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2013 RFR Maintenance Implementation Framework Final July 2013
2013 RFR Maintenance Implementation Framework Final July 2013
2013 RFR Maintenance Implementation Framework Final July 2013
REPUBLIC OF RWANDA
July 2, 2013
This publication was produced for review by the Rwanda Ministry of Agriculture and Animal Resources
and the US Agency for International Development. It was prepared by Parsons Government Services
International within the scope of the USAID-funded Rwanda Rural Feeder Roads Improvement Program.
DISCLAIMER
The authors’ views expressed in this publication do not necessarily reflect the views of the
US Agency for International Development or the United States Government.
The authors would like to gratefully acknowledge the constructive guidance by the Rural
Feeder Roads Sub-Sector Working Group, Agricultural Sector Working Group (ASWG),
Rwanda Local Development Support Fund (RLDSF) and Road Maintenance Fund (RMF),
consulted Districts and all the stakeholders during the process of developing this framework
document. Particular gratitude is due to the US Agency for International Development (USAID)
Rwanda Rural Feeder Roads Improvement Program with the support from Parsons
Government Services International, Inc., and Ministry of Agriculture and Animal Resources
(MINAGRI) for their time, support, contextual conversations, and reviews.
This Rural Feeder Road (RFR) Maintenance Implementation Framework was developed for the
Rwanda Ministry of Agriculture and Animal Resources in order to provide a common structure
for the planning, budgeting, implementation and monitoring of rural feeder road maintenance in
Rwanda. The Framework is necessary because of the large number of Development Partners
committed to building Rural Feeder Roads in Rwanda. For these investments to yield
sustainable results the roads must be maintained. The responsibility of maintaining rural feeder
roads in Rwanda falls primarily to the Districts. A common framework for the maintenance of
Rural Feeder Roads will provide Districts, no matter who is paying for the rehabilitation of
Rural Feeder Roads, a common approach to maintaining those roads, ensuring that the
economic and social benefits of the roads extend to the target population over time.
This document discusses the legal foundation for Rural Feeder Roads maintenance in Rwanda,
as well as the legal foundation of a community-based maintenance approach. It also explores
Rwanda’s experience to date with RFR maintenance, followed by international lessons learned.
The approach laid forth in this document is practical, efficient, and measurable. Its
recommendations are focused on short-, medium- and long-term solutions in three key areas:
(i) building the capacity of the road maintainers; (ii) improving the ability of government
institutions to plan, budget, and implement, and monitor the required maintenance; and (iii)
how the required maintenance can be funded.
In the capacity building area, the Framework makes specific training and technical assistance
recommendations for the Districts and Sectors, focused on the government engineers who will
be responsible for managing the RFR maintenance programs. It also makes recommendations
regarding mobilizing and training the communities, as well as the road contractors and
engineering firms who will carry out the initial RFR rehabilitation.
In the institutional development area, the Framework advocates for building local government’s
capacity to perform efficient and timely maintenance, which means that local governments must
know how to plan and carry out the maintenance at the right time, preserving investments with
cost-effective solutions, thereby utilizing available funding resources in the most efficient
manner.
In the funding area, the document urges exploring multiple sources of financial support,
including funds from the central government, grants or loans from Development Partners, local
revenue generation at the District level, and support from the private sector. In order to
ensure the appropriate allocation and availability of funds, different levels of government should
regularly coordinate the roles and responsibilities of RFR maintenance. This coordination
includes securing the Districts’ commitment, through Memoranda of Understanding, to RFR
maintenance for newly constructed or rehabilitated roads. Additionally, there should be a
yearly maintenance plan and dedicated budget for RFR maintenance at the District level. The
1
Vision 2020 is the key socio-economic policy document that serves as the basis for the development of national
and sectoral policies and strategies.
2
Refer to the Rwanda Vision 2020, page 3.
3
Refer to Rwanda Rural Feeder-road Development Program RRFD-Program, MINAGRI, September 2012.
4
The Program’s initial target of 1,000 km in 12 districts was reduced to 800 km in 8 districts.
5
Contribution in Euro is 10 million.
6
The Netherlands Embassy has supported, through NGOs, feeder road rehabilitation in five districts since 2002. A
third phase of this assistance is under formulation.
7
Contribution in Euro is 36 million.
Law No. 55/2011 of 14/12/2011 which regulate the road network in Rwanda and
determine its, reserves, classification and management.
Rwanda National Construction Industry Policy, Ministry of Infrastructure, Republic of
Rwanda, August, 2009. The main driving force of this Policy is to develop an effective
institutional framework for sustainable infrastructure development and maintenance in
the construction and civil engineering sectors for buildings and transportation.
Transport Sector Policy, Ministry of Infrastructure, Republic of Rwanda, December
2008, which is inspired by the Vision 2020, the Economic Development and Poverty
Reduction Strategy (EDPRS), the National Investment Strategy and the Medium Term
Expenditure Framework. The policy defines the vision of the Government for the sector
as well as its strategic orientations, which will guide its actions during the next five years.
Rwanda Road Maintenance Strategy, Transport Sub-sector, Ministry of Infrastructure,
May 2008, which describes: the type of maintenance, a strategic framework and
priorities, financing/budget, procurement/contract management, community
participation/poverty reduction, and coordination of road maintenance works. The
document calls for a survey of un-classified road network on a district-by-district basis
to obtain accurate data about the length and location of routes within each district
which will be identified and categorized as gravel, earth roads or tracks.
CLASSIFICATION DESCRIPTION
National roads International roads that link Rwanda with neighboring countries;
Roads that link Districts or that link a District and the City of Kigali;
Roads that link areas of tourist significance and facilities of national or
international importance such as ports and airports.
Districts Class 1 Roads headquarters within the same District or those roads that are used
within the same Sector.
Districts Class 2 Arterial roads that connect District roads to rural community centers,
which are inhabited as an agglomeration.
Specific roads Specifically constructed to connect national roads or District roads to Kigali
City and other urban areas to the agricultural production, natural resources
processing or to tourist sites.
Rwanda has a road network of about 12,819 km, out of which 1,256 km have been classified as
paved national roads, 1,687 km as unpaved national roads, 38 km as District Class 1 paved
roads, 1,838 km as District Class 1 unpaved roads, and 8,000 as unclassified roads. While official
estimates indicate that the unclassified road or rural feeder roads (RFR) cover about 63% of the
total network, unofficial data indicates that the unclassified road network are about the double
of this figure8, which according to the World Bank 2010 Rwandan Infrastructure Assessment,
100% of them are in poor condition.
13%
0%
14%
63%
8
RTDA, 2012
9
The set of modules were elaborated in the context of joint donor support for the implementation of RLDSF’s
Capacity Building Plan.
10
The module was developed by RLDSF with the German Financial Cooperation. The current version of the
module is dated December 2012.
KEY GoR
ROLES AND RESPONSIBILITIES
INSTITUTIONS
MININFRA Responsible for establishing policy, planning, and monitoring and evaluation
(M&E) for the Transport Sector.
RTDA13 Manage and control (a) national roads network with a view of achieving road
11
While the Module is at its earlier stages of implementation, it will certainly be subjected to revisions as lessons
learned are captured at district level.
12
The role and responsibilities for RFR maintenance at the local and central level are described in RLDSF Rural
Road Maintenance Module.
13
RTDA emerged from different Transport projects funded by European Union, World Bank and African
Development Bank to constitute a unique Agency working as single project implementation unit.
14
Refer to pages 18 – 19: Financial Implications of O&M, RLDSF’s RFR Maintenance Module, December 2012.
15
District Engineers are supervised by the Vice-Mayor of Economic Development and Finance.
16
Any extra volume of landslides beyond 50 m3/Km will be contracted separately and the unit price/m3 is fixed to
4500 RWF/m3.
17
The capacity building for Community Participation Associations includes training on the following topics: road
functions and structure (pavement, drainages, bridges); road maintenance techniques; explanation of the technical
terms for the parts of a road; how to backfill a pothole on both paved and un paved road; the material
characteristics necessary for road construction. The trainings are implemented through field demonstrations and
classroom lessons.
18
length as measured using a chain or tape
19
Cooperatives members were formed using the following criteria: proximity to the road, age, gender and
experience in RFR.
20
Economic Development and Poverty Reduction Strategy, 2013 – 2018 (EDPRS2), The Republic Of Rwanda.
21
Vision 2020 Umurenge Programme (VUP), Annual Report 2009/10 Published by Rwanda Local Development
Support Fund, January 2011.
22
Rural Roads in Sub-Saharan Africa - Lessons from World Bank Experience, World Bank Technical Paper Number
141, Africa Technical Department Series, page 34.
23
Rural Road Maintenance - Sustaining the Benefits of Improved Access, ILO 2007, page 93.
24
Rural Roads in Sub-Saharan Africa - Lessons from World Bank Experience, World Bank Technical Paper Number
141, Africa Technical Department Series, page 37
25
Ibid., page 30
26
UNDP/ILO, "Feeder Roads Improvement in Ghana,”1990.
27
RLDSF Operations and Maintenance Manual Module on Road Maintenance, RLDSF, December 2012, page 69.
28
Rural Road Maintenance - Sustaining the Benefits of Improved Access, ILO 2007, page 93.
This section puts forward recommendations based on best practices and lessons-learned from
national, regional and international experiences, looking at short-term (e.g. 1 – 3 years),
medium-term (e.g. 5 years) and long-term endeavors (e.g. 10 years).
The graphic below shows proposed approach to guarantee the sustainability of MINAGRI’s
Rural Feeder Roads Maintenance Strategy. As such, this Framework puts forward activities and
recommendations to support the success of RFR maintenance in Rwanda, by addressing:
Human Resources and Capacity building, including training and TA, as well as dedicated funding
sources. Refer to the checklist for Sustainable Rural Road Maintenance plan is Annex 2.
Proposed Implementation Framework for Sustainable RFR Maintenance
29
Technical Gap Assessment and Capacity Building Plan drafted on June 2012 within the scope of the USAID-
funded Rwanda Rural Feeder Roads Improvement Program, implemented by PARSONS Government Services
International, Inc, and Rural Feeder Roads - Sector Policy Support Programme, EU Delegation to the Republic of
Rwanda, Formulation Study-Final Report, March 2012.
30
RLDSF Operations and Maintenance Manual Module on Road Maintenance, RLDSF, December 2012, page 17.
31
Typical Logistics and Small Maintenance Equipment Needed by Community-Base Cooperative or “contractor”
for RFR Maintenance are presented in Annex 6.
District/Sector Training and Technical Assistance to existing District Engineers, RLDSF Engineer,
Engineer in charge of Infrastructure
Recruit Engineer in charge of RFR Maintenance
32
Guidance for the Formation of Community-Participation Organization /Supervision and Quality Control is
presented in Annex 5.
33
In order to alleviate poverty, population from vulnerable sectors will be included in paid community participation
organization for road maintenance including women and youth.
District/Sector
Agronomist Technical design
c) Funding
The following requirements are critical to ensure appropriate allocation or availability of funds:
Promote regular coordination among the different levels of government institutions and
clarify and increasingly disseminate the roles and responsibilities of the key government
stakeholders;
Secure Districts commitment, through Memoranda of Understanding to RFR
maintenance for newly constructed or rehabilitated roads;
Develop and ensure the existence of yearly maintenance plan and dedicated budget at
district level;
Include RFR maintenance in the Districts’ yearly Performance Plans; including allocating
and disbursing maintenance funds based in past performance.
As previously mentioned exploring multiple sources of funding is of critical importance. In the
short-term one of the proposed recommendations is to ensure that road rehabilitation
contracts, funded by Development Partners, include a clause and cost that covers 1 year
allocated to conduct maintenance. Similarly, there should be continuous funding for RFR
maintenance from GoR (national or central level government) and Development partners as
well earmarked budgets.
Additionally, in the short-term and over the long-term, districts should receive targeted or
dedicated transfers of funds from GoR (national or central level government) to incentivize and
further support RFR maintenance. Districts should also allocate some of their revenue from
local taxes to maintaining local roads. As described in the Nepal experience, districts should
award road toll concessions to road user committees or local contractors, where a portion of
1. Institutional capability
1.1. Legal powers
1.1.1. Is the responsibility for road maintenance legally defined?
1.1.2. Are all roads the responsibility of the maintenance department?
1.1.3. Are the legal powers understood?
1.1.4. Are the powers adequate?
1.2. Administration
1.2.1. Is there an administrative structure capable of maintaining roads?
1.2.2. Is there an unambiguous chain of command?
1.2.3. Are responsibilities defined?
1.2.4. Are staffs aware of their responsibilities?
1.3. Human resources
1.3.1. Are there sufficient personnel available?
1.3.2. Are they adequately trained?
1.3.3. Are they adequately motivated?
1.3.4. Is there an internal training scheme?
1.3.5. Are there operations manuals?
1.4. Budget
1.4.1. Is a budget awarded?
1.4.2. Is it adequate?
1.4.3. Can it be relied upon?
1.4.4. Are operations independent of foreign exchange constraints?
1.5. Financial control
1.5.1. Does full financial control reside within the maintenance authority?
1.5.2. Are accounts independently audited?
2. Managerial capability
2.1. Inventory
2.1.1. Does it exist?
2.1.2. Is it up-to-date?
2.1.3. Does it cover location and classification of all roads and structures?
2.2. Planning and programming
2.2.1. Is work programmed according to defined priorities?
2.2.2. Are the costs and benefits of programs assessed?
2.2.3. Is programming done within a plan designed to preserve or enhance
the network in the medium/long term?
2.3. Budgeting
2.3.1. Is there a regular and formal budgeting process?
2.3.2. Is this related to actual costs and the ability to disburse?
2.4. Cost control
2.4.1. Is work done measured and cost Estimated?
2.4.2. Are costs realistic in terms of overheads, equipment, materials and labor?
2.4.3. Is cost information collected centrally and used for budgetary purposes?
2.4.4. Is there a physical inspection and audit of work done?
2.4.5. Is productivity measured?
34
Adapted BROOKS,D M, R ROBINSON and KP O'SULLIVAN. (1989). Priorities in improving road maintenance
overseas: a check list for project assessment. In: Proceedings Institution of Civil Engineers, Part 1, 1989, 86, Dec.,
1129-1141.
35
Rwanda Road Maintenance Strategy, Transport Sub-sector, Ministry of Infrastructure, May 2008.
A. Training Topics
Note: The topics listed below are indicative. The training topics and contents will be determined on
the capacity gap assessment of the target groups.
In accordance with the Rwanda Road Maintenance Strategy, that maintenance to be carried
out as a combination of community-based participation and private contractors.
Experiences across many countries show that road maintenance, whether periodic or
routine, is an activity, which lends itself to labor based methods. There are whole varieties
of systems, from the simple lengthman system for routine maintenance to small contractors
with simple equipment for periodic maintenance, which can be used. The basic concept,
however, is that maintenance is an activity which must involve the local communities to the
fullest extent possible. Even in the long term, the Government is not going to have sufficient
financial resources to pursue a policy of equipment-based maintenance.
The productivity rate depends on the characteristics of the road (worse condition, steeper
areas, less durable road surfaces, higher traffic levels, fewer road protection measures in
place), will lead to lower productivity rate and a higher number of maintenance workers as
consequence.
The formation of the maintenance community participation teams is as follows:
Team Size
An average production rate of 2.0 km per worker is suggested for routine maintenance.
Depending on the road length, several maintenance teams can be formed. It is more efficient
to limit the size of the team to 5. The teams can be assigned to different tasks.
Example: In order to carry out a routine maintenance on a rural feeder road segment of 20
km located in Kinazi Sector, Ruhango District, the community participation organization will
be 20/2 = 10 workers or 10/5 = 2 maintenance teams of 5 workers.
Selection of Team Members
The community participation teams conducted by Sector and District staff may use the
guidance indicated in table below if not conflicting with local or national requirements.
Criteria Description
- The selected maintenance workers must be between
18 and 50 years of age
- The selected maintenance workers must be physically
Technical and mentally fit
- The selected maintenance workers must live near the
road to be maintained
- The selected maintenance workers must be
unemployed
- The selected maintenance workers must be from the
Social poorest people of the Sector
- At least 30% of selected maintenance workers must be
women
- Preference should be given to unemployed youth
Rural Feeder Road Maintenance Implementation Framework – July 2013 39
Registration of the Maintenance Team
After the selection of maintenance workers has been completed, the team is ready to be
registered following the rules in vigor in the District for this type of organizations (election
of president, vice-president, gender balance: at least 30% of women within committee, etc.).
Training of the Maintenance Team
Once the registration process has been completed and a bank account (example at SACCO
Bank, which is operating in almost every sector) has been opened for the maintenance
team, they must sign a performance-based contract with the District in order to maintain
the road segment within their sector. The rural road maintenance will be funded from the
Districts ‘budget from various sources.
The maintenance team will complete the following trainings before start working: basic
theoretical and practical maintenance activities, managerial aspects of the maintenance
contract (team management, performance measures, required document, and payments,
plus other modules related to gender: gender mainstreaming, family planning …).
B. Supervision and Quality Control
Monitoring road quality is essential. In order for road maintenance to be effective, routine
inspections are necessary. It is suggested that inspections are conducted after every rain
event and regularly once a week.
For routine maintenance performed by community-based participation or cooperative, the
supervision and quality control will be carried out as following:
- Weekly Visual Field Inspection conducted by the Sector Agronomist or the
Agent in charge of Infrastructure at the sector level;
- Site visit by the District Engineer or Engineer in Charge of Infrastructure when
required;
- Monthly site visit by the District Engineer or engineer in Charge of
Infrastructure;
- Periodic oversight visit conducted by RTDA;
- Efficient and cost effective supervision and quality control system: camera,
compaction testing using DCP and reporting using geo-tag pictures.
The supervision and quality control system required for periodic and emergency
maintenance will be similar to what is necessary for rehabilitation or reconstruction works
under RTDA supervision.
1. “Asset Management of Road Infrastructure – the Big Picture.” Nazir Alli. The South
Africa National Roads Agency Limited, Sept. 2007.
6. “GIS: A Tool for Transportation Infrastructure Planning in Ghana. A Case Study for
the Department of Feeder Roads.” Stephen Yao Fiatornu. Ghana Department of
Feeder Roads, 2006.
8. “GIS-Based Road Information and Management System: A Decision Support Tool for
Public Works Department, Government of Maharashtra.” Map India Conference.
2003.
11. “Managing and Financing Rural Road Maintenance in Developing Countries.” Larry
Schroeder. USAID/Associates in Rural Development, Inc.
13. “Operation and Maintenance Manual, RFR Maintenance Module: RLDSF.” German
Financial Cooperation with the republic of Rwanda. December 2012.
17. “Rural Roads in Sub-Saharan Africa - Lessons from World Bank Experience” World
Bank Technical Paper Number 141, Africa Technical Department Series. World
Bank.
19. “Summary of Transport Backward-Looking Joint Sector Review for the Financial
Year 2011/12 (September 2012),” Republic of Rwanda. September 2012.
20. “Sustaining Africa’s Rural Road Networks: The Asset Management Approach.” John
Howe. World Transport Policy and Practice. 1999.