ISO: 9001 QMS AUDIT CHECKLISTS

Check Confirmity
S.No. Checklist (Clause No.) Remarks
Yes No N/A
Does your quality policy include the framework for setting and
1
reviewing the quality objectives? (Clause 5.3c)
Are your organisation’s quality objectives
2 actually measureable? And do you measure them? (Clause
5.4.1)
Are your quality objectives cascaded through the organisation
3
and do they align from top to bottom? (Clause 5.4.1)
Have you identified and described your organisation’s
4 own business processes and how they interact with each
other? (Clause 4.1 a&b)
Has the criteria been set for what is an acceptable product or
5
service? (Clause 7.1c)
Have you established effective processes for communicating
6 with your workforce, and for them to communicate with you?
(Clause 5.5.3)
Do you review the performance of your organisation at
7
planned intervals? (Clause 5.6.1)
Does this review address all of the following information; the
results of audits, customer feedback, process performance,
8 your product and service conformity, the status of corrective
actions, the status of preventive actions, changes, and
improvement opportunities? (Clause 5.6.2)
Do actions arise from the reviews that you undertake? (Clause
9
5.6.3)
Have you determined the necessary competence levels for
10 your entire workforce that can affect your product or service?
(Clause 6.2.2a)
Do you analyse data in order to identify any trends or
11 characteristics that may lead to a non conformance? (Clause
8.4C)
Can you demonstrate how your organisation is actually
12
improving? (Clause 8.5.1)
Auditor Auditee
Name: Name:
Designation Designation
Sign Sign
Date: Date: