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Nitriding 4340 A
Nitriding 4340 A
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Article history: AISI 4340 steel was ion nitrided using different time and temperature and the gathered properties were
Received 2 June 2011 assessed by evaluating hardness profile, compound layer thickness, case depth and surface roughness by
Accepted 12 December 2011 using microhardness tester, optical microscopy, surface profilometer and X-ray diffraction. It has been
Available online 21 December 2011
found that the thickness of the compound layer increases with increasing treatment time and tempera-
ture. The surface roughness, the surface hardness, the hardness profile, the case depth, the compound
Keywords: layer thickness, and phase content of the compound layer depend on nitriding parameters such as treat-
C. Surface treatments
ment time and temperature. Optimum ion nitriding parameters of component should be determined
G. X-ray analysis
H. Selection for material properties
depending on the service conditions. For this reason, the effect of ion nitriding treatment parameters
on structural properties of AISI 4340 steel was investigated.
Ó 2011 Elsevier Ltd. All rights reserved.
0261-3069/$ - see front matter Ó 2011 Elsevier Ltd. All rights reserved.
doi:10.1016/j.matdes.2011.12.025
742 S.Y. Sirin, E. Kaluc / Materials and Design 36 (2012) 741–747
The properties of a nitrided steel component are determined by steel was ion nitrided in NH3 environment under different process
both the core strength and the structural characteristics of the conditions. The process variables investigated include time (2 h,
compound layer and the diffusion layer [11]. While the compound 4 h, 8 h and 16 h) and temperature (500 °C, 520 °C, 540 °C). The ef-
layer determines the corrosion resistance [12], the diffusion layer fect of ion nitriding process parameters on structural properties
determines the strength of the component, as well as its fatigue such as surface roughness, hardness profile, diffusion layer thick-
resistance [3,4,10,11,13,14]. Tribological characteristics of the ness, compound layer thickness and phase content of compound
component are determined by compound layer, diffusion layer layer were investigated by using a microhardness tester, optical
and surface hardness. microscopy, surface profilometer and X-ray diffraction (XRD).
The wear behavior of component is determined only in early
stage by compound layer, after that the diffusion layer becomes
2. Material and experimental studies
dominant [4,15]. The compound layer can have either a positive ef-
fect thanks to high hardness or a negative effect because of
The material used in this study was CrMoNi low alloy AISI 4340
brittleness and relatively earlier spalling of the surface on the wear
steel and the chemical composition of the steel was given in Table
resistance of the nitrided surface [16]. Retention of the compound
1. AISI 4340 steel was received in hot-rolled condition and
layer on the nitrided surface depends on the loading mode and on
austenitized at 840 °C for 30 min, quenched in oil and then tem-
the magnitude of the main loading parameters, the compound
pered at 600 °C for 1 h. The core hardness of AISI 4340 steel was
layer thickness and its brittleness, etc. [16]. The presence of com-
obtained 315 HV0.2. Disc specimens about 20 mm in diameter
pound layers on nitrided components can improve the resistance
and 15 mm thick were cut from the incoming bar of 22 mm diam-
to scuffing, seizure and galling under lubricated conditions. Since
eter, and ground with SiC paper from 240 down to 1200 grit to pro-
the outer porous part of the compound layer is able to absorb a
duce a fine surface finishing. The surface roughness was
quantity of oil, the compound layer leads a reduction in the friction
maintained below approximately 0.03 lm. After polished, the
coefficient [15]. Although compound layer is generally hard and
specimens were degreased in trichloroethylene and then placed
brittle, thin mono-phase c0 -Fe4N compound layer produced by
in an industrial DC glow discharge ion nitriding furnace. The ion
ion nitriding is extremely ductile and wear resistant according to
nitriding furnace employed in this study is similar to that de-
e-Fe2–3N phase; therefore, there is no need to remove it [17]. While scribed by Genel et al. [10]. The specimens were employed as the
the compound layer has a considerable effect on the amount of
cathode. The furnace was evacuated by the vacuum pump and then
wear loss in the initial part of the service, the wear rate is a func-
pure NH3 (ammonia) treatment gas was admitted into the furnace
tion of the surface hardness and case depth. Surface hardness is
through a gas distribution valve. The specimens were ion nitrided
more important than case depth in preventing wear loss; however,
for 2 h, 4 h, 8 h, 16 h at a temperature of 500 °C, 520 °C or 540 °C,
a certain thickness of diffusion layer is necessary to support the
voltage between 480 V and 540 V depending on the desired tem-
hard surface layer. Long treatment time produces lower surface
perature. Temperatures of specimens were measured by thermo-
hardness and deeper diffusion layer which are less effective in pre-
couples, which were embedded in the specimens. The treatment
venting wear [15].
time was accounted after treatment temperature was reached.
After ion nitriding, the corrosion resistance increases due to the
After ion nitriding, the specimens were cooled to the room temper-
formation of a compound layer consisting of highly dense c0 -Fe4N
ature in the vacuum chamber. The composition, surface roughness,
and e-Fe2–3N nitrides. The e-Fe2,3N nitride exhibits better corrosion
microstructure and hardening effect of the nitrided specimens
resistance when compared with c0 -Fe4N nitride due to its crystal-
were characterized by using metallographic examination, XRD,
line structure and higher nitrogen content [18]. However another
surface profilometer and microhardness tests.
research showed that c0 -Fe4N nitride is relatively more stable in
Surface profilometer was used to determine of the surface
corrosive medium than e-Fe2–3N nitride [19]. Thus, the corrosion
roughness before and after ion nitriding. Surface roughness was
resistance of the nitrided layer depends on the type of nitride
characterized by measuring the average roughness Ra, according
formed in the compound layer and the type of corrosive environ-
to the ISO 4287:1997 standard [24]. During the surface roughness
ment [18]. Although the compound layer provides the materials
measurements, the measurement length was chosen as 0.75 mm.
with good physical properties against wear and corrosion, in the
For each specimen, surface roughness was determined by ten mea-
case of a very hard and brittle layer in a construction subjected
surements and the average was plotted.
to stresses, a thinner compound layer or no compound layer is nec-
Optical microscopy was used to characterize the microstruc-
essary. When the material is subjected to stresses, cracking begins
tures. Cross sections from nitrided specimens were ground, polished
in the layer [2,3].
and etched using Nital 2% immersion reagent. The compound layer
The high cycle fatigue strength can be significantly improved by
thickness was measured, after etching, using an optical microscopy.
ion nitriding. While some investigations on ion nitrided steels have
X-ray diffraction (XRD) with Cu Ka radiation (k = 1, 5405 Å) was
revealed that fatigue limit increases with increasing diffusion layer
used to determine the phases present in the modified layer.
thickness [3,4,10,14], the others have revealed that fatigue limit in-
Microhardness measurements were used to determine diffusion
creases with the strength and residual stress distribution in the
layer thickness as well as to aid in characterizing the physical
cross-section of specimens [13]. The compound layer has no dom-
properties of the diffusion layer as a function of depth [8]. The sur-
inant effect on the fatigue behavior of ion nitrided specimens [3].
face hardness and the microhardness profile of ion-nitrided speci-
The surfaces become rougher due to the nitrogen ion
mens were evaluated using a microhardness tester with a load of
bombardment and the formation of a nitride layer [20,21]. The de-
200 g, according to the ASTM E384-99 standard [25]. The hardness
gree of the increase in the surface roughness varies with the ion
at 20 lm depth was chosen for comparison of surface hardness, so
nitriding parameters such as gas compositions, time, temperature
that any possible effects from a compound layer would be negligi-
and applied voltage [20,22,23].
There have been many investigations aiming the prediction of
the resulting structures of ion nitrided components and their ser- Table 1
vice behavior. However, the studies on the effects of ion nitriding Chemical composition of AISI 4340 low alloy steel.
on AISI 4340 steel and the phenomena involved in the structural C Si Mn P S Cr Mo Ni Fe
evolution of compound layer and diffusion layer, their thickness
0.38 0.26 0.69 0.016 0.004 0.80 0.22 0.69 Bal.
and surface topography are very scarce. In this study, AISI 4340
S.Y. Sirin, E. Kaluc / Materials and Design 36 (2012) 741–747 743
Table 2
Surface roughness of unnitrided and ion nitrided AISI 4340 at different conditions.
Treatment conditions Unnitrided 500 °C/2 h 500 °C/16 h 540 °C/2 h 540 °C/16 h
Average surface roughness, Ra (lm) 0.03 0.11 0.16 0.12 0.26
744 S.Y. Sirin, E. Kaluc / Materials and Design 36 (2012) 741–747
10 8
AISI 4340 AISI 4340
9
Compound Layer Thickness ( m)
7
6 5
5 4
4
3
3
2
2
1 500 ºC 1
540 ºC t = 4h
0
2 4 8 16 0
500 520 540
Ion Nitriding Time (h)
Ion Nitriding Temperature ( oC)
Fig. 3. The relationship between compound layer thickness and treatment time at
Fig. 4. The relationship between compound layer thickness and treatment
500 °C and 540 °C.
temperature for 4 h.
Table 3
Structural characteristics of ion nitrided AISI 4340 steel.
Treatment details Surface hardness (HV0.2) Comp. layer (lm) Case depth, t (lm)
Austenitized 840 °C, 30 m/ 315 – –
oil quenched–tempered at 600 °C for 1 h (QT)
QT and 2 h, 500 °C ion nitrided 510 2.6 280
QT and 4 h, 500 °C ion nitrided 526 3.0 300
QT and 8 h, 500 °C ion nitrided 634 4.0 360
QT and 16 h, 500 °C ion nitrided 609 4.8 470
QT and 4 h, 520 °C ion nitrided 537 3.9 395
QT and 2 h, 540 °C ion nitrided 553 4.8 315
QT and 4 h, 540 °C ion nitrided 580 5.4 420
QT and 8 h, 540 °C ion nitrided 610 6.9 450
QT and 16 h, 540 °C ion nitrided 549 8.8 510
S.Y. Sirin, E. Kaluc / Materials and Design 36 (2012) 741–747 745
Fig. 5. X-ray diffraction patterns of ion nitrided AISI 4340 steel for (a) 500 °C, 2 h; (b) 500 °C, 16 h; (c) 540 °C, 2 h; (d) 540 °C, 16 h.
700 700
2h
2h
4h
4h
600 600 8h
8h
16h
16h
Hardness (HV0.2)
500 500
400 400
300 300
T = 500 oC T = 540 oC
200 200
0 20 50 100 150 200 250 300 400 500 600 700 0 20 50 100 150 200 250 300 400 500 600 700
Distance from Surface ( m)
Fig. 6. Microhardness profiles of AISI 4340 steel, ion nitrided at different conditions.
16 h. The reduced surface hardness is obtained at longer nitriding up, an optimum nitriding time at which the highest hardness may
time because of the formation of large nitride precipitates be achieved exists [14,23,26,27].
[8,13,14,23,26,27]. Precipitates with a certain size will be the most The case depth increases with increasing time and temperature
effective in obstructing the movement of dislocations and in pro- as expected for diffusion-controlled growth [3,4,10,14,22,23,
ducing the maximum strengthening and hardening [13,23,26,27]. 26,27]. The higher depth values of the case depth are obtained as
At longer times, the precipitates particles are larger in size and the treatment time increases. It can be seen in Fig. 8 that the case
more prone to coarsening, leading to a lower precipitate density depth has increased with the treatment time of ion nitriding at
and hence lower hardness [23,26,27]. This reduction of surface both temperatures as indicated in some earlier studies
hardness is more effective at high temperature (Fig. 7). To sum [4,14,22,23,26,27] and the generation of diffusion layer is much
746 S.Y. Sirin, E. Kaluc / Materials and Design 36 (2012) 741–747
Fig. 9. The relationship between case depth and ion nitriding temperature for 4 h.
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