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Stravinsky's Rite of Spring PDF
Stravinsky's Rite of Spring PDF
Stravinsky's Rite of Spring PDF
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MUSA
© 2006
DANIEL
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0262-5245
Original
XXX Analysis
Blackwell
Oxford, fi¾CHUA
Blackwell
Articles
UK ½Publishing
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daniel k. l. chua
Rioting with Stravinsky: a Particular Analysis of the
RITE OF SPRING
The Rite of Spring started with a riot. Legend has it that it was the music that
incited the audience with its barbaric rhythms and dissonances. In fact it was
the choreography that provoked the scandal: ‘Un docteur, un dentiste, deux
dentistes’ shouted its detractors as dancers mimicked movements that seemed
to require some kind of medical attention.1 In a sense, Nijinsky’s Rite was
precisely what the doctor had ordered, judging by Diaghilev’s comment after
the performance: ‘exactly what I wanted’, said the impresario.2 As for the
music, not even the dancers could hear it for all the noise; Nijinsky had to
shout out numbers in the wings to keep them together.3 According to one
reviewer, ‘at the end of the Prelude the crowd simply stopped listening to the
music so that they might better amuse themselves with the choreography’.4
Obviously Stravinsky could not share Diaghilev’s satisfaction; he was angry.5
Not only was the ballet mocked, but his music – indeed, the very idea of the
Rite which he had honed with the painter and ethnographer Nicolas Roerich –
had been eclipsed by the work of Diaghilev’s lover, and the consolation of some
fresh oysters a few days later fortuitously provided the illness that was to
prevent the composer from ever having to see Nijinsky’s Rite again.6
Stravinsky wanted the Rite to be his; all that noise at the première had to be
eliminated, along with the clutter that seemed to clog up his music. First,
Nijinsky’s choreography had to go; its eurythmics that tried to choreograph
every note as an enactment of pagan ritual was replaced in 1920 by the more
abstract movements of Léonide Massine. And although Roerich’s designs were
retained for this production, the abstraction of the choreography had already
neutralised their meaning, for Stravinsky wanted to suppress ‘all anecdotal
detail’ in order to re-package the Rite as a purely ‘musical construction’; the
work was now ‘architectonique’, he said, as opposed to ‘anecdotique’. There
were to be no more ‘scenes from pagan Russia’ to espouse Roerich’s mystical
pastoral of Neolithic bliss. Stravinsky even went as far as to eliminate his own
extra-musical contribution; his famous dream of a sacrificial virgin dancing
herself to death was no longer the vision that inspired the work but was sidelined
as a secondary ‘idea that came from the music’.7 The ‘music itself ’ became the
slogan by which he removed the fingerprints from the collaborative project.8
Not only did this erase the trauma of the première from his memory, but it
destroyed any evidence that would attach his name to the orientalism, exoticism
and nationalism which was beginning to look out-of-date in the brave new
world which emerged after the First World War (1914–18) and the Russian
Revolution (1917). The social order in which the work was created had collapsed
and Stravinsky campaigned to turn the noisy ballet into the silent structure of
a score that could forget its history. At last, having eliminated its origins, the
music could be heard as absolute, pure and structural – and so become the
earth-shattering masterpiece of twentieth-century music.
The purely musical riot is a fiction of music history.9 It was not until the
1980s that music analysts actually gave the ‘music itself ’ the riot it deserved.
Pieter van den Toorn, Richard Taruskin and Allen Forte headed the various
factions that would wage what was literally a pitched battle over the identity of
the Rite. Wielding their octatonic, tonal and pitch-class set theories, they simulated
the original riot inciting each other to higher forms of critical violence – not
least in the pages of this journal.10 Their analyses were in fact far more subtle
and eclectic than the cardboard cut-outs that they accused each other of but,
as with most ideological riots, the finer points were irrelevant. In a riot what
counts is noise. But why make such a racket over a few notes? What could
possibly be at stake to justify the fracas? Nothing less than the meaning of ‘the
music itself ’ and the survival of music theory as its dominant discourse;
indeed, all that Stravinsky had fought for – the ‘purely musical construction’
of a work – was under threat. With hindsight, this riot was the final bout of a
fight in which the emerging forces of a new historicism, led by Taruskin,
seemed bent on knocking out the claims of music analysis, rendering the
‘purely musical’ purely meaningless. In particular, Forte’s pitch-class set analysis,
intended to unleash the modernist elements in the Rite as a radical atonal
structure, was ridiculed by Taruskin as an ahistorical abstraction, if not a
figment of Forte’s music-theoretical imagination.11 The unbridled ‘progress of
theory’ as the future of music’s revelation was something to be distrusted and,
to the horror of hard-core analysts, Taruskin regressed to that seemingly inadequate
‘ad hoc’ type of tonal analysis that they had tried to eradicate from Stravinsky’s
music.12 But that was precisely the point: Taruskin wanted to regress, to return
to origins, to tease out the embryonic clues in the historical and folkloric
sources and so tie this work to tradition, specifically to Stravinsky’s Russian
tradition that would make the Rite look old and its sounds conform to some
kind of tonal ‘common practice’ that emerged from the nineteenth century.13
For Taruskin, the authenticity of the Rite of Spring lay in its genesis and not its
progress; his wrangling over pitch-structures, which looted van den Toorn’s
octatonic theories for historical purposes, was a way of authenticating the Rite
at its roots, and so relocate its identity from the free-floating constructions of
music theory to the very memories Stravinsky wanted to forget.14 A purely
musical riot turned out to be the death of the purely musical.
But it is questionable whether the music itself really got to riot. The analytical
factions, for all their differences, were united under one fundamental cause:
modernity’s quest for cultural legitimacy. This desire to stabilise a revolutionary
work as some kind of ‘Urtext’ or ‘Ursatz’ is an attempt to transcend the passing
I
This analytical riot is in two parts: in Part I the particular rebels against the
false totalities; in Part II the particular holds out the possibility of an emergent
order. To prevent the analysis from deviating prematurely towards the whole,
the focus will be on the particularity of one chord, albeit one that repeats itself
two hundred and twelve times in the ‘Augurs of Spring’ (Ex. 1).
In fact, this is the sonority that accompanied the riot at the première of the
ballet in the Théâtre des Champs-Elysées on 29 May 1913. Although it was
Nijinsky’s choreography that caused the uproar, Stravinsky conceived the chord
as an integral part of the action on stage; in this sense, his choreographic
imagination was instrumental in inciting the riot in musical terms.26 Moreover,
this chord was the inception of the Rite of Spring, according to Stravinsky. The
sketches suggest that it might not be the very first idea on the opening page
(Ex. 2), but Stravinsky intuitively believed it to be the initial inspiration – the
first in significance if not in time.27 ‘It was rather a new chord’, he claimed,
not only in its notes but in its rhythmic accents which, according to the composer,
were ‘the foundation of the whole [work]’, as if it were the biological pulse of
the ballet.28 Thus the opening sonority of the ‘Augurs of Spring’ is the emblem
of the Rite; in the words of Robert Craft, it is the ‘motto chord’.29
Surely, such an ‘authentic’ sonority demands a definition. Its significance as
both the inception and the foundation of the work promises to unlock the
language of the ballet; analyse this right, then the Rite can be analysed.
Unfortunately, Stravinsky claimed that he had no theoretical justification for
this chord; his ‘ear simply accepted it with joy’.30 And the numerous analyses
of it have only re-enforced Stravinsky’s statement that there is ‘no system
whatever’ in the Rite by virtue of their very contradictions.31 The chord cannot
be ‘authenticated’, but protests against the prevailing order, refusing to be
subsumed under some theoretical system; in fact, it merely spawns them. As
such it functions as the twentieth-century counterpart to the Tristan chord
which, as Jean-Jacques Nattiez demonstrates, has provoked numerous analytical
explanations under different ideological guises.32 The ‘Augurs’ chord and the
Ex. 2 Ideas prior to the ‘Augurs’ chord (from The Rite of Spring Sketches 1911–
1913, p. 3)
Ex. 3 ‘Sacrificial Dance’ (The Chosen One): the return of the ‘Augurs’ chord
chord should function effortlessly within the tonal system with ‘the triad and
its extensions as the basis of harmony’.35 So is it a tonic, dominant or subdominant?
For Eric Walter White the sonority is an ‘inversion of the chord of the dominant
thirteenth’.36 This chord is like an extreme extension of Rameau’s harmonic
theories, a massive pile-up of thirds, creating a single dissonant entity; the
triads do not operate on recalcitrant planes, but are bound together by a
fundamental bass – E w. Of course, in order to ground the chord in this way,
White has to re-arrange the notes – as in Ex. 4a. This is entirely feasible within
the tonal system since chords do not lose their identity by inversion or registral
transfer. But to re-arrange Stravinsky’s chord in this way is not simply to
re-pattern the notes, but to impute a harmonic background that will turn the
‘Augurs’ chord back into those yearning dissonances of the Tristan chord
(Ex. 4b), replete with a sense of harmonic progression and consonant resolution
towards an A w major tonic.
There is, however, no Aw major triad to be found in the vicinity of the
movement; neither is there a sense of yearning towards one within the ‘Augurs’
chord itself.37 The chord asserts itself as a particular that will not submit to the
conventions of a tonal hierarchy. It is irreducible. Any rearrangement of its
notes will turn it into something else. A dominant thirteenth may contain the
same notes, but these pitches do not define the chord; its identity, rather, is
fixed by the registral position and intervallic spacing of these pitches. The exact
notes matter. This is because Stravinsky is the composer of particular sonorities.
Hence the chord’s effect is more a question of ‘sound’ than harmony.38 Or, to
appropriate a term from Louis Andriessen and Elmer Schönberger, the chord
is ‘an object sonore avante-la-lettre’.39 This was probably what Stravinsky
meant when he said that his ‘ear accepted [the chord] with joy’. Even Stravinsky’s
critics attest to this; in the Rite, complains Constant Lambert, ‘music . . . has
become a matter of “sonorities”, and any one who can produce a brightly
coloured brick of unusual shape is henceforth hailed as an architect’.40 Stravinsky’s
architectonic construction turns out to be nothing more than a unique brick.
It is as if out of a non-descript pool of dissonances his fingers stumbled upon
a particular spacing and register of notes that created an effect so instantly
recognisable that it can stand, without structural context, as the ‘motto’ or
‘sound’ of the entire work.
If the ‘Augurs’ chord escapes tonal definition, perhaps atonal theory can
capture its evasive sounds by projecting the twelve chromatic pitch classes as
an all-embracing background; in this way the ‘Augurs’ chord can be defined as
7–32, as Allen Forte does in his analysis of the Harmonic Organization of the
Rite of Spring.41 This should neutralise those latent urges of tonality within the
chord and focus purely on sonority. But if the identity of the chord is under-
mined by any re-arrangement of its pitches, then 7–32 is not necessarily the
‘Augurs’ chord at all, since in its prime form it is also something completely
different (Ex. 5).
This cluster is no closer to the ‘Augurs’ chord than White’s ‘inversion of a
dominant thirteenth’. Atonal theory turns out to be no more enlightening than
a tonal one, for in Forte’s pitch-class set universe, as with the tonal system,
octave and intervallic equivalence still exist; but the ‘Augurs’ chord is simply
too particular for such theoretical generalisations.
The definitions provided by Forte and White are at least correct in their
contradiction; the ‘Augurs’ chord is neither tonal nor atonal, and yet simulta-
neously promises both. An analysis that champions either extreme would
succeed only by erasing what is particular about the sonority. What Pieter van
den Toorn offers in his codification of the octatonic system, however, is a theory
that can accommodate the contradiction without rearranging the notes of the
‘Augurs’ chord. His brand of octatonicism is neither tonal nor atonal yet
retains qualities of both. It can create triadic formations that perch on four
symmetrically organised nodes [0369], neutralising, at least in theory, a tonal
hierarchy based on an asymmetrical division of the octave (Ex. 6).42
Thus van den Toorn’s inventory of figures includes patterns that are seemingly
tonal but are in fact generated by the octatonic scale; these include modal
segments [0235], clashing triads, dominant seventh and diminished seventh
formations. Indeed, many of these elements make up the ‘Augurs of Spring’.
For Taruskin, this is hardly surprising since Stravinsky participated in a Russian
tradition handed down from his teacher Rimsky-Korsakov in which symmetrical
scales were used to portray the supernatural, from Glinka’s Ruslan to the
composer’s Pétrouchka.43 And since the supernatural pervades the Rite, why
shouldn’t the octatonic system provide the aura for Stravinsky’s harmonic
rituals? There is no doubt that he employed the octatonic scale in the ballet,
as even a cursory analysis of the ‘Ritual of Abduction’ would illustrate (Ex. 7);
it is ‘a veritable primer’, writes Arthur Berger, ‘of the ways the octatonic scale
may be arranged into four major triads or seventh chords’.44
Moreover, in a letter to Florent Schmitt, Stravinsky claimed that he had
been playing nothing on the piano during the composition of the Rite except
for the music of Debussy and Scriabin; in other words he was inspired by an
alignment of non-functional (Debussy) and octatonic (Scriabin) harmony.45
Could the ‘Augurs’ chord, then, be an example of a non-functional type of
octatonicism? According to van den Toorn, yes: it resides within octatonic
Collection III (Ex. 8).
At least it would reside within octatonic Collection III were it not for the Aw
and Cw; these pitches have been conveniently removed from the analysis. For a
work which, according to van den Toorn, is ‘primarily octatonic’, it is rather
embarrassing that the motto chord should be conceived outside the bands of
octatonicism.46 Of course, there are ways of legitimising aberrant notes. Van
den Toorn argues for a octatonic-diatonic penetration in the Rite, although he
triad in his analysis; it is bracketed next to his version of the ‘Augurs’ chord,
almost as a replacement for the Fw major triad (see again Ex. 8); this is because
he sees the octatonic nodes of Ew and C as structural tones that govern the
progress of the music from the ‘Augurs of Spring’ to the end of the ‘Ritual of
Abduction’.50 The fleeting twist into a C major triad at No. 14 becomes a
permanent theoretical position for van den Toorn in defining the ‘Augurs’
chord, turning its primary significance into a secondary structure.51 So once
again the chord loses its particularity, this time to the totality of octatonicism.
Octatonicism, like tonality and atonality, is a theoretical option and not a foun-
dation in the Rite.
These definitions – tonal, atonal and octatonic – fail to determine the identity
of the ‘Augurs’ chord not only in their inability to capture the particular, but
in their failure to register its riot. They define the chord only in terms of what
it is and not what it does. But this chord is not a neutral category. It shocks. It
provokes. The irony in trying to determine what the chord is is that it ends up
gesturing towards what it isn’t; it is not a dominant thirteenth, not 7–32 and
not in Collection III. And in pointing to what it isn’t, it tells you what it does:
it negates. The chord riots by defining itself against the prevailing order. In fact,
there is an inkling of its subversive tendency in White’s definition of the
‘Augurs’ chord; he does not claim that it is a dominant thirteenth but an
‘inversion of the chord of the dominant thirteenth’. In other words, the chord
is ‘upside down’, requiring some kind of topsy-turvy tonal theory. This is not
as bizarre as it may sound. From the perspective of harmonic dualism, for
example, such ‘topsy-turvy’ thinking is quite possible; thus David Lewin can
analyse the ‘E minor triad’ in the opening bassoon melody of the Rite as an
inverted structure, where the B at the top of the semiquaver figure is the ‘root’
of the chord (Ex. 10).52
Technically, an ‘undertone’ explanation will not work with the ‘Augurs’
chord since, if it is to be an exact mirror of the major triad, Stravinsky’s
sonority would have to unfold from Ew to Cw then Aw.53 But standing tonal
theory on its head in some way would make more sense of Stravinsky’s Ew
key-signature that prefaces the ‘Augurs of Spring’; the ‘root’ is on the top and
the chord hangs upside down from the Ew surface. In Robert Fink’s term,
tonality has been flattened, like the multiple planes of a Cubist painting.54
There is literally no depth to the chord, since it is not controlled by a functional
bass note that taps into some underlying tonal perspective, but a surface tonic
that is punctual and local, a kind of ‘melodic tonic’ as opposed to a harmonic
one, set up by the ostinato figure that precedes it. But if Ew functions as the
surface tension, what are we to make of the harmonies that dangle beneath it?
Does this inverted dominant thirteenth, like its right-side up counterpart,
require some kind of resolution down under?
At No. 16, where Stravinsky interpolates a new block of material, Anthony
Pople hears a ‘tonicization of Ew‘ (Ex. 11).55 Is this section, then, some kind of
tonal resolution for the ‘Augurs’ chord?
Perhaps ‘tonicization’ is too strong a term for the new section, since this
music is not strictly tonal and is hardly consonant. This is not E w major. In fact,
for van den Toorn, this passage ‘resolves’ the ‘Augurs’ chord as a conglomeration
of octatonic fragments (Ex. 12) – the Dw–Bw–Ew–Bw ostinato (cor anglais), a
‘C major’ triad (violins), and a modal [0235] tetrachord (flute and piccolo) –
although they are bound together by another system, a cycle of fifths (cellos
and basses), that embraces the boundary notes of each octatonic figure. What
Pople hears as a tonicisation is actually the sudden arrival of E w in the bass, creating
of it.59 Polytonality is merely a descriptive label. If the term means two keys
functioning simultaneously, requiring, as it were, a double dose of tonal theory,
then this is precisely what doesn’t happen in the Rite of Spring. The ‘Augurs’
chord may divide into two triads, but they do not function as keys within their
separate tonal layers, because a single triad, as Schenker would observe, cannot
define a key. Indeed Stravinsky’s deliberate reiteration of a single triad signals
his refusal to set up a harmonic hierarchy that might make tonality viable.
Hence the dominant seventh chord – the defining chord of tonal progression
in Rameau’s harmonic theory – is not a dominant seventh on Ew at all; it has
no urge to resolve to the tonic Aw. And this is just as well since no proponent
of bitonality wants to suggest that the ‘Augurs’ chord is a juxtaposition of Aw
and Fw major, but the more dissonant and remote clash between the outer
voices of Ew and Fw. It is this dissonant separation of consonant patterns that
conjures up the figment of two keys grating against each other when what we
have are merely stratified triads. If, as Edward T. Cone suggests, Stravinsky in
the Rite of Spring is able to create ‘tonality’ out of ‘a completely static tone or
chord of reference’ then these triads are a synecdoche of tonality – a figure of
speech without any grammar – and are therefore not strictly tonal in any
theoretical sense.60 To use Berger’s terminology, the chord is ‘centric’, ‘organized
in terms of a tone center’, but is ‘not tonally functional’.61 Or, more accurately,
in Stravinskian language, it is ‘polar’, creating a dissonant tension between
opposite poles.62 But this focus on E w and Fw is not a function of tonality but
an assumption based on the socially constructed meaning of a triad – a mean-
ing which my analysis will challenge later. As for the D w in the ‘dominant
seventh’ formation, this cannot be regarded as a dissonance that requires a
resolution to C; it is a motivic infiltration from the ostinato that dominates the
movement; in Schoenbergian terms, the harmonic configuration is a motivic
chord,63 a fact underlined by Stravinsky in some film footage where he spreads out
the sonority on the piano to delineate the Dw–Bw–Ew pattern of the ostinato (Ex. 13).64
So what are we to make of polytonality, given the fact that analysts such as
Forte and van den Toorn regard the idea as hopelessly naïve? As a harmonic
theory it may be suspect; but what if it were understood as a semiotic theory?
After all, if the ‘Augurs’ chord is a synecdoche of tonality, then Stravinsky has
reduced tonality to a play of signs, signs that are merely ‘allusions to tonality’,
drawn from ‘a repository of conventions and known objects’, as William
Benjamin puts it.65 Stock figures, such as the dominant seventh or a fundamental
bass texture, are free-floating signifiers detached from their context so that they
the Orient,72 were to have these civilising tones flattened in his face by the
very culture tonality was supposed to exclude. Finally, on a social level, it is an
assault on the human subject; tonality, which is a ‘reflection . . . of our own
interiority as human subjects’, writes Fink, becomes the sacrificial victim,
forced to surrender its subjective depth for an objective husk of tonal signs.73
This multivalent, antagonistic use of tonal signs comes to a head with the
return of the ‘Augurs’ chord in the ‘Sacrificial Dance’. So tantalising is Stravinsky’s
allusion to tonality in the final sections of the ballet that some commentators,
such as Robert Moevs, are convinced that the Rite of Spring is in the basic
tonality of ‘D minor’.74 At No. 181, D is projected with octave doublings as
the prominent pitch that pierces through the texture; its tonal status is corroborated
by the funereal oscillations in the bass that pound out its dominant A at Nos.
186–201. What, then, could be more appropriate in the final bar than the
return of D to ground the momentum of the Rite with a perfect cadence to
match the closure of the victim’s life? Yet these tonal elements are embedded
within some of the most dissonant textures in the work; in fact, the mass of
material that swirls around D is composed of pitch patterns designed to exclude
it as a foreign element. At No. 181, D is only embraced within one layer
(ironically, a non-tonal whole-tone fragment), whereas all the other patterns
are bent on ejecting D from their sonority (Ex. 14).75
Hence the emphatic assertion of D is a question of tonal survival; indeed,
like the sacrificial victim, D is progressively exhausted by the forces around it, until
it is ground out of existence at No. 184. It returns as a tonal sign at the moment
the victim collapses in exhaustion, but this final cadence is no more grounded
in D than the lifeless virgin whose body is suddenly lifted up by the ‘Ancestors’
without touching the Earth. Tonality is venerated in the Rite only in its death.
At the core of the Rite, then, is a social dissonance. What for Taruskin is a
necessary ‘common practice tonality’ in the reception of the Rite, is only a
precondition for the demolition of social codes.76 And this was exactly how the
early critics reacted to the work, not as new sounds or incomprehensible chaos,
but as ‘wrong notes’. One critic wrote:
this is the most dissonant music ever written. I would say, after a first and very
imperfect hearing, that never has the system and cult of the wrong note been
practised with such zeal and persistence as in this score; that from the first bar
to the last whatever note one expects is never the one that comes, but the note
to one side, the note which ought not to come.77
If the ‘Augurs’ chord encapsulates this cacophony of ‘wrong notes’ then there
is no point analysing the ‘wrong notes’ since tonal logic would just correct
them. Indeed, some commentators suggest that the reflection of music theory
should be by-passed for the immediacy of a phenomenon where the disso-
nances – the ‘wrong notes’ – are ‘ultimately irreducible’; analysis can only
discover its rules, admits Arnold Whittall, ‘if the discords are “translated” into
another medium’ that defuses the explosive material of the score.78 André
Boucourechliev says much the same: ‘To the analytical eye these aggregates
[of the ‘Augurs’ chord] may be transparent enough, but to the ear they have a
strangely opaque consistency, like irreducible entities that cannot be resolved
into harmonic components. Thus the sacre necessitates a new approach, no
longer analytical . . . but phenomenological’.79 The ‘wrong notes’ on the sur-
face define the sonority. ‘The “surface” is therefore the most significant “sub-
stance”’, writes Whittall, turning the tonal hierarchy upside down as the ‘wrong
notes’ are posited as the right ones. Unprocessed by theory, both Whittall and
Boucourechliev hear the ‘Augurs’ chord as an unmediated object of perception;
it is pure dissonance, pure impact, an ‘inescapable psychological, aesthetic,
element’ which tonal theories can only iron out as a surface decoration and
atonal theories deny in order to map out their neutral constructs.80
But to regard these dissonances as pure phenomena is to mistake the experience
of the ‘Augurs’ chord for its analysis; this sense of sonic immediacy is only
possible through a highly mediated process, where social contracts are being
broken – the notes ‘which ought not to come’, as the critic says. The ‘Augurs’
chord cannot signify its pre-linguistic brutality without first transgressing the
social codes as ‘wrong notes’; neither can it make a dissonant impact without
its allusion to tonality. Dissonance is not a pure phenomenon, but like the tonal
objects of the ‘Augurs’ chord, it is an introversive sign that has become extroversive.
This is evident in Whittall’s attempt to define the dissonant character of the
Rite. Unwilling or perhaps unable to analyse it, Whittall simply registers its
[T]he norm for the work as a whole is dissonant not consonant ... . [It] is not
one in which predominant dissonances imply unheard consonant resolutions . . . [;]
such imagined consonances are unnecessary. The norm is one in which the
distinction between consonance and dissonance is preserved. But the
conventions of structural significance which attach to these concepts in tonal
music no longer apply.82
Pierre Monteux.86 The exact notes matter in the ‘Augurs’ chord precisely
because Stravinsky had to fine tune the sonority between tone and noise; it is
spaced and pitched to maximise the interference among the distinct triadic
shapes at a point where pitch clarity begins to blur into a kind of mass texture.
The action of double-stopped down-bows on the strings is an anthropomorphic
enactment of the double-footed stomping on stage, producing transient noises
at the point of attack which are sporadically intensified by the dense timbre of
the horns.87 Such well-attuned noise, in which dissonances are pitched with
absolute accuracy, is the kind of controlled racket one would expect from a
work whose portrayal of ancient paganism is accomplished within the bourgeois
etiquette of the ballet. ‘If M. Stravinsky had wished to be really primitive’,
wrote the critic of The Times, ‘he would have been wise to abandon his full
orchestra and to score his ballet for nothing but drums’.88 But of course
Stravinsky did not wish to be really primitive; he wanted to be really modern
by shocking the establishment with the primitive; the Rite is ‘primitive music’,
writes Debussy, ‘with all modern conveniences’.89 Tonal noise is a modernist
critique of official culture; instead of employing unpitched instruments to
signify the pagan world, Stravinsky has turned the agent of musical civility into
a barbaric thud, reducing tonality to its very opposite; and to underline the
point, the strings, which Stravinsky regarded as ‘representative of the human
voice’, are transformed from their expressive role within the nineteenth-century
orchestra into a battery of percussion instruments. And this is exactly how
Stravinsky ‘composes out’ the ‘Augurs’ chord; what he extrapolates from the
notes is not some kind of dissonant implication but accent and pulse; the
dissonances proceed by sheer repetition as if the instruments are hammering
out rhythms on the drum of the earth. Critics such as Constant Lambert and
Cecil Gray who accuse Stravinsky of creating harmonic stasis are correct, as is
Adorno, who locates the source of Stravinsky’s language in the terrifying
pounding of drums that inflicts irrational blows on the body.90 There is simply
no harmonic rhythm; ‘what is baffling’, writes Edward J. Dent, ‘is a form of
speech which entirely ignores those principles of syntax which we have been
brought up to regard as logical or inevitable ... . [Stravinsky] does not pretend
to argue; he just makes noises at us’.91 Noise annuls tonal motion; it is the
liberation of the particular as accent. The pitches of the ‘Augurs’ chord may
have been a new sound for Stravinsky, but what was more significant for him
were their consequence: ‘the accents are even more new’, he says. ‘And
accents’, he adds, ‘were really the foundation of the whole thing’.92
As noise, the ‘Augurs’ chord jams tonally-bound ears to hear stasis, but to
Stravinsky’s ears the sheer exhilaration of rhythm was a revelation that rede-
fined the meaning of music. At one point in the sketches for the Rite he
scribbles ‘music exists if there is rhythm, as life exists if there is a pulse’.93
Stasis only applies to the ‘Augurs’ chord if one expects tonal movement from
its dissonances, viewing its motion as an unfolding of a phrase. But Stravinsky
calls the ‘Augurs’ chord the Tolchok or ‘impulse’ chord that runs on the adrenalin
other materials in the ‘Augurs of Spring’ so that they add up to the totality of
the theme (see the diagonal lines in Ex. 15). Second, the pattern in bar 3 with
its distinctive double off-beat accent is isolated as a recurring head motif (see
the vertical lines of motif (x) in the same example).100
It is rhythm that unifies the tableau; the pitches of the ‘Augurs’ chord
evaporate after No. 21, but the rhythm remains, both as an underlying pulse
and a thematic pattern. In fact there is an entire recapitulation of the rhythmic
theme at No. 30 superimposed over the ‘Dances of the Young Girls’,101 followed
immediately by an altered repetition at No. 31. The notes are entirely different,
no longer related to the ‘Augurs’ chord, but Stravinsky manipulates the original
rhythms as if they were a means of structural symmetry or a way of synthesising
the contrasting materials of the ‘Augurs of Spring’ and the ‘Dances of the
Young Girls’. In the terminology of Edward T. Cone – ‘stratification, interlock
and synthesis’ – the rhythmic theme of the ‘Augurs of Spring’ and the melodic
‘Dances of the Young Girls’ create a vast stratified structure which demands an
interlocking of the materials at No. 30.102 Synthesis occurs as the rhythmic
accents assimilate the other elements, gathering force towards the close of the
movement until they engulf the music. The process begins with a dissonant
ostinato at No. 31 based on the syncopated pattern of the head motif (x); the
rhythmic connection becomes increasingly clear as Stravinsky reinforces the
bass ostinato with the original jabs, which are reiterated with greater intensity
until the final bar where the accents suddenly arrest the momentum (Ex. 16).
For Adorno these are irrational blows imposed externally on the music by
some kind of totalitarian regime, but for Stravinsky this rhythmic violence
constitutes a logical development of a theme. They appear irrational because,
freed from harmonic control, this rhythmic theme contains no laws of closure
that can arrest time retrospectively as form; indeed, the abrupt ending of the
tableau signals the indeterminacy of the rhythmic process. If a purely rhythmic
theme cannot grasp the whole, then what it structures will remain particular.
This includes the recurrences of these accents in the remainder of the ballet,
for it is the rhythm and not the pitches of the ‘Augurs’ chord that has repercussions
throughout the work. The head motif (x), for example, recurs sporadically as
the rhythmic idea of the ‘Dance of the Earth’, the ‘Glorification of the Chosen
One’ and, most significantly, the final ‘Sacrificial Dance’ (Ex. 17). These recurrences
cannot close the Rite as a thematic construct; they are open associations –
elective affinities rather than motivic identities. And in this sense, Stravinsky
was right: ‘accents were really the foundation of the whole thing’.
To summarise so far: a tonal investigation of the ‘Augurs’ chord has ended
up as a rhythmic analysis; tonality as percussion is just one of a series of avant-
garde inversions that Stravinsky performs against the cultivated traditions of
the ‘civilised’ world. In the Rite, tonality is deliberately turned on its head:
literally, with the tonic on top; hierarchically, with its focus on the dissonant
surface; semiotically, with the decontextualisation of introversive signs as
extroversive ones; symbolically, by turning the civilising tones of tonality into
a barbaric noise; and temporally by turning tonal motion into an instant. The
‘Augurs’ chord is a riot precisely because it overturns the status quo; the
particular rebels. Music analysis, unless it is willing to go avant-garde, is too
reactionary to withstand such an assault; indeed, it would be ironic for it to
civilise the sounds of its own destruction, as if the Rite were an extension
instead of a negation of its values.
II
‘Emancipation’, writes Ernesto Laclau, ‘means at one and the same time radical
foundation and radical exclusion’.103 The analysis in Part I has explored the
notion of ‘radical exclusion’ in which the particular frees itself against the
universal. In Part II, the analysis focuses on ‘radical foundation’; can the particular
ground its act of freedom? A riot may overturn the status quo, but does it
promise anything more than isolated pockets of resistance? The ‘Augurs’ chord,
for all its ‘this-ness’ and ‘now-ness’, would merely be an autistic rebellion
if it refuses to engage with its harmonic environment. It would be an act of
compositional particularism. Indeed, Adorno speculates that the emancipation
of the particular in the Rite of Spring must have ‘horrified’ Stravinsky. ‘Total
musical freedom . . . must have appeared as a threat’, he writes. ‘Suddenly
[Stravinsky] must have perceived the hopeless situation of all music: how was
music which had emancipated itself from all established reference systems to
achieve a coherence based purely on its own inner resources?’ According to the
philosopher, Stravinsky’s regression into neo-classicism was brought on by ‘the
very sources of his own inspiration’ in the Rite; in pulling down the walls of
tradition Stravinsky was confronted with an empty freedom which forced him
to seek refuge among the ruins.104 The riotous particular is always prone to
such dialectical reversals. This is because ‘particularity both denies and requires
totality’ for its definition. As Laclau explains: ‘[the totality] is present in the
particular as that which is absent ... . [And this] forces the particular to be
more than itself, to assume a universal role which can only be precarious and
unsutured’. Thus radical exclusion and radical foundation form a contradictory
yet necessary impulse in the particular. But this tendency need not result in an
Adornian false totality in which the particular imposes an arbitrary universal
upon itself. Rather the abyss that Adorno hears in the Rite can be left blank.
In Laclau’s words, the universal can stand as ‘an empty signifier’; its content
is not yet defined but emerges from the particular so that the relation between
the two is one of ‘incompletion and provisionality’.105 The process of emancipation,
then, is akin to Kant’s reflective judgement, the very model which Adorno
proposes for the future of new music. So whereas in Part I of our analytical
riot the universal determines the particular and is therefore radically excluded
by it, in Part II the particular gestures towards the universal, turning its acts
of negation into one of promise.
One way of pursuing this promise is to begin from within, focusing on just
the seven pitches of the ‘Augurs’ chord. The desire to construct an external
system can be relinquished and the founding act of analysis can start from the
particular. At its most extreme, this approach would posit the ‘Augurs’ chord
as the system itself so that it functions as the Rite’s ‘chord of nature’, generating
the materials of the movement. Pitch-class set theory can even be revived if the
‘Augurs’ chord, in all its particularity, can function as a kind of nexus set,
creating a source of abstract harmonic relations in the work. As an unordered
collection of pitches, 7–32 may not define the chord, but it can be understood
as a theoretical extraction that connects the particular to an unspecified universal.
Although Forte himself does not refer to 7–32 as a nexus set, he does regard
it as ‘a fundamental structure in the composition’.106 Many of the discrete
formations from which Stravinsky fashions the work can be derived from subsets
of the ‘Augurs’ chord; the distinctive elements that van den Toorn isolates as
the Rite’s vocabulary – the ‘(0235) tetrachord, major and minor triads, dominant
seventh chords and 0–11 or major seventh vertical interval span’ – can be
gleaned from it;107 one could also add to this list Roy Travis’s ‘dissonant tonic
sonority’ which he analyses as a prolongation in the ‘Introduction’, and
Taruskin’s 0–5–11/0–6–11 harmonic cell which he hears as the skeletal sonority
behind the ‘Augurs’ chord and much of the Rite (Ex. 18).108
As a foundational act, the motto chord can become a source of inner coherence.
The sonority ‘constitutes a pole for the entire work’, writes Alexandre
Tansman; it ‘gives birth to melodic patterns’, he claims and, according to
Robert Morgan, it provides ‘a basic pitch reference’ for the material that
ensues.109 Thus an external system is no longer required as a means of coher-
ence because the work contains the genetic codes for its own cells, turning the
ballet into a ‘contextual’ work that generates a purely musical logic relative to
its own processes.110 By authenticating itself, the Rite becomes as organic as
the spring it venerates.
Stravinsky was not averse to such organic metaphors, judging by his description
of the ‘Introduction’: ‘Each instrument’, he writes, ‘is like a bud which grows
on the bark of an aged tree; it becomes part of an imposing whole ... . [A]ll
this massing of instruments should have the significance of the Birth of
Spring’.111 It is certainly possible to hear the continuation of this ‘Birth of
Spring’ in the ‘Augurs of Spring’. Its basic rhythmic energy and dissonant
immediacy, after all, advertises the initial chord as the primal sound from
which the material of spring could erupt; and sure enough, at No. 14, a flurry
of horizontal figures shoots out from this vertical mass. But such an organic
vision risks turning the particular into the totality, and might even spiral down
that self-referential ‘abyss’ which Adorno hears in Stravinsky’s bid for ‘total
musical freedom’.112 Structural autonomy would enslave the emancipation of
the particular, divesting the chord of its uniqueness by making its significance
purely ‘architectonic’. Its instantaneous impact as the ‘motto’ of the work would
be subsumed by the need to petrify its pitches as a permanent fixture. But
there is nothing permanent about the chord. In fact, that is part of its unique
quality; the chord is so local ‘that it cannot be properly called a motto’ at all,
comments Taruskin.113 It disappears after No. 22 and only returns at the
conclusion of the work. So far from being ‘structural’, the ‘Augurs’ chord is an
ephemeral sonority, framing either end of the ballet in the ‘Augurs of Spring’
and the ‘Sacrificial Dance’, but leaving the centre too empty for it to constitute
a background pool of intervallic relations. The ‘whole’ simply isn’t there to
function as the telos of the work or to guarantee its organic coherence. To
regard it as a ‘germ cell’ is asking too much of a sonority that is merely one
out of seven complexes that Forte isolates as the main harmonies of the Rite;
indeed, it is a complex which, apart from the reiteration of the chord itself, is
insignificant in Forte’s analysis of the ‘Augurs of Spring’.114 Thus its return
in the final movement is not some kind of long-range pitch connection; its
identity is more a timbral and textural recall that punctuates the music with
the particularity of the original than a purely harmonic association (compare
Exs. 1 and 3). Ultimately, the motto is not a fixed reference point from which
the harmonies of the Rite can be measured.
Of course, one could be less global and confine the motto chord to the
material between Nos. 13–22 which constitutes the first self-contained section
of the ‘Augurs of Spring’; its status as ‘a basic pitch reference’ would be
indisputable since the sonority consumes 53 out of the 71 bars, many of which
contain nothing but the ‘Augurs’ chord itself. Repetition alone would make the
sonority a self-referential structure.115 However, this would reduce analysis to
the obvious. Besides, the music cannot be restricted within Nos. 13–22;
Stravinsky conceived the ‘Augurs of Spring’ and the ‘Dances of the Young Girls’
as one movement stretching from No. 13 to No. 36. From this perspective, the
motto chord dissolves before it gets a third of the way through the tableau, with
only three of its original pitches left in the final bar. To be sure, bits of it survive
as melodic fragments splintered from the chord, most notably the intervallic
shape of the ostinato and its uppermost pitch Ew (see again Ex. 16), yet this
merely indicates that the ‘Augurs’ chord is not something fixed, but a sonority
in flux. The movement does not grow organically from the inside, but rather,
as André Schaeffner suggests, the whole work ‘grows only by addition from
outside, by total and continuous renewal, perpetually abandoning the rhythmic-
harmonic material on which it seized for a moment so ferociously’.116
So perhaps the ‘Augurs’ chord should be regarded as an agent of change
rather than a permanent collection, an on-going relation between the particular
and an ‘empty’ universal. This, after all, is the promise of the particular. Its
fluidity is already evident with the unfolding of the sonority at No. 14 where
the vertical texture is disentangled horizontally. For many analysts, the chord
appears to give birth to these melodic patterns, but there is an immediate
deviation where a C major triad re-orientates the sound octatonically (Ex. 19a).
Or take the theme at No. 19; its pitches are embedded within the underlying
‘Augurs’ chord except for an F Ö which seems to interact with some kind of
modal scale lying outside the home sonority (Ex. 19b).
Commentators instinctively view the ‘Augurs’ chord as the source from
which these fragments emanate, for the chord precedes them in the score. In
the sketches, however, it is the other way round; these melodic fragments come
first on the page along with a host of other figures (see again Ex. 2). So, if
anything, the fragments ‘give birth’ to the chord. They are not contained within
the sonority, but criss-cross it. The ‘Augurs’ chord is an intersection of their
myriad directions. Hearing the sonority in this way would mean hovering
between possibilities where octatonicism, tonality and all kinds of modes and
scales are in perpetual play, creating the ‘undecidability’ that Whittall regards
as a necessary stance in Stravinsky analysis.117 Such a Derridian reading would
subvert the notion of a single origin in favour of an endless and indeterminate
productivity.118 The ‘Augurs’ chord becomes an entrance to many systems, as
if Stravinsky were beginning in transition, creating a plurality of possibilities.
Thus the stereotypical view of Stravinsky’s music as static would give way to a
dynamic approach to his harmony.
One way of registering this fluidity is to see the chord as a hybrid set which
can function as a pivot ‘from one sphere to another’. Elliot Antokoletz, for
example, describes the ‘Augurs’ chord as ‘an almost perfect fusion or maximal
intersection of octatonic and diatonic spheres’;119 he lays out the seven notes
of the chord as a scale and explains how the removal of Ew, on the one hand,
would leave the remaining pitches as an octatonic segment, whereas the
removal of G, on the other hand, would leave a diatonic segment (Ex. 20).
However, hybrid sets, precisely because of their interpretative plurality, can
lead to all kinds of sophistry in the desire to satisfy certain theoretical needs.
Antokoletz’s analysis may have fused octatonic and diatonic elements together,
as a folk segment, implies a modal rather than triadic analysis of the ‘Augurs’
chord; so, as with Taruskin’s folk source, Dw functions as a ‘Dorian’ leading note,
pointing to Ew rather than away from it as a dominant seventh towards Aw.
This certainly makes more sense of the chord; the ostinato orientates the
collection of pitches towards a scale on Ew. Van den Toorn acknowledges this
octatonically by arranging Collection III in a descending 2–1 ordering in order
to give priority to Ew as a descending Dorian fragment ([0235], where the
upper pitch = 0).124 However, this [0235] Dorian fragment fills in the three-
note ostinato with a CÖ rather than the Cw of the ‘Augurs’ chord. If Cw is
retained, however, then a different modal possibility centred on Ew emerges.
Instead of the ‘Russian Dorian’, the resulting mode would approximate to
another scale used in the nineteenth century to evoke the Orient. Technically, it
is a variant of the so called ‘Gypsy’ scale of the style hongrois, known as the Kalindra
scale (Ex. 23),125 although at the time of the Rite the sonority was probably
just another Eastern commodity designed by Stravinsky for export to Paris.
The pitches of the ‘Augurs’ chord do not form a pure Kalindra scale; the DÖ
has been altered to Dw as part of the ostinato, although in practice, the leading
note of the Kalindra scale can be flattened.126 What is significant about the
scale is its ability to generate Neapolitan relationships typical of style hongrois,
pitting the tonic triad against the supertonic.127 All Stravinsky does is to superimpose
the Neapolitan elements to produce that ‘polytonal’ clash of the ‘Augurs’ chord –
Ew over Fw. If this is the case, then this ‘polytonal’ sound is also an Oriental one.
But is this clash the result of the Kalindra scale? Some kind of melodic
evidence is required to pick out the mode from the collection if the harmony
is to assume a Kalindra orientation. To find this evidence, it is necessary to
return to the ‘Introduction’. The material at No. 4, as Pople demonstrates, has
a close harmonic and motivic affinity with the first thematic statement in the
‘Augurs of Spring’ at No. 15; in fact, they share the same pitches, despite the
enharmonic disguise (Ex. 24). At No. 4 the Oriental mode is unmistakable,
with the augmented second interval, so characteristic of the Kalindra scale,
etched out by the clarinet. With the reappearance of this material in the
‘Augurs of Spring’, the Kalindra fragment is obscured as a chromatic line, but
the pitches on the main beats deliberately punch out the same contour – Bw, Aw,
G, Fw (marked with an asterisk in Ex. 24) – as if to affirm the folk origins of
the ‘Augurs’ chord.
Thus the thematic material of the ‘Augurs’ chord can be interpreted entirely
within the Russian tradition as an intersection of two distinctive modal possi-
bilities; an incomplete Dorian ostinato and a Kalindra fragment, forming a
hinge either side of Bw, resulting in an altered Kalindra scale on Ew, with the
outer pitches of the fragments accentuating the semitonal clash (Ew/Fw triads)
of the Kalindra scale (Ex. 25).
But there is a major theoretical assumption being made here: why is Ew the
modal centre of the melodic lines? Is it because its triad within the chord
beguiles the theoretical eye with its tonal texture? The fact that these two
fragments hinge around B w, however, challenges the instinctive focus on Ew.
Listen again: the Oriental modes of the ‘Augurs’ chord suggest an entirely
different orientation. After all, Ew is absent in the Kalindra segment, and a
Dorian reading of the ostinato figure on Ew is at variance with the pitches of
the ‘Augurs’ chord which indicate a Phrygian or pentatonic segment centred
on Bw (there is no CÖ in the upper segment, only Cw). In fact, if Morton’s folk
source – or for that matter the ‘Song of the Volga Boatman’ – is taken as a
model instead of Taruskin’s Dorian alternative, then this Slavic pattern gravi-
tates towards the lower note; the ostinato is a Bw-centred fragment (see again
Ex. 22). Moreover, almost all the thematic materials in the tableau reiterate Bw
as their point of reference (Ex. 26); not only is it the head of the Kalindra motif
(Bw–Fw), it is also the tail with its return at No. 26 (Fw–Bw); Bw is the reiterated
pitch of the theme at No. 19, the theme of the ‘Young Girls’ at No. 27 and the
pre-emptive ‘Spring Rounds’ theme at Nos. 29 + 3.128
True, all these themes are harmonised with either an Ew major or Ew minor
triad, but any alignment between the surface melody and the triadic core to
create harmonic depth is disrupted by Stravinsky; the melodic and triadic
elements are stratified. Indeed, their disjunction is employed to defamiliarise
the clichés of tonality; the modal figures on the surface render the triad
strangely dysfunctional, undermining Ew as an assumed root. Even when the
harmony mimics a ‘functional’ texture, Ew is not heard as the tonal anchor. This
is clearly evident between Nos. 27 and 30; the theme of the ‘Young Girls’ and
the ‘Spring Rounds’ theme are unequivocally embedded within a Dorian scale
underpinned by Ew, but the thematic surface focuses the harmony modally on
Bw (Ex. 27). Any attempt to recompose the melodies so that they cadence on
Ew would result in an inconclusive gesture. David Lewin is correct; the triads
work upside down; the surface Bw is the ‘root’. As for the ubiquitous Ew – the
only significant note that survives to the end of the movement – this is not a
melodic centre around which pitches gravitate but merely a straight line drawn
across the harmonic canvas.
Thus one function of the ostinato is to defamiliarise the Ew triad of the
‘Augurs’ chord so that it no longer sounds like an Ew triad. In fact, Stravinsky
does just this when he segregates the vertical sonority into various horizontal
groups at No. 14 (see again Ex. 19a). What is odd about his ‘analysis of the
differential elements of the chord’ is that Stravinsky does not segment the
sonority as a bi-partite structure,129 with two triads juxtaposed a semitone
apart; he hears it as a tri-partite structure, in which the ‘dominant seventh’
formation above the Fw arpeggio is deliberately split in two to prevent it from
functioning as an Ew triad. The ostinato is severed from the pitch G to focus
modally on Bw. G, on the other hand, becomes the centre of another upside
down triad (G–Fw–C) that severs itself from the ostinato above by alternating
with the Fw arpeggio below. So close is its alignment with the Fw arpeggio that
it transforms the major triad (E–GC–B) into a minor triad (E–GÖ–B) in the
bassoon line. Stravinsky’s parsing indicates how the melodic fragments, centring
on Fw, G and Bw, conceived before the formation of the ‘Augurs’ chord in the
sketches, are embodied within the chord as a stratified texture. And oddly, the
most significant pitch in this chord for Stravinsky is the seemingly innocuous
one of GÖ; this is because it is both the moment of ambiguity and the catalyst
for transformation in the ‘Augurs’ chord. GÖ is literally the pivot for the seven
pitches of this sonority: Ew–Dw–Bw–GÖ–Cw–Aw–Fw. It is the ‘slash’ within the
‘Augurs’ chord, dividing the Occidental from the Oriental, the tonal from the
modal, the triadic from the melodic, and the clichéd from the defamiliarised.
GÖ is the hidden focus of Stravinsky’s compositional strategy. It is both the
problem and solution of the chord. As such, it demands a particular listening.
If further confirmation of this analysis were required, we only need turn again
to Ex. 13; it notates the peculiar way Stravinsky spreads out the chord on the
piano during the filming of the CBS documentary. First he groups the Fw triad,
then he places the G before segregating it from the three notes of the ostinato.
Listening in this way to this sonority would mean cancelling the tacitly
assumed texture of eighteenth-century tonality in which chords are figured
from the bass to support an upper line. From this new perspective, the Ew–Fw
dissonance would become something of a theoretical red-herring, for the identity
of the ‘Augurs’ chord is no longer the generalised clash between the outer
voices, as is often presumed, but an inner clash between Bw and GÖ. This is
perhaps the new order promised by the riot. Indeed, the entire movement is
the working out of this internal partitioning, with GÖ gradually shifting the
focus away from the bottom Fw to pit itself against the Bw ostinato. First, GÖ
defines itself as the ‘root’ of an upside-down triad that subsumes Fw within its
boundaries (Ex. 28a). Second, as the final punctuation of the theme at No. 19,
GÖ forms an alternative Phrygian tonic to the reiterated Bws, bringing the ten-
sion between the two modal centres to the fore (Ex. 28b). Finally, GÖ usurps
Bw as the melodic focus, surfacing as the axis in the ‘Young Girls’ theme at
No. 25, with the upside-down triad now extended to embrace an entire scale ‘on
C’ (Ex. 28c). The shift of focus obscures the foreground details around Bw, as if
the music were retreating back to a distant or hidden plane in the ‘Augurs’
chord.
In the first scene, some adolescent boys appear with a very old woman ... . The
adolescents at her side are the Augurs of Spring, who mark in their steps the
rhythm of spring, the pulse-beat of spring.
During this time the adolescent girls come from the river. They form a circle
which mingles with the boys’ circle. They are not entirely formed beings; their
sex is single and double like that of a tree. The groups mingle but in their
rhythms one feels the cataclysm of groups about to form.139
III
‘I am the vessel through which Le Sacre passed’.145 With these words, Stravinsky
concluded his recollections of the origins of the Rite some 45 years after its
première. By turning himself into an empty vessel that funnels the Rite into
being, Stravinsky validates the work as a piece of absolute music, stripping
away the trappings of time and space with all the contingencies and
particularities of the work’s history; the concrete reality of the Rite evaporates
into the metaphysical, generalised as an abstract structure that is no longer
the property of the balletic body but of pure thought itself, as if the music
were some kind of spirit that passed through the mind of the young
composer. As absolute music, the Rite can transcend history as a modern icon,
acquiring a canonic status to be verified by music analysis as a universal
principle.
It is ironic that Stravinsky needed to purify his music through a Teutonic
filter, for this suppresses the very elements which define the Rite as a radical
assault on the metaphysics of German music that dominated much of the
nineteenth century.146 The Rite is, after all, an adoration of the earth. Unlike
Schoenberg, Stravinsky does not seek the ‘spiritual in music’ by liberating
the psyche from the body to escape the materiality of sound; he liberates
music by discovering matter. This is in fact Adorno’s insight into Stravinsky’s
music, but it is also Adorno’s blindness, for the philosopher’s Teutonic
prejudice can only see in this ‘animosity against the anima’ the objectification
of the body that turns the Rite into a ‘monad of conditioned reflexes’.147
The visceral, tactile, somatic energy that harangues Adorno’s ears is the
blaspheme of the material particular against the absolute. It detunes the
cosmos of intellectual forms and hurls music down to earth with a ground-
breaking thud that relocates the origins of music away from the universal
towards the particular: this music, Stravinsky seems to say, is not found in the
voice of the soul, but in the pulsations of the human body; it does not originate
from the harmony of the spheres but in the material clods of the earth; its
identity is not merely located in abstract pitch structures but in the noises and
textures of socially mediated signs; its sounds are not pure but encrusted
with history. In the Rite, matter matters, because it is matter that particularises
– it embodies things. The Rite is, to adapt Rivière’s phrase, ‘un ballet biologique’.148
That Stravinsky came to deny this is a betrayal of the work, for what he does
in the ‘Augurs’ chord is to heighten the particular, concentrating its identity as
an instant that embodies the gestures and noises of the ballet. His fixation with
the minutest details of timbre, spacing, attack and accent hones the material
properties of sound, just as his mixture and negation of signs pin-points its
social meaning. The material particularities and local histories from which
the eclectic components of the chord arise do not need to be eradicated in the
name of absolute music; rather what Stravinsky wanted to forget in his later
years are the very ‘constraints’ that the young composer embraced as a source
of liberation.
Thus music analysis does not need to generalise the Rite, it needs to particularise
it. The tendency of analysis towards the general, however, has made the par-
ticular appear unanalysable, as if the non-identical can only be grasped in its
A composer improvises aimlessly the way an animal grubs about. Both of them
go grubbing about because they yield to a compulsion to seek things out ... . So
we grub about in expectation of our pleasure, guided by our scent, and suddenly
we stumble against an unknown obstacle. It gives us a jolt, a shock, and this
shock fecundates our creative power.153
NOTES
The research for this article was partly funded by a grant from the Arts and
Humanities Research Council. I am also indebted to Brian Hyer and Arnold
Whittall for their constructive comments on an earlier version of the text.
pp. 849–966, and ‘A Myth of the Twentieth Century’, p. 14; see also Forte’s
remarks on Taruskin’s ‘ultra conservative’ historical perspective in ‘Letter to the
Editor in Reply to Richard Taruskin from Allen Forte’, pp. 332–6.
14. Despite Taruskin’s allergy to authenticity elsewhere, he is obviously not immune
to it himself; see ‘The Pastness of the Present and the Presence of the Past’, in
Richard Taruskin, Text and Act: Essays on Music and Performance (Oxford: Oxford
University Press, 1995), pp. 90–154.
15. See Jürgen Habermas, The Philosophical Discourse of Modernity, trans. Frederick
Lawrence (Cambridge: Polity Press, 1987), p. 9.
16. Taruskin, Stravinsky and the Russian Traditions, I: p. 965.
17. Authenticity is modernity’s search for the absolute in the absence of its possibil-
ity. This is evident even in Stravinsky’s preoccupation with the Rite during his
lifetime: he was anxious to bequeath a definitive Rite of Spring to posterity, but
all he achieved by constantly rewriting its history and revising the score was to
undermine his own attempts to authenticate the work, spawning so many
versions of the Rite that the piece does not exist as a single entity. There is not
even an authoritative score of the work, let alone the authentic ‘interpretation’ that
Stravinsky wanted his revisions and recordings to enforce. See Robert Fink,
‘“Rigoroso ({ = 126)”: The Rite of Spring and the Forging of a Modernist
Performing Style’, Journal of the American Musicological Society, 52/ii (1999),
pp. 299–362.
18. Stravinsky admitted to the use of one folk source (the opening bassoon melody)
which is more-or-less intact as a theme; he revealed this information in André
Schæffner’s biography Strawinsky (Paris: Éditions Rieder, 1931), p. 43, n. and
plate xxi. Other sources found by Lawrence Morton, although treated in a cellular
fashion by Stravinsky, are still recognisable. Taruskin, in trying to account for all
the folk-like snippets in the sketches has to resort to a higher level of abstraction
in order to connect the source to the score. See Lawrence Morton, ‘Footnotes to
Stravinsky Studies: “Le Sacre du Printemps”’, Tempo, 128 (1979), pp. 9–16, and
Richard Taruskin, ‘Russian Folk Melodies in the Rite of Spring’, Journal of the
American Musicological Society, 33/iii (1980), pp. 501–43; revised in Stravinsky and
the Russian Traditions, I: pp. 891–923.
19. See, for example, Taruskin’s discussion of a source melody in Ex. 4 of his ‘Rus-
sian Folk Melodies in The Rite of Spring’, p. 517; revised in Stravinsky and the
Russian Traditions, I: p. 909.
20. Pieter C. van den Toorn, Stravinsky and the Rite of Spring: The Beginnings of a
Musical Language (Berkeley, CA: University of California Press, 1987), p. 2.
21. Theodor W. Adorno, Philosophy of Modern Music (1949), trans. by Anne G.
Mitchell and Wesley V. Blomster (London: Sheed and Ward, 1987), pp. 135–60.
Adorno regards tonality as the musical equivalent of the Hegelian Absolute, that
is, as the foundation that has collapsed in twentieth-century music, making any
objectively binding law in music highly problematic; instead of negotiating the
difficulties, Stravinsky simply imposes an objective style as if authenticity were
still possible without further reflection. On tonality as the Hegelian absolute see
Beethoven: The Philosophy of Music, ed. Rolf Tiedemann, trans. Edmund Jephcott
(Cambridge: Polity Press, 1998), p. 21.
22. Ironically, Adorno’s reading of the Rite is shared by its champion, Richard
Taruskin; see ‘A Myth of the Twentieth Century’, pp. 14–21. This odd pairing
has also been noticed by Tamara Levitz, ‘The Chosen One’s Choice’, in Andrew
Dell’Antonio (ed.), Beyond Structural Listening? Postmodern Modes of Hearing
(Berkeley, CA: University of California Press, 2004), pp. 73–80.
23. For Stravinsky, the performer is not an ‘interpreter’ but an ‘executant’ who
follows the instructions laid down by the composer in the score; see Igor Stravinsky,
Poetics of Music in the Form of Six Lessons, trans. Arthur Knodel and Ingolf Dahl
(London: Oxford University Press, 1947), pp. 121–35; as is well known, these
Norton lectures, given by Stravinsky at Harvard, were ghost-written by Pierre
Souvtchinsky.
24. Adorno, Philosophy of Modern Music, p. 145, and Theodor W. Adorno, ‘Stravin-
sky: A Dialectical Portrait’, in Quasi una Fantasia: Essays on Modern Music, trans.
Rodney Livingstone (London: Verso, 1992), p. 149.
25. Theodor W. Adorno, Sound Figures, trans. Rodney Livingstone (Stanford, CA:
Stanford University Press, 1999), p. 148.
26. Robert Craft in Stravinsky (New York: St Martin, 1992), pp. 233–48, suggests
from evidence in Stravinsky’s annotations of a four-hand piano score in his
possession that ‘Stravinsky had composed the choreography at the same time as
the music’; these annotations are published as an appendix in Igor Stravinsky,
The Rite of Spring: Sketches 1911–13 (London: Boosey and Hawkes, 1969). Although
this is a disputable conclusion, it is clear that Stravinsky was closely involved with
the choreography, despite his attempts to distance himself from Nijinsky’s work
after the première. Indeed, in a letter to Max Steinberg dated 5 June 1913,
Stravinsky states that ‘Nijinsky’s choreography was incomparable . . . everything
is as I wanted’; the translation is taken from Vera Stravinsky and Robert Craft,
Stravinsky in Pictures and Documents, p. 102. For a concise discussion of these issues
see Peter Hill, Stravinsky: The Rite of Spring (Cambridge: Cambridge Univer-
sity Press, 2000), pp. 105–17, and Levitz, ‘The Chosen One’s Choice’, pp. 80–4.
27. See Robert Craft, ‘“The Rite of Spring”: Genesis of a Masterpiece’ and ‘Com-
mentary to the Sketches’ in Stravinsky, The Rite of Spring: Sketches 1911–13,
pp. xvii and 4. The opening page of the sketches displays Stravinsky’s thoughts
with calligraphic precision, as if the composer wanted to commence with absolute
clarity; the ideas are so crystallised that most commentators believe that they
were fashioned at the piano before the composer committed them to paper. The
page begins with fragmentary ideas which are to be bound together as the mate-
rial from the second half of the page demonstrates. Although Stravinsky con-
ceded to Craft’s suggestion that the ‘Augurs’ chord may not have been the first
idea, since it was the composer’s habit to compose from top down, the chord
initiates the actual composition of the work in the sketches; the snippets above
are ‘random’ ideas.
28. Quoted from film footage of the composer at the piano in the CBS documentary
Portrait of Stravinsky, directed by David Oppenheim; first broadcast 3 May 1966.
29. Vera Stravinsky and Robert Craft, Stravinsky in Pictures and Documents, p. 597.
30. Craft, ‘“The Rite of Spring”: Genesis of a Masterpiece’, p. xvii.
It could be argued that the ‘Introduction’ functions as a tonal fulcrum for the
‘Augurs of Spring’, turning the movement into a giant dominant domain
attached to a slender melody borrowed from a collection of Lithuanian folk
music (see again n.18). Folk tunes are, of course, tonal; Stravinsky must have
been acutely aware of the possibility of a dominant function at this point because
the introduction of the ‘dominant seventh’ ostinato (Dw–Bw–Ew–Bw) that coagulates
at the top of the ‘Augurs’ chord is directly adjacent to the folk melody. What is
significant is the composer’s meticulous renunciation of this fundamental tonal
relationship (tonic-dominant); he harmonises the ostinato to ensure that its
adjacency to Aw minor is heard as a juxtaposition and not a functional connection,
with semitonal clusters and octatonic formations that prevent the ostinato from
aligning itself with an Ew major triad. The thematic and harmonic fragments may
gravitate towards the ‘Augurs’ chord at this point, but it is not a tonal transition.
Any sense of tonality is merely a localised phenomenon, linked to a folk source.
38. See Edward J. Dent, ‘Le sacre du printemps’, The Nation and Athenaeum, 18 June
1921; reprinted in Lesure (ed.), Le sacre du printemps, Dossier de Presse, p. 71.
39. Louis Andriessen and Elmer Schönberger, The Apollonian Clockwork: On Stravinsky,
trans. Jeff Hamburg (Oxford: Oxford University Press, 1989), p. 231. The
authors are referring to the C/FC Pétrouchka chord.
40. Constant Lambert, Music Ho! A Study of Music in Decline (London: Hogarth
Press, 1985), p. 91.
41. See Allen Forte, The Harmonic Organization of ‘The Rite of Spring’, (New Haven,
CT: Yale University Press, 1978). Sections of the Rite are also discussed in Allen
Forte, The Structure of Atonal Music (New Haven, CT: Yale University Press,
1973), pp. 33, 76, 86–8 and 144–60.
42. See Pieter C. van den Toorn, The Music of Igor Stravinsky (New Haven, CT: Yale
University Press, 1983), pp. 48–72.
43. See Richard Taruskin, ‘Chernomor to Kashchei: Harmonic Sorcery; or, Stravinsky’s
“Angle”’, Journal of the American Musicological Society, 38 (1985), p. 103.
44. Arthur Berger, ‘Problems of Pitch Organization in Stravinsky’, in Benjamin
Boretz and Edward T. Cone (eds.), Perspectives on Schoenberg and Stravinsky
(Princeton, NJ: Princeton University Press, 1968), p. 139.
45. Letter dated 21 July 1911, quoted in Andriessen and Schönberger, The Apollonian
Clockwork, p. 239. Debussy’s influence on the Rite should not be underestimated.
Stravinsky writes: ‘Le Sacre owes more to Debussy than to anyone except myself’;
see Stravinsky and Craft, Expositions and Developments, p. 142, n. 1.
46. Pieter C. van den Toorn, ‘Some Characteristics of Stravinsky’s Diatonic Music.
Part Two’, Perspectives of New Music, 15/ii (1977), p. 61, and Stravinsky and the
Rite of Spring, p. 151.
47. Van den Toorn, Stravinsky and the Rite of Spring, pp. 152 and 178.
48. Robert Morgan, Twentieth-Century Music (New York: Norton, 1991), p. 97.
49. Richard Taruskin, ‘Chez Pétrouchka: Harmony and Tonality chez Stravinsky’,
19th-Century Music, 10/iii (1987), p. 286.
50. Van den Toorn, The Music of Igor Stravinsky, pp. 106–16.
51. There is no doubt from the sketches that the link between the E major and C
major triads was formed at the inception of the piece (see the semiquaver
figurations in the top two systems of Ex. 2). However, this merely suggests that
there is a linear connection from the ‘Augurs’ chord to the quasi-octatonic segments
in the tableau, and not some underlying octatonic system in which the ‘Augurs’
chord can be integrated.
52. David Lewin, ‘A Formal Theory of Generalized Tonal Functions’, Journal of
Music Theory, 26/i (1982), pp. 41–3.
53. For a summary of tonal dualism see Henry Klumpenhouwer, ‘Dualistic Tonal
Space and Transformation in Nineteenth-Century Musical Thought’, in Thomas
Christensen (ed.), The Cambridge History of Western Music Theory (Cambridge:
Cambridge University Press, 2002), pp. 456–70.
54. Robert Fink, ‘Going Flat: Post-Hierarchical Music Theory and the Musical
Surface’, in Nicholas Cook and Mark Everist (eds.), Rethinking Music (Oxford:
Oxford University Press, 2001), p. 121.
55. Anthony Pople, Skryabin and Stravinsky: 1908–1914 (New York: Garland, 1989), p. 270.
56. Christopher Hasty, ‘Toward a Timely (or Worldly) Music Theory – Some Ideas
from American Pragmatism’, paper delivered at The University of Texas at Austin,
5 March 2003; see also Christopher Hasty, Meter as Rhythm (Oxford: Oxford
University Press, 1997). Of related interest to the analysis of the particular is
Jerrold Levinson’s Music in the Moment (Ithaca, NY: Cornell University Press,
1997), although his emphasis on concatenation is less relevant to Stravinsky’s
collage technique. The complex dialectical negations in Adorno’s idea of the
moment, explored in depth by Berthold Hoeckner in Programming the Absolute:
Nineteenth-Century Music and the Hermeneutics of the Moment (Princeton, NJ:
Princeton University Press, 2002), is probably too melancholic and too much
entangled with German Idealism to illuminate the Stravinskian instant.
57. See Stravinsky and Craft, Expositions and Developments, p. 136, and Craft, ‘“The
Rite of Spring”: Genesis of a Masterpiece’, p. xvii. Darius Milhaud in Entretiens
avec Claude Rostand, 2nd edn (Paris: Zurfluh, 1992), pp. 48–9, suggests that the
harmonies of the Rite inspired the compositional exploration and research on
polytonality in the 1920s. Indeed, the term was already applied to the Rite at its
première; an article in Le Matin described the ballet as ‘résolument polyryth-
mique et polytonale’; see A. D., ‘Théâtre des Champs-Élysées: 1ère Représenta-
tion du Sacre du Printemps’, Le Matin, 30/10685, 30 May 1913, p. 3.
58. Allen Forte, Contemporary Tone Structures (New York: Columbia Teachers College Press,
1955), p. 137. For similar criticism of polytonality see: Pieter C. van den Toorn, ‘Some
Characteristics of Stravinsky’s Diatonic Music’, Perspectives of New Music, 14 (1975),
pp. 104–38, and The Music of Igor Stravinsky, pp. 63–5; Arthur Berger, ‘Problems
of Pitch Organization in Stravinsky’, pp. 123–54; and Benjamin Boretz, ‘Meta-
variations: Part IV, Analytic Fallout’, Perspectives of New Music, 11 (1972), p. 149.
59. Or at least, in the words of Daniel Harrison, bitonality has been ‘under-theorised’;
see his ‘Bitonality, Pentatonicism, and Diatonicism in a Work by Milhaud’, in
James M. Baker, David W. Beach and Jonathan W. Bernard (eds.), Music Theory in
Concept and Practice (Rochester, NY: University of Rochester Press, 1997), p. 394.
On the early history of the idea, see Francois de Médicis, ‘Darius Milhaud and
the Debate on Polytonality in the French Press of the 1920s’, Music & Letters,
86/iv (2005), pp. 573–91.
60. Edward T. Cone, ‘Analysis Today’, in Paul Henry Lang (ed.), Problems of Modern
Music (New York: Norton, 1962), p. 43.
61. Berger, ‘Problems of Pitch Organization in Stravinsky’, p. 123.
62. Stravinsky, Poetics of Music, pp. 35–7; see also William W. Austin, Music in the
Twentieth Century: From Debussy through Stravinsky (London: Dent, 1966), pp. 260–1.
63. Arnold Schoenberg, Structural Functions of Harmony (London: Faber, 1969),
p. 194; see also Dahlhaus, Schoenberg and the New Music, pp. 125–7.
64. CBS documentary, Portrait of Stravinsky.
65. William E. Benjamin, ‘Tonality without Fifths: Remarks on the First Movement
of Stravinsky’s Concerto for Piano and Wind Instruments’, In Theory Only, 2/xi–
xii (1977), pp. 58–9.
66. V. Kofi Agawu, Playing with Signs: A Semiotic Interpretation of Classic Music
(Princeton, NJ: Princeton University Press, 1991), pp. 26–79.
86. Quoted in Roger Shattuck, ‘The Devil’s Dance: Stravinsky’s Corporal Imagination’,
in Pasler (ed.), Confronting Stravinsky, pp. 90 and 87.
87. Since the Rite was composed at the piano, it is obvious that the hands also
function as the stomping feet!
88. H. Colles (unsigned), ‘The Fusion of Music and Dance: “Le sacre du
printemps”’, The Times, 12 July 1913; reprinted in Lesure (ed.), Le sacre du
printemps: Dossier de Presse, p. 64.
89. Letter to André Caplet, 29 May 1913, in François Lesure and Roger Nichols
(eds.), Debussy Letters, trans. Roger Nichols (London: Faber, 1987), p. 270.
90. See: Lambert, Music Ho!, pp. 49–50 and 91; Cecil Gray, A Survey of Contemporary
Music (Oxford: Oxford University Press, 1924), pp. 137–42; and Adorno, Philosophy
of Modern Music, pp. 155–7.
91. Dent, The Nation and Athenaeum; reprinted in Lesure (ed.), Le sacre du printemps,
Dossier de Presse, p. 71.
92. Quoted from footage of the composer at the piano in the CBS documentary,
Portrait of Stravinsky.
93. Stravinsky, The Rite of Spring: Sketches 1911–13, p. 36. See also Craft, ‘“The Rite
of Spring”: Genesis of a Masterpiece’, p. xxxiii.
94. Quoted in Boucourechliev, Stravinsky, p. 80.
95. Hasty, ‘Toward a Timely (or Worldly) Music Theory’.
96. Although there is no harmonic hierarchy, there is a metrical one, since the
accents syncopate against the 2/4 metre set up by the ostinato figure. A purely
metrical hierarchy, however, is just as open to the future as the reiteration of
the ‘Augurs’ chord, since it has no internal system of closure; it, too, renews and
propels the music from moment to moment, albeit on a higher rhythmic level.
97. Jacques Rivière, ‘Le Sacre du Printemps’, La nouvelle revue française, November
1913; reprinted in Lesure (ed.), Le sacre du printemps: Dossier de Presse, p. 47.
98. Letter to Nicolai Roerich, Clarens, 6 March 1912; translated by Stravinsky in
The Rite of Spring: Sketches 1911–13, appendix, p. 31.
99. Boulez, Stocktakings from an Apprenticeship, pp. 56 and 68.
100. This rhythmic pattern, as Boulez points out, also shapes the accents of the
melody at No. 19; see Ex. 19b.
101. The ‘Augurs of Spring’ and the ‘Dances of the Young Girls’ form one movement.
Stravinsky conceived the dances as a continuous choreographic action rather
than separate pantomimes and was particularly pleased with the ‘smooth join-
ture’ between the two. See Stravinsky’s letter to Roerich, 13 November 1911;
reprinted in The Rite of Spring: Sketches 1911–13, appendix, p. 30.
102. Edward T. Cone, ‘Stravinsky: The Progress of a Method’, Perspectives of New
Music, 1 (1962), pp. 18–20.
103. Ernesto Laclau, Emancipation(s) (London and New York: Verso, 1996), p. 6.
119. Elliot Antokoletz, ‘Interval Cycles in Stravinsky’s Early Ballets’, Journal of the
American Musicological Society, 39/iii (1986), p. 608.
120. Dmitri Tymoczko, ‘Stravinsky and the Octatonic: A Reconsideration’, Music
Theory Spectrum, 24/i (2002), p. 78. There is an error in the text; instead of
‘harmonic minor’ the original reads ‘melodic minor’. However, it is clear from
Tymoczko’s Ex. 7 that ‘harmonic minor’ is intended.
121. Tymoczko, ‘Stravinsky and the Octatonic’, pp. 80–2.
122. Morton, ‘Footnotes to Stravinsky Studies’, p. 14. Morton’s folk tune reproduced
in Ex. 22b has been transposed to correspond to the pitches of the ostinato; the
original starts on A.
123. Taruskin, ‘Russian Folk Melodies in The Rite of Spring’, p. 532; revised in
Stravinsky and the Russian Traditions, I: p. 904. Taruskin’s folk tune reproduced
in Ex. 22c has been transposed to correspond to the pitches of the ostinato; the
original starts on C.
124. Van den Toorn, Stravinsky and the Rite of Spring, pp. 144–5.
125. I am indebted to Shay Loya for introducing me to the complexities of these
Verbunkos modes.
126. See, for example, Liszt’s Hungarian Rhapsody No. 13 in A Minor. The Rhapsody
opens with a flourish on a pure Kalindra scale to establish its harmonic and
melodic credentials, but in bars 11–12 (see below), the octave figurations in the
left hand outline a Kalindra scale on D, with its leading note flattened to CÖ in
order to descend smoothly to Bw.
127. This is evident later in the same Rhapsody mentioned in n. 126 where A and Bw
triads are juxtaposed against each other (bars 40–42).
128. The sketches show that Stravinsky had intended ‘Spring Rounds’ to follow the
‘Augurs of Spring/Dance of the Young Girls’, hence the ‘early’ appearance of the
‘Spring Rounds’ theme: see Stravinsky, The Rite of Spring: Sketches 1911–13, pp. 6–8.
129. Vlad, Stravinsky, p. 30.
(London: Routledge, 1973), pp. 266–39, Adorno advocates the body that thinks:
thinking cannot be separated from need.
151. See David Sudnow, Ways of the Hands: The Organisation of Improvised Conduct
(Cambridge, MA and London: MKT Press, 1993).
152. Adorno, Sound Figures, p. 148.
153. Stravinsky, Poetics of Music, pp. 55–6.
ABSTRACT
The riot that greeted the Rite of Spring only found its analytical counterpart some
70 years after its première, with factions headed by Pieter van den Toorn, Richard
Taruskin and Allen Forte. But the analytical tussle was hardly a genuine riot in
as much the differing camps subscribed to a premise of authenticity in order to
stabilise the work under a universal concept: the result was a Rite unified by
theory. The scholars may have battled with each other, but the music was not
allowed to have its own riot. This article suggests a more contingent analysis of
the Rite, focussing on the rebellion of the particular against the universal. The
point is not to champion an anarchic or barbaric reading of the music, which
is often attributed to the work because of the ballet’s violent content, but to open
the possibility of a new order that arises from the rioting particular.