Professional Documents
Culture Documents
2000 Topic: Rule 7, Section 1. Caption
2000 Topic: Rule 7, Section 1. Caption
The caption sets forth the name of the court, the title
Now, sometime in 1993, petitioners notified private
of the action, and the docket number if assigned.
respondent delos Reyes that they were ready to redeem the
property but the offer was refused. Aggrieved, petitioners
The title of the action indicates the names of the
filed a complaint for reformation of instrument and damages
parties. They shall all be named in the original with the RTC of Antipolo, Rizal. Petitioner averred that the
complaint or petition; but in subsequent pleadings, it deed was merely a formality to meet the requirements of
shall be sufficient if the name of the first party on the bank for the housing loan, and that the real intention of
each side be stated with an appropriate indication the parties in securing the loan was to apply the proceeds
when there are other parties. thereof for the payment of the mortgage obligation.
Furthermore, they alleged that the deed of sale did not
Their respective participation in the case shall be reflect the true intention of the parties, and that the
indicated. transaction was not an absolute sale but an equitable
mortgage, considering that the price of the sale was
XXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXX inadequate considering the market value of the subject
property and because they continued paying the real estate
Lorbes v. Court of Appeals, G.R. No. 139884, February 15, taxes thereto even after the execution of the said deed of
2000 sale.
ISSUE:
It was agreed that petitioners will sign a deed of sale
conveying the mortgaged property in favor of private Whether the transaction between petitioners and Cruz was
respondent Cruz and thereafter, Cruz will apply for a housing one of absolute sale or of equitable mortgage.
loan with Land Bank, using the subject property as collateral.
XXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXX
It was further agreed that out of the proceeds of the loan,
P500,000.00 will be paid to the Carloses as mortgagees, and
RULINGS:
any such balance will be applied by petitioners for capital
gains tax, expenses for the cancellation of the mortgage to The true arrangement between petitioners and private
the Carloses, transfer of title to Josefina Cruz, and respondent Cruz was an equitable mortgage.
registration of a mortgage in favor of Land Bank. Moreover,
the monthly amortization on the housing loan which was
Based on the provision found under Article 1602 of the Civil
supposed to be deducted from the salary of private
Code, the Court finds that the true intention between the
respondent Cruz will be reimbursed by private respondent
parties for executing the Deed of Absolute Sale was not to
delos Reyes.
convey ownership of the property in question but merely to
secure the housing loan of Cruz, in which petitioners had a
direct interest since the proceeds thereof were to be
immediately applied to their outstanding mortgage PHIL CHARTER vs. PNC CORP
obligation to the Carloses.
G.R. NO. 185066 OCTOBER 2, 2009
(a) Paragraphs. - The allegations in the body of a Both surety bonds contain the following conditions: (1) the
pleading shall be divided into paragraphs so liability of PCIC under the bonds expires on March 16, 1998;
numbered as to be readily identified, each of which and (2) a written extrajudicial demand must first be
tendered to the surety, PCIC, within 15 days from the
shall contain a statement of a single set of
expiration date; otherwise PCIC shall not be liable
circumstances so far as that can be done with thereunder and the obligee waives the right to claim or file
convenience. A paragraph may be referred to by its any court action to collect on the bond.
number in all succeeding pleadings.
On March 3, 4, and 5, 1998, Kalingo made partial/initial
(b) Headings. - When two or more causes of action delivery of four units of tollbooths under P.O. No. 71024L.
are joined, the statement of the first shall be prefaced However, the tollbooths delivered were incomplete or were
by the words "first cause of action," of the second by not fabricated according to PNCC specifications. Kalingo
"second cause of action," and so on for the others. failed to deliver the other 23 tollbooths up to the time of
filing of the complaint; despite demands, he failed and
refused to comply with his obligation under the POs.
When one or more paragraphs in the answer are
addressed to one of several causes of action in the
On March 9, 1998, six days before the expiration of the
complaint, they shall be prefaced by the words surety bonds and after the expiration of the delivery period
"answer to the first cause of action" or "answer to the provided for under the award, PNCC filed a written
second cause of action" and so on; and when one or extrajudicial claim against PCIC notifying it of Kalingo’s
more paragraphs of the answer are addressed to default and demanding the repayment of the down payment
several causes of action, they shall be prefaced by on P.O. No. 71024L as secured by PCIC Bond No. 27547, in
words to that effect. the amount ofP1,050,000.00. The claim went unheeded
despite repeated demands. For this reason, on April 24,
2001, PNCC filed with the Regional Trial Court (RTC),
(c) Relief. - The pleading shall specify the relief
Mandaluyong City a complaint for collection of a sum of
sought, but it may add a general prayer for such
money against Kalingo and PCIC.
further or other relief as may be deemed just or
equitable. PCIC, in its answer, argued that the partial delivery of four
out of the 25 units of tollbooth by Kalingo under P.O. No.
(d) Date. - Every pleading shall be dated. 71024L should reduce Kalingo's obligation.
XXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXX
The trial court ruled in favor of PNCC and made no ruling on such that no relief for collection thereunder may be validly
PCIC’s liability under PCIC Bond No. 27546, a claim that was awarded.
not pleaded in the complaint.
Hence, the trial court’s decision finding PCIC liable solely
On appeal, the CA, by Decision of January 7, 2008, held that under PCIC Bond No. 27547 is correct – not only because
the RTC erred in ruling that PCIC's liability is limited only to collection under the other bond, PCIC Bond No. 27546, was
the payment of P1,050,000.00 under PCIC Bond No. 27547 not raised or pleaded in the complaint, but for the more
which secured the down payment on P.O. No. 71024L. The important reason that no cause of action arose in PNCC’s
appellate court held that PCIC, as surety, is liable jointly and favor with respect to this bond. Consequently, the appellate
severally with Kalingo for the amount of the two bonds. court was in error for including liability under PCIC Bond No.
27546.
XXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXX
PNCC might be alluding to Section 2(c), Rule 7 of the Rules of
ISSUE: Court, which provides that a pleading shall specify the relief
sought, but may add a general prayer for such further or
Whether or not PCIC is liable for payment of the security other reliefs as may be deemed just and equitable. Under
bond not alleged in the complaint for collection of money. this rule, a court can grant the relief warranted by the
allegation and the proof even if it is not specifically sought
XXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXX by the injured party; the inclusion of a general prayer may
justify the grant of a remedy different from or together with
HELD: the specific remedy sought, if the facts alleged in the
complaint and the evidence introduced so warrant.
No.
We find PNCC’s argument to be misplaced. A general prayer
The issue before us calls for a discussion of a court’s basic for "other reliefs just and equitable" appearing on a
appreciation of allegations in a complaint. The fundamental complaint or pleading normally enables the court to award
rule is that reliefs granted a litigant are limited to those reliefs supported by the complaint or other pleadings, by the
specifically prayed for in the complaint; other reliefs prayed facts admitted at the trial, and by the evidence adduced by
for may be granted only when related to the specific the parties, even if these reliefs are not specifically prayed
prayer(s) in the pleadings and supported by the evidence on for in the complaint. We cannot, however, grant PNCC the
record. Necessarily, any such relief may be granted only "other relief" of recovering under PCIC Bond No. 27546
where a cause of action therefor exists, based on the because of the respect due the contractual stipulations of
complaint, the pleadings, and the evidence on record. the parties. While it is true that PCIC’s liability under PCIC
Bond No. 27546 would have been clear under ordinary
Each of the surety bonds issued by PCIC created a right in
circumstances (considering that Kalingo's default under his
favor of PNCC to collect the repayment of the bonded down
contract with PNCC is now beyond dispute), it cannot be
payments made on the two POs if contractor Kalingo
denied that the bond contains a written claim provision, and
defaults on his obligation under the award to fabricate and
compliance with it is essential for the accrual of PCIC’s
deliver to PNCC the tollbooths contracted for.
liability and PNCC’s right to collect under the bond.
Concomitantly, PCIC, as surety, had the obligation to comply
with its undertaking under the bonds to repay PNCC the
XXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXX
down payments the latter made on the POs if Kalingo
defaults. Diona v. Balangue, G.R. No. 173559, January 7, 2013
to present her evidence ex parte (d) Extent of relief to be awarded. – A judgment rendered
against a party in default shall not exceed the amount or be
The RTC granted petitioner’s Complaint and awarded a different in kind from that prayed for nor award
monthly interest of 5% per annum. Respondents then filed a unliquidated damages.
Motion to Correct/Amend Judgment and To Set Aside
Execution Sale
dated December 17, 2001, claiming that the parties did not The raison d’être in limiting the extent of relief that may be
agree in writing on any rate of interest and that petitioner granted is that it cannot be presumed that the defendant
merely sought for a 12% per annum interest in her would not file an Answer and allow himself to be declared in
Complaint. Surprisingly, the RTC awarded 5% monthly default had he known that the plaintiff will be accorded a
interest (or 60% per annum) from March 2, 1991 until full relief greater than or different in kind from that sought in
payment. Resultantly, their indebtedness inclusive of the the Complaint.
exorbitant interest from March 2, 1991 to May 22, 2001
ballooned from P124,400.00 to P652,000.00.
In an Order dated May 7, 2002, the RTC granted No doubt, the reason behind Section 3(d), Rule 9 of the
respondents’ motion and accordingly modified the interest Rules of Court is to safeguard defendant’s right to due
rate awarded from 5% monthly to 12% per annum. process against unforeseen and arbitrarily issued judgment.
This, to the mind of this Court, is akin to the very essence of
XXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXX due process. It embodies “the sporting idea of fair play” and
forbids the grant of relief on matters where the defendant
ISSUE: was not given the opportunity to be heard In the case at
bench, the award of 5% monthly interest rate is not
Whether or not the Court can grant relief not supported both by the allegations in the pleadings and the
prayed for in the complaint? evidence on record. The Real
XXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXX HELD: the Court of Appeals found that copies of the Notice
of Judgment and its Decision were sent through registered
rd
Navarro v. Jarson Development, G.R. No. 142627, January mail to petitioners’ counsel at M.B. MahinayBldg. (3 Floor),
28, 2008 F. Sotto St., Cebu City. Said counsel received the same. The
latter admitted that through inadvertence, he did not file
XXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXX with the Court of Appeals a formal notice of his change of
address.
FACTS:
The Court of Appeals, in granting respondents’ Motion for
Spouses Mariano Entry of Finality of Judgment, held:
and Estrella Najarro (spouses Najarro), petitioners, are the
registered owners of a residential building constructed on Section 3, Rule 7 of the Rules of Court pertinently provides:
Lot 1394-C of the Banilad Friar Lands located on V. Sotto
Street, Cebu City. Respondent Jarson Development Sec. 3. Signature and address. – Every pleading must be
Corporation (JDC), on the other hand, is a corporation signed by the party or counsel representing him, stating in
registered and existing under Philippine laws. It is engaged either case his address which should not be a post office
in the business, among others, of acquiring and managing box.
real estate, buildings and other
xxx
structures. Among JDC’s various projects is the develop
ment of RichmondPlaza, a 12-story commercial building
Counsel who deliberately files an unsigned pleading, or signs A pleading required to be verified which contains a
a pleading in violation of this Rule or alleges scandalous or verification based on "information and belief," or
indecent matters therein, or fails to promptly report to the upon "knowledge, information and belief," or lacks a
court a change of his address, shall be subject to
proper verification, shall be treated as an unsigned
appropriate disciplinary action.
pleading.
XXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXX
Clearly, it is the duty of the counsel to promptly inform the
court of a change of his address. The contention of G.R. No. 191906 June 2, 2014
defendants-appellants’ counsel that his failure to inform the
Court of his change of address was due to the fault of his JOSELITO MA. P. JACINTO (Formerly President of F. Jacinto
legal secretary in not including the instant case in the Group, Inc.), Petitioner,
inventory of his cases is a lame excuse and deserves no vs.
consideration. It has to be stressed that it devolves upon EDGARDO* GUMARU, JR., Respondent.
every counsel to take full responsibility in supervising the
work in his office with respect to all the cases he handles XXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXX
and he should not delegate this responsibility to his legal
secretary. "When a judgment has been satisfied, it passes beyond
1
review", and "there are no more proceedings to speak of
x x x inasmuch as these were terminated by the satisfaction of
2
the judgment."
Sad to say, the negligence of defendants-appellants’ counsel
in failing to inform the Court of his change of address which XXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXX
resulted to his non-receipt of Our Decision when the same
was served to him in his old address, which is the address of
record when the said judgment was promulgated, binds Facts:
defendants-appellants.
On December 6, 2004, a Decision was rendered in favor of
1) A distinction must be made between non-compliance Mahinay v. Gako, G.R. No. 165338, November 28,
with the requirement on or submission of defective 2011
verification, and non-compliance with the requirement on or XXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXX
submission of defective certification against forum shopping.
Facts:
2) As to verification, non-compliance therewith or a defect
Constantina H. Sanchez, Josefina H. Lopez and Susan
therein does not necessarily render the pleading fatally Honoridez are the registered owners (the owners) of a
defective. The court may order its submission or correction parcel of land known as Lot 5. Mahinay filed a
[11]
complaint for specific performance against the owners and the allegations contained in the pleading are true and
one Felimon Suarez (Suarez), to compel them to correct; are not speculative or merely imagined; and have
[81]
convey Lot 5 to him. This is based on allegation that the been made in good faith. A pleading may be verified by
owners violate Mahinay’s preferential right by selling the stating that the pleaders have read the allegations in their
property to Suarez. petition and that the same are true and correct based either
on theirpersonal knowledge or authentic records, or based
The court ruled in favour of Mahinay. The owners and both on their personal knowledge and authentic
[22]
Suarez moved for reconsideration. On November 22, records. While the rule gives the pleaders several ways of
1996, however, the RTC denied the same. verifying their pleading, the use of the phrase personal
knowledge or authentic records is not without any legal
Whereupon, Mahinay filed a Motion to Issue an Order signification and the pleaders are not at liberty to choose
Directing Sorensen (the current holder of the title) to Turn any of these phrases fancifully. Hun Hyung Park v. Eung
Over the title to him. This drew Sorensen’s Opposition. [82]
Won Choi teaches us when to properly use authentic
records in verifying a pleading:
On December 12, 2003, Judge Gako issued the assailed
Resolution denying Mahinay’s motion. Mahinay filed a “*A+uthentic” records as a basis for verification bear
reiteratory motion. Apparently persuaded by Mahinay’s significance in petitions wherein the greater portions of the
formulations, Judge Gako granted his Reiteratory allegations are based on the records of the proceedings in
Motion. Soseren appealed. the court of origin and/or the court a quo, and not solely on
[55]
the personal knowledge of the petitioner. To illustrate,
In a Resolution promulgated on April 24, 2007, however, petitioner himself could not have affirmed, based on his
the CA outrightly dismissed Sorensen’s petition for her personal knowledge, the truthfulness of the statement in his
failure to state that the allegations in her petition are true petition before the CA that at the pre-trial conference
and correct not only based on her personal knowledge but respondent admitted having received the letter of demand,
also based on authentic records. because he (petitioner) was not present during the
[56] conference. Hence, petitioner needed to rely on the records
Sorensen filed a Motion for Reconsideration and to
to confirm its veracity.
remedy the defect in her petition submitted an Amended [84]
[57] Nonetheless, the Rules and jurisprudence on the matter
Petition with corrected verification. But the CA was not
have it that the court may allow such deficiency to be
moved by Sorensen’s subsequent compliance and, [85]
remedied. In Altres v. Empleo, this Court pronounced for
consequently, denied her motion. Hence this petition.
the guidance of the bench and the bar that “non-compliance
x x x or a defect [in the verification] does not necessarily
XXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXX
render the pleading fatally defective. The court may order
its submission or correction or act on the pleading if the
Issue:
attending circumstances are such that strict compliance with
THAT THE RESPONDENT COURT OF APPEALS COMMITTED A the Rule may be dispensed with in order that the needs of
justice may be served thereby.”
GRAVE ABUSE OF DISCRETION IN DISMISSING THE PETITION FOR
CERTIORARI FOR FAILING TO STATE IN ITS VERIFICATION PORTION
Pitted against this test, we sustain the CA for not taking a
THE PHRASE ‘OR BASED ON AUTHENTIC RECORDS’ AS REQUIRED
liberal stance in resolving Sorensen’s petition for certiorari as
IN SECTION 4, RULE 7 OF THE 1997 RULES ON CIVIL PROCEDURE AS
the dismissal thereof did not impair or affect her substantive
AMENDED BY AM NO. 00-2-10-SC [E]SPECIALLY SO WHEN
rights.
PETITIONER HAD ALREADY FILED AN AMENDED PETITION FOR
CERTIORARI WITH THE CORRECTED VERIFICATION PORTION THIS
XXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXX
TIME CONTAINING THE PHRASE “BASED ON AUTHENTIC
RECORDS”;
Vallacar v. Catubig, G.R. No. 175512, May 30, 2012
XXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXX
Ruling: XXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXX
law or rule, pleadings need not be under oath, verified or On January 27, 1994, respondent’s husband, Quintin
accompanied by affidavit. Catubig, Jr. (Catubig), was on his way home from Dumaguete
City riding in tandem on a motorcycle with his employee,
A pleading is verified by an affidavit that the affiant Teddy Emperado (Emperado). Catubig was the one driving
has read the pleading and that the allegations therein are the motorcycle. While approaching a curve at kilometers 59
true and correct of his personal knowledge or based and 60, Catubig tried to overtake a slow moving ten-wheeler
on authentic records. cargo truck by crossing-over to the opposite lane, which was
then being traversed by the Ceres Bulilit bus driven by
A pleading required to be verified which contains a Cabanilla, headed for the opposite direction. When the two
verification based on “information and belief,” or upon vehicles collided, Catubig and Emperado were thrown from
“knowledge, information and belief,” or lacks a proper the motorcycle. Catubig died on the spot where he was
verification, shall be treated as an unsigned pleading. thrown, while Emperado died while being rushed to the
hospital. On February 1, 1994, Cabanilla was charged with
Verification of pleading is not an empty ritual bereft of any reckless imprudence resulting in double homicide in Criminal
legal importance. It is intended to secure an assurance that
Case No. M-15-94 before the Municipal Circuit Trial Court A pleading required to be verified which contains a
(MCTC) of Manjuyod-Bindoy-Ayungon of the Province of verification based on “information and belief,” or upon
Negros Oriental. After preliminary investigation, the MCTC “knowledge, information and belief,” or lacks a proper
issued a Resolution on December 22, 1994, dismissing the verification, shall be treated as an unsigned pleading.”
criminal charge against Cabanilla. It found that Cabanilla was
not criminally liable for the deaths of Catubig and Emperado, The same provision was again amended by A.M. No.
because there was no negligence, not even contributory, on 00-2-10, which became effective on May 1, 2000. It now
Cabanilla’s part. reads:
XXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXX FACTS:
XXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXX RULING:
XXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXX Anent the procedural issue, petitioner argues that there can
be no dispute that Ms. Beleno was acting within her
Swedish Match v. Treasurer, v. G.R. No. 181277, July authority when she instituted the Petition for Refund before
the RTC, notwithstanding that the Petition was not
3, 2013 accompanied by a Secretary’s Certificate. Her authority was
XXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXX ratified by the Board in its Resolution adopted on 19 May
2004. Thus, even if she was not authorized to execute the
FACTS: Verification and Certification at the time of the filing of the
Petition, the ratification by the board of directors
On 20 October 2001, petitioner paid business taxes in the retroactively applied to the date of her signing.
total amount of P470,932.21. The assessed amount was
based on Sections 14 and 21 of Ordinance No. 7794, On the other hand, respondent contends that petitioner
failed to establish the authority of Ms. Beleno to institute
otherwise known as the Manila Revenue Code, as amended
the present action on behalf of the corporation. Citing
by Ordinance Nos. 7988 and 8011. Out of that Philippine Airlines v. Flight Attendants and Stewards
amount, P164,552.04 corresponded to the payment under Association of the Philippines (PAL v. FASAP), respondent
Section 21. avers that the required certification of non-forum shopping
should have been valid at the time of the filing of the
Petition. The Petition, therefore, was defective due to the
Assenting that it was not liable to pay taxes under Section
flawed Verification and Certification of Non-Forum
21, petitioner wrote a letter dated 17 September 2003 to
Shopping, which were insufficient in form and therefore a
herein respondent claiming a refund of business taxes the
clear violation of Section 5, Rule 7 of the 1997 Rules of Civil
former had paid pursuant to the said provision. Petitioner
Procedure.
argued that payment under Section 21 constituted double
taxation in view of its payment under Section 14.
Consequently, a verification signed without an authority
from the board of directors is defective. However, the
On 17 October 2003, for the alleged failure of respondent to
requirement of verification is simply a condition affecting
act on its claim for a refund, petitioner filed a Petition for
the form of the pleading and non-compliance does not
Refund of Taxes with the RTC of Manila in accordance with
necessarily render the pleading fatally defective. The court
Section 196 of the Local Government Code of 1991. The
may in fact order the correction of the pleading if
Petition was docketed as Civil Case No. 03-108163.
verification is lacking or, it may act on the pleading although
it may not have been verified, where it is made evident that
On 14 June 2004, the Regional Trial Court (RTC), Branch 21 strict compliance with the rules may be dispensed with so
of Manila rendered a Decision in Civil Case No. 03-108163 that the ends of justice may be served.
dismissing the Petition for the failure of petitioner to plead
the latter’s capacity to sue and to state the authority of
A distinction between noncompliance and substantial
Tiarra T. Batilaran-Beleno (Ms. Beleno), who had executed
compliance with the requirements of a certificate of non-
the Verification and Certification of Non-Forum Shopping.
forum shopping and verification as provided in the Rules of
22
Court must be made. In this case, it is undisputed that the
In denying petitioner’s Motion for Reconsideration, the RTC Petition filed with the RTC was accompanied by a
went on to say that Sections 14 and 21 pertained to taxes of Verification and Certification of Non-Forum Shopping signed
a different nature and, thus, the elements of double taxation by Ms. Beleno, although without proof of authority from the
were wanting in this case. board. However, the Supreme Court finds that the belated
submission of the Secretary’s Certificate constitutes
On appeal, the CTA Second Division affirmed the RTC’s substantial compliance with Sections 4 and 5, Rule 7 of the
dismissal of the Petition for Refund of Taxes on the ground 1997 Revised Rules on Civil Procedure.
that petitioner had failed to state the authority of Ms.
Beleno to institute the suit.
Clearly, this is not an ordinary case of belated submission of They prayed that the respondents be enjoined from
proof of authority from the board of directors. Petitioner- unlawfully and illegally threatening to take possession of the
corporation ratified the authority of Ms. Beleno to represent subject property.
it in the Petition filed before the RTC, particularly in Civil
Case No. 03-108163, and consequently to sign the
verification and certification of non-forum shopping on According to the petitioners, they acquired the land from
behalf of the corporation. This fact confirms and affirms her Virginia Tuazon in 1997; Tuazon was the sole bidder and
authority and gives Supreme Court all the more reason to winner in a tax delinquency sale conducted by the City of
uphold that authority. Butuan on December 27, 1996.
Failure to comply with the foregoing requirements The RTC found that the auction sale was tainted with
shall not be curable by mere amendment of the irregularity as the bidder was a government employee
disqualified in accordance with Section 89 of the Local
complaint or other initiatory pleading but shall be
Government Code of 1991.
cause for the dismissal of the case without prejudice,
unless otherwise provided, upon motion and after
The petitioners are not buyers in good faith either. On the
hearing. The submission of a false certification or contrary, they were in bad faith for having falsified the tax
non-compliance with any of the undertakings therein declaration they redeemed the property with.
shall constitute indirect contempt of court, without
prejudice to the corresponding administrative and THE CA’S RULING
criminal actions. If the acts of the party or his counsel
clearly constitute willful and deliberate forum While the petition for review on certiorari was pending
shopping, the same shall be ground for summary before the CA, the petitioners filed an action for specific
8
dismissal with prejudice and shall constitute direct performance against the City Government of Butuan.
contempt, as well as a cause for administrative
sanctions. According to the petitioners, they acquired possession and
ownership over the auctioned property when they
XXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXX redeemed it from Tuazon. The City Government of Butuan
9
must therefore issue them a certificate of sale.
Spouses Plaza v. Lustiva, G.R. No. 172909, March 5,
2014 (Supra.) The CA, after legal analysis, similarly concluded that for
being disqualified to bid under Section 89 of the Local
XXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXX Government Code of 1991, Tuazon never obtained
ownership over the property; much less transmit any
proprietary rights to the petitioners.
THE FACTS
XXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXX
THE COURT’S RULING Thus, the petitioners' subsequent filing of the specific
performance action is forum shopping of the third kind-
YES! splitting causes of action or filing multiple cases based on
the same cause of action, but with different prayers.
"The requisites of litis pendentia are: Mediserv v. Court of Appeals, G.R. No. 161368, April
5, 2010
(a) the identity of parties, or at least such as representing
XXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXX
the same interests in both actions;
FACTS:
(b) the identity of rights asserted and relief prayed for, the
relief being founded on the same facts; and On September 20, 1994, petitioner Mediserv, Inc.
executed a real estate mortgage in favor of China Banking
(c) the identity of the two cases such that judgment in one, Corporation as security for a loan. The mortgage was
regardless of which party is successful, would amount to res constituted on a 500-square meter lot with
judicata in the other."
27 improvements. Mediserv defaulted on its obligation with
Chinabank and the real estate mortgage was foreclosed. At
the public auction sale, private respondent Landheights
Noticeable among these three types of forum shopping is
Development Corporation won as the highest bidder.
the identity of the cause of action in the different cases filed.
Cause of action is "the act or omission by which a party Sometime in April 1998, Landheights filed with
28
violates the right of another." the RTC of Manila an “Application for Possession of Real
Estate Property Purchased at an Auction Sale under Act
The cause of action in the present case (and the main case) No. 3135.” The title of the property was consolidated in
is the petitioners’ claim of ownership of the land when they favor of Landheights and a TCT was issued to
bought it, either from the City Government of Butuan or them. Landheights then filed a verified complaint for
from Tuazon. ejectment against Mediserv before the Metropolitan Trial
Court (MeTC).
This ownership is the petitioners’ basis in enjoining the
respondents from dispossessing them of the property. MeTC rendered a decision in favor of
Landheights. Aggrieved, Mediserv appealed the decision to
the RTC. RTC rendered a decision which reversed and set
On the other hand, the specific performance case prayed
aside the MeTC’s order. Landheights’ motion for
that the City Government of Butuan be ordered to issue the
reconsideration was denied. Accordingly, Landheights filed a
petitioners the certificate of sale grounded on the
Petition for Review with the CA, which however dismissed
petitioners’ ownership of the land when they had bought it,
the petition. Landheights seasonably filed a motion for
either from the City Government of Butuan or from Tuazon.
reconsideration and subsequently submitted a Secretary’s
Certificate executed by its Corporate Secretary, stating that
While it may appear that the main relief prayed for in the the Board of Directors affirms the authority of Mr. Tan to file
present injunction case is different from what was prayed the Petition for Review.
for in the specific performance case, the cause of action
which serves as the basis for the reliefs remains the same — CA issued a Resolution granting Landheights a
the petitioners’ alleged ownership of the property after its new period of 10 days within which to correct and rectify
purchase in a public auction. the deficiencies in the petition. Mediserv filed a motion for
reconsideration praying that the Resolution which dismissed
the petition, be reinstated. On even date, Landheights filed substantial compliance when the lacking secretary’s
its Manifestation of Compliance. certificate was submitted by the petitioners as an
attachment to the motion for reconsideration seeking
Its motion for reconsideration having been reversal of the original decision dismissing the petition for its
denied by the appellate court, petitioner is now before the earlier failure to submit such requirement.
SC via the present recourse.
In the present case, Landheights rectified its
XXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXX failure to submit proof of Mr. Dickson Tan’s authority to sign
the verification/certification on non-forum shopping on its
ISSUE: behalf when the required document was subsequently
submitted to the Court of Appeals. The admission of these
Whether or not the CA erred in allowing private respondent documents, and consequently, the reinstatement of the
to rectify its deficiency in the certification of forum- petition itself, is in line with the cases we have cited. In such
shopping. circumstances, we deem it more in accord with substantive
justice that the case be decided on the merits.
Facts:
The same result was reached in Zosa v.
[33]
Estrella, which likewise involved the successive filing of a Petitioner Dr. Ma. Mercedes L. Barba was the Dean of the
notice of appeal and a petition for certiorari to challenge the College of Physical Therapy of respondent Liceo de Cagayan
same orders, with the Court upholding the CA’s dismissals of University, Inc., a private educational institution with school
the appeal and the petition forcertiorari through separate campus located at Carmen, Cagayan de Oro City Petitioner
decisions. started working for respondent on July 8, 1993 as medical
officer/school physician for a period of one school year or
Yet, the outcome in Young v. Sy and Zosa v. until March 31, 1994. In July 1994, she was chosen by
Estrella is unjust here even if the orders of the RTC being respondent to be the recipient of a scholarship grant to
challenged through appeal and the petition pursue a three-year residency training in Rehabilitation
for certiorari were the same. The unjustness exists because Medicine at the Veterans Memorial Medical Center
the appeal and the petition for certiorari actually sought (VMMC). The
different objectives. In his appeal in C.A.-G.R. CV No.
68259, Javellana aimed to undo the RTC’s erroneous After completing her residency training with VMMC in June
dismissal of Civil Case No. 79-M-97 to clear the way for his 1997 petitioner returned to continue working for
judicial demand for specific performance to be tried and respondent. She was appointed as Acting Dean of the
determined in due course by the RTC; but his petition College of Physical Therapy and at the same time designated
for certiorari had the ostensible objective “to prevent as Doctor-In-Charge of the Rehabilitation Clinic of the
(Priscilla) from developing the subject property and from Rodolfo
proceeding with the ejectment case until his appeal is
finally resolved,” as the CA explicitly determined in its Petitioner’s appointment as Doctor-In-Charge of the
[34]
decision in C.A.-G.R. SP No. 60455. Rehabilitation Clinic was renewed and she was appointed as
Dean of the College of Physical Therapy by respondent’s
Nor were the dangers that the adoption of the President, Dr. Jose Ma. R. Golez.
judicial policy against forum shopping designed to prevent
or to eliminate attendant. The first danger, i.e., the In the school year 2003 to 2004, the College of Physical
multiplicity of suits upon one and the same cause of action, Therapy suffered a dramatic decline in the number of
would not materialize considering that the appeal was a enrollees from a total of 1,121 students in the school year
continuity of Civil Case No. 79-M-97, whereas C.A.-G.R. SP 1995 to 1996 to only 29 students in the first semester of
school year 2003 to 2004. This worsened in the next year or the dismissal of the complaint. The trial court denied the
in school year 2004 to 2005 where a total of only 20 motion, as well as petitioner’s subsequent motion for
students enrolled. reconsideration.
Due to the low number of enrollees, respondent decided to Petitioner then initiated a special civil action
freeze the operation of the College of Physical Therapy for certiorari before the Court of Appeals, alleging grave
indefinitely. abuse of discretion on the part of the trial court. However,
the Court of Appeals dismissed the petition for failure to
Thereafter, the College of Physical Therapy ceased comply with Revised Circular No. 28-91, as amended by
operations on March 31, 2005, and petitioner went on leave Administrative Circular No. 04-94. Said circular requires the
without pay starting on April 9, 2005. Barba was ordered to petition filed before the Court of Appeals to be accompanied
returned to work but as a professor in the college of by a sworn certification against forum shopping, signed by
Nursing. petitioner himself.
Barba filed a case for constructive dismissal. Petitioner’s certification was signed by counsel; the petition
was, thus, dismissed. Petitioner moved for a
He filed two cases, the issue of the first case was whether reconsideration of the dismissal and submitted a sworn
there was constructive dismissal committed by respondent. certification against forum shopping duly signed by one of
On the other hand, the issue in the civil case pending before its senior officers. The motion was, however, denied, with
the RTC is whether petitioner was guilty of breach of the Court of Appeals stating that
contract
"In the present case, absent any compelling reason for
XXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXX petitioner’s failure to comply, at first instance, with Revised
Supreme Court Circular No. 28-91, the Court cannot
Issue: Whether or not the respondent is guilty of forum therefore, accept its subsequent compliance.
shopping.
Petitioner contends that in the case of a corporation as
XXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXX petitioner, the certification against forum shopping may be
signed by a natural person authorized to do so and with
Sc ruling: knowledge of the required facts. The authorized person may
be anyone authorized by the corporation, not necessarily an
Yes, the respondent was not guilty of forum shopping. officer thereof. In such a case, petitioner argues, the counsel
of record has the authority to execute the certification on
The respondents failed to inform the appellate court of the
behalf of the corporation, particularly considering that under
pendency of Civil Case No. 2009- 320, a complaint for breach
the Rules of Court, counsel’s authority to represent his client
of contract filed by respondent against petitioner, we rule in
is presumed. No written power of attorney is required for
the negative. Forum shopping exists when the elements of
counsel to appear for his client.
litis pendentia are present or where a final judgment in one
case will amount to res judicata in another. Litis pendentia
XXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXX
requires the concurrence of the following requisites: (1)
identity of parties, or at least such parties as those ISSUE: w/n the certification of non- forum shopping may be
representing the same interests in both actions; (2) identity signed by the counsel?
of rights asserted and reliefs prayed for, the reliefs being
founded on the same facts; and (3) identity with respect to XXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXX
the two preceding particulars in the two cases, such that any
judgment that may be rendered in the pending case, Held;
regardless of which party is successful, would amount to res
judicata in the other case. No. The reason the certification against forum
shopping is required to be accomplished by petitioner
While there is identity of parties in the two cases, the causes himself is because only the petitioner himself has actual
of action and the reliefs sought are different. The issue knowledge of whether or not he has initiated similar actions
raised in the present case is whether there was constructive or proceedings in different courts or agencies.
dismissal committed by respondent. On the other hand, the
issue in the civil case pending before the RTC is whether We disagree with petitioner that a corporation
petitioner was guilty of breach of contract. Hence, cannot possibly hope to comply with the requirement laid
respondent is not guilty of forum shopping down by Revised Circular No. 28-91 because it is a juridical
entity and not a natural person. If this were so, then it would
have been impossible for a corporation to do anything at all.
XXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXX Needless to say, this is the reason why corporations have
directors and officers, to represent it in its transactions with
Digital Microwave Corp. v. Court of Appeals, G.R. No. others. The same is true for the certification against forum
128550, March 16, 2000 shopping. It could easily have been made by a duly
authorized director or officer of the corporation. That
petitioner did not in the first instance comply with the
XXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXX
requirement of revised Circular No. 28-91 by having the
Facts: certification against forum shopping signed by one of its
officers, as it did after its petition before the Court of
On December 14, 1994, private respondent Asian High Appeals had been dismissed, is beyond our comprehension.
Technology Corp. filed a complaint against petitioner Digital
Microwave Corp. for a sum of money and damages before
the Regional Trial Court of Pasig city. Petitioner moved for
In the recent case of Spouses Valentin Ortiz and Camilla Issue: Whether or not The pleading is defective due to errors
Milan Ortiz v. Court of Appeals, et al., 299 SCRA 708, 711- in verification?
712 (1998), we ruled that
XXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXX
"Regrettably, we find that substantial compliance will not
suffice in a matter involving strict observance as provided Ruling:
for in Circular No. 28-91. The attestation contained in the
The answer is in the Negative.
certification on non-forum shopping requires personal
knowledge by the party who executed the same. To merit Respondent in the instant case is already a resident of the
the Court’s consideration, petitioners here must show United States, and not of the Philippines. Hence, it was
reasonable cause for failure to personally sign the proper for her to appoint her daughter, Grace Galvez, to act
certification. The petitioners must convince the court that as her attorney-in-fact in the Philippines. The Special Power
the outright dismissal of the petition would defeat the of Attorney granted by the respondent to her attorney-in-
fact, Grace Galvez, categorically and clearly authorizes the
administration of justice."
latter to do the following:
In this case, petitioner has not adequately explained its 1. To ask, demand and claim any sum of money that is
failure to have the certification against forum shopping duly [due] from any person natural, juridical and/or
signed by one of its officers. corporation in the Philippines;
Spouses Wee v. Galvez, G.R. No. 147394, August 11, 3. To attend hearings and/or Preliminary Conference[s], to
2004 make stipulations, adjust claims, to settle and/or enter into
Compromise Agreement[s], to litigate and to terminate such
proceedings; [and]
XXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXX
4. To sign all papers, documents and pleadings necessary
Facts: for the accomplishment of the above purposes.
Petitioner Rosemarie Wee and respondent Rosario D. Galvez From the foregoing, it is indisputable that Grace Galvez, as
are sisters.[3] Rosemarie lives with her husband, petitioner attorney-in-fact of the respondent, was duly authorized and
Manuel Wee, in Balanga, Bataan, while Rosario resides in empowered not just to initiate complaints, whether criminal
New York, U.S.A. The present controversy stemmed from an or civil, to enforce and protect the respondent’s rights,
investment agreement between the two sisters, which had claims, and interests in this jurisdiction, but is specifically
gone sour along the way. authorized to sign all “papers, documents, and pleadings”
necessarily connected with the filing of a complaint.
On April 20, 1999, Rosario, represented by Grace Galvez as Pursuant to Administrative Circular No. 04-94, which
her attorney-in-fact, filed a complaint before the RTC of extended the requirement of a certification on non-forum
Quezon City to collect a sum of money from Manuel and shopping to all initiatory pleadings filed in all courts and
Rosemarie Wee. The amount for collection was US$20,000 quasi-judicial agencies, as well as Rule 7, Section 5 of the
at the exchange rate of P38.30 per dollar. The complaint, 1997 Rules of Civil procedure, the aforementioned papers
which was docketed as Civil Case No. Q-99-37372, alleged and documents, which Grace Galvez was authorized and
that Rosario and Rosemarie entered into an agreement empowered to sign, must necessarily include the
whereby Rosario would send Rosemarie US$20,000, half of certification on non-forum shopping. To conclude
said amount to be deposited in a savings account while the otherwise would render nugatory the Special Power of
balance could be invested in the money market. The Attorney and also render respondent’s constitution of an
interest to be earned therefrom would be given to Rosario’s attorney-in-fact inutile.
son, Manolito Galvez, as his allowance.
Forum shopping “occurs when a party attempts to have his
In accordance with her agreement with Rosario, Rosemarie action tried in a particular court or jurisdiction where he
gave Manolito his monthly allowance ranging from P2,000 to feels he will receive the most favorable judgment or
P4,000 a month from 1993 to January 1999. However, verdict.” In our jurisdiction, it has taken the form of filing
sometime in 1995, Rosario asked for the return of the multiple petitions or complaints involving the same issues
US$20,000 and for an accounting. Rosemarie promised to before two or more tribunals or agencies in the hope that
comply with the demand but failed to do so. one or the other court would make a favorable disposition.
There is also forum shopping when, because of an adverse
In January 1999, Rosario, through her attorney-in-fact, Grace decision in one forum, a party seeks a favorable opinion
Galvez, sent Rosemarie a written demand for her US$20,000 (other than by appeal or certiorari) in another. The rationale
and an accounting. Again, Rosemarie ignored the demand, against forum shopping is that a party should not be allowed
thus causing Rosario to file suit. to pursue simultaneous remedies in two different fora.
Filing multiple petitions or complaints constitutes abuse of
On May 18, 1999, the Wees moved to dismiss Civil Case No. court processes, which tends to degrade the administration
Q-99-37372 on the following grounds: (1) the lack of of justice, wreaks havoc upon orderly judicial procedure, and
allegation in the complaint that earnest efforts toward a adds to the congestion of the heavily burdened dockets of
compromise had been made in accordance with Article the courts. Thus, the rule proscribing forum shopping seeks
151[5] of the Family Code; (2) failure to state a valid cause of to promote candor and transparency among lawyers and
action, the action being premature in the absence of their clients in the pursuit of their cases before the courts to
previous earnest efforts toward a compromise; and (3) the promote the orderly administration of justice, prevent
certification against forum shopping was defective, having undue inconvenience upon the other party, and save the
been executed by an attorney-in-fact and not the plaintiff, precious time of the courts. It also aims to prevent the
as required by Rule 7, Section 5[6] of the 1997 Rules of Civil embarrassing situation of two or more courts or agencies
Procedure. rendering conflicting resolutions or decisions upon the same
issue. It is in this light that we must look at the propriety and
XXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXX correctness of the Certificate of Non-Forum Shopping signed
by Grace Galvez on the respondent’s behalf. We have
examined said Certificate and find that under the
circumstances, it does not negate but instead serves the In a letter dated September 16, 2003, the Commission
purpose of the rule against forum shopping, namely to Chairman informed Paler that he was being dropped from
promote and facilitate the orderly administration of justice. the roll of employees effective said date, due to his
continuous 30-day absence without leave and in accordance
Rule 7, Section 5 of the Rules of Court, requires that the
certification should be signed by the “petitioner or principal with Section 63, Civil Service Commission (CSC)
party” himself. The rationale behind this is “because only the Memorandum Circular No. 14, s. 1999. Paler's son received
petitioner himself has actual knowledge of whether or not the letter on September 23, 2003.
he has initiated similar actions or proceedings in different
courts or agencies.” However, the rationale does not apply Paler moved for reconsideration but this was denied on
where, as in this case, it is the attorney-in-fact who February 20, 2004, on the ground that it was filed beyond
instituted the action. The Special Power of Attorney in this the 15-day reglementary period. The denial was received by
instance was constituted precisely to authorize Grace Galvez
Paler's son on March 18, 2004.
to file and prosecute suits on behalf of respondent, who was
no longer resident of the Philippines but of New York, U.S.A.
As respondent points out, it is Grace Galvez, as attorney-in- On appeal, the CSC reversed and set aside the Commission
fact for her, who has actual and personal knowledge Chairman's decision dated September 16, 2003 per
whether she initiated similar actions or proceedings before resolution 04-1214 dated November 9, 2004.
various courts on the same issue on respondent’s behalf.
Said circumstance constitutes reasonable cause to allow the The Commission filed a motion for reconsideration but this
attorney-in-fact, and not the respondent, as plaintiff in Civil was denied by the CSC per resolution No. 050833 dated June
Case No. Q-99-37372 to personally sign the Certificate of
23, 2005.
Non-Forum Shopping. Under the circumstances of this case,
we hold that there has been proper compliance with the
rule proscribing forum shopping. As we previously held This constrained petitioner to file with the CA a petition for
concerning Administrative Circular No. 04-94: review under Rule 43 of the Rules of Court.
The fact that the Circular requires that it be strictly complied Since Paler had in the meantime already reached the
with merely underscores its mandatory nature in that it compulsory age of retirement on July 28, 2005 and was no
cannot be dispensed with or its requirements altogether longer entitled to reinstatement, the CA affirmed with
disregarded, but it does not thereby interdict substantial
modification CSC resolution 04-1214 dated November 9,
compliance with its provisions under justifiable
2004 and resolution No. 050833 dated June 23, 2005.
circumstances.
Administrative Circular No. 04-94 is now incorporated in the Petitioner filed a motion for reconsideration but this was
1997 Rules of Civil Procedure, as Rule 7, Section 5. It is basic denied by the CA in the assailed resolution dated April 27,
that the Rules “shall be liberally construed in order to 2005.
promote their objective of securing a just, speedy and
inexpensive disposition of every action and Hence, this petition
proceeding.”Otherwise put, the rule requiring a certification
of forum shopping to accompany every initiatory pleading,
XXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXX
“should not be interpreted with such absolute literalness as
to subvert its own ultimate and legitimate objective or the
goal of all rules of procedure – which is to achieve ISSUE:
substantial justice as expeditiously as possible.”
Paler questions the authority of the Commission Secretary
XXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXX to file the petition and sign the verification and certification
of non-forum shopping in behalf of the Commission
COA v. Paler, G.R. No. 172623, March 10, 2010 Chairman.
XXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXX XXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXX
FACTS: RULING:
This is a petition for review under Rule 45 of the Rules of Authority to File Petition
Court assailing the decision dated December 20, 2005
and resolution dated April 27, 2005 rendered by the Court of The petitioner in this case is the Commission on
Appeals (CA) in CA-G.R. SP No. 90360. Appointments, a government entity created by the
Constitution, and headed by its Chairman. There was no
Respondent Celso M. Paler was a Supervising Legislative need for the Chairman himself to sign the verification. Its
Staff Officer II (SG-24) with the Technical Support Service of representative, lawyer or any person who personally knew
the Commission on Appointments. On April 8, 2003, he the truth of the facts alleged in the petition could sign the
submitted a request for vacation leave for 74 working days - verification. With regard, however, to the certification of
from August 1,2003 to November 14, 2003. In a non-forum shopping, the established rule is that it must be
memorandum dated April 22, 2003, Ramon C. Nghuatco, executed by the plaintiff or any of the principal parties and
Director III of Technical Support Service, submitted to the not by counsel. In this case, Atty. Tiu failed to show that he
Commission Secretary his was specifically authorized by the Chairman to sign the
comments/recommendation on Paler's application. certification of non-forum shopping, much less file the
petition in his behalf. There is nothing on record to prove
Since he already had an approved leave from June 9 to July such authority. Atty. Tiu did not even bother to controvert
30, 2003, Paler left for the United States on June 8, 2003, Paler's allegation of his lack of authority. This renders the
without verifying whether his application for leave (for petition dismissible.
August 1 - November 14, 2003) was approved or denied.
Furthermore, the petition is bereft of merit as it merely
restates the arguments presented before the CSC and CA. It
does not advance any cogent reason that will convince this
Court to deviate from the rulings of both tribunals.
XXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXX