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The Complete Musician
The Complete Musician
The Complete Musician
. It can be traced back to 1700. Examples are found within the Baroque
suite, with dance movements like
SARABANDES or GIGUES, each of which is cast in binary form.
. One of these dances, the MINUET, made it into the Classical period.
. TWO-REPRISE FORM is another name for binary form, given that repeat signs
almost always mark the two sections
of pieces in binary form.
SIMPLE THEMATIC DESIGN: when the two sections share no melodic material.
SECTIONAL HARMONIC STRUCTURE: when the cadence at the end of the first
section ends on the tonic.
CONTINUOUS HARMONIC STRUCTURE: when the first section closes away from the
tonic, and the following section continues
away from the tonic.
ROUNDED THEMATIC DESIGN: when all or part of the opening material of a binary
form returns in the second section
after the digression.
. Balancing unity and variety is one of the most difficult and important
tasks for a composer.
VARIATION SET: usually begins with an initial idea, or THEME, from which a
series of VARIATIONS unfold.
. The theme is relatively short (usually a phrase), and it gives the effect
of being incomplete in order to
permit each variation to flow seamlessly into the next.
OSTINATO: repeated idea. Can be used over changes in register, texture, and
motivic design.
. The theme and variations are usually in binary form (often rounded
continuous) that is tonally closed, and
therefore they are separated.
. The form of the theme tends not to be altered (general proportions and
length).
. To avoid the set being a string of connected ideas devoid of any larger,
goal-oriented musical development,
composers employ two common strategies:
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. Although it can work both ways, it's much more common for elements of the
minor mode to be imported into
the major mode. This is because of the way the 6 and 7 work in the minor
mode (they have two forms), which
makes the modal mixture less impactful or noticeable.
. 6 is the most common degree involved in modal mixture. The reasons are:
1. It's least likely to undermine the integrity of the home key and
mode.
4. It's the only scale degree outside of the tonic triad that can be
consonantly supported by a
harmony with 1 in the bass. Thus, it is a component of the
contrapuntal 5-6 motion that figures
prominently in music.
5. Because it lies a half step away from the dominant, it's usually
used motivically as a dramatic
upper neighbor that extends V.
. Because it calls the mode of an entire piece into question, a minor tonic
is more often only implied rather
than literally stated.
Review the following guidelines, which restate and slightly develop the rules
for writing APPLIED CHORDS:
1. Avoid doubling a chromatically altered tone unless it's the root of
the chord (as in bVI).
3. Once you introduce modal mixture, continue its use until you reach
the dominant function. This is because
b3 and especially b6 possess such powerful drives to 2 and to 5,
respectively, that any intrusion of
their diatonic forms would not only create a jarring cross relation
but also ruin the drive to the
dominant.
. With modal mixture, we can import this progression into major-mode pieces.
CHROMATIC VOICE EXCHANGE: a voice exchange in which one of the two degrees is
altered in the second voice
(e.g. A/F turns into F/Ab).
. A contrapuntal 5-6 motion and mixture transform IV into iih�6/5 before the
resolution to the tonic chord.
|-| MODAL MIXTURE, APPLIED CHORDS, AND OTHER CHROMATIC HARMONIES |-|
. MODAL MIXTURE usually occurs within the PRE-DOMINANT function, as the new
chromatic tones retain their scale
degree function but in an altered form.
1. Major mediant chord (III) whose root is diatonic 3. Most often part
of a rising bass arpeggiation
(I-III-V), which may include a PD (I-III-IV-V).
. The major tonic now has access to three sets of third relations:
. A minor tonic will usually move only to its diatonic III and VI.
. Upper thirds can lead to 5 (V) through arpeggiations, while lower thirds
can lead to 4 (IV or iv).
. bVI and bIII are the most commonly tonicized chromatic harmonies in 18th-
and 19th-century art music. VI
and III are less often tonicized, but still relevant.
. To move smoothly from one key area to another, composers usually employ a
PIVOT HARMONY that is common to
both keys.
. The previous rule holds so consistently for music of the 19th century that
the presence of modal mixture
� particularly of the tonic � often signals an upcoming tonicization of a
chromatic key. This is true
because, owing to the modal shift, the tonic loses its anchoring power and
instead begins to act as a
pre-dominant to an upcoming bVI or bIII.
1. Add the necessary accidentals in the new key, or use the appropriate
key signature.
2. The pivot chord must always result from modal mixture. Often, it is
effective to use minor
i (as vi or iii in the new key).
. When moving to a key with a difficult key signature, composers have often
chosen to use its
enharmonically equivalent key instead (e.g. A major instead of Bbb major).
Then, a move from Db
wouldn't be directed to the #V, but rather the bVI written in its
enharmonically equivalent key.
. It's easy to write as long as you DOUBLE STABLE CHORDAL MEMBERS, such as
the bass (4). If
necessary, you may double 6, but AVOID doubling b2.
. When in major mode, it's a product of modal mixture. In these cases you
should lower both 2
and 6. Avoid the augmented second that can occur between 3 and b2 by using
the soprano 1-b2.
. bII6-V progressions typically have b2-7 in the soprano. You can use 1 as a
passing tone,
harmonizing it with a cadential six-four or an applied diminished-seventh
chord.
. It's possible to place the FIRST SUBPHRASE of a piece in TONIC and FOLLOW
it with one TRANSPOSED
UP A HALF STEP to bII. This is common in middle-period Beethoven.
. An augmented sixth chord can be derived from the common Phrygian cadence
(iv6-V) by raising the
4 degree in iv6 a half step while maintaining the other chordal members the
same.
. Voice leading is same as for the Phrygian cadence, with bass moving b6-5
while upper voice
(usually soprano) moves #4-5. Remaining inner voices double 1 and move in
contrary motion.
. 6 in the bass.
. 1, which is doubled.
ITALIAN ASC: labeled It6, is the simplest type, featuring all of the
components named above.
GERMAN ASC: labeled Ger6/5, substitutes a perfect fifth above the bass (3)
for one of the
doubled pitches on 1. Figured bass is 5/3.
FRENCH ASC: labeled Fr4/3, contains an augmented fourth (2). Figured bass is
4/3.
. All varieties can be approached from the tonic and resolved to the
dominant.
. Approach from the tonic is easily done by step and common tone.
. Ger6/5 should move first to a cadential 6/4 in order to offset the parallel
fifths that
would occur with a direct move to V.
. Fr4/3 holds 2 as a common tone with V, for which it becomes the chordal
fifth.
. When Ger6/5 occurs in the major mode and leads to a cadential 6/4 with a
major sixth,
composers often notate the chromatic ascent (b3 to raised 3) using the
enharmonic
equivalent #2, which visually leads more effectively up to 3.
SWISS ASC: or doubly augmented sixth chord. ASC with a doubly augmented 4
above the bass.
Seen mostly when using #2 instead of b3 for the move from a Ger6/5
(here called
Swiss ASC) to a cadential 6/4 with a major sixth.
. It6 being the simplest, it sounds less full than the others.
. Ger6/5 contains four distinct pitches and sounds like a complete dominant
seventh chord.
. Resolution is useful when distinguishing between It6 and Ger6/5, given that
they resolve
to V and a cadential 6/4, respectively.
. An augmented sixth chord can be approached from chords other than the
tonic.
. The SUBMEDIANT is one of the most important chords that approach an ASC.
CHROMATIC VOICE EXCHANGE: voice exchange in which one of the degrees moves to
a chromatic
version of itself (raised or lowered a half step). Seen
in
the move iv-P6/4-ASC.
V7: dominant chord that leads to tonic. The seventh of the chord
descends by step
as the bass leaps.
ASC: PD chord and leads to dominant. The bass descends by half step to
5, and
another voice ascends by half step to 5.
. Just as with the Ger6/5 and V7, a reinterpretation can be used moving from
Ger7 to V{4/2}/bII.
. The reverse is also possible, although much less common, since 7 is rarely
if ever tonicized.
. The independent sections feature strong melodic contrast and tonal closure.
. BINARY FORM is not composite, since its sections are tonally dependent on
one another and can
be viewed as being more organic in its construction.
TERNARY FORM: has a THREE-PART MELODIC DESIGN (ABA or ABA') and a THREE-PART
TONAL STRUCTURE
(original key-contrasting key-original key).
. Ternary and rounded binary form differ in their tonal structure; RBF's is
two-part.
FULL SECTIONAL TERNARY FORM: A||B||A||. When each of the three sections
closes in its respective
tonic.
SECTIONAL TERNARY FORM: A||BA or AB||A. When either the A or B section close
away from its tonic
chord and this closure is integral to the tonal motion of
the section.
CONTINUOUS TERNARY FORM: ABA. When both A and B close away from their
respective tonic chords.
TRANSITION: material that bridges two sections; between tonic and a new key.
. Primary form of the Baroque aria, although it can be found in almost all
genres, style periods
and instrumental combinations of the common-practice era.
. The ABA structure in this form is realized by following the marking at the
end of the score:
Da Capo (al {fermata}). This means that the performer should return to the
beginning of the
piece and play to the fermata sign.
COMPOUND TERNARY FORMS: forms with larger parts that divide into smaller
forms. An example is
a full sectional ternary form that includes smaller binary
forms.
. Second section contrasts with the first in its key, texture, mood and
sometimes tempo.
MINUET: was a type of Baroque dance that remained popular in the Classical
period. It was often
(during the Classical) transformed into a more spirited piece called
the SCHERZO.
TRIO: a companion lighter texture piece to the minuet that follows it without
pause.
CHARACTER PIECE: short, expressive work often written for solo piano.
Bagatelles, impromptus,
moments musicaux, ballades, nocturnes, etc. are all good
examples of this.
. MOTIVIC TRANSFORMATION reaches its apogee in the music of Liszt and Wagner.
. Rondos in the late 18th century occur at the end of larger multi-movement
works, such as
sonatas, chamber pieces and symphonies.
. Its themes are often taken from folk or popular sources or imitating those.
They provide
a light finish and contrast to the more complex first movements and serious
slow movements.
CODA: extra musical material that occurs beyond the point at which a piece
could have ended.
RETRANSITION: connecting section that marks the return from an episode back
to the refrain.
. As with ternary form, rondo can be a COMPOUND FORM with nested forms.
. The two added parts to the five-part rondo create a symmetrical form, which
some liken to
a musical arch.
. It's especially confusing if the ternary contains its own nested binary
form in the A section.
. Consider when the work was written. Rondos were favored in the 18th
century and ternary
forms in the 19th.
. Consider the tempo. A slow rondo is less likely than a spirited one.
. Since double bars do not always appear in rondos, you may need to appeal to
other musical
signals (changes in key, motive or texture) in demarcating large formal
sections or subsections.
. Usually, codas are cadential and emphasize the tonic, but they may
sometimes emphasize IV
before returning to V and I.
. After the statement of A1 and B1, composers often omit the repeats or write
out ornamented
ones.
. Originally, in the 16th century, the term SONATA was used as a signal that
a given musical work
was to be performed instrumentally and not sung. This meaning has, to an
extent, held constant
for centuries.
. The term applies to multimovement works for solo instrument or a small
ensemble of instruments
(there are almost no sonatas for voice).
. Over the years, musicians have extended the word beyond its original
meaning and have applied
it to discussion of movement with a very particular form, just as important
and common as the
other forms learned in this book.
. Since the 1780s all of the important genres have featured movements cast in
SONATA FORM.
. The two terms used as synonyms for sonata form � SONATA-ALLEGRO FORM and
FIRST-MOVEMENT FORM �
are misnomers, because movements in this form may be in any tempo and occur
in any movement
of larger works. First movements may not even be cast in it.
Rather than a rigid form, we consider sonata form as a WAY OF COMPOSING, one
that is the
outgrowth of a large-scale musical process dependent on a powerful tonal
strategy:
FIRST TONAL AREA: first part of the EXPOSITION in which the material is
presented in the tonic key.
SECOND TONAL AREA: second part of the EXPOSITION with material presented in
the contrasting
key (usually V in major mode and III in minor mode).
. FTA and STA may contain SIMILAR or CONTRASTING THEMATIC MATERIAL. They may
also contain MULTIPLE
THEMES.
TRANSITION:
. Both types of transition end either on the new tonic or new dominant (in
which case the actual
statement of the tonic is reserved for the opening of the STA).
MEDIAL CAESURA: pause that very offent occurs between the end of the
TRANSITION and the beginning
of the STA and that marks the approximate midpoint of the
EXPOSITION.
CLOSING SECTION:
. The end of the exposition is usually marked by a double bar or repeat sign.
. In major-mode sonata forms, the dominant would be secured much earlier (in
the STA), and from
that point is implicitly prolonged through the development.
. One important change is that not only the FTA's material but also that of
the STA and Cl return
in the tonic.
. Codas and codettas serve to confirm the closing key and often incorporate
material from the
FTA or STA.
. Codas often emphasize the subdominant, which provides a large plagal motion
that extends the
prevailing key.
MONOTHEMATIC SONATA FORM: when it uses the same theme (although often varied)
in both the FTA
and the STA.
FALSE RECAPITULATION: when the theme from the FTA appears in the �wrong� key.
Usually, the
real recapitulation follows, in the tonic.
THREE-KEY EXPOSITION:
. The motivation for this may have been the century-old minor-mode binary and
sonata forms
whose overarching i-III-V|| create an arguably more dramatic progression
than the I-V--||
characteristic of major-mode works.
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* INTRODUCTION TO 19TH-CENTURY HARMONY:
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* THE SHIFT FROM ASYMMETRY TO SYMMETRY
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. In the 19th century, the dominant function was weakened by the ever-growing
appearance of
chromaticism. As a result, the final structural cadence of pieces
incorporated harmonies
such as iv and iih�6/5 � substitutions for the dominant � and move directly
to the tonic
in a technique called the PLAGAL RELATION.
RECIPROCAL PROCESS: occurs when the listener loses TONAL GROUNDING because of
conflicting
tonal implications that confuse the three harmonic functions.
. Since the 18th century, composers have used the DIMINISHED SEVENTH CHORD
both as a
powerful goal-oriented applied chord and as a dramatic signpost.
. Since before Bach, DSCs have also been used to create TONAL AMBIGUITY. This
is possible
because the chord in any of its inversions partitions the octave into four
minor thirds
(using enharmonicism).
. SCHs are useful for accessing both close and distant key areas.
OFF-TONIC BEGINNING: when a piece beings on a harmony other than the tonic.
. Sometimes you may encounter pieces in which two keys vie for supremacy
simultaneously,
leaving no other choice than to interpret them in the key in which they
end.
. Some analysts conclude that highly ambiguous pieces are being controlled
not by a single
key but by the two keys juxtaposed throughout the piece.
. The TONAL SYSTEM contains the seeds for SYMMETRY: harmonic motions up to
the dominant
(I->V) and down to the subdominant (I->IV) � they both move a perfect fifth
� flank
the tonic. However, common-practice music will not usually permit the SD to
lead
directly back to the tonic, but rather to the dominant.
. 18th-century diatonic motion divides the perfect fifths around the tonic
asymmetrically by major and minor thirds (tonic->mediant->dominant/tonic-
>submediant
->subdominant). Including, in C, these movements:
DOMINANT: G
MEDIANT: Eb - e - E
TONIC: c <-> C
SUBMEDIANT: Ab - a - A
SUBDOMINANT: F - f
. LATE 19th CENTURY. A new model of TONAL PATHS is explored. These paths
circumvent
both the dominant and the subdominant by moving by a single repeating
interval
of either a major third or a minor third (or the enharmonic equivalents)
until
these intervallic cycles reach a perfect octave. Examples in C:
. C <-> c
. C -> E -> G# -> C/c
. What would happen if SCALES were COMPOSED solely of WHOLE STEPS and HALF
STEPS
OR of ALTERNATING HALF and WHOLE STEPS?
. Examples of this are the CHROMATIC SCALE (all half steps), the WHOLE TONE
SCALE
(all whole steps) and the OCTATONIC SCALE (alternating half and whole
steps).
. The DIMINISHED TRIAD doesn't partition the octave evenly (only half of it,
since it spans a tritone). By contrast, the DIMINISHED SEVENTH CHORD does
partition the octave symmetrically.
. The fifth of the V7 chord, 2, is a weak tendency tone when compared to the
leading tone and the chordal seventh. But when 2 is raised � creating an
ALTERED
DOMINANT SEVENTH CHORD � it forms an augmented sixth interval with 4 and,
as a
strong tendency tone, it must rise to 3.
. Because of the proper resolution of the chordal seventh, the tonic chord
that
follows has a doubled 3.
. Composers often place this chord in second inversion with b2 in the bass,
producing a chord identical to a French ASC. It's usually labeled FrV4/3,
showing its function as a dominant and its similarities to Fr4/3.
. Besides EPMs, passing and neighboring chords, there's another way to extend
harmonies contrapuntally.
. vii�7 and applied vii�7 chords have no common tones with the
following
chord of resolution.
. The STEPPING STONES for CHROMATIC SEQUENCES are no longer the major and
minor
scales.
. The CHORD QUALITIES of each harmony inside a CS tend to exhibit more
HOMOGENEITY.
They won't necessarily alternate between major, minor and diminish as in
diatonic
sequences; rather, they could stay the same throughout the entire CS.
. Because of how they divide the octave into same-sized intervals, CSs avoid
shifting whole steps and half steps that lead to the goal-directed motion
of
DSs.
. CSs include the specific interval motions within the parentheses in their
label.
. Both the diatonic D3 (-4/+2) and the chromatic D2 (-P4/+m3) sequences are
related
by the underlying 5-6 motion that hold each one together.
. To reitroduce tonal focus to a CS, one must break it off as it is not goal-
directed.
. CSs occur more often in major mode than in the minor mode.
2. Three or more fifth-related chords within the model rather than two,
to
reduce the number of repetitions.
. These chromatic forms also derive from the contrapuntal 5-6 motion.
SIX-THREE CHORDS:
. The diatonic descending 6/3 chord pattern, with 7-6 suspensions, can be
transformed into a chromatic motion.
. The dissonant seventh usually occurs over a chromatic bass note and
resolves
over a diatonic bass note.
. DSCs can be used in descending chromatic sequences (like the DM2 (+P4/-
P5)).
. Even though the notation respects voice-leading practice, it's not possible
to aurally differentiate root-position and inverted DSCs. Rather, the
sequence
sounds like a stream of root-position DSCs.
. V7/IV becomes a Ger6/5, lowering the temporary tonal center a half step.
. This PD-D progression is clarified at the end of each measure by
transforming
the ambiguous Ger6/5 to the clearer Fr4/3. The lowered fifth in Fr4/3 also
avoids parallel fifths, anticipating the P5 of the following dominant
seventh.
2. CSs usually break off at the PD, whether it rises or falls, just
like
DSs.
. One can EXTEND DISSONANT HARMONIES, just like we extended the consonant
triads (with
chordal leaps and passing chords), by CONTRARY MOTION.
. CONTRARY MOTION here means that you do a VOICE EXCHANGE between two voices
and carry
it out by contrary motion.
. Some lines won't work well with contrary motion because of the
impossibility of
harmonizing certain intervals when going through the voice exchange (e.g.
m9 or
M7).
. The same CHROMATIC CONTRARY MOTION that prolongs DOMINANT (V7 to V6/5) can
be
stretched so that it covers an ENTIRE OCTAVE (either ascending or
descending).
. There's one more interval that can symmetrically divide the octave: the
MAJOR THIRD.
. Major thirds can divide the octave symmetrically with a slight variation
of the diatonic D3(-4/+2) sequence: the D3(-P4/+m2).
EQUAL DIVISIONS OF THE OCTAVE: equal intervals into which the octave is
segmented
by progressions taht incorporate two or more
identical intervals.
In C, by:
. TRITONE: C F# C
. M3: C E G# C
. m3: C Eb F# A C
. M2: C D E F# G# Bb C
. m2: C C# D Eb E F F# G G# A Bb B C
. Equal divisions of the octave occur also in progressions that are not
sequential, with each TONICIZED AREA containing a DIFFERENT HARMONIC
PROGRESSION.
. Often occur over large spans of music, with intervening tonicizations of
independent musical sections.
. When analyzing these, you'll have to interpret the tonal structure both
within
each section and between sections in order to see the deeper-level
progression.
. CELLS can be developed in both the MELODIC and HARMONIC DOMAINS, there
existing
a close relationship between musical events unfolding in time and those
that
unfold in space.
. During the 19th century, MELODIC CELLS became more common because of their
capacity for DIVERSE HARMONIZATIONS and POTENTIAL AMBIGUITY.
. Just like MOTIVES, CELLS appear early in a composition and are developed
and
transformed.
. TRANSPOSITION.