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ABC Analysis

ECL
Category A

1. Foreign Exchange Management


2. Foreign Trade Policy and Procedures
3. Competition and Consumer Protection 

4. Intellectual Property Rights
5. Law relating to Transfer of Property 

6. Industries Development and Regulation 


Category B
1. Law relating to Arbitration and Conciliation 

2. Law relating to Stamps 

3. Law relating to Contract
4. Law relating to Essential Commodities, Weights and Measures 

5. Law relating to Trusts 

6. Law relating to Pollution Control and Environmental Protection 


Category C

1. Prevention of Money Laundering 



2. Law relating to Societies 

3. Law relating to Registration of Documents 


Important Topics
Category A

1. Capital Account Transaction


2. Compounding Proceedings
3. Establishment in India of Branch/Liaison/Project Office
4. Restriction on acceptance of foreign hospitality

5. Importer Exporter Code Number (IEC No)

6. Principles of Restriction

7. Export Promotion Capital Goods (EPCG) Scheme
8. Export Oriented Units (EOUs), Electronics Hardware Technology Parks
(EHTPs) Software Technology Parks (STPs) and Bio-Technology Parks
(BTPs)
9. Abroad/Duty Free Shops
10. Export/Import by Post/Courier

11. Recommendations of Sachar Committe

12. Restrictive Trade Practices

13. Consumer Protection Councils

14. Abuse of Dominant Position
15. Basic Rights of Consumers

16. General Agreement on Tariffs and Trade

17. Trade-Related Aspects of Intellectual Property Rights
18. Potential infringement
19. Doctrine of Lis Pendens

20. Patents of Addition
21. Puisne Mortgage

22. Infringement of Registered Trade Marks

23. Assignment of copyright
24. Appointment of Arbitrators

25. Alternative Dispute Resolution (ADR)

26. Doctrine of Election

27. Types of Tenancies

28. Essentials of a Mortgage

29. Persons liable to pay Duty
30. Adjudication as to Stamps
31. Denoting Duty
32. Mode of cancellation of Adhesive Stamps
33. Sub-Mortgage

34. Methods of Stamping
35. Confiscation of essential commodities 

36. When Members Treated as Strangers
37. Doctrine of Cypres

38. Environmental Laboratories

39. Central and State Pollution Control Boards
40. State Air Laboratory

41. Constitution of Central Pollution Control Board
42. Documents whose registration is Compulsory
43. Several Executants


Category B

1. Current Account Transactions


2. Entry Routes for Investment
3. Acquisition and Transfer of Immovable Property Outside India
4. Power of Central Government to prohibit receipt of foreign contribution
5. Domestic sources of Inputs
6. Export Obligation
7. Duty Free Import Authorisation Scheme (DFIA)
8. Leasing of Capital Goods
9. Inter Unit Transfer

10. Domestic clearance by Units
11. Anti Competitive Agreements

12. Patent Agent

13. Contents of Specifications
14. Secrecy of Certain Invention
15. Coercion
16. Wagering Agreements

17. Rule against Perpetuity

18. Bar of Jurisdiction in the matters of confiscation 

19. Grant of Injunction by Civil Courts
20. International Organization of Legal Metrology (OIML)
21. Central Advisory Council

22. Bio-Diversity
23. Carbon Credit

24. Constitution of State Pollution Control Board
25. Deposit of Wills

Category C

1. Types of Investments
2. Prohibition to accept foreign contribution
3. Utilization of foreign contribution

4. Seizure of accounts or records

5. Legal Basis of the Foreign Trade Policy (FTP)
6. Service Exports from India Schemes (SEIS)
7. Validity and Transferability of DFIA
8. Letter of Permission/Letter of Intent and Legal Undertaking
9. Exit from EOU Scheme
10. Establishment of Special Economic Zone
11. Cancellation of letter of approval granted to entrepreneur
12. Combinations

13. World Intellectual Property Organization

14. Power of Controller to Refuse or Require Amended Application in Certain
matters
15. Grant of Patents

16. Revocation of Patents by the Controller for Non-Working
17. Absolute Grounds for Refusal of Registration
18. Assignment and Transmission
19. Registered User

20. Collective Marks
21. Term of copyright

22. Copyright Societies

23. International copyrigh

24. Geographical Indication

25. Piracy of Registered Design
26. Statements of Claim and Defence
27. Moveable and Immovable Property
28. Restraint on Transfers or Rule against Inalienability
29. Conditional Transfer
30. Doctrine of Feeding the Grant by Estoppel
31. Lease and Licence
32. Taking Cognizance
33. Essential Elements of a Valid Contract

34. Know Your Customer Guidelines
35. Fixing the price of essential commodities being sold to Government 

36. Prohibition manufacture, repair or sale of weight or measure without
licence
37. Property of Society: Where it vests?
38. Classification of Trusts

39. Regulation of Scheduled Industries
40. Takeover of Industrial Undertakings

41. Constitution of Advisory Committee

42. National Board for Micro, Small and Medium Enterprises
43. Concept of Sustainable Development
44. Compulsory Insurance

45. Establishment of Environmental Relief fund
46. Establishment of the National Green tribunal and its jurisdiction, power
and proceedings
47. Control of Noise Pollution
48. Emergency measures in case of pollution of Stream or Well
49. Copy of a Decree or Order
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Company law
Category A
1. Promotion And Incorporation Of Companies
2. Memorandum Of Association And Articles Of Association
3. Concept Of Capit Al And Financing Of Companies
4. Private Placement And Prospectus
5. Creation And Registration Of Charges
6. Membership In A Company
7. Institution Of Directors
8. Independent Directors
9. Board And Its Powers
10. Appointment And Remuneration Of Key Managerial Personnel
11. General Meetings
12. Loans And Investments By Company
13. Deposits

Category B
1. Introduction
2. Types Of Companies
3. Allotment Of Securities And Issue Of Certificates
4. Transfer And Transmission Of Securities
5. Accounts And Audit
6. Divisible Profits And Dividends
7. Merger, De-Merger, Amalgamation, Compromise And Arrangements – An
Overview
8. Producer Companies

9. Limited Liability Partnerships

10. Winding Up Of Companies
11. Striking Off Name Of Companies


Category C
1. Contracts And Conversions
2. Alteration Of Share Capital
3. Debt Capital
4. Board’s Report And Disclosures
5. Registers, Forms And Returns
6. Inspection And Investigation
7. Majority Rule And Minority Rights
8. Application Of Company Law To Different Sectors
9. Offences, Penalties And Their Compounding
10. An Introduction To E-Governance And Xbrl

Important Topics

1. Doctrine of Lifting of or Piercing the Corporate Veil


2. Illegal Association

3. Small Company

4. Holding, Subsidiary Companies and Associate Companies
5. Promoter’s Contract - Ratification thereof
6. Remedies available to the Company against the Promoter

7. Incorporation of Companies – Procedural Aspects

8. Conclusive Evidence

9. Contents of Memorandum

10. Doctrine of Ultra Vires

11. Alteration of Registered Office Clause

12. Entrenchment Provisions

13. Distinction between Memorandum and Articles

14. Constructive Notice of Memorandum and Articles

15. Doctrine of Indoor Management

16. Conversion of a Companies
17. Kinds of Shares
18. Issue of Sweat Equity Shares
19. Employee Stock Option Scheme
20. Alteration of Share Capital

21. Difference between Share and Stock

22. Reduction of Share Capital under Companies Act, 2013
23. Buy Back of Securities
24. Private Placement
25. Red-Herring Prospectus

26. The Golden Rule or Golden Legacy
27. Charge on Uncalled Capital
28. Pari passu clause in case of debentures
29. Distinction between Debentures and Shares

30. Crystallisation of Floating Charge

31. Registration of Charges- Provisions of Companies Act, 2013
32. Modes of Acquiring Membership
33. Expulsion of a Member
34. Variation of Member’s Rights

35. Transfer of Shares to a minor

36. Distinction between Transfer and Transmission

37. Number of Directorships
38. Independent Directors

39. Appointment of Directors
40. Disqualification for Appointment of Directors – Section 164
41. Removal of Directors – Section 169

42. Code for Independent Directors
43. Meetings of the Board

44. Passing of Resolution by Circulation

45. Audit Committee under Section 177

46. Powers of Board under Section 179
47. Related Party Transactions under Section 188

48. Appointment of MD, WTD or Manager

49. Managerial Remuneration

50. Quorum for Meetings
51. Proxies
52. Postal Ballot
53. Ordinary and Special Resolutions

54. Maintenance of minutes of meeting

55. Terms and conditions for acceptance of deposits

56. National Financial Reporting Authority
57. Corporate Social Responsibility

58. Disqualification of Auditor

59. Declaration of Dividend (Section 123)

60. Investor Education and Protection Fund (Section 125)
61. Annual Returns

62. Investigation by SFIO

63. Merger and Amalgamation of Companies
64. Objects of Producer Company
65. Distinction between LLP and Company
66. LLP for the Professionals
67. Compounding of Offences
68. Winding Up by the Tribunal

69. Company Liquidators

70. Fraudulent Application for Removal of Names

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CMSL
Chapter Wise
1. Capital Market Instruments 

2. Securities Market Intermediaries 

3. Market Infrastructure Institutions - Stock Exchange Trading Mechanism 

4. Debt Market 

5. Money Market 

6. Regulatory Framework Governing Stock Exchanges 

7. Listing and Delisting of Securities 

8. Issue of Securities 

9. Insider Trading- An overview 

10. Takeover Code- An Overview 


Category B
11. Investor Protection 

12. Regulatory Framework relating to Securities Market Intermediaries 

13. Securities and Exchange Board of India
14. Indian Depository Receipts 

15. Mutual Funds 

16. Alternative Investment Fund 

17. Collective Investment Schemes 

18. Credit Rating and IPO Grading 

19. Overview of Capital Market 


Category C
20. Resource Mobilization in International Capital Market 

21. Depositories 


Topic Wise
1. Secondary Market
2. IOSCO Objective of Securities Regulation
3. Shares with Differential Voting Rights
4. Fully Convertible Cumulative Preference Share (EQUIPREF)
5. Dual Option Warrants

6. Level Pay Floating Rate
7. Clip and Strip Bonds
8. Industrial Revenue Bonds
9. Inflation Indexed Bonds or Inflation Indexed National Savings
Securities
10. Depository Receipts

11. Tracking Stocks

12. Exchange Traded Funds

13. Fund of Funds (FoFs)

14. Rating Methodologies
15. Code of Conduct
16. Obligations of Credit Rating Agency
17. IPO Grading

18. Merchant Bankers

19. Portfolio Managers

20. Syndicate Members

21. Stock Exchange Trading Mechanism
22. Margin Trading
23. Trend Line
24. Market Making
25. Settlement System
26. Basket Trading System
27. Compulsory Rolling Settlement
28. Demat Pay-In

29. Funds Payout

30. Capital Market Segment
31. Clearing and Settlement
32. Trading System

33. Straight Through Processing

34. Direct Market Access (DMA)

35. SME Exchange

36. Algorithmic Trading

37. Derived Instrument
38. Pass Through Certificates
39. Participation Certificates
40. Debenture Redemption Reserve
41. Roll Over of Non Convertible Portion of Partly Convertible Debt
Instruments
42. Determination of Coupon Rate and Conversion Price
43. Auditor’s Certificate
44. Continuous Listing
45. Trades in CDS

46. Inter-Corporate Deposits

47. Issuing and Paying Agent (IPA)
48. Factoring

49. Calculation of Net Asset Value (NAV)
50. Asset Management Company (AMC)
51. Code of Conduct for Mutual Funds
52. Gold Exchange Traded Funds

53. Angel Fund
54. Termination of Trusteeship
55. Unit Certificates
56. Sponsored ADR/GDR Issue
57. Two-Way Fungibility Scheme
58. Difference Between Fccb and Fceb
59. External Commercial Borrowing
60. Approval Route
61. Conditions for Issue of IDR
62. Recognition of Stock Exchanges
63. Clearing Corporation
64. Additional Trading Floor
65. Contracts in Derivatives
66. Delisting of Securities
67. Powers and Functions of SEBI
68. Securities Appellate Tribunal (SAT)
69. Public Servants

70. Depository System - An Overview
71. Trading System
72. Legal Linkage
73. Bye-Laws of a Depository
74. In-Person Verification (IPV)

75. Basic Services Demat Account (BSDA)
76. Multiple Listing
77. Whistle Blower Policy
78. Difference between Compulsory and Voluntary Delisting
79. Eligibility Norms for Public Issue

80. Fast Track Issues
81. Differential Pricing
82. Promoters’ Contribution
83. Due Diligence
84. Book Building
85. Anchor Investors
86. Green Shoe Option Facility
87. Institutional Placement Programme
88. Esos/Esps Through Trust Route
89. Obligations and Responsibilities of Underwriters
90. Internal Audit of Portfolio Manager
91. Guidelines on Anti Money Laundering Measures
92. SEBI {Kyc (Know Your Client) Registration Agency (Kra)},
Regulations, 2011
93. In-Person Verification (Ipv)
94. Preservation of “Price Sensitive Information”
95. Trading Window
96. Trigger Point for Making an Open Offer by an Acquire
97. Regulation 10 - Automatic Exemptions
98. Regulation 11 -Exemption by SEBI
99. Investors Education and Protection Fund
100. Investor Grievances
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ILGL
Chapter Wise
Category A
1. Factories Act, 1948 

2. Employees’ State Insurance Act, 1948 

3. Payment of Bonus Act, 19 

4. Industrial Disputes Act, 1947 

5. The Trade Union Act, 1926 

6. Constitution of India 

7. Interpretation of Statutes 

8. Code of Civil Procedure 


Category B
1. Criminal Procedure Code 

2. An Overview of Law relating to Specific Relief; Limitation and Evidence 

3. The Labour Laws (Exemption from Furnishing Returns and Maintaining
Register by Certain Establishments) Act, 1988 

4. Industrial Employment (Standing Orders) Act, 1 

5. Workmen’s Compensation Act, 1923 

6. Payment of Gratuity Act, 1972 

7. Minimum Wages Act, 1948 


Category C
1. Payment of Wages Act, 1936 

2. Equal Remuneration Act, 1976 

3. Employees’ Provident Funds and Miscellaneous Provisions Act, 1952 

4. Contract Labour (Regulation and Abolition) Act, 1970 

5. Maternity Benefit Act,1961 

6. The Child Labour (Prohibition and Regulation) Act, 1986 

7. Employment Exchanges (Compulsory Notification of Vacancies) Act, 1959 

8. Apprentices Act, 1961 

9. Audit under Labour Legislations 

10. Right to Information 


Topic Wise
1. Approval, Licensing and Registration of Factories
2. Measures to be taken by Factories for Health, Safety and Welfare of Worke
3. Special Provisions Relating to Hazardous Processes
4. Employment of Young Persons And Children
5. Fixation of Minimum Rates of Wages
6. Minimum Rate of Wages
7. Fixing Hours for a Normal Working Da
8. Responsibility for payment of wages
9. Duty of employer to pay equal remuneration to men and women workers
for same work or work of a similar nature
10. Registration of Factories and Establishments Under ESI Act
11. Employees’ State Insurance Fund
12. Employees’ Insurance Court (E.I. Court)
13. Employees Provident Fund Scheme
14. Employees’ Deposit-Linked Insurance Scheme
15. Transfer of Accounts

16. Payment of Bonus Act not to Apply to Certain Classes of Employees
17. Calculation of Amount Payable as Bonus
18. Computation of available surplus

19. When is Gratuity Payable?
20. Exemptions in Gratuity
21. Employer’s Liability for Compensation
22. Special Provisions Relating to Masters and Seamen
23. Special Provisions Relating to Employees Aboard of Companies and Motor
Vehicles
24. Registration of Establishments Employing Contract Labour
25. Prohibition of Employment of Contract Labour
26. Rules Framed Under the Act by the Central Government on the Question of
Wages
27. Employment of or work by women prohibited during certain periods
28. Nursing breaks

29. Prohibition of employment of children in certain occupations and
processes
30. Regulation of Conditions of Work of Children
31. Certification of Draft Standing Orders

32. Interpretation of Standing Orders

33. Types of Strike and Their Legality
34. Reference of Disputes
35. Strikes and Lock-outs
36. Change in Conditions Of Service
37. Unfair Labour Practices
38. Incorporation of registered Trade Union
39. Exemption from returns and registers required under certain labour laws
40. Notification of vacancies to employment exchanges
41. Qualification for being engaged as an apprentice
42. Apprentices are trainees and not workers
43. Conduct and discipline of Apprentices
44. Methodology of Conduct of Labour Audit
45. Preamble

46. Peculiar Features of Indian Federalism
47. Fundamental Rights

48. Definition of State

49. Right to Constitutional Remedies

50. Directive Principles of State Policy

51. Writ Jurisdiction of High Courts and Supreme Court
52. General Principles of Interpretation
53. Internal and External Aids in Interpretation
54. Who May Sue for Specific Performance
55. Persons against whom Specific Performance cannot be Enforced
56. Declaratory Decrees
57. Preventive Reliefs
58. Kinds of Tortious Liability
59. Extra Judicial Remedies
60. Bar of Limitation
61. Classification of Period of Limitation
62. Opinion of Third Persons when Relevant
63. Oral, Documentary and Circumstantial Evidence
64. Structure of Civil Courts

65. Stay of Suit (Doctrine of Res Sub Judice)
66. Res Judicata
67. Set-off Counter-claim and Equitable Set-off
68. Temporary Injunctions and Interlocutory Orders
69. Important Stages in Proceedings of a Suit
70. Reference, Review and Revision
71. Classes of Criminal Courts
72. Summons and Warrants
73. Proclamation and Attachment
74. Powers of Magistrate

75. Summary Trials
76. Right to Know
77. Obligations of Public Authority
78. Information Commissions


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