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353

PROSTHETICS/ORTHOTICS/DEVICES

A 3-Dimensional Finite Element Model of the Human Foot and


Ankle for Insole Design
Jason Tak-Man Cheung, MPhil, Ming Zhang, PhD
ABSTRACT. Cheung JT-M, Zhang M. A 3-dimensional for subjects with a specific foot deformity or functional require-
finite element model of the human foot and ankle for insole ment, it is essential to explore stress distribution across the
design. Arch Phys Med Rehabil 2005;86:353-8. plantar foot surface and bony structures.
Objective: To investigate the effect of material stiffness of Pressure distributions between the foot and different sup-
flat and custom-molded insoles on plantar pressures and stress ports have been measured by experimental methods with the
distribution in the bony and ligamentous structures during use of in-shoe pressure sensors and a pedobarograph.2-7 Be-
balanced standing. cause of inherent difficulties and lack of better technology for
Design: A 3-dimensional (3-D) finite element model of the that measurement, the load transfer mechanism and internal
human ankle-foot complex and a custom-molded insole were stress states within the soft tissues and the bony structures were
developed from 3-D reconstruction of magnetic resonance im- not well addressed. Previous rationales behind the insole’s
ages and surface digitization. The distal tibia and fibula, to- functional role load distribution and foot stabilization depended
gether with 26 foot bones and 72 major ligaments and the merely on subjective views or interfacial pressure measure-
plantar fascia, were embedded in a volume of soft tissues. ments.
Setting: Computational laboratory in a rehabilitation engi- Today, computational modeling, such as the finite element
neering center. method, is a complementary tool to enhance our knowledge of
Participant: A healthy man in his mid twenties (weight, foot biomechanics. Finite element analyses can predict the load
70kg). distribution between the foot and supports, and provide infor-
Interventions: Not applicable. mation on the internal stress and strain states of the ankle-foot
Main Outcome Measures: Foot-support interfacial pres- complex. The finite element analyses enable efficient paramet-
sure, von Mises stress in bony structures, and strain of the ric evaluations to be made for the outcomes of insole shape and
plantar fascia were predicted using the finite element model. material modifications, without needing to fabricate and test
Results: A custom-molded, soft (Young modulus, orthoses in a series of patient trials.
E⫽0.3MPa) insole reduced the peak plantar pressure by 40.7%
Several finite element models of the foot or footwear have
and 31.6% at the metatarsal and heel region, respectively,
compared with those under a flat, rigid (E⫽1000MPa) insole. been developed, based on certain assumptions. These assump-
Meanwhile, a 59.7% increase in the contact area of the plantar tions include simplified geometry, limited relative joint move-
foot was predicted with a corresponding peak plantar pressure ment, ignorance of certain ligamentous structures, and simpli-
increase of 22.2% in the midfoot. fied material properties.8-15 Early models were based on a
Conclusions: The finite element analysis implies that the simplified or partial foot shape. Analyses were conducted un-
custom-molded shape is more important in reducing peak plan- der assumptions of linear material properties, infinitesimal de-
tar pressure than the stiffness of the insole material. formation, and linear boundary conditions, without considering
Key Words: Ankle; Finite element analysis; Foot; Pressure; friction and slip. Recent models have improved in selected
Rehabilitation. aspects by incorporating geometric, material, or boundary non-
© 2005 by American Congress of Rehabilitation Medicine linearity (eg, large model deformation, nonlinear material prop-
and the American Academy of Physical Medicine and erties, slip/friction contact conditions).8,11,14,15
Rehabilitation Previous finite element analyses have contributed to the
understanding of biomechanic behavior and performance of
foot supports.8,9,13-15 Researchers8,9,13 have used it to study
HEUMATOID FOOT PAIN and diabetic ulceration are
R closely related to abnormal plantar pressure distribu-
1,2
tions. Increasing evidence suggests that these painful foot
what effects orthotic thickness and stiffness have on plantar
soft tissue and plantar pressure distribution. In general, custom-
syndromes or diseases can be successfully resolved or relieved molded, thicker and softer orthoses have been shown to reduce
by fitting a proper foot insole, helping to relieve elevated the peak plantar pressure and redistribute it in a more uniform
plantar pressures.2-5 To achieve an optimal foot support design pattern. However, a more detailed model of the human foot and
ankle—a model that incorporates realistic geometric and ma-
terial properties of both bony and soft tissue components—is
needed to enhance the reliability of the quantitative evaluations
From Jockey Club Rehabilitation Engineering Centre, The Hong Kong Polytechnic of different orthotic designs.16,17
University, Kowloon, Hong Kong, China. The objective of the present study was to establish a
Supported by the Hong Kong Jockey Club (endowment) and The Hong Kong 3-dimensional (3-D) finite element model of the foot and
Polytechnic University (research studentship and research grant G-T888).
No commercial party having a direct financial interest in the results of the research
ankle, using actual geometry of the foot skeleton and soft
supporting this article has or will confer a benefit upon the author(s) or upon any tissues in contact with an insole support. The finite element
organization with which the author(s) is/are associated. model can be employed to predict the mechanical interaction
Reprint request to Ming Zhang, PhD, Jockey Club Rehabilitation Engineering between the foot and different types of insole. This technol-
Centre, The Hong Kong Polytechnic University, Hung Hom, Kowloon, Hong Kong,
P.R. China, e-mail: rcmzhang@polyu.edu.hk.
ogy will help researchers design an optimal orthosis for a
0003-9993/05/8602-8907$30.00/0 desirable plantar pressure distribution and stabilizing sup-
doi:10.1016/j.apmr.2004.03.031 port of the foot.

Arch Phys Med Rehabil Vol 86, February 2005


354 COMPUTATIONAL ANALYSIS OF FOOT INSOLE, Cheung

METHODS
The geometry of the finite element model was obtained from
3-D reconstruction of magnetic resonance (MR) images from
the right foot of a healthy man in his mid twenties (height,
174cm; weight, 70kg). Coronal MR images were taken at
intervals of 2mm in the neutral unloaded position. The images
were segmented using MIMICS, version 7.10,a to obtain the
boundaries of skeleton and skin surface. The boundary surfaces
of the skeletal and skin components were processed using
SolidWorks 2001b to form solid models for each bone and the
whole foot surface. The solid model was then imported and
assembled in the finite element package ABAQUS, version
6.3.c
The finite element model, as shown in figures 1A and B,
consisted of 28 bony segments, including the distal segments of
the tibia and fibula and 26 foot bones: talus, calcaneus, cuboid,
navicular, 3 cuneiforms, 5 metatarsals, and 14 components of
the phalanges. The phalanges were fused together with 2-mm-
thick solid elements, which simulated the connection of the
cartilage and other connective tissues.18 The interactions
among the metatarsals, cuneiforms, cuboid, navicular, talus,
calcaneus, tibia, and fibula were defined as contact surfaces,
which allow relative articulating movement. To simulate the
frictionless contact between the joint surfaces, the ABAQUS
automated surface-to-surface contact option was used. Except
for the collateral ligaments of the phalanges and other connec-
tive tissue, a total number of 72 ligaments and the plantar fascia
were included and were defined by connecting the correspond-
ing attachment points on the bones.d The bony structures were
merged with the encapsulated soft tissues, while the ligamen-
tous structures were superimposed within the volume of soft
tissue. The bony and soft tissue structures were meshed with a
total of 50,964 tetrahedral elements and the ligaments were
defined with 103 tension-only truss elements.
All tissues were idealized as homogeneous, isotropic, and
linearly elastic (table 1). The Young modulus and Poisson ratio
for the bony structures were assigned as 7300 and 0.3MPa,
respectively.10 These values were selected by weighing cortical
and trabecular elasticity values. The elastic modulus of the soft
tissues was measured using the ultrasonic indentation system.19
The Young modulus and Poisson ratio were assigned to foot
soft tissues as .15 and .45MPa, respectively. The mechanical
properties of the cartilage,18 ligaments,20 and the plantar fas-
cia21 were selected from the literature.
Flat and custom-molded insole supports (fig 1C) were sim-
ulated. The custom-molded insole was made from the unloaded
shape of the subject’s bare foot. The barefoot shape was
obtained by an impression cast with the subject sitting in the
neutral position. The positive cast was digitized and imported
to SolidWorks to form the solid models of the insole. A
5-mm-thick insole was meshed into 3-D brick elements with a
Poisson ratio of 0.4 and a varied Young modulus of 0.3 (soft),
1 (firmer), and 1000MPa (rigid) for simulation of (1) open-cell
polyurethane foams, such as Professional Protective Technol-
ogy’s PPT materiale; (2) high-density ethylene vinyl acetate;
and (3) polypropylene materials, respectively.13,15 A very rigid, Fig 1. The finite element mesh of (A) soft tissues, (B) bony and
1-mm-thick bottom layer was used to simulate the ground ligamentous structures, and (C) flat and custom-molded insoles.
support and to facilitate the application of concentrated ground
reaction forces. The foot-insole interface was modeled using
contact surfaces with a friction coefficient of 0.6.22 The insole ment was conducted on the same subject who volunteered for
was properly aligned in a way that permitted an initial foot- the MR scanning. To validate the model, we used the plantar
ground contact to be established, with minimal induced stress pressures measured for this subject during barefoot standing to
and contact pressure, before loading was applied. Interfacial calculate the foot’s center of pressure (COP) and to compare
pressures between the foot and flat support during balanced the plantar pressure distribution predicted by the finite element
standing were measured by the F-scan system.f The measure- technique.

Arch Phys Med Rehabil Vol 86, February 2005


COMPUTATIONAL ANALYSIS OF FOOT INSOLE, Cheung 355

Table 1: Material Properties and Element Types of the Finite Element Model
Component Element Type Young Modulus E (MPa) Poisson Ratio v Cross-Sectional Area (mm2)

Bony structures 3-D tetrahedra 7300 0.3 —


Soft tissue 3-D tetrahedra 0.15 0.45 —
Cartilage 3-D tetrahedra 1 0.4 —
Ligaments Tension-only truss 260 — 18.4
Fascia Tension-only truss 350 — 290.7
Insole 3-D brick 0.3, 1.0, 1000 0.4 —

A person with a body mass of 70kg applies a vertical force anced standing. Both the measured and predicted values
of 350N on each foot during balanced standing. Force vectors showed high pressures around the soft tissue beneath the cal-
corresponding to half of the body weight and the reaction of the caneus and the metatarsal heads, especially the second meta-
Achilles’ tendon were applied. The vertically upward force of tarsal head (figs 2, 3). The model predicted a peak pressure of
the Achilles’ tendon, with a magnitude of 175N, was repre- .266 and .194MPa at the heel and metatarsal region, respec-
sented by 5 equivalent force vectors at the posterior extreme of tively, with a flat, rigid (E⫽1000MPa) insole. With a flat, soft
the calcaneus. This value of Achilles’ tendon loading was (E⫽0.3MPa) insole, the peak pressures were .214 and
based on the study of Simkin,23 who calculated that the Achil- .162MPa, respectively. The corresponding peak pressure mea-
les’ tendon force was approximately 50% of the force applied sured with the F-scan sensors were .14 and .09MPa with the
on the foot during balanced standing. A net normal vertical polypropylene platform and .13 and .07MPa with the PPT
force of 350N was applied at the COP of the inferior surface of platform.
the foot support. For our subject, the COP was about 90mm Figure 3 shows the predicted plantar pressure patterns with
from the posterior extreme of the foot and 30mm from the flat and custom-molded insoles of different Young modulus
medial heel extreme. The superior surface of the soft tissue, ratings of 0.3, 1.0, and 1000MPa. Under the same loading
distal tibia, and fibula was fixed throughout the analysis, while condition, use of a custom-molded and a softer insole would
the point of load application at the COP was allowed to move reduce the peak plantar pressure and increase the contact area
in the vertical direction only. The prescribed loading and between the plantar foot and the insole. The efficacy of specific
boundary conditions allowed the equilibrium condition of the insoles in redistributing the plantar foot pressure can be further
ankle-foot structures to be established with unconstrained mo- seen in figure 4.
tion of the ankle joint and the insole support during weight Figure 4 displays 3 features: (1) the effects of stiffness of the
bearing. flat and custom-molded insoles on the peak pressure (fig 4A),
(2) effects on the contact area between the plantar foot and the
RESULTS insoles (fig 4B), and (3) the von Mises stress distribution in the
We constructed a 3-D finite element model of the human bony structures (fig 4C). During balanced standing, the heel
foot and ankle to study the effects that stiffness and shape of region experienced the highest plantar pressure. Compared
foot insole have on plantar pressure distribution, and to study with a flat, rigid (E⫽1000MPa) insole, reductions of about
the internal stresses in the bones during balanced standing. 16.5% and 19.5% in peak plantar pressure over the metatarsal
Figure 2 depicts the plantar pressure distribution obtained from and heel regions were predicted with the use of a flat and soft
the F-scan measurements and figure 3 gives the pressure dis- (E⫽0.3MPa) insole. Use of the custom-molded insole had a
tribution predicted by finite element simulation during bal- resounding effect on pressure reduction. The custom-molded,
rigid insole reduced the peak plantar pressure by about 23.2%
and 24.4% over the metatarsal and heel regions, respectively.
The soft custom-molded insoles provided pressure reduction of
MPa Polypropylene PPT 40.7% and 31.6%, respectively. The rigid and soft custom-
molded insoles enabled increases of peak plantar pressures of
about 68.8% and 22.2% in the midfoot, respectively, compared
with the use of a flat, rigid insole.
The contact area between the plantar foot and the insole
increased significantly with use of the custom-molded insole
(fig 4B). This increase mainly resulted from the increase over
the midfoot contact. Compared with a flat, rigid insole, in the
custom-molded insoles the contact area of the plantar foot
increased by 51.5% for rigid and 59.7% for soft orthotics. A
13.5% increase in contact area was noted with a softer insole,
but the effect was less pronounced than that found with cus-
tom-molded insoles.
During balanced standing, the highest von Mises stress in the
bony structures was predicted to occur in the forefoot region in
all the cases calculated (fig 4C). Over the forefoot, relatively
high von Mises stresses were predicted at the midshaft of the
second and third metatarsals. The calcaneocuboid joints and
the posterior articulation of the subtalar joint sustained rela-
Fig 2. The pressure distribution from F-scan measurements during tively large stresses in the midfoot and rearfoot regions, re-
barefoot standing on 5mm of polypropylene and PPT flat support. spectively. In general, use of the softer and custom-molded

Arch Phys Med Rehabil Vol 86, February 2005


356 COMPUTATIONAL ANALYSIS OF FOOT INSOLE, Cheung

Flat Insoles Custom-molded Insoles


MPa MPa

E = 0.3MPa E = 0.3MPa

Peak Peak
0.214MPa 0.182MPa

MPa MPa

E = 1.0MPa E = 1.0MPa

Peak Peak
0.234MPa 0.185MPa

MPa MPa

E = 1000MPa E = 1000MPa

Peak
0.266MPa Peak
0.201MPa

Fig 3. Plantar pressure distributions supported by a flat or custom-molded insole with different material stiffness.

insole reduced the stress on the bony structures. The stress During balanced standing, we found that the plantar fascia
reduction was more pronounced in the forefoot and midfoot sustained a maximum strain of about .49% and .37%, respec-
and with use of the custom-molded insoles (fig 4C). Compared tively, with use of flat insoles and custom-molded, rigid in-
with the flat, rigid insole, the forefoot experienced a 5.6% and soles. Use of softer material had a negligible effect on strain of
11.7% peak stress reduction with use of soft, flat and soft, the plantar fascia.
custom-molded insoles, respectively. The corresponding de-
creases in the midfoot were 3.4% and 16.8%. Interestingly, the DISCUSSION
rearfoot experienced a small increase in peak von Mises stress The predicted plantar pressure distribution pattern was, in
with use of softer insoles. general, comparable to the F-scan measurement. However, the

Arch Phys Med Rehabil Vol 86, February 2005


COMPUTATIONAL ANALYSIS OF FOOT INSOLE, Cheung 357

From the finite element prediction, the change in supporting


conditions would strongly affect the pressure distribution of the
plantar foot. This hypothesis is supported by experimental
findings.3,4,24 Kato et al3 reported a range of 19% to 80% mean
peak plantar pressure reduction with the use of foot orthoses in
13 diabetic patients. Novick et al4 reported mean peak plantar
pressures of .164, .011, and .142MPa for the heel, midfoot, and
metatarsal regions, respectively, during walking with a flat, soft
insole. The corresponding values for the custom-molded, rigid
insole were .18, .019, and .143MPa. These measurements are
consistent with the finite element prediction, reflecting the
corresponding pressure-relieving and pressure-redistributing
abilities of the soft, custom-molded insole. Kato3 reported a
mean increase in postorthotic contact area of about 63%, which
is comparable to the finite element prediction (59.7%). Both a
softer material and a custom-molded shape have a role in the
reduction of peak plantar pressure. These insoles aided in
assimilating the plantar pressure in a more uniform manner
than a rigid, flat insole, which tended to concentrate the load at
the heel and beneath the first and second metatarsal heads. The
custom-molded insoles enable a more uniform distribution of
pressures, whereas soft, flat insoles provide localized pressure
relief. The custom-molded insoles are more effective in redis-
tributing the plantar pressure to the midfoot region than the
soft, flat insole. The finite element prediction indicated that an
appropriate insole can reduce high plantar pressure and may
relieve foot pain, especially for persons with especially stiff
plantar tissue. The finite element model may help researchers
design an optimal foot support with appropriate insole shape
and material properties to suit patients’ individual needs.
In addition to providing a more uniform plantar pressure
pattern, use of custom-molded insoles reduced the strain of the
plantar fascia. The arch support provided by the custom insoles
reduced foot lengthening and tension on the fascia during load
bearing. The results thus suggested a possible therapeutic effect
of custom orthoses in terms of stress relief of the plantar fascia
and relief of associated foot problems, such as plantar fasciitis
or insertional painful heel syndrome. The plantar fascia strains
(.37%–.49%) predicted by finite element analysis were consis-
tent with the strain of about 0.5% reported by Kogler et al,25
Fig 4. Effects of stiffness of flat and custom-molded insoles on (A) who used a microstrain transducer to measure the plantar fascia
peak plantar pressure, (B) contact area between the plantar foot strain of cadaveric specimens with a similar magnitude of
and the insoles, and (C) peak von Mises stress in the bony struc- compressive loading.
tures. NOTE. The key indicates insole type (F, flat; M, custom-
molded) and rigidity (0.3, soft; 1.0, firmer; 1000, rigid). Finite element analysis supports the use of soft, custom-
molded insoles for redistributing plantar foot pressure. Partic-
ular care should be taken in prescribing the insoles to avoid
predicted values of peak pressure were higher than the F-scan complications from redistributed pressures. In fact, the foot’s
measurements. The difference may be caused by resolution soft-tissue compliance should be among the factors used to
differences between the F-scan measurement and the finite decide which type of orthosis and the material prescribed. For
element analysis. Having a spatial resolution of about 4 sensors instance, diabetic patients with neuropathic ulcers may need a
per cm2, the F-scan sensors recorded an average pressure for an semirigid, custom-fitted insole to redistribute the localized
area of 25mm2. By contrast, the finite element analysis pro- pressures, whereas an elderly patient with a lack of plantar fatty
vided solutions of nodal contact pressure rather than an average pads may require use of a softer insole. Localized tissue sen-
pressure calculated from nodal force per element surface area. sitivity of the plantar foot should be inspected and the insole
The measured peak plantar pressure was therefore expected to should be modified and evaluated as appropriate. To achieve a
be smaller than the predicted values. balance between pressure relief and control of foot motion, it
The predicted peak von Mises stress showed that the mid- may be necessary to provide a properly rigid functional ortho-
shaft of the second and third metatarsals were the most vul- sis that can achieve optimal efficacy. This consideration par-
nerable regions. The confined positions of these metatarsals, ticularly applies to patients requiring multipurpose treatments.
especially with tissue stiffening, are probably the cause of
stress concentration. Apart from the midshaft of the metatar- Limitations
sals, the junctions of the subtalar and calcaneocuboid joints To simplify the analysis in this study, we assigned homoge-
were also possible sites of fracture or lesion under weight neous and linearly elastic material properties to the model. The
bearing. Use of the softer insole, especially the custom-molded ligaments within the toes and other connective tissue, such as
insoles, is effective in reducing the bone stress in the forefoot the joint capsules, were not considered. Use of homogeneous
and midfoot region. material and linearity of the encapsulated soft tissue stiffness

Arch Phys Med Rehabil Vol 86, February 2005


358 COMPUTATIONAL ANALYSIS OF FOOT INSOLE, Cheung

was a simplification of the real situation. Only the Achilles’ 8. Chen WP, Ju CW, Tang FT. Effects of total contact insoles on the
tendon loading was considered, whereas other intrinsic and plantar stress redistribution: a finite element analysis. Clin Bio-
extrinsic muscle forces were not simulated. The location of mech (Bristol, Avon) 2003;18:S17-24.
COP was assumed to be unchanged with the simulations of 9. Chu TM, Reddy NP. Stress distribution in the ankle-foot orthosis
different insole supports. used to correct pathological gait. J Rehabil Res Dev 1995;32:349-
60.
Future Considerations 10. Gefen A, Megido-Ravid M, Itzchak Y, Arcan M. Biomechanical
The finite element model we developed can be refined to analysis of the three-dimensional foot structure during gait: a basic
simulate the actual situations more realistically by incorporat- tool for clinical applications. J Biomech Eng 2000;122:630-9.
ing nonlinear material properties for the ligamentous and soft 11. Gefen A. Plantar soft tissue loading under the medial metatarsals
tissue structures and simulating the whole shoe structure. The in the standing diabetic foot. Med Eng Phys 2003;25:491-9.
load-bearing characteristic of the ankle-foot structures under 12. Jacob S, Patil MK. Stress analysis in three-dimensional foot
different stance phases requires the incorporation of detailed models of normal and diabetic neuropathy. Front Med Biol Eng
muscular loading. Although the dynamic response during
1999;9:211-27.
walking was not considered in the present model, the pain
13. Lemmon D, Shiang TY, Hashmi A, Ulbrecht JS, Cavanagh PR.
experienced during standing is closely related to that experi-
enced while walking.2 The static pressure response of the The effect of insoles in therapeutic footwear: a finite-element
plantar foot, which is more readily available in most clinical approach. J Biomech 1997;30:615-20.
settings, can thus be a possible indicator of the plantar foot pain 14. Shiang TY. The nonlinear finite element analysis and plantar
that patients experience during gait. With further improve- pressure measurement for various shoe soles in heel region. Proc
ments and appropriate simulations, the finite element model Natl Sci Counc Repub China B 1997;21:168-74.
may aid in developing and prescribing a pressure-relieving 15. Syngellakis S, Arnold MA, Rassoulian H. Assessment of the
orthosis pertinent to individual needs. non-linear behaviour of plastic ankle foot orthoses by the finite
element method. Proc Inst Mech Eng [H] 2000;214:527-39.
CONCLUSIONS 16. Camacho DLA, Ledoux WR, Rohr ES, Sangeorzan BJ, Ching RP.
A geometric, detailed 3-D finite element model of the human A three-dimensional, anatomically detailed foot model: a founda-
foot and ankle was developed to estimate the plantar pressure tion for a finite element simulation and means of quantifying
and the internal stress and strain in the bony and soft tissue foot-bone position. J Rehabil Res Dev 2002;39:401-10.
structures under various loading and supporting conditions. 17. Kirby KA. What future direction should podiatric biomechanics
Finite element analysis indicated that the insole’s custom- take? Clin Podiatr Med Surg 2001;18:719-23.
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Arch Phys Med Rehabil Vol 86, February 2005

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