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Ecology, 83(12), 2002, pp.

3449–3456
q 2002 by the Ecological Society of America

INTRINSIC AND CLIMATIC DETERMINANTS OF POPULATION


DEMOGRAPHY: THE WINTER DYNAMICS OF TUNDRA VOLES
JON AARS1,3 AND ROLF A. IMS2
1Department of Zoology, University of Aberdeen, Tillydrone Avenue, Aberdeen AB24 2TZ, Scotland, UK
2 Department of Ecology, Institute of Biology, University of Tromsø, N-9037 Tromsø, Norway

Abstract. The relative impacts of intrinsic factors (e.g., density dependence) and ex-
trinsic factors (e.g., climate) on winter demography may be critical for the generation of
different population dynamic patterns (including cyclicity) in northern vole and lemming
populations. However, little is known about winter demography because studies with tem-
poral and spatial replication at the population level and an adequate sample of individuals
with known fates within each population are rare. In this study, we monitored the winter
demography of 48 local tundra vole populations introduced to experimentally enclosed
plots the preceding spring for four years in Norway.
The rate of population change over the winter (November–May) was density dependent
due to recruitment. However, the large variation in the rate of change between the different
winters was due to a density-independent, and most likely a climatically driven, variation
in survival rate. In particular, mild weather that led to the formation of ice on the ground
seemed to be detrimental for winter survival. We predict that if increased frequency of
such events arose, due to climate change, normal cyclic dynamics of northern small rodent
populations would be disrupted.
We found support for the hypothesis that voles adjusted their body mass toward a certain
mean during the winter so as to maximize winter survival. The survival rate of males was
lower than that of females, possibly due to their larger body mass, and this resulted in
female-biased population sex ratios in the spring. This result suggests a link between sexual
selection (responsible for the sexual size dimorphism) and natural selection (operating
though size-dependent winter survival) with implications for the demographic structure of
the population.
Key words: body mass; density dependence; Microtus oeconomus; Norway; population cycles;
sex ratio; survival rate; tundra vole; winter climate.

INTRODUCTION population fluctuations, often with clear evidence of


The population dynamics of small mammals can be cyclic dynamics (Hansson and Henttonen 1988, Hanski
simultaneously determined by density-dependent and et al. 1993, Stenseth and Ims 1993, Bjørnstad et al.
density-independent factors (Leirs et al. 1997, Karels 1995, Turchin and Hanski 1997). Winter has been sus-
and Boonstra 2000). Climatic factors, which normally pected to play a crucial role in the generation of the
underlie the density-independent component of popu- population dynamics pattern in northern regions (Hans-
lation change, are expected to exert their influence most son and Henttonen 1988, Stenseth 1999, Yoccoz and
strongly during certain seasons (e.g., the summer dry Ims 1999). Although recent analyses of time series have
period in the tropics or the winter cold period in the indicated that the rate of population change during the
arctic). Density-dependent processes are more likely to winter is strongly density dependent (Stenseth et al.
shape population dynamics year round. However, the 1998, Hansen et al. 1999), the demographic mecha-
specific mechanism of the density dependence may dif- nisms underlying the rate of change have not yet been
fer depending on the season (Ostfeld et al. 1993, Ost- elucidated. To unravel the demographic mechanisms,
feld and Canham 1995, Hansen et al. 1999). Knowing capture–recapture data monitoring the fates of the in-
the relative strength of density-dependent and density- dividuals over the winter will be required. Unfortu-
independent processes during all seasons of the year is nately, demographic studies of northern rodents con-
necessary to understand the great variety of multi-an- ducted on a multi-annual time scale are generally scarce
nual population dynamics found in small mammals (Yoccoz et al. 1998). In particular, studies covering the
(Turchin and Ostfeld 1997, Stenseth 1999). critical winter period are almost nonexistent and thus
Small mammal populations in regions with long and badly needed (Stenseth 1999).
Here we analyze winter demography of the tundra
snowy winters have become famous for their violent
vole (Microtus oeconomus) in grassland habitats based
Manuscript received 14 November 2001; revised 18 April on data covering four consecutive winters at Evenstad
2002; accepted 22 April 2002. Research Station, in southeastern Norway. Evenstad
3 E-mail: jon.aars@abdn.ac.uk has a continental winter climate (mean temperature in
3449
3450 JON AARS AND ROLF A. IMS Ecology, Vol. 83, No. 12

January: 210.78C), with snow normally covering the and boreal meadow and mire habitats in Fennoscandia
ground from November to late April. Our analyses were (Tast 1966). The population densities in the enclosures
facilitated by spatial replication of experimentally en- were within the range of what has been observed in
closed populations and by a large number of individ- natural populations. Details regarding the maintenance
ually marked animals at the onset of the winter, of of the plots and the procedure for establishment of the
which a sample sufficient to allow statistical analyses experimental populations can be found in Aars and Ims
was recaptured in the spring. The experimental setting (1999, 2000), Aars et al. (1999), and Gundersen et al.
was repeated over four winters so that the study in- (2001).
cluded among-year variation in winter weather. The populations grew freely over the summer, and
We focused on two aspects of winter demography. were monitored by 3-d live-trapping sessions (capture–
First, at the population level, we quantified the effects mark–recapture trapping) every 18 d throughout the
of density-dependent and density-independent factors snow-free period. A high trap density in the habitat
on the rate of population change during the winter, and patches and 6 trap checks during the 3 d in each trap-
we estimated the contribution of survival and recruit- ping session ensured close to 100% trapping rate all
ment to these effects. Second, based on the well-es- years (see Aars et al. 1999, Aars and Ims 2000, Gun-
tablished fact that most northern small mammals de- dersen et al. 2001). Thus, we could ignore capture prob-
press their body size from summer to winter (Iverson ability when estimating demographic rates. Live trap-
and Turner 1974, Whitney 1976, Merritt and Merritt ping was terminated when permanent snow cover was
1978, Hansson 1990, 1991, 1992), we tested the hy- established in November. Trapping was resumed im-
pothesis that mass loss over the winter is an adaptive mediately after the snow had melted in late April or
adjustment to maximize winter survival (Stenseth early May. During this spring trapping session, all an-
1978, Hansson 1990). Changes in mass in small rodents imals were removed and the plots were left empty until
have been shown to be induced by photoperiod (Dark new populations were established by the release of new
1983), thus indicating that it is an adaptive preparation laboratory-raised animals. The vole-proof fences effi-
for the winter (Iverson and Turner 1974, Malcolm and ciently prevented dispersal between enclosures also
Brooks 1993). We also evaluated possible links be- over the winter, despite drifted snow in some short
tween individual-level life history tactics and popu- periods that reached the fence tops. No marked animal
lation-level dynamics based on the results of our anal- was ever recorded to have moved between enclosures.
ysis. Analyses of the summer demography in the exper-
imental populations are found in Aars et al. (1999),
MATERIALS AND METHODS Aars and Ims (1999, 2000), and Gundersen et al.
The data was obtained from experiments conducted (2001). These analyses focus on the effects of dispersal
during the years 1994 to 1998 at Evenstad Research on demography and population genetics. Here, we use
Station in southern Norway (618129 N, 118069 E). New data from the two trapping sessions at the onset and
experimental populations of tundra voles were estab- termination of the winter, respectively, to highlight de-
lished in spring/early summer every year by releasing mographic processes during winter.
laboratory-raised tundra voles on six fence-enclosed The rate of population change from autumn (Nautumn)
experimental plots. The animals in the laboratory were to spring (Nspring) at the patch level was analyzed by
outbred as new animals from the field were added to fitting the following statistical model to the data (Le-
the breeding stock every year. Each plot was 0.5 ha breton 1991):
(50 3 100 m) and contained two 750-m2 (20 3 37.5
Nspring,i 5 Nautumn,i 3 exp[a j 1 b j 3 Nautumn,i ] 1 « i
m) meadow patches (i.e., habitat) separated by 50 m
of barren ground that was treated with herbicide during where b is the strength of density dependence (i.e., the
the growing season. As effective dispersal between the slope), a a constant, j is year (i.e., winter), and « is an
two patches was mostly restricted to the early summer error term specific to each population i. The model was
season (Aars et al. 1999), each enclosure effectively fitted to the data using a logarithmic link, i.e., log
consisted of two populations both in the autumn and (E[Nspring]), with log(Nautumn) as an offset term, and the
during the winter. The meadow patches in the experi- error term was quasi-Poisson distributed due to over-
mental plots were fertilized every spring to standardize dispersion (residual deviance/df 5 3.32). The influence
habitat quality among the years. This gave rise to a of year was tested (Wald x2) with respect to the a-
dense vegetation cover that formed a thick mat of wilt- (additive year effect) and b-parameters (year 3 Nautumn
ed grass and herbs during the winter period. We chose interaction effect).
to burn this debris every spring as to avoid a gradual Recruitment was analyzed with Poisson regression,
change in the substrate that would increase the envi- and survival with logistic regression. These regression
ronmental variability between habitat patches in time models fitted the data (i.e., no overdispersion), and the
and space. Tundra voles are common in natural and significance of the predictor variables could be eval-
seminatural meadow patches in the surroundings of the uated with ordinary likelihood ratio tests and Akaike’s
experimental plots at Evenstad and elsewhere in alpine Information Criterion (AIC) values.
December 2002 WINTER DEMOGRAPHY OF VOLES 3451

following spring (Nrecruits 5 exp[1.65 2 0.03 3 Nautumn],


likelihood ratio test [LRT] x2 5 16.70, df 5 1, P ,
0.0001). Adding year as an extra term in this model
did not improve its fit (year effect: LRT x2 5 2.10, df
5 3, P 5 0.35).
Winter survival rates differed markedly among
years, and a logistic regression model applied to the
patch-specific proportion of individuals present in No-
vember that were recaptured six months later in the
spring gave the following estimates of year-specific
survival probabilities: 1994: 0.02 (95% CI 5 0.01–
0.05), 1995: 0.25 (95% CI 5 0.17–0.34), 1996: 0.15
FIG. 1. Change in population density (number of tundra
voles per habitat patch) from autumn to spring during the (95% CI 5 0.09–0.24). There was no evidence for den-
four years of this study at the Evenstad Research Station, sity-dependence in the survival rate (Wald x2 5 0.52,
Norway. df 5 1, P 5 0.48). The yearly estimates of winter
survival rates correlated negatively with the mean win-
ter temperature at Evenstad (Pearson product-moment
RESULTS correlation r 5 0.97, n 5 4, P 5 0.034). The mildest
winters with the lowest survival rates had many days
Population level parameters with temperatures .08C during the midwinter period
The habitat patches constitute the natural scale for (Fig. 3). This corresponds well with our observations
analyses of density-dependent effects on population pa- in the field in the spring, especially in 1995 and 1998,
rameters, because the densities frequently differed when vole habitats were extensively covered by ice as
markedly between the two patches within enclosures. a result of alternating melting and freezing events dur-
There was no tendency for patch-specific population ing the winter.
densities to be similar within enclosures (enclosure ran- Altogether, these analyses of recruitment and sur-
dom effect on log[spring density], F15,18 5 1.00, P 5 vival show that the highly variable winter decline rate
0.49). had a large among-year component due to a highly
The rate of decline in patch-specific population den- variable winter survival rate, most likely due to vari-
sities (number of animals per habitat patch) over the able winter climate. The winter demography also had
winter varied strikingly among the four years (Fig. 1). a considerable density-dependent within-year compo-
The declines were most severe during the winters of nent due to a sharply declining recruitment rate with
1994 and 1997. The fairly low-density autumn popu- increasing autumn densities.
lations in 1997 (on average 17 6 8 individuals per patch
Individual level parameters
[mean 6 1 SD]) were all extinct by the following spring.
In 1994, four of the 12 patches, which generally had Turning to the relationship between the autumn body
very high autumn densities (77 6 23 individuals per mass of the individuals and their survival probability,
patch in November), went extinct, and the eight extant we found that a logistic regression model with autumn
spring populations were only 6% of their autumn size.
The autumn populations of 1995 and 1996 had very
similar average sizes (1995: 31 6 13 and 1996: 29 6
13 individuals per patch), and all were extant in the
spring, with 36% (1995) and 22% (1996) of their au-
tumn numbers, respectively.
We had to exclude the year 1997 from the analysis
because there were no extant populations left in the
spring. In addition to a significant partial effect of year
(Wald x2 5 10.20, df 5 2, P 5 0.006), there was also
evidence for a negative density-dependent rate of
change over the winter (b 5 20.020 6 0.009 [mean
6 1 SE], Wald x2 5 5.12, df 5 1, P 5 0.024) (Fig. 2).
This model accounted for 64% of the total variation
(i.e., deviance).
On average, 26.5% of the animals in the spring were
unmarked due to recruitment over the winter period
FIG. 2. Rate of population change in tundra voles from
(November–April). A Poisson regression gave evi- autumn to spring (r 5 log[Nspring/Nautumn]) as a function of
dence for a strong negative effect of population density autumn population density for years with extant populations
in the autumn on the number of recruits in a patch the in the spring.
3452 JON AARS AND ROLF A. IMS Ecology, Vol. 83, No. 12

small and large animals (Fig. 4), but also a change in


body mass from autumn to spring for those animals
that survived the winter (Fig. 6). Large individuals, in
particular large females (.29 g), lost mass from au-
tumn to spring, while small individuals (especially
males) grew (Fig. 6). The small individuals (,20 g) in
the autumn were juveniles that had been recently
weaned, while some of the largest individuals (.35 g)
were still reproducing. There were no signs of repro-
ductive activity in the spring populations.
DISCUSSION
The rate of population change over winter had both
density-dependent and density-independent compo-
nents in this study. In previous studies, the relative

FIG. 3. Yearly winter tundra vole survival rate (with 95%


confidence intervals) plotted against the number of days with
temperatures above 08C during midwinter (December–Feb-
ruary). Mean winter temperature and the year are denoted
above the survival rate estimates.

body mass as a second order polynomial (mass 1


mass2: LRT x2 5 19.55, df 5 2, P , 0.0001) and with
different intercepts for the two sexes (LRT x2 5 11.28,
df 5 1, P 5 0.001) and the three years (LRT x2 5
167.49, df 5 2, P , 0.0001) explained the variation
in survival best in terms of the model selection criterion
AIC (we found no evidence for any interaction between
year and mass: LRT x2 5 1.30, df 5 2, P 5 0.58). The
predicted survival function according to body mass was
modal with a maximum survival probability for ani-
mals weighing 25 g in the autumn in each year (Fig.
4). Females survived generally better than males (odds-
ratio females:males: 1.93, 95% CI 5 1.61–2.32), caus-
ing the sex ratio to change from 55% females in the
autumn to 70% in the spring. A variable denoting
whether an individual had been recorded as reproduc-
tive or not during the summer did not improve the
survival model described above (LRT x2 5 0.35, df 5
1, P 5 0.55). However, reproductive activity and au-
tumn mass were confounded (R2 5 53%, mean autumn
mass reproductive: 43.5 6 8.6 [mean 6 1 SD], non-
reproductive: 24.5 6 7.2), so their relative effects on
winter survival were hard to assess. Nonetheless, au-
tumn body mass appeared more important than repro-
ductive history, since a survival model with reproduc-
tive history substituting the polynomial mass term gave
a less appropriate model (DAIC 5 5). Moreover, within
the group of animals that had reproduced there was a
significant negative effect of body mass (LRT x2 5
5.92, df 5 1, P 5 0.015), while this was not the case
for those animals that had not reproduced over the
course of the summer (LRT x2 5 0.61, df 5 1, P 5 FIG. 4. Winter survival probability predicted from body
0.43). mass in the autumn for males (solid circles) and females (open
circles) in the three years with extant spring populations of
The variance of the body mass distribution shrank tundra voles. Observed survival and deaths (both sexes com-
quite substantially from autumn to spring (Fig. 5). This bined) are shown as small black squares at the top and the
change partly reflects the lower survival rate of very bottom of each panel, respectively.
December 2002 WINTER DEMOGRAPHY OF VOLES 3453

FIG. 5. Female and male tundra vole body mass distributions in autumn and spring.

impacts of environmental stochasticity and density de- Tast 1984), and most often during winters preceding
pendence on the rate of population change over the cyclic peaks in summer population density. However,
winter in vole and lemming populations have mostly it has been an unresolved issue whether population den-
been inferred from time series data of population den- sity or other circumstances are the triggering factors
sity (Reid and Krebs 1996, Stenseth et al. 1998, Hansen (Krebs 1993, Hansson 1984). Although the four winters
et al. 1999, Stenseth 1999). However, the underlying in this study differed much in terms of the rate of
demographic mechanisms have remained elusive due population change and the mortality rate, there was no
to a lack of sufficient capture–recapture data in terms independent effect of year on recruitment rate, thus
of spatial and temporal replication. In this study, we pointing to population density as the most important
had access to an extensive data set comprising indi- determinant of winter breeding.
vidually marked animals distributed on a large number
of population replicates allowing for inferences about
determinants of winter demography, both at the level
of individuals and populations.
We found that the density-dependent component of
population change worked through recruitment, but we
found no evidence for a density-dependent effect on
survival. This result is consistent with previous de-
mographic studies of tundra voles and other Microtus
species in the normal breeding season (spring and sum-
mer), which showed that recruitment is the most strong-
ly density-dependent demographic parameter (Ostfeld
et al. 1993, Ostfeld and Canham 1995, Ims and An-
dreassen 1999). However, studies on winter demog-
raphy are rare, and in particular, winter breeding is a
poorly understood phenomenon in northern popula-
tions of small mammals (Hansson 1984, Krebs 1993).
While responsiveness to photoperiod at the onset of
reproductive activity has been shown to exhibit indi- FIG. 6. Change in body mass from autumn to spring for
vidual variation under laboratory conditions (Spears individual males (solid circles) and females (open circles)
and Clarke 1988, Bronson and Kerbeshian 1995), it is plotted against autumn body mass. Female regression line
(solid line): growth 5 19.6 2 0.68(autumn mass), r2 5 0.76,
unclear how this could produce population-level var- n 5 111, P , 0.001. Male regression line (dashed line):
iation in nature. Recruitment in the winter seems to growth 5 25.3 2 0.62(autumn mass), r2 5 0.53, n 5 52, P
take place only occasionally in voles (Hansson 1984, , 0.001.
3454 JON AARS AND ROLF A. IMS Ecology, Vol. 83, No. 12

Although density-dependence influenced the winter dreassen 2000) are absent during the winter period.
dynamics through recruitment (at least for those pop- Mustelides were efficiently kept out by the predator
ulation that did not go extinct), population density at fence and trapping. No tracks of mammalian predators
the onset of the winters was a poor predictor of the were observed on the snow cover, even though the
fate of a population over the winter when considering enclosures were visited several times during the winter
all four winters included in this study. For example, months.
the most severe population crashes (causing extinc- Evenstad belongs to a geographic region (the north-
tions) took place after the two autumns with maximum ern boreal coniferous forest zone), where the previous
(1994) and minimum (1997) population densities, re- population cycle of Microtus voles has vanished during
spectively. Indeed, the demographic parameter most the last two decades (Lindström and Hörnfeld 1994,
responsible for the highly variable winter dynamics in Hanski and Henttonen 1996, Steen et al. 1996). Small
this study, namely winter mortality, showed no evi- rodent population fluctuations in this region now are
dence of density dependence. characterized by declines during the winter leading to
The experimental setting at Evenstad was similar low spring population densities (Steen et al. 1996,
across the years. Mammalian predators were excluded Hansson 1999). The changes in dynamics have been
with fences and removal trapping, and the conditions particularly pronounced for Microtus voles in grassland
within the enclosures were standardized by introducing habitats (Hanski and Henttonen 1996, Steen et al.
new laboratory-raised founder populations and by 1996). Although climate has been suggested as a po-
burning and fertilizing the habitat patches every spring. tential cause that either directly (i.e., due to lack of
Thus, potential influences of delayed density-depen- snow or presence of ice; Yoccoz and Ims 1999) or
dent factors can most likely be ruled out. Still, the indirectly (i.e., due to predation; Lindström and Hörn-
population dynamics in the experimental populations feld 1994, Hansson 1999) regulates winter survival,
of tundra voles at Evenstad were dominated by large the mechanism of the increased mortality rate during
annual variation, both during the winter and during the the winter should be studied in greater detail.
summer, as shown elsewhere (Aars et al. 1999, Ims and
Some clues to the mechanism by which winter cli-
Andreassen 2000). Moreover, just like what is the case
mate influences population demography can be ob-
for winter dynamics, it is differential mortality that
tained by identifying individual determinants of winter
drives the between-year variation in summer dynamics
mortality. It has been hypothesized that body mass is
(Ims and Andreassen 2000). Due to detailed monitoring
an important determinant of winter survival (Stenseth
of radio-tagged individuals during the summer, it has
1978, Hansson 1990, 1995). This hypothesis is based
been demonstrated that the main mortality factor was
on empirical studies of northern small mammals show-
predatory birds (Ims and Andreassen 2000). Although
ing that individuals seem to adjust their body size to
we do not have equivalent information on the fates of
what is presumably a physiological optimum in terms
individuals during the winter, the strong correlation
of winter survival (e.g., Iverson and Turner 1974, Mer-
between winter temperature and winter survival rate
suggests that the winter demography to a large extent ritt and Merritt 1978, Hansson 1990, 1991). In this
was climatically driven. In particular, it seems that win- study, a similar adjustment was seen in terms of chang-
ters with mild weather are detrimental because of the es in mass in animals that survived the winter: large
formation of ice on the ground. When inspecting the animals lost mass, while small animals gained mass.
meadow patches at Evenstad during snow melt in the However, to the best of our knowledge this is the first
spring, we recorded extensive formation of ice covering demonstration of the expected link between body mass
the ground in these two years. Such ice formations will and winter survival. Individuals that were either large
both reduce thermal insulation and accessibility of food or very small at the onset of the winter paid a cost in
resources and, moreover, causes flooding during spring terms of low winter survival probability. Such indi-
thaw. It is possible that the flat, homogeneous habitats viduals may have died because they failed to adjust
in our experimental areas exaggerated the influence of their mass, or they may have paid a cost following mass
such climatic events. However, for natural populations adjustment that compromised survival.
inhabiting heterogeneous landscapes, similar critical We suggest that the higher mortality rate in males
weather episodes in winter and early spring have also than in females was due to the fact that males over-
been suggested to dramatically reduce winter survival wintered at a larger size than did females. Tundra voles
in small mammals (e.g., Merritt and Merritt 1978, are polygynous and sexually dimorphic with respect to
Boonstra and Rodd 1983). Such episodes introduce a body size, with breeding males ;30% larger than fe-
strong stochastic element in the demography that may males (Bondrup-Nielsen and Ims 1990, Ims 1997).
dominate the population dynamics of some northern Since the large size of males is due to sexual selection,
small-mammal populations (Yoccoz and Ims 1999). we speculate that the cost males pay in terms of low
Predation can be ruled out as an important factor of winter survival is offset by a reproductive advantage
winter survival in our study. The species of birds of in the winter if winter breeding takes place or in the
prey that influenced summer survival (Ims and An- early part of the next breeding season (Hansson 1995),
December 2002 WINTER DEMOGRAPHY OF VOLES 3455

or by a survival advantage due to their large size in most likely climatically driven, and our results support
the summer (Boonstra and Krebs 1979). the idea that climate change, due to an increased fre-
The individual determinants of winter survival may quency in mild weather during the winter, can disrupt
interact with population processes in several ways. the normal cyclic dynamics of northern populations of
First, different winter survival rates of males and fe- voles and lemmings.
males leads to a seasonally changing sex ratio in the
ACKNOWLEDGMENTS
population. In the tundra vole, the higher mortality rate
in males than in females (which we think is related to This research was supported by various grants from the
Research Council of Norway. We thank the following people
the larger body size in males) produced a more female- for constructive comments on the manuscript: Harry P. An-
biased sex ratio in the spring than in the autumn. In dreassen, Ottar Bjørnstad, Torbjørn H. Ergon, Karen Hodges,
some other small rodent species, the sexual size di- Xavier Lambin, and two anonymous referees.
morphism is reversed, i.e., breeding females are larger
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