PROHIBITED ACTS | FINES AND PENALTIES | REPUBLIC ACT 6969 TOXIC SUBSTANCES, HAZARDOUS

AND NUCLEAR WASTE CONTROL ACT OF 1990

Section 13. Prohibited Acts. – The following acts and omissions shall be considered unlawful:

a. Knowingly use in chemical substance or mixture which is imported, manufactured, processed or

distributed in violation of this Act or implementing rules and regulations or orders;

b. Failure or refusal to submit reports, notices or on the information, access to records as required
by this Act, or permit inspection of establishment where chemicals are manufactured, processed,
stored or otherwise held;

c. Failure or refusal to comply with the pre-manufacture and pre-importation requirements; and

d. Cause, aid or facilitate, directly or indirectly, in the storage, importation or bringing into Philippine
territory, including its maritime economic zones, even in transit, either by means of land, air or sea
transportation or otherwise keeping in storage any amount of hazardous and nuclear wastes in any
part of the Philippines.

Section 14. Criminal Offenses and Penalties.

a) i. The penalty of imprisonment of six (6) months and one day to six (6) years and one day and a fine
ranging from Six hundred pesos (Php600.00) to Four thousand pesos (PhP4,000.00) shall be
imposed upon any person who shall violate section 13(a) to (c) of this Act and shall not be covered
by the Probation Law. If the offender is a foreigner, he or she shall be deported and barred from any
subsequent entry into the Philippines after serving his or her sentence;

ii. In case any violation of this Act is committed by a partnership, corporation, association or any
juridical person, the partner, president, director or manager who shall consent to or shall knowingly
tolerate such violation shall be directly liable and responsible for the act of the employees and shall
be criminally liable as a co-principal;

iii. In case the offender is a government official or employee, he or she shall, in addition to the
above penalties, be deemed automatically dismissed from office and permanently disqualified from
holding any elective or appointive position.

b)i. The penalty of imprisonment of twelve (12) years and one day to twenty (20) years, shall be
imposed upon any person who shall violate section 13 (d) of this Act. If the offender is a foreigner,
he or she shall be deported and barred from any subsequent entry into the Philippines after serving
his or her sentence;

ii. In the case of corporations or other associations, the above penalty shall be imposed upon the
managing partner, president or chief executive in addition to an exemplary damage of at least Five
hundred thousand pesos (PhP500,000.00). If it is a foreign firm, the director and all officers of such
foreign firm shall be barred from entry into the Philippines, in addition to the cancellation of its
license to do business in the Philippines;
 iii. In case the offender is a government official or employee, he or she shall in addition to the above
penalties be deemed automatically dismissed from office and permanently be disqualified from
holding any elective or appointive position.

c) Every penalty imposed for the unlawful importation, entry, transport, manufacture, processing,
sale or distribution of chemical substances or mixtures into or within the Philippines shall carry with
it the confiscation and forfeiture in favor of the Government of the proceeds of the unlawful act and
instruments, tools or other improvements including vehicles, sea vessels and aircraft used in or with
which the offense was committed. Chemical substances so confiscated and forfeited by the
Government at its option shall be turned over to the Department of Environment and Natural
Resources for safekeeping and proper disposal.

d) The person or firm responsible or connected with the bringing or importation into the country of
hazardous or nuclear wastes shall be under obligation to transport or send back said prohibited
wastes;

Any and all means of transportation, including all facilities and appurtenances that may have been
used in transporting to or in the storage in the Philippines of any significant amount of hazardous or
nuclear wastes shall at the option of the government be forfeited in its favor.

Section 15. Administrative Fines. – In all cases of violations of this Act, including violations of
implementing rules and regulations which have been duly promulgated and published in accordance
with Section 16 of this Act, the Secretary of Environment an Natural Resources is hereby authorized
to impose a fine of not less than Ten thousand pesos (Php10,000.00), but not more than Fifty
thousand pesos (PhP50,000.00) upon any person or entity found guilty thereof. The administrative
fines imposed and collected by the Department of Environment and Natural Resources shall accrue
to a special fund to be administered by the Department exclusively for projects and research
activities relative to toxic substances and mixtures.
PROHIBITED ACTS | FINES AND PENALTIES | REPUBLIC ACT 9003 ECOLOGICAL SOLID WASTE
MANAGEMENT ACT OF 2000

Section 48. Prohibited Acts – The following acts are prohibited:

1. Littering, throwing, dumping of waste matters in public places, such as roads, sidewalks, canals,
esteros or parks, and establishment, or causing or permitting the same;

2. Undertaking activities or operating, collecting or transporting equipment in violation of sanitation

operation and other requirements or permits set forth in established pursuant;

3.The open burning of solid waste;

4. Causing or permitting the collection of non-segregated or unsorted wastes;

5. Squatting in open dumps and landfills;

6. Open dumping, burying of biodegradable or non-biodegradable materials in flood prone areas;

7. Unauthorized removal of recyclable material intended for collection by authorized persons;

8. The mixing of source-separated recyclable material with other solid waste in any vehicle, box,
container or receptacle used in solid waste collection or disposal;

9. Establishment or operation of open dumps as enjoined in this Act, or closure of said dumps in
violation of Sec. 37;

10. The manufacture, distribution or use of non-environmentally acceptable packaging materials;

11. Importation of consumer products packaged in non-environmentally acceptable materials;

12. Importation of toxic wastes misrepresented as "recyclable" or "with recyclable content";

13. Transport and dumplog in bulk of collected domestic, industrial, commercial, and institutional
wastes in areas other than centers or facilities prescribe under this Act;

14. Site preparation, construction, expansion or operation of waste management facilities without
an Environmental Compliance Certificate required pursuant to Presidential Decree No. 1586 and this
Act and not conforming with the land use plan of the LGU;

15. The construction of any establishment within two hundred (200) meters from open dumps or
controlled dumps, or sanitary landfill; and

16. The construction or operation of landfills or any waste disposal facility on any aquifer,
groundwater reservoir, or watershed area and or any portions thereof.

Section 49. Fines and Penalties

1. Any person who violates Sec. 48 paragraph (1) shall, upon conviction, be punished with a fine of
not less than Three hundred pesos (P300.00) but not more than One thousand pesos (P1,000.00) or
render community service for not less than one (1) day to not more than fifteen (15) days to an LGU
where such prohibited acts are committed, or both;

2. Any person who violates Sec. 48, pars. (2) and (3), shall, upon conviction be punished with a fine
of not less than Three hundred pesos (P300.00) but not more than One thousand pesos (P1,000.00)
or imprisonment of not less than one (1) day but to not more than fifteen (15) days, or both;
3. Any person who violates Sec. 48, pars. (4), (5), (6) and (7) shall, upon conviction, be punished with
a fine of not less than One thousand pesos (P1,000.00) but not more than Three thousand pesos
(P3,000.00) or imprisonment of not less than fifteen (15) day but to not more than six (6) months, or
both;

4. Any person who violates Sec. 48, pars (8), (9), (10) and (11) for the first time shall, upon
conviction, pay a fine of Five hundred thousand pesos (P500,000.00) plus and amount not less than
five percent (5%) but not more than ten percent (10%) of his net annual income during the previous
year.

5. The additional penalty of imprisonment of a minimum period of one (1) year but not to exceed
three (3) years at the discretion of the court, shall be imposed for second or subsequent violations of
Sec. 48, pars. (9) and (10).

6. Any person who violates Sec. 48, pars. (12) and (13) shall, upon conviction, be punished with a
fine not less than Ten thousand pesos (P10,000.00) but not more than Two hundred thousand pesos
(P200,000.00) or imprisonment of not less than thirty (30) days but not more than three (3) years, or
both;

7. Any person who violates Sec. 48, pars. (14), (15) and (16) shall, upon conviction, be punished with
a fine not less than One hundred thousand pesos (P100,000.00) but not more than One million pesos
(P1,000,000.00), or imprisonment not less than one (1) year but not more than six (6) years, or both.

8. If the offense is committed by a corporation, partnership, or other juridical identity duly

recognized in accordance with the law, the chief executive officer, president, general manager,
managing partner or such other officer-in-charge shall be liable for the commission of the offense
penalized under this Act.

9. If the offender is an alien, he shall, after service of the sentence prescribed above, be deported
without further administrative proceedings.

10. The fines herein prescribed shall be increased by at lest ten (10%) percent every three (3) years
to compensate for inflation and to maintain the deterrent functions of such fines.

Section 50. Administrative Sanctions – Local government officials and officials of government
agencies concerned who fail to comply with and enforce rules and regulations promulgated relative
to this Act shall be charged administratively in accordance with R.A. 7160 and other existing laws,
rules and regulations

PROHIBITED ACTS | FINES AND PENALTIES | REPUBLIC ACT 9275 PHILIPPINE CLEAN WATER ACT OF
2004

What are the prohibited acts under R.A. 9275?

Among others, the Act prohibits the following:

• Discharging or depositing any water pollutant to the water body, or such which will impede natural
flow in the water body

• Discharging, injecting or allowing to enter into the soil, anything that would pollute groundwater

• Operating facilities that discharge regulated water pollutants without the valid required permits

• Disposal of potentially infectious medical waste into sea by vessels

• Unauthorized transport or dumping into waters of sewage sludge or solid waste.

• Transport, dumping or discharge of prohibited chemicals, substances or pollutants listed under

Toxic Chemicals, Hazardous and Nuclear

Wastes Control Act (Republic.Act No. 6969)

•Discharging regulated water pollutants without the valid required discharge permit pursuant to this
Act

• Noncompliance of the LGU with the Water Quality Framework and Management Area Action Plan

• Refusal to allow entry, inspection and monitoring as well as access to reports and records by the
DENR in accordance with this Act

• Refusal or failure to submit reports and/or designate pollution control officers whenever required
by the DENR in accordance with this Act

• Directly using booster pumps in the distribution system or tampering with the water supply in such
a way to alter or impair the water quality

• Operate facilities that discharge or allow to seep, willfully or through grave negligence, prohibited
chemicals, substances, or pollutantslisted under R.A. No. 6969, into water bodies.

• Undertake activities or development and expansion of projects, or operating wastewater

treatment/sewerage facilities in violation of P.D.1586 and its IRR.

What are the fines and penalties imposed on polluters?

The following are among the fines and penalties for violators of this Act and its IRR:

Upon the recommendation of the Pollution Adjudication Board (PAB), anyone who commits
prohibited acts such as discharging untreated wastewater into any water body will be fined for every
day of violation, the amount of not less than Php 10,000 but not more than Php 200,000.

Failure to undertake clean-up operations willfully shall be punished by imprisonment of not less than
two years and not more than four years. This also includes a fine of not less than Php 50,000 and not
more than Php 100,000 per day of violation. Failure or refusal to clean up which results in serious
injury or loss of life or lead to irreversible water contamination of surface, ground, coastal and
marine water shall be punished with imprisonment of not less than 6 years and 1 day and not more
than 12 years and a fine of Php 500,000/day for each day the contamination or omission continues.

In cases of gross violation, a fine of not less than Php 500,000 but not more than Php 3,000,000 will
be imposed for each day of violation. Criminal charges may also be filed.
 PROHIBITED ACTS | FINES AND PENALTIES |

REPUBLIC ACT 8749 PHILIPPINE CLEAN AIR ACT OF 1999

Section 1. Fines and Penalties for Violations of Other Provisions in the Act

For violations of all other provisions provided in the Act and these Implementing Rules and
Regulations, fine of not less than Ten Thousand Pesos (P 10,000.00) but not more than One
Hundred Thousand Pesos (P 100,000.00) or six (6) years imprisonment or both shall be imposed. If
the offender is a juridical person, the president, manager, directors, trustees, the pollution control
officer or officials directly in charge of the operations shall suffer the penalty herein provided.

Section 2. Burning of Municipal Waste

Any person who burns municipal waste in violation of Sections 1 and 3 of Rule XXV shall be punished
with two (2) years and one (1) day to four (4) years imprisonment.

Section 3. Burning of Hazardous Substances and Wastes Any person who burns hazardous
substances and wastes in violation of Section 1 of Rule XXV shall be punished with four (4) years and
one (1) day to six (6) years imprisonment.

Section 4. Burning of Bio-Medical Waste. Any person who burns bio-medical waste in violation of
Section 4 of Rule XXV shall be punished with four (4) years and one (1) to six (6) years imprisonment.

Section 5. Smoking in Public Places Any person who smokes inside a public building or an enclosed
public place, including public

utility vehicles or other means of public transport or in any enclosed area outside of his
private residence, private place of work or any duly designated smoking area shall be punished with
six (6) months and one (1) day to one (1) year imprisonment or a fine of ten thousand pesos (P
10,000.00).

Section 6. Manufacture, Importation, Sale, Offer for Sale, Introduction into Commerce, Conveyance
or other Disposition of Leaded Gasoline.

Any person who manufactures, imports, sells, offers for sale, introduces into commerce, conveys or
otherwise disposes of, in any manner leaded gasoline shall be punished with three (3) years and one
(1) day to five (5) years imprisonment and liable for the appropriate fine as provided in Section 1.

Section 7. Manufacture, Importation, Sale, Offer for Sale, Introduction into Commerce, Conveyance
or other Disposition of Engines and/or Engine Components Requiring Leaded Gasoline.

Any person who manufactures, imports, sells, offers for sale, introduces into commerce,
conveys or otherwise disposes of, in any manner engines and/or engine components which require
the

use of leaded gasoline shall be punished with three (3) years and one (1) day to five (5) years

imprisonment and liable for the appropriate fine as provided in Section 1.

Section 8. Manufacture, Importation, Sale, Offer for Sale, Dispensation, Transportation

or Introduction into Commerce of Unleaded Gasoline Fuel which do not Meet the Fuel

Specifications.

Any person who manufactures, sells, offers for sale, dispenses, transports or introduces
into commerce unleaded premium gasoline fuel in violation of Section 3 of Rule XXXI or which do
not meet the fuel specifications as revised by the DOE shall be punished with three (3) years and one
(1) day to five (5) years imprisonment and liable for the appropriate fine as provided in Section 1.

Section 9. Manufacture, Importation, Sale, Offer for Sale, Dispensation, Transportation

or Introduction into Commerce of Automotive Diesel Fuel which do not Meet the Fuel.

Specifications.

Any person who manufactures, sells, offers for sale, dispenses, transports or introduces
into commerce automotive diesel fuel in violation of Section 3 of Rule XXXI or which do not meet
the fuel specifications as revised by the DOE shall be punished with three (3) years and one (1) day
to five (5) years imprisonment and liable for the appropriate fine as provided in Section 1.

Section 10. Manufacture, Importation, Sale, Offer for Sale, Dispensation, Transportation
or Introduction into Commerce of Industrial Diesel Fuel which do not Meet the Fuel

Specifications.

Any person who manufactures, sells, offers for sale, dispenses, transports or introduces into

commerce industrial diesel fuel in violation of Section 3 of Rule XXXI or which do not meet the fuel

specifications as revised by the DOE shall be punished with three (3) years and one (1) day to five (5)

years imprisonment and liable for the appropriate fine as provided in Section 1.

Section 11. Manufacture, Processing, Trade of Fuel or Fuel Additive Without Prior Registration of the
Fuel or Fuel Additive with the DOE.

Any person who manufactures, processes, or engages in the trade of any fuel or fuel
additive without having the fuel or fuel additive registered with the DOE shall be punished with two
(2) years and one (1) day to four (4) years of imprisonment and liable for the appropriate fine as
provided in Section 1.
Section 12. Misfuelling.

Misfuelling refers to the act of introducing or causing or allowing the introduction of leaded gasoline
into any motor vehicle equipped with a gasoline tank filler inlet and labeled “unleaded gasoline
only.”

Any person who misfuels shall be punished with one (1) year and one (1) day to three (3) years
imprisonment or a fine of twenty thousand pesos (P 20,000.00)
 PROHIBITED ACTS | FINES AND PENALTIES | PRESIDENTIAL DECREE 1586 ENVIRONMENTAL
IMPACT STATEMENT (EIS) STATEMENT OF 1978

Legal Basis of Fines and Penalties

The fines, penalties and sanctions of the Philippine EIS System is based on the Section 9.0 provision
of P.D. 1586, as follows: " Penalty for Violation.- Any person, corporation or partnership found
violating Section 4 of this Decree, or the terms and conditions in the issuance of the Environmental
Compliance Certificate, or of the standards, rules and regulations issued by the National
Environmental Protection Council pursuant to this Decree shall be punished the suspension or
cancellation of his/its certificate and/or a fine in an amount not to exceed fifty thousand pesos
(P50,000.00) for every violation thereof, at the discretion of the National Environmental Protection
Council."

Section 4 of P.D. 1586 states that "No person, partnership or corporation shall undertake or
operate any such declared environmentally critical project or area without first securing an
Environmental Compliance Certificate issued by the President or his duly authorized representative."

Suspension of ECCs

ECCs may be suspended for violation of Proponents to comply with ECC conditions. It is noted that
ECC suspension does not necessarily mean the Proponent is absolved of its responsibility in
implementing its approved Environmental Management Plan (EMP). PD 1586 does not preclude the
fact that DENR may require the Proponent to institute environmental safeguards/measures to
prevent further threat or actual damage to the environment.

Authority to Impose Fines and Penalties

Imposition of fines and penalties is vested on the Directors of the EMB Central Office or Regional
Office upon persons or entities found violating provisions of P.D. 1586 and its Implementing Rules
and Regulations.

Cease and Desist Order

The EMB Director or the EMB-RD may issue a Cease and Desist Order (CDO) based on violations
under the Philippine EIS System to prevent grave or irreparable damage to the environment which
cannot be attributed to specific environmental laws (e.g. RA 8749, RA 9275, RA 6969, etc). Such CDO
shall be effective immediately. An appeal or any motion seeking to lift the CDO shall not stay its
effectivity. However, the DENR shall act on such appeal or motion within ten (10) working days from
filing.

Publication of Firms

The EMB may publish the identities of firms that are in violation of P.D. 1586 and its Implementing
Rules and Regulations despite repeated Notices of Violation.

Scope of Violations – Violations of provisions of PD 1586 and DAO 2003-30 are classified as
follows:

Projects with or without ECCs which pose grave and/or irreparable danger to environment, life
and property;

Projects which are established and/or operating without an ECC: A project that has commenced its
implementation is deemed "operating without an ECC", whether or not it is in actual operation. The
phrase "operating without ECC" refers to all projects that were implemented without ECC that
should have been required by the P.D. 1586 IRR. Operating with an ECC secured from agencies or
entities other than DENR is also considered "operating without an ECC". Projects operating without
an ECC shall not be issued EMB regional environmental permits by EMB-PCD/EQD until such projects
have complied with the PEISS in securing an ECC.

Projects violating ECC conditions and EMP Commitments and other procedural requirements of
the Philippine EIS System:

Violations in relation to ECC conditions are classified as minor and major offenses, differentiated by
schedule of fines based on seriousness and gravity of the offense:

MINOR Offenses (violations of administrative conditions in the ECC and the EIS System procedures,
rules and regulations that will not have direct significant impact on the environment but can impede
or delay compliance against other ECC conditions and/or EMP commitments which the Proponent is
required to comply or can prevent/deter EMB from performing monitoring or audit functions on the
Proponent's environmental performance), such as: 1) non-submission or delay in submission of
reports/requirements; 2) transfer of ownership of the project/ECC without prior approval from ECC-
issuing authority; 3) delay or failure to initiate formation or implementation of ECC conditions which
do not have significant impacts on the environment, such as formation of EU, MMT, EMF, EGF,
enhancement measures and other similar/equivalent requirements prior to the required deadline in
the ECC; 4) non-compliance with other administrative conditions in the ECC; 5) non-compliance with
administrative and technical procedural guidelines in the DAO 2003-30 and its Revised Procedural
Manual; and 6) Other offenses deemed "minor" at the discretion of the EMB CO/RO Director.

MAJOR Offenses (violations of substantive conditions in the ECC and the EIS System procedures,
rules and regulations that will have significant impact on the environment and which the Proponent
is required to comply), such as: 1) non-implementation of substantive conditions in the ECC on the
EMP and EMoP and other related substantive commitments in the EIA Report, including
modifications during EIA Report Review, 2) exceedance of project limits or area; 3) significant
addition of project component or product without prior DENR-EMB approval; 4) major change in
project process or technology resulting in unmitigated significant impacts not addressed by
approved EMP; 5) Other offenses deemed "major" at the discretion of the EMB CO/RO Director.
d.Misrepresentations, whether material or minor constitute violations on the theory that full
disclosure in the EIA Report is the key to the effective use of the EIS System as a planning and
management tool.

Assessment and Computation of Fines

Failure to pay a fine imposed by the Secretary, EMB Director or the RD constitutes an offense
separate from the original offense that brought about the imposition of the original fine and may
warrant the imposition of another fine, and/or the issuance of a CDO.

For projects operating without an ECC: The sum of P50,000.00 is set as the maximum amount of
fine. The amount of fine can be appropriately reduced at the discretion of the Secretary, the EMB
Director, or the RD, considering the circumstances of each case, i.e. impact of the violation on the
environment. The project may be subjected to penalty following the mechanics of reduction as
shown in Table 2-2.

Table 2-2. Schedule of Penalty Reduction in case of "Operating without ECC"

 PERCENT REDUCTION IN EQUIVALENT AMOUNT IN PESO
CRITERIA
PENALTY TO BE DEDUCTED

1. Timing of ECC Application

Proponent Applied for ECC before

25 12,500
issuance of NOV

2. Percentage Project Completion

Project is 25% complete 10 5,000

Project is > 25% but < 50% complete 5 2,500

Project is >50% complete 0 0

3. Project Cost

Project < PhP 5.0 M 20 10,000

Project is >PhP 5.0M 10 5,000

4. Project Impact on the Environment

Project does not cause adverse

25 12,500
environmental impacts

Note: A maximum of 80% reduction in penalty can only be imposed provided that the project
Proponent meets all of the above criteria.

In case of violation of ECC conditions, EMP, or EIS rules and regulations: The sum of P50,000.00 is
again set as the maximum amount of fine per violation. Violation of one condition in the ECC is an
offense separate and distinct from the violation of another condition. It is possible that a respondent
be subjected to a fine of more than P50,000.00 if more than one ECC condition is violated. However,
the amount of fine per violation may be accordingly reduced, following the schedule of fines
presented in Table 2-3.

Table 2-3. Schedule of Penalty Reduction in case of Violations of ECC Conditions

CRITERIA PENALTY

1st 2nd 3rd 4th

Offense

Offense Offense Offense

PhP 50,000 plus ECC suspension

with option of DENR-EMB to cease
Minor PhP PhP operations if deemed necessary
PhP 50,000.00
Offenses 10,000.00 25,000.00 but with corresponding
requirement for continued EMP
implementation
 PhP 50,000 plus ECC suspension
with option of DENR-EMB to cease
Major PhP PhP operations if deemed necessary
Offenses 25,000.00 50,000.00 but with corresponding
requirement for continued EMP
implementation

Misrepresentation in the EIA Reports or any other documents submitted by the Proponent: This
violationshall be subjected to due process and may result to a fine in a fixed maximum amount of
PhP50,000.00 for every proven misrepresentation. The Proponent and the preparer responsible for
the misrepresentation shall be solidarily liable for the payment of the fine, without prejudice to
other EMB actions towards the Proponent or Preparer who repeatedly commit the same offense.