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Algebraic dual space

Research · September 2015


DOI: 10.13140/RG.2.1.3182.3848

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Algebraic dual space By: Mezban Habibi

Algebraic dual space

Mezban Habibi

PhD student of Mathematical Analysis

Department of Mathematics, PNU, Shiraz, Iran

Mezbanhabibi@gmail.com, 00989176193511

Given any vector space V over a field F, the dual space V∗ is defined as the set of
all linear maps φ: V → F (linear functionals). The dual space V∗ itself becomes a
vector space over F when equipped with an addition and scalar multiplication
satisfying:

for all φ and ψ ∈ V∗, x ∈ V, and a ∈ F. Elements of the algebraic dual space V∗ are
sometimes called covectors or one-forms.

The pairing of a functional φ in the Finite-dimensional case


dual space V∗ and an
If V is finite-dimensional, then V∗ has
element x of V is sometimes denoted
the same dimension as V. Given
by a bracket: φ(x) = [φ,x] [1] orφ(x)
a basis {e1, ..., en} in V, it is possible
= ⟨φ,x⟩. The pairing defines a non
to construct a specific basis in V∗,
degenerate bilinear mapping
called the dual basis. This dual basis is
[·,·] : V∗ × V → F.
Algebraic dual space By: Mezban Habibi

a set {e1, ..., en} of linear functional 1 matrix (trivially, a real number)
on V, defined by the relation respectively, if we have Mx = y, then,
by dimension reasons, M must be a 1
× n matrix, i.e., M must be a row
for any choice of coefficients ci ∈ F. In vector.
particular, letting in turn each one of
If V consists of the space of
those coefficients be equal to one
geometrical vectors in the plane,
and the other coefficients zero, gives
then the level curves of an element
the system of equations
of V∗ form a family of parallel lines
in V, because the range is 1-
dimensional, so that every point in
where is the Kronecker the range is a multiple of any one
delta symbol. For example if V is R2, nonzero element. So an element
and its basis chosen to be {e1 = (1, of V∗ can be intuitively thought of as
0), e2 = (0, 1)}, a particular family of parallel lines
then e1 and e2 areone- covering the plane. To compute the
forms (functions that map a vector to value of a functional on a given
a scalar) such that e1(e1) = 1, e1(e2) vector, one needs only to determine
= 0, e2(e1) = 0, and e2(e2) = 1. (Note: which of the lines the vector lies on.
The superscript here is the index, not Or, informally, one "counts" how
an exponent). many lines the vector crosses. More
generally, if V is a vector space of any
In particular, if we interpret Rn as the
dimension, then the level sets of a
space of columns of n real numbers,
linear functional in V∗ are parallel
its dual space is typically written as
hyper planes in V, and the action of a
the space of rows of n real numbers.
linear functional on a vector can be
Such a row acts on Rn as a linear
visualized in terms of these hyper
functional by ordinary matrix
planes.
multiplication. One way to see this is
that a functional maps every n-
vector x into a real number y. Then,
Infinite-dimensional case
seeing this functional as a matrix M,
and x, y as a n × 1 matrix and a 1 ×
Algebraic dual space By: Mezban Habibi

If V is not finite-dimensional but has This observation generalizes to


a basis[5] eα indexed by an infinite any[5] infinite-dimensional vector
set A, then the same construction as space V over any field F: a choice of
in the finite-dimensional case basis {eα : α ∈ A} identifies V with the
yields linearly space (FA)0 of functions f : A →
independent elements eα (α ∈ A) of F such that fα = f(α) is nonzero for
the dual space, but they will not form only finitely many α ∈ A, where such
a basis. a function f is identified with the
vector
Consider, for instance, the space R∞,
whose elements are
those sequences of real numbers that
contain only finitely many non-zero in V (the sum is finite by the
entries, which has a basis indexed by assumption on f, and any v ∈ V may
the natural numbers N: for i ∈ N, ei is be written in this way by the
the sequence consisting of all zeroes definition of the basis).
except in the ith position, which is 1.
The dual space of R∞ is RN, the space The dual space of V may then be
of all sequences of real numbers: identified with the
such a sequence (an) is applied to an space FA of all functions from A to F:
element (xn) of R∞ to give the a linear functional T on V is uniquely
number ∑anxn, which is a finite sum determined by the
because there are only finitely many values θα = T(eα) it takes on the basis
nonzero xn. The dimension of R∞is of V, and any
countable infinite, where as RN does function θ : A → F (with θ(α) = θα)
not have a countable basis. defines a linear functional T on V by

Again the sum is finite because fα is Note that (FA)0 may be identified
nonzero for only finitely many α. (essentially by definition) with
the direct sum of infinitely many
copies of F (viewed as a 1-
Algebraic dual space By: Mezban Habibi

dimensional vector space over itself) On the other hand FA is (again by


indexed by A, i.e., there are linear definition), the direct product of
isomorphisms infinitely many copies of F indexed
by A, and so the identification

is a special case of a general


result relating direct sums (of
Where the right hand side is defined
modules) to direct products.
as the functional on V taking
Thus if the basis is infinite, then the each w ∈ V to ⟨v,w⟩. In other words,
algebraic dual space is always of the bilinear form determines a linear
larger dimension (as a cardinal mapping
number) than the original vector
space. This is in contrast to the case
of the continuous dual space, defined by
discussed below, which may
be isomorphic to the original vector
space even if the latter is infinite- If the bilinear form is non-
dimensional. degenerate, then this is an
isomorphism onto a subspace of V∗.
If V is finite-dimensional, then this is
Bilinear products and dual spaces an isomorphism onto all of V∗.
Conversely, any isomorphism Φ
If V is finite-dimensional, then V is
from V to a subspace of V∗ (resp., all
isomorphic to V∗. But there is in
of V∗) defines a unique non-
general no natural
degenerate bilinear
isomorphism between these two
form ⟨·,·⟩Φ on V by
spaces. Any bilinear
form ⟨·,·⟩ on V gives a mapping
of V into its dual space via
Algebraic dual space By: Mezban Habibi

Thus there is a one-to-one an archetypal example of a natural


correspondence between isomorphism. Note that infinite-
isomorphisms of V to subspaces of dimensional Hilbert spaces are not a
(resp., all of) V∗ and non-degenerate counterexample to this, as they are
bilinear forms on V. isomorphic to their continuous duals,
not to their algebraic duals.
If the vector space V is over
the complex field, then sometimes it Transpose of a linear map
is more natural to
Main article: Transpose of a linear
consider sesquilinear forms instead of
map
bilinear forms. In that case, a given
sesquilinear form ⟨·,·⟩ determines an If f : V → W is a linear map, then
isomorphism of V with the complex the transpose (or dual) f ∗ : W∗ → V∗
conjugate of the dual space is defined by

The conjugate space V∗ can be For every φ ∈ W∗. The resulting


identified with the set of all additive functional f∗(φ) in V∗ is called
complex-valued the pullback of φ along f.
functionals f: V → C such that
The following identity holds for
all φ ∈ W∗ and v ∈ V:

Injection into the double-dual

There is a natural homomorphism Ψ Where the bracket [·,·] on the left is


from V into the double dual V∗∗, the duality pairing of V with its dual
defined by (Ψ(v))(φ) = φ(v) for space, and that on the right is the
all v ∈ V, φ ∈ V∗. This map Ψ is duality pairing of W with its dual. This
always injective;[5] it is identity characterizes the
an isomorphism if and only if V is transpose, and is formally similar to
finite-dimensional. Indeed, the the definition of the adjoint.
isomorphism of a finite-dimensional
The assignment f ↦ f ∗ produces
vector space with its double dual is
an injective linear map between the
Algebraic dual space By: Mezban Habibi

space of linear operators space of column vectors with the


from V to W and the space of linear dual space of row vectors.
operators from W∗ to V∗; this
Quotient spaces and annihilators
homomorphism is an isomorphism if
and only if W is finite-dimensional. Let S be a subset of V.
If V = W then the space of linear The annihilator of S in V∗, denoted
maps is actually here So, is the collection of linear
an algebra under composition of functional f ∈ V∗ such that [f, s] =
maps, and the assignment is then 0 for all s ∈ S. That is, So consists of
an anti homomorphism of algebras, all linear functional f : V → F such
meaning that (fg)∗ = g∗f ∗. In the that the restriction
language of category theory, taking to S vanishes: f|S = 0.
the dual of vector spaces and the
The annihilator of a subset is itself a
transpose of linear maps is therefore
vector space. In particular, ∅o = V∗ is
a contra variant functor from the
all of V∗ (vacuously), whereas Vo =
category of vector spaces over F to
0 is the zero subspace. Furthermore,
itself. Note that one can identify
the assignment of an annihilator to a
(f ∗)∗ with f using the natural
subset of V reverses inclusions, so
injection into the double dual.
that if S ⊂ T ⊂ V, then
If the linear map f is represented by
the matrix A with respect to two
bases of V and W, then f ∗ is Moreover, if A and B are two subsets
represented by of V, then
the transpose matrix AT with respect
to the dual bases of W∗ and V∗,
hence the name. Alternatively, as f is And equality holds provided V is
represented by A acting on the left on finite-dimensional. If Ai is any family
column vectors, f ∗ is represented by of subsets of V indexed by i belonging
the same matrix acting on the right to some index set I, then
on row vectors. These points of view
are related by the canonical inner
product on Rn, which identifies the
Algebraic dual space By: Mezban Habibi

In particular if A and B are subspaces Continuous dual space


of V, it follows that
When dealing with topological vector
spaces, one is typically only
interested in the continuous linear
If V is finite dimensional, and W is
functional from the space into the
a vector subspace, then
base field (or ). This gives
rise to the notion of the "continuous
dual space" or "topological dual"
After identifying W with its image in
which is a linear subspace of the
the second dual space under the
algebraic dual space , denoted
double duality isomorphism V ≈ V∗∗.
by . For any finite-
Thus, in particular, forming the
dimensional normed vector space or
annihilator is a Galois connection on
topological vector space, such
the lattice of subsets of a finite-
as Euclidean-space, the continuous
dimensional vector space.
dual and the algebraic dual coincide.
If W is a subspace of V then This is however false for any infinite-
the quotient space V/W is a vector dimensional normed space, as shown
space in its own right, and so has a by the example of discontinuous
dual. By the first isomorphism linear maps. Nevertheless in the
theorem, a theory of topological vector
functional f : V → F factors spaces the terms "continuous dual
through V/W if and only if W is in space" and "topological dual space"
the kernel of f. There is thus an are rarely used, as a rule they are
isomorphism replaced by "dual space", since there
is no serious need to consider
discontinuous maps in this field.
As a particular consequence, if V is
For a topological vector space
a direct sum of two
its continuous dual
subspaces A and B, then V∗ is a direct
space,[8] or topological dual
sum of A0 and B0.
space,[9] or just dual
space[8][9][10][11] (in the sense of
the theory of topological vector
Algebraic dual space By: Mezban Habibi

spaces) is defined as the space of


all continuous linear functional
. Usually (but not necessarily) the
class is supposed to satisfy the
There is a standard construction for
following conditions:
introducing a topology on the
continuous dual of a topological Each point of belongs to some
vector space . Fix a collection of set
bounded subsets of . Then one has
the topology on of uniform
convergence on sets from , or what each two sets and
is the same thing, the topology are contained in some set :
generated by semi-norms of the form

is closed under the operation of


multiplication by scalars:
Where is a continuous linear
functional on , and runs over the
class .
If these requirements are fulfilled
This means that a net of functional then the corresponding topology
tends to a functional in if on is Hausdorff and the sets
and only if

form its local base. a Banach space or a Hilbert space)


then the strong topology on is
Here are the three most important
normed (in fact a Banach space if the
special cases.
field of scalars is complete), with the
The strong topology on is the norm
topology of uniform convergence
on bounded subsets in (so here
can be chosen as the class of all
The stereotype topology on is the
bounded subsets in ). If is
topology of uniform convergence
a normed vector space (e.g.,
Algebraic dual space By: Mezban Habibi

on totally bounded sets in (so all others are zero. Conversely, given
here can be chosen as the class of an element a = (an) ∈ ℓ q, the
all totally bounded subsets in ). corresponding continuous linear
functional φ on ℓ p is defined by φ(b)
The weak topology on is the
= ∑n an bn for all b = (bn)
topology of uniform convergence on
∈ ℓ p (see Hölder's inequality).
finite subsets in (so here can be
chosen as the class of all finite In a similar manner, the continuous
subsets in ). dual of ℓ 1 is naturally identified
with ℓ ∞ (the space of bounded
Each of these three choices of
sequences). Furthermore, the
topology on leads to a variant
continuous duals of the Banach
of reflexivity property for topological
spaces c (consisting of
vector spaces.
all convergent sequences, with
the supreme) and c0 (the sequences
converging to zero) are both naturally
Examples
identified with ℓ 1.
Let 1 < p < ∞ be a real number and
By the Riesz representation theorem,
consider the Banach space ℓ p of
the continuous dual of a Hilbert space
all sequences a = (an) for which
is again a Hilbert space which is anti-
isomorphic to the original space. This
gives rise to the bra–ket
notation used by physicists in the
mathematical formulation
of quantum mechanics.
is finite. Define the
number q by 1/p + 1/q = 1. Then the
continuous dual of ℓ p is naturally Transpose of a continuous linear
identified with ℓ q: given an map
element φ ∈ (ℓ p)′, the corresponding
element of ℓ q is the sequence If T : V → W is a continuous linear
(φ(en)) where en denotes the map between two topological vector
sequence whose n-the term is 1 and spaces, then the (continuous)
Algebraic dual space By: Mezban Habibi

transpose T′ : W′ → V′ is defined by continuous dual V′. For every


the same formula as before: bounded linear map T on V, the
transpose and the adjoint operators
are linked by
The resulting functional T′(φ) is in V′.
The assignment T → T′ produces a
linear map between the space of When T is a continuous linear map
continuous linear maps between two topological vector
from Vto W and the space of linear spaces V and W, then the
maps from W′ to V′. transpose T′ is continuous
When T and U are composable when W′ and V′are equipped with
continuous linear maps, then "compatible" topologies: for example
when, for X = V and X = W, both
duals X′ have the strong
When V and W are normed spaces, topology β(X′, X) of uniform
the norm of the transpose convergence on bounded sets of X, or
in L(W′, V′) is equal to that both have the weak-∗
of T in L(V, W). Several properties of topology σ(X′, X) of pointwise
transposition depend upon convergence on X. The transpose T′is
the Hahn–Banach theorem. For continuous from β(W′, W) to β(V′, V),
example, the bounded linear or from σ(W′, W) to σ(V′, V).
map T has dense range if and only if
the transpose T′ is injective.
Annihilators
When T is a compact linear map
between two Banach Assume that W is a closed linear
spaces V and W, then the subspace of a normed space V, and
transpose T′ is compact. This can be consider the annihilator of W in V′,
proved using the Arzelà–Ascoli
theorem.
Then, the dual of the
When V is a Hilbert space, there is an
quotient V / W  can be identified
anti linear
with W⊥, and the dual of W can be
isomorphism iV from V onto its
Algebraic dual space By: Mezban Habibi

identified with the the injection map from W into V,


quotient V′ / W⊥. Indeed, let then the kernel of the transpose j′ is
P denote the the annihilator of W:
canonical surjection from V onto the
quotient V / W ; then, the
transpose P′ is an isometric and it follows from the Hahn–Banach
isomorphism from (V / W )′ into V′, theorem that j′ induces an isometric
with range equal to W⊥. If j denotes isomorphism V′ / W⊥ → W′.

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