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Static and Dynamic Shoulder Imaging to Predict Initial Effectiveness and Recurrence
After Ultrasound-guided Subacromial Corticosteroid Injections
Ke-Vin Chang, MD, PhD, Wei-Ting Wu, MD, Der-Sheng Han, MD, PhD, Levent
Özçakar, MD, Professor
PII: S0003-9993(17)30095-3
DOI: 10.1016/j.apmr.2017.01.022
Reference: YAPMR 56804
Please cite this article as: Chang K-V, Wu W-T, Han D-S, Özçakar L, Static and Dynamic Shoulder
Imaging to Predict Initial Effectiveness and Recurrence After Ultrasound-guided Subacromial
Corticosteroid Injections, ARCHIVES OF PHYSICAL MEDICINE AND REHABILITATION (2017), doi:
10.1016/j.apmr.2017.01.022.
This is a PDF file of an unedited manuscript that has been accepted for publication. As a service to
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Running head: Ultrasound-guided Subacromial Injections
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Injections
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Ke-Vin Chang, MD, PhD 1, Wei-Ting Wu, MD 1, Der-Sheng Han, MD, PhD 1
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Levent Özçakar, MD, Professor 2
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Department of Physical Medicine and Rehabilitation, National Taiwan University
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Hospital, BeiHu Branch and National Taiwan University College of Medicine,
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Taipei, Taiwan
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Department of Physical and Rehabilitation Medicine Hacettepe University Medical
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Funding:
1. This research was supported by grants from the National Science Council
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(104-2314-B-002-022-MY2).
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Corresponding author:
Email: pattap@pchome.com.tw
IRB approval
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The current research was approved by the institutional review board of National
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Taiwan University Hospital (IRB number: 201606061RINB)
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1 Running head: Ultrasound-guided Subacromial Injections
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5 Injections
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7 Abstract
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8 Objective
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ultrasound (US)-guided subacromial corticosteroid injections by assessing clinical
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11 measurements as well as static and dynamic shoulder US images.
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12 Design
14 Setting
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16 Participants
18 Interventions
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21 The association of initial effectiveness (defined as a more than 50% decrease in any
22 of the three pain subdomains after the first injection) and recurrent shoulder pain
25 Results
26 The present study included 164 patients, 106 of whom were responsive to a first
28 recurrent shoulder pain. By using the multivariate logistic regression analysis, initial
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29 effectiveness was positively associated with right handedness, grade 2 subacromial
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30 impingement during the dynamic US examination and bicipitial groove tenderness.
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31 However, these patients had a negative association with subdeltoid bursitis, grade 3
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33 painful arc test were predictors of recurrent shoulder pain that necessitated a
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34 repeated injection in the cox proportional hazards model.
35 Conclusion
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37 injection were associated with certain clinical measurements and static and dynamic
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38 shoulder US, which should be carefully evaluated (and can be used) to guide the best
39 treatment outcomes.
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40 Keywords
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48 Subacromial impingement syndrome, one of the major causes of chronic
52 syndrome and that ultrasound (US) guidance was superior to palpation guidance in
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53 shoulder pain relief, functional restoration and range of motion improvement.3-5 In a
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54 study employing US-guided injection of 40 mg of triamcinolone into the subacromial
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55 bursa, 42% of the patients with clinical diagnosis of subacromial impingement
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57 injection test prior to treatment helps to determine whether corticosteroid should be
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58 administered to the subacromial bursa and could improve the success rate (defined
59 as > 50% in pain reduction) by up to 64.1%.6 However, any injection carries the risk of
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60 local infection and allergic reaction, and the use of a precedent lidocaine test
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61 indicates at least two injections before an effective treatment.7 For this reason,
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68 only 5 mL of 1% lidocaine without corticosteroid was used and the data was analyzed
70 Another crucial issue is the duration of effectiveness after the injection, which has
71 been rarely investigated in this context. Accordingly, the present study sought to
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72 explore factors contributing to initial effectiveness of US-guided subacromial
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76 Methods
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77 Subjects and Study design
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78
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79 All participants were selected from a retrospective cohort of registered patients
80 with shoulder pain referred for an US examination. Since July 2012, an itemized
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81 check-list of shoulder symptoms and physical findings had been completed before US
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82 scanning. Sonographic presentations of affected shoulder joints had been
85 treatment indication was pain located at the shoulder girdle with poor response to
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86 prior oral medical and physical therapy. The exclusion criteria were based upon
87 previous studies 9-11 and included: (1) a previous injection within the last 6 months,
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88 (2) prior surgery on the affected shoulder, (3) inflammatory diseases (e.g.
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90 (4) concomitant intervention in the same shoulder (e.g. suprascapular nerve block).
91 The study was approved by the institutional review board and the patients were
93 research.
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97 From our shoulder US registry, we extracted data of the patients who had
98 received US-guided subacromial injections. Their images had been obtained using
99 linear probes of 10-14 MHz a or 5-18 MHz b. Another senior physiatrist (with at least 5
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101 validated all findings in the reports independent of the physician conducting the
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102 scanning.
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103 In our center, all patients were asked to attend the follow-up clinic 2 weeks
104 after the intervention. Initial effectiveness was considered a more than 50 %
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105 decrease in the visual analogue scales in any of the three pain subdomains (resting
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106 pain, night pain and pain during overhead activity) after the US guided injection.
107 Those who had not returned for the follow-up were excluded from this study.
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108 Recurrence was defined when a repeat subacromial injection (due to recurrent
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109 shoulder pain) was performed on the patients who had achieved initial effectiveness.
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110 The research assistant contacted the participants who did not attend our hospital for
111 a second injection to ensure the arrest of shoulder pain or to determine if they had
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113
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116 The clinical registration form for shoulder US referral included pain duration,
117 visual analogue scales for shoulder pain (at rest, at night and during overhead
118 activity), bicipital groove tenderness using the contralateral shoulder as the reference,
119 Speed test, Yergason’s test, Empty can test, Neer test, Hawkins-Kennedy test, painful
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120 arc test and shoulder stiffness. Shoulder stiffness was defined as more than 50%
123 peritendinous effusion was considered pathologic when the thickness of anechoic
124 fluid was more than 1 mm in the short axis view. A bicep tendon tear was diagnosed
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125 when the tendon was invisible inside or besides the bicipital groove. The criteria for
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126 rotator cuff tendon full thickness tear included total absence of the tendon or a focal
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127 deficit extending from the bursal side to the humeral side. Meanwhile, a partial
128 thickness tear was diagnosed as a noticeable cleavage inside the tendon without
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129 extending to either bursal or articular sides. Subdeltoid bursitis was defined as fluid
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130 or hypertrophic synovium filling the bursa with a thickness of more than 2 mm. The
132 We followed the criteria specified by Bureau NJ et al. for dynamic testing of
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133 subacromial impingement.13 The patient was seated with the arm resting beside the
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134 trunk. The patient was then asked to raise their arm to the horizontal level in the
135 scapular plane with the transducer placed in the coronal section lateral to the acromion
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136 (Fig. 1A-B). Practice before the test was allowed until the patient was familiar with the
137 examination process. The severity was graded as follows: grade 0, no impingement;
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138 grade 1, pain during shoulder elevation without soft tissue impingement; grade 2, pain
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139 with soft tissue bulging during movement; grade 3, upward migration of the humeral
140 head with an inability to rotate the humeral head beneath the acromion.
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144 The patient was seated with the hand placed on the buttock and the shoulder
145 externally rotated. The transducer was put along the short axis of the supraspinatus
146 tendon, where the subdeltoid bursa, appearing as a hypoechoic linear structure, was
147 clearly visualized between the overlying deltoid muscle and the underlying
148 supraspinatus tendon. The injectate (40 mg triamcinolone acetonide (1 ml) and 1 %
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149 lidocaine (3 ml)) was introduced via a lateral to medial approach. The needle was
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150 advanced into the bursa to evenly distribute the medication (Fig. 1C-D).
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151
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153
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154 Using a univariate analysis, binary and categorical variables were expressed as
155 proportions and were compared using the Chi-square test or Fisher's exact test (in
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156 case of skewed and sparse data). Continuous variables are expressed as the mean
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157 and standard deviation and were compared using independent Student’s t-test for
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158 data with a normal distribution. If the data were not normally distributed, the
161 initial effectiveness with clinical and sonographic findings, expressed by an odds ratio
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162 (OR) and 95% confidence interval (CI). The group without more than 50% pain relief
163 in any of the three subdomains was set as the reference group. The analysis was
164 conducted stepwise in three models, all of which were adjusted for age, gender and
165 affected sides of shoulders. Model 1 was adjusted for static US presentations, while
166 US dynamic subacromial impingement testing was included in Model 2. Model 3 was
167 the full model that adjusted for all US findings and clinical measurements.
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168 The cox proportional hazards model was employed to analyze the association
169 of recurrence with the clinical and sonographic findings, as shown by a hazard ratio
170 (HR) and 95% CI. The group without recurrence was set as the reference group. The
171 steps of including variables for adjustment were the same as those in the logistic
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172 regression analysis. The Kaplan-Meier curves were used to depict differences in
173 pain-free time between the subgroups. All statistical tests were performed using
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174 Stata version 11 C with a level of significance of α = 5 %.
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176 Result
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177 Subjects
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179 From July 2012 to November 2016, 213 patients had been referred for a
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181 was identified in 164 patients, 106 of whom were categorized in the group of initial
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182 effectiveness. Among the abovementioned 106 patients, 42 had undergone a second
183 injection and were treated as the group of recurrence. There were 64 patients who
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189 Compared with the treatment failure group by using the univariate analysis,
190 initially effectively treated patients had a higher rate of right handedness and a grade
191 2 US dynamic subacromial impingement, but a lower percentage of a bicep long head
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192 tendon tear, shoulder stiffness and grade 3 dynamic subacromial impingement (Table
193 1). A multivariate analysis indicated that right handedness was positively associated
194 with initial effectiveness in Model 1 (OR: 2.30; 95% CI: 1.10-4.82) and Model 2 (OR:
195 2.73; 95% CI: 1.17-6.34), but not in Model 3 (borderline statistical significance, OR:
196 2.71; 95% CI: 0.98-7.50). In terms of static US findings, subdeltoid bursitis was a
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197 negative prognosticator of initial effectiveness in Model 2 (OR: 0.31; 95% CI:
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198 0.10-0.90) and Model 3 (OR: 0.27; 95% CI: 0.07-0.99). As regards the US dynamic
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199 examination, grade 2 subacromial impingement had a positive association with initial
200 effectiveness in Model 2 (OR: 8.93; 95% CI: 1.61-49.53) and Model 3 (OR: 9.01; 95%
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201 CI: 1.35-59.91). Grade 3 subacromial impingement was negatively associated with
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202 initial effectiveness in Model 2 (OR: 0.17; 95% CI: 0.05-0.55), but became
203 insignificant in Model 3 (OR: 0.62, 95% CI: 0.14-2.73). In terms of clinical
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205 bicipital groove tenderness (OR: 3.27; 95% CI: 1.05-10.12), but was negatively
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206 associated with shoulder stiffness (OR: 0.10; 95% CI: 0.03-0.34) (Table 2).
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209
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210 The median pain free interval for all participants with initial effectiveness was
211 632 days and the duration was shortened to 147 days in the recurrence group. The
212 univariate analysis indicated that the recurrence group had a higher number of
213 subdeltoid bursitis cases (Table 3). Regarding the static and dynamic US
214 presentations, the multivariate logistic regression revealed that subdeltoid bursitis
215 was associated with recurrence in all three models (HR: 3.56, 95% CI: 1.54-8.24 in
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216 Model 1; HR: 3.55, 95% CI: 1.46-8.64 in Model 2; HR: 3.40, 95% CI: 1.30-8.85 in
217 Model 3). In terms of physical findings, the painful arc test had a positive association
218 with recurrence in Model 3 (HR: 3.32; 95% CI: 1.14-9.65) (Table 4). The Kaplan-Meier
219 curves for pain-free time following the first injection are presented in Figure 3.
220
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221 Discussion
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222
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223 Our study sought to explore the factors pertinent to initial effectiveness after a
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225 success. We found that initial effectiveness was positively associated with right
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226 handedness, grade 2 subacromial impingement and bicipitial groove tenderness and
227 was negatively associated with subdeltoid bursitis and shoulder stiffness.
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228 Furthermore, subdeltoid bursitis and a positive painful arc test were predictors of
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230 Right shoulders exhibited better response to subacromial injections than left
231 shoulders. Although our registration form did not document hand dominance, we
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232 considered that most of our patients had right hand-dominance similar to the
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234 dominant side were more likely to present with pain and that the activity level of the
235 affected shoulder was related to perception of pain.15 Therefore, we speculate that
236 patients with injections in the right shoulders were more likely to experience the
237 benefits of treatment during daily activities and reflected the improvement at
242 multifactorial with possible causes, such as swollen rotator cuff tendons, thickened
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245 Therefore, a beneficial outcome of injection from patients with grade 2 impingement
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246 reflected that their shoulder pain originated from uncoordinated excursion of
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247 subacromial components, which was theoretically more responsive to the treatment.
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249 US-guided subacromial injections and the association became insignificant after
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250 including the confounder (i.e., shoulder stiffness) in the regression model. The most
251 plausible explanation was multicollinearity between both factors, which could be
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252 simultaneously observed in patients with a frozen shoulder. Our results implied that
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253 subacromial injection was not a preferable choice for pathologies derived from the
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255 Another finding was the positive association between initial effectiveness and
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256 bicipital groove tenderness. The long head of the biceps tendon, along with the
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258 impingement during arm elevation. Bicipital groove tenderness might signify overuse
261 Currently, there are few articles investigating the duration of the efficacy of
262 US-guided subacromial injections. Our findings indicated that subdeltoid bursitis
265 bursitis became recognizable after considering the US dynamic testing in Models 2
266 and 3 (Table 2). Since the directions of associations were different in grades 2 and 3
268 of the predictive capability of the initial effectiveness of static US imaging. The
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269 observation was noteworthy because a thickened subdeltoid bursa was the most
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270 common indication for subacromial injection. Since the subdeltoid bursa serves as a
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271 cushion pad to reduce the friction force between the rotator cuff and the acromion,
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273 from uncoordinated movements of reciprocal structures.17 Therefore, one dose
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274 might not be effective in pain relief for a long-term condition and the pain might
276 The painful arc test is a common physical examination for subacromial
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277 impingement. It was reported to be the most specific test for partial- and
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278 full-thickness rotator cuff tendon tears using the sonographic findings.18 Tendon tear,
279 compared with other shoulder pathologies, leads to more pain and disability. In our
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280 study, a positive painful arc test might reflect a worse underlying pathology in
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281 addition to clinical subacromial impingement and was associated with recurrent
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283 There are several clinical implications of this study. First and foremost, a
286 with distinct initial efficacies of US-guided subacromial injections. Second, grade 3
287 subacromial impingement and shoulder stiffness were poor prognostic factors of
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288 initial treatment success. Therefore, a glenohumeral joint injection or suprascapular
289 nerve block should be a higher priority than subacromial injection in the frozen
290 shoulder.19, 20 Third, in patients with subaromial bursitis, post-injection exercise for
291 the restoration of normal shoulder kinematics should be implemented for enhancing
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293
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294 Study Limitations
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296 There are several limitations to this study. First, we only tested one injectate: 40
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297 mg of triamcinolone acetonide in 3 mL of 1% lidocaine. The outcome might vary
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298 according to different regimens or dosages and this needs to be explored in future
299 trials. Second, the overall success rate of the first injection could be underestimated
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300 since patients with an improvement after the first injection may have ignored the
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301 follow-up, thereby resulting in their exclusion from our study. Third, there were 9
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302 patients with initial treatment success who never received a repeat injection and
303 could not be contacted by telephone. Their data were categorized as censored data,
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304 which might cause some uncertainty in our results. Fourth, our research did not
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305 include patients referred for glenohumeral joint injection for comparison. Since our
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306 result had revealed shoulder stiffness, a predominant symptom of adhesive capsulitis,
308 clinical effectiveness between both injection techniques in patients with frozen
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311 Conclusion
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312
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317 unfavorable outcome and pain recurrence after a prior injection. The
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318 post-intervention exercise for normalizing shoulder kinematics should be
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319 implemented in case of existing negative prognosticators of US-guided subacromial
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321
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322 Reference
323 1. Greenberg DL. Evaluation and treatment of shoulder pain. Med Clin North Am
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324 2014;98(3):487-504.
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325 2. van der Sande R, Rinkel WD, Gebremariam L, Hay EM, Koes BW, Huisstede BM.
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334 5. Mohamadi A, Chan JJ, Claessen FM, Ring D, Chen NC. Corticosteroid Injections
335 Give Small and Transient Pain Relief in Rotator Cuff Tendinosis: A Meta-analysis. Clin
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336 Orthop Relat Res 2016.
337 6. Kim SJ, Lee HS. Lidocaine Test Increases the Success Rates of Corticosteroid
339 7. Brinks A, Koes BW, Volkers AC, Verhaar JA, Bierma-Zeinstra SM. Adverse effects
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341 Disord 2010;11:206.
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342 8. Bouju Y, Bouilleau L, Dubois de Montmarin G, Bacle G, Favard L. Do subacromial
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343 ultrasonography findings predict efficacy of intra-bursal injection? Prospective study
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345 9. Hung CY, Chang KV, Ozcakar L, Wang TG, Chen WS. Can Quantification of Biceps
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346 Peritendinous Effusion Predict Rotator Cuff Pathologies?: A Retrospective Analysis of
348 10. Chang KV, Chen WS, Wang TG, Hung CY, Chien KL. Quantitative ultrasound
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349 facilitates the exploration of morphological association of the long head biceps
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350 tendon with supraspinatus tendon full thickness tear. PloS one 2014;9(11):e113803.
351 11. Chang KV, Chen WS, Wang TG, Hung CY, Chien KL. Associations of sonographic
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352 abnormalities of the shoulder with various grades of biceps peritendinous effusion
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354 12. Hsieh LF, Hsu WC, Lin YJ, Chang HL, Chen CC, Huang V. Addition of intra-articular
356 patients with adhesive capsulitis of the shoulder: a randomized controlled trial. Arch
361 14. Reiss M, Reiss G. Current aspects of handedness. Wien Klin Wochenschr
362 1999;111(24):1009-18.
363 15. Keener JD, Steger-May K, Stobbs G, Yamaguchi K. Asymptomatic rotator cuff
364 tears: patient demographics and baseline shoulder function. J Shoulder Elbow Surg
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365 2010;19(8):1191-8.
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366 16. Tagg CE, Campbell AS, McNally EG. Shoulder impingement. Semin Musculoskelet
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367 Radiol 2013;17(1):3-11.
368 17. Daghir AA, Sookur PA, Shah S, Watson M. Dynamic ultrasound of the
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369 subacromial-subdeltoid bursa in patients with shoulder impingement: a comparison
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370 with normal volunteers. Skeletal Radiol 2012;41(9):1047-53.
371 18. Kelly SM, Brittle N, Allen GM. The value of physical tests for subacromial
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373 2010;24(2):149-58.
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374 19. Chang KV, Hung CY, Wu WT, Han DS, Yang RS, Lin CP. Comparison of the
375 Effectiveness of Suprascapular Nerve Block With Physical Therapy, Placebo, and
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378 20. Chang KV, Wu WT, Hung CY, Han DS, Yang RS, Chang CH et al. Comparative
381 2016;19(7):445-56.
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383
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384 Supplier
385 a. Toshiba America Medical Systems, 2441 Michelle Dr, Tustin, CA 92780
387 c. StataCorp. 2009. Stata Statistical Software: Release 11. College Station, TX:
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389
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390 Figure legends
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391 Fig. 1 Dynamic US testing for subacromial impingement in neutral (A) and abducted
392 (B) positions (Acr, acromion; Del, deltoid; SS, supraspinatus; GT, great tuberosity).
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393 Demonstration (C) and imaging (D) of US-guided subacromial injection (arrowhead,
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394 needle).
395
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396 Fig. 2 Study flow chart: identification, screening and enrolment of participants for
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399
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402 sonographically-diagnosed subdeltoid bursitis (SD) (A) and a positive painful arc test
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Table 1. Baseline characteristics, sonographic presentations and clinical measurements of patients with and without initial effectiveness to ultrasound-guided
subacromial corticosteroid injection
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Baseline characteristics
Age (years) 59.5±11.0 58.9±10.2 0.74
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Female (number, %) 65 (61.3%) 36 (62.0%)
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Male (number, %) 41 (38.6%) 22 (37.9%) 0.92
Affected side
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Left 35 (33.0%) 30 (51.7%)
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Right 71 (66.9%) 28 (48.2%) 0.02*
Sonographic presentations (static images)
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Biceps long head tendon tear (number, %) 2 (1.8%) 5 (8.6%) 0.04*
Bicipital peritendinous effusion (number, %) 48 (45.2%) 31 (53.4%) 0.32
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Subscapularis tendon tear (number, %) 4 (3.7%) 5 (8.6%) 0.19
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Subscapularis tendinopathy (number, %) 16 (15.0%) 10 (17.2%) 0.72
Subscapularis tendon calcification (number, %) 29 (27.3%) 16 (27.5%) 0.98
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Subdeltoid bursitis (number, %) 18 (16.8%) 16 (27.5%) 0.10
Supraspinatus tendon full thickness tear (number, %) 14 (13.2%) 5 (8.6%) 0.38
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(number, %)
Supraspinatus tendon articular-sided partial thickness tear
13 (12.2%) 6 (10.3%) 0.71
(number, %)
Supraspinatus tendinopathy (number, %) 56 (51.8%) 32 (55.1%) 0.77
Supraspinatus tendon calcification (number, %) 23 (21.6%) 13 (22.4%) 0.91
Infraspinatus tendon tear (number, %) 3 (2.8%) 1 (1.7%) 0.66
Infraspinatus tendinopathy (number, %) 4 (3.7%) 1 (1.7%) 0.47
Infraspinatus tendon calcification (number, %) 8 (7.5%) 1 (1.7%) 0.12
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impingement (number, %)
Grade 3, pain during shoulder elevation with humeral head
9 (8.4%) 20 (34.4%) <0.01
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upward migration (number, %)
Physical findings before injection
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Pain duration (month) 7.2±14.6 4.9±6.7 0.26
Resting pain before injection (cm of VAS) 3.4±2.0 3.0±2.4 0.31
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Night pain before injection(cm of VAS) 5.3±1.8 4.7±1.9 0.07
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Pain during overhead activities before injection (cm of VAS) 5.7±1.5 5.6±2.0 0.85
Bicipital groove tenderness (number, %) 69 (65.0%) 30 (51.7%) 0.09
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Speed test (number, %) 51 (48.1%) 30 (86.2%) 0.65
Yergason’s test (number, %) 25 (23.5%) 14 (24.1%) 0.93
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Empty can test (number, %) 67 (63.2%) 36 (62.0%) 0.88
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Neer test (number, %) 63 (59.4%) 37 (63.7%) 0.58
Hawkins-Kennedy test (number, %) 73 (68.8%) 42 (72.4%) 0.63
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Painful arc test (number, %) 69 (65.0%) 41 (70.6%) 0.46
Shoulder stiffness (number, %) 26 (24.5%) 41 (70.6%) <0.01*
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