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Artigo - Art and Brain
Artigo - Art and Brain
Artigo - Art and Brain
Abstract
Empirical aesthetics in general, and neuroaesthetics in particular, have been very much influ-
enced by Berlyne’s psychobiological program. For him, aesthetic appreciation involved the
brain’s reward and aversion systems. From this point of view, art constitutes a set of potentially
rewarding stimuli. Research has certainly made great advances in understanding how the pro-
cess of artistic valuation takes places, and which brain circuits are involved in generating the
pleasure we obtain from artistic practices, performances, and works. But it also suggests that
pleasure is not the only effect of the arts. The evidence rather suggests that the arts have other
cognitive and emotional effects which are closely related to human psychobiological health
and well-being. These are: (1) attentional focus and flow, (2) affective experience, (3) emotion
through imagery, (4) interpersonal communication, (5) self-intimation, and (6) social bonding.
These effects are beneficial and contribute to the individual’s biopsychological health and
well-being. The fact that artistic practice has these effects helps explain why the arts are so
important to human life, and why they developed in the first place, i.e., as ways to foster these
effects. Therefore, a biopsychological science of the arts is emerging, according to which the
arts can be conceptualized as an important system of external self-regulation, as a set of activities
that contribute to our homeostasis and well-being.
Keywords
Emotion, The arts, Self-regulation, Homeostasis, Well-being, Pleasure
2
Department of Psychology, City, University of London, School of Arts and Social Science, St John
Street, London EC1V 0HB, United Kingdom.
3
Department of Psychology, University of the Balearic Islands, Carretera de Valldemossa, km 7.5.,
07122 Palma, Spain.
xxvii
xxviii Introduction
necessarily programmatic and provisional at this point. The underlying idea here is
that, in spite of the diversity of artforms, art developed and occupies such a central
place in human life at least in part because of these effects. We also submit that the
arts are unique in generating these beneficial effects. These artistic modalities devel-
oped at least in part because of their contribution as behavioral ways of bodily self-
regulation: self-activation or deactivation, according to homeostatic needs. We con-
clude discussing the questions these new approach makes prominent.
structures through the brain stem and the spinal cord (Sequeira et al., 2000). The ANS
controls physiological changes in the body in response to external and internal stim-
uli to put the body in the right physiological state (with changes in heart rate, respi-
ratory rate, pupillary response, arousal, digestion, blood oxygen levels), for the
optimal behavioral response to this stimulus.
It has been discussed why is it that we respond emotionally to art. On the one
hand, representational art has given rise to the paradox of fiction (Gomila, 2013),
the challenge to explain how is it that we respond emotionally to what we know
is just fiction. On the other hand, nonrepresentational arts, such as music, make it
even more mysterious how is it that it is heard as expressive of emotions and that
it elicits emotions in its turn (Gomila, 2009), given that its substance is sound. Any-
way, the evidence is clear that art goes hand in hand with emotion (Blood and
Zatorre, 2001; Blood et al., 1999; Salimpoor et al., 2009, 2013). Several mechanisms
seem to be involved in emotional responses (for music, Juslin and Vastfjall, 2008; for
dance, Christensen et al., 2016a,b). One of the most powerful seems to be through
expectancy violations (Huron, 2006; Salimpoor et al., 2015), which induce surprise,
excitement, and wonder, also through literary fiction (Hsu et al., 2014, 2015).
Another way by which the arts affect the emotional state is the opposite: by slow-
ing down bodily constants such as heart and breathing rate to relieve stressful states.
Mesolimbic dopaminergic–amygdalin systems control such changes which basically
consist in a switching from sympathetic to parasympathetic nervous system (SNS
and PNS) activation (Han et al., 2010; Koelsch et al., 2011). For example, music
induces entrainment in bodily systems (Vuilleumier and Trost, 2015). This engages
the hypothalamic–pituitary axis (HPA) which activates the PNS (Fancourt et al.,
2014). The action of the HPA is responsible for the release of the pituitary hormones
prolactin and growth hormone, and of the brain peptides melatonin and β-endorphin
(Ranabir and Reetu, 2011; Segerstrom and Miller, 2004). Thus, music has sedative
effects due to its implication in pituitary growth hormone and prolactin release
(Conrad et al., 2007; Koelsch et al., 2011) and anxiolytic effects through its action
on heart rate (Bradt et al., 2013).
Sometimes, the emotions induced are negative, such as fear (Habibi and Damasio,
2014; Menninghaus et al., 2017). Tears, sweating, and exhaling help restore biological
systems after affective episodes, by eliminating stress- and dysphoria-related neuroen-
docrine agents and toxins from the body (Gross et al., 1994). Notably, shocking art
makes us sweat (Levenson, 2003), and during injury scenes cinema audiences exhale
particularly high levels of the chemicals methanol and acetaldehyde, while the concen-
tration of the organic trace gases isoprene (important for cholesterol synthesis and fat)
and acetone (implied in fat catabolism) is higher during suspense movies (Williams
et al., 2016).
For negative emotions, it arises the question of how they may be pleasurable at all
and why we feel attracted to those situations that elicit these reactions in us (Habibi
and Damasio, 2014; Sachs et al., 2015; Taruffi and Koelsch, 2014). At least part of
the answer is that crying in response to sad art triggers the release of prolactin.
The concentration of prolactin in tears from affective episodes correlates with
Introduction xxxi
a feeling of belonging, consolation (Frey et al., 1981; Messmer, 2009; Sachs et al.,
2015), and pleasure (Gračanin et al., 2014). Furthermore, T cells and natural killer
cells of the immune system are activated by prolactin; prolactin increases the func-
tion of macrophages, and stimulates IL-2 which triggers NK and IFN-gamma pro-
duction for an adequate immune response (Arora and Bhattacharjee, 2008; Matera
and Mori, 2000). Crying might also help to produce a recovery state in the organism
by activating the PNS (Bindra, 1972; Efran and Spangler, 1979; Hendriks et al.,
2007). Thus, when a person is in a negative state, the drive to engage with negative
affect-inducing art can be an adaptive behavior to reestablish a biochemical and/or
sociocognitive imbalance (Menninghaus et al., 2017). Importantly, prolactin is also
released when observing others cry (e.g., when we watch a movie and see others cry,
or we read about it in a novel). Sad art as an “inducer to cry” is therefore relevant for
reestablishment of homeostasis; it is a mood management mechanism that acts at the
neuroendocrine level. Thus, crying may be pleasurable, as it is related to the release
of opioids (Gračanin et al., 2014) and in this way, mood is “boosted” after crying.
It is now well-established that the arts give rise to these emotional responses. And
that the aesthetic experience in itself relies in some form of emotional state, even if
there is still an open question how to best characterize it (a question some papers in
this volume address). There is also evidence that it further increases our affective
sensitivity, making us better able to recognize expressed emotions, to realize our
own emotional states, and to respond more emotionally (Christensen et al., 2016a;
Kirsch et al., 2013, 2015; Leder et al., 2014; Pang et al., 2013; Van Meel et al., 1993).
We suggest that different mechanisms might mediate these processes, depending
upon the art in question. For example, in the context of performing arts, positive
affect (and concomitant psychoneuroendocrine action) can be achieved by merely
seeing others being touched in a theater play or a dance choreography (Lloyd et al.,
2015; McGlone and Spence, 2010). Observation of affective touch causes the same neu-
robiological effects (oxytocin release) as actually being touched (Hansson et al., 2009;
Keysers et al., 2004; Morrison et al., 2011), and triggers the reestablishment of a healthy
balance between concentrations of serotonin and dopamine (Jeong et al., 2005).
present moment, nor space. The arts are de facto helping with the development of the
ability for imagery and hypothetical and contrafactical thinking.
Our brain is activated in a similar way when we do an activity, and when we
merely imagine it (Damasio et al., 2000; Deen and McCarthy, 2010; Jeannerod
et al., 1995; O’Craven and Kanwisher, 2000; Pictet, 2014; Suess and Abdel
Rahman, 2015; Vianna et al., 2009). The story described in a novel, theater play,
movie, etc., makes us live situations in our imagination, “as if” we were living them
in fact (Bhattacharya and Petsche, 2002; Gallese, 2011; Hsu et al., 2015). Listening
to a narrative activates broad cortical and subcortical neural networks (Huth et al.,
2016), and speech is perceived expressively and trigger the limbic processes related
to percepts, memories, and qualia of the objects they refer to (Fruhholz et al., 2014;
Jackson and Crosson, 2006; Lang and Bradley, 2010). Likewise a piece of music also
has this expressive effect (through its acoustic features, mayor/minor key, tone of
voice (sad/happy/sensual, etc.), content of lyrics, the words, etc.) (Baltes et al.,
2011; Cupchick, 1995; Gomez and Danuser, 2007; Kleber et al., 2007; Markovic,
2012; McArdle and Byrt, 2001). Art-induced imagery is a safe space for the individ-
ual to engage in mental wanderings that may reestablish their imbalances.
Furthermore, activity in the default-mode network (DMN) has been found to
correlate with creative thinking and art enjoyment (Agnati et al., 2013). Thus, height-
ened DMN activity was found during aesthetic episodes which participants reported
as particularly strong and personally meaningful (Vessel et al., 2012). Imagery may
be what is going on through activation of the DMN. Furthermore, the magnitude of
coupling between DMN regions and the prefrontal cortex (PFC) is related to higher
creativity, suggesting that the interplay between brain regions implied in cognitive
control (PFC) and brain regions associated with low-level intuitive imaginary pro-
cesses (DMN) is both implied in creative thinking (Beaty et al., 2014). Therefore,
it seems that artworks which genuinely engage us are those that touch us “from within”
(Vessel et al., 2013).
The intentional level corresponds to the contents that the messenger wants to con-
vey to the audience. At a basic level, we understand each others’ intentions through
the empathic resonance of the other person’s state in our own body, elicited by proper
perceptual cues, such as gaze or goal-directed movement (Gallese, 2005; Gallese
et al., 2004; Gomila, 2002; Hurley, 2008). The same mechanisms are engaged when
the communication happens through the arts (Freedberg and Gallese, 2007; Latif
et al., 2014; Leonards et al., 2006). For example, medieval painters communicated
intentions in static images by using the direction of the observers gaze in their paint-
ings (Bhattacharya and Petsche, 2002; Christensen et al., 2016a; Kirsch et al., 2015).
The symbolic level refers to the way in which specific knowledge is required to
interpret an artwork. For example, when the artwork uses some sort of code (e.g., for
melancholy, romantic paintings depict a person holding her twisted head with a hand;
romantic ballets such as Giselle resort to the “fallen” downward facing wrists and
hands of the dancers; and romantic music used tonal ambiguity). These formulas
are not necessarily natural kinds and may require knowledge of the code to be recog-
nized and understood. There is not an upper level of knowledge required to “decode”
art: interpretation is an open-ended process that goes beyond the intention attributed
to the author, to understand the work in an epoch, a background, a context. Therefore,
it is the first two levels of communication that are more natural and influential as they
involve an interactive standpoint with the art. The symbolic one requires a more
detached, intellectual, perspective. It is the level of art criticism. The other two are trig-
gered spontaneously, as part of the process of understanding.
hotspot during arts episodes (Brown et al., 2011). Interoceptive accuracy can be mea-
sured with objective cognitive tasks (Garfinkel et al., 2015), and artists (musicians,
singers, and dancers) have been found to be more interoceptively accurate than other
groups of individuals (Schirmer-Mokwa et al., 2015). Training in the arts may enhance
the awareness of bodily needs expressed as bodily states and emotions (Christensen
et al., 2016a).
Emotional expressions and movements in face and body, and individuals’ choices
are indicators of inner bodily and affective states and intentions (Critchley, 2009). The
way a person spontaneously positions their body in space, the alignment of the limbs,
muscle contractions in large bodily muscles (e.g., back, neck, shoulders, glutes), and
contractions of the facial muscles are the genuine expression of people’s inner (emo-
tional) state. Art practice is a space in which such self-intimation process might be
more central to the practice than, for example, in a sports context. Increasing individ-
uals’ own awareness of these processes through arts practice (e.g., with a mirror in a
dance class) is a powerful tool to enhance self-intimation processes.
out in the polyvagal theory. This theory suggests that our social environment can di-
rectly influence our ANS. There is a neuroanatomical and functional connection be-
tween the 10th cranial nerve and the striatal muscles of the facial muscles which are
implied in our interactions with the social environment (eye muscles, facial muscles,
laryngeal muscles, cochlear muscles) (Porges, 2007, 2009). As we modulate our facial
and other muscles in response to our social environment, this stimulates the vagus
nerve. The vagus nerve and the heart are connected through projections between
the vagus and the sinoatrial node of the heart. In this way, the vagus nerve has a direct
influence on the activity of our ANS and through it on our bodily homeostasis and
biological health (Porges et al., 1994). The vagal innervation of the heart determines
whether the parasympathetic system is activated (in a situation of relaxation and
safety, boosting systems that restore imbalances in homeostasis, fundamentally diges-
tion) or downregulated in a situation of stressful input (Reyes del Paso et al., 2013).
Social touch mechanisms: social touch, caresses, hugs, grooming, and moving to-
gether stimulate a specific type of mechanoreceptor in the skin, the Ct cells. These
engage the limbic brain via efferents through the spinal corticothalamic tract which con-
trols the release of oxytocin, homeostasis, and immune agents (Fischer-Shofty et al.,
2010; Heinrichs et al., 2003), and can be directly activated or by seeing others touch.
FIG. 1
Pleasure signals the recovery from a homeostatic imbalance—a by-product of the
psychobiological effects of engagement with art.
Reproduced with permission from Sachs, M., Damasio, A., Habibi, A., 2015. The pleasures of sad music:
a systematic review. Front. Hum. Neurosci. 9, 404.
through the presence of the other people (Fancourt et al., 2014; Meyer-Lindenberg
et al., 2011), and the physical activity burns the cortisol in blood (Eisenberger
et al., 2007; Van der Ark and Ely, 1993), while, for example, the risk for serious injury
is minimal. Thus, a person in a sad–anxious state could seek out to go to a dancing class
and feel pleasure in the activity (Jeong et al., 2005). Or, if there is no dance class at their
disposal, the mental imagery of dancing with others when listening to music (music in
itself has been found to regulate the neuroendocrine systems (Yamasaki et al., 2012)),
watching a dance movie, getting lost in a painting of dance, reading about a dance
story, or seeing others dance may have the same biopsychological effect by means
of the neural simulation mechanisms. In this way, the arts can be viewed as an external
system of bioemotional autoregulation by which means we can ameliorate biological
states of our body. There are other activities which certainly have the beneficial effects
which we have outlined for the arts. However, the arts might be unique in having them
all. As already said above, art is never addictive.
8 CONCLUSION
We have outlined a theoretical framework that contends that the arts are a readily avail-
able tool for everyone to use in the reestablishment and maintenance of well-being.
Similar views have been expressed for the arts in general (Stuckey and Nobel, 2010)
Introduction xxxvii
and for different art forms separately, including music (Fancourt et al., 2014), and dance
(Christensen et al., 2017), and both together (Richter and Ostovar, 2016).
From this standpoint, several questions become prominent. For example, what
are the motivations to practice art? Of course, art may be approached in many dif-
ferent contexts and situations, in different bodily and emotional states, not always out
of an imbalance. Art involves an institutional dimension as well. But it follows from
this approach that the psychobiological effects will differ accordingly. It is also rel-
evant to ask why doesn’t all art engage everybody equally? A likely explanation is
that the biopsychological state of the individual determines what she needs (and will
choose) in a given moment. But individual differences are to be expected if a learning
process is required to configure what satisfies one’s needs. But the fact is that some
people seem not to obtain pleasure from some art form. Another important question
that arises is why controlled trials of arts therapy programs are still rather inconclu-
sive. This might be due to the need for specific hypotheses as regards the mechanisms
involved, to improve on experimental control. Once mechanisms are reliably iden-
tified, treatment programs might be more specific. Furthermore, a decade of neuro-
scientific research suggests a long list of beneficial effects of early artistic training
(e.g., Bengtsson et al., 2005; Boone and Cunningham, 1998; Gordon et al., 2015).
This has implications for the educational context and for parental guidelines of
child leisure time planning. What is clear is that the arts seem to be a natural and
integral part of human emotional and cognitive development, biopsychological
and mental health, and should be conceptualized, lived, and recommended as such
(Dissanayake, 2009). Longitudinal assessments of the effects of arts training might
elucidate the exact emotional and cognitive benefits of each art form.
In any case, the objective of future empirical work might be the empirical charac-
terization of the exact cause–effect relations between the psychobiological functions
of specific arts activities and their beneficial biological and mental health effects—and
of the specific emotional qualia and experiences that accompany these functions and
effects. Knowledge about these processes would empower us to choose activities to
stimulate particular effects in our bodies, based on our emotional experience in a given
moment, for instance, in therapeutic physical and mental health settings, as well as just
for mood management purposes. In this endeavor, it might be important to establish
dosage and treatment ranges for each activity. Particular degrees and types of emo-
tional experiences are appropriate, given a particular context and object (to which
the emotional state refers).
ACKNOWLEDGMENTS
This work was funded by a Newton International Fellowship of the British Academy awarded
to J.F.C. (NF140935), and by the project FFI2013-44007-P awarded to A.G. by the Spanish
Ministry of Education. A special “thank you” goes to Prof. Vincent Walsh (for everything),
and Prof. Javier Perez Pareja, Prof. Miquel Tortella, Patricio Bustos, and Shelly Channon,
for bibliographic guidance. Our gratitude to four referees that provided comments on previous
versions of these paper.
xxxviii Introduction
CONFLICT OF INTEREST
The authors declare no conflict of interest.
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FURTHER READING
Gómez-Puerto, G., Munar, E., Nadal, M., 2015. Preference for curvature: a historical and con-
ceptual framework. Front. Hum. Neurosci. 9, 712.