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Aristotelian Cosmology and Arabic Astron PDF
Aristotelian Cosmology and Arabic Astron PDF
-1-
Recueil d 'etudes
en hommage a Roshdi Rashed
edite par
EDITIONS PEETERS
Louvain - Paris
2004
ARISTOTELIAN COSMOLOGY AND ARABIC ASTRONOMY
George SALIBA
INTRODUCI'ION
behavior as exhibited by the planets that they carry, like forward and
retrograde motions, as well as stationary positions that each of the planets
exhibits with the exception of the moon and the sun. The more the
Aristotelian heaven was elaborated in the De caelo, and later in the
Metaphysics (book Lamda in particular) the more the interrelated
motions of the celestial spheres became chaotic, to say the least, and
quickly ran out of control.
Thirdly, there was the Aristotelian argument that distinguished
between two kinds of motions, on the basis of which the supralunar
region was distinguished from the sublunar region. 4 In the sub lunar
world of Generation and Corruption, linear motion, which had its own
contraries, was responsible for the coming to be and passing away of all
the phenomena of change that we see around us. In the celestial region,
however, the spheres, with their aetherial constitution, partook only of
the circular motion, and there was no linear motion, nor contrary
motions, to produce any decay. Thus the celestial region remained eternal
and consistent.
Fourthly, there was the problem of the individual motions of the
celestial spheres. The only way they could be accounted for was to assume
that the spheres had their own intellects, and that they partook of a volun-
tary motion, very much like animal motion, where the animal sphere
could by its own volition move forward, retrograde, stop, etc, and still
remain eternal in the sense that it did not partake of the linear motions of
the world of generation and corruption.s
PTOLEMY'S AS1RONOMY
7 On the composition of the stars and the spheres that carry them, see De caelo II 7.
Simplicius seems to argue that although the stars and the spheres are made of the same
fifth element, and participate in the same circular motion that only means that they are of
the same genus, but could be endowed with specific differences, in the same way as the
four sublunar e1ements who are different in the specifics but share the general quality of
linear motion. As we shall see, this distinction if accepted may allow for all sorts of other
speciations within the celestial genus. See a very fruitful and interesting discussion of this
aspect as well as other aspects of Aristotle's astronomy, Andrew Gregory, "Plato and
Aristotle on Eclipses," Journal for the History of Astronomy, 31, 2000, pp. 245-259.
8 The reader can be referred to the most general and sophisticated treatment of that
astronomy in Otto Neugebauer's, History of Ancient Mathematical Astronomy, New
York, 1975, pp. 1-256. Or see the more textbook-like presentation of planetary theory
ARISTOTELIAN COSMOLOGY AND ARABIC ASTRONOMY 255
that places Ptolemaic astronomy in context in James Evans, The History and Practice of
Ancient Astronomy, New York I Oxford, 1998, pp. 289-443.
256 George SALIBA
All these Ptolemaic contradictions and false attempts did not go unno-
ticed. Most astronomers, who paid any attention to Aristotelian cosmo-
logy had to confront them at one point or other. But the first person to
articulate them in real condemnatory terms was Averroes (d. 1198 AD)
who devoted some discussion of this very predicament of Ptolemy in his
own commentary on Book Lamda of Aristotle's Metaphysics. When he
came to discuss the astronomy of his own day, which was up till his time
mainly Ptolemaic in nature, Averroes had this to say: "to propose an
eccentric sphere or an epicyclic sphere is an extra-natural matter (amrun
khiirijun 'an al-tab')"9. By extra-natural Averroes seemed to imply that it
was untenable within the accepted Aristotelian physics. Furthermore,
Averroes went on to say:
The epicyclic sphere is in principle impossible (ghayru mumkinin a$lan), for the
body that moves in a circular motion has to move around the center of the universe
(markaz al-kull) and not outside it.IO
All this would have been probably excusable, if everything else that
was proposed by Ptolemy in that astronomy worked well. As it turned
out, all the ingenious techniques applied by Ptolemy to the various plane-
tary models, although they may have described the phenomena better than
the proposed concoctions of the Eudoxian models in Aristotle's
Metaphysics, they nevertheless could not be accounted for, in any shape
or form, if, at the same time, one were to satisfy the Aristotelian pre-
9 See Maurice Bouyges, S. J., Averroes Tafsir mii ba'd al-tabi'a, Bibliotheca
Arabica Scholasticorum, serie arabe, t. VII, Beirut, 1948, p. 1661.
10 Ibid .
258 George SALIBA
mises. That was probably the reason for the famous cry of Averroes in
the same commentary on book Lamda of the Metaphysics when he said:
The science of astronomy of our time contains nothing existent (laysa minhu shay' un
mawjudun), rather the astronomy of our time conforms only to computation, and not
to existence (hay' atun muwafiqatun li-al-/:lusban Ia li-al-wujUd) .ll
Ibid., p. 1664.
11
See George Saliba, A History of Arabic Astronomy: Planetary Theories
12
During the Golden Age of Islam, New York, 1994, and more particularly, id., "Arabic
Planetary Theories After the Eleventh Century," in Roshdi Rashed (ed.) in collaboration
with Regis Morel on, Encyclopedia of the History of Arabic Science, 3 vols., London,
1996, vol. 1, pp. 58-127.
ARISTO'IELIAN COSMOLOGY AND ARABIC ASTRONOMY 259
On the issue of the eccentrics and epicycles that form the brunt of
Averroes's critique of Ptolemy, at least as far as one could tell from the
statements just quoted, Ibn al-Shatir had to agree with A verroes on the
matter of the eccentric. In fact, all of Ibn al-Shatir' s alternative astro-
nomy is developed without any eccentrics, and was fully cognizant of the
need of keeping the earth at the center of the universe if one were to pay
any attention whatsoever to Aristotelian cosmological premises, which
were still the only accepted premises in pre-Renaissance astronomy. But,
as far as the epicycles were concerned that was another matter to Ibn al-
Shatir.
Without mentioning A verroes by name, Ibn al-Shatir approached the
subject in the following fashion. In his most influential work, the Nihiiyat
a/-siil fi ta$/:li/:l al-U$Ul (The Final Quest in Rectifying [astronomical]
Principles), obviously acknowledging in the title itself as well as in the
body of the work that there were other attempts that had preceded him on
the subject for his work to be the final, he had the following to say on the
subject of epicycles:
the existence of small spheres like the epicyclic spheres, which do not encompass the
earth, is not impermissible below the ninth sphere. The evidence for that is that since
there is a planet in each sphere, and there are many spherical stars in the eighth, each
of them larger than some of the epicycles of the planets, and since the star is different
(in constitution) from the body of the sphere, then the existence of epicyclic spheres
and the like is not impermissible. This indicates as well that there is some composi-
tion in the spheres (tarkibun rna). The absolutely simple is the ninth, where it is not
possible to imagine a star or anything else.13
At an earlier point, Ibn al-Shatir had already argued against the per-
missibility of eccentric spheres, thus agreeing with Averroes as was just
noted.
Ibn al-Shatir's project was then not to reconstruct Ptolemaic astro-
nomy only, but to reinterpret the Aristotelian premises, and to save
Aristotle from himself, so to speak. For as we have noted earlier,
Aristotle had no information whatsoever on the admissibility of having
planets and their carrying spheres be made of the same element aether,
13 Author's own critical edition of this work of Ibn al-Shatir (not yet published),
pp. 12-13. For the manuscript version refer to ms . Oxford, Bodleian, Marsh 139,
fol. 4v.
260 George SALIBA
and yet we see the planet and we do not see the sphere.J4 What Ibn al-
Shatir was doing in this remark was to allow the Aristotelian universe to
begin strictly at the ninth sphere, but to have the lower spheres admit
some form of composition. This would be more in tandem with
Aristotle's arguments in the Meteorologica which seemed to imply some
form of impurities in the element aether (thus tarkibun mii in Ibn al-
Shatir's language) as one approached the lunar sphere descending from
above. 15
If that composition is allowed to exist, as both Aristotle and Simplicius
seemed to imply, in order to account for the obvious existence of visible
stars in transparent invisible spheres, then Aristotle will have to allow for
the existence of epicycles as being of the same type of composition as the
stars themselves, and hence need not contain a center of heaviness, as
A verroes had required.
All this was not developed by Ibn al-Shatir any further, because his
main concern in this treatise was to attend to the development of geome-
tric models that could predict the planetary positions without having to
follow Ptolemy in assuming the more serious contradictions with the
Aristotelian premises such as the assumptions regarding the concepts of
equants, prosthephaeresis, epicyclic slantings, inclinations and the like.
For our purposes, we should note that these mathematical astronomers,
such as Ibn al-Shatir were still concerned to make some sense out of the
Greek Ptolemaic astronomy that they had inherited, and had to insist that
it at least be consistent with the Aristotelian premises upon which it was
based. At least in as much as Aristotle was consistent with himself.
As was already noted there was yet another problem with the
Aristotelian account of the heavens, namely, that the planetary spheres
seemed to exhibit individual motions, and those motions seemed to be cau-
sed by their own volition, and yet they were supposed to exhibit predic-
table motions in that their individual motions should result from a combi-
nation of spherical motions that 'force' them to exhibit the motions that
they do exhibit. No astronomer that I know of ever took Aristotle to task
on this very point. But during the discussion of the inadequacies of
If we were to admit for the mover of a planet to speed up and to slow down, then we
would have no need of constructing a configuration (hay' a), and his own astronomy
(hay' a) (i.e. Ptolemy's) would be in vain, and any assumption that a planet would
have more than one sphere would be an unnecessary excess, which is impossible.I6
If this were so then the motions of the deferents will have to be irregular by them-
selves, sometimes speeding up and at other times slowing down. And that is impos-
sible according to the principles of this science ('ilm) [ ... ]If one were to admit these
kinds of impossibilities in this discipline ($ina' a), then it would all be baseless, and
it would have been sufficient to say that each planet has one concentric sphere only,
and any other eccentric or epicyclic sphere would be an unnecessary addition. I?
16 Mu'ayyad al-Din al-'Urgi, Kitab al-hay' a, ed. George Saliba, 2nd ed., Beirut,
1990, p. 212.
17 Ibid, p. 218.
262 George SALIBA
where would the need be for the particular spheres that you (meaning the Ptolemaic
astronomers) have posited, which you have up till now failed to correct, with all the
contrivances and circumventions implied by them. Let us then say that each planet
has one sphere that moves by its own volition, sometimes speeding up, other times
slowing down, becomes stationary, moves forward, and retrogrades, etc. What adds
to its being natural is the fact that it follows a specific pattem.IS
Ghars al-Din was not in the business of proposing a solution for the
philosophical contradiction built into the Aristotelian premise, rather he
only wished to point it out, for, by his time, it had become part of the
inherited and famous astronomy. The rest of Ghars al-Din's treatise deals
with other similar issues that could not be all dealt with in this limited
space. Suffice to say here that such philosophical problems as the ones that
bedeviled Aristotelian cosmology, and Ptolemaic astronomy thereafter
continued to exert their influence on Arabic-writing astronomers well
into the sixteenth century if not after.
I9 Physics VIII 8, 262a 14-15. For the implications of this statement see,
Hippocrates Apostle, Aristotle 's Physics, Grinnell (Iowa), 1980, pp. 171 , 330, et
passim.
264 George SALIBA
Within the Islamic civilization, this point first caught the attention of
the philosophers, as far as this author can tell. For in his restatement of
the Physics, Abii al-Barakat al-Baghdadi (d. 1152) devoted a full chapter
in his book al-Mu 'tabar, to this very issue.2o In this chapter Abii al-
Barakat was concerned with the debate between Plato and Aristotle on this
issue, namely, whether there was a moment of rest between the ascending
and the descending stone. But in the context of his argument for conti-
nuous motion, even for objects that go up and down Abii al-Barakat
referred to an earlier person, simply called ba'r;l al-fur;lala' (one of the
notables) who proposed to demonstrate the continuity of motion, despite
the change in direction, by the following example. He said: take a ruler,
drill a hole in its middle, pass a thread though it and attach a plumb line
to its end. Hold the other end of the thread with your hand and stretch it
to one end of the ruler. Then as you move your hand continuously along
the edge of the ruler (from one end to the other), the plumb line will cor-
respondingly go continuously down, as the hand approached the middle,
and up, as the hand receded away from it, without coming to rest. For it
was your hand which allowed the plumb line to move continuously as the
hand moved along the edge of the ruler, and neither the hand nor the
plumb line came to rest.
Although Abii al-Barakat was attempting to side with Plato, against
Aristotle, in this chapter, the example he gave could be understood to
mean that he also had doubts regarding the validity of the contrary
motions discussed by Aristotle as a basis for determining other results
such as generation and corruption. The opposite motions of the plumb
line demonstrably resulted from the continuous motion of the hand in one
direction. So how could they be contraries when their cause was
unidirectional?
With the astronomers, this issue came up again at a very interesting
juncture. While trying to reform Ptolemaic astronomy, the thirteenth-
century astronomer, Na~ir al-Din al-Tiisi (d. 1274) proposed a mathema-
tical theorem, now known in the literature as the Tiisi Couple. In it al-
Tiisi argued that one could allow the radius of a deferent sphere to be
conceived of as an expanding and shrinking line, by attaching to its
extremity two spheres, internally tangent at one point, and one of them
half the size of the other. Then if the larger sphere were allowed to move
in place uniformly at any speed and the smaller sphere moved also in
place in the opposite direction at twice that speed, then the original point
?.- 20 Abu al-Barakat al-Baghdadi, Kitiib al-Mu'tabar, 3 vols., Hyderabad, 1938, vol.
~chapter 24, pp. 94-103.
ARISTOTELIAN COSMOLOGY AND ARABIC ASTRONOMY 265
of tangency would move up and down along the diameter of the larger
sphere, thus producing simple linear and oscillating motion as a result of
two simple uniform circular motions; a situation not too different from
the motion of the plumb line in Abu al-Barakat's example. Then the ori-
ginal condition sought by al-Tiisi could be met if one allowed the diame-
ter of the larger sphere to be placed along the tip of the deferent radius
thus allowing it to expand and contract by the combined circular motion
of the two spheres. In effect, what this theorem did was to describe the
production of oscillating linear motion as a result of continuous circular
motion, and vice versa.
Once that theorem was discovered by al-Tiisi, its manifold revolutio-
nary character was immediately realized and appreciated. First it confir-
med, as in Abu al-Barakat's example, that oscillating motion could be
derived from continuous motion. More so, the same oscillating motion, in
this case, could be also derived from continuous circular motion.
Furthermore, the theorem asserted that the linear motion could also be
continuous, with no need to come to rest, since the circular motion cau-
sing it was also continuous. And most importantly, this theorem also des-
troyed the distinction between circular and linear motion in one full
swoop. In effect it said, that linear motion could also be produced in the
celestial region as a result of simple uniform circular motion.
AI-Tiisi did not push this philosophical issue any further, and did not
even hint to its implications. In fact, it was the late Willy Hartner among
the modem scholars who was the first to draw attention to this important
merging of the two Aristotelian worlds in Tiisi's theorem. He argued that
this very theorem demonstrated that "the dogmatic belief in the essential
difference between the terrestrial and the celestial worlds, becomes ques-
tionable if not invalid."2J Later Hartner argued that this same theorem,
which was also used by Copernicus, must have been borrowed from al-
Tiisi, because the proof of the theorem by both men had the same alpha-
betic letters referring to the same geometric points.22 Hartner was how-
ever wrong, as we shall soon see, in arguing that neither al-Tiisi nor any
of his commentators had noted the revolutionary character of the theo-
rem, meaning the philosophical implications of translating circular
motion to rectilinear motion and vice versa.
Al-Tiisi's student, Qutb al-Din al-Shirazi (d. 1311 AD), did not miss
this point when he commented on one of the works of his teacher, the
Tadhkira in which this theorem was formally proposed. Al-Shirazi men-
tioned the theorem very briefly first in a commentary which he called
Nihiiyat al-idriik fi diriiyat al-afliik,23 but then returned to it in greater
details in another commentary which he wrote on the same work of al-
Tiisi and called al-Tu/:zfa al-shiihiyya.24 After introducing Tiisi's theorem
in the Tubfa, together with its proof, al-Shirazi went on to say the
following:
This could be used as a proof for the absence of rest between two motions, one
going up and one going down. This is obvious. And the one who asserts that there
must be rest between the two motions cannot deny the possibility of such motions by
the celestial bodies simply because he believes there must be rest and rest is not pos-
sible for the celestial objects. This is so because we shall use it whenever there is an
ascending motion and a descending one as we shall see in the forthcoming discus-
sion. We couldn't be blamed if we also used it to disprove that principle [i.e. the
Aristotelian principle of rest between two opposing motions], as can be witnessed
from observation. For if we drill a hole in the bottom of a bowl whose edge is circu-
lar, but of unequal height above its base, and if we pass a thread through the hole
and attach a heavy object to it. Then if we move the other edge of the taut thread
along the edge of the bowl, the heavy object will descend and ascend on account of
the variation in the height of the bowl' s edge, in spite of the fact that it does not come
to rest because the mover does not come to rest by assumption.25
CONCLUSION
26 The work of Shams al-Din al-Khafri, called al-Takmilafi sharf:z al-tadhkira, has
also survived in several copies, and has not yet been published as well. The manuscript
copy used for this study is that of the Syrian National Library, Maktabat al-Asad
(previously Z:ahiriyya), 6727, p. 187.
268 George SALIBA
27 See L. Gauthier, who was the first to articulate this distinction in his "Une
reforme du systeme astronomique de Ptolemee tentee par les philosophes arabes du XIIe
siecle," Journal Asiatique, 1Qe ser., vol. 14, 1909, pp. 483-510, later followed by
'Abd al-l:lamid Sabra, without acknowledgement, in Sabra's "Andalusian Revolt Against
Ptolemaic Astronomy," in Everett Mendelsohn (ed.), Transformation and Tradition in
the Sciences, Cambridge, 1984, pp. 133-153, and a discussion of the problem in
George Saliba, "Critiques of Ptolemaic Astronomy in Islamic Spain," al-Qantara, 20,
1999, pp. 3-25.