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The Contributions of Conversation Analysis and Interactional Linguistics To A Usage-Based Understanding of Language: Expanding The Transdisciplinary Framework
The Contributions of Conversation Analysis and Interactional Linguistics To A Usage-Based Understanding of Language: Expanding The Transdisciplinary Framework
The Contributions of Conversation Analysis and Interactional Linguistics To A Usage-Based Understanding of Language: Expanding The Transdisciplinary Framework
THE USAGE-BASED UNDERSTANDING OF Ellis, O’Donnell, & Römer, 2015; Five Graces
second language (L2) knowledge as articulated by Group, 2009; Goldberg, 2003, 2006, 2013;
the Douglas Fir Group (2016; and see Ellis, 2019, Larsen–Freeman & Cameron, 2008). Five es-
this issue) in the transdisciplinary framework of sentials about the foundations of language
second language acquisition (SLA) has arisen knowledge have been derived from this body
from research undertaken in several fields, in- of research. First, language knowledge is inex-
cluding child language development (e.g., Tom- tricably tied to language use. It develops as a
asello, 2003, 2006), psycholinguistics (e.g., matter of using language in shared activity with
MacWhinney, 2012, 2015), neurolinguistics (e.g., others within the social contexts of daily life.
Lee et al., 2009), and various branches of func- Second, as individuals participate in their social
tional and cognitive linguistics (e.g., Boyd & Gold- contexts, they draw on a range of emotional and
berg, 2009; Bybee, 2006; Bybee & Hopper, 2001; motivational dispositions and domain-general
cognitive capacities such as perception, associa-
tion, and categorization. These dispositions and
The Modern Language Journal, 103 (Supplement 2019) capacities guide individuals to focus attention on
DOI: 10.1111/modl.12535 and detect patterns in the use of the resources,
0026-7902/19/80–94 $1.50/0
C National Federation of Modern Language Teachers
hypothesize about and test their understand-
Associations
ings of the connections between the resources
Joan Kelly Hall 81
and their meanings, categorize them and so their social contexts that is the primary motiva-
on. tion for the development of linguistic patterns
Third, key aspects of social experiences at the (Thompson & Couper–Kuhlen, 2014).
micro level that contribute to the development of Growing bodies of research from two programs,
language knowledge are the recurring nature of conversation analysis (CA) and interactional lin-
the experiences, and the distribution, frequency, guistics (IL), have been devoted to the study of
and salience of specific resources comprising the talk-in-interaction. Both presume that the home
experiences (Bybee, 2006; Goldberg, 1995, 2003). environment of language use is the turn at talk.
All else being equal, the more routine learners’ so- In general, CA’s pursuit is the specification of the
cial experiences are and the more frequent, pre- organizational structures of interaction; IL aims
dictable, and salient the components comprising to uncover and link the recurring use of linguistic
their experiences are, the more likely they will resources to specific actions and action projects
be stored as cognitive representations in learners’ as they are constructed in interaction. These re-
minds. Fourth, what individuals learn from regu- search programs are not only compatible with a
lar engagement in their social experiences is not usage-based understanding of language but, more
an abstract system of grammar. Rather, they are importantly, they add empirical weight by specify-
learning options for making meaning in their ex- ing the interactional bases of usage.
periences. These options include words, routine In what follows, I discuss the specific contribu-
expressions, collocations or groupings of words, tions of CA and IL to a usage-based understanding
and fixed and semi-fixed expressions. These op- of language knowledge. I then offer alternative,
tions become stored in learners’ minds not as more conceptually valid terms for referring to
free-floating entities but as pragmatically driven language knowledge and L2 objects of learning
means for organizing, construing, and experienc- that better encapsulate this understanding. A
ing their social worlds. Finally, these options do reconsideration of terms is needed, I contend, to
not remain static in the mind but are in a con- advance two aims articulated by the Douglas Fir
tinual state of adaptation, changing as a con- Group (2016) for making its proposal for trans-
sequence of factors ranging from individual at- disciplinary SLA: to support the development
tentional, motivational, and other dynamics, to of innovative research programs and to serve as
competing pragmatic intentions, changing group a platform for the development of innovative
affiliations, and society-wide forces (Five Graces and sustainable responses to the challenges of
Group, 2009; Lee et al., 2009). Thus, there is no L2 teaching and learning in our increasingly
end state to what is learned, “no natural termi- networked, technologized, and mobile worlds.
nus, no complete current set of linguistic facts
and no synchronically bounded entity” (Hopper, SOME FUNDAMENTALS OF CONVERSATION
2011, p. 29). Any appearance of stability in one’s ANALYSIS
knowledge is “a matter of stability in their prag-
matic pursuits and not an inherent aspect of the Conversational Analysis is an offshoot of eth-
resources themselves” (Hall, 2018, p. 32). nomethodology (EM), a sociological approach
Undoubtedly, the evidence on the fundamen- that considers the nature and source of social
tal role that usage plays in shaping individual order to be fundamentally empirical and lo-
language knowledge is compelling. However, it cally accomplished. It was founded by Harold
is incomplete in that, while the force of social Garfinkel (1964, 1967, 2002) as a radical al-
interaction in shaping language knowledge is ternative to sociological theories that posit the
acknowledged, left unspecified is the conse- existence of an objective social order and draw on
quential role of interactional contexts in giving theoretical constructs to explain the lived expe-
shape to specific linguistic units. In other words, riences of members of society. Garfinkel argued
missing are specifications of the actions and against such understanding, claiming, instead,
action projects, that is, “courses of action that are that there is no separation between a theorized
enacted through turns at talk” (Schegloff, 2007, social world and individuals’ experiences of it.
p. 2), comprising social contexts of use. For it Rather, social facts are practical constructions,
is not just frequency of use in contexts in which produced in and through mutually recognizable,
linguistic regularities occur that gives shape to publicly observable, common sense reasoning
individual language knowledge. It is frequency practices, that is, methods that members of so-
of use in jointly constructed actions and courses ciety use to achieve social order in their local
of action that interlocutors accomplish with contexts (Garfinkel, 1967, 2002; Heritage, 1984;
each other in recurring interactions comprising Maynard, 2012; Maynard & Clayman, 2003).
82 The Modern Language Journal, 103, Supplement 2019
These methods through which courses of action Preference organization has to do with struc-
are produced and recognized are the topics of EM tural preferences in sequence organization. Many
research. action types involve at least two relevant options
CA emerged from ethnomethodology’s inter- that differ in terms of how they forward the in-
ests in the empirical study of the methods by teraction. For example, offers are preferred to re-
which members of society achieve social order. quests, and responses that comply with requests
Asserting a fundamental role for interaction as are preferred to those that do not. Preferred ac-
“the primordial site of human sociality” (Sche- tions are typically performed more straightfor-
gloff, 2006, p. 70), CA narrowed its focus to the wardly than dispreferred actions are, with the lat-
interactional bases of social order, presuming it ter actions typically marked by delays, hesitation
to be an interactional, sequential achievement, markers, accounts, and so on (Pillet–Shore, 2017;
produced and visible at all points and informed Pomerantz & Heritage, 2012). Interlocutors ori-
by stable, witnessable interactional structures ent to the relevance of preference to manage
(Enfield & Sidnell, 2014; Heritage, 1984; Sacks, and display to each other their ongoing under-
1984, 1992, 1995). These social structures com- standing of what they are doing together. Their
prise a common-sense knowledge—an interac- shared understanding then is a practical concern
tional competence—to which all ordinary memb- and is continually managed by individuals as their
ers of society normatively orient at all times course of action unfolds.
whatever the setting (Heritage, 1984; Sacks, Repair is “‘the self-righting’ mechanism” (Sche-
1984). This competence, which constitutes “the gloff, Jefferson, & Sacks, 1977, p. 381) of talk that
core of childhood socialisation" (Heritage, 1984, allows individuals to deal with troubles in speak-
p. 239), functions ‘“underneath’, and indepen- ing and hearing that threaten their shared under-
dent from, the goal-directed social behaviour that standings of the work they are doing together in
people are effecting with their context-situated their talk. Its use ensures “that intersubjectivity is
usage of language” (Enfield & Sidnell, 2014, maintained or restored, and that the turn and se-
p. 99; see also Ford, Fox, & Thompson, 2013; quence and activity can progress to possible com-
Levinson, 2006; Schegloff, 2006). pletion” (Schegloff, 2007, p. xiv). A CA account of
The specification of the interactional infras- intersubjectivity refers not to participants’ mutual
tructure has formed the research program of CA. representational understandings of the world but
The basic structures shown to comprise the infras- to their shared understandings of the work they
tructure thus far include the systems of turn tak- are doing together as their interaction unfolds
ing, sequence organization, preference, and re- (Sidnell & Enfield, 2012). This understanding is
pair (Dingemanse et al., 2015; Kendrick et al., emergent from and maintained by the sequen-
2014; Stivers et al., 2009). The turn taking system tial organization of action and supported by the
has to do with the construction and distribution of system of repair. Repair practices do not address
turns in interaction. There are two components of “all divergences or difficulties of understanding”
this system: the turn-constructional component— (Schegloff, 1992, p. 1341, italics added). Instead,
how turns are designed—and the turn allocation they deal with “only the narrower domain of un-
component—the methods for allocating turns derstanding what someone has just said” (Sche-
(Sacks, Schegloff, & Jefferson, 1974). A second gloff, 2000, p. 207), that is, with difficulties pre-
structure is sequence organization, which is “the sented by “the production and uptake of the talk
vehicle for getting some activity accomplished” itself” (Schegloff, 1992, p. 1341).
(Schegloff, 2007, p. 2) and concerns the relative Research drawing on CA to study L2 learn-
positioning of actions or turns. CA considers the ing has grown steadily over the last 15 or so
positioning of an action to be “fundamental to the years. Studies have investigated the institutional
understanding of its meaning and to the analy- nature of L2 classroom interaction (e.g., Seed-
sis of its significance as an action” (Stivers, 2012, house, 2004), various activities by which teach-
p. 191). The basic unit of sequence organization is ing and learning are accomplished (e.g., Heller-
the adjacency pair, which consists of two turns that mann, 2008; Markee & Kunitz, 2013; Waring,
are normatively fitted to each other such that the 2009, 2013), and how learners’ language use
first utterance projects a next action. As explained changes over time (Berger & Pekarek Doehler,
by Schegloff (1968), “given the first, the second 2018; Rine & Hall, 2011). An increasing num-
is expectable; upon its occurrence it can be seen ber of studies has investigated the roles that em-
to be a second item to the first; upon its nonoc- bodied resources such as facial expressions, eye
currence it can be seen to be officially absent” gaze, and body positioning play in L2 learning
(p. 1083). (e.g., Eskildsen & Wagner, 2015; Seo & Koshik,
Joan Kelly Hall 83
2010). Most recently, studies have attempted to type of offer is designed specifically to address a
combine CA with usage-based linguistics (Eskild- problem that is explicitly identified in prior talk.
sen, 2009, 2011, 2014) to show how linguistic con- This type is positioned immediately after the prob-
structions of varying complexity “sediment into an lem has been raised, and while its position in the
experientially driven language resource that suc- larger sequences of interaction is less restrictive,
cessively incorporates new form–function connec- it does not occur as part of potential closing se-
tions” (Kasper & Wagner, 2014, p. 198). quences. Too, it is designed with a broader range
of formats, with a skewing toward the use of can
SOME FUNDAMENTALS OF INTERACTIONAL and will, but it is never produced with the do you
LINGUISTICS want construction. Curl concludes that the use of
the differently designed offers allows speakers and
Interactional linguistics is an interdisciplinary recipients to foreground different orientations to
approach to the study of the grammar of inter- the problems and to each other.
action. With intellectual roots in CA, discourse- Another example of IL research is Thompson,
functional linguistics, and linguistic anthropol- Fox, and Couper–Kuhlen’s (2015) comprehen-
ogy, IL was formally introduced as a field of study sive study of responsive actions to wh-questions,
in 2001 (Couper–Kuhlen & Selting, 1996, 2001; the findings of which show how the grammatical
Fox et al., 2012; Gumperz, 1982; Ochs, 1996; formatting of responses is tailored to the actions
Ochs, Schegloff, & Thompson, 1996; Schegloff, accomplished by particular question types. For ex-
1996). Like CA, IL takes an enchronic perspec- ample, their examination of wh-questions seeking
tive on human interaction1 (Enfield, 2011, 2013). information revealed that not only do the gram-
Analysis from this perspective is concerned with matical patterns of the responses differ according
the study of interaction as it unfolds in real time to the action of the question but so does the or-
and space, focusing on sequences of interdepen- ganization of the sequences. Specifying questions
dent actions that are taken to be “co-relevant seek specific pieces of information and are almost
and causally-conditionally related” (Enfield, 2011, always follow-up questions. Telling questions can
p. 287). Drawing, for the most part, on CA meth- also be follow-up questions but are more often
ods and the analytic framework of modern de- topic proffers, which typically come after the pos-
scriptive linguistics (Couper–Kuhlen & Selting, sible closure of a sequence of interaction and pro-
2018), IL research poses questions that are con- pose particular topics to the recipient (Schegloff,
cerned with uncovering the linguistic practices 2007). This type of question seeks extended re-
that are fitted to particular social action for- sponses, such as stories, reports, and accounts.
mats, defined as “recurrent and sedimented ways While both types of questions engender phrasal
of accomplishing specific social actions in talk- and clausal responses, the work these responses
in-interaction” (Couper–Kuhlen, 2014, p. 624; do varies according to the type of question the re-
Fox, 2007). sponses are addressing. Phrasal responses to spec-
An example of such research is Curl’s (2006) ifying questions do simple ‘no problem’ answer-
study on the social action formats of offers in En- ing. This is illustrated in Extract 1, where two
glish telephone calls.2 Offers are actions in which simple phrasal responses (lines 9, 10) are pro-
a speaker “proposes to satisfy another’s want or duced directly, without an account, after a specify-
need, or to assist in resolving a difficulty experi- ing question (line 8). Prior to the question, Jason
enced by another” (p. 1257). Curl’s analysis shows and Mary had been talking about the possibility of
that the linguistic formatting of offers is systemat- George W. Bush, then the president of the United
ically related to the sequential location of the of- States, winning his second election, and Jason had
fer in the interactional activity. More specifically, just completed a lengthy turn arguing that Bush
offers of assistance in the resolution of problems would indeed be re-elected (not shown here). Af-
are formatted three different ways depending on ter a long silence, another party to the conversa-
where they appear in the interaction. Offers that tion, Sophie, a Canadian, asks her question, which
are positioned in the opening section of the in- is directly responded to and thus treated as un-
teraction after greetings and identifications and problematic by Jason, who, after another silence,
displayed as the reason for calling are overwhelm- takes a next turn.
ingly designed with an if … then … construction.
Offers that come toward the closing of an inter- EXTRACT 1 (Thompson et al., 2015, p. 23)3
action and bring out a potential problem educed 8 SOP: when’s the next elections? =
from prior talk are designed as yes/no questions 9 JAS: =two thou[sand four].
using the expression do you want (me to) X. A third 10 MAR: [two thousand] four,
84 The Modern Language Journal, 103, Supplement 2019
semiotic resources comprising actions. It is also a view of the research but to provide a few informative ex-
key term of the multiliteracies pedagogy (Cope & amples of the link between specific linguistic practices
Kalantzis, 2009, 2015; Kress, 2014; New London and their social actions.
3 The excerpts in all of the extracts are slightly
Group, 1996). Based on the premise that the goal
of teaching and learning is transformation not abridged versions of those appearing in the studies.
Readers are directed to the original source for further
reproduction, the approach is organized around
details.
the concept of designing, defined as the interested, 4 It is worth noting that research on writing using the
motivated, and purposive act of meaning-making methods of corpus linguistics has revealed similar links
and aims to shape learners into active designers of between recurring linguistic features, such as multiword
their worlds, that is, “fully makers and remakers units with open slots, and actions. These sequences
of signs and transformers of meaning” (Cope & have been operationalized with terms such as formu-
Kalantzis, 2009, p. 175). Learning environments laic frames (Gray & Biber, 2013), chunks (O’Keefe, Mc-
such as L2 classrooms are considered to be piv- Carthy, & Carter, 2007), and lexical frames (Gray &
otal sources of design resources and L2 teach- Biber, 2013).
5 Readers are directed to Hall (2018), part of a re-
ers are considered key designers of these learn-
cent special issue on interactional competence in Class-
ing environments. The purposeful choices that
room Discourse, which argues that the uptake of the
L2 teachers make in designing the actions and concept of interactional competence to refer to L2
action projects of their learning contexts signif- objects of learning in studies using CA to study L2
icantly shape not only the meaning-making re- learning displays a misunderstanding of, or at least
sources that are available to learners but as impor- a lack of attention to its related but distinct intellec-
tantly the ways in which L2 learners orient to the tual roots in linguistic anthropology and conversation
resources and subsequently use them in the de- analysis.
6 This infrastructure forms part of what Levinson
sign of their own worlds.
In sum, a usage-based SLA research agenda (2006) refers to as the interaction engine, that is, “a core
enriched by the theoretical and methodological universal set of proclivities and abilities that humans
bring, by virtue of human nature, to the business of in-
tools of CA and IL, along with enhanced un-
teraction” (p. 40). The universal set of structures com-
derstanding of the significant role that L2 teach- prising the interaction engine serves as building blocks
ers play in designing learning environments ex- for the language-specific diversity of semiotic resources
pands the whole project SLA as encapsulated in used in social interaction. For an extended discussion of
the transdisciplinary framework proposed by the the interaction engine and a related term, interactional
Douglas Fir Group (2016). Such transformed un- instinct, and their contributions to L2 learning, see Hall
derstandings not only support the development (2019).
Joan Kelly Hall 91
Cook, V. (1991). The poverty-of-the-stimulus argument
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