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Psychotherapy Research
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Toward an integrative understanding of narrative


and emotion processes in Emotion-focused therapy
of depression: Implications for theory, research and
practice
a
Lynne Angus
a
Psychology , York University , Canada
Published online: 30 May 2012.

To cite this article: Lynne Angus (2012) Toward an integrative understanding of narrative and emotion processes in Emotion-
focused therapy of depression: Implications for theory, research and practice, Psychotherapy Research, 22:4, 367-380, DOI:
10.1080/10503307.2012.683988

To link to this article: http://dx.doi.org/10.1080/10503307.2012.683988

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Psychotherapy Research, July 2012; 22(4): 367380

PRESIDENTIAL ADDRESS

Toward an integrative understanding of narrative and emotion


processes in Emotion-focused therapy of depression: Implications
for theory, research and practice

LYNNE ANGUS

Psychology, York University, Canada


(Received 25 October 2011; revised 21 March 2012; accepted 5 April 2012)
Downloaded by [Selcuk Universitesi] at 14:19 12 January 2015

Abstract
This paper addresses the fundamental contributions of client narrative disclosure in psychotherapy and its importance
for the elaboration of new emotional meanings and self understanding in the context of Emotion-focused therapy (EFT) of
depression. An overview of the multi-methodological steps undertaken to empirically investigate the contributions of client
story telling, emotional differentiation and meaning-making processes (Narrative Processes Coding System; Angus et al.,
1999) in EFT treatments of depression is provided, followed by a summary of key research findings that informed the
development of a narrative-informed approach to Emotion-focused therapy of depression (Angus & Greenberg, 2011).
Finally, the clinical practice and training implications of adopting a research-informed approach to working with narrative
and emotion processes in EFT are described, and future research directions discussed.

Keywords: process research; experiential/existential/humanistic psychotherapy; narrative

As evidenced in the movies and TV series we watch, reconstructed*through recollection and memory.
the novels, biographies and comic books we read, Bruner (1986) argues that a sense of self identity
and the personal conversations we engage in every- originates in the embodied act of storying lived
day, personal stories are a basic currency of human experiences that can then be shared with others
contact (McKee, 1997). Social storytelling provides and reflected upon for new self understanding. And
us with a special repertoire of instructions and norms it is in an ongoing dialectic of discovery and
of what is to be done, and not to be done, in life and construction that we live out our autobiographies,
how individual experience is to be integrated into a as we compose them. As Anne Pellowski (1977)
generalized and culturally established set of rules. evocatively suggests, ‘‘life hangs on a narrative
Even in the realm of politics, Westen (2011) advises thread. This thread is a braid of stories that informs
that it is a politicians’ capacity to articulate a us about who we are and where we come from and
coherent narrative*that provides a compelling un- where we might go.’’ And it is often the rise and fall
derstanding of how current initiatives are connected of narrative themes and emotional plotlines, and the
to past events, and will lead to desired future conflicting desires, intentions, goals and purposes
outcomes*that is essential for gaining the confi- they represent, that provides the connective thread
dence of voters. As Feldman, Bruner, Kalmar and that weaves together disparate experiences and
Renderer (1993) suggest, ‘‘a mastery of narrative events to create a meaningful and coherent whole*
models is surely one of the central tasks of cognitive a storied experience.
development in any culture’’ (p. 340). It was in the context of reading Joseph Conrad’s
Personal stories are embodied lived experiences (1899) Heart of Darkness that I first came to under-
that integrate a complex array of emotional and stand the meaning of ‘‘a storied experience.’’ I recall
cognitive processes that can be re-evoked*and feeling deeply moved by the compelling story of

Correspondence concerning this article should be addressed to Lynne Angus, Psychology, York University, Toronto, Canada. Email:
langus@yorku.ca

ISSN 1050-3307 print/ISSN 1468-4381 online # 2012 Society for Psychotherapy Research
http://dx.doi.org/10.1080/10503307.2012.683988
368 L. Angus

danger, fear and madness and fascinated by how discourse and narrative expression offers a wide
Conrad, the writer, had so beautifully evoked the experiential space to connect with others and reflect
rich experiential texture of the story characters. The on personal experience and is particularly helpful,
powerful immediacy of evoked emotions and emer- indeed, necessary under stressful circumstances. In
gent meanings have remained with me ever since. the context of psychotherapy, Luborsky, Barber and
From that point forward, in some way, shape or Diguer (1993) report that patients disclose 46
form, I have continued on that journey of discovery personal stories per session*on average*in brief
and explored the contributions of narrative and psychodynamic psychotherapy; a finding that has
emotional expression, for the development of shared also been replicated in brief Emotion-focused and
understandings, interpersonal connections and per- Client-centered therapy sessions (Angus, Lewin,
sonal change, in psychotherapy relationships. Bouffard, & Rotondi-Trevisan, 2004). Reflecting
In this paper, I will first discuss the fundamental
on these findings, Angus and McLeod (2004)
role of client narrative disclosure in psychotherapy
conclude that psychotherapy can be characterized
and its importance for the elaboration of new
as a specialized, interpersonal activity entailing
emotional meanings and self understanding in
emotional transformation, meaning construction
Emotion-focused therapy (EFT) of depression.
Next, I will provide an overview of the key stages and story repair.
and methodological steps that were undertaken to Addressing the functions of client narrative
empirically investigate the contributions of client expression in psychotherapy, Angus et al. (2004)
Downloaded by [Selcuk Universitesi] at 14:19 12 January 2015

story telling, emotional differentiation and meaning- argue that personal story disclosures are fundamen-
making processes in productive treatment outcomes tal to the development of a shared context of
in EFT of depression. Finally, I will discuss how meaning and understanding between clients and
those findings have informed the development of a therapists. In particular, Angus and Kagan (2007)
narrative-informed model of Emotion-focused ther- suggest that it is a client’s willingness or capacity to
apy of depression (Angus & Greenberg, 2011) and disclose emotionally salient personal stories*in
address future directions for psychotherapy research, a detailed, evocative and specific manner*that
training and practice. enhances a therapist’s empathic attunement and
facilitates the development of a secure relational
bond in the therapy relationship. Schank (2000)
Narrative, Emotion and Meaning-making argues that the capacity to narrate personal stories
in psychotherapy
to others is, in fact, the basis of autobiographical
Representing a wide range of specialty areas memory: ‘‘We need to tell someone else a story that
within psychology (Bruner, 2004; Polkinghorne, describes our experiences because the process of
2004; Sarbin, 1986; White 2007), clinicians and creating the story also creates the memory structure
psychotherapy researchers alike have increasingly that will contain the gist of the story for the rest of
drawn on the concept of narrative to identify the our lives’’ (p. 115). For Schank, telling a story is not
processes entailed in generating explanations of a rehearsal, but an interpersonal act of creation
everyday events and organizing these experiences that is, in turn, a memorable relational experience
into a coherent view of self, as an unfolding life story. itself. Accordingly, clients’ disclosure of emotionally
As personal stories organize and represent the salient life experiences is not only an act of personal
complex interplay of embodied feelings (Gendlin
memory (re)construction but importantly it also
1996), actions, beliefs and intentions that have been
entails the creation of a new interpersonal experi-
directly experienced by a narrator, they provide a
ence with the person of the therapist.
kind of evidential ‘‘truth’’ that fictional accounts
Additionally, when clients provide narrative
simply cannot supply. As such we draw on personal
accounts of past personal experiences in psychother-
stories, and the emotions and intentions that
they represent, as evidence of who we are, to form apy, they disclose information related to the self that
impressions of others and, as McKee (1997) sug- plays an important role in identity, emotion, beha-
gests, to engage and maintain human contact. vior, and personality change processes (Singer &
It is not surprising then that clients seek out Blagov, 2004; Singer & Salovey, 1993). As such,
psychotherapy when they are faced with a radically client autobiographical memory narratives, or perso-
challenged sense of self and circumstance. As Bruner nal stories, also help psychotherapists to understand
(2004) points out, by giving form and structure to client complaints and current modes of adjustment
even disconnected experiences and memories, nar- and discern key conflictual themes (Luborsky &
rative offers a space for self-reflection requiring us to Crits-Christoph, 1990) that shape maladaptive
interpret and make meaning of experience. Narrative interpersonal patterns.
Narrative processes in Emotion-focused therapy 369

Towards an Integrative Understanding of feeling sad, it is difficult for a therapist to empathi-


Narrative and Emotion Processes in Emotion- cally understand the meaning of that feeling, without
Focused Therapy: Theoretical Assumptions a narrative context. If, however, the client adds that
they have just learned of a loved one’s terminal
While the contributions of client narrative expression
illness, the poignant emotional meanings of that
(Angus & McLeod, 2004; Dimaggio & Semeraris,
experience can now be shared and more fully
2004; Goncalves, Henriques, & Machado, 2004;
explored, in the therapy session.
McAdams & Janis, 2004) and emotional expression
Finally, we endorse the view that the symboliza-
(Elliott, Watson, Goldman, & Greenberg, 2004;
tion and differentiation of primary adaptive
Greenberg, 2002; Greenberg & Paivio, 1997;
emotions, in the context of personal stories, facil-
Greenberg & Pascual Leone, 2001; Paivio & Pascual
itates new self awareness, personal understandings
Leone, 2010) have received increasing attention in
and story reconstruction in psychotherapy. Green-
the psychotherapy research literature, the interrela-
berg (2002) states that a central task for EFT
tionship between narrative and emotion processes
psychotherapists is the facilitation of client emotional
for the development of new self understanding and
processes such that primary adaptive emotional
symptom change (Bucci, 1995; Mergenthaler, 2008)
responses can be accessed, articulated and mean-
has rarely been addressed in the context of
ingfully understood. From a narrative processes
psychotherapeutic treatments of depression. In order
perspective (Angus, Levitt, & Hardtke, 1999), how-
to begin to address this gap, Les Greenberg and I
ever, it is also the client’s disclosure of emotionally
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recently collaborated on the development of a


salient, autobiographical memory narratives that is
narrative-informed approach to Emotion-focused
the experiential starting point for reflexive processing
therapy (Greenberg & Angus, 2004; Angus &
of evoked emotion. As such, the reflexive processing
Greenberg, 2011) that identifies three interrelated
and symbolization of client emotional experiences, in
ways in which emotion and narrative processes
the context of salient personal stories, is a key EFT
contribute to productive treatment outcomes, in
intervention strategy that is predicated on the
brief Emotion-focused therapy of depression
assumption that the ability to meaningfully integrate
(Greenberg, 2002; Greenberg, Rice & Elliott,
one’s narrative and emotional lives is a vehicle for
1993; Greenberg, Watson, & Goldman, 1998).
therapeutic change.
First of all, there is broad agreement amongst
neuroscience (Damasio, 1999; Schank, 2000), cog-
nitive developmental (Bruner, 2004) and psy-
Towards an Integrative Understanding of
chotherapy researchers (Angus & McLeod, 2004;
Narrative and Emotion Processes in Emotion-
Goncalves & Stiles, 2011) that narrative schema is a
Focused Therapy: Clinical Research Findings
core organizing principle of human consciousness
that shapes lived experiences into personal stories. In order to empirically investigate the contributions
When we become narrators of our own stories, we of personal story disclosure, meaning-making and
produce a selfhood that can be shared with others, emotional differentiation to treatment outcomes, we
that permits us to look back selectively to our past have developed the Narrative Processes Coding
and shape ourselves for the possibilities of an System (NPCS) (Angus, Hardtke, & Levitt, 1996;
imagined future. It is in fact in the act of articulating Angus et al., 1999). The Narrative Processes Coding
a situated point of view, in relation to actions and System was designed for application to therapy
events, that storytelling gives expression to human session transcripts and entails a two-stage procedure.
agency and self identity. The first stage of the NPCS procedures enables
Secondly, it is often the expression of an emotional trained raters to reliably subdivide therapy session
feeling that is a key indicator of the personal transcripts into ‘‘topic segments’’ according to con-
significance of a story and we agree with Damasio tent shifts in the verbal exchange between client and
(1999) that the first impetus to narrate a lived therapist. For research purposes, the initiator of each
experience is the awareness of an inner bodily felt topic segment is identified and topic segments are
feeling (Gendlin 1996). In fact, it is when narrative required to be at last 10 transcripts in length. The
schema connects changes in the status of the transcript line length criteria were established to
body with environmental impacts that conscious ensure that additional coding measures such as the
‘‘knowing’’ springs to life. In turn, the meaning of Experiencing Scale (Klein, Mathieu-Coughlan, &
an emotion is understood when it can be organized Kiesler, 1986) could be used to evaluate the depth
within a narrative framework that identifies what is and quality of narrative, emotion or meaning-making
felt, about whom, in relation to what need or issue. processes within and across topic segments (Levitt &
For example, if a client simply discloses that they are Angus, 2000).
370 L. Angus

Once identified, each topic segment is character- living room, staring out the window and just
ized in terms of key issue, relationship focus and refusing to talk, to my dad, to my sister, to anyone
whether or not the shift was initiated by the client or . . . she didn’t talk for 3 days.
the therapist. When identifying key issues, raters try
to provide a gist of the therapy session discourse that Internal Narrative Process sequences address the
draws on the clients’ and/or therapists’ own words. question of ‘‘what am I feeling’’ and entail the
Relationship focus reflects the primary relationship symbolization of affective responses and often high-
that is addressed in the topic segment as demon- light the personal significance of the story, for the
strated in example below: client. The following text is an example of an internal
narrative sequence:
Topic Segment:
Relational Focus *self in relation to mother. Therapist: What was that like for you. . . living with
Key issue*‘‘so helpless and scary’’/emotional that feeling. . .?
impact of childhood memory. Client: it was like stepping on eggshells . . .
Client: I remember once, coming home from always feeling afraid that she was going to do
school and finding her sitting in a chair in the something to hurt herself.
living room, staring out the window and just so helpless and scary that there was nothing I
refusing to talk, to my dad, to my sister, to anyone could do to make a difference.
. . . she didn’t talk for 3 days and it was so hard
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being around her . . . And finally, Reflexive Narrative Process sequences


not knowing what was on her mind or what she address the question of ‘‘what does this mean to me’’
was planning to do . . .. and entail heightened reflection on intentions, be-
I just didn’t know what to say or do. liefs, goals, feelings and actions of self and others
Therapist: and that was distressing for you? Just that facilitates client engagement in productive
not knowing ‘‘what can I do?’’ meaning-making, emotional transformation and
What was that like for you . . . living with that story reconstruction *narrative change *in EFT
feeling? sessions. The following text provides an example of a
Client: it was like stepping on eggshells . . . always Reflexive narrative sequence:
feeling afraid that she was going to do something
to hurt herself . . . so helpless and scary that there Client: and it was so hard being around her . . .
was nothing I could do to make a difference. not knowing what was on her mind or what she
was planning to do . . . I just didn’t know what
The second stage of the NPCS coding procedures to say or do.
entails the identification of three narrative sequence
sub-types in the context of individual topic seg- As a form of discourse analysis, the NPCS is
ments: (a) external narrative process sequences that designed to code interactional units which can
provide autobiographical memory narratives (past include both client and therapist turn-taking. In
and present) or non-personal information sharing; terms of Kiesler’s (1973) descriptive classification
(b) internal narrative process sequences that pro- of psychotherapy process measures, the NPCS can
vide a description of experiential subjective feelings be characterized as a nominal method for the
and emotions; and (c) reflexive narrative process categorization of psycholinguistic dimensions of the
sequences that entail recursive questioning and therapeutic interaction. Given that the entire therapy
meaning-making processes in relation to beliefs, session transcript (summary unit) is used for the
actions, intentions and feelings of self and others. identification of topic segments (contextual units) and
More specifically, External Narrative Process narrative sequences (scoring units), the NPCS can
sequences primarily address the question of ‘‘what also be characterized as a comprehensive categoriza-
happened to me’’ and may entail information sharing tion method. As such, the NPCS provides a compre-
or, as is more often the case, disclosures of personal hensive method for the identification of Narrative
stories that become the focus for heightened self Process sequences within sessions as well a therapist
reflection, emotional elaboration and new meaning- and client shifts, occurring over time, across sessions.
making in therapy sessions. Drawing on the topic To date, the Narrative Processes Coding System
segment presented earlier, the following text would (NPCS) has been applied to Emotion-focused
be identified as an external narrative: therapy and Client-centered therapy (Angus et al.,
1999), CBT (Daniel, 2010; Macaulay, 2010) and
Client: I remember once, coming home from psychodynamic (Daniel, 2010) and marital therapy
school and finding her sitting in a chair in the sessions (Latilla et al., 2005) and has demonstrated
Narrative processes in Emotion-focused therapy 371

good levels of inter-rater agreement for both topic In terms of key research findings, Rotondi-
segments (Cohens kappa .8292), and narrative Trevisan (2002) established that 74% of all external
sequence subtypes (Cohen’s kappa .76.88), in a narrative sequences identified in EFT therapy ses-
series of psychotherapy process studies completed to sions entailed the disclosure of a autobiographical
date (Angus et al., 1999; Angus & Hardtke, 1994; memory narrative or personal story (Angus et al.,
Gonçalves, Machado, Korman, & Angus, 2002; 2004). Stated another way, EFT clients disclosed six
Hardtke, Levitt & Angus, 2003; Levitt & Angus, personal stories, on average, to their therapists
2000; Levitt, Korman, & Angus, 2000; Levitt, during therapy sessions. As such, it appears that
Korman, Angus, & Hardtke, 1997). both recovered and unchanged EFT clients specia-
In the context of the York I (Greenberg & Watson lize in the narration and disclosure of salient personal
1998) and York II Depression RCT (Goldman, memories, in their therapy sessions.
Greenberg, & Angus, 2006), we have now completed Next, Lewin (2001) determined that, irrespective
a series of multi-methodological studies to strategi- of treatment outcome, at least 50% of all narrative
cally investigate the impact of narrative, meaning- process shifts entailed movement from story disclo-
making and emotion processing patterns in sure (External) to meaning making (Reflexive)
Emotion-focused therapy of depression, an empiri- modes, in EFT therapy sessions. This story-focused
cally supported treatment of depression (APA meaning-making pattern typically starts with a
Presidential Task Force on Evidence-Based Practice, client’s disclosure of the details of a personal story
2006). The Narrative Processes research program (External), from a first person perspective ‘‘Client: I
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has received significant financial support from the remember once, coming home from school and
Social Sciences and Humanities Research Council finding her sitting in a chair in the living room,
of Canada (SSHRC) (Angus, 1998, 2008; Angus & staring out the window and just refusing to talk, to my
Greenberg, 2002) that also supported the creation dad, to my sister, to anyone . . . she didn’t talk for 3
of the York I Transcript databank (Greenberg & days’’ followed by as shift to a third person meaning-
Angus, 1995). making (Reflexive) mode ‘‘and it was so hard
Access to this transcript database was not only being around her . . . I just didn’t know what to say
foundational for the development of the Narrative or do.’’
Processes research program but also supported a Lewin (2001) also reported that recovered EFT
host of international research collaborations that dyads evidenced a higher proportion of emotion-
culminated in the publication of a Special Section focused meaning-making shifts*Reflexive to Internal;
in Psychotherapy Research in 2008: One case, Internal to Reflexive*when compared to unchanged
multiple measures: An intensive case-analytic ap- EFT dyads. A re-analysis of the narrative process
proach to understanding client change processes in sequence database using hierarchical log-linear
evidence-based, emotion-focused therapy of depres- analyses confirmed that Internal-Reflexive and
sion (Angus, Goldman, & Mergenthaler, 2008; Car- Reflexive-Internal shifts were significantly higher in
cione et al., 2008; Glick Brinegar, Salvi, & Stiles, recovered vs. unchanged EFT dyads (Lewin, Angus,
2008; Greenberg 2002; Lepper & Mergenthaler, & Blagov, 2003). Drawing on the previous clinical
2008; Nicolo et al., 2008). The steps that guided example, the following therapy session segment
our NPCS research program, and key research find- demonstrates how emotion-focused meaning-
ings emerging at each stage, are summarized below. making shifts typically follow from the disclosure of
a personal story:
Step One: Intensive Case Analyses of Narrative
Client: I remember once, coming home from
Process patterns in EFT
school and finding her sitting in a chair in the
The starting point for our NPCS process-outcome living room, staring out the window and just
research program began with the intensive analyses refusing to talk, to my dad, to my sister, to anyone
of NPCS patterns evidenced in 96 therapy sessions . . . she didn’t talk for 3 days (External narrative
drawn from three recovered vs. three unchanged mode)/ and it was so hard being around her. . . not
clients selected from the York I Depression study knowing what was on her mind or what she was
(Greenberg & Watson, 1998). Once transcribed, all planning to do. . ..I just didn’t know what to say or
96 therapy sessions were coded using the Narrative do. (Reflexive narrative mode)
Process Coding System (Angus et al., 1996) wherein Therapist: and that was distressing for you? Just
good levels of inter rater agreement (Angus et al., not knowing ’’what can I do?’’ (Reflexive narrative
1999, 2004) were established for both the identifica- mode)/What was that like for you . . . living with
tion of topic segments and narrative process mode that feeling? (Therapist invites client shift to
subtypes: external, internal and reflexive. Internal narrative mode)
372 L. Angus

Client: it was like stepping on eggshells . . . always designs. Specifically, emotion-focused meaning-
feeling afraid that she was going to do something making shifts and level of client engagement
to hurt herself so helpless and scary that there was were addressed in Step Two while the relationship
nothing I could do to make a difference. (Internal between client story disclosure and emotional
narrative mode) expression was investigated in Step Three.

While the transition from Reflexive to Internal


NPCS modes, as demonstrated above, comprised Step Two: Emotion-Focused meaning-Making
almost a third of all shifts undertaken by therapists in and Client Experiencing in EFT
the recovered EFT outcome subgroup, we found that Guided by the key research findings emerging
therapists in the unchanged subgroup initiated sig- from Step One, we decided to investigate the
nificantly fewer emotion-focused meaning-making relationship between emotion-focused meaning-
shifts (16.75%) with their poor outcome clients making patterns*internal to reflexive and reflexive
and were twice as likely to try and initiate shifts to to internal shifts narrative process shifts*and client
internal emotion-focused modes directly from ex- productive engagement*as measured by the Experi-
ternal narrative sequences. Similarly, poor outcome encing Scale*in recovered vs. unchanged (Jacobsen
clients initiated more internal to external narrative & Truax, 1991) EFT clients, drawn from the York I
shifts than good outcome clients. In contrast, recov- and York II RCT. In the context of a previous study,
ered clients were found to initiate a higher frequency Pos Greenberg and Warwar (2009) established that
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of shifts from emotional exploration to meaning- Experiencing ratings significantly predicted treat-
making modes (i.e., I-R narrative shifts) in their EFT ment outcomes for the York I and II treatment
therapy sessions. samples, as a whole.
Taken as a whole, the research findings emerging The Experiencing Scale (EXP; Klein, Mathieu,
from the intensive case analyses of narrative se- Gendlin, & Kiesler, 1986) is a reliable and well-
quence shifts in EFT therapy sessions suggest that established process measure that examines the qual-
(a) personal story disclosures are a frequent occur- ity of a client’s involvement in psychotherapy by
rence in EFT sessions (Rotondi-Trevisan, 2002) and measuring the degree to which clients orient to,
that EFT clients specialize in story-focused mean- symbolize, and use general internal experience as
ing-making shifts (Lewin, 2001) and (b) when EFT a means for interpersonal problem-solving (Pos,
therapists help clients to sustain a focus on exploring 2006; Warwar, 2003). The Experiencing Scale is
emotional feelings by initiating shifts from reflexive an ordinal scale that consists of seven levels and
to internal narrative sequences (Lewin et al., 2003), captures clients’ ability to reflexively engage
it is more likely that those clients will recover from and symbolize subject experiences for the construc-
depression, by treatment termination. Specifically, it tion of new personal meanings and enhanced self-
appears that the transition from story-telling (ex- understandings. On the lower end of the Client
ternal narrative sequences) to emotional differentia- Experiencing scale, clients describe their experiences
tion (internal narrative sequences) is most successful with little reference to internal feelings or thoughts,
when it is first preceded by the client’s active and instead provide an objective or intellectual
exploration of their own experiential responses to a description focusing on external events. The lack of
personal story, in the context of reflexive narrative an inner referent when describing personal events
sequences. We also noted that it was the order, creates the feeling that the experience could have
timing and sequence of narrative process shifts that happened to anyone, and little personal knowledge
seemed to be most crucial for engendering produc- regarding the client’s reaction or the meaning of
tive therapy moments in EFT (Lewin, 2001) and such events is provided to the therapist. In contrast,
that it would be important to investigate the con- at the higher levels of the Client Experiencing
tributions of emotion-focused meaning-making pat- scale, clients are characterized as speaking from,
terns (e.g., reflexive narrative sequence and internal rather than talking about, personal experiences
narrative sequence shifts) to treatment outcomes, in (Klein, Mathieu, Gendlin, & Kiesler, 1986), wherein
EFT treatments of depression. they explore and pose questions directed at internal
To further investigate key research findings reactions to personal events and develop dialogues
emerging from Step One, a larger sample of EFT between what they say and their own physical, inner
dyads were selected from the York I (Greenberg & ‘‘felt sensing,’’ in the moment.
Watson, 1998) and York II Depression (Goldman The process rating sample for our study was
et al., 2006; Greenberg & Angus, 1998) RCT for composed of emotion episodes that had been pre-
application of HLM analyses that are appropriate viously identified (Pos, Greenberg, Goldman, &
for repeated measures, process-outcome, nested Korman, 2003; Pos et al., 2009; Warwar, 2003) in
Narrative processes in Emotion-focused therapy 373

one early session, two middle sessions, and two late contribution of client narrative disclosures*external
sessions selected from 38 EFT therapy dyads who narrative sequences*was to productive emotional
participated in the York I and II depression studies. engagement in EFT, a question that was directly
Emotion episodes (EE) (Greenberg & Korman, addressed in Step Three.
1993; Korman, 1991) are defined as extended
transcript segments in which clients express
emotions in the context of disclosing personal Step Three. Personal Story Disclosure and
stories, or imagined situations, during therapy ses- Emotion Expression in EFT
sions. Once identified, a team of trained coders used Emerging research evidence in the cognitive experi-
the Narrative Processes Coding System to identify mental research literature (Williams et al., 2007)
internal to reflexive and reflexive to internal narrative indicates that a key cognitive marker of clinical
patterns occurring within EE segments. All EEs had depression is a preference for over-general autobio-
been previously rated for level of productive client graphical memory (ABM) representations and diffi-
engagement, using the Experiencing Scale, in a culty accessing and disclosing specific or episodic
previous study (Pos et al., 2009). Good levels of ABM narratives of personal life events. This is
inter-rater agreement were established for the iden- important as the inability to access and integrate
tification of Emotion Episodes (Pos et al., 2009; specific episodic ABM has been associated with
Warwar, 2003), NPCS sequences (Lewin, 2010) and reduced self-coherence, increased rumination and
Experiencing ratings (Pos et al., 2009). worry, impairment in social problem-solving, and a
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Based on previous research findings indicating reduced capacity to imagine future events (Conway
a higher proportion of reflexive-internal narrative & Pleydell-Pearce, 2000). Taken together, these
sequences in recovered EFT clients, as well as findings suggest that a therapist’s ability to help a
significantly higher EXP scores than unchanged client move from over-general to specific autobio-
clients (Pos et al., 2009), it was hypothesized that graphical memory disclosures may be a key emotion
higher proportions of I-R and R-I narrative shifts processing step*and change event*in effective
would predict higher peak experiencing scores for treatments of depression.
EFT dyads. EFT dyads were initially examined, Drawing on recent empirical findings emerging
using an HLM analysis, where peak experiencing from the experimental autobiographical memory
scores were identified as the dependent variable and research literature, and in light of the research
proportion of I-R and R-I narrative shifts were evidence indicating the importance of client auto-
identified as independent variable within the model. biographical memory disclosure in EFT treatments
Both dyads and sessions within dyads were employed of depression, we decided to examine the contribu-
as random intercepts. In support of the hypothesis, a tions of autobiographical memory (ABM) specificity
significant relationship between proportion of I-R and expressed emotional arousal, in two early, two
and R-I narrative shifts and peak experiencing scores middle and two late sessions selected from 17
was found [t(2517) 2.55, p .00001], indicating emotion-focused therapy sessions (Boritz, Angus,
that the proportions of I-R and R-I shifts were Monette, & Hollis-Walker, 2008) drawn from the
significantly related to peak experiencing scores for York I Depression Study.
EFT dyads.Additionally, supporting Pos et al.’s Given the previous research on ABM in depres-
(2009) earlier findings, a main effect for stage was sion, which links the phenomenon of over-general
found, which revealed that a significantly greater ABM with clinically symptomatic depression, the
increase in Experiencing scores was evidenced from present study sought to target clinically symptomatic
early to late stages of therapy for recovered vs. EFT clients at therapy termination. To that end,
unchanged EFT clients. Seggar, Lambert, & Hansen (2002) identified a
Taken together, Lewin’s (2010) research findings three-sample normative continuum with cut-off
seem to provide an important piece of the NPCS points established using the Beck Depression Inven-
puzzle. Specifically, we now had suggestive empirical tory: the asymptomatic (AS) group refers to those
evidence that effective EFT therapists help clients who exist in the community without depressive
sustain productive engagement in psychotherapy* symptomatology, the community symptomatic (C)
evidenced by higher client Experiencing Scale ratings group refers to the functional yet ‘‘normally’’
and better treatment outcomes*by facilitating client depressed community, and the clinically sympto-
shifts from reflecting on the personal impact of the matic (CS) group refers to those who are actively
story (reflexive narrative sequence) to emotional experiencing psychological distress to the point of
awareness and symbolization (internal narrative se- seeking or being required to seek treatment. In the
quence) and new meaning-making (back to reflexive York I Depression Study (Greenberg & Watson,
narrative sequence). We, however, wondered what the 1998), all EFT clients in the sample began treatment
374 L. Angus

in the clinically symptomatic group. Seggar et al.’s between specific ABM and expressed emotional
(2002) cut-off scores were applied to the sample to arousal differed significantly between depressed
determine two outcome groups: Non-depressed at versus non-depressed clients at therapy termination
therapy termination (clients in the AS and C groups) [F(4,30) 3.820364, p .01261]. Specifically, the
and depressed at therapy termination (clients in the findings showed a significantly positive relationship
CS group). between peak expressed emotional arousal and
Emotion Episodes had been previously identified single-event or specific ABMs for non-depressed
in therapy sessions, and rated for degree of expressed clients [t(744)  2.34772, p .0191], and a non-
emotional arousal (Warwar & Greenberg, 1999) significant negative relationship for depressed clients
using the Client Emotional Arousal Scale III. Each [t(744)  1.24651, p.2130].
Emotion Episode was further coded using the Taken together, the multi-level model analyses
Narrative Processes Coding System to identify established that neither expressed emotional arousal
external narrative process sequences that met criteria nor narrative specificity alone was associated with
as a personal autobiographical memory narrative. recovery from depression at EFT treatment termina-
Once identified, autobiographical memory narratives tion. Instead, the research findings indicated that
were then rated for degree of specificity*single non-depressed EFT clients were significantly more
event, generic or eventless (Singer & Moffit, 1992). likely to emotionally express their feelings, in the
Good levels of inter-rater reliability were established context of telling specific autobiographical memory
by separate rating teams for the identification of narratives, than EFT clients who remained de-
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Emotion Episodes and Expressed Emotional Arousal pressed at treatment termination. As such, it would
(Warwar, 2003) as well as for the application of appear that understanding the unique contributions
the Narrative Processes Coding System and identi- of specific ABM memory narratives for the expres-
fication of memory specificity subtypes (Boritz, sion of emotion and client change in EFT treatments
Augus, Monette, & Hollis-Walker, 2008). of depression is an important direction for future
In order to investigate the relationship between research with some important implications for effec-
autobiographical memory specificity and level of tive treatment practices.
depression at treatment outcome, for EFT treat-
ments of depression, a multi-level (hierarchical)
regression was performed using the proportions of Toward an Integrative Understanding of
ABM subtypes (single-event, generic, extended) Narrative and Emotion Processes in EFT:
within EEs as the dependent variables and stage as Implications For Clinical Practice
the independent variable, with random intercepts for Building on EFT tasks that focus on client’s descrip-
dyads and sessions within dyads. While a significant tions of personal events (Elliott, Davis & Slatick,
increase in the proportion of single-event ABMs 1998; Greenberg et al., 1993; Paivio & Laurent,
from middle (m 38.2) to late (m 48.3), and from 2001), and informed by our own experiences as EFT
early (m  36.2) to late (m 48.3) stages of therapy therapists and research findings emerging from the
[t(150) 2.5962, p .0104] was established for the York I and II Narrative Process Coding System
sample as a whole [t(150)  2.1665, p.03185], research program, Les Greenberg and I have colla-
no significant differences were established for borated on the development of a narrative-informed
non-depressed vs. depressed clients at treatment model of EFT for depression (Angus & Greenberg,
termination (Boritz et al., 2008). 2011). In this model, helping clients to disclose,
Next, a hierarchical linear regression analysis was subjectively enter, and situate their most emotionally
conducted in order to investigate the relationship vulnerable and painful specific personal stories is
between expressed emotional arousal and level of viewed as the first important step of a narrative-
depression at treatment outcome. There was no informed approach to EFT.
evidence of an overall effect of peak expressed emo- As noted previously, recent research evidence
tional arousal on outcome [F(4,30)  1.937055, (Boritz et al., 2011) suggests that the disclosure of
p.12999], nor was there evidence of an overall emotionally alive, specific personal narratives (Ex-
interaction effect of stage by outcome on peak ternal Narrative mode) may be an important means
emotional arousal [F(2,165) 2.32012, p.10146]. by which depressed clients begin to learn how to
Finally, to investigate the relationship between tolerate and story their most vulnerable emotions of
peak emotional arousal and proportion of specific pain, hurt, anger and rage for further reflection,
ABM predicted outcome at therapy termination increased emotion regulation and new meaning-
(depressed versus non-depressed), an HLM mixed making in productive EFT therapy sessions. As
regression model was conducted. Findings from noted by Elliott et al. (2004), an EFT therapist’s
this analysis demonstrated that the relationship empathic attunement to autobiographical memory
Narrative processes in Emotion-focused therapy 375

narratives helps to facilitate a client’s evocation and narrative context for undifferentiated emotional
differentiation of emotion processes, in relation to experiences that make those feelings more under-
different types of narrative expression, for the standable, specific and controllable.
articulation of new meanings and perspectives on Alternatively, Angus and Greenberg (2011) advise
self. Additionally, the disclosure of personal stories that a therapist’s empathic attunement to a client’s
appears to be a fundamental way that clients share same old story of stuckness and/or over-generalized
‘‘who they are’’ with therapists that in turn enables personal stories of that are devoid of emotional
the development of strong therapeutic alliance feeling or tone*what they term ‘‘empty stories’’*
(Horvath & Bedi, 2002). Based on the first-hand can help clients to access and symbolize previously
accounts of psychotherapy clients, Heatherington, avoided emotional responses that bring new meaning
Constantino, Friedlander, Angus, & Messer (in to the events under discussion. In contrast, broken
press) suggest that the experience of accessing, stories is the term Angus and Greenberg (2011) use
disclosing, exploring and understanding distressing to identify client states of emotional incoherence,
life experiences, with an empathic, non-judging confusion and puzzlement that have resulted from
other, may in and of itself constitute a corrective the breach of fundamental assumptions, values or
experience. goals. Rice and Saperia’s (1984) problematic reac-
The next step in the model involves meaning tion point marker is an important subcategory of
creation and entails helping clients to reflexively broken story that highlights states of client self-
differentiate (Reflexive Narrative mode) and naming incoherence and identifies the implementation of
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feeling states (Internal Narrative mode) associated systematic unfolding procedures for meaning ex-
with the disclosure of emotionally salient personal ploration and successful problem resolution (Watson
stories. As Lewin (2010) discovered in her investiga- & Rennie, 1994).
tion of York I EFT clients, a sustained engagement The final step in the model entails the conscious
in reflexive meaning-making (reflexive narrative articulation of new meaning and story elaboration.
sequences) followed by emotion-focused narrative The narrative organization of emotional experiences
process modes (internal narrative sequences) was serves to temporally sequence events, to coordinate
significantly associated with higher levels of produc- actions, objects and people in our lives, and it
tive client experiential engagement during EFT provides perspectives and meaning to our experi-
therapy sessions and overall productive treatment ences. This dialectical dance of narrative and mean-
outcomes. As such, facilitating reflection on emo- ing-making processes appears to help clients
tional experience appears to provide depressed organize and symbolize emotional experiences, as
clients with an opportunity to (a) identify what an integrated, coherent story that makes sense of
specific factors, events or actions evoked an emo- their experiences in the world. An important goal for
tional response, (b) understand more fully the EFT therapists is to help clients symbolize their
meaning of those emotions, in the context of their emotional state in a specific, situational or narrative
own personal stories (Missirlian, Toukmanian, context. As noted previously, Boritz et al. (2011)
Warwar, & Greenberg, 2005; Toukmanian, 1992) found that recovered EFT clients who met criteria
and (c) more successfully regulate distressing for clinically significant change consistently achieved
emotional states. higher levels of expressed emotions in their specific
In contrast, undifferentiated states of high emo- ABM narratives than clients who remained
tional arousal*or what Angus and Greenberg symptomatic*or unchanged*at therapy termina-
(2011) term unstoried emotions*are almost always tion. When clients can attend to and symbolize their
experienced as disorganizing, distressing and frigh- emotions in narrative form, they can more easily
tening by clients (Paivio & Pascual-Leone, 2010; regulate their emotional responses and cope effec-
Pascual-Leone & Greenberg, 2007). As noted pre- tively in interpersonal situations. Personal narratives
viously by Elliott et al. (1998) and Paivio & Pascual are also important as they guide future actions,
Leone (2010), EFT therapists can help organize communication and relationships and help us fit
clients’ painful emotions*for further reflection and into our culture.
new understanding*by facilitating a narrative re- All three steps in this practice model highlight the
telling of traumatic events that identifies specific interrelationship of emotion and narrative processes
situational contexts and cues that help contain and in the context of externalizing lived experiences as
explain distressing what the term ‘‘empty stories’’* told stories. In so doing, emotions are put into
emotional experiences. Questions such as ‘‘Where do narrative form and narratives are given significance
you feel that emotion in your body? When you do by fusing them with emotion. As reported by Angus
recall sensing that feeling inside you? Where were et al. (2004), the activation of the reflexive system
you when you felt that?’’ help clients locate a appears to facilitate the organization and narrative
376 L. Angus

representation of emotional experiences that enables (Mendes et al., 2010, 2011). Finally, healing outcome
the construction of an emotionally salient and mean- stories are identified in our model when clients
ing-filled narrative account of our interpersonal convey an unexpected recollection of a vivid perso-
experiences with others in the world. nal memory that captures when an important rela-
To further enhance the practice of EFT, and to tional need was met by a significant other (Sandler,
inform therapists of other orientations about effec- 2011).
tive ways to work with emotion and narrative In summary, it is an EFT therapist’s capacity to
processes, Angus & Greenberg (2011) have identi- empathically attune to clients’ emerging emotional
fied a set of specific client utterances and behaviors experiences that provides a safe and trusting space
that are indicators of underlying narrative emotion for clients to access, disclose and re-experience
markers and afford opportunities for particular types painful personal experiences as personal stories.
of therapist interventions (Angus & Greenberg, Specifically, EFT therapists help clients organize
2011). Although they share a common empathic their painful emotions*for further reflection*by
base, the identified markers differ in the degree to actively identifying specific narrative contexts and
which a) specific autobiographical memories are situational cues that help contain and explain emo-
evoked, b) context elaboration is required, c) sym- tional experiences. Importantly, the narrative con-
bolization of bodily felt experience and primary textualization and symbolization of emotional
emotions are evoked, d) story coherence is promoted experiences enhance client emotion regulation, ac-
and finally e) client experiences of change are ceptance and self-reflection. Once the stories have
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highlighted during therapy sessions. been identified, EFT therapists help clients trans-
Problem markers include the same old story* form their same old stories by facilitating the
repetitive unproductive experience based on core emergence of alternate emotional plotlines*such
maladaptive emotion schemes; unstoried emotions* as grief at the loss of a loved one or compassion for
states of undifferentiated affect and unregulated one’s father’s troubled childhood*that are the basis
emotional states; empty stories*clients’ autobiogra- for the construction of a more coherent, emotionally
phical memory disclosures that are stripped of lived differentiated narrative account. When clients begin
emotional experience; and broken stories*experi- to author their own stories in EFT therapy sessions,
ences of self-narrative and emotion incoherence. especially unique outcome stories that challenge
Additionally, emergent meaning markers that high- negative expectations of the same old story, a unique
light opportunities for therapists to recognize and opportunity arises to construct a more agentic and
enhance client experiences of positive change events compassionate view of self and the possibility of a
are also identified. The three emergent meaning more meaningful and satisfying future life.
markers identified by Angus and Greenberg (2011)
are untold stories, unexpected outcome stories, and
healing stories. Conclusion
Each narrative-emotion marker provides therapists Over the past 20 years we have undertaken a
with an opportunity to use specific interventions to systematic investigation of narrative, emotion and
help their clients more fully elaborate their most meaning-making processes in productive EFT treat-
important personal stories. Untold stories are those ments of depression. A key insight emerging from
times in therapy when the therapist hears the client these studies is that in psychotherapy, as in life, all
speak about emotionally salient personal experiences significant emotions are embedded in important
that have not yet been externalized as told stories. stories, and all significant stories revolve around
The narrative-emotion marker unexpected outcome important emotional themes (Angus & Greenberg,
story is similar to Michael White’s (2007) concept 2011). Taken as a whole, returns from our Narrative
of a unique outcome story and is identified in our Processes research program suggest that depressed
model when clients experience surprise, excitement, clients’ disclosures of specific, emotionally charged
contentment or inner peace when comparing current personal narratives may function as an important
adaptive experiences and past maladaptive patterns foundation for the subsequent symbolization, reflec-
and dissatisfying life events. Informed more fully by tion and transformation of maladaptive emotional
Michael White’s (2007) Narrative Therapy practice experiences in EFT of depression (Bortiz et al.,
model, Gonçalves, Mendes, Ribeiro, Angus and 2011). In turn, effective EFT therapists help
Greenberg (2010) have recently identified a range depressed clients sustain productive experiential
of narrative change subtypes, using the Innovative engagement in therapy sessions by facilitating
Moments Coding System, that provides a differen- shifts from reflecting on the personal impact of the
tiated understanding of the diversity and range of story, to accessing and symbolizing emerging emo-
narrative change events in treatments of depression tional experiences for further reflection and new
Narrative processes in Emotion-focused therapy 377

meaning-making (Lewin, 2010; Lewin et al., 2003). of innovative research productivity (Castonquay
While our practice-informed EFT research findings et al., 2010) and collegial collaboration that is SPR.
may also have important implications for working
with depressed clients in the context of other
Acknowledgments
treatment approaches, that intriguing questions re-
mains for future treatments studies to address. I am deeply indebted to an exceptional team of
In terms of future research, a range of narrative graduate students, and post-doctoral fellows*Pavel
emotion markers have been recently identified in our Blagov, Jackie Brunshaw, Tali Boritz, Beverley
Narrative Research Lab at York University and Bouffard, Emily Bryntwick, Naomi Carpenter,
Bryntwick, Angus, Bortiz, & Greenberg (in prepra- Kevin Grant, Karen Hardtke, Laurie Hollis-Walker,
tion) have developed a Narrative and Emotion Heidi Levitt, Jenny Lewin, Kathrin Moertl, Debra
Processes Coding System (NEPCS) manual that Rotondi and James Watson-Gaze*who have
provides detailed criteria for the identification of contributed to the evolution of the Narrative
narrative and emotion markers in therapy session Processes research program, over the past 20 years.
video tapes. Ongoing studies are the prevalence Thank you all.
and pattern of NEPCS patterns in recovered vs.
unchanged client treatment subgroups drawn from
EFT, CCTand CBT treatments of depressions. It will References
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