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In Plato’s Philebus, Philebus argues that the good for us is the plenitude
of pleasure. Socrates in turn counters that ‘intelligence (nou~)’ is a far
better thing for a person’s life than pleasure. The dilemma that Plato’s
dialogue focuses on persists. Does a life that is a blend of intelligence
and pleasure owe its goodness primarily to the presence of reason, or
to the presence of pleasant feeling?1 Can the decisions of our will, in so
far as they are conditioned by our desires, be moral, or do they require
the fundamental intervention of reason, which means a way of life in
which the desires are strictly controlled for the sake of being ethical?
Plato’s Republic has bequeathed to us the model of a threefold division
of the soul, in which desires occupy the lowest rung, and the different
elements are ordered by reason. In the Christian tradition, the Augus-
tinian model and its Neoplatonic elements tended to encourage the di-
vision of the mind into a hierarchy of faculties. This fragmentation of
the mind was worrying to a number of seventeenth-century authors.2
In the seventeenth century, there was a re-examination of the rela-
tionship between the passions and reason, which for both scientific
and moral reasons was given a new basis and involved new syntheses.
While previously the relationship between the passions and reason was
of interest for theological reasons and for the determination of sin and
guilt, it became in the seventeenth century a concern for those seeking
autonomy and self-knowledge for the individual person and citizen.
In the modern context desire was elevated to a much more central role.
For many philosophers, such as Descartes, Spinoza, Locke, and Rous-
seau, desire came to be recognized as a productive emotional principle
and as the key to converting passions into active emotions. The up-
grading of desire went along with a modern emphasis on and support
for the active citizen, who could and should possess self-control, so as
to be in a position to make right decisions. Furthermore, the relation-
ship between desire and the search for self-control was affected by the
emergence of the concept of consciousness. As the particularly modern
concerns with self-control and with the coherence of the desires of the
self intensified, so did discussions of the fragmentation of desires and
of the interjection of reason. In this chapter I will explore these issues in
the intellectual movement from Locke to Rousseau.
I will argue first that, for Locke, desire plays a crucial role in defin-
ing the freedom of the will and proper human action. The role it plays,
however, is subtle and complex. Locke distinguishes desire from will
and reason, and sees proper action as requiring mediation by reason.
He is interested in the consciously acting citizen, but he finds that hu-
man beings are not always conscious of their desires and do not always
act fully consciously. He therefore advocates the suspension of desire.
However, he also distinguishes between the scientific concepts of ‘con-
sciousness’ and ‘conscience,’ the latter being the moral dimension of
consciousness, a fruitful distinction, which however, as we shall see,
contains an inherent tension. Locke gives priority to the relationship of
the self to itself in consciousness, but it is doubtful whether this rela-
tionship can provide a solution to the fragmentation of the modern self.
Locke’s theory of the self also does not provide adequate explanation
for how an atomized individual achieves an adequate level of ethical
consciousness – i.e., conscience. What Locke does give us, and what
Rousseau inherits from him, is a vision of desire that generates a di-
vided self that is pervaded with unease.
In the second part of the chapter, I turn to Rousseau’s theory of sen-
timent and conscience. Rousseau maintains that sentiment is anterior
to reason and is to be distinguished from the passions. Sentiment is
a component of conscience. Consciousness in Rousseau is sentiment
intérieur, a term that has the capacity to convey moral judgment and
so dispenses with the tension between consciousness and conscience
found in Locke. Rousseau provides a more persuasive account of the
citizen’s capacity to have confidence in his or her feelings, one which at-
tends to the ethical dimensions of citizenship. Conscience in Rousseau
is not merely individual and private in character; it also has a collective
dimension whose goal is the common good.
Rousseau’s thought is in many ways a response indebted to Locke’s
theory of consciousness and political theory. As mentioned above,
Locke gives priority to the relationship of the self to itself. Furthermore,
The uneasiness a Man finds in himself upon the absence of any thing,
whose present enjoyment carries the Idea of Delight with it, is that we call
Desire, which is greater or less, as that uneasiness is more or less vehement.
Where by the bye it may perhaps be of some use to remark, that the chief if
not only spur to human Industry and Action is uneasiness.7
good and evil of what we desire.’21 We thus suspend our will in favour
of deliberation on the worth of the desire, so that suspension is not
a radical abnegation of all desires. Locke’s remedy, the suspension of
desire, can be seen as a therapy, a cleansing of confused ideas concern-
ing apparent goods from the mind,22 a process that can facilitate the
revaluation, correction, or reform of our ideas, giving them an order
and cohesion that is a prerequisite for any conception of a real good.
Suspension of desire is possible, given that ‘the mind has a power
to suspend the execution and satisfaction of any of its desires; and so
all, one after another, is at liberty to consider the objects of them.’23 If
the general desire for happiness can explain the emergence of desires,
it can also explain the capacity for correcting them. It can, according to
Locke, show that we are able ‘to raise our desires in due proportion to
the value of that good, whereby in its turn, and place, it may come to
work upon the will, and be pursued.’24
In Locke, desire is distinct from reason. Desire certainly has the
power to trump reason, and reason ought to direct and mediate de-
sire. However, reason’s goal is happiness and pleasure together, which
requires the attainment of an object that is both pleasurable and good.
Suppression of mere desire, which is an act of liberation in which the
will expresses self-control and restraint, is not empty of content but
aims at a future good. It is in this way that liberty is linked to happi-
ness. It should, however, be noted that although Locke acknowledges
the power of desire, he does not provide a sufficiently complete theory
of the sentiments. Moreover, he highlights the division of the self into
its various desires, and so legitimizes the intervention of reason. By
contrast, as we shall see, Rousseau was to give desire precedence over
reason, in addition to formulating a more complete theory of the senti-
ments. However, first let us examine the problem of the divided self in
the context of Locke’s theories of identity and consciousness.
Uneasiness and desire in Locke direct the will in such a way that they
require mediation by consciousness so that the will may steer the per-
son toward proper action. As a result, consciousness must orient itself
to desire and the problem for Locke is that human action is often guid-
ed by an inadequate understanding of desires and their consequences
in practical life. He argues that ‘the Soul may not always think’25 and
also that memory is interrupted by forgetfulness. He thus finds that we
often act unconsciously, and consequently ‘we are not enough Masters
of our Minds.’26 In this, Locke is using a quite distinct account of ‘con-
sciousness.’ At the time, the term was a neologism in English, dating
from the publication of Ralph Cudworth’s True Intellectual System of the
Universe in 1678. It was formulated as a way of conveying the mind’s
specific awareness of itself. In Cudworth’s teaching, as in Locke’s, con-
sciousness is not mere awareness (of however private a nature); it is,
as Catherine Glyn Davies puts it, reflexive self-awareness.27 This self-
reflexive account of consciousness in Locke must be distinguished from
‘conscience,’ with its moral connotations and associations with guilt as
emphasized in Christian thought. The new fashion in which Locke and
his contemporaries were using the term consciousness posed problems
for Coste, Locke’s French translator, who rendered consciousness in a
number of different ways, such as ‘conviction intérieure’ and ‘sentiment
intérieur.’28 Indeed, the tendency to interpret consciousness in terms of
sentiment was of central importance in the French Enlightenment and
in Rousseau, as we shall see in the next section. What matters in Locke’s
account of consciousness is the divided nature of the reflective self. In
the second book of his Essay, Locke outlines his theory of personal iden-
tity. A person is his or her consciousness, not his or her body, and not
his or her soul as a thinking substance. Locke gives two definitions of
the person in the Essay. In the first one, he emphasizes that a person is
a thinking intelligent Being, that has reason and reflexion, and can con-
sider itself as itself, the same thinking thing in different times and places;
which it does only by that consciousness, which is inseparable from think-
ing, and as it seems to me essential to it.29
a forensic term appropriating Actions and their merit, and so belongs only
to intelligent Agents capable of Law, and Happiness and Misery. This per-
sonality extends it self beyond present Existence to what is past, only by
consciousness, whereby it becomes concerned and accountable, owns and
imputes to it self past Actions, just upon the same ground, and for the
same reason, that it does the present.35
In this second definition of the person, present and past actions are
linked through consciousness in a manner that has moral implications.
The self-reflexively constituted person sees himself as if through the
eyes of another and this has a bearing on his responsibility for rele-
vant actions. The person is the owner of himself, proprietor of his own
words and actions and accountable for them. Appropriation of past
and present experiences is enacted through self-reflection and memory
as if one were another being judging the self. The conscious person is
aware of his actions, thoughts, and words, given that he is possessed of
the ability to both distance himself from, and yet identify himself with,
them. Only such a person may be described as responsible. Self-aware-
ness, self-appropriation, and accountability are mutual preconditions.
An implication worth emphasizing here is that Locke’s account of
an morally responsible personal identity does not depend upon any a
priori ontology of personhood; rather, personal coherence and respon-
sibility arise with the consciousness of thoughts and actions. Locke
nevertheless concedes that we are not conscious of all our thoughts
and actions – we cannot always reconcile or appropriate them: ‘Since a
man Drunk and Sober is not the same person, why else is he punished
for the Fact he commits when Drunk, though he be never afterwards
conscious of it?’ However, the drunk acknowledges that a judge justly
punishes him ‘because the Fact is proved against him, but want of con-
sciousness cannot be proved for him.’36 Here we have three relevant
persons – the sober person, the drunk, and the judge – each being fully
Locke sees it, is only partial. Reflectivity attains its highest level when
it is illuminated by divine judgment. Given Locke’s recourse to divine
intervention, it is questionable to what extent such an agent is really
capable of supporting and representing himself or herself rather than
being represented by someone else, by some other part of the self. Is the
decisive criterion upon which the cohesion of the self is based the self-
referential relationship, moral conscience, or the divine revelation that
illuminates a person and renders the self transparent? The answer to
this question remains open, which is attributable to Locke’s methodol-
ogy, which in turn takes as its starting point each self as an individual.
In his political theory, he also gives priority to private property over
civil society. Already in the state of nature, each human being is owner
of his person and his belongings. By contrast, for Rousseau – although
he was both familiar with Locke and shared his critical stance vis-à-vis
the origins of kingly and paternal power – private property, and the
development of reason do not predate the establishment of society, but
rather follow it. To the question of what the decisive factor is for the
cohesion of the self, conscience, and the community, he replies with a
theory of the sentiments, as I shall now show.
As Mark Blackell points out, for Rousseau desire reveals itself as the
crucial middle term between individual and collective.40 Indeed, Rous-
seau gives a dialectical and critical account of the history of desire from
brute instinct in individuals to the desire for the common good. Rous-
seau’s political system, a revolutionary republicanism, derives from his
historical anthropology. Its constituent elements are the history of de-
sire and the history of labour. Our question is, within the ‘polyvalence’
of Rousseau, is his political theory as dynamic and coherent as his an-
thropology promises? How precisely do his accounts of the human be-
ing and the citizen cohere?
Rousseau draws a radical distinction between sensibility and reason.
In his Discourse on Inequality, he depicts love of self (l’amour de soi-même)
and pity as principles anterior to reason. It is only through the activity
of passions that our reason is perfected; ‘we seek to know only because
we desire to have pleasure; and it is impossible to conceive why one
who had neither desires nor fears would go to the trouble of reason-
ing.’41 It is from the conjunction and combination of these principles
that all the rules of natural right flow.42 Love of oneself ‘interests us
been infinitely closer than in the state of reasoning,58 such that, not-
withstanding the cohabitation of pity with love of self, it must have
been difficult to avoid passive identification with the other. In Emile,
thanks to the process of proper upbringing, pity does not reach the
point of absolute identification with the other, given the intervention of
reflection and self-interest. What emerges, given that there has been an
evolution of imagination and reason, is a more moderate relationship
between self-love and pity.
The elaboration of pity in Emile presupposes the formation of a com-
munity where unequal social relations predominate, so that there is
a possibility of comparing different social situations. Clifford Orwin
maintains that Rousseau was ‘the first philosopher to teach the rich to
hate themselves.’59 Nevertheless, on the basis of our analysis, pity for
Rousseau cannot get to the point of hatred, as there is a moderation of
absolute identification with the suffering person and so of the passion,
averting intense emotions such as hatred.
Conscience as Sentiment
Love of self and pity are not merely sentiments. In the Discourse on
Inequality and in Emile they are principles of natural law and justice.
As Rousseau writes in Emile, ‘It is not true that the precepts of natu-
ral law are founded on reason alone. They have a base more solid and
sure. Love of men derived from love of self is the principle of human
justice.’60 Emile includes an elaboration of Rousseau’s theory of con-
science. As already mentioned, Coste translated Locke’s term ‘con-
sciousness’ with the French sentiment intérieur. This term was used by
Malebranche and denoted a private and inferior kind of awareness, to
be distinguished from knowledge.61 Rousseau interprets consciousness
as meaning interior sentiment, associates it with self-consciousness,
and situates it in time (as did Locke): strictly speaking, the life of the
individual begins’ relatively late,
In Rousseau, the active thinking ego is not at the centre, for ‘not only do
I exist, but there exist other beings.’ Error can originate as much from
reason taken in isolation as from the senses taken in isolation. Thus
Rousseau believes, on the one hand, in the existence of a distinct and
active intelligence,66 and on the other, in the anteriority of sensibility:
‘To exist, for us, is to sense.’67 This is to posit a new kind of sensuous
ego emerging out of a balance between activity and passivity. While
these two different ‘voices,’ the active and the passive, are distinct,
they possess a channel of communication in the form of sincerity of
heart. Rousseau sees this as self-evidently the case: ‘an easy and simple
ity, Rousseau makes a cogent critique of the contract on which civil so-
ciety is based and by means of which society is divided into rulers and
ruled – there is always the real threat of a return to the state of nature
as a state of war. As he formulates it more clearly in the Social Con-
tract, Rousseau explains that the only genuine form of consent is active
participation.79 Active citizenship is attributable, to a great extent, to
the unity of conscience, which successfully links personal interest, self-
love, and love of freedom with the common good; the citizen may thus
defend the common interest as if it were his own personal affair.
In his Essay, Locke posed a serious question: how can one human
being be many persons, play different roles, and also retain his coher-
ence? In our analysis of what should constitute his answer, we had to
link his epistemological to his moral sense of the person. The require-
ment that the two be linked is a crucial issue. In Rousseau’s view, a
person can retain his coherence and take proper decisions, in spite of
the influences to which he may be subjected, thanks to his inner senti-
ment. It is because of this that the judge and guarantor of the coher-
ence of a person can be internalized. This criterion is also of practical
importance in the face of instances of breakdown of personal identity.
In Rousseau, morality has priority with respect to knowledge. Thanks
to his moral sentiments, a person is able to maintain his coherence,
keep his promises, and make proper decisions. As I have tried to ar-
gue, Locke’s theory attributes priority to consciousness, to the epis-
temological dimension of the conscious self. Rousseau’s approach is
the opposite: he attributes priority to the sentient self, which is able to
interiorize the other. It thus seems that God, or the judge, is immanent
to moral sentiments.
NOTES
receive according to his doings, the secrets of all Hearts shall be laid open’ (em-
phasis in original).
40 Mark Blackell, ‘Rousseau, Constant, and the Political Institutionalization
of Ambivalence,’ in this volume.
41 Rousseau, Discourse on Inequality, Collected Works of Rousseau (CWR) III,
27; Oeuvres Complètes (OC) III, 142.
42 Ibid., CWR III, 15; OC III, 126.
43 Ibid., CWR III, 15; OC III, 126.
44 Ibid., CWR 36; OC III, 156.
45 Ibid., CWR III, 37; OC III, 155.
46 Ibid., CWR III, 38; OC III, 156.
47 Katrin Froese, ‘Openings that Close: The Paradox of Desire in Rousseau,’
in this volume, p. 00. <supply page of quote at proofs>
48 Rousseau, Discourse on Inequality, CWR III, 37; OC III, 155.
49 Ibid., CWR III, 38; OC III, 156–7.
50 Blackell, in this volume, p. 00. <supply at proofs>
51 Ibid., CWR III, 15; OC III, 126.
52 Rousseau, Emile, ed. Bloom, 223; OC IV, 506.
53 Ibid., ed. Bloom, 224; OC IV, 507.
54 Ibid., ed. Bloom.
55 Ibid., ed. Bloom, 225; OC IV, 508.
56 Ibid., ed. Bloom, 226; OC IV, 510.
57 Ibid., ed. Bloom, 229; OC IV, 514.
58 Rousseau, Discourse on Inequality, CWR III, 37; OC III, 156.
59 Orwin, ‘Rousseau and the Discovery of Political Compassion,’ 310.
60 Rousseau, Emile, ed. Bloom, 235; OC IV, 523.
61 See Davies, Conscience as Consciousness, 16.
62 Rousseau, Emile, ed. Bloom, 78; OC IV, 301.
63 Locke, Essay II, xvii, § 26, 346.
64 Rousseau, Emile, ed. Bloom, 270; OC IV, 570.
65 Ibid., ed. Bloom, 291; OC IV, 602.
66 Ibid., ed. Bloom, 272; OC IV, 573.
67 Ibid., ed. Bloom, 290; OC IV, 600.
68 Ibid., ed. Bloom, 267–8; OC IV, 570.
69 Israel, Radical Enlightenment, 719.
70 Rousseau, Emile, ed. Bloom, 272; OC IV, 573.
71 Ibid., ed. Bloom, 267; OC IV, 566.
72 Ibid., ed. Bloom, 226 and 287; OC IV, 510 and 596.
73 Rousseau, Geneva Manuscript: CWR IV, 80; OC III, 286.
74 Rousseau, Social Contract: CWR IV, 195; OC III, 432–3.