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DARIO FERNANDEZ-MORERA
HarvardUniversity
Later in the same soliloquy, Verbo refersto paradise, the second stage,
as "el humano palazio," which is also referredto later by Sabiduria
as "palazio terrenal." (p. 1867) Verbo unveils Hombre to Sabiduria,
referringto his formerlocation as "antes de nazer" (p. 1886). It is
the voice of Sabiduria which wakes Hombre (that of Gracia in the second
version of the auto), as the voice of Rosaura in the play wakes Segis-
mundo. The prision, "metafora de carcel," "cueva," "torre" will be
exchanged in the second stage for the "palazio terrenal,"-paradise.
9 Numerical references to the autos are to the
pages of Calderon de la
Barca, Obras Completas, vol. III Autos Sacramentales (Madrid, 1952), ed.
Angel Valbuena Prat.
M L N 285
In Plato's second level of reality, never reached by most men, one sees
real things, not their shadows. Although Plato elsewhere denies that even
this is "reality "-since "reality" itself is experienced only on the final
level-man here does interpret his world on the basis of real things. The
for
presence of the stars in Plato's second level is particularly important,
when man is forcibly dragged up the ascent from the cave, "first he will
see the shadows best, next the reflections of men and other objects in the
water, and then the objects themselves, then he will gaze upon the light
of the moon and the stars and the spangled heaven and he will see the sky
and the stars by night better than the sun of the light of the sun by
day." 10 This suggests the significancee of Segismundo's admittedly
common Sun-Star confusion when he enters the second level in Calder6n's
play, the palace, where he exclaims " mejor dijeras el sol..." etc. (1. 1391),
punning on Estrella's name. And, keeping in mind the first palace
entrance of Segismundo and his encounter there with Rosaura, it is also
noteworthy as a paralell that in Plato "desire (initially sexual) for a
perceptible example of beauty on the level of individual men and events
brings with it a sense that all things are really more beautiful than the
lover had previously supposed." 11
The importance of the Republic's star imagery for Calder6n's drama
has been suggested in terms of the names of Estrella and Rosaura.12
Examination of the function of this name significance, however, indicates
that Calder6n was consciously using Plato's imagery in a way peculiar to
the demands of his own more complex plot. As Clotaldo liberates
Segismundo from prison, his words "Mas fiando a tu atenci6n,/que
venceras las estrellas" (11, 1284-5) are an obvious reference to the idea,
optimistic at this point, that the prince will overcome the influence of
the stars, the astrological prediction. It was the prediction of his failure
as a ruler which had led to his confinement to assure that he would
never assume the throne. The obstacles to Segismundo's inheritance of the
throne, represented on the philosophical level by the stars, are embodied
on the literal level by Astolfo, Estrella, and temporarily by Rosaura under
the assumed name of Astrea. If Segismundo rules well, passes the test,
and overcomes the stars, Astolfo and Estrella lose their rival claims to the
throne. The three names of Astolfo, Estrella, and Astrea share the
10 Plato, The
Republic, translated by B. Jowett, (New York, 1960), p. 206.
Earlier, the suggestion is that upon being released, the prisoner will "walk
and look towards the light, he will suffersharp pains; the glare will distress
him, and he will be unable to see the realities of which in his formerstate he
had seen the shadows; and then conceive some one saying to him, that what he
saw before was an illusion..." p. 206.
"See Gould, op. cit., p. 25.
Cope, op. cit., p. 236.
12
286 M L N
The final transition to the highest level is also close in the two
authors. In Plato, man during his second experience of the cave must
adjust again to the sunlight,which he will now recognizeas a reflectionof
a higher reality. Gould's statement of this stage shows clearly its
relevance for our purpose: "He is still defeated by the strengthof
actual sunlight,That is, because he is puzzled by the Good and cannot,
therefore,see exactly how reality is a function of value, he can only
have hypotheses about reality of entities, like justice, that imply
value," 17 Justiceis a major common elementbetween Plato's conception
of this process and that of Calder6n, for Segismundowill rise above his
dramaticcounterpart,Basilio, in the administrationsof final justice. In
both Plato and Calder6n, as Prof. Cope points out, the fourthlevel is
that in which one is eligible to be "philosopher king." In the drama,
this is the stage at which Rosaura clarifiesSegismundo'sprevious levels,
pointing out that she was but a reflectionof reality in her earlier
appearances. Segismundo then demonstratesthrough his actions his
worthinessto rule, and assumes the throne. In the auto, the fourth
level is man's state after birth and before judgement,with his post-fall
limitationsand in addition his knowledgethat " hay muertey hay Dios."
As strikingas the similaritiesbetween Plato's and Calder6n's concepts
appear, one must not consider antecedent in concept or in form the
object of our pursuit. It may be said that Calder6n is one of the more
famous plagiarists, as seen in his adaptations of the play of other
dramatists,such as Tirso's Venganza de Tamar which becomes his
Cabellos de Absalom. However, the veryfact that the two complete acts
which he takes from Tirso are given an entirely new focus by the
addition of his own third act should make us look closely at his
objectives in adopting so much of Plato's metaphor. Calder6n follows
Plato's plot closely in the progressof his protagonistfrom darkness to
light, from the dominance of voluntad to the higher intellectus: from
near-beastto philosopher-king, and as the four stages are all part of the
progressiontoward the final state of philosopher-king, it is in termsof
thisgoal that we must examine Calder6n's version.
In general terms,the key to this sequence in Calder6n lies in his
view of the Fall and Redemption of man. We must of course not
reread the play in termsof auto, for the play is definitelynot an alle-
gory,howeverallegorical it may seem in some of its aspects. But analogies
such as those between world and stage, God and author,and creatorand
painter provide the basis for some of Calder6n's most importantwork,
among them El gran teatro del mundo, El pintor de su deshonra,both
auto and play, La devocion de la cruz, and many others. He stresses
17
Op. cit., p. 33.
288 M L N
19
Cope, op. cit., p. 240.