Download as pdf or txt
Download as pdf or txt
You are on page 1of 33

International Collaborations

“Review Section Table”

June, 2019
Japan Society for the Promotion of Science

1
The Review Section Table (Overview)
Panel Review Section: Humanities Panel Review Section: Social sciences
Document Review Section 11:Philosophy, art, and related fields Document Review Section 21 :Law and related fields
Basic Section Basic Section
01010 Philosophy and ethics-related 05010 Legal theory and history-related
Chinese philosophy, Indian philosophy and 05020 Public law-related
01020
Buddhist philosophy-related 05030 International law-related
01030 Religious studies-related 05040 Social law-related
01040 History of thought-related 05050 Criminal law-related
01050 Aesthetics and art studies-related 05060 Civil law-related
01060 History of arts-related 05070 New fields of law-related
01070 Theory of art practice-related Document Review Section 22:Political science and related fields
Sociology of science, history of science and Basic Section
01080
technology-related 06010 Politics-related
90010 Design-related 06020 International relations-related
Document Review Section 12:Literature, linguistics, and related fields 80010 Area studies-related
Basic Section 80030 Gender studies-related
02010 Japanese literature-related Document Review Section 23 :Economics, business administration,
02020 Chinese literature-related and related fields
English literature and literature in the English Basic Section
02030
language-related 07010 Economic theory-related
02040 European literature-related 07020 Economic doctrines and economic thought-related
02050 Literature in general-related 07030 Economic statistics-related
02060 Linguistics-related 07040 Economic policy-related
02070 Japanese linguistics-related 07050 Public economics and labor economics-related
02080 English linguistics-related 07060 Money and finance-related
02090 Japanese language education-related 07070 Economic history-related
02100 Foreign language education-related 07080 Business administration-related
Library and information science, humanistic 07090 Commerce-related
90020
and social informatics-related 07100 Accounting-related
Document Review Section 13:History, archaeology, museology, 80020 Tourism studies-related
and related fields Document Review Section 24 :Sociology and related fields
Basic Section Basic Section
03010 Historical studies in general-related 08010 Sociology-related
03020 Japanese history-related 08020 Social welfare-related
03030 History of Asia and Africa-related 08030 Family and consumer sciences, and culture and living-related
03040 History of Europe and America-related 80020 Tourism studies-related
03050 Archaeology-related 80030 Gender studies-related
03060 Cultural assets study-related Document Review Section 25 :Education and related fields
03070 Museology-related Basic Section
Document Review Section 14:Geography, cultural anthropology, 09010 Education-related
folklore, and related fields 09020 Sociology of education-related
Basic Section 09030 Childhood and nursery/pre-school education-related
04010 Geography-related Education on school subjects and primary/
09040
04020 Human geography-related secondary education-related
04030 Cultural anthropology and folklore-related 09050 Tertiary education-related
80010 Area studies-related 09060 Special needs education-related
80020 Tourism studies-related 09070 Educational technology-related
80030 Gender studies-related 09080 Science education-related
02090 Japanese language education-related
02100 Foreign language education-related
2
Panel Review Section: Social sciences (continued) Panel Review Section: Mathematical and physical sciences
Document Review Section 26 :Psychology and related fields Document Review Section 31:Algebra, geometry, and related fields
Basic Section Basic Section
10010 Social psychology-related 11010 Algebra-related
10020 Educational psychology-related 11020 Geometry-related
Document Review Section 32:Analysis, applied mathematics, and related
10030 Clinical psychology-related
fields
10040 Experimental psychology-related Basic Section
90030 Cognitive science-related 12010 Basic analysis-related
12020 Mathematical analysis-related
12030 Basic mathematics-related
12040 Applied mathematics and statistics-related
Document Review Section 33:Condensed matter physics and related fields
Basic Section
Mathematical physics and fundamental theory of
13010
condensed matter physics-related
Semiconductors, optical properties of condensed
13020
matter and atomic physics-related
Magnetism, superconductivity and strongly
13030
correlated systems-related
13040 Biophysics, chemical physics and soft matter physics-related
Document Review Section 34:Plasma science and related fields
Basic Section
14010 Fundamental plasma-related
14020 Nuclear fusion-related
14030 Applied plasma science-related
80040 Quantum beam science-related
Document Review Section 35:Particle-, nuclear-, astro-physics, and related
fields
Basic Section
80040 Quantum beam science-related
Theoretical studies related to particle-, nuclear-,
15010
cosmic ray and astro-physics
Experimental studies related to particle-, nuclear-,
15020
cosmic ray and astro-physics
Document Review Section 36:Astronomy and related fields
Basic Section
16010 Astronomy-related
Document Review Section 37:Earth and planetary science and related
fields
Basic Section
17010 Space and planetary sciences-related
17020 Atmospheric and hydrospheric sciences-related
17030 Human geosciences-related
17040 Solid earth sciences-related
17050 Biogeosciences-related

3
Panel Review Section: Chemistry Panel Review Section: Engineering sciences
Document Review Section 51:Mechanics of materials, production-, design-
Document Review Section 41:Physical chemistry, functional solid state
, nuclear-, earth resources-, energy-, fluid-, thermal-, aerospace-, marine
chemistry, inorganic/coordination chemistry, analytical chemistry,
and maritime-engineering, mechanical dynamics, robotics, and related
inorganic materials chemistry, energy-related chemistry, and related fields
fields
Basic Section Basic Section
32010 Fundamental physical chemistry-related 18010 Mechanics of materials and materials-related
32020 Functional solid state chemistry-related 18020 Manufacturing and production engineering-related
34010 Inorganic/coordination chemistry-related 18030 Design engineering-related
34020 Analytical chemistry-related 18040 Machine elements and tribology-related
Green sustainable chemistry 19010 Fluid engineering-related
34030
and environmental chemistry-related 19020 Thermal engineering-related
Inorganic compounds and inorganic materials 20010 Mechanics and mechatronics-related
36010
chemistry-related 20020 Robotics and intelligent system-related
36020 Energy-related chemistry 24010 Aerospace engineering-related
Document Review Section 42:Organic chemistry, polymers, organic 24020 Marine engineering-related
materials, biomolecular chemistry, and related fields 31010 Nuclear engineering-related
Basic Section 31020 Earth resource engineering, Energy sciences-related
Structural organic chemistry Document Review Section 52:Electrical and electronic engineering,
33010 applied condensed matter physics, applied physics and engineering, and
and physical organic chemistry-related related fields
33020 Synthetic organic chemistry-related Basic Section
35010 Polymer chemistry-related 21010 Power engineering-related
35020 Polymer materials-related 21020 Communication and network engineering-related
35030 Organic functional materials-related 21030 Measurement engineering-related
37010 Bio-related chemistry 21040 Control and system engineering-related
Chemistry and chemical methodology of 21050 Electric and electronic materials-related
37020
biomolecules-related 21060 Electron device and electronic equipment-related
37030 Chemical biology-related 29010 Applied physical properties-related
29020 Thin film/surface and interfacial physical properties-related
29030 Applied condensed matter physics-related
30010 Crystal engineering-related
30020 Optical engineering and photon science-related

Document Review Section 53:Civil engineering, social systems


engineering, safety engineering, disaster prevention engineering,
architecture, building engineering, and related fields

Basic Section
Civil engineering material, execution and
22010
construction management-related
22020 Structure engineering and earthquake engineering-related
22030 Geotechnical engineering-related
22040 Hydroengineering-related
Civil engineering plan and transportation
22050
engineering-related
22060 Environmental systems for civil engineering-related
23010 Building structures and materials-related
23020 Architectural environment and building equipment-related
23030 Architectural planning and city planning-related
23040 Architectural history and design-related
90010 Design-related
25010 Social systems engineering-related
25020 Safety engineering-related
25030 Disaster prevention engineering-related
4
Panel Review Section: Engineering sciences (continued) Panel Review Section: Informatics
Document Review Section 54:Materials engineering, chemical engineering, Document Review Section 61:Information science, computer engineering,
nano/micro science, and related fields applied informatics, and related fields
Basic Section Basic Section
26010 Metallic material properties-related 60010 Theory of informatics-related
26020 Inorganic materials and properties-related 60020 Mathematical informatics-related
26030 Composite materials and interfaces-related 60030 Statistical science-related
26040 Structural materials and functional materials-related 60040 Computer system-related
26050 Material processing and microstructure control-related 60050 Software-related
26060 Metals production and resources production-related 60060 Information network-related
27010 Transport phenomena and unit operations-related 60070 Information security-related
27020 Chemical reaction and process system engineering-related 60080 Database-related
27030 Catalyst and resource chemical process-related 60090 High performance computing-related
27040 Biofunction and bioprocess engineering-related 60100 Computational science-related
28010 Nanometer-scale chemistry-related 62010 Life, health and medical informatics-related
28020 Nanostructural physics-related 62020 Web informatics and service informatics-related
28030 Nanomaterials-related 62030 Learning support system-related
28040 Nanobioscience-related 62040 Entertainment and game informatics-related
28050 Nano/micro-systems-related Library and information science,
90020
Document Review Section 90:Biomedical engineering and related fields humanistic and social informatics-related
Basic Section Document Review Section 62:Human informatics and related fields
90110 Biomedical engineering-related Basic Section
90120 Biomaterials-related 61010 Perceptual information processing-related
90130 Medical systems-related 61020 Human interface and interaction-related
90140 Medical technology assessment-related 61030 Intelligent informatics-related
90150 Medical assistive technology-related 61040 Soft computing-related
61050 Intelligent robotics-related
61060 Kansei informatics-related
90010 Design-related
90030 Cognitive science-related

5
Panel Review Section: Biological sciences Panel Review Section: Agriculture/Environmental sciences
Document Review Section 71:Biology at molecular to cellular levels, Document Review Section 81:Agricultural chemistry and related fields
and related fields Basic Section
Basic Section 38010 Plant nutrition and soil science-related
43010 Molecular biology-related 38020 Applied microbiology-related
43020 Structural biochemistry-related 38030 Applied biochemistry-related
43030 Functional biochemistry-related 38040 Bioorganic chemistry-related
43040 Biophysics-related 38050 Food sciences-related
43050 Genome biology-related 38060 Applied molecular and cellular biology-related
43060 System genome science-related Document Review Section 82:Agricultural and environmental biology,
agricultural economics and rural sociology, agricultural engineering, and
Document Review Section 72:Biology at cellular to organismal levels, related fields
and related fields Basic Section
Basic Section 39010 Science in plant genetics and breeding-related
44010 Cell biology-related 39020 Crop production science-related
44020 Developmental biology-related 39030 Horticultural science-related
44030 Plant molecular biology and physiology-related 39040 Plant protection science-related
44040 Morphology and anatomical structure-related 39050 Insect science-related
Animal physiological chemistry, physiology and 39060 Conservation of biological resources-related
44050
behavioral biology-related 39070 Landscape science-related
Document Review Section 73:Biology at organismal to population levels 41010 Agricultural and food economics-related
and anthropology, and related fields 41020 Rural sociology and agricultural structure-related
Basic Section 41030 Rural environmental engineering and planning-related
45010 Genetics-related Agricultural environmental engineering and
41040
45020 Evolutionary biology-related agricultural information engineering-related
45030 Biodiversity and systematics-related 41050 Environmental agriculture-related
45040 Ecology and environment-related Document Review Section 83:Forestry and forest products science,
45050 Physical anthropology-related applied aquatic science, and related fields
45060 Applied anthropology-related Basic Section
Document Review Section 74:Neuroscience and related fields 40010 Forest science-related
Basic Section 40020 Wood science-related
46010 Neuroscience-general-related 40030 Aquatic bioproduction science-related
46020 Anatomy and histopathology of nervous system-related 40040 Aquatic life science-related
46030 Function of nervous system-related Document Review Section 84:Veterinary medical science, animal science,
and related fields
Basic Section
42010 Animal production science-related
42020 Veterinary medical science-related
42030 Animal life science-related
42040 Laboratory animal science-related
Document Review Section 85:Environmental analyses and evaluation,
environmental conservation measure, and related fields
Basic Section
63010 Environmental dynamic analysis-related
63020 Radiation influence-related
63030 Chemical substance influence on environment-related
63040 Environmental impact assessment-related
64010 Environmental load and risk assessment-related
64020 Environmental load reduction and remediation-related
64030 Environmental materials and recycle technology-related
64040 Social-ecological systems-related

6
64050 Sound material-cycle social systems-related
64060 Environmental policy and social systems-related

7
Panel Review Section: Medicine dentistry and pharmacy Panel Review Section: Medicine dentistry and pharmacy (continued)
Document Review Section 91:Pharmaceutical sciences and related fields Document Review Section 96:Surgery of the organs maintaining
homeostasis, surgery related to the biological and sensory functions, and
Basic Section related fields
47010 Pharmaceutical chemistry and drug development sciences-related Basic Section
47020 Pharmaceutical analytical chemistry and physicochemistry-related 55010 General surgery and pediatric surgery-related
47030 Pharmaceutical hygiene and biochemistry-related 55020 Digestive surgery-related
47040 Pharmacology-related 55030 Cardiovascular surgery-related
47050 Environmental and natural pharmaceutical resources-related 55040 Respiratory surgery-related
47060 Clinical pharmacy-related 55050 Anesthesiology-related
Document Review Section 92:Biomedical structure and function and related fields 55060 Emergency medicine-related
Basic Section 56010 Neurosurgery-related
48010 Anatomy-related 56020 Orthopedics-related
48020 Physiology-related 56030 Urology-related
48030 Pharmacology-related 56040 Obstetrics and gynecology-related
48040 Medical biochemistry-related 56050 Otorhinolaryngology-related
Document Review Section 93:Pathology, infection/immunology, and related fields 56060 Ophthalmology-related
Basic Section 56070 Plastic and reconstructive surgery-related
49010 Pathological biochemistry-related Document Review Section 97:Oral science and related fields
49020 Human pathology-related Basic Section
49030 Experimental pathology-related 57010 Oral biological science-related
49040 Parasitology-related 57020 Oral pathobiological science-related
49050 Bacteriology-related 57030 Conservative dentistry-related
49060 Virology-related 57040 Regenerative dentistry and dental engineering-related
49070 Immunology-related 57050 Prosthodontics-related
57060 Surgical dentistry-related
Document Review Section 94:Oncology, brain sciences, and related fields
57070 Developmental dentistry-related
Basic Section 57080 Social dentistry-related
50010 Tumor biology-related Document Review Section 98:Society medicine, nursing, sports sciences,
50020 Tumor diagnostics and therapeutics-related physical education, health sciences, and related fields
51010 Basic brain sciences-related Basic Section
51020 Cognitive and brain science-related 58010 Medical management and medical sociology-related
51030 Pathophysiologic neuroscience-related 58020 Hygiene and public health-related: including laboratory approach
Document Review Section 95:General internal medicine, organ-based 58030 Hygiene and public health-related: excluding laboratory approach
internal medicine, internal medicine of the bio-information integration, and
related fields 58040 Forensics medicine-related
Basic Section 58050 Fundamental of nursing-related
52010 General internal medicine-related 58060 Clinical nursing-related
52020 Neurology-related 58070 Lifelong developmental nursing-related
52030 Psychiatry-related 58080 Gerontological nursing and community health nursing-related
52040 Radiological sciences-related 59010 Rehabilitation science-related
52050 Embryonic medicine and pediatrics-related 59020 Sports sciences-related
53010 Gastroenterology-related 59030 Physical education, and physical and health education-related
53020 Cardiology-related 59040 Nutrition science and health science-related
53030 Respiratory medicine-related Document Review Section 90:Biomedical engineering and related fields
53040 Nephrology-related Basic Section
53050 Dermatology-related 90110 Biomedical engineering-related
54010 Hematology and medical oncology-related 90120 Biomaterials-related
54020 Connective tissue disease and allergy-related 90130 Medical systems-related
54030 Infectious disease medicine-related 90140 Medical technology assessment-related
54040 Metabolism and endocrinology-related 90150 Medical assistive technology-related
8
3DQHO5HYLHZ6HFWLRQ+XPDQLWLHV

'RFXPHQW5HYLHZ6HFWLRQ䠖3KLORVRSK\DUWDQGUHODWHGILHOGV

%DVLF
([DPSOHVRIUHODWHGUHVHDUFKFRQWHQW
6HFWLRQ
3KLORVRSK\DQGHWKLFVUHODWHG
 3KLORVRSK\LQJHQHUDO(WKLFVLQJHQHUDO:HVWHUQSKLORVRSK\:HVWHUQHWKLFV-DSDQHVHSKLORVRSK\-DSDQHVHHWKLFV
$SSOLHGHWKLFVHWF

&KLQHVHSKLORVRSK\,QGLDQSKLORVRSK\DQG%XGGKLVWSKLORVRSK\UHODWHG
 &KLQHVHSKLORVRSK\WKRXJKW,QGLDQSKLORVRSK\WKRXJKW%XGGKLVWSKLORVRSK\%LEOLRJUDSK\3KLORORJ\HWF

5HOLJLRXVVWXGLHVUHODWHG
 +LVWRU\RIUHOLJLRQV3KLORVRSK\RIUHOLJLRQ7KHRORJ\6RFLRORJ\RIUHOLJLRQ3V\FKRORJ\RIUHOLJLRQ
$QWKURSRORJ\RIUHOLJLRQ6WXGLHVRIUHOLJLRXVIRONORUH0\WKRORJ\%LEOLRJUDSK\3KLORORJ\HWF

+LVWRU\RIWKRXJKWUHODWHG
 +LVWRU\RIWKRXJKWLQJHQHUDO+LVWRU\RI:HVWHUQWKRXJKW+LVWRU\RI(DVWHUQWKRXJKW
+LVWRU\RI-DSDQHVHWKRXJKWHWF

$HVWKHWLFVDQGDUWVWXGLHVUHODWHG
 3KLORVRSK\RIDUW$HVWKHWLFV0LVFHOODQHRXVDUWVWXGLHVHWF

+LVWRU\RIDUWVUHODWHG
 -DSDQHVHDUW(DVWHUQDUW:HVWHUQDUW&RQWHPSRUDU\DUW&UDIW'HVLJQ$UFKLWHFWXUH
&RVWXPH3KRWRJUDSK\HWF

7KHRU\RIDUWSUDFWLFHUHODWHG
 $UWH[SUHVVLRQ$UWVPDQDJHPHQW$UWSROLF\$UWSURGXFWLRQHWF

6RFLRORJ\RIVFLHQFHKLVWRU\RIVFLHQFHDQGWHFKQRORJ\UHODWHG
 6RFLRORJ\RIVFLHQFH+LVWRU\RIVFLHQFH+LVWRU\RIWHFKQRORJ\+LVWRU\RIPHGLFLQH,QGXVWULDODUFKHRORJ\
3KLORVRSK\RIVFLHQFH)RXQGDWLRQRIVFLHQFH676 6FLHQFHWHFKQRORJ\DQGVRFLHW\ HWF

'HVLJQUHODWHG
 ,QIRUPDWLRQGHVLJQ(QYLURQPHQWDOGHVLJQ,QGXVWULDOGHVLJQ6SDWLDOGHVLJQ'HVLJQKLVWRU\7KHRU\RIGHVLJQ
'HVLJQVWDQGDUG'HVLJQVXSSRUW(YDOXDWLRQRIGHVLJQ'HVLJQHGXFDWLRQHWF

'RFXPHQW5HYLHZ6HFWLRQ䠖/LWHUDWXUHOLQJXLVWLFVDQGUHODWHGILHOGV

%DVLF
([DPSOHVRIUHODWHGUHVHDUFKFRQWHQW
6HFWLRQ
-DSDQHVHOLWHUDWXUHUHODWHG
 -DSDQHVHOLWHUDWXUHLQJHQHUDO$QFLHQWOLWHUDWXUH0HGLHYDOOLWHUDWXUH&KLQHVHFODVVLFVLQ-DSDQ%LEOLRJUDSK\
3KLORORJ\3UHPRGHUQOLWHUDWXUH0RGHUQOLWHUDWXUH&RQWHPSRUDU\OLWHUDWXUH/LWHUDU\WKHRU\HWF

&KLQHVHOLWHUDWXUHUHODWHG
 &KLQHVHOLWHUDWXUH%LEOLRJUDSK\3KLORORJ\/LWHUDU\WKHRU\HWF

(QJOLVKOLWHUDWXUHDQGOLWHUDWXUHLQWKH(QJOLVKODQJXDJHUHODWHG
 (QJOLVKOLWHUDWXUH$PHULFDQOLWHUDWXUH/LWHUDWXUHLQWKH(QJOLVKODQJXDJH/LWHUDU\WKHRU\%LEOLRJUDSK\
3KLORORJ\HWF

(XURSHDQOLWHUDWXUHUHODWHG
)UHQFKOLWHUDWXUH/LWHUDWXUHLQWKH)UHQFKODQJXDJH*HUPDQOLWHUDWXUH/LWHUDWXUHLQWKH*HUPDQODQJXDJH
 &ODVVLFV5XVVLDQDQG(DVW(XURSHDQOLWHUDWXUH/LWHUDWXUHLQRWKHU(XURSHDQODQJXDJHV/LWHUDU\WKHRU\
%LEOLRJUDSK\3KLORORJ\HWF

9
/LWHUDWXUHLQJHQHUDOUHODWHG
 /LWHUDWXUHLQRWKHUODQJXDJHVDQGDUHDV/LWHUDU\WKHRU\&RPSDUDWLYHOLWHUDWXUH%LEOLRJUDSK\3KLORORJ\
/LWHUDWXUHHGXFDWLRQHWF
 3DQHO5HYLHZ6HFWLRQ+XPDQLWLHV

/LQJXLVWLFVUHODWHG
3KRQHWLFVSKRQRORJ\6HPDQWLFVSUDJPDWLFV0RUSKRV\QWD[6RFLROLQJXLVWLFV&RQWUDVWLYHOLQJXLVWLFV
 3V\FKROLQJXLVWLFV1HXUROLQJXLVWLFV+LVWRULFDOOLQJXLVWLFV&RUSXVOLQJXLVWLFV
(QGDQJHUHGDQGPLQRULW\ODQJXDJHVHWF

-DSDQHVHOLQJXLVWLFVUHODWHG
 3KRQHWLFVSKRQRORJ\:ULWLQJV\VWHPV/H[LFRQDQGVHPDQWLFV*UDPPDU6W\OLVWLFV3UDJPDWLFV/DQJXDJHOLIH
'LDOHFW+LVWRU\RIWKH-DSDQHVHODQJXDJH+LVWRU\RI-DSDQHVHOLQJXLVWLFVHWF

(QJOLVKOLQJXLVWLFVUHODWHG
3KRQHWLFVSKRQRORJ\/H[LFRQDQGVHPDQWLFV*UDPPDU6W\OLVWLFV3UDJPDWLFV6RFLROLQJXLVWLFV
 'LYHUVLW\RIWKH(QJOLVKODQJXDJH&RUSXVOLQJXLVWLFV+LVWRU\RIWKH(QJOLVKODQJXDJH
+LVWRU\RI(QJOLVKOLQJXLVWLFVHWF

-DSDQHVHODQJXDJHHGXFDWLRQUHODWHG
5HVHDUFKRQOHDUQHUV/DQJXDJHDFTXLVLWLRQ7HDFKLQJPDWHULDO&XUULFXOXPHYDOXDWLRQ
 -DSDQHVHODQJXDJHHGXFDWLRQIRUVSHFLILFSXUSRVHV%LOLQJXDOHGXFDWLRQ5HVHDUFKRQWHDFKHUV
-DSDQHVHODQJXDJHIRU-DSDQHVHODQJXDJHHGXFDWLRQ+LVWRU\RI-DSDQHVHODQJXDJHHGXFDWLRQ
&URVVFXOWXUDOXQGHUVWDQGLQJHWF

)RUHLJQODQJXDJHHGXFDWLRQUHODWHG
/HDUQLQJPHWKRG&RPSXWHUDVVLVWHGODQJXDJHOHDUQLQJ &$// 7HDFKLQJPDWHULDO/DQJXDJHWHVWLQJ
 7KHRU\RIVHFRQGODQJXDJHDFTXLVLWLRQ(DUO\(QJOLVKHGXFDWLRQ
+LVWRU\RIIRUHLJQODQJXDJHHGXFDWLRQDQGODQJXDJHSROLFLHV&XUULFXOXPHYDOXDWLRQ
7UDLQLQJIRUHLJQODQJXDJHWHDFKHUV&URVVFXOWXUDOXQGHUVWDQGLQJHWF

/LEUDU\DQGLQIRUPDWLRQVFLHQFHKXPDQLVWLFDQGVRFLDOLQIRUPDWLFVUHODWHG
 /LEUDU\VFLHQFH,QIRUPDWLRQVHUYLFHV,QIRUPDWLRQRUJDQL]LQJ,QIRUPDWLRQUHWULHYDO,QIRUPDWLRQPHGLD
%LEOLRPHWULFV,QIRUPDWLRQUHVRXUFHV,QIRUPDWLRQHWKLFV'LJLWDOKXPDQLWLHV6RFLDO,QIRUPDWLFV'LJLWDODUFKLYHVHWF


'RFXPHQW5HYLHZ6HFWLRQ䠖+LVWRU\DUFKDHRORJ\PXVHRORJ\DQGUHODWHGILHOGV

%DVLF
([DPSOHVRIUHODWHGUHVHDUFKFRQWHQW
6HFWLRQ
+LVWRULFDOVWXGLHVLQJHQHUDOUHODWHG
 +LVWRULFDOWKHRU\+LVWRULFDOPHWKRGRORJ\5HVHDUFKLQKLVWRULFDOPDWHULDOV0HPRU\DQGPHGLXP
:RUOGKLVWRU\+LVWRU\RIFXOWXUDODQGGLSORPDWLFH[FKDQJH&RPSDUDWLYHKLVWRU\HWF

-DSDQHVHKLVWRU\UHODWHG
-DSDQHVHKLVWRU\LQJHQHUDO+LVWRU\RIDQFLHQW-DSDQ+LVWRU\RIPHGLHYDO-DSDQ
 +LVWRU\RIHDUO\PRGHUQ-DSDQ+LVWRU\RIPRGHUQ-DSDQ+LVWRU\RIORFDO-DSDQ+LVWRU\RI-DSDQHVHFXOWXUH
+LVWRU\RI-DSDQHVHUHOLJLRQ+LVWRU\RI-DSDQHVHHQYLURQPHQW+LVWRU\RI-DSDQHVHFLW\
+LVWRU\RIFXOWXUDODQGGLSORPDWLFH[FKDQJH&RPSDUDWLYHKLVWRU\5HVHDUFKLQKLVWRULFDOPDWHULDOVHWF

+LVWRU\RI$VLDDQG$IULFDUHODWHG
+LVWRU\RISUHPRGHUQ&KLQD+LVWRU\RIPRGHUQ&KLQD(DVW$VLDQKLVWRU\&HQWUDO(XUDVLDQKLVWRU\
 6RXWKHDVW$VLDQKLVWRU\2FHDQLDQKLVWRU\6RXWK$VLDQKLVWRU\:HVW$VLDQKLVWRU\$IULFDQKLVWRU\
+LVWRU\RIFXOWXUDODQGGLSORPDWLFH[FKDQJH&RPSDUDWLYHKLVWRU\5HVHDUFKLQKLVWRULFDOPDWHULDOVHWF

+LVWRU\RI(XURSHDQG$PHULFDUHODWHG
$QFLHQW(XURSHDQKLVWRU\0HGLHYDO(XURSHDQKLVWRU\0RGHUQDQGFRQWHPSRUDU\:HVW(XURSHDQKLVWRU\
 0RGHUQDQGFRQWHPSRUDU\(DVW(XURSHDQKLVWRU\1RUWKDQG6RXWK$PHULFDQKLVWRU\
+LVWRU\RIFXOWXUDODQGGLSORPDWLFH[FKDQJH&RPSDUDWLYHKLVWRU\5HVHDUFKLQKLVWRULFDOPDWHULDOVHWF

$UFKDHRORJ\UHODWHG
$UFKDHRORJ\LQJHQHUDO3UHKLVWRULFDUFKDHRORJ\+LVWRULFDODUFKDHRORJ\-DSDQHVHDUFKDHRORJ\
 $VLDQDUFKDHRORJ\$QFLHQWFLYLOL]DWLRQV+LVWRU\RIPDWHULDOFXOWXUH([SHULPHQWDODUFKDHRORJ\
,QIRUPDWLRQDUFKDHRORJ\6WXG\RIEXULHGFXOWXUDOSURSHUW\HWF

10
&XOWXUDODVVHWVVWXG\UHODWHG
 'DWLQJPHWKRGV0DWHULDODQDO\VLV3URGXFWLRQWHFKQLTXHV&RQVHUYDWLRQVFLHQFH$UFKDHRORJLFDOSURVSHFWLRQ
3ODQWDQGDQLPDOUHVLGXHV+XPDQUHPDLQV&XOWXUDOKHULWDJH&XOWXUDOUHVRXUFHV&XOWXUDOSURSHUW\SROLF\HWF
3DQHO5HYLHZ6HFWLRQ+XPDQLWLHV

0XVHRORJ\UHODWHG
 ([KLELWLRQVWXGLHV0XVHXPSHGDJRJ\0XVHXPLQIRUPDWLFV0XVHXPEXVLQHVVPDQDJHPHQW
3XEOLFILQDQFHDQGDGPLQLVWUDWLRQRIPXVHXPV0XVHXPPDWHULDOUHVRXUFHV+LVWRU\RIPXVHRORJ\HWF

'RFXPHQW5HYLHZ6HFWLRQ䠖*HRJUDSK\FXOWXUDODQWKURSRORJ\IRONORUHDQGUHODWHGILHOGV

%DVLF
([DPSOHVRIUHODWHGUHVHDUFKFRQWHQW
6HFWLRQ
*HRJUDSK\UHODWHG
 *HRJUDSK\LQJHQHUDO/DQGXVH/DQGVFDSH(QYLURQPHQWDOV\VWHP*HRPRUSKRORJ\&OLPDWRORJ\+\GURORJ\
&DUWRJUDSK\*HRJUDSKLFLQIRUPDWLRQV\VWHP5HJLRQDOSODQQLQJHWF

+XPDQJHRJUDSK\UHODWHG
+XPDQJHRJUDSK\LQJHQHUDO(FRQRPLFJHRJUDSK\6RFLDOJHRJUDSK\3ROLWLFDOJHRJUDSK\
 &XOWXUDOJHRJUDSK\8UEDQJHRJUDSK\5XUDOJHRJUDSK\+LVWRULFDOJHRJUDSK\5HJLRQDOJHRJUDSK\
*HRJUDSK\HGXFDWLRQHWF

&XOWXUDODQWKURSRORJ\DQGIRONORUHUHODWHG
 &XOWXUDODQWKURSRORJ\LQJHQHUDO)RONORUHLQJHQHUDO0DWHULDOFXOWXUH(FRORJ\6RFLDOUHODWLRQVKLS5HOLJLRQ
$UWV+HDOWKFDUH%RUGHUFURVVLQJ0LQRULW\HWF

$UHDVWXGLHVUHODWHG
 $UHDVWXGLHVLQJHQHUDO&URVVUHJLRQDOFRPSDUDWLYHVWXGLHV$LG,QWHUQDWLRQDOFRRSHUDWLRQ
,QWHUUHJLRQDOH[FKDQJH(QYLURQPHQW7UDQVQDWLRQDOLVP*OREDOL]DWLRQ6RFLDOGHYHORSPHQWHWF

7RXULVPVWXGLHVUHODWHG
 7RXULVPVWXGLHVLQJHQHUDO7RXULVP7RXULVPUHVRXUFHV7RXULVPSROLF\7RXULVPLQGXVWU\
5HJLRQDOGHYHORSPHQW7RXULVWV3LOJULPDJHHWF

*HQGHUVWXGLHVUHODWHG
 *HQGHUVWXGLHVLQJHQHUDO)HPLQLVP6H[XDOLW\4XHHUVWXGLHV/DERU9LROHQFH3URVWLWXWLRQ
5HSURGXFWLYHWHFKQRORJ\*HQGHUHTXDOLW\HWF

3DQHO5HYLHZ6HFWLRQ6RFLDOVFLHQFHV

'RFXPHQW5HYLHZ6HFWLRQ䠖/DZDQGUHODWHGILHOGV
%DVLF
([DPSOHVRIUHODWHGUHVHDUFKFRQWHQW
6HFWLRQ
/HJDOWKHRU\DQGKLVWRU\UHODWHG
 /HJDOSKLORVRSK\5RPDQODZ/HJDOKLVWRU\6RFLRORJ\RIODZ&RPSDUDWLYHODZ)RUHLJQODZ
/DZDQGSROLF\/DZDQGHFRQRPLFV-XGLFLDOV\VWHPHWF

3XEOLFODZUHODWHG
 &RQVWLWXWLRQDOODZ$GPLQLVWUDWLYHODZ7D[ODZHWF

,QWHUQDWLRQDOODZUHODWHG
 3XEOLFLQWHUQDWLRQDOODZ3ULYDWHLQWHUQDWLRQDOODZ,QWHUQDWLRQDOKXPDQULJKWVODZ,QWHUQDWLRQDOHFRQRPLFODZ
(8ODZHWF

6RFLDOODZUHODWHG
 /DERUODZ(FRQRPLFODZ6RFLDOVHFXULW\ODZ(GXFDWLRQODZHWF

&ULPLQDOODZUHODWHG
 &ULPLQDOODZ&ULPLQDOSURFHGXUH&ULPLQRORJ\&ULPLQDOMXVWLFHSROLF\-XYHQLOHODZ/DZDQGSV\FKRORJ\HWF

&LYLOODZUHODWHG
 &LYLOODZ&RPPHUFLDOODZ&LYLOSURFHGXUH,QVROYHQF\ODZ$OWHUQDWLYHGLVSXWHUHVROXWLRQHWF

1HZILHOGVRIODZUHODWHG

11
 (QYLURQPHQWDOODZ0HGLFDOODZ,QIRUPDWLRQODZ&RQVXPHUODZ,QWHOOHFWXDOSURSHUW\ODZ
/DZDQGJHQGHU/HJDOSURIHVVLRQHWF
 3DQHO5HYLHZ6HFWLRQ6RFLDOVFLHQFHV

'RFXPHQW5HYLHZ6HFWLRQ䠖3ROLWLFDOVFLHQFHDQGUHODWHGILHOGV
%DVLF
([DPSOHVRIUHODWHGUHVHDUFKFRQWHQW
6HFWLRQ
3ROLWLFVUHODWHG
3ROLWLFDOWKHRU\+LVWRU\RISROLWLFDOWKRXJKW3ROLWLFDOKLVWRU\-DSDQHVHSROLWLFDOKLVWRU\-DSDQHVHSROLWLFV
 3ROLWLFDOSURFHVV(OHFWRUDOVWXGLHV3ROLWLFDOHFRQRP\3XEOLFDGPLQLVWUDWLRQ/RFDOJRYHUQPHQW
&RPSDUDWLYHSROLWLFV3XEOLFSROLF\HWF

,QWHUQDWLRQDOUHODWLRQVUHODWHG
7KHRU\RILQWHUQDWLRQDOUHODWLRQV0RGHUQLQWHUQDWLRQDOUHODWLRQV'LSORPDWLFKLVWRU\,QWHUQDWLRQDOKLVWRU\
 )RUHLJQSROLF\,QWHUQDWLRQDOVHFXULW\,QWHUQDWLRQDOSROLWLFDOHFRQRP\*OREDOJRYHUQDQFH
,QWHUQDWLRQDOFRRSHUDWLRQHWF

$UHDVWXGLHVUHODWHG
 $UHDVWXGLHVLQJHQHUDO&URVVUHJLRQDOFRPSDUDWLYHVWXGLHV$LG,QWHUQDWLRQDOFRRSHUDWLRQ
,QWHUUHJLRQDOH[FKDQJH(QYLURQPHQW7UDQVQDWLRQDOLVP*OREDOL]DWLRQ6RFLDOGHYHORSPHQWHWF

*HQGHUVWXGLHVUHODWHG
 *HQGHUVWXGLHVLQJHQHUDO)HPLQLVP6H[XDOLW\4XHHUVWXGLHV/DERU9LROHQFH
3URVWLWXWLRQ5HSURGXFWLYHWHFKQRORJ\*HQGHUHTXDOLW\HWF

'RFXPHQW5HYLHZ6HFWLRQ䠖(FRQRPLFVEXVLQHVVDGPLQLVWUDWLRQDQGUHODWHGILHOGV
%DVLF
([DPSOHVRIUHODWHGUHVHDUFKFRQWHQW
6HFWLRQ
(FRQRPLFWKHRU\UHODWHG
 0LFURHFRQRPLFV0DFURHFRQRPLFV*DPHWKHRU\%HKDYLRUDOHFRQRPLFV([SHULPHQWDOHFRQRPLFV
(FRQRPLFWKHRU\(YROXWLRQDU\HFRQRPLFV(FRQRPLFLQVWLWXWLRQV(FRQRPLFV\VWHPVHWF

(FRQRPLFGRFWULQHVDQGHFRQRPLFWKRXJKWUHODWHG
 (FRQRPLFGRFWULQHV(FRQRPLFWKRXJKW6RFLDOWKRXJKW(FRQRPLFSKLORVRSK\HWF

(FRQRPLFVWDWLVWLFVUHODWHG
 6WDWLVWLFDOV\VWHP6WDWLVWLFDOUHVHDUFK3RSXODWLRQVWDWLVWLFV,QFRPHZHDOWKGLVWULEXWLRQ1DWLRQDODFFRXQWV
(FRQRPHWULFV)LQDQFLDOHFRQRPHWULFVHWF

(FRQRPLFSROLF\UHODWHG
,QWHUQDWLRQDOHFRQRPLFV,QGXVWULDORUJDQL]DWLRQ(FRQRPLFGHYHORSPHQW8UEDQHFRQRPLFV
 5HJLRQDOHFRQRP\(QYLURQPHQWDODQGUHVRXUFHHFRQRPLFV-DSDQHVHHFRQRP\(FRQRPLFSROLF\
7UDQVSRUWDWLRQHFRQRPLFV'HYHORSPHQWHFRQRPLFV,QWHUQDWLRQDOGHYHORSPHQWHWF

3XEOLFHFRQRPLFVDQGODERUHFRQRPLFVUHODWHG
 3XEOLFILQDQFH3XEOLFHFRQRPLFV+HDOWKHFRQRPLFV/DERUHFRQRPLFV6RFLDOVHFXULW\
(GXFDWLRQHFRQRPLFV/DZDQGHFRQRPLFV3ROLWLFDOHFRQRP\HWF

0RQH\DQGILQDQFHUHODWHG
 0RQHWDU\HFRQRPLFV)LQDQFH,QWHUQDWLRQDOILQDQFH&RUSRUDWHILQDQFH)LQDQFLDOHQJLQHHULQJ,QVXUDQFHHWF

(FRQRPLFKLVWRU\UHODWHG
 (FRQRPLFKLVWRU\%XVLQHVVKLVWRU\,QGXVWULDOKLVWRU\HWF

%XVLQHVVDGPLQLVWUDWLRQUHODWHG
&RUSRUDWLRQWKHRU\2UJDQL]DWLRQWKHRU\2UJDQL]DWLRQDOEHKDYLRU&RUSRUDWHVWUDWHJ\
 %XVLQHVVPDQDJHPHQW+XPDQUHVRXUFHPDQDJHPHQW0DQDJHPHQWRIWHFKQRORJ\,QWHUQDWLRQDOEXVLQHVV
0DQDJHPHQWLQIRUPDWLRQ,QGXVWULDOPDQDJHPHQW0DQDJHPHQWLQJHQHUDOHWF

12
&RPPHUFHUHODWHG
 0DUNHWLQJ&RQVXPHUEHKDYLRU'LVWULEXWLYHVFLHQFHV/RJLVWLFV&RPPHUFHLQJHQHUDOHWF
 3DQHO5HYLHZ6HFWLRQ6RFLDOVFLHQFHV

$FFRXQWLQJUHODWHG
 )LQDQFLDODFFRXQWLQJ0DQDJHPHQWDFFRXQWLQJ$XGLWLQJ$FFRXQWLQJLQJHQHUDOHWF

7RXULVPVWXGLHVUHODWHG
 7RXULVPVWXGLHVLQJHQHUDO7RXULVP7RXULVPUHVRXUFHV7RXULVPSROLF\7RXULVPLQGXVWU\
5HJLRQDOGHYHORSPHQW7RXULVWV3LOJULPDJHHWF

'RFXPHQW5HYLHZ6HFWLRQ䠖6RFLRORJ\DQGUHODWHGILHOGV
%DVLF
([DPSOHVRIUHODWHGUHVHDUFKFRQWHQW
6HFWLRQ
6RFLRORJ\UHODWHG
 6RFLRORJ\LQJHQHUDO&RPPXQLW\)DPLO\/DERU6RFLRORJ\RIZHOIDUH*HQGHU0HGLD(WKQLFLW\
6RFLDOPRYHPHQWV6RFLDOUHVHDUFK6RFLRORJ\RIPHGLFLQH6RFLDOGHPRJUDSK\HWF

6RFLDOZHOIDUHUHODWHG
 6RFLDOZRUN6RFLDOSROLF\6RFLDOZHOIDUHKLVWRU\&KLOGZHOIDUH6RFLDOZHOIDUHIRUSHRSOHZLWKGLVDELOLWLHV
6RFLDOZHOIDUHIRUDJLQJ&RPPXQLW\ZHOIDUH3RYHUW\9ROXQWHHULVP6RFLDOZHOIDUHLQJHQHUDOHWF

)DPLO\DQGFRQVXPHUVFLHQFHVDQGFXOWXUHDQGOLYLQJUHODWHG
&XOWXUHDQGOLYLQJ+RPHHFRQRPLFV&RQVXPHUDIIDLUV/LIHVW\OH&XOWXUHRIFORWKLQJ&XOWXUHRIIRRG
 &XOWXUHRIGZHOOLQJ'UHVVDQGIDVKLRQ'LHWKDELWV+RXVLQJ)DPLO\DQGFRQVXPHUVFLHQFHVLQJHQHUDO
)DPLO\DQGFRQVXPHUHGXFDWLRQHWF

7RXULVPVWXGLHVUHODWHG
 7RXULVPVWXGLHVLQJHQHUDO7RXULVP7RXULVPUHVRXUFHV7RXULVPSROLF\7RXULVPLQGXVWU\
5HJLRQDOGHYHORSPHQW7RXULVWV3LOJULPDJHHWF

*HQGHUVWXGLHVUHODWHG
 *HQGHUVWXGLHVLQJHQHUDO)HPLQLVP6H[XDOLW\4XHHUVWXGLHV/DERU9LROHQFH3URVWLWXWLRQ
5HSURGXFWLYHWHFKQRORJ\*HQGHUHTXDOLW\HWF

'RFXPHQW5HYLHZ6HFWLRQ䠖(GXFDWLRQDQGUHODWHGILHOGV
%DVLF
([DPSOHVRIUHODWHGUHVHDUFKFRQWHQW
6HFWLRQ
(GXFDWLRQUHODWHG
+LVWRU\RIHGXFDWLRQ3KLORVRSK\RIHGXFDWLRQ&XUULFXOXPDQGSHGDJRJ\(YDOXDWLRQRIHGXFDWLRQ
 7HDFKHUDQGWUDLQHU6FKRROHGXFDWLRQ6RFLDODQGFRPPXQLW\HGXFDWLRQ9RFDWLRQDOHGXFDWLRQDQGWUDLQLQJ
/LIHORQJOHDUQLQJ,QVWLWXWLRQVDQGDGPLQLVWUDWLRQHWF

6RFLRORJ\RIHGXFDWLRQUHODWHG
6RFLRORJ\RIHGXFDWLRQ6RFLDOL]DWLRQ(GXFDWLRQDORUJDQL]DWLRQDQGV\VWHP
 'HVWLQDWLRQDQGFDUHHUIRUPDWLRQ&ODVVGLVSDULWLHV*HQGHU(GXFDWLRQSROLF\&RPSDUDWLYHHGXFDWLRQ
*OREDOL]DWLRQDQGGHYHORSPHQWHWF

&KLOGKRRGDQGQXUVHU\SUHVFKRROHGXFDWLRQUHODWHG
&KLOGKRRG1XUVHU\SUHVFKRROHGXFDWLRQ5LJKWRIFKLOG'HYHORSPHQW&RQWHQWVDQGPHWKRGVRIFKLOGFDUH
 &KLOGFDUHIDFLOLWLHVDQGNLQGHUJDUWHQ&DUHJLYHUDQGSUHVFKRROWHDFKHU&KLOGFDUHVXSSRUW&KLOGKRRGFXOWXUH
+LVWRU\DQGWKRXJKWHWF

(GXFDWLRQRQVFKRROVXEMHFWVDQGSULPDU\VHFRQGDU\HGXFDWLRQUHODWHG
 (GXFDWLRQRILQGLYLGXDOVXEMHFWV(GXFDWLRQH[FOXGLQJVXEMHFWV6WXGHQWJXLGDQFHDQGFRXQVHOOLQJ
&DUHHUHGXFDWLRQ6FKRROPDQDJHPHQW7HDFKHUHGXFDWLRQ(6'(QYLURQPHQWDOHGXFDWLRQ/LWHUDF\HWF

7HUWLDU\HGXFDWLRQUHODWHG
 3ROLF\$GPLVVLRQDQGDUWLFXODWLRQ&XUULFXOXP&DUHHUJXLGDQFH7HDFKHUDQGVWDII6FLHQWLILFUHVHDUFK
5HJLRQDOOLQNDQGFRQWULEXWLRQ*OREDOL]DWLRQ0DQDJHPHQWDQGJRYHUQDQFH1RQXQLYHUVLW\KLJKHUHGXFDWLRQHWF

13
6SHFLDOQHHGVHGXFDWLRQUHODWHG
 3KLORVRSK\DQGKLVWRU\,QFOXVLRQDQGFRKHVLYHVRFLHW\,QVWUXFWLRQVDQGVXSSRUWV'HYHORSPHQWDOGLVDELOLWLHV
(PRWLRQDOGLVWXUEDQFH,QWHOOHFWXDOGLVDELOLWLHV/DQJXDJHGLVRUGHUV3K\VLFDOGLVDELOLWLHV&DUHHUHGXFDWLRQHWF
 3DQHO5HYLHZ6HFWLRQ6RFLDOVFLHQFHV

(GXFDWLRQDOWHFKQRORJ\UHODWHG
 &XUULFXOXPGHYHORSPHQW7HDFKLQJOHDUQLQJVXSSRUWV\VWHPV8WLOL]DWLRQRIPHGLD8WLOL]DWLRQRI,&7
7HDFKHU
VHGXFDWLRQ,QIRUPDWLRQOLWHUDF\HWF

6FLHQFHHGXFDWLRQUHODWHG
 6FLHQFHHGXFDWLRQ6FLHQFHFRPPXQLFDWLRQ6FLHQWLILFOLWHUDF\6FLHQFHDQGVRFLHW\HWF

-DSDQHVHODQJXDJHHGXFDWLRQUHODWHG
5HVHDUFKRQOHDUQHUV/DQJXDJHDFTXLVLWLRQ7HDFKLQJPDWHULDO&XUULFXOXPHYDOXDWLRQ
 -DSDQHVHODQJXDJHHGXFDWLRQIRUVSHFLILFSXUSRVHV%LOLQJXDOHGXFDWLRQ5HVHDUFKRQWHDFKHUV
-DSDQHVHODQJXDJHIRU-DSDQHVHODQJXDJHHGXFDWLRQ+LVWRU\RI-DSDQHVHODQJXDJHHGXFDWLRQ
&URVVFXOWXUDOXQGHUVWDQGLQJHWF

)RUHLJQODQJXDJHHGXFDWLRQUHODWHG
/HDUQLQJPHWKRG&RPSXWHUDVVLVWHGODQJXDJHOHDUQLQJ &$// 7HDFKLQJPDWHULDO/DQJXDJHWHVWLQJ
 7KHRU\RIVHFRQGODQJXDJHDFTXLVLWLRQ(DUO\(QJOLVKHGXFDWLRQ
+LVWRU\RIIRUHLJQODQJXDJHHGXFDWLRQDQGODQJXDJHSROLFLHV&XUULFXOXPHYDOXDWLRQ
7UDLQLQJIRUHLJQODQJXDJHWHDFKHUV&URVVFXOWXUDOXQGHUVWDQGLQJHWF

'RFXPHQW5HYLHZ6HFWLRQ䠖3V\FKRORJ\DQGUHODWHGILHOGV
%DVLF
([DPSOHVRIUHODWHGUHVHDUFKFRQWHQW
6HFWLRQ
6RFLDOSV\FKRORJ\UHODWHG
 6RFLDOSV\FKRORJ\LQJHQHUDO6HOI*URXS$WWLWXGHDQGEHKDYLRU$IIHFWLRQHPRWLRQ
,QWHUSHUVRQDOUHODWLRQ6RFLDOLVVXHV&XOWXUHHWF

(GXFDWLRQDOSV\FKRORJ\UHODWHG
 (GXFDWLRQDOSV\FKRORJ\LQJHQHUDO'HYHORSPHQW)DPLO\6FKRRO&OLQLFDOSUDFWLFH3HUVRQDOLW\/HDUQLQJ
$VVHVVPHQWDQGHYDOXDWLRQHWF

&OLQLFDOSV\FKRORJ\UHODWHG
 &OLQLFDOSV\FKRORJ\LQJHQHUDO3V\FKRORJLFDOGLVRUGHU$VVHVVPHQW3V\FKRORJLFDOLQWHUYHQWLRQ
7UDLQLQJ0HQWDOKHDOWK&ULPHDQGGHOLQTXHQF\&RPPXQLW\HWF

([SHULPHQWDOSV\FKRORJ\UHODWHG
 ([SHULPHQWDOSV\FKRORJ\LQJHQHUDO6HQVDWLRQ3HUFHSWLRQ$WWHQWLRQ0HPRU\/DQJXDJH
(PRWLRQ/HDUQLQJHWF

&RJQLWLYHVFLHQFHUHODWHG
 &RJQLWLYHVFLHQFHLQJHQHUDO&RJQLWLYHPRGHOV.DQVHL+XPDQIDFWRUV&RJQLWLYHDQGEUDLQVFLHQFH
&RPSDUDWLYHFRJQLWLRQ&RJQLWLYHOLQJXLVWLFV&RJQLWLYHHQJLQHHULQJHWF

3DQHO5HYLHZ6HFWLRQ0DWKHPDWLFDODQGSK\VLFDOVFLHQFHV

'RFXPHQW5HYLHZ6HFWLRQ䠖$OJHEUDJHRPHWU\DQGUHODWHGILHOGV
%DVLF
([DPSOHVRIUHODWHGUHVHDUFKFRQWHQW
6HFWLRQ
$OJHEUDUHODWHG
 *URXSWKHRU\5LQJWKHRU\5HSUHVHQWDWLRQWKHRU\$OJHEUDLFFRPELQDWRULFV1XPEHUWKHRU\
$ULWKPHWLFJHRPHWU\$OJHEUDLFJHRPHWU\$OJHEUDLFDQDO\VLVHWF

*HRPHWU\UHODWHG
 'LIIHUHQWLDOJHRPHWU\5LHPDQQLDQJHRPHWU\6\PSOHFWLFJHRPHWU\&RPSOH[JHRPHWU\7RSRORJ\
'LIIHUHQWLDOWRSRORJ\/RZGLPHQVLRQDOWRSRORJ\HWF

14
'RFXPHQW5HYLHZ6HFWLRQ䠖$QDO\VLVDSSOLHGPDWKHPDWLFVDQGUHODWHGILHOGV
%DVLF
 3DQHO5HYLHZ6HFWLRQ0DWKHPDWLFDODQGSK\VLFDOVFLHQFHV

([DPSOHVRIUHODWHGUHVHDUFKFRQWHQW
6HFWLRQ
%DVLFDQDO\VLVUHODWHG
 )XQFWLRQDODQDO\VLV&RPSOH[DQDO\VLV3UREDELOLW\WKHRU\+DUPRQLFDQDO\VLV2SHUDWRUWKHRU\
6SHFWUDODQDO\VLV2SHUDWRUDOJHEUDV$OJHEUDLFDQDO\VLV5HSUHVHQWDWLRQWKHRU\HWF

0DWKHPDWLFDODQDO\VLVUHODWHG
 )XQFWLRQDOHTXDWLRQV5HDODQDO\VLV'\QDPLFDOV\VWHP9DULDWLRQDOPHWKRG1RQOLQHDUDQDO\VLV
$SSOLHGDQDO\VLVHWF

%DVLFPDWKHPDWLFVUHODWHG
 0DWKHPDWLFDOORJLFDQGIRXQGDWLRQV,QIRUPDWLRQWKHRU\'LVFUHWHPDWKHPDWLFV&RPSXWHUPDWKHPDWLFVHWF

$SSOLHGPDWKHPDWLFVDQGVWDWLVWLFVUHODWHG
 1XPHULFDODQDO\VLV0DWKHPDWLFDOPRGHOOLQJ2SWLPDOFRQWURO*DPHWKHRU\6WDWLVWLFDOPDWKHPDWLFVHWF

'RFXPHQW5HYLHZ6HFWLRQ䠖&RQGHQVHGPDWWHUSK\VLFVDQGUHODWHGILHOGV
%DVLF
([DPSOHVRIUHODWHGUHVHDUFKFRQWHQW
6HFWLRQ
0DWKHPDWLFDOSK\VLFVDQGIXQGDPHQWDOWKHRU\RIFRQGHQVHGPDWWHUSK\VLFVUHODWHG
 6WDWLVWLFDOSK\VLFV)XQGDPHQWDOWKHRU\RIFRQGHQVHGPDWWHUSK\VLFV0DWKHPDWLFDOSK\VLFV
1RQHTXLOLEULXPQRQOLQHDUSK\VLFV)OXLGG\QDPLFV&RPSXWDWLRQDOSK\VLFV4XDQWXPLQIRUPDWLRQWKHRU\HWF

6HPLFRQGXFWRUVRSWLFDOSURSHUWLHVRIFRQGHQVHGPDWWHUDQGDWRPLFSK\VLFVUHODWHG
 6HPLFRQGXFWRUV'LHOHFWULFV$WRPVDQGPROHFXOHV0HVRVFRSLFV\VWHPV&U\VWDOV6XUIDFHVDQGLQWHUIDFHV
2SWLFDOSURSHUWLHVRIFRQGHQVHGPDWWHU4XDQWXPHOHFWURQLFV4XDQWXPLQIRUPDWLRQHWF

0DJQHWLVPVXSHUFRQGXFWLYLW\DQGVWURQJO\FRUUHODWHGV\VWHPVUHODWHG
 0DJQHWLVP6WURQJO\FRUUHODWHGHOHFWURQV\VWHPV6XSHUFRQGXFWLYLW\4XDQWXPIOXLGVDQGVROLGV
0ROHFXODUVROLGVHWF

%LRSK\VLFVFKHPLFDOSK\VLFVDQGVRIWPDWWHUSK\VLFVUHODWHG
 3K\VLFVRIELRORJLFDOSKHQRPHQD3K\VLFVRIELRORJLFDOPDWWHUV/LTXLGVDQGJODVVHV6RIWPDWWHUV
5KHRORJ\HWF

'RFXPHQW5HYLHZ6HFWLRQ䠖3ODVPDVFLHQFHDQGUHODWHGILHOGV
%DVLF
([DPSOHVRIUHODWHGUHVHDUFKFRQWHQW
6HFWLRQ
)XQGDPHQWDOSODVPDUHODWHG
 %DVLFSODVPDV0DJQHWL]HGSODVPDV/DVHUSODVPDV6WURQJO\FRXSOHGSODVPDV3ODVPDGLDJQRVWLFV
$VWURSK\VLFDODQGVSDFHSODVPDVHWF

1XFOHDUIXVLRQUHODWHG
 3ODVPDFRQILQHPHQW3ODVPDFRQWURO3ODVPDKHDWLQJ3ODVPDGLDJQRVWLFV(GJHSODVPD
3ODVPDZDOOLQWHUDFWLRQ,QHUWLDOIXVLRQ)XVLRQPDWHULDO)XVLRQV\VWHPHWF

$SSOLHGSODVPDVFLHQFHUHODWHG
 3ODVPDSURFHVVLQJ3ODVPDSKRWRQLFV3ODVPDPDWHULDOVFLHQFH*HQHUDOSODVPDDSSOLFDWLRQVHWF

4XDQWXPEHDPVFLHQFHUHODWHG
 $FFHOHUDWRUV%HDPSK\VLFV5DGLDWLRQGHWHFWRUV%HDPFRQWURO$SSOLHGTXDQWXPEHDPVFLHQFHHWF

15
'RFXPHQW5HYLHZ6HFWLRQ䠖3DUWLFOHQXFOHDUDVWURSK\VLFVDQGUHODWHGILHOGV
%DVLF
 3DQHO5HYLHZ6HFWLRQ0DWKHPDWLFDODQGSK\VLFDOVFLHQFHV

([DPSOHVRIUHODWHGUHVHDUFKFRQWHQW
6HFWLRQ
4XDQWXPEHDPVFLHQFHUHODWHG
 $FFHOHUDWRUV%HDPSK\VLFV5DGLDWLRQGHWHFWRUV%HDPFRQWURO$SSOLHGTXDQWXPEHDPVFLHQFHHWF

7KHRUHWLFDOVWXGLHVUHODWHGWRSDUWLFOHQXFOHDUFRVPLFUD\DQGDVWURSK\VLFV
 3DUWLFOHSK\VLFV1XFOHDUSK\VLFV&RVPLFUD\SK\VLFV$VWURSK\VLFV5HODWLYLW\*UDYLW\HWF

([SHULPHQWDOVWXGLHVUHODWHGWRSDUWLFOHQXFOHDUFRVPLFUD\DQGDVWURSK\VLFV
 3DUWLFOHSK\VLFV1XFOHDUSK\VLFV&RVPLFUD\SK\VLFV$VWURSK\VLFV5HODWLYLW\*UDYLW\HWF

'RFXPHQW5HYLHZ6HFWLRQ䠖$VWURQRP\DQGUHODWHGILHOGV
%DVLF
([DPSOHVRIUHODWHGUHVHDUFKFRQWHQW
6HFWLRQ
$VWURQRP\UHODWHG
 2SWLFDOLQIUDUHGDVWURQRP\5DGLRDVWURQRP\6RODUSK\VLFV$VWURPHWU\7KHRUHWLFDODVWURQRP\
;UD\ȖUD\DVWURQRP\HWF

'RFXPHQW5HYLHZ6HFWLRQ䠖(DUWKDQGSODQHWDU\VFLHQFHDQGUHODWHGILHOGV

%DVLF
([DPSOHVRIUHODWHGUHVHDUFKFRQWHQW
6HFWLRQ
6SDFHDQGSODQHWDU\VFLHQFHVUHODWHG
 6RODUWHUUHVWULDOSK\VLFV$HURQRP\3ODQHWDU\VFLHQFH([RSODQHWDU\VFLHQFH
([WUDWHUUHVWULDOPDWHULDOVFLHQFHHWF

$WPRVSKHULFDQGK\GURVSKHULFVFLHQFHVUHODWHG
 &OLPDWHV\VWHP$WPRVSKHULFVFLHQFH2FHDQVFLHQFH/LPQRORJ\*ODFLRORJ\3DOHRFOLPDWRORJ\HWF

+XPDQJHRVFLHQFHVUHODWHG
 *HRHQYLURQPHQWDOVFLHQFH1DWXUDOGLVDVWHUVFLHQFH*HRVSDWLDOLQIRUPDWLRQVFLHQFH4XDWHUQDU\UHVHDUFK
(DUWKUHVRXUFHVVFLHQFHHWF

6ROLGHDUWKVFLHQFHVUHODWHG
 6ROLGHDUWKJHRSK\VLFV*HRORJ\(DUWK
VLQWHULRUPDWHULDOVFLHQFH6ROLGHDUWKJHRFKHPLVWU\HWF

%LRJHRVFLHQFHVUHODWHG
 2ULJLQDQGHYROXWLRQRIOLIH([WUHPRSKLOHELRORJ\%LRJHRFKHPLVWU\3DOHRHQYLURQPHQWDOVFLHQFH
3DOHRQWRORJ\HWF

3DQHO5HYLHZ6HFWLRQ&KHPLVWU\
'RFXPHQW5HYLHZ6HFWLRQ䠖3K\VLFDOFKHPLVWU\IXQFWLRQDOVROLGVWDWHFKHPLVWU\LQRUJDQLFFRRUGLQDWLRQFKHPLVWU\DQDO\WLFDOFKHPLVWU\
LQRUJDQLFPDWHULDOVFKHPLVWU\HQHUJ\UHODWHGFKHPLVWU\DQGUHODWHGILHOGV
%DVLF
([DPSOHVRIUHODWHGUHVHDUFKFRQWHQW
6HFWLRQ
)XQGDPHQWDOSK\VLFDOFKHPLVWU\UHODWHG
7KHRUHWLFDOFKHPLVWU\0ROHFXODUVSHFWURVFRS\6WUXFWXUDOFKHPLVWU\(OHFWURQLFVWDWHG\QDPLFV
 &KHPLFDOUHDFWLRQG\QDPLFV6XUIDFHLQWHUIDFH&OXVWHUDQGQDQRPDWHULDOV%LRUHODWHGSK\VLFDOFKHPLVWU\
/LTXLGVWUXFWXUHG\QDPLFV6ROLGVWDWHSURSHUWLHV0ROHFXODUSURSHUWLHVHWF

)XQFWLRQDOVROLGVWDWHFKHPLVWU\UHODWHG
 2SWLFDOSURSHUWLHV(OHFWURQVSLQ0ROHFXODUHOHFWURQLFVDQGGHYLFHV6XSHUPROHFXOHV/LTXLGFU\VWDOV
&U\VWDOV6XUIDFHLQWHUIDFH1DQRSDUWLFOHV&ROORLGV(OHFWURFKHPLVWU\(OHFWURQLFSURSHUWLHVHWF

16
,QRUJDQLFFRRUGLQDWLRQFKHPLVWU\UHODWHG
&RRUGLQDWLRQFKHPLVWU\2UJDQRPHWDOOLFFKHPLVWU\,QRUJDQLFVROLGVWDWHFKHPLVWU\%LRLQRUJDQLFFKHPLVWU\
 6ROXWLRQFKHPLVWU\&OXVWHUV6XSUDPROHFXODUFRPSOH[HV&RRUGLQDWLRQSRO\PHUV7\SLFDOHOHPHQWV
3K\VLFDOSURSHUWLHVDQGIXQFWLRQVHWF
 3DQHO5HYLHZ6HFWLRQ&KHPLVWU\

$QDO\WLFDOFKHPLVWU\UHODWHG
 6SHFWURPHWULFDQDO\VLV$GYDQFHGPHDVXUHPHQWV6XUIDFHLQWHUIDFHDQDO\VLV6HSDUDWLRQDQDO\VLV
$QDO\WLFDOUHDJHQWV5DGLRFKHPLFDODQDO\VLV(OHFWURFKHPLFDODQDO\VLV%LRDQDO\VLV1HZDQDO\VLVPHWKRGVHWF

*UHHQVXVWDLQDEOHFKHPLVWU\DQGHQYLURQPHQWDOFKHPLVWU\UHODWHG
*UHHQSURFHVV*UHHQFDWDO\VWV5HF\FOH(QYLURQPHQWDODVVHVVPHQW(QYLURQPHQWDOO\FRQVFLRXVPDWHULDOV
 5HGXFWLRQRIHQYLURQPHQWDOORDG(QYLURQPHQWDOUHVWRUDWLRQ5HVRXUFHVDYLQJ*HRFKHPLVWU\
(QYLURQPHQWDOUDGLRDFWLYLW\HWF

,QRUJDQLFFRPSRXQGVDQGLQRUJDQLFPDWHULDOVFKHPLVWU\UHODWHG
&U\VWDOV$PRUSKRXV&HUDPLFV6HPLFRQGXFWRUV,QRUJDQLFGHYLFHUHODWHGPDWHULDOV
 /RZGLPHQVLRQDOFRPSRXQGV3RURXVPDWHULDOV1DQRSDUWLFOHV0XOWLFRPSRQHQWFRPSRXQGV
+\EULGPDWHULDOVHWF

(QHUJ\UHODWHGFKHPLVWU\
(QHUJ\UHVRXUFHV(QHUJ\FRQYHUVLRQPDWHULDOV(QHUJ\FDUULHUV6RODUHQHUJ\XWLOL]DWLRQ
 0DWHULDOVHSDUDWLRQ&DWDO\WLFWUDQVIRUPDWLRQ%DWWHU\DQGHOHFWURFKHPLFDOPDWHULDOV
(QHUJ\VDYLQJPDWHULDOV5HQHZDEOHHQHUJ\8QXVHGHQHUJ\HWF

'RFXPHQW5HYLHZ6HFWLRQ䠖2UJDQLFFKHPLVWU\SRO\PHUVRUJDQLFPDWHULDOVELRPROHFXODUFKHPLVWU\DQGUHODWHGILHOGV
%DVLF
([DPSOHVRIUHODWHGUHVHDUFKFRQWHQW
6HFWLRQ
6WUXFWXUDORUJDQLFFKHPLVWU\DQGSK\VLFDORUJDQLFFKHPLVWU\UHODWHG
2UJDQLFFU\VWDOV0ROHFXODUUHFRJQLWLRQ6XSHUPROHFXOHV2UJDQLFIXQFWLRQDOPDWHULDOV
 ([WHQGHGSHOHFWURQV\VWHPFRPSRXQGV+HWHURF\FOLFFKHPLVWU\2UJDQRHOHPHQWFKHPLVWU\
2UJDQLFUHDFWLRQPHFKDQLVP2UJDQLFSKRWRFKHPLVWU\7KHRUHWLFDORUJDQLFFKHPLVWU\HWF

6\QWKHWLFRUJDQLFFKHPLVWU\UHODWHG
6HOHFWLYHUHDFWLRQV$V\PPHWULFV\QWKHVLV2UJDQRPHWDOOLFFRPSOH[FDWDO\VLV&DWDO\VWGHVLJQ
 2UJDQRFDWDO\VWV%LRFDWDO\VLV6XVWDLQDEOHRUJDQLFV\QWKHVLV1DWXUDOSURGXFWV\QWKHVLV3URFHVVFKHPLVWU\
2UJDQLFHOHFWURFKHPLVWU\HWF

3RO\PHUFKHPLVWU\UHODWHG
3RO\PHUV\QWKHVLV3RO\PHUUHDFWLRQV3UHFLVLRQSRO\PHUL]DWLRQ)XQFWLRQDOSRO\PHUV
 6HOIDVVHPEOHGSRO\PHUV&KLUDOSRO\PHUV%LRUHODWHGSRO\PHUV3RO\PHUSURSHUWLHV
3RO\PHUVWUXFWXUHV3RO\PHUWKLQILOPVXUIDFHHWF

3RO\PHUPDWHULDOVUHODWHG
3URSHUWLHVRISRO\PHUPDWHULDOV6\QWKHVLVRISRO\PHUPDWHULDOV
 )XQFWLRQDOSRO\PHUPDWHULDOV/LTXLGFU\VWDOSRO\PHUV7H[WLOHV5XEEHUV
*HO%LRSRO\PHUV3RO\PHUFRPSRVLWHV3RO\PHUSURFHVVLQJHWF

2UJDQLFIXQFWLRQDOPDWHULDOVUHODWHG
2UJDQLFVHPLFRQGXFWRUV/LTXLGFU\VWDOV2SWLFDOPDWHULDOV'HYLFHUHODWHGPDWHULDOV
 (OHFWULFDOO\FRQGXFWLYHPDWHULDOV+\EULGPDWHULDOV0ROHFXODUIXQFWLRQDOPDWHULDOV
2UJDQLFK\EULGPDWHULDOV0DWHULDOVIRUHQHUJ\FRQYHUVLRQHWF

%LRUHODWHGFKHPLVWU\
 %LRRUJDQLFFKHPLVWU\%LRLQRUJDQLFFKHPLVWU\%LRORJLFDOUHDFWLRQHQJLQHHULQJ%LRIXQFWLRQDOFKHPLVWU\
%LRIXQFWLRQDOPDWHULDOV%LRWHFKQRORJ\HWF

&KHPLVWU\DQGFKHPLFDOPHWKRGRORJ\RIELRPROHFXOHVUHODWHG
 1DWXUDOSURGXFWFKHPLVWU\%LRORJLFDOO\DFWLYHFRPSRXQGV0ROHFXODUPHFKDQLVPRIELRORJLFDODFWLYLWLHV
%LRIXQFWLRQDOPROHFXOHV&RPELQDWRULDOFKHPLVWU\0HWDERORPLFDQDO\VLVHWF

&KHPLFDOELRORJ\UHODWHG
,QYLYRIXQFWLRQDOH[SUHVVLRQ,QWUDFHOOXODUFKHPLFDOUHDFWLRQV'UXJGLVFRYHU\VFLHQFH&KHPLFDOOLEUDU\
 6WUXFWXUHDFWLYLW\UHODWLRQVKLS&KHPLFDOSUREHV%LRPROHFXODUPHDVXUHPHQWV0ROHFXODULPDJLQJ
3URWHRPLFVHWF

17
3DQHO5HYLHZ6HFWLRQ(QJLQHHULQJVFLHQFHV
'RFXPHQW5HYLHZ6HFWLRQ䠖0HFKDQLFVRIPDWHULDOVSURGXFWLRQGHVLJQQXFOHDUHDUWKUHVRXUFHVHQHUJ\IOXLGWKHUPDO
DHURVSDFHPDULQHDQGPDULWLPHHQJLQHHULQJPHFKDQLFDOG\QDPLFVURERWLFVDQGUHODWHGILHOGV
%DVLF
([DPSOHVRIUHODWHGUHVHDUFKFRQWHQW
6HFWLRQ
0HFKDQLFVRIPDWHULDOVDQGPDWHULDOVUHODWHG
 6WUXFWXUDOPHFKDQLFV)DWLJXH)UDFWXUH%LRPDWHULDOV0DWHULDOGHVLJQ0DWHULDOFKDUDFWHULVWLFV
0DWHULDOHYDOXDWLRQHWF

0DQXIDFWXULQJDQGSURGXFWLRQHQJLQHHULQJUHODWHG
 0DFKLQHWRROV0DFKLQLQJ1RQWUDGLWLRQDOPDFKLQLQJ8OWUDSUHFLVLRQPDFKLQLQJ$GGLWLYHPDQXIDFWXULQJ
3UHFLVLRQPHWURORJ\0DQXIDFWXULQJV\VWHPV&RPSXWHUDLGHGWHFKQRORJ\3URFHVVSODQQLQJHWF

'HVLJQHQJLQHHULQJUHODWHG
 3URGXFWGHVLJQ6HUYLFHGHVLJQ'HVLJQIRUUHOLDELOLW\0DLQWDLQDELOLW\GHVLJQ/LIHF\FOHHQJLQHHULQJ
5HYHUVHHQJLQHHULQJ6DIHW\GHVLJQ'HVLJQHQJLQHHULQJHWF

0DFKLQHHOHPHQWVDQGWULERORJ\UHODWHG
 0DFKLQHHOHPHQWV0HFKDQLVPV7ULERORJ\$FWXDWRUV0LFURPDFKLQHVHWF

)OXLGHQJLQHHULQJUHODWHG
 )OXLGPDFKLQHU\)ORZPHDVXUHPHQW&RPSXWDWLRQDOIOXLGG\QDPLFV7XUEXOHQFH0XOWLSKDVHIORZ
&RPSUHVVLEOHIORZ,QFRPSUHVVLEOHIORZHWF

7KHUPDOHQJLQHHULQJUHODWHG
 +HDWWUDQVIHU&RQYHFWLRQ&RPEXVWLRQ7KHUPRSK\VLFDOSURSHUWLHV5HIULJHUDWLRQDQGDLUFRQGLWLRQLQJ
+HDWHQJLQH(QHUJ\FRQYHUVLRQHWF

0HFKDQLFVDQGPHFKDWURQLFVUHODWHG
 .LQHPDWLFV.LQHWLFV9LEUDWLRQ$FRXVWLFV$XWRPDWLRQ/HDUQLQJFRQWURO0HFKDWURQLFV
0LFURQDQRPHFKDWURQLFV%LRPHFKDQLFVHWF

5RERWLFVDQGLQWHOOLJHQWV\VWHPUHODWHG
 5RERWLFV,QWHOOLJHQWV\VWHP+XPDQPHFKDQLFDOV\VWHP+XPDQLQWHUIDFH3ODQQLQJ
,QWHOOLJHQWVSDWLDOV\VWHP9LUWXDOUHDOLW\$XJPHQWHGUHDOLW\HWF

$HURVSDFHHQJLQHHULQJUHODWHG
 7KHUPRIOXLGG\QDPLFV6WUXFWXUDOVWUHQJWK3URSXOVLRQ$HURVSDFHFUDIWGHVLJQ3URGXFWLRQHQJLQHHULQJ
$LUFUDIWV\VWHP6SHFLILFDLUFUDIW$HURG\QDPLFV6SDFHFUDIWV\VWHP6SDFHXWLOL]DWLRQHWF

0DULQHHQJLQHHULQJUHODWHG
1DYLJDWLRQ6WUXFWXUDOPHFKDQLFV6WUXFWXUDOGHVLJQ3URGXFWLRQWHFKQRORJ\0DULQHSURSXOVLRQ
 0DULQHWUDQVSRUW0DULQHGHYHORSPHQWHQJLQHHULQJ8QGHUZDWHUHQJLQHHULQJ3RODUHQJLQHHULQJ
0DULQHHQYLURQPHQWDOWHFKQRORJ\HWF

1XFOHDUHQJLQHHULQJUHODWHG
5HDFWRUSK\VLFVDQGVDIHW\GHVLJQ7KHUPDOK\GUDXOLFVDQGVWUXFWXUH)XHOPDWHULDO1XFOHDUFKHPLVWU\
 1XFOHDUOLIHF\FOH5DGLDWLRQVDIHW\5DGLDWLRQEHDPHQJLQHHULQJ3ODVPDHQJLQHHULQJIRUIXVLRQUHDFWRU
(TXLSPHQWDQGPDWHULDOHQJLQHHULQJIRUIXVLRQUHDFWRU1XFOHDUVRFLDOHQYLURQPHQWHWF

(DUWKUHVRXUFHHQJLQHHULQJ(QHUJ\VFLHQFHVUHODWHG
(DUWKUHVRXUFHVFLHQFHV5HVRXUFHSURVSHFWLQJ5HVRXUFHGHYHORSPHQW5HVRXUFHF\FOH
 5HVRXUFHHFRQRP\(QHUJ\V\VWHP(QYLURQPHQWDOORDGHYDOXDWLRQ5HQHZDEOHHQHUJ\
1DWXUDOUHVRXUFHDQGHQHUJ\WHFKQRORJLFDOSROLF\HWF

'RFXPHQW5HYLHZ6HFWLRQ䠖(OHFWULFDODQGHOHFWURQLFHQJLQHHULQJDSSOLHGFRQGHQVHGPDWWHUSK\VLFVDSSOLHGSK\VLFVDQGHQJLQHHULQJDQGUHO
%DVLF
([DPSOHVRIUHODWHGUHVHDUFKFRQWHQW
6HFWLRQ
3RZHUHQJLQHHULQJUHODWHG
 (OHFWULFDOHQHUJ\UHODWHG(QHUJ\FRQVHUYDWLRQ3RZHUV\VWHPHQJLQHHULQJ(OHFWULFPDFKLQHU\
3RZHUHOHFWURQLFV(IIHFWLYHXWLOL]DWLRQRIHOHFWULFHQHUJ\(OHFWURPDJQHWLFFRPSDWLELOLW\HWF

18
&RPPXQLFDWLRQDQGQHWZRUNHQJLQHHULQJUHODWHG
 ,QIRUPDWLRQWKHRU\1RQOLQHDUWKHRU\6LJQDOSURFHVVLQJ:LUHGZLUHOHVVFRPPXQLFDWLRQV\VWHPV
0RGXODWLRQGHPRGXODWLRQ$QWHQQDV1HWZRUNV0XOWLPHGLD&U\SWRJUDSK\VHFXULW\HWF
3DQHO5HYLHZ6HFWLRQ(QJLQHHULQJVFLHQFHV

0HDVXUHPHQWHQJLQHHULQJUHODWHG
 0HDVXUHPHQWWKHRU\0HDVXULQJLQVWUXPHQWV$SSOLHGZDYHPHWURORJ\0HDVXUHPHQWV\VWHPV
6LJQDOSURFHVVLQJ6HQVLQJGHYLFHVHWF

&RQWURODQGV\VWHPHQJLQHHULQJUHODWHG
 &RQWUROWKHRU\6\VWHPWKHRU\&RQWUROV\VWHPV.QRZOHGJHEDVHGFRQWUROV\VWHPV
6\VWHPLQIRUPDWLRQSURFHVVLQJ6\VWHPFRQWURODSSOLFDWLRQV%LRV\VWHPVHQJLQHHULQJHWF

(OHFWULFDQGHOHFWURQLFPDWHULDOVUHODWHG
 6HPLFRQGXFWRU'LHOHFWULFPDWHULDOV0DJQHWLFPDWHULDOV2UJDQLFPDWHULDOV6XSHUFRQGXFWRU
&RPSRVLWHPDWHULDOV7KLQILOPV4XDQWXPVWUXFWXUHV7KLFNILOPV)DEULFDWLRQFKDUDFWHUL]DWLRQPHWKRGVHWF

(OHFWURQGHYLFHDQGHOHFWURQLFHTXLSPHQWUHODWHG
(OHFWURQGHYLFHV&LUFXLWGHVLJQ2SWLFDOGHYLFHV6SLQWURQLFGHYLFHV0LOOLPHWHUZDYHWHUDKHUW]ZDYH
 $SSOLHGZDYHGHYLFHV6WRUDJHGHYLFHV'LVSOD\V0LFURIDEULFDWLRQSURFHVVWHFKQRORJ\
,PSOHPHQWDWLRQWHFKQRORJ\HWF

$SSOLHGSK\VLFDOSURSHUWLHVUHODWHG
 0DJQHWLFPDWHULDOV6XSHUFRQGXFWRUV'LHOHFWULFV)LQHSDUWLFOHV2UJDQLFPROHFXOHV/LTXLGFU\VWDOV
1HZIXQFWLRQDOPDWHULDOV2UJDQLFPROHFXOHVDQGELRHOHFWURQLFV6SLQWURQLFVHWF

7KLQILOPVXUIDFHDQGLQWHUIDFLDOSK\VLFDOSURSHUWLHVUHODWHG
 7KLQILOPHQJLQHHULQJ7KLQILOPHOHFWURQLFV2[LGHHOHFWURQLFV9DFXXP6XUIDFHVFLHQFH$QDO\VLV
0HDVXUHPHQW1DQRVFRSLFWHFKQRORJ\6XUIDFHDQGLQWHUIDFLDOHQJLQHHULQJ$GYDQFHGHTXLSPHQWHWF

$SSOLHGFRQGHQVHGPDWWHUSK\VLFVUHODWHG
 (OHPHQWDU\TXDQWLWLHV6WDQGDUGV8QLWV3K\VLFDOTXDQWLW\PHDVXUHPHQWVDQGGHWHFWLRQ
(QHUJ\FRQYHUVLRQHWF

&U\VWDOHQJLQHHULQJUHODWHG
 0HWDOV6HPLFRQGXFWRUV&HUDPLFV$PRUSKRXVPDWHULDOV&U\VWDOJURZWK$UWLILFLDOVWUXFWXUHV
&U\VWDOFKDUDFWHUL]DWLRQ3ODVPDPDWHULDOVHQJLQHHULQJ3ODVPDSURFHVVLQJ3ODVPDHQJLQHHULQJHWF

2SWLFDOHQJLQHHULQJDQGSKRWRQVFLHQFHUHODWHG
 2SWLFDOPDWHULDOV2SWLFDOHOHPHQWV2SWLFDOSURSHUWLHV2SWLFDOLQIRUPDWLRQSURFHVVLQJ/DVHU
2SWLFDOVHQVLQJ2SWLFDOUHFRUGLQJ2SWRHOHFWURQLFV1RQOLQHDURSWLFV9LVLRQRSWLFVHWF

'RFXPHQW5HYLHZ6HFWLRQ䠖&LYLOHQJLQHHULQJVRFLDOV\VWHPVHQJLQHHULQJVDIHW\HQJLQHHULQJGLVDVWHUSUHYHQWLRQHQJLQHHULQJ
DUFKLWHFWXUHEXLOGLQJHQJLQHHULQJDQGUHODWHGILHOGV
%DVLF
([DPSOHVRIUHODWHGUHVHDUFKFRQWHQW
6HFWLRQ
&LYLOHQJLQHHULQJPDWHULDOH[HFXWLRQDQGFRQVWUXFWLRQPDQDJHPHQWUHODWHG
 &RQFUHWH6WHHO&RPSRVLWHPDWHULDO:RRG3DYHPHQWPDWHULDO5HSDLUDQGUHLQIRUFHPDWHULDO([HFXWLRQ
0DLQWHQDQFH&RQVWUXFWLRQPDQDJHPHQW8QGHUJURXQGVSDFHHWF

6WUXFWXUHHQJLQHHULQJDQGHDUWKTXDNHHQJLQHHULQJUHODWHG
 $SSOLHGPHFKDQLFV6WUXFWXUHHQJLQHHULQJ6WHHOVWUXFWXUH&RQFUHWHVWUXFWXUH&RPSRVLWHVWUXFWXUH
:LQGHQJLQHHULQJ(DUWKTXDNHHQJLQHHULQJ$VHLVPDWLFVWUXFWXUH(DUWKTXDNHSUHYHQWLRQHWF

*HRWHFKQLFDOHQJLQHHULQJUHODWHG
6RLOPHFKDQLFV)RXQGDWLRQHQJLQHHULQJ5RFNHQJLQHHULQJ(QJLQHHULQJ*HRORJ\*URXQGEHKDYLRU
 6RLOVWUXFWXUH*HRGLVDVWHUSUHYHQWLRQ*HRHQYLURQPHQWDOHQJLQHHULQJ7XQQHOHQJLQHHULQJ
6RLOHQYLURQPHQWHWF

+\GURHQJLQHHULQJUHODWHG
 +\GUDXOLFV(QYLURQPHQWDOK\GUDXOLFV+\GURORJ\5LYHUHQJLQHHULQJ:DWHUUHVRXUFHHQJLQHHULQJ
&RDVWDOHQJLQHHULQJ3RUWDQGKDUERUHQJLQHHULQJ2FHDQHQJLQHHULQJHWF

&LYLOHQJLQHHULQJSODQDQGWUDQVSRUWDWLRQHQJLQHHULQJUHODWHG
&LYLOHQJLQHHULQJSODQ5HJLRQDOXUEDQSODQQLQJ6SDWLDOSODQQLQJ'LVDVWHUSUHYHQWLRQSODQ
 7UDQVSRUWDWLRQSODQ7UDQVSRUWDWLRQHQJLQHHULQJ5DLOZD\HQJLQHHULQJ6XUYH\LQJDQGUHPRWHVHQVLQJ
/DQGVFDSHGHVLJQ&LYLOHQJLQHHULQJKLVWRU\HWF

(QYLURQPHQWDOV\VWHPVIRUFLYLOHQJLQHHULQJUHODWHG

19
(QYLURQPHQWSODQ(QYLURQPHQWDOV\VWHP(QYLURQPHQWFRQVHUYDWLRQ:DWHUVHUYHDQGGUDLQDJHV\VWHPV
 :DVWH:DWHUHQYLURQPHQW$WPRVSKHULFFLUFXODWLRQ1RLVHDQGYLEUDWLRQ(QYLURQPHQWHFRORJ\
(QYLURQPHQWDOPRQLWRULQJHWF
3DQHO5HYLHZ6HFWLRQ(QJLQHHULQJVFLHQFHV

%XLOGLQJVWUXFWXUHVDQGPDWHULDOVUHODWHG
 /RDGWKHRU\6WUXFWXUDODQDO\VLV6WUXFWXUDOGHVLJQ6WUXFWXUHV(DUWKTXDNHUHVLVWDQWGHVLJQ
)RXQGDWLRQ*HRWHFKQLFV6WUXFWXUDOPDWHULDO0DLQWHQDQFH%XLOGLQJFRQVWUXFWLRQPHWKRGHWF

$UFKLWHFWXUDOHQYLURQPHQWDQGEXLOGLQJHTXLSPHQWUHODWHG
6RXQGHQYLURQPHQW9LEUDWLRQHQYLURQPHQW/LJKWHQYLURQPHQW+HDWHQYLURQPHQW$LUHQYLURQPHQW
 (QYLURQPHQWDOSV\FKRORJ\SK\VLRORJ\%XLOGLQJHTXLSPHQW)LUHHQJLQHHULQJ8UEDQHQYLURQPHQW
(QYLURQPHQWGHVLJQHWF

$UFKLWHFWXUDOSODQQLQJDQGFLW\SODQQLQJUHODWHG
 3ODQQLQJWKHRU\'HVLJQWKHRU\+RXVLQJWKHRU\%XLOGLQJV8UEDQUHJLRQDOSODQQLQJ$GPLQLVWUDWLRQ
%XLOGLQJHFRQRPLFV3URGXFWLRQPDQDJHPHQW'LVDVWHUSUHYHQWLRQSODQQLQJ/DQGVFDSHHWF

$UFKLWHFWXUDOKLVWRU\DQGGHVLJQUHODWHG
 $UFKLWHFWXUDOKLVWRU\8UEDQKLVWRU\$UFKLWHFWXUDOWKHRU\'HVLJQ/DQGVFDSH3UHVHUYDWLRQ5HQRYDWLRQHWF

6RFLDOV\VWHPVHQJLQHHULQJUHODWHG
 6RFLDOV\VWHPV,QGXVWULDOHQJLQHHULQJ2SHUDWLRQVUHVHDUFK,QGXVWULDOPDQDJHPHQW5HOLDELOLW\HQJLQHHULQJ
3ROLF\VFLHQFH5HJXODWRU\VFLHQFH4XDOLW\FRQWUROHWF

6DIHW\HQJLQHHULQJUHODWHG
 6DIHW\HQJLQHHULQJ6DIHW\V\VWHP5LVNHQJLQHHULQJ5LVNPDQDJHPHQW:RUNVDIHW\3URGXFWVDIHW\
6DIHW\LQIRUPDWLRQ+XPDQHQJLQHHULQJ/LDELOLW\HQJLQHHULQJHWF

'LVDVWHUSUHYHQWLRQHQJLQHHULQJUHODWHG
'LVDVWHUSUHGLFWLRQ+D]DUGPDS%XLOGLQJSUHYHQWLRQDJDLQVWGLVDVWHU/LIHOLQHSUHYHQWLRQDJDLQVWGLVDVWHU
 5HJLRQDOGLVDVWHUSUHYHQWLRQSODQQLQJ5LVNHYDOXDWLRQRIGLVDVWHU'LVDVWHUSUHYHQWLRQSROLF\
'LVDVWHUUHVLOLHQFHHWF

'HVLJQUHODWHG
 ,QIRUPDWLRQGHVLJQ(QYLURQPHQWDOGHVLJQ,QGXVWULDOGHVLJQ6SDWLDOGHVLJQ'HVLJQKLVWRU\
7KHRU\RIGHVLJQ'HVLJQVWDQGDUG'HVLJQVXSSRUW(YDOXDWLRQRIGHVLJQ'HVLJQHGXFDWLRQHWF

'RFXPHQW5HYLHZ6HFWLRQ䠖0DWHULDOVHQJLQHHULQJFKHPLFDOHQJLQHHULQJQDQRPLFURVFLHQFHDQGUHODWHGILHOGV
%DVLF
([DPSOHVRIUHODWHGUHVHDUFKFRQWHQW
6HFWLRQ
0HWDOOLFPDWHULDOSURSHUWLHVUHODWHG
(OHFWULFDQGPDJQHWLFSURSHUWLHV(OHFWURQLFLQIRUPDWLRQSURSHUWLHV0HWDVWDEOHVWDWHV'LIIXVLRQ
 3KDVHWUDQVIRUPDWLRQ3KDVHGLDJUDP&U\VWDOODWWLFHGHIHFWV0HFKDQLFDOSURSHUWLHV
7KHUPDODQGRSWLFDOSURSHUWLHV0DWHULDOVFRPSXWDWLRQDOVFLHQFHHWF

,QRUJDQLFPDWHULDOVDQGSURSHUWLHVUHODWHG
)XQFWLRQDOFHUDPLFV)XQFWLRQDOJODVVHV6WUXFWXUDOFHUDPLFV&DUERQEDVHGPDWHULDOV
 &U\VWDOVWUXFWXUHDQDO\VLV0LFURVWUXFWXUHFRQWURO(OHFWULFSURSHUWLHV0HFKDQLFDOSURSHUWLHV
3K\VLFDODQGFKHPLFDOSURSHUWLHV*UDLQERXQGDU\HWF

&RPSRVLWHPDWHULDOVDQGLQWHUIDFHVUHODWHG
)XQFWLRQDOFRPSRVLWHPDWHULDOV6WUXFWXUDOFRPSRVLWHPDWHULDOV%LRFRPSDWLEOHFRPSRVLWHPDWHULDOV
 3RO\PHUFRPSRVLWH6XUIDFHWUHDWPHQW'LVSHUVLRQFRQWURO-RLQLQJDQGZHOGLQJ$GKHVLYHERQGLQJ
,QWHUIDFHSURSHUWLHV*UDGLHQWIXQFWLRQHWF

6WUXFWXUDOPDWHULDOVDQGIXQFWLRQDOPDWHULDOVUHODWHG
6RFLDOLQIUDVWUXFWXUHPDWHULDOV7RXJKQHVV0HGLFDOZHOIDUHPDWHULDOV)XQFWLRQDOSRO\PHUPDWHULDOV
 5HOLDELOLW\3KRWRIXQFWLRQDOPDWHULDOV6HQVRUPDWHULDOV(QHUJ\PDWHULDOV%DWWHU\IXQFWLRQDOPDWHULDOV
(QYLURQPHQWIXQFWLRQDOPDWHULDOVHWF

0DWHULDOSURFHVVLQJDQGPLFURVWUXFWXUHFRQWUROUHODWHG
 3URFHVVLQJDQGPROGLQJ7KHUPDOWUHDWPHQW&U\VWDOPLFURVWUXFWXUHFRQWURO/DVHUSURFHVVLQJ
3UHFLVLRQSURFHVVLQJ3ROLVKLQJ3RZGHUPHWDOOXUJ\&RDWLQJV0HWDOSODWLQJ&RUURVLRQDQGSURWHFWLRQHWF

0HWDOVSURGXFWLRQDQGUHVRXUFHVSURGXFWLRQUHODWHG

20
6HSDUDWLRQDQGSXULILFDWLRQ0HOWLQJDQGVROLGLI\LQJ&U\VWDOJURZWK&DVWLQJ
 5HVRXUFHVHFXULW\UHVHUYDWLRQ6FDUFHUHVRXUFHVVXEVWLWXWLRQ/RZHQYLURQPHQWLPSDFW
5HF\FOH(FRPDWHULDOV(QHUJ\VDYLQJHWF
3DQHO5HYLHZ6HFWLRQ(QJLQHHULQJVFLHQFHV

7UDQVSRUWSKHQRPHQDDQGXQLWRSHUDWLRQVUHODWHG
 3KDVHHTXLOLEULXP7UDQVSRUWSURSHUWLHV0RPHQWXPKHDWPDVVWUDQVIHU)OXLGSKDVHXQLWRSHUDWLRQ
$GVRUSWLRQ0HPEUDQHVHSDUDWLRQ0L[LQJ3RZGHUWHFKQRORJ\&U\VWDOOL]DWLRQ)LOPIRUPDWLRQHWF

&KHPLFDOUHDFWLRQDQGSURFHVVV\VWHPHQJLQHHULQJUHODWHG
5HDFWLRQRSHUDWLRQ1RYHOUHDFWLRQSURFHVV5HDFWLRQPHFKDQLVP5HDFWRUGHVLJQ
 0DWHULDOVV\QWKHVLVSURFHVV0LFURFKHPLFDOSURFHVV3URFHVVFRQWURO3URFHVVV\VWHPGHVLJQ
3URFHVVLQIRUPDWLFVHWF

&DWDO\VWDQGUHVRXUFHFKHPLFDOSURFHVVUHODWHG
 &DWDO\VLV&DWDO\VWSUHSDUDWLRQ&DWDO\WLFIXQFWLRQ(QHUJ\FRQYHUVLRQSURFHVV(QHUJ\GHYHORSPHQW
(QHUJ\VDYLQJWHFKQRORJ\5HVRXUFHVHIIHFWLYHXWLOL]DWLRQWHFKQRORJ\HWF

%LRIXQFWLRQDQGELRSURFHVVHQJLQHHULQJUHODWHG
 %LRFDWDO\VWHQJLQHHULQJ%LRIXQFWLRQHQJLQHHULQJ)RRGHQJLQHHULQJ0HGLFRFKHPLFDOHQJLQHHULQJ
%LRSURGXFWLRQSURFHVV1DQRELRSURFHVV%LRUHDFWRU%LRVHSDUDWLRQ%LRVHQVRU%LRUHILQHU\HWF

1DQRPHWHUVFDOHFKHPLVWU\UHODWHG
1DQRVWUXFWXUHFUHDWLRQ&OXVWHUV1DQRSDUWLFOHV0HVRVFRSLFFKHPLVWU\6XSHUVWUXFWXUHV
 1DQRPHWHUVFDOHVXUIDFHVDQGLQWHUIDFHV6HOIDVVHPEO\1DQRFDUERQV0ROHFXODUGHYLFHV
1DQRPHWHUVFDOHRSWLFDOGHYLFHVHWF

1DQRVWUXFWXUDOSK\VLFVUHODWHG
 3K\VLFVLQQDQRVFDOHPDWHULDOVDQGVWUXFWXUHV1DQRSUREHV4XDQWXPHIIHFWV4XDQWXPGRWV
4XDQWXPGHYLFHV(OHFWURQGHYLFHV6SLQGHYLFHV1DQRWULERORJ\1DQRFDUERQSK\VLFVHWF

1DQRPDWHULDOVUHODWHG
&UHDWLRQRIQDQRPDWHULDOV$QDO\VLVRIQDQRPDWHULDOV1DQRVXUIDFHV1DQRLQWHUIDFHV
 )XQFWLRQDOQDQRPDWHULDOV1DQRVWUXFWXUHV1DQRSDUWLFOHV&DUERQQDQRPDWHULDOV
1DQRFU\VWDOOLQHPDWHULDOV1DQRFRPSRVLWHV1DQRGHIHFWV1DQRIDEULFDWLRQSURFHVVHWF

1DQRELRVFLHQFHUHODWHG
 %LRPROHFXODUGHYLFHV0ROHFXODUPDQLSXODWLRQ0ROHFXODULPDJLQJ1DQRPHDVXUHPHQWV1DQRV\QWKHVLV
6LQJOHPROHFXOHVFLHQFH1DQRELRLQWHUIDFHV%LRPROHFXODUDUUD\*HQRPHHQJLQHHULQJHWF

1DQRPLFURV\VWHPVUHODWHG
0(061(06%LR0(061DQRPLFURIDEULFDWLRQ1DQRPLFURRSWLFDOGHYLFHV
 1DQRPLFURFKHPLFDOV\VWHPV1DQRPLFURELRV\VWHPV1DQRPLFURRUJDQLVPV\VWHPV
1DQRPLFURPHFKDQLFV1DQRPLFURVHQVRUVHWF

'RFXPHQW5HYLHZ6HFWLRQ㸸%LRPHGLFDOHQJLQHHULQJDQGUHODWHGILHOGV

%DVLF
([DPSOHVRIUHODWHGUHVHDUFKFRQWHQW
6HFWLRQ
%LRPHGLFDOHQJLQHHULQJUHODWHG
 0HGLFDOLPDJLQJ0HGLFDOPRGHOLQJ%LRORJLFDOVLPXODWLRQ%LRPHWULFV$UWLILFLDORUJDQV
7LVVXHHQJLQHHULQJ%LRSK\VLFDOSURSHUWLHV%LRFRQWURO%LRPHFKDQLFV1DQRELRV\VWHPVHWF

%LRPDWHULDOVUHODWHG
 %LRIXQFWLRQDOPDWHULDOV7LVVXHHQJLQHHULQJPDWHULDOV%LRFRPSDWLEOHPDWHULDOV1DQRELRPDWHULDOV
'UXJGHOLYHU\V\VWHPV6WLPXOLVHQVLWLYHPDWHULDOV*HQHWLFHQJLQHHULQJPDWHULDOHWF

0HGLFDOV\VWHPVUHODWHG
0HGLFDOXOWUDVRXQGV\VWHP'LDJQRVWLFLPDJLQJV\VWHP/DERUDWRU\GLDJQRVLVV\VWHPV
 0LQLPDOO\LQYDVLYHWUHDWPHQWV\VWHPV5HPRWHGLDJQRVLVDQGWUHDWPHQWV\VWHPV
2UJDQSUHVHUYDWLRQV\VWHPV0HGLFDOLQIRUPDWLRQV\VWHPV&RPSXWHUDVVLVWHGVXUJHU\
0HGLFDOURERWHWF

21
0HGLFDOWHFKQRORJ\DVVHVVPHQWUHODWHG
3DQHO5HYLHZ6HFWLRQ
(QJLQHHULQJVFLHQFHV
 5HJXODWRU\VFLHQFH6DIHW\HYDOXDWLRQ&OLQLFDOVWXG\0HGLFDOWHFKQRORJ\HWKLFV0HGLFDOGHYLFHVHWF

0HGLFDODVVLVWLYHWHFKQRORJ\UHODWHG

 +HDOWKFDUHDQGUHKDELOLWDWLRQHQJLQHHULQJ/LIHDVVLVWWHFKQRORJ\&DUHVXSSRUWWHFKQRORJ\
$FFHVVLELOLW\GHVLJQ8QLYHUVDOGHVLJQ5HKDELOLWDWLRQDQGQXUVLQJURERW
$VVLVWGHYLFHIRUDUWLILFLDOLQWHUQDORUJDQ5HKDELOLWDWLRQGHYLFHV1XUVLQJVFLHQFHDQGHQJLQHHULQJHWF

3DQHO5HYLHZ6HFWLRQ,QIRUPDWLFV

'RFXPHQW5HYLHZ6HFWLRQ䠖,QIRUPDWLRQVFLHQFHFRPSXWHUHQJLQHHULQJDSSOLHGLQIRUPDWLFVDQGUHODWHGILHOGV
%DVLF
([DPSOHVRIUHODWHGUHVHDUFKFRQWHQW
6HFWLRQ
7KHRU\RILQIRUPDWLFVUHODWHG
'LVFUHWHVWUXFWXUH0DWKHPDWLFDOORJLF7KHRU\RIFRPSXWDWLRQ0DWKHPDWLFDOWKHRU\RISURJUDPV
 &RPSXWDWLRQDOFRPSOH[LW\WKHRU\$OJRULWKPWKHRU\,QIRUPDWLRQWKHRU\&RGLQJWKHRU\7KHRU\RIFU\SWRJUDSK\
/HDUQLQJWKHRU\HWF

0DWKHPDWLFDOLQIRUPDWLFVUHODWHG
 2SWLPL]DWLRQWKHRU\0DWKHPDWLFDOV\VWHPVWKHRU\6\VWHPFRQWUROWKHRU\6\VWHPDQDO\VLV6\VWHPPHWKRGRORJ\
6\VWHPPRGHOLQJ6\VWHPVLPXODWLRQ&RPELQDWRULDORSWLPL]DWLRQ4XHXHLQJWKHRU\0DWKHPDWLFDOILQDQFHHWF

6WDWLVWLFDOVFLHQFHUHODWHG
 6WDWLVWLFV'DWDVFLHQFH0RGHOLQJ6WDWLVWLFDOLQIHUHQFH0XOWLYDULDWHDQDO\VLV7LPHVHULHVDQDO\VLV
6WDWLVWLFDOTXDOLW\FRQWURO$SSOLHGVWDWLVWLFVHWF

&RPSXWHUV\VWHPUHODWHG
 &RPSXWHUDUFKLWHFWXUH&LUFXLWDQGV\VWHP/6,GHVLJQ/6,WHVWLQJ5HFRQILJXUDEOHV\VWHP'HSHQGDEOHDUFKLWHFWXUH
/RZSRZHUWHFKQRORJ\+DUGZDUHVRIWZDUHFRGHVLJQ(PEHGGHGV\VWHPHWF

6RIWZDUHUHODWHG
 3URJUDPPLQJODQJXDJH3URJUDPPLQJPHWKRGRORJ\2SHUDWLQJV\VWHP3DUDOOHODQGGLVWULEXWHGFRPSXWLQJ
6RIWZDUHHQJLQHHULQJ9LUWXDOL]DWLRQWHFKQRORJ\&ORXGFRPSXWLQJ6RIWZDUHGHSHQGDELOLW\6RIWZDUHVHFXULW\HWF

,QIRUPDWLRQQHWZRUNUHODWHG
 1HWZRUNDUFKLWHFWXUH1HWZRUNSURWRFRO,QWHUQHW0RELOHQHWZRUN3HUYDVLYHFRPSXWLQJ6HQVRUQHWZRUN,R7
7UDIILFHQJLQHHULQJ1HWZRUNPDQDJHPHQW6HUYLFHSODWIRUPWHFKQRORJ\HWF

,QIRUPDWLRQVHFXULW\UHODWHG
&U\SWRJUDSK\7DPSHUUHVLVWDQFHWHFKQRORJ\$XWKHQWLFDWLRQ%LRPHWULFV$FFHVVFRQWURO0DOZDUHFRXQWHUPHDVXUH
 &RXQWHUPHDVXUHVDJDLQVWGHQLDORIVHUYLFHDWWDFNV3ULYDF\SURWHFWLRQ'LJLWDOIRUHQVLFV
6HFXULW\HYDOXDWLRQDQGDXWKRUL]DWLRQHWF

'DWDEDVHUHODWHG
 'DWDPRGHO'DWDEDVHV\VWHP0XOWLPHGLDGDWDEDVH,QIRUPDWLRQUHWULHYDO&RQWHQWPDQDJHPHQW0HWDGDWD%LJGDWD
*HRJUDSKLFLQIRUPDWLRQV\VWHPHWF

+LJKSHUIRUPDQFHFRPSXWLQJUHODWHG
 3DUDOOHOSURFHVVLQJ'LVWULEXWHGSURFHVVLQJ&ORXGFRPSXWLQJ1XPHULFDODQDO\VLV9LVXDOL]DWLRQ&RPSXWHUJUDSKLFV
+LJKSHUIRUPDQFHFRPSXWLQJDSSOLFDWLRQHWF

&RPSXWDWLRQDOVFLHQFHUHODWHG
 0DWKHPDWLFDOHQJLQHHULQJ&RPSXWDWLRQDOPHFKDQLFV1XPHULFDOVLPXODWLRQ0XOWLVFDOHPRGHOLQJ
/DUJHVFDOHFRPSXWLQJ0DVVLYHO\SDUDOOHOFRPSXWLQJ1XPHULFDOFRPSXWLQJPHWKRGV$GYDQFHGDOJRULWKPVHWF

/LIHKHDOWKDQGPHGLFDOLQIRUPDWLFVUHODWHG
 %LRLQIRUPDWLFV/LIHLQIRUPDWLFV%LRORJLFDOLQIRUPDWLRQ1HXURLQIRUPDWLFV1HXUDOLQIRUPDWLRQSURFHVVLQJ
0ROHFXODUFRPSXWLQJ'1$FRPSXWLQJ0HGLFDOLQIRUPDWLRQ+HDOWKLQIRUPDWLRQ0HGLFDOLPDJHHWF

:HELQIRUPDWLFVDQGVHUYLFHLQIRUPDWLFVUHODWHG
 :HEV\VWHP6RFLDOZHE6HPDQWLFZHE:HEPLQLQJ6RFLDOQHWZRUNDQDO\VLV6HUYLFHHQJLQHHULQJ
(GXFDWLRQDOVHUYLFH0HGLFDOVHUYLFH:HOIDUHVHUYLFH6RFLDOVHUYLFH,QIRUPDWLRQFXOWXUHHWF

22
/HDUQLQJVXSSRUWV\VWHPUHODWHG
 0HGLDOLWHUDF\/HDUQLQJPHGLD6RFLDOPHGLD/HDUQLQJFRQWHQW/HDUQLQJPDQDJHPHQW/HDUQLQJVXSSRUW
5HPRWHOHDUQLQJH/HDUQLQJHWF
 3DQHO5HYLHZ6HFWLRQ,QIRUPPDWLFV

(QWHUWDLQPHQWDQGJDPHLQIRUPDWLFVUHODWHG
 0XVLFLQIRUPDWLRQSURFHVVLQJ'FRQWHQW$QLPDWLRQ*DPHSURJUDPPLQJ1HWZRUNHQWHUWDLQPHQW0HGLDDUW
'LJLWDOPXVHXP([SHULHQFHGHVLJQHWF

/LEUDU\DQGLQIRUPDWLRQVFLHQFHKXPDQLVWLFDQGVRFLDOLQIRUPDWLFVUHODWHG
 /LEUDU\VFLHQFH,QIRUPDWLRQVHUYLFHV,QIRUPDWLRQRUJDQL]LQJ,QIRUPDWLRQUHWULHYDO,QIRUPDWLRQPHGLD
%LEOLRPHWULFV,QIRUPDWLRQUHVRXUFHV,QIRUPDWLRQHWKLFV'LJLWDOKXPDQLWLHV6RFLDO,QIRUPDWLFV'LJLWDODUFKLYHVHWF

'RFXPHQW5HYLHZ6HFWLRQ䠖+XPDQLQIRUPDWLFVDQGUHODWHGILHOGV
%DVLF
([DPSOHVRIUHODWHGUHVHDUFKFRQWHQW
6HFWLRQ
3HUFHSWXDOLQIRUPDWLRQSURFHVVLQJUHODWHG
 3DWWHUQUHFRJQLWLRQ,PDJHSURFHVVLQJ&RPSXWHUYLVLRQ9LVXDOPHGLDSURFHVVLQJ$FRXVWLFPHGLDSURFHVVLQJ
0HGLDHGLWLQJ0HGLDGDWDEDVH6HQVLQJ6HQVRUIXVLRQHWF

+XPDQLQWHUIDFHDQGLQWHUDFWLRQUHODWHG
 +XPDQLQWHUIDFH0XOWLPRGDOLQWHUIDFH+XPDQFRPSXWHULQWHUDFWLRQ&RPSXWHUVXSSRUWHGFRRSHUDWLYHZRUN
9LUWXDOUHDOLW\$XJPHQWHGUHDOLW\5HDOLVWLFFRPPXQLFDWLRQ:HDUDEOHGHYLFH8VDELOLW\(UJRQRPLFVHWF

,QWHOOLJHQWLQIRUPDWLFVUHODWHG
 6HDUFK,QIHUHQFH0DFKLQHOHDUQLQJ.QRZOHGJHDFTXLVLWLRQ,QWHOOLJHQWV\VWHP,QWHOOLJHQWLQIRUPDWLRQSURFHVVLQJ
1DWXUDOODQJXDJHSURFHVVLQJ'DWDPLQLQJ2QWRORJ\$JHQWV\VWHPHWF

6RIWFRPSXWLQJUHODWHG
 1HXUDOQHWZRUN(YROXWLRQDU\FRPSXWDWLRQ)X]]\WKHRU\&KDRV&RPSOH[V\VWHPV
3UREDELOLVWLFLQIRUPDWLRQSURFHVVLQJHWF

,QWHOOLJHQWURERWLFVUHODWHG
 ,QWHOOLJHQWURERW%HKDYLRUDQGHQYLURQPHQWUHFRJQLWLRQ3ODQQLQJ6HQVRU\EHKDYLRUV\VWHP$XWRQRPRXVV\VWHP
'LJLWDOKXPDQ5HDOZRUOGLQIRUPDWLRQSURFHVVLQJ3K\VLFDODJHQWV,QWHOOLJHQWVSDFHHWF

.DQVHLLQIRUPDWLFVUHODWHG
 .DQVHLGHVLJQ.DQVHLFRJQLWLYHVFLHQFH.DQVHLSV\FKRORJ\.DQVHLURERWLFV.DQVHLPHDVXUHPHQWHYDOXDWLRQ
.DQVHLLQWHUIDFH.DQVHLSK\VLRORJ\.DQVHLPDWHULDOVFLHQFH.DQVHLSHGDJRJ\.DQVHLEUDLQVFLHQFHHWF

'HVLJQUHODWHG
 ,QIRUPDWLRQGHVLJQ(QYLURQPHQWDOGHVLJQ,QGXVWULDOGHVLJQ6SDWLDOGHVLJQ'HVLJQKLVWRU\7KHRU\RIGHVLJQ
'HVLJQVWDQGDUG'HVLJQVXSSRUW(YDOXDWLRQRIGHVLJQ'HVLJQHGXFDWLRQHWF

&RJQLWLYHVFLHQFHUHODWHG
 &RJQLWLYHVFLHQFHLQJHQHUDO&RJQLWLYHPRGHOV.DQVHL+XPDQIDFWRUV&RJQLWLYHDQGEUDLQVFLHQFH
&RPSDUDWLYHFRJQLWLRQ&RJQLWLYHOLQJXLVWLFV&RJQLWLYHHQJLQHHULQJHWF

3DQHO5HYLHZ6HFWLRQ%LRORJLFDOVFLHQFHV

'RFXPHQW5HYLHZ6HFWLRQ䠖%LRORJ\DWPROHFXODUWRFHOOXODUOHYHOVDQGUHODWHGILHOGV

%DVLF
([DPSOHVRIUHODWHGUHVHDUFKFRQWHQW
6HFWLRQ
0ROHFXODUELRORJ\UHODWHG
&KURPRVRPHIXQFWLRQ&KURPDWLQ(SLJHQHWLFV*HQRPHPDLQWHQDQFH*HQRPHWUDQVPLVVLRQ
 &KURPRVRPHUHRUJDQL]DWLRQ*HQHH[SUHVVLRQ1RQFRGLQJ51$5HJXODWLRQRISURWHLQIXQFWLRQ
0ROHFXODUJHQHWLFVHWF

6WUXFWXUDOELRFKHPLVWU\UHODWHG
 3URWHLQV1XFOHLFDFLGV/LSLGV&DUERK\GUDWHV%LRORJLFDOPHPEUDQH0ROHFXODUUHFRJQLWLRQ'HQDWXUDWLRQ
7KUHHGLPHQVLRQDOVWUXFWXUDODQDO\VLV7KUHHGLPHQVLRQDOVWUXFWXUDOSUHGLFWLRQ0ROHFXODUG\QDPLFVHWF

23
)XQFWLRQDOELRFKHPLVWU\UHODWHG
 (Q]\PHV6XJDUFKDLQ%LRHQHUJ\FRQYHUVLRQ%LRORJLFDOWUDFHHOHPHQWV3K\VLRORJLFDOO\DFWLYHVXEVWDQFHV
 3DQHO5HYLHZ6HFWLRQ%LRORJLFDOVFLHQFHV

&HOOVLJQDOLQJ0HPEUDQHWUDQVSRUW3URWHRO\VLV0ROHFXODUUHFRJQLWLRQHWF

%LRSK\VLFVUHODWHG
 6WUXFWXUHELRORJ\3K\VLFDOSURSHUW\RIELRPROHFXOHV%LRPHPEUDQH3KRWRELRORJ\0ROHFXODUPRWRU
%LRPHWULFV%LRLPDJLQJ6\VWHPVELRORJ\6\QWKHWLFELRORJ\7KHRUHWLFDOELRORJ\HWF

*HQRPHELRORJ\UHODWHG
 *HQRPHRUJDQL]DWLRQ*HQRPHIXQFWLRQ*HQRPHGLYHUVLW\0ROHFXODUHYROXWLRQRIJHQRPH
*HQRPHUHSDLUPDLQWHQDQFH7UDQVRPLFV(SLJHQRPH*HQHUHVRXUFH*HQRPHG\QDPLFVHWF

6\VWHPJHQRPHVFLHQFHUHODWHG
 1HWZRUNDQDO\VHV6\QWKHWLFELRORJ\%LRORJLFDOGDWDEDVHV%LRLQIRUPDWLFV*HQRPHDQDO\VLVWHFKQRORJ\
*HQRPHELRWHFKQRORJ\HWF

'RFXPHQW5HYLHZ6HFWLRQ䠖%LRORJ\DWFHOOXODUWRRUJDQLVPDOOHYHOVDQGUHODWHGILHOGV

%DVLF
([DPSOHVRIUHODWHGUHVHDUFKFRQWHQW
6HFWLRQ
&HOOELRORJ\UHODWHG
 &\WRVNHOHWRQ3URWHRO\VLV2UJDQHOOHG\QDPLFV1XFOHDUVWUXFWXUHDQGIXQFWLRQ([WUDFHOOXODUPDWUL[
6LJQDOWUDQVGXFWLRQ&HOOF\FOH&HOOPRWLOLW\&HOOFHOOLQWHUDFWLRQ&HOOXODUJHQHWLFVHWF

'HYHORSPHQWDOELRORJ\UHODWHG
 &HOOGLIIHUHQWLDWLRQ6WHPFHOOV5HJHQHUDWLRQ*HUPOD\HUIRUPDWLRQ0RUSKRJHQHVLV2UJDQRJHQHVLV
)HUWLOL]DWLRQ*HUPFHOOV5HJXODWLRQRIJHQHH[SUHVVLRQ'HYHORSPHQWDOJHQHWLFV(YROXWLRQDQGGHYHORSPHQWHWF

3ODQWPROHFXODUELRORJ\DQGSK\VLRORJ\UHODWHG
 3KRWRV\QWKHVLV*URZWKSK\VLRORJ\3ODQWGHYHORSPHQW2UJDQHOOH&HOOZDOO5HVSRQVHVWRHQYLURQPHQW
3ODQWPLFUREHLQWHUDFWLRQ0HWDEROLVP3ODQWPROHFXODUIXQFWLRQHWF

0RUSKRORJ\DQGDQDWRPLFDOVWUXFWXUHUHODWHG
 $QLPDODQGSODQWPRUSKRORJ\0LFURRUJDQLVPDOPRUSKRORJ\0ROHFXODUPRUSKRORJ\0LFURVWUXFWXUH
7LVVXHRUJDQL]DWLRQ0RUSKRJHQHVLV&RPSDUDWLYHHQGRFULQRORJ\0LFURVFRSLFWHFKQRORJ\,PDJLQJHWF

$QLPDOSK\VLRORJLFDOFKHPLVWU\SK\VLRORJ\DQGEHKDYLRUDOELRORJ\UHODWHG
 0HWDEROLFSK\VLRORJ\1HXURSK\VLRORJ\1HXURHWKRORJ\%HKDYLRUDOSK\VLRORJ\$QLPDOSK\VLRORJLFDOFKHPLVWU\
&KURQRELRORJ\&RPSDUDWLYHSK\VLRORJ\HWF

'RFXPHQW5HYLHZ6HFWLRQ䠖%LRORJ\DWRUJDQLVPDOWRSRSXODWLRQOHYHOVDQGDQWKURSRORJ\DQGUHODWHGILHOGV

%DVLF
([DPSOHVRIUHODWHGUHVHDUFKFRQWHQW
6HFWLRQ
*HQHWLFVUHODWHG
 *HQHWLFPHFKDQLVP0ROHFXODUJHQHWLFV&HOOXODUJHQHWLFV3RSXODWLRQJHQHWLFV(YROXWLRQDU\JHQHWLFV
'HYHORSPHQWDOJHQHWLFV%HKDYLRUDOJHQHWLFV*HQHWLFGLYHUVLW\HWF

(YROXWLRQDU\ELRORJ\UHODWHG
*HQHUDOHYROXWLRQDU\ELRORJ\0ROHFXODUHYROXWLRQ3KHQRW\SLFHYROXWLRQ(YROXWLRQRIGHYHORSPHQWDOWUDLWV
 (YROXWLRQRIHFRORJLFDOWUDLWV(YROXWLRQRIEHKDYLRUV([SHULPHQWDOHYROXWLRQ(YROXWLRQDU\WKHRU\
(YROXWLRQRIV\PELRVLV3K\ORJHQHWLFV6SHFLDWLRQHWF

%LRGLYHUVLW\DQGV\VWHPDWLFVUHODWHG
 7D[RQRPLFFKDUDFWHUV7D[RQ&ODVVLILFDWLRQV\VWHP%LRGLYHUVLW\3K\ORJHQHWLFV(YROXWLRQ1DWXUDOKLVWRU\
6SHFLDWLRQHWF

(FRORJ\DQGHQYLURQPHQWUHODWHG
 &KHPLFDOHFRORJ\0ROHFXODUHFRORJ\3K\VLRORJLFDOHFRORJ\(YROXWLRQDU\HFRORJ\%HKDYLRUDOHFRORJ\
3RSXODWLRQHFRORJ\&RPPXQLW\HFRORJ\(FRV\VWHP&RQVHUYDWLRQHFRORJ\1DWXUDOHQYLURQPHQWHWF

3K\VLFDODQWKURSRORJ\UHODWHG
 0ROHFXODUDQWKURSRORJ\DQGJHQHWLFV0RUSKRORJ\DQGIXQFWLRQ%LRDUFKDHRORJ\%HKDYLRUDQGFRJQLWLRQ
(FRORJ\3ULPDWHV(YROXWLRQ'HYHORSPHQWDQGRQWRJHQ\9DULDWLRQDQGGLYHUVLW\HWF

24
$SSOLHGDQWKURSRORJ\UHODWHG
3K\VLRORJLFDODQWKURSRORJ\(UJRQRPLFV)RUHQVLFDQWKURSRORJ\0HGLFDODQWKURSRORJ\
 3DQHO5HYLHZ6HFWLRQ%LRORJLFDOVFLHQFHV

 3K\VLRORJLFDOSRO\PRUSKLVPV(QYLURQPHQWDODGDSWDELOLW\6RPDWLFDQGSK\VLRORJLFDOIXQFWLRQ
$QWKURSRPHWU\DQGELRHQJLQHHULQJHWF

'RFXPHQW5HYLHZ6HFWLRQ䠖1HXURVFLHQFHDQGUHODWHGILHOGV

%DVLF
([DPSOHVRIUHODWHGUHVHDUFKFRQWHQW
6HFWLRQ
1HXURVFLHQFHJHQHUDOUHODWHG
 1HXURFKHPLVWU\1HXURQ*OLD*HQRPH(SLJHQHWLFV1HXURELRORJ\,QIRUPDWLRQSURFHVVLQJ6\QDSVH
1HXURJHQHVLVHWF

$QDWRP\DQGKLVWRSDWKRORJ\RIQHUYRXVV\VWHPUHODWHG
 1HXUDOGHYHORSPHQW$QDWRP\RIQHUYRXVV\VWHP1HXUDOQHWZRUNVWUXFWXUH1HXURSDWKRORJ\HWF

)XQFWLRQRIQHUYRXVV\VWHPUHODWHG
 1HXURSK\VLRORJ\1HXURSKDUPDFRORJ\1HXURWUDQVPLVVLRQ1HXURLQIRUPDWLFV%HKDYLRUDOQHXURVFLHQFH
1HXUDOV\VWHPSK\VLRORJ\&HUHEUDOEORRGIORZ$XWRQRPLFQHUYRXVV\VWHPHWF

3DQHO5HYLHZ6HFWLRQ$JULFXOWXUH(QYLURQPHQWDOVFLHQFHV

'RFXPHQW5HYLHZ6HFWLRQ䠖$JULFXOWXUDOFKHPLVWU\DQGUHODWHGILHOGV
%DVLF
([DPSOHVRIUHODWHGUHVHDUFKFRQWHQW
6HFWLRQ
3ODQWQXWULWLRQDQGVRLOVFLHQFHUHODWHG
 3ODQWPHWDEROLVPDQGSK\VLRORJ\1XWULWLRQDOHOHPHQWVLQSODQWV6RLOFODVVLILFDWLRQ6RLOSK\VLFDOFKHPLVWU\
6RLORUJDQLVPVHWF

$SSOLHGPLFURELRORJ\UHODWHG
 0LFURELDOJHQHWLFVEUHHGLQJ0LFURELDOIXQFWLRQ0LFURELDOPHWDEROLVPDQGSK\VLRORJ\0LFURELDODSSOLFDWLRQV
&RQWURORIPLFUREHV0LFURELDOHFRORJ\3URGXFWLRQRIXVHIXOPDWHULDOVHWF

$SSOLHGELRFKHPLVWU\UHODWHG
 &HOOXODUELRFKHPLVWU\$SSOLHGELRFKHPLVWU\6WUXFWXUDOELRORJ\5HJXODWLRQRIELRDFWLYLW\
0HWDEROLVPDQGSK\VLRORJ\&HOOXODUIXQFWLRQ0ROHFXODUIXQFWLRQ3URGXFWLRQRIXVHIXOPDWHULDOVHWF

%LRRUJDQLFFKHPLVWU\UHODWHG
 %LRDFWLYHVXEVWDQFHV6LJQDOPROHFXOHV1DWXUDOSURGXFWVFKHPLVWU\%LRV\QWKHVLV
6WUXFWXUHDFWLYLW\UHODWLRQVKLS6\QWKHWLFRUJDQLFFKHPLVWU\&KHPLFDOELRORJ\HWF

)RRGVFLHQFHVUHODWHG
 )RRGIXQFWLRQ)RRGFKHPLVWU\1XWULWLRQDOFKHPLVWU\)RRGDQDO\VLV)RRGHQJLQHHULQJ
)RRGVDIHW\)XQFWLRQDOIRRG1XWULWLRQDOHSLGHPLRORJ\&OLQLFDOQXWULWLRQHWF

$SSOLHGPROHFXODUDQGFHOOXODUELRORJ\UHODWHG
 0ROHFXODUFHOOELRORJ\&HOOXODUELRHQJLQHHULQJ0ROHFXODUHQJLQHHULQJ*HQHH[SUHVVLRQFRQWURO
&HOOFHOOLQWHUPROHFXODULQWHUDFWLRQV&HOOXODUIXQFWLRQ3URGXFWLRQRIXVHIXOPDWHULDOVHWF

'RFXPHQW5HYLHZ6HFWLRQ䠖$JULFXOWXUDODQGHQYLURQPHQWDOELRORJ\DJULFXOWXUDOHFRQRPLFVDQGUXUDOVRFLRORJ\DJULFXOWXUDO
HQJLQHHULQJDQGUHODWHGILHOGV
%DVLF
([DPSOHVRIUHODWHGUHVHDUFKFRQWHQW
6HFWLRQ
6FLHQFHLQSODQWJHQHWLFVDQGEUHHGLQJUHODWHG
 *HQHWLFUHVRXUFHV%UHHGLQJWKHRULHV*HQRPLFEUHHGLQJ3ODQWVZLWKQRYHOWUDLWV4XDOLW\FRPSRQHQWV
6WUHVVWROHUDQFH<LHOGLQJDELOLW\5HSURGXFWLRQDQGPXOWLSOLFDWLRQ*URZWKSK\VLRORJ\'HYHORSPHQWHWF

&URSSURGXFWLRQVFLHQFHUHODWHG
 )LHOGFURSV&URS\LHOG&URSSURGXFWTXDOLW\&URSPRUSKRORJ\*URZWKSUHGLFWLRQ&URSSK\VLRORJ\
)LHOGPDQDJHPHQW/RZFRVWFXOWLYDWLRQWHFKQLTXHV(QYLURQPHQWDOO\IULHQGO\DJULFXOWXUH)LHOGHFRV\VWHPHWF

25
+RUWLFXOWXUDOVFLHQFHUHODWHG
3ODQWJURZWKIORZHULQJDQGIUXLWGHYHORSPHQW1XUVHU\SODQWSURSDJDWLRQDQGSURGXFWLRQ
&URSSURGXFWLRQV\VWHPV&XOWLYDWLRQWHFKQLTXHV3URWHFWHGKRUWLFXOWXUH&RQWUROOHGHQYLURQPHQWV\VWHPV
 3DQHO5HYLHZ6HFWLRQ$JULFXOWXUH(QYLURQPHQWDOVFLHQFHV


%UHHGLQJDQGGHYHORSPHQWRIQHZFXOWLYDUV4XDOLW\RIKRUWLFXOWXUDOSURGXFWV
3RVWKDUYHVWSK\VLRORJ\DQGPDQDJHPHQW6RFLRKRUWLFXOWXUHHWF

3ODQWSURWHFWLRQVFLHQFHUHODWHG
 3ODQWSDWKRORJ\&OLQLFDOSODQWVFLHQFH$JULFXOWXUDOLQVHFWSHVW1DWXUDOHQHP\:HHG$JULFXOWXUDOFKHPLFDOV
,QWHJUDWHGSHVWPDQDJHPHQWHWF

,QVHFWVFLHQFHUHODWHG
6HULFXOWXUHLQVHFWWHFKQRORJ\,QVHFWJHQHWLFV,QVHFWSDWKRORJ\,QVHFWSK\VLRORJ\DQGELRFKHPLVWU\
 ,QVHFWHFRORJ\&KHPLFDOHFRORJ\6\VWHPDWLFV6\PELRVLVDQGSDUDVLWLVP6RFLDOLQVHFWV
0HGLFDOHQWRPRORJ\HWF

&RQVHUYDWLRQRIELRORJLFDOUHVRXUFHVUHODWHG
&RQVHUYDWLRQELRORJ\%LRGLYHUVLW\FRQVHUYDWLRQ&RQVHUYDWLRQRISK\ORJHQHWLFGLYHUVLW\
 &RQVHUYDWLRQRIJHQHWLFUHVRXUFHV(FRV\VWHPFRQVHUYDWLRQ&RQVHUYDWLRQRIHQGHPLFVSHFLHV
&RQVHUYDWLRQRIPLFURRUJDQLVPVHWF

/DQGVFDSHVFLHQFHUHODWHG
/DQGVFDSHDUFKLWHFWXUH3DUNVDQGRSHQVSDFHSODQQLQJ/DQGVFDSHSODQQLQJ&XOWXUDOODQGVFDSH
 1DWXUHFRQVHUYDWLRQ/DQGVFDSHHFRORJ\3DUNVDQGRSHQVSDFHPDQDJHPHQW3DUNV(QYLURQPHQWDOJUHHQLQJ
3DUWLFLSDWRU\FRPPXQLW\GHVLJQHWF

$JULFXOWXUDODQGIRRGHFRQRPLFVUHODWHG
)RRGHFRQRP\$JULFXOWXUDOSURGXFWLRQHFRQRP\3ROLF\IRUDJULFXOWXUHIRUHVWU\DQGILVKHU\)RRGV\VWHP
 )RRGPDUNHWLQJ,QWHUQDWLRQDODJULFXOWXUDOGHYHORSPHQW7UDGHRIDJULFXOWXUDOFRPPRGLWLHVDQGOLYHVWRFNSURGXFWV
5XUDOUHVRXUFHVDQGHQYLURQPHQWHWF

5XUDOVRFLRORJ\DQGDJULFXOWXUDOVWUXFWXUHUHODWHG
 )DUPRUJDQL]DWLRQ)DUPPDQDJHPHQW$JULFXOWXUDOVWUXFWXUH$JULFXOWXUDOPDUNHW$JULFXOWXUDOKLVWRU\5XUDOVRFLHW\
5XUDOOLIH$JULFXOWXUDOFRRSHUDWLYHHWF

5XUDOHQYLURQPHQWDOHQJLQHHULQJDQGSODQQLQJUHODWHG
,UULJDWLRQDQGGUDLQDJH5HFODPDWLRQDQGFRQVHUYDWLRQRIDJULFXOWXUDOODQG5XUDOSODQQLQJ5XUDOHQYLURQPHQW
 &LUFXODWLRQRIUHVRXUFHVDQGHQHUJ\'LVDVWHUSUHYHQWLRQLQUXUDODUHD6WRFNPDQDJHPHQWRIDJULFXOWXUDO
LQIUDVWUXFWXUHV+\GURG\QDPLFVDQGK\GURORJ\6RLOSK\VLFV'HVLJQDQGFRQVWUXFWLRQPDWHULDOVHWF

$JULFXOWXUDOHQYLURQPHQWDOHQJLQHHULQJDQGDJULFXOWXUDOLQIRUPDWLRQHQJLQHHULQJUHODWHG
$JULFXOWXUDOSURGXFWLRQIDFLOLWLHV%LRSURGXFWLRQPDFKLQHU\(QYLURQPHQWDOFRQWURO
 $JULFXOWXUDOPHWHRURORJ\DQGPLFURPHWHRURORJ\$JULFXOWXUDOLQIRUPDWLRQ*UHHQKRXVHKRUWLFXOWXUH3ODQWIDFWRU\
3RVWKDUYHVWDQGVXSSO\FKDLQ1RQGHVWUXFWLYHPHDVXUHPHQW5HPRWHVHQVLQJDQGJHRJUDSKLFLQIRUPDWLRQV\VWHPHWF

(QYLURQPHQWDODJULFXOWXUHUHODWHG
%LRPDVV(QYLURQPHQWDOPDQLSXODWLRQ%LRGLYHUVLW\(QYLURQPHQWDODQDO\VLV(FRV\VWHPVHUYLFHV
 5HVRXUFHVFLUFXODWLRQV\VWHP/RZFDUERQVRFLHWLHV/LIHF\FOHDVVHVVPHQW(QYLURQPHQWDOIULHQGO\DJULFXOWXUH
:DWHUVKHGPDQDJHPHQWHWF

'RFXPHQW5HYLHZ6HFWLRQ䠖)RUHVWU\DQGIRUHVWSURGXFWVVFLHQFHDSSOLHGDTXDWLFVFLHQFHDQGUHODWHGILHOGV

%DVLF
([DPSOHVRIUHODWHGUHVHDUFKFRQWHQW
6HFWLRQ
)RUHVWVFLHQFHUHODWHG
 )RUHVWHFRORJ\)RUHVWELRGLYHUVLW\)RUHVWJHQHWLFVDQGEUHHGLQJ6LOYLFXOWXUH)RUHVWSURWHFWLRQ
)RUHVWHQYLURQPHQWV(URVLRQFRQWURO)RUHVWSODQQLQJ)RUHVWSROLF\HWF

:RRGVFLHQFHUHODWHG
 :RRGVWUXFWXUH:RRGSURSHUW\/LJQRFHOOXORVH7UDFHHOHPHQW)XQJXV:RRGSURFHVVLQJ
%LRPDVVUHILQHU\:RRGEDVHGPDWHULDO:RRGHQEXLOGLQJ)RUHVWSURGXFWVHGXFDWLRQHWF

$TXDWLFELRSURGXFWLRQVFLHQFHUHODWHG
$TXDWLFHQYLURQPHQW)LVKHULHV$TXDWLFUHVRXUFHPDQDJHPHQW$TXDWLFRUJDQLVPV$TXDWLFHFRV\VWHP
 $TXDFXOWXUH)LVKHULHVHQJLQHHULQJ)LVKLQJFRPPXQLW\ILVKHULHVSROLF\
)LVKHULHVHFRQRPLFVPDQDJHPHQWPDUNHWLQJ)LVKHULHVHGXFDWLRQHWF

26
$TXDWLFOLIHVFLHQFHUHODWHG
$TXDWLFQXWULWLRQ$TXDWLFSDWKRORJ\$TXDWLFJHQHWLFVKHUHGLW\EUHHGLQJ$TXDWLFSK\VLRORJ\
 8WLOL]DWLRQRIDTXDWLFRUJDQLVPVDQGELRPDVV$TXDWLFELRORJLFDOFKHPLVWU\$TXDWLFELRWHFKQRORJ\
 3DQHO5HYLHZ6HFWLRQ$JULFXOWXUH(QYLURQPHQWDOVFLHQFHV

$TXDWLFIRRGVFLHQFHVHWF

'RFXPHQW5HYLHZ6HFWLRQ䠖9HWHULQDU\PHGLFDOVFLHQFHDQLPDOVFLHQFHDQGUHODWHGILHOGV

%DVLF
([DPSOHVRIUHODWHGUHVHDUFKFRQWHQW
6HFWLRQ
$QLPDOSURGXFWLRQVFLHQFHUHODWHG
 %UHHGLQJJHQHWLFV5HSURGXFWLRQ1XWULWLRQIHHGLQJ$QDWRP\SK\VLRORJ\3URGXFW(QYLURQPHQW%HKDYLRU
7KHUDS\*UDVVODQG*UD]LQJHWF

9HWHULQDU\PHGLFDOVFLHQFHUHODWHG
 %DVLFYHWHULQDU\VFLHQFH3DWKRORJLFDOYHWHULQDU\VFLHQFH$SSOLHGYHWHULQDU\VFLHQFH&OLQLFDOYHWHULQDU\VFLHQFH
$QLPDOQXUVLQJ$QLPDOZHOIDUH:LOGOLIHHWF

$QLPDOOLIHVFLHQFHUHODWHG
 +RPHRVWDVLV&HOOXODUIXQFWLRQ%LRORJLFDOGHIHQVH,QWHJUDWHGJHQHWLFV'HYHORSPHQWGLIIHUHQWLDWLRQ
%LRWHFKQRORJ\HWF

/DERUDWRU\DQLPDOVFLHQFHUHODWHG
 *HQHWLFHQJLQHHULQJ'HYHORSPHQWDOHQJLQHHULQJ$QLPDOPRGHOVRIGLVHDVH)DFLOLW\PDQDJHPHQW
/DERUDWRU\DQLPDOZHOIDUH/DERUDWRU\DQLPDOUHODWHGWHFKQRORJ\%LRUHVRXUFHHWF

'RFXPHQW5HYLHZ6HFWLRQ䠖(QYLURQPHQWDODQDO\VHVDQGHYDOXDWLRQHQYLURQPHQWDOFRQVHUYDWLRQPHDVXUHDQGUHODWHGILHOGV

%DVLF
([DPSOHVRIUHODWHGUHVHDUFKFRQWHQW
6HFWLRQ
(QYLURQPHQWDOG\QDPLFDQDO\VLVUHODWHG
*OREDOZDUPLQJ(QYLURQPHQWDOFKDQJH:DWHUDQGPDWHULDOF\FOH3RODUUHJLRQV&KHPLFDORFHDQRJUDSK\
 %LRORJLFDORFHDQRJUDSK\(QYLURQPHQWDOPHDVXUHPHQWV(QYLURQPHQWDOPRGHO(QYLURQPHQWDOLQIRUPDWLRQ
5HPRWHVHQVLQJHWF

5DGLDWLRQLQIOXHQFHUHODWHG
 5DGLDWLRQ0HDVXUHPHQW&RQWURO5HSDLU%LRORJLFDOHIIHFWV5LVNHWF

&KHPLFDOVXEVWDQFHLQIOXHQFHRQHQYLURQPHQWUHODWHG
 7R[LFRORJ\7R[LFVXEVWDQFHWRKXPDQ7UDFHFKHPLFDOVXEVWDQFH(QGRFULQHGLVUXSWRU5HSDLUHWF

(QYLURQPHQWDOLPSDFWDVVHVVPHQWUHODWHG
$WPRVSKHUH+\GURVSKHUH7HUUHVWULDOLPSDFW,PSDFWDVVHVVPHQWRQKXPDQKHDOWK6RFLDODQGHFRQRPLFLPSDFWV
 ,PSDFWDVVHVVPHQWRQWKHIXWXUHJHQHUDWLRQ(QYLURQPHQWDOLPSDFWDVVHVVPHQW$VVHVVPHQWPHWKRGV0RQLWRULQJ
6LPXODWLRQHWF

(QYLURQPHQWDOORDGDQGULVNDVVHVVPHQWUHODWHG
(QYLURQPHQWDODQDO\VLV(QYLURQPHQWDOORDGDQDO\VLV(QYLURQPHQWDOPRQLWRULQJ
 '\QDPLFVRIHQYLURQPHQWDOSROOXWLRQ(QYLURQPHQWDOPRGHOOLQJ(YDOXDWLRQRIFRQWDPLQDWLRQ
([SRVXUHDVVHVVPHQW7R[LFLW\HYDOXDWLRQ(QYLURQPHQWDODVVHVVPHQW&KHPLFDOVXEVWDQFHPDQDJHPHQWHWF

(QYLURQPHQWDOORDGUHGXFWLRQDQGUHPHGLDWLRQUHODWHG
5HPRYDORIFRQWDPLQDWLRQ7UHDWPHQWRIZDVWHPDWHULDO&RQWURORIFRQWDPLQDWLRQVRXUFH'LVSRVDORIZDVWHPDWHULDO
 (QYLURQPHQWDOORDGUHGXFWLRQ5HPHGLDWLRQPHDVXUHRIFRQWDPLQDWLRQ1RLVHDQGYLEUDWLRQUHGXFWLRQ
&RXQWHUPHDVXUHRIJURXQGVHWWOHPHQW%LRUHPHGLDWLRQ5DGLRDFWLYHGHFRQWDPLQDWLRQHWF

(QYLURQPHQWDOPDWHULDOVDQGUHF\FOHWHFKQRORJ\UHODWHG
5HF\FOHPDWHULDOV9DOXDEOHPDWHULDOVUHFRYHU\6HSDUDWLRQUHILQLQJDQGSXULILFDWLRQ(QYLURQPHQWFRQVFLRXVGHVLJQ
 5HF\FOHFKHPLVWU\*UHHQSURGXFWLRQ=HURHPLVVLRQ5HVRXUFHFLUFXODWLRQ5HQHZDEOHHQHUJ\
%LRPDVVXWLOL]DWLRQHWF

27
6RFLDOHFRORJLFDOV\VWHPVUHODWHG
%LRGLYHUVLW\&RQVHUYDWLRQELRORJ\(FRV\VWHPVHUYLFHV1DWXUDOFDSLWDO,PSDFWDQDO\VLVRQHFRV\VWHP
 (FRV\VWHPPDQDJHPHQW(FRV\VWHPUHVWRUDWLRQ(FRORJLFDOHQJLQHHULQJ5HJLRQDOHQYLURQPHQWDOSODQQLQJ
$JULFXOWXUH(QYLURQPHQWDOVFLHQFHV

,PSDFWRIFOLPDWHFKDQJHHWF

6RXQGPDWHULDOF\FOHVRFLDOV\VWHPVUHODWHG
6RXQGPDWHULDOF\FOHV\VWHPV0DWHULDODQGHQHUJ\EXGJHWDQDO\VLV/RZFDUERQVRFLHW\8QXVHGHQHUJ\
 3DQHO5HYLHZ6HFWLRQ

 5HJLRQDOUHYLWDOL]DWLRQ:DWHUXVHV\VWHP,QGXVWULDOV\PELRVLV/LIHF\FOHDVVHVVPHQW /&$ 


,QWHJUDWHGHQYLURQPHQWDOPDQDJHPHQW5 UHGXFWLRQUHXVHUHF\FOH VRFLDOV\VWHPVHWF

(QYLURQPHQWDOSROLF\DQGVRFLDOV\VWHPVUHODWHG
(QYLURQPHQWDOSKLORVRSK\DQGHWKLFV(QYLURQPHQWDOODZV(QYLURQPHQWDOHFRQRPLFV(QYLURQPHQWDOLQIRUPDWLRQ
 (QYLURQPHQWDOHGXFDWLRQ(QYLURQPHQWDOVRFLDODFWLYLWLHV(QYLURQPHQWDOPDQDJHPHQWDQGJRYHUQDQFH
&RQVHQVXVIRUPLQJ(QYLURQPHQWDOVDIHW\DQGVHFXULW\6RFLDODQGSXEOLFV\VWHP6XVWDLQDEOHGHYHORSPHQWHWF

3DQHO5HYLHZ6HFWLRQ0HGLFLQHGHQWLVWU\DQGSKDUPDF\

'RFXPHQW5HYLHZ6HFWLRQ䠖3KDUPDFHXWLFDOVFLHQFHVDQGUHODWHGILHOGV
%DVLF
([DPSOHVRIUHODWHGUHVHDUFKFRQWHQW
6HFWLRQ
3KDUPDFHXWLFDOFKHPLVWU\DQGGUXJGHYHORSPHQWVFLHQFHVUHODWHG
 ,QRUJDQLFFKHPLVWU\2UJDQLFFKHPLVWU\0HGLFLQDOFKHPLVWU\0HGLFLQDOPROHFXODUGHVLJQ'UXJGLVFRYHU\
%LRUHODWHGPDWHULDOV&KHPLFDOELRORJ\HWF

3KDUPDFHXWLFDODQDO\WLFDOFKHPLVWU\DQGSK\VLFRFKHPLVWU\UHODWHG
 (QYLURQPHQWDODQDO\VLV%LRDQDO\VLV3K\VLFRFKHPLVWU\%LRSK\VLFV6WUXFWXUDOELRORJ\5DGLRFKHPLVWU\
%LRLPDJLQJ'UXJIRUPXODWLRQGHVLJQ&RPSXWHUVFLHQFH,QIRUPDWLRQVFLHQFHHWF

3KDUPDFHXWLFDOK\JLHQHDQGELRFKHPLVWU\UHODWHG
 (QYLURQPHQWDOK\JLHQH+HDOWKIXOQXWULWLRQ'LVHDVHSUHYHQWLRQ7R[LFRORJ\'UXJPHWDEROLVP+RVWGHIHQVH
0ROHFXODUELRORJ\&HOOELRORJ\%LRFKHPLVWU\HWF

3KDUPDFRORJ\UHODWHG
 3KDUPDFRORJ\3KDUPDFRJHQRPLFV$SSOLHGSKDUPDFRORJ\6LJQDOWUDQVGXFWLRQ'UXJLQWHUDFWLRQV
'UXJUHVSRQVH3KDUPDFRWKHUDS\3KDUPDFRWR[LFRORJ\HWF

(QYLURQPHQWDODQGQDWXUDOSKDUPDFHXWLFDOUHVRXUFHVUHODWHG
 (QYLURQPHQWDOUHVRXUFHVFLHQFH1DWXUDOSURGXFWVFKHPLVWU\%LRDFWLYHQDWXUDOFRPSRXQGV0HGLFLQDOUHVRXUFHV
0HGLFLQDOIRRGV3KDUPDFHXWLFDOPLFURELRORJ\HWF

&OLQLFDOSKDUPDF\UHODWHG
 3KDUPDFRNLQHWLFV0HGLFDOLQIRUPDWLFV6RFLDOSKDUPDF\&OLQLFDOSKDUPDF\3KDUPDFHXWLFV5HJXODWRU\VFLHQFH
(GXFDWLRQIRUWKHSKDUPDFLVWHWF

'RFXPHQW5HYLHZ6HFWLRQ䠖%LRPHGLFDOVWUXFWXUHDQGIXQFWLRQDQGUHODWHGILHOGV

%DVLF
([DPSOHVRIUHODWHGUHVHDUFKFRQWHQW
6HFWLRQ
$QDWRP\UHODWHG
 0DFURVFRSLFDQDWRP\+LVWRORJ\(PEU\RORJ\HWF

3K\VLRORJ\UHODWHG
 *HQHUDOSK\VLRORJ\3DWKRSK\VLRORJ\&RPSDUDWLYHSK\VLRORJ\(QYLURQPHQWDOSK\VLRORJ\HWF

3KDUPDFRORJ\UHODWHG
 *HQRPLFSKDUPDFRORJ\0ROHFXODUDQGFHOOXODUSKDUPDFRORJ\3DWKRORJLFDOSKDUPDFRORJ\
%HKDYLRUDOSKDUPDFRORJ\3KDUPDFRORJ\IRUGUXJGLVFRYHU\&OLQLFDOSKDUPDFRORJ\HWF

0HGLFDOELRFKHPLVWU\UHODWHG
 %LRIXQFWLRQDOPROHFXODUDQGPHGLFDOELRFKHPLVWU\*HQRPHPHGLFDOVFLHQFHV+XPDQJHQHWLFV'LVHDVHPRGHOHWF

28
'RFXPHQW5HYLHZ6HFWLRQ䠖3DWKRORJ\LQIHFWLRQLPPXQRORJ\DQGUHODWHGILHOGV

%DVLF
 3DQHO5HYLHZ6HFWLRQ0HGLFLQHGHQWLVWU\DQGSKDUPDF\

([DPSOHVRIUHODWHGUHVHDUFKFRQWHQW
6HFWLRQ
3DWKRORJLFDOELRFKHPLVWU\UHODWHG
 0ROHFXODUSDWKRORJ\0HWDEROLFGLVRUGHUV0ROHFXODUGLDJQRVLVHWF

+XPDQSDWKRORJ\UHODWHG
 0ROHFXODUSDWKRORJ\&\WRDQGKLVWRSDWKRORJ\'LDJQRVWLFSDWKRORJ\HWF

([SHULPHQWDOSDWKRORJ\UHODWHG
 'LVHDVHPRGHOV3DWKRORJLFDOUHJXODWLRQ7LVVXHUHJHQHUDWLRQHWF

3DUDVLWRORJ\UHODWHG
 3DUDVLWH9HFWRURUJDQLVP3DUDVLWHSDWKRJHQLFLW\(SLGHPLRORJ\RISDUDVLWHV&RQWURORISDUDVLWHLQIHFWLRQVHWF

%DFWHULRORJ\UHODWHG
 %DFWHULXP)XQJXV$QWLPLFURELDOUHVLVWDQFH%DFWHULDOSDWKRJHQLFLW\(SLGHPLRORJ\RIEDFWHULD
&RQWURORIEDFWHULDOLQIHFWLRQVHWF

9LURORJ\UHODWHG
 9LUXV3ULRQ9LUDOSDWKRJHQLFLW\(SLGHPLRORJ\RIYLUXVHV&RQWURORIYLUDOLQIHFWLRQVHWF

,PPXQRORJ\UHODWHG
 ,PPXQHV\VWHP,PPXQHUHVSRQVH,QIODPPDWLRQ,PPXQHUHODWHGGLVRUGHU,PPXQHUHJXODWLRQHWF

'RFXPHQW5HYLHZ6HFWLRQ䠖2QFRORJ\EUDLQVFLHQFHVDQGUHODWHGILHOGV

%DVLF
([DPSOHVRIUHODWHGUHVHDUFKFRQWHQW
6HFWLRQ
7XPRUELRORJ\UHODWHG
 &DQFHUDQGJHQH7XPRUGHYHORSPHQW,QYDVLRQ0HWDVWDVLV&DQFHUPLFURHQYLURQPHQW
&DQFHUDQGVLJQDOWUDQVGXFWLRQ&KDUDFWHULVWLFVRIFDQFHUFHOOVHWF

7XPRUGLDJQRVWLFVDQGWKHUDSHXWLFVUHODWHG
 *HQRPHDQDO\VLV'LDJQRVWLFPDUNHUV0ROHFXOHLPDJLQJ&KHPRWKHUDS\1XFOHLFDFLGWKHUDS\*HQHWKHUDS\
,PPXQRWKHUDS\0ROHFXODUWDUJHWHGWKHUDS\3K\VLFDOWKHUDS\5DGLDWLRQWKHUDS\HWF

%DVLFEUDLQVFLHQFHVUHODWHG
 %UDLQPDFKLQHLQWHUIDFH0RGHODQLPDO&RPSXWDWLRQDOEUDLQVFLHQFH%UDLQLQIRUPDWLRQGHFRGLQJ
&RQWUROWHFKQRORJLHV%UDLQLPDJLQJ%UDLQELRPHWULFVHWF

&RJQLWLYHDQGEUDLQVFLHQFHUHODWHG
 6RFLDOEHKDYLRU&RPPXQLFDWLRQ(PRWLRQ'HFLVLRQPDNLQJ&RQVFLRXVQHVV/HDUQLQJ1HXURHFRQRPLFV
1HXURSV\FKRORJ\HWF

3DWKRSK\VLRORJLFQHXURVFLHQFHUHODWHG
 &OLQLFDOQHXURVFLHQFH'RORURORJ\6HQVRU\LPSDLUPHQW0RYHPHQWGLVRUGHU1HXURORJLFDOGLVRUGHU1HXURJHQHVLV
1HXURLPPXQRORJ\&HOOXODUGHJHQHUDWLRQ'LVHDVHPRGHOHWF
'RFXPHQW5HYLHZ6HFWLRQ䠖*HQHUDOLQWHUQDOPHGLFLQHRUJDQEDVHGLQWHUQDOPHGLFLQHLQWHUQDOPHGLFLQHRIWKHELRLQIRUPDWLRQ
LQWHJUDWLRQDQGUHODWHGILHOGV
%DVLF
([DPSOHVRIUHODWHGUHVHDUFKFRQWHQW
6HFWLRQ
*HQHUDOLQWHUQDOPHGLFLQHUHODWHG
 /DERUDWRU\PHGLFLQH*HQHUDOSUDFWLFH*HULDWULFV3V\FKRVRPDWLFLQWHUQDOPHGLFLQH2ULHQWDOPHGLFLQH
3DOOLDWLYHPHGLFLQHHWF

29
1HXURORJ\UHODWHG
 1HXURORJ\1HXURIXQFWLRQDOLPDJLQJHWF
 3DQHO5HYLHZ6HFWLRQ0HGLFLQHGHQWLVWU\DQGSKDUPDF\

3V\FKLDWU\UHODWHG
 &OLQLFDOSV\FKLDWU\%LRORJLFDOSV\FKLDWU\)RUHQVLFPHQWDOKHDOWKHWF

5DGLRORJLFDOVFLHQFHVUHODWHG
 'LDJQRVWLFUDGLRORJ\7KHUDSHXWLFUDGLRORJ\5DGLDWLRQELRORJ\5DGLRORJLFDOWHFKQRORJ\HWF

(PEU\RQLFPHGLFLQHDQGSHGLDWULFVUHODWHG
 )HWDOPHGLFLQH1HRQDWDOPHGLFLQH3HGLDWULFVHWF

*DVWURHQWHURORJ\UHODWHG
 8SSHUGLJHVWLYHWUDFW/RZHUGLJHVWLYHWUDFW/LYHU%LOLDU\WUDFW3DQFUHDVHWF

&DUGLRORJ\UHODWHG
 ,VFKHPLFKHDUWGLVHDVH9DOYXODUKHDUWGLVHDVH$UUK\WKPLD&DUGLRP\RSDWK\+HDUWIDLOXUH
3HULSKHUDODUWHULDOGLVHDVH$UWHULRVFOHURVLV+\SHUWHQVLRQHWF

5HVSLUDWRU\PHGLFLQHUHODWHG
 5HVSLUDWRU\PHGLFLQH$VWKPD'LIIXVLYHOXQJGLVHDVH&23'/XQJFDQFHU3XOPRQDU\K\SHUWHQVLRQHWF

1HSKURORJ\UHODWHG
 $FXWHUHQDOIDLOXUH&KURQLFNLGQH\GLVHDVH'LDEHWLFQHSKURSDWK\+\SHUWHQVLRQ$TXHRXVHOHFWURO\WHPHWDEROLVP
$UWLILFLDOGLDO\VLVHWF

'HUPDWRORJ\UHODWHG
 'HUPDWRORJ\&XWDQHRXVLPPXQHGLVHDVH&XWDQHRXVLQIHFWLRQ&XWDQHRXVWXPRUHWF

+HPDWRORJ\DQGPHGLFDORQFRORJ\UHODWHG
 +HPDWRORJLFDORQFRORJ\+HPDWRORJLFDOLPPXQRORJ\$QHPLD7KURPERVLVDQGKHPRVWDVLV&KHPRWKHUDS\HWF

&RQQHFWLYHWLVVXHGLVHDVHDQGDOOHUJ\UHODWHG
 &RQQHFWLYHWLVVXHGLVHDVH$OOHUJ\&OLQLFDOLPPXQRORJ\,QIODPPDWLRQHWF

,QIHFWLRXVGLVHDVHPHGLFLQHUHODWHG
 ,QIHFWLRQGLDJQRVWLFV,QIHFWLRQWKHUDSHXWLFV+RVWGHIHQVH,QWHUQDWLRQDOLQIHFWLRQVFLHQFHHWF

0HWDEROLVPDQGHQGRFULQRORJ\UHODWHG
 (QHUJ\EDODQFH*OXFRVHPHWDEROLVP/LSLGPHWDEROLVP3XULQHPHWDEROLVP%RQHPHWDEROLVP
(OHFWURO\WHEDODQFH(QGRFULQRORJ\1HXURHQGRFULQRORJ\5HSURGXFWLYHHQGRFULQRORJ\HWF
'RFXPHQW5HYLHZ6HFWLRQ䠖6XUJHU\RIWKHRUJDQVPDLQWDLQLQJKRPHRVWDVLVVXUJHU\UHODWHGWRWKHELRORJLFDODQGVHQVRU\IXQFWLRQVDQG
UHODWHGILHOGV
%DVLF
([DPSOHVRIUHODWHGUHVHDUFKFRQWHQW
6HFWLRQ
*HQHUDOVXUJHU\DQGSHGLDWULFVXUJHU\UHODWHG
 6XUJLFDOEDVLFSULQFLSOHV%UHDVWVXUJHU\(QGRFULQHVXUJHU\3HGLDWULFVXUJHU\7UDQVSODQWVXUJHU\
$UWLILFLDORUJDQVVFLHQFH5HJHQHUDWLRQ2SHUDWLRQVXSSRUWHWF

'LJHVWLYHVXUJHU\UHODWHG
 8SSHUJDVWURLQWHVWLQDOVXUJHU\/RZHUJDVWURLQWHVWLQDOVXUJHU\+HSDWLFVXUJHU\%LOLDU\VXUJHU\
3DQFUHDWLFVXUJHU\HWF

30
&DUGLRYDVFXODUVXUJHU\UHODWHG
 &RURQDU\DUWHU\VXUJHU\+HDUWYDOYHVXUJHU\6XUJHU\IRUP\RFDUGLDOGLVHDVH$RUWLFVXUJHU\9DVFXODUVXUJHU\
&RQJHQLWDOKHDUWVXUJHU\HWF
 3DQHO5HYLHZ6HFWLRQ0HGLFLQHGHQWLVWU\DQGSKDUPDF\

5HVSLUDWRU\VXUJHU\UHODWHG
 /XQJVXUJHU\0HGLDVWLQDOVXUJHU\&KHVWZDOOVXUJHU\5HVSLUDWRU\WUDFWVXUJHU\HWF

$QHVWKHVLRORJ\UHODWHG
 $QHVWKHVLRORJ\3HULRSHUDWLYHPDQDJHPHQW3DLQPDQDJHPHQW5HVXVFLWRORJ\3DOOLDWLYHPHGLFLQHHWF

(PHUJHQF\PHGLFLQHUHODWHG
 ,QWHQVLYHFDUHPHGLFLQH(PHUJHQF\UHVXVFLWDWLRQVFLHQFH7UDXPDVXUJHU\'LVDVWHUPHGLFLQH
'LVDVWHUPHGLFDOFDUHHWF

1HXURVXUJHU\UHODWHG
 1HXURVXUJHU\6SLQHDQGVSLQDOFRUGGLVHDVHVHWF

2UWKRSHGLFVUHODWHG
 2UWKRSHGLFV5HKDELOLWDWLRQPHGLFLQH6SRUWVPHGLFLQHHWF

8URORJ\UHODWHG
 8URORJ\0DOHJHQLWDOLDVFLHQFHHWF

2EVWHWULFVDQGJ\QHFRORJ\UHODWHG
 2EVWHWULFV5HSURGXFWLYHHQGRFULQRORJ\*\QHFRORJLFRQFRORJ\)HPDOHKHDOWKFDUHPHGLFLQHHWF

2WRUKLQRODU\QJRORJ\UHODWHG
 2WRUKLQRODU\QJRORJ\+HDGDQGQHFNVXUJHU\HWF

2SKWKDOPRORJ\UHODWHG
 2SKWKDOPRORJ\2SKWKDOPRORJLFDORSWLFVHWF

3ODVWLFDQGUHFRQVWUXFWLYHVXUJHU\UHODWHG
 3ODVWLFVXUJHU\5HFRQVWUXFWLYHVXUJHU\$HVWKHWLFSODVWLFVXUJHU\HWF

'RFXPHQW5HYLHZ6HFWLRQ䠖2UDOVFLHQFHDQGUHODWHGILHOGV

%DVLF
([DPSOHVRIUHODWHGUHVHDUFKFRQWHQW
6HFWLRQ
2UDOELRORJLFDOVFLHQFHUHODWHG
 2UDODQDWRP\2UDOKLVWRORJ\DQGHPEU\RORJ\2UDOSK\VLRORJ\2UDOELRFKHPLVWU\
3KDUPDFRORJ\IRUKDUGWLVVXHVHWF

2UDOSDWKRELRORJLFDOVFLHQFHUHODWHG
 2UDOLQIHFWLRXVGLVHDVHV2UDOSDWKRORJ\2UDOH[SHULPHQWDORQFRORJ\,PPXQLW\DQGLQIODPPDWLRQ
/DERUDWRU\PHGLFLQHHWF

&RQVHUYDWLYHGHQWLVWU\UHODWHG
 2SHUDWLYHGHQWLVWU\(QGRGRQWRORJ\3HULRGRQWRORJ\HWF

5HJHQHUDWLYHGHQWLVWU\DQGGHQWDOHQJLQHHULQJUHODWHG
 5HJHQHUDWLYHGHQWLVWU\%LRPDWHULDOVFLHQFH'HQWDOPDWHULDOVVFLHQFH2UDODQGPD[LOORIDFLDOSURVWKHWLFV
2UDOLPSODQWRORJ\HWF

31
3URVWKRGRQWLFVUHODWHG
 3URVWKRGRQWLFV2UDOUHKDELOLWDWLRQ*HURGRQWRORJ\HWF
 3DQHO5HYLHZ6HFWLRQ0HGLFLQHGHQWLVWU\DQGSKDUPDF\

6XUJLFDOGHQWLVWU\UHODWHG
 2UDODQGPD[LOORIDFLDOVXUJHU\2UDOPD[LOORIDFLDOUHFRQVWUXFWLYHVXUJHU\'HQWDODQHVWKHVLRORJ\
3V\FKRVRPDWLFPHGLFLQHGHQWLVWU\'HQWDOUDGLRORJ\HWF

'HYHORSPHQWDOGHQWLVWU\UHODWHG
 2UWKRGRQWLFV3HGLDWULFGHQWLVWU\HWF

6RFLDOGHQWLVWU\UHODWHG
 'HQWDOK\JLHQH3UHYHQWLYHGHQWLVWU\2UDOKHDOWKDGPLQLVWUDWLRQDQGPDQDJHPHQW'HQWDOHGXFDWLRQ
)RUHQVLFRGRQWRORJ\HWF

'RFXPHQW5HYLHZ6HFWLRQ䠖6RFLHW\PHGLFLQHQXUVLQJVSRUWVVFLHQFHVSK\VLFDOHGXFDWLRQKHDOWKVFLHQFHVDQGUHODWHGILHOGV

%DVLF
([DPSOHVRIUHODWHGUHVHDUFKFRQWHQW
6HFWLRQ
0HGLFDOPDQDJHPHQWDQGPHGLFDOVRFLRORJ\UHODWHG
0HGLFDOPDQDJHPHQW0HGLFDOVRFLDOVFLHQFH(WKLFVIRUPHGLFDOVFLHQFH(WKLFVIRUPHGLFDOFDUH
 %LRPHGLFDOHGXFDWLRQ+LVWRU\RIPHGLFDOVFLHQFH+HDOWKSROLF\DQGHFRQRPLFV&OLQLFDOWULDOV
+HDOWKDQGPHGLFDOVHUYLFHVDGPLQLVWUDWLRQ'LVDVWHUPHGLFDOVFLHQFHHWF

+\JLHQHDQGSXEOLFKHDOWKUHODWHGLQFOXGLQJODERUDWRU\DSSURDFK
 +\JLHQH3XEOLFKHDOWK(SLGHPLRORJ\*OREDOKHDOWKHWF

+\JLHQHDQGSXEOLFKHDOWKUHODWHGH[FOXGLQJODERUDWRU\DSSURDFK
 +\JLHQH3XEOLFKHDOWK(SLGHPLRORJ\*OREDOKHDOWKHWF

)RUHQVLFVPHGLFLQHUHODWHG
 )RUHQVLFPHGLFLQH)RUHQVLFSDWKRORJ\)RUHQVLFWR[LFRORJ\)RUHQVLFJHQHWLFV6XLFLGH$EXVH
&OLQLFDOIRUHQVLFPHGLFLQH6XGGHQGHDWKHWF

)XQGDPHQWDORIQXUVLQJUHODWHG
 )XQGDPHQWDORIQXUVLQJ1XUVLQJHGXFDWLRQ1XUVLQJDGPLQLVWUDWLRQHWF

&OLQLFDOQXUVLQJUHODWHG
 &ULWLFDOFDUHDQGHPHUJHQF\QXUVLQJ3HULRSHUDWLYHQXUVLQJ1XUVLQJRIFKURQLFLOOQHVV2QFRORJ\QXUVLQJ
3V\FKLDWULFQXUVLQJ3DOOLDWLYHFDUHQXUVLQJHWF

/LIHORQJGHYHORSPHQWDOQXUVLQJUHODWHG
 :RPHQ
VKHDOWKQXUVLQJ0DWHUQDOQXUVLQJ0LGZLIHU\)DPLO\KHDOWKQXUVLQJ&KLOGKHDOWKQXUVLQJ
6FKRROQXUVLQJHWF

*HURQWRORJLFDOQXUVLQJDQGFRPPXQLW\KHDOWKQXUVLQJUHODWHG
 *HURQWRORJLFDOQXUVLQJ&RPPXQLW\KHDOWKQXUVLQJ3XEOLFKHDOWKQXUVLQJ'LVDVWHUQXUVLQJHWF

5HKDELOLWDWLRQVFLHQFHUHODWHG
 5HKDELOLWDWLRQPHGLFLQH5HKDELOLWDWLRQQXUVLQJ5HKDELOLWDWLRQPHGLFDOFDUH3K\VLFRWKHUDSHXWLFV
2FFXSDWLRQDOWKHUDS\$VVLVWLYHWHFKQRORJ\6SHHFKDQGODQJXDJHWKHUDS\HWF

6SRUWVVFLHQFHVUHODWHG
 6SRUWVSK\VLRORJ\6SRUWVELRFKHPLVWU\6SRUWVPHGLFLQH6SRUWVVRFLRORJ\6SRUWVPDQDJHPHQW
6SRUWVSV\FKRORJ\6SRUWVHGXFDWLRQ7UDLQLQJVFLHQFH6SRUWVELRPHFKDQLFV$GDSWHGVSRUWVVFLHQFH'RSLQJHWF

3K\VLFDOHGXFDWLRQDQGSK\VLFDODQGKHDOWKHGXFDWLRQUHODWHG
*URZWKGHYHORSPHQWDOVFLHQFH3K\VLFDODQGKHDOWKHGXFDWLRQ3K\VLFDOHGXFDWLRQLQVFKRRO
 (GXFDWLRQDOSK\VLRORJ\3K\VLFDOV\VWHPVVFLHQFH+LJKHUEUDLQIXQFWLRQVFLHQFH0DUWLDODUWVWKHRU\
2XWGRRUHGXFDWLRQHWF

32
1XWULWLRQVFLHQFHDQGKHDOWKVFLHQFHUHODWHG
 1XWULWLRQDOSK\VLRORJ\1XWULWLRQDOELRFKHPLVWU\1XWULWLRQDOHGXFDWLRQ&OLQLFDOQXWULWLRQ)XQFWLRQDOIRRG
/LIHVW\OHUHODWHGGLVHDVH+HDOWKSURPRWLRQ$JLQJHWF
 3DQHO5HYLHZ6HFWLRQ0HGLFLQHGHQWLVWU\DQGSKDUPDF\

'RFXPHQW5HYLHZ6HFWLRQ㸸%LRPHGLFDOHQJLQHHULQJDQGUHODWHGILHOGV

%DVLF
([DPSOHVRIUHODWHGUHVHDUFKFRQWHQW
6HFWLRQ
%LRPHGLFDOHQJLQHHULQJUHODWHG
 0HGLFDOLPDJLQJ0HGLFDOPRGHOLQJ%LRORJLFDOVLPXODWLRQ%LRPHWULFV$UWLILFLDORUJDQV7LVVXHHQJLQHHULQJ
%LRSK\VLFDOSURSHUWLHV%LRFRQWURO%LRPHFKDQLFV1DQRELRV\VWHPVHWF

%LRPDWHULDOVUHODWHG
 %LRIXQFWLRQDOPDWHULDOV7LVVXHHQJLQHHULQJPDWHULDOV%LRFRPSDWLEOHPDWHULDOV1DQRELRPDWHULDOV
'UXJGHOLYHU\V\VWHPV6WLPXOLVHQVLWLYHPDWHULDOV*HQHWLFHQJLQHHULQJPDWHULDOHWF

0HGLFDOV\VWHPVUHODWHG
0HGLFDOXOWUDVRXQGV\VWHP'LDJQRVWLFLPDJLQJV\VWHP/DERUDWRU\GLDJQRVLVV\VWHPV
 0LQLPDOO\LQYDVLYHWUHDWPHQWV\VWHPV5HPRWHGLDJQRVLVDQGWUHDWPHQWV\VWHPV2UJDQSUHVHUYDWLRQV\VWHPV
0HGLFDOLQIRUPDWLRQV\VWHPV&RPSXWHUDVVLVWHGVXUJHU\0HGLFDOURERWHWF

0HGLFDOWHFKQRORJ\DVVHVVPHQWUHODWHG
 5HJXODWRU\VFLHQFH6DIHW\HYDOXDWLRQ&OLQLFDOVWXG\0HGLFDOWHFKQRORJ\HWKLFV0HGLFDOGHYLFHVHWF

0HGLFDODVVLVWLYHWHFKQRORJ\UHODWHG
+HDOWKFDUHDQGUHKDELOLWDWLRQHQJLQHHULQJ/LIHDVVLVWWHFKQRORJ\&DUHVXSSRUWWHFKQRORJ\$FFHVVLELOLW\GHVLJQ
 8QLYHUVDOGHVLJQ5HKDELOLWDWLRQDQGQXUVLQJURERW$VVLVWGHYLFHIRUDUWLILFLDOLQWHUQDORUJDQ5HKDELOLWDWLRQGHYLFHV
1XUVLQJVFLHQFHDQGHQJLQHHULQJHWF

33

You might also like