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Forest Health Indicators-DraftJan2011
Forest Health Indicators-DraftJan2011
Forest Degradation is defined as the reduction in the capacity of a forest to provide goods
and services.
Issues around forest health can be attributed as causes of degradation, ie. abiotic, biotic
agents and invasive species are all causes of degradation. The question is, can they then be
indicators of the criteria forest health?
Describing forest health could be considered somewhat similar to describing forest condition.
In terms of forest health, where there are long term effects the area degraded can be
captured through measuring growing stock and species composition. In some instances this
is a temporary state and may not lead to degradation. Where there is a temporary or short
term effect by abiotic, biotic, or invasive species, this is part of the natural cycle and is
reported separately in FRA.
The most critical part in applying health indicators in assessing forest degradation is the
users’ capabilities to decide whether or not a specific health issue will lead to a “lasting”
degradation. Besides training there is also a significant “perception” component in it.
During the compilation of the document, some doubts developed about using health
indicators for assessing forest degradation. In the case of the other indicator groups such as
biomass, diversity (landscapes and species etc.), goods and services and soils, we look at
measurable parameters and record them. For health – and this is the big difference – we
actually look at the direct and indirect causes of damage that is visible in the forest; e.g.
insects, fire, storm etc. that have inflicted damage onto the forest stand. However these
“damages” can be much better measured in terms of the other indicators, rather than by
applying the one on health.
However in the document it is stated, “forest health is defined as the perceived condition of
the forest”, and therefore it is subject to perceptions, unless you can effectively measure the
many possible factors determining or influencing the health condition of the forest or its
deterioration. “The health indicators need to be selected in light of decisions made for the
other indicators”. If forest health were to be dropped as a criterion for measuring forest
degradation, we may then lose an important part of the story.
How much we know about the correlation between causes and symptoms is for sure not
much and definitely not for the most important forest types. Here is something we should
perhaps look at to consider as an element in the discussion.
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accurately assess the area affected annually. Some countries appear to have reported the
cumulative area affected rather than the additional area of forest affected within that year.
Thus the figures for the different types of disturbances are not always directly comparable.
The quality of data on forest significantly affected by insect pests and diseases is poor, in
part because of the lack of clarity in interpreting what constitutes a ‘disturbance’. Insect and
disease outbreaks in developing countries are primarily surveyed and reported for planted
forests, and corresponding surveys of forest decline and dieback are rarer in these countries.
One solution could be to simply remove the group of health indicators and instead measure
biomass decline (dead, fallen or damaged trees), reduced provision of goods (e.g. less
timber productivity) and services (soil protection) or biodiversity. If these are caused by
biotic/abiotic health factors, these can then be added as brief descriptions to the respective
indicator. In addition, in most cases forest degradation is the result of several agents which
more often than not are not easy to separate from each other, particularly when the main
event that caused or initiated the damage may have occurred sometime in the past.
In this way forest health is covered in the assessment and we do not lose this important
part of the story. In addition, policy-makers and managers obtain information and
guidance on how to address forest degradation in their country.
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Forest Health Indicators for Measuring Forest Degradation
Drafted by Michael Kleine (IUFRO Headquarters)
With contributions by
Joseph Cobbinah (IUFRO WP 7.03.09 “Protection of forests in the tropics”, Ghana) and
Yang Zhong-qi (IUFRO WP 7.03.08 “Forest protection in Northeast Asia”, China)
Generally, forest health is defined as the perceived condition of a forest derived from
concerns about such factors as age, structure, composition, function, vigour, presence of
unusual levels of insects or diseases, and resilience to disturbance (Helms, 1998).
Forest health is a measure of a forest ecosystem's capacity to supply and allocate water,
nutrients and energy in ways that increase or maintain ecosystem productivity while
maintaining resistance to biotic and abiotic stresses. Perception and interpretation of forest
health are influenced by individual and cultural viewpoints, land management objectives,
spatial and temporal scales, the relative health of the stands that comprise the forest, and the
appearance of the forest at a given point in time (Adapted from: IUFRO Silvavoc Terminology
Project).
There are many factors that can cause the disruption of the health of forests. These can be
categorised into living (biotic) and non-living (abiotic) factors. Biotic agents include fungi,
bacteria, viruses, insects, mites, parasitic plants, weeds, and larger animals. Non-living
factors are related to weather (e.g. fire, wind, snow, hail, and lightning); water (e.g. flooding,
waterlogging and drought); soil conditions (e.g. deficiency of nutrients or poor drainage);
mechanical agents (e.g. heavy machinery); and chemicals (e.g. pesticides, salt, industrial
waste, and atmospheric pollution) (FAO 2003).
Forest ecosystems are continuously influenced by abiotic and biotic agents and processes at
different spatial scales (i.e. individual trees, stands, forest landscapes, entire forest types
etc.), intensities of impact and combination of agents. As long as these influences are within
the natural variation of an ecosystem they will not cause severe long-term forest degradation
(i.e. loss of capacity to produce certain goods and services). Considering this in the
assessment of forest health conditions a distinction is made between
(b) Areas that have lost their capacity to produce desired goods and services because of
excessive infestation/disturbance by biotic agents and/or abiotic processes.
The guidelines on forest health indicators are, therefore, subdivided into two main sections.
The first section deals with the assessment of damaged forests affected by health problems,
while the second sections provides guidance on how to assess what proportion of the
area damaged/disturbed should be considered as degraded.
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2. Forest Health-related Indicators
Indicator formulation
Forest health is assessed with the following three indicators, one each for biotic and abiotic
agents and processes and a separate indicator for invasive species:
• Area and percent of forest significantly affected by biotic processes and agents
beyond reference conditions (e.g. insects, fungi, grazing animals)
• Area and percent of forest affected by abiotic agents. (e.g. storms, snow, hail storms)
• Area and percent of forest affected by invasive species beyond reference conditions
(e.g. plants, insects)
It needs to be decided whether we are looking at the current area affected (if so a measure
may be taken of the average of 5 years), or a single year. Alternatively we may want to be
looking at the area annually affected.
The indicators describe the area or percentage of the forest area at the national level that
has been degraded through ill health. The area figure or percentage can also be provided
separately for individual forest types if such a classification is applied within the context of a
specific country (refer to result table below).
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Data and methods of data collection
Area figures in hectare can be obtained in various ways and depend on the type of forests
and the extent and intensity of the biotic/abiotic agents to be assessed. From the discussions
in Section 1 it is obvious that only severe impact of biotic/abiotic agents will lead to forest
degradation, thus the extent of area affected should be rather easy to measure, either
through
Regular field inspections by forestry staff are common practice in most countries. These are
carried out either by district offices of governmental forest departments or forest managers of
private forest companies or community-operated forest organisations.
In the case of insect attacks usually, areas affected are closely monitored, thus the extent of
area and likely further spread of a disease is known at an early stage of disease outbreak. If,
under specific circumstances, the outbreak leads to destruction of the stands and
degradation for a longer period of time, the area need to be recorded as degraded.
Most fire affected areas are identified by remote sensing methodologies, in place in many
countries. Whether or not fire leads (or has already led) to degradation needs to be assessed
through field inspections. The same applies to areas damaged by storms, snow or floods.
The impacts of overgrazing are more difficult to assess. Negative effects such as absence of
natural regeneration and/or undesired changes in species composition are the result of such
long term processes. Usually, local forestry staff and stakeholders are aware of such
influences and can assist in identifying areas where degradation is most severe.
The results of data collection on forest degradation caused by health-related factors for
different forest types can be summarised as shown in the example below:
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Forest Type 1 (e.g. natural tropical high forest)
Forest fire
Storm
Invasive species
Forest Type 2 (e.g. mangove forests)
Tsunami
The proposed indicators on forest health for the assessment of forest degradation are
expressed in terms of area or percent of forest area affected by a particular disease or agent.
In using these indicators the following considerations need to be taken into account:
In the first or second year after the occurrence of an insect calamity or a storm event,
the primary cause of the damage inflicted on the forests can easily be identified and
the area measured. This means that for calamities occurring shortly before the
assessment, it will be no problem to use the respective indicator. With the passage of
time following the calamity or disastrous damage, other biotic and/or abiotic agents
may continue the destruction of the forests, leading to a situation where a single
cause of degradation cannot be identified. In such cases, it is more important to
describe forest degradation by means of above-ground biomass; growing stock,
species composition (e.g. loss of biodiversity) and/or specific goods and services
from forests, rather than forest health. Rules need to be included that clarify the use
of a certain health indicator in relation to the other indicators.
The indicators related to biomass, biodiversity, and goods and services provide
information on the actual conditions of a forest at the time of assessment. In contrary,
the health indicators focus on the causes of visible damage. When compiling data at
the national level, these differences need to be accounted as to avoid that the same
forest area is counted within two different indicators.
In the case of slow degradation processes e.g. through over-grazing and invasion of
exotic species it needs to be further discussed whether or not to use the health
indicators. Alternatively, it might also be an option to categorise such areas under
indicators on biomass, biodiversity or goods and services. In addition, the health-
related causes of the decline in stocking etc. could be described in a brief note that
comes along with the indicator.
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exceed the natural variation typical for a particular forest ecosystem. As a consequence, the
forest loses its capacity to provide goods and services. In these cases, the forest cannot
recover to a desired state within an acceptable time frame without significant efforts in terms
of rehabilitation and investments of additional resources (i.e. manpower, funds). Such efforts
would exceed regular forest management and protection activities.
The above approach requires a thorough analysis of major health impediments on forests
within a country and – based thereon – a decision whether or not these health issues lead to
irreversible or permanent forest degradation. The extent (spatial) and level or intensity of the
damage (threshold) naturally play an important role in this decision.
For the decision on whether a specific health issue leads to more or less permanent,
degradation (in the absence of efforts to recover the forest) and thus should be recorded in
the assessment as “degraded forest”, the natural dynamics of a particular forest type as well
as the management objectives or primary function designated to a particular forests need to
be known. The following examples describing health aspects in the context of various
regions, forest types, and management objectives are intended to provide some guidance for
decision-making.
Naturally regenerated forest ecosystems in tropical and sub-tropical regions are generally
diverse and complex in terms of species composition and age. Because the inherent high
diversity does not enhance high population build up of biotic agents, the extent of natural
tropical forests affected by biotic pests and diseases of epidemic proportions is minimal. As
an example, the African oak (Milicia excelsa and M.regia) is not only a prime timber species
of the humid tropical ecosystem of tropical Africa but is also considered as one of the most
generally useful timber species of tropical Africa. In the highly diverse tropical forests where it
occurs the species is largely free from pest problems. However, all previous efforts at
establishing monoculture plantations of this high valued timber species have been hampered
by attacks of a gall - forming insect pest (Phytolyma lata) closely followed by infestation of a
pathogen that causes dieback (Cobbinah, 1986; Cobbinah and Wagner,1995)
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In contrast, natural boreal and temperate forests are more regularly subject to large-scale
outbreaks of pest and diseases with severe ecological and economic consequences. For
example, currently British Columbia (Canada) is affected by a Mountain Pine Beetle
(Dendroctonus ponderosae) outbreak of epidemic proportions. It is expected that up to 80%
of the country’s mature lodgepole pine forests will be dead by 2013, an area of more than 17
million ha (Natural Resources Canada, 2010).
Whether or not a specific pest and disease outbreak in naturally regenerated forests should
be included into the degradation assessment depends on the management objectives (forest
function) defined for a particular naturally regenerated forests area. In nature conservation
areas (e.g. national parks, virgin jungle reserves) which primarily aim at preserving forests
and protecting ecological processes, disease outbreaks are considered part of the natural
processes and thus should not be included. For example, a policy of non-intervention has
been applied in the Sumava National Park (Czech Republic) following a bark beetle Ips
typographus calamity leaving extensive areas of mountain spruce forests (Picea abies) dead
(Jonasova and Prach, 2004). In general, in conservation areas where forests should recover
naturally, a damaged area should not be considered as a degraded forest. The same would
also apply to forests damaged by fire, storms or other abiotic factors.
In countries where strict regulations on reforestation are not enforced or financial constraints
prevent reforestation and forest rehabilitation activities, damaged areas should be included
as “degraded forests”. In the following section some cases are highlighted where biotic and
abiotic processes have led to serious forest degradation.
The Pine wood nematode (Bursaphelenchus xylophilus) was first found in China in 1982.
Since then it has spread into 17 provinces mainly in southern China. It has killed 500 million
pine trees and 333 000 ha of pine forests were destroyed, leading to over 100 billion RMB or
15 billion US$ of economic losses. Currently, the pine wood nematode threatens the
landscape quality and scenery of many famous mountains and great rivers in China, as well
as many places of historic value and cultural heritage, e.g., Huangshan, Lushan, and
Zhangjiajie Mountains. The ecological environment of the Three Gorges Dam area is
particularly endangered by the pine wood nematode (Yang, 2010). Biotic calamities of such
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proportions described here have led to severed forest degradation. In this case, a natural
pest has exceeded the average expectation and so the forests are degraded and need to be
recorded.
In early spring of 2008 China experienced a severe disaster caused by ice and snow, a rare
event in China’s history. Altogether 19 provinces were affected by the disaster mainly in
southern China. In total, about 5.46 million ha of bamboo forests and 5.18 million ha of other
forests (mainly pine plantations) were destroyed, causing a total loss of about 16 billion RMB
or 2.4 billion US$ (Yang, 2010). Because of the immense scale of the disaster, it is unlikely
that all the areas will be reforested in the short-term. Despite enormous efforts in
rehabilitation, larger areas will not be able to fulfil their timber production function and thus
need to be classified as degraded forests.
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In Ghana, naturally regenerated forests have declined from 8.22 million ha to less than 1.7
million hectares in a century while the demand for industrial and domestic wood has
increased and continues to increase. With the implementation of plantation development
programmes since 2001 and a general increase in forest plantation areas, pest problems will
as matter of cause be expected to increase. The situation thus calls for adequate preparation
and readiness to contain imminent outbreaks that could lead to forest degradation.
Earlier efforts at establishing indigenous plantations have been hampered by pests in the
past. Outbreaks, for example, have been recorded in native species plantations of Milicia
excelsa, African mahoganies, and Mansonia altissima. Because of the success of exotic
species such as Tectona grandis, Cedrela odorata about 90 percent of the tree plantations in
Ghana are of exotic species. These exotic plantations have so far been free of any serious
and damaging pests. They appear to be free of major pests and diseases that damage and
kill them in their country of origin. Recently some sporadic and isolated attacks and
infestation have been observed, however, on Teak and Cedrela (Bosu et al. 2004). Theses
insects and pathogens are being closely monitored. Among the indigenous species selected
as priority species for afforestation under the plantation development programme insect
attacks have already been observed in the nurseries where seedlings are being raised.
Some 50 percent of Terminalia ivorensis seedlings in nursery were attacked by an
unidentified leaf gall. Also seedlings of Nauclea diderichii and Terminalia superba were
attacked by defoliating insects (Bosu et al. 2004).
Influence by a pest in timber production forests that is recurrent, but – under certain
conditions - does not result in long-term forest degradation and should not be recorded. For
example, the Gypsy moth in Canada could be controlled over many decades, although
occasionally larger outbreaks and expansion of its range occurs, causing up to 20% mortality
in some forest stands (http://www.borealforest.org/insects/pest3.htm).
Extensive damage caused by hurricanes, cyclones or hailstorms have been reported from
various tropical regions. In 1988 for example, a massive hurricane destroyed large portions
of Jamaica’s pine plantations. A severe hailstorm in Swaziland followed by an invasion of the
fungus Sphaeropsis sapinea resulted in extensive damage on hundreds of hectares of Pinus
patula plantations (Evans 1992). However, whether or not such severe events lead to forest
degradation depends on the level of forest protection and rehabilitation measures that are
undertaken following such catastrophic events.
Many invasive species (such as insects, woody plants, shrubs or grasses) - though not all –
threaten the integrity of ecosystems throughout the world. They not only affect species
diversity of native areas but also their biological integrity, as well as causing adverse social
and economic impacts. Alien invasive species in India such as Parthenium hysterophorus
(Asteraceae, commonly known as congress grass), Lantana camara (Verbenaceae, shrub
species), and Ageratum conyzoides (Asteraceae, Billy goat weed) are gradually replacing
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native vegetation, invading agricultural fields, creating fodder scarcity, and also causing a
number of health problems for local people (Kohli et al. 2006).
A number of invasive plant species have been recorded in all the major forest types in
tropical Africa. Chromolaena odorata and Lantana camara are by far the most widespread
invasive plant species in the tropical rainforest region though a recently introduced species
Broussonetia papyrifera has shown considerable invasive potential. In the savannah and
semi arid zones of eastern Africa, Proposis juliflora, Acacia mearnsii, Maeopsis eminii, and
Senna spectabilis are among the most troublesome invasive woody plants. In general, the
invasive species colonise disturbed forest ecosystems and cause synergistic degradation
effects. Disturbance of natural ecosystems by biotic and abiotic factors and stresses due to
climate change accelerate the establishment of invasive species into the new habitat. They
are better able to efficiently use the resources of stressed ecosystems than their native
competitors (Bosu et al. 2009).
Overall, invasion by exotic plants or insects tends to be a gradual process. In most cases
experts within a country are aware of the progress made by invasive species and the risks
associated with their expansion. Early management intervention might eliminate the problem,
but often this does not happen owing to a lack of resources.
In conclusion, assessors of forest-health related degradation are generally faced with two
principal situations:
(a) visible damage to forest stands (either dead or dying) of large proportions (i.e.
affecting large areas) caused by biotic agents and processes or abiotic agents; and
(b) gradual degradation due to overgrazing fuel wood harvesting, shifting cultivation,
unplanned fire, climate change and/or invasive species.
As explained above, whether to include an area as degraded forest depends not only on the
severity and long-term effects of the damage, for example, on biodiversity, forest growth, or
soil conditions but also on the primary management objective(s) assigned to a particular
forest.
The next step would be to decide whether or not the damage has led to degradation.
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4. References
Blay, D., Bonkoungou, E., Chamshama, S.A.O. and Ben Chikamai. 2004. Rehabilitation of degraded
lands in Sub-Saharan Africa: Lessons learned from selected cases studies. Editors: Peter
Wood and Atse M. Yapi. Forestry Research Network for Sub-Saharan Africa (FORNESSA)
and Internal Union of Forest Research Organizations’
Bosu P.P.,S. Adu-Bredu and E.E.Nkrumah. 2004. Observations of insect pest activities within
selected nurseries in the Ashanti, Ghana. In Pest Management in Tropical Plantations pp
154-162. Eds Cobbinah,J.R.,D.A.Ofori, P.P.Bosu Proceedings IUFRO WP 7-03-09
Confrence, Kumasi, Ghana .
Bosu P.P.,M.M.Apertorgbor and Refera Alemayehu. 2009. Ecology and management of Tropical
forest invaders. In Invasive Plants and Forest ecosystems Ed R.K.Kohli, S.Jose,H.P.Singh
and D.R.Batish pp 355=378 CRC Press, Boca.
Cobbinah J.R. 1986. Factors affecting the distribution and abundance of Phytolyma lata
(Homoptera:Psyllidae) Insect Sci & Applic 7:111-115.
Cobbinah J.R.and M.R.Wagner. 1995. Phenotypic variation in Milicia excelsa to attack by Phytolyma
lata. Forest Ecology & Management 75:147-153
Evans, J. 1992. Plantation Forestry in the Tropics. Second Edition. Oxford Science Publications.
Clarendon Press. Oxford.
FAO, 2003. An illustrated guide to the state of healt of trees. Recognition and interpretation of
symptoms and damage. Eric Boa, Diagnostic and Advisory Service, CABI Bioscience,
Egham, Surrey, United Kingdom.
FAO, 2010. Global Forest Ressources Assessment 2010 – Key findings. Rome, Italy.
Jonasova, M. and K. Prach. 2004. Central-European mountain spruce (Picea abies (L.) Karst.)
forests: regeneration of tree species after bark beetle outbreak. Ecological Engineering (23)
15-27. Elsevier.
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Promode Kant, Preet Pal Singh, Ghazala Shahabuddin and Rajeshwar Singh Jasrotia, 2008. India:
Bringing a third of the land under forest cover. In: Don K. Lee (editor), 2008. Keep Asia
Green, Volume III “South Asia”. IUFRO World Series Volume 20-III. Vienna, p. 220.
Ravinder K. Kohli, Daizy R. Batish, H.P. Singh and Kuldip S. Dogra, 2006. Status, invasiveness and
environmental threats of three tropical American invasive weeds (Parthenium hysterophorus
L., Ageratum conyzoides L., Lantana camara L.) in India. In: Springer Biological Invasion
“Special Issue: Beijing International Symposium on Biological Invasions", Volume 8, Number
7, 1501-1510. DOI 10.1007/s10530-005-5842-1.
Shin, J.H., Park, P.S., and D. K. Lee, 2007. Forest Restoration in Korea. pp-55-80. In: Don K. Lee
(editor), 2007. Keep Asia Green Volume II “Northeast Asia”. IUFRO World Series Volume 20-
II. Vienna, p.170.
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