drew, 2008; Drew & Couper–Kuhlen, 2014; Woot- EXTRACT 6 (Fox & Heinemann, 2016, p. 509)
ton, 1981).
Fox and Heinemann (2016) add to this work 4 C: so:hh I’m >back with these< I
by showing that even relatively minor variations 5 tried them on a[t home
6 S: [kay
in the linguistic formatting of the request are of
7 C: → an- and I need to get a <second
systematic relevance for how participants in in- 8 hole
teraction accomplish the action of requesting. As 9 → punched >, [like right there, on
one example, they found that slight variations in 10 each side
the formulation of requests beginning with need 11 S: [okay
are interactionally relevant. One variation is the 12 C: just cause it was just a little
need + NP declarative requests, which are regularly 13 too tight
produced immediately after the greeting, and 14 on the:[re
typically state a very specific solution. These are 15 S: [o-
treated by the shop employees as easily grantable. 16 C: [but I think that would-
17 S: [so::, an inch? or::l[ess::?
Extract 5 contains an example.
18 C: [yea::::h,hh
19 C: I would say
EXTRACT 5 (Fox & Heinemann, 2016, pp. 506– 20 (0.7)
507) 21 C: like if you put it r:ight there,
3 S: how you doin’ 22 I’d be good.
4 C: goo:d, 23 S: let me get my:: c[aliper
5 (0.8) 24 C: [okay
6 →C I, (0.2) need heels=
7 S: =okay While these indicate a similarly high degree of
8 C: and (0.1) customer entitlement to make the request as the
9 S: >shine [‘em up< need + NP declarative requests do, this type is typi-
10 C: [jus- cally used to request services that customers may
11 well[:
consider to be less common for the shop or in
12 S: [clean ‘em
13 [up
need of precise detailing of the action that is be-
14 C: [die ´m and clean ‘em up, ing requested and thus involve more interactional
15 S: make ‘em look pretty, work by customers and shop employees. Fox and
15 C: yes ple:ase Heinemann (2016) conclude that the linguistic
and interactional formatting of social actions are
In this case, the request (line 6) comes imme- much more granular and varied than previous re-
diately after the greeting and is followed by an ac- search has indicated.
knowledgement by the shop employee that treats Together, findings from IL research revealing
the request as unproblematic (line 7). According the links between recurring grammatical prac-
to Fox and Heinemann, by their position in the in- tices and particular types of interactional work
teraction, their relatively simple design and their lend strong empirical support to a positionally
formulation of a solution, requests formatted in sensitive view of grammar, which posits that turns
this way indicate that the customer is entitled to and sequences of turns are what give shape to
make the request and there are no contingencies grammar “both grammar as an abstract, formal
that would prevent the shop from granting it. organization and the grammar of a particular ut-
A slight variation of the need request is the need terance” (Schegloff, 1996, p. 56; Couper–Kuhlen
+ resultative declaratives. Resultatives are “instances & Selting, 2018; Fox, 2007; Ochs et al., 1996;
where a verb has a patient-undergoer that is also Thompson et al., 2015). While primarily focused
the subject of a nonfinite verb in past participle on linguistic units comprising the interactional
form” (Fox & Heinemann, 2016, p. 509). Like framework of grammar, IL recognizes that non-
need + NP requests, these requests present the so- verbal practices including gestures, eye gaze, head
lution to a trouble, but what is specified is the ac- movements, and body orientations, alone or to-
tion involved in executing the solution. Extract 6 gether with verbal practices, are integral to the
contains an example. As exemplified here, these formation of social actions and action sequences,
requests are used when the requested repair re- suggesting that they should be considered core
quires further specification (lines 7–8) and thus components of an interactional grammar (Fox,
are typically followed by explications of how and 2007; Laury, Etelämä, & Couper–Kuhlen, 2014).
why the requested solution should be carried out To conclude, by claiming jointly constructed in-
(lines 9–10, 12–13, 15, 20–21). teraction to be the source of human sociality and
86 The Modern Language Journal, 103, Supplement 2019
evidencing the interactional specifications of re- since the turn into the 21st century, the term in-
curring grammatical units in actions and courses teractional competence has been used to refer both
of action, the contributions of CA and IL re- to the interactional infrastructure and to objects
search make clear that “grammar is not only some- of L2 learning (Hall, 2018).5 Most recently, the
thing that originally arose out of usage patterns by Douglas Fir Group (2016) used both communica-
speakers, but it is those usage patterns themselves, tive and interactional competence to refer to “the
situated in the interaction itself, as temporal ob- holistic sum of [multilingual speakers’] multiple-
jects representing aggregations of patterns heard language capacities,” noting that their use of com-
and used by the users of the language” (Laury petence “is significantly different from its use by
et al., 2014, p. 441, emphasis in the original). In so Chomsky, perhaps even its use by Hymes” (p. 26).
doing, they add much needed theoretical and em- It may be that the use of competence by the
pirical weight to what is meant by usage in a usage- Douglas Fir Group (2016) is meant to afford new
based understanding of language.4 perspectives. Nonetheless, I question its viability
for capturing fully usage-based understandings of
A RECONSIDERATION OF TERMS the dynamic composition of L2 knowledge for
two reasons. First, as noted by many (e.g., Blom-
As a social science, SLA is mainly carried out in maert, 2008; Blommaert & Backus, 2013; Busch,
the symbolic world, where concepts do not point 2012; Canagarajah & Wurr, 2011; Hall, 2016; Hall,
to objective representations but are “grounded in Cheng, & Carlson, 2006; Makoni & Pennycook,
public commitments” (Enfield, 2015b, p. 3; Schu- 2007), competence continues to carry an ideology
mann, 2003). As cultural artifacts, concepts pro- of homogeneity, permanence, and universality.
vide a basis for construal, categorization, and de- As noted earlier, this meaning is retained in the
cision making. They are tools in decision making term interactional competence as developed in
because they give us criteria for recognizing in- the field of CA in that it refers to a universal
stances of what we are looking for and of what interactional infrastructure to which all human
we are not looking for (Enfield, 2015b). Concepts beings normatively orient at all times whatever
like competence and grammar have enjoyed a the setting to do the cooperative work of hu-
long history of use in SLA to refer to language man sociality6 (Enfield & Sidnell, 2014; Levin-
knowledge. Understandings of the usage-based son, 2006; Schegloff, 2006). However, in contrast
foundations of SLA, enhanced by the theoreti- to a theorized Chomskyan competence built on
cal insights and findings from the research pro- intuitions, CA has been concerned with uncov-
grams of CA and IL, however, make relevant the ering the publically witnessable universal infras-
need for different concepts to better capture cur- tructure, as exhibited in the methods used by
rent understandings of language knowledge. In members to achieve social order (Maynard, 2012;
this section, I discuss how the terms competence Sacks, 1992, 1995). Continuing to use interac-
and grammar construe language knowledge and tional competence to refer to this interactional in-
then offer alternative terms, which, I contend, are frastructure seems appropriate. Using the same or
more suitable conceptual tools. a similar term—interactional, communicative, or
multi-competence—to refer to qualitatively differ-
Competence ent, variable phenomena in studies of L2 learning,
however, creates conceptual confusion.
The term competence has a long history of use
in the field of SLA to refer to language knowledge. Repertoire
In the early 1960s, linguistic competence was coined
by Chomsky (1966) to refer to a homogeneous, To counteract the implications of solidity and
fixed set of grammatical rules that “any speaker universality that are afforded by the term com-
of a language knows implicitly” (p. 9). Finding petence, elsewhere, I proposed the term repertoire
this term inadequate, Hymes (1974) coined the to refer to the totality of an individual’s language
term communicative competence to reflect that “so- knowledge, defining it as “conventionalized con-
cial function gives form to the ways in which lin- stellations of semiotic resources for taking action”
guistic features are encountered in actual life” (Hall et al., 2006, p. 232; Hall, 2016, 2018, 2019).
(p. 196). More recently, multi-competence was pro- This term, too, has a long history of use, primarily
posed to better capture the diversity of language in linguistic anthropology. It can be traced back to
knowledge of bilinguals and multilinguals (Cook, Gumperz (1986), a linguistic anthropologist and
1991, 1992, 2012; Cook & Li Wei, 2016). As CA colleague of Hymes, who originally defined reper-
studies of L2 learning have increased, especially toire as “the totality of linguistic resources (...)
Joan Kelly Hall 87
available to members of particular communities” to), their movement across physical and social space,
(p. 20), and coined the term to refer to the va- their potential for voice in particular social arenas.
riety of languages shared by groups of people in (p. 24)
multilingual communities residing within India.
The use of the term today has become broader Expertise
and, at the same time, narrower. It is broader in
that it refers to a whole range of nonlinguistic A second reason the term competence is prob-
resources that individuals use to make meaning, lematic is because it conflates what one knows
including gestures, facial expressions, and other with how well one knows it and is a binary con-
modes in addition to linguistic constructions. It cept rather than scalar. Someone is either compe-
is narrower in that it refers to individual knowl- tent or is not. This, we know, does not reflect the
edge of resources for communicating rather than real-life variable nature of learners’ knowledge.
to the resources circulating in any one community An alternative term is proficiency, which is typi-
(Blommaert & Backus, 2011, 2013; Busch, 2012, cally found in assessment literature. It forms the
2017; Canagarajah & Wurr, 2011; Hall, 2016; Hall basis of ACTFL’s assessment guidelines, as well
et al., 2006; Rymes, 2010). as those of the Common European Framework
The term is conceptually useful in two ways. of Reference for Languages. However, its conven-
First, it more aptly captures the variable mix tional meaning, too, is inadequate as, although
of heterogeneous, multilingual, and multimodal proficiency assessments are scalar, they measure
constructions that L2 learners draw on and de- acontextual linguistic structures and generic skills
velop in their diverse public, material, and digital such as speaking, reading, and writing. Where as-
contexts of use. Second, it suggests a more em- sessments of learners’ repertoires have real conse-
pirically valid understanding of learning, not as a quences, such as in educational settings, we need
linear, one-path-fits-all process, but rather as bio- a term that better captures their contextual and
graphical and variable trajectories occurring over variable nature.
learners’ lifespans. With its focus on individual A term that is more compatible with usage-
biographies, the term repertoire, unlike compe- based understandings, I suggest, is the term exper-
tence, accounts for interactions of time and space tise. Expertise is the specialized area of study of
on learners’ knowledge. British sociologists Collins and Evans. They define
The biographical and flexible nature of reper- it as “the real and substantive possession of groups
toires is evidenced in our own life experiences. of experts that individuals (...) acquire through
Depending on the trajectories of our experiences, their membership of those groups” (Collins &
some components of our repertoires may be more Evans, 2007, pp. 2–3). The process of acquiring
enduring. For example, constructions that are expertise, they assert, is a matter of socialization
used to identify common objects such as desks, ta- into the practices of an expert group. In contrast
bles, and chairs and common experiences such as to proficiency, expertise is domain-specific, that is,
meal times and schooling can last in our reper- tied to particular skills and knowledge in particu-
toires over a lifetime. Other items may be more lar fields or contexts. It is something that can be
temporary. In our travels to other places, for ex- built over time in interaction with others and that
ample, we may pick up and use some local ex- can be lost over time as individuals’ life trajecto-
pressions that we lose as soon as we move on to ries unfold.
another place. Moreover, because the paths that
our life experiences take are not linear, our reper- Grammar
toires do not develop along a straight path of
ever-increasing size. Rather, they grow quickly in Another term that needs to be reconsidered in
some stages of life, such as during early child- light of usage-based understandings is grammar.
hood, or when learning a new subject or taking Like competence, this term has a long history of
on a new career, and gradually in others. As ex- use in SLA, with its conventional meaning tied to
plained by Blommaert and Backus (2011), unlike an understanding of language as fixed structural
competence, systems. Attached to grammar are terms used to
refer to its structures, largely developed on the
[r]epertoires enable us to document in great detail basis of written language that are considered to
the trajectories followed by people throughout their exist independently from use (Ginzburg & Poe-
lives: the opportunities, constraints and inequalities sio, 2016; Keevallik, 2018). Moreover, individuals
they were facing, the learning environments they are treated as mere users of the system; they can
had access to (and those they did not have access use the structures, but they cannot change them.
88 The Modern Language Journal, 103, Supplement 2019
While the understanding of language in emergen- stitutions, such as the family, schools, communi-
tist approaches such as CA and IL is more aligned ties, etc. and larger cultural and historical forces.
with a usage-based understanding, in many cases, Their histories of use become their “provenance,
the term grammar has been retained to refer shaping available designs and uses” (Jewitt, 2008,
to the system and structure of language (e.g., p. 247). In their uses of their resources at a par-
Couper–Kuhlen, 2014; Hopper, 2011). The con- ticular moment in a particular context, individu-
tinued use of the term, at the very least, limits the als choose “a particular way of entering the world
contributions their findings can make to enhanc- and a particular way of sustaining relationships
ing understandings of the fundamental variability with others” (Duranti, 1997, p. 46). The term de-
of L2 learner knowledge. sign was coined by the New London Group (1996/
2000) to capture the dynamic processes by which
Semiotic Resource individuals make meaning with their available re-
sources. To design is to create meanings through
In contrast to grammar, the meaning of the term the organization of semiotic resources in ways to
semiotic resource is highly compatible with a usage- achieve one’s communicative purposes (Cope &
based understanding of language (Douglas Fir Kalantzis, 2009; Kress, 2014).
Group, 2016). It refers to context-networked op-
tions for making meaning in social contexts. In Semiotic Register
addition to linguistic constructions, semiotic re-
sources include prosodic conventions such as in- While it is presumed that individual repertoires
tonation, stress, tempo, pausing, and other fea- are variable and the resources comprising them
tures that accompany speech; nonverbal means are pragmatically driven, that is, emerging from
of meaning-making such as facial expressions, eye learners’ participation in their social worlds, the
gaze, gesture, body positionings, and movement. terms alone do not capture fully the temporal and
In the case of writing, in addition to conventional spatial conditions of language use. For that we
linguistic units, semiotic resources can include need another term. Pennycook and Otsuji (2015)
typescript and punctuation and other such con- and Canagarajah (2018) have proposed the term
ventions. Also included are graphic and picto- spatial repertoires, which, Pennycook and Otsuji ar-
rial resources such as diagrams and pictures, and gue, “link the repertoires formed through indi-
artifactual modes such as objects and electronic vidual life trajectories to the particular places in
devices. which these linguistic resources are deployed”
Each type of semiotic resource is a socially made (p. 83). I propose semiotic register as a more viable
and culturally available mode for making mean- term as the term register has enjoyed a relatively
ing (Kress, 2014). A mode is a “regularised or- long history of meaning in linguistic anthropol-
ganised set of resources for meaning-making, in- ogy linking semiotic resources to particular social
cluding, image, gaze, gesture, movement, music, practices and social personae. Agha (2004) de-
speech and sound-effect” (Jewitt & Kress, 2003, fines register as “a linguistic repertoire that is as-
p. 1). The term multimodality, which refers to sociated, cultural-internally, with particular social
the multiplicity of modes in addition to speech practices and with persons who engage in such
and writing that can be mobilized to make mean- practices” (p. 24). Exchanging the term linguistic
ing, draws attention to the fact that human ac- with semiotic to become ‘semiotic register’ better
tions are built through the combination of many captures the multimodal nature of the semiotic re-
meaning-making modes at one time. The concept sources available for meaning-making.
of a multimodal ensemble refers to the combina- Registers comprise sets of semiotic resources
tion of modes in the making of meaning. It draws that are associated with, that is, index, particu-
attention to the integration of a plurality of modes lar activities in particular institutional contexts
in the production and interpretation of actions (Agha, 2004). For example, registers are associ-
(Goodwin, 2003; Jewitt, 2008; Kress, 2014; Mon- ated with all types of social institutions, from the
dada, 2016). home, to schools, to community organization, to
All semiotic resources, individually and in com- commercial businesses and professions such as
bination, have meaning potentials, that is, con- medicine, the law, teaching, and so on. Regis-
ventionalized meanings that develop from their ters also index social roles and relationships such
uses. Their conventionalized meanings represent as parents, teachers, students, doctors, lawyers,
the ways that groups and communities in the past judges, and so forth. Individuals develop flexi-
have used the resources to accomplish particular ble schemas of expectations, that is, ethnograph-
goals that, in turn, are shaped by larger social in- ically grounded, “sedimented social knowledge”
Joan Kelly Hall 89
(Hanks, 1996, p. 238) about the conventional actions and action projects give rise over time.
meanings their semiotic resources afford and the Moreover, conceptualizing L2 learner knowledge
contexts to which their resources and registers are as semiotic repertoires and objects of L2 learn-
connected through lifelong processes of socializa- ing as register-networked semiotic resources ex-
tion (Levinson, 2006). Like the resources com- pands the analytic scope to include all modes of
prising them, individual semiotic registers are not meaning-making.
fixed; they are social, historical regularities that Such accounts can advance the development
are displayed and transformed in the interactions of a specialized interaction-based metalanguage
of individuals over time and space (Agha 2004, for referring to the actions and action projects
2007; Silverstein, 2003). comprising classrooms and other social contexts
In linking semiotic resources to contexts and that routinely involve L2 learners, resulting in bet-
people, the term register also makes visible the ter understanding of the types of action projects
fact that individuals are not agents of free will, and their design features in which learners are
independent decision makers, with unrestricted involved, the types of learner turns they engen-
power and authority to use their resources to der, and in particular the objects of learning that
carry out any kind of action they want in any such actions make relevant, and their links to
local context of action (Bucholtz & Hall, 2005; learners’ developing repertoires. As one exam-
Kayi–Aydar, 2015). Rather, individual agency is ple of how such a focus can inform research on
a social construction, “something that has to be L2 classroom interaction, consider the finding on
routinely created and sustained in the reflex- the ubiquity of the three-action sequence labelled
ive activities of the individual” (Giddens, 1991, the IRF where I refers to a teacher initiation, R
p. 52). Social actions, then, are both structured to a student response, and F to a teacher follow-
and structuring, bound by their resources’ his- up (see, e.g., Hall & Walsh, 2002; Hellermann,
tories of meaning and yet “creative, variable, re- 2003, 2005; Mehan, 1979). As IL research sug-
sponsive to situational exigencies and capable of gests, these terms are far too generic to under-
producing novel consequences” (Ochs & Schief- stand fully how teacher actions give shape and
felin, 2017, p. 8). To paraphrase Enfield (2015a, substance to learners’ developing repertoires as
p. 219), repertoires and their register-linked semi- even slight variations in the formatting of actions
otic resources do not imprison us, they equip are consequential to the formatting of next ac-
us. They are not straightjackets; they are action tions. The term initiation in fact describes only
suits. the location of an action, not the action itself.
Depending on the larger action project being ac-
CONCLUSION AND IMPLICATIONS complished, initial teacher actions can take many
forms, including directives, requests for action, re-
CA and IL studies of actions and action projects quests for information, and so on. And, as the
offer usage-based SLA a powerful lens at the mi- IL research on requests summarized earlier (e.g.,
cro level of social activity for understanding the Thompson et al., 2015) suggests, the design fea-
interactional sources of L2 learning by training tures of each of these actions will vary depend-
analytic focus more squarely on the interactional ing on contextual factors such as contingency
materials from which the objects of L2 learning and entitlement and, in turn, will have interac-
emerge. Rather than looking first for the appear- tional significance in terms of the types of stu-
ance or placement of particular linguistic units dent responses they engender. Fuller understand-
and relying on a priori grammatical terms to de- ing of classroom-based L2 learning requires then
scribe them, analytic attention is guided to locat- far greater analytic attention on describing the
ing actions and courses of action that regularly or actional sequences and their interlocking interac-
habitually involve learners, and unpacking their tional resources with which L2 learning environ-
recurring design features, that is, the linguistic ments are designed. As discussed earlier, a grow-
and other semiotic units comprising the actions. ing body of research in CA and IL has produced
In the case of L2 classrooms, for example, analytic descriptions of action projects such as requesting,
focus becomes trained on the regularly occurring seeking information, assessing, extending, warn-
actions and action projects comprising the inter- ing, linking back, pursuing a response, disagree-
actions between teachers and students, and more ing, word searching, reference formulating, affil-
specifically, on the design features of teacher ac- iating, summoning, and so on; these can serve as
tions and the specific L2 learners’ actions they reference guide and the beginnings of such a lan-
engender in the moment, and the trajectories of guage for the specialized work of L2 teaching (cf.
L2 learners’ developing repertoires to which such Enfield & Levinson, 2009; Ford et al., 2013).
90 The Modern Language Journal, 103, Supplement 2019
In addition to advancing understandings of of innovative SLA research agendas but, as impor-
the action-specific conditions of L2 learning, sys- tantly, they make possible new designs of pedagog-
tematic research in building a specialized inter- ical opportunities in ways that improve the ma-
action metalanguage can provide strong empir- terial, social, and interactional conditions of L2
ical evidence of the varying interrelationships learners’ social worlds.
between specific design resources of actions and
action projects and the specific resources that
learners make use of in designing their social
worlds. Such work may reveal that some interac-
ACKNOWLEDGMENTS
tional contexts are more restrictive than others
in terms of the actions they make possible, the
Parts of this article were presented at SLRF 2017,
types of semiotic resources that are made avail-
AAAL 2018, and TESOL 2018. I appreciate the feedback
able, and the opportunities that learners have to
from my fellow presenters and attendees. I also am very
take action, while actions, resources, and oppor- grateful to Yingliang He and two anonymous reviewers
tunities in other interactional contexts are more for their comments on earlier drafts.
extensive.
Beyond charting new directions in research on
L2 learning, the enhanced usage-based under-
standing of SLA presented here offer new ways NOTES
of understanding of L2 pedagogy by making clear
the inextricable link between teaching and learn- 1 Hopper (2015) suggests the term ‘eventive’ to refer
ing. Key to understanding this relationship is the to this time frame.
term design. In IL research, design refers to the 2 The intent here is not to provide an exhaustive re-

semiotic resources comprising actions. It is also a view of the research but to provide a few informative ex-
key term of the multiliteracies pedagogy (Cope & amples of the link between specific linguistic practices
Kalantzis, 2009, 2015; Kress, 2014; New London and their social actions.
3 The excerpts in all of the extracts are slightly
Group, 1996). Based on the premise that the goal
of teaching and learning is transformation not abridged versions of those appearing in the studies.
Readers are directed to the original source for further
reproduction, the approach is organized around
details.
the concept of designing, defined as the interested, 4 It is worth noting that research on writing using the
motivated, and purposive act of meaning-making methods of corpus linguistics has revealed similar links
and aims to shape learners into active designers of between recurring linguistic features, such as multiword
their worlds, that is, “fully makers and remakers units with open slots, and actions. These sequences
of signs and transformers of meaning” (Cope & have been operationalized with terms such as formu-
Kalantzis, 2009, p. 175). Learning environments laic frames (Gray & Biber, 2013), chunks (O’Keefe, Mc-
such as L2 classrooms are considered to be piv- Carthy, & Carter, 2007), and lexical frames (Gray &
otal sources of design resources and L2 teach- Biber, 2013).
5 Readers are directed to Hall (2018), part of a re-
ers are considered key designers of these learn-
cent special issue on interactional competence in Class-
ing environments. The purposeful choices that
room Discourse, which argues that the uptake of the
L2 teachers make in designing the actions and concept of interactional competence to refer to L2
action projects of their learning contexts signif- objects of learning in studies using CA to study L2
icantly shape not only the meaning-making re- learning displays a misunderstanding of, or at least
sources that are available to learners but as impor- a lack of attention to its related but distinct intellec-
tantly the ways in which L2 learners orient to the tual roots in linguistic anthropology and conversation
resources and subsequently use them in the de- analysis.
6 This infrastructure forms part of what Levinson
sign of their own worlds.
In sum, a usage-based SLA research agenda (2006) refers to as the interaction engine, that is, “a core
enriched by the theoretical and methodological universal set of proclivities and abilities that humans
bring, by virtue of human nature, to the business of in-
tools of CA and IL, along with enhanced un-
teraction” (p. 40). The universal set of structures com-
derstanding of the significant role that L2 teach- prising the interaction engine serves as building blocks
ers play in designing learning environments ex- for the language-specific diversity of semiotic resources
pands the whole project SLA as encapsulated in used in social interaction. For an extended discussion of
the transdisciplinary framework proposed by the the interaction engine and a related term, interactional
Douglas Fir Group (2016). Such transformed un- instinct, and their contributions to L2 learning, see Hall
derstandings not only support the development (2019).
Joan Kelly Hall 91
Cook, V. (1991). The poverty-of-the-stimulus argument
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