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Invited Feature Article

pubs.acs.org/Langmuir

Colloid and Materials Science for the Conservation of Cultural


Heritage: Cleaning, Consolidation, and Deacidification
Piero Baglioni,* David Chelazzi, Rodorico Giorgi, and Giovanna Poggi
Department of Chemistry and CSGI, University of Florence, via della Lastruccia 3 - Sesto Fiorentino, 50019 Florence, Italy

ABSTRACT: Serendipity and experiment have been a


frequent approach for the development of materials and
methodologies used for a long time for either cleaning or
consolidation of works of art. Recently, new perspectives have
been opened by the application of materials science, colloid
science, and interface science frameworks to conservation,
generating a breakthrough in the development of innovative
tools for the conservation and preservation of cultural heritage.
This Article is an overview of the most recent contributions of
colloid and materials science to the art conservation field,
mainly focusing on the use of amphiphile-based fluids, gels,
and alkaline earth metal hydroxide nanoparticles dispersions
for the cleaning of pictorial surfaces, the consolidation of artistic substrates, and the deacidification of paper, canvas, and wood.
Future possible directions for solving several conservation issues that still need to be faced are also highlighted.

■ INTRODUCTION
Conservation science is a complex discipline that deals with the
Concepts and tools7−10 belonging to the realm of colloid and
materials science, which have acquired a leading role in the
restoration and preservation of a large variety of materials development of advanced and functional tools constituting a
constituting our cultural heritage. At first sight, one might think large portion of the commercial products that are consumed daily
that science, art, and humanities are disconnected disciplines. by millions of people all over the world and used in a variety of
However, our way of thinking and behaving depends strongly on applications including cosmetics, food, and pharmaceutics,11−13
the legacy of physical artifacts and intangible attributes of a may lead to a dramatic enhancement of the effectiveness and
society, inherited from past generations, maintained in the durability of restoration interventions.
present, and possibly bestowed for the benefit of future Typically, works of art comprise both movable and immovable
generations. objects. The first class includes all of the documentary and
Because of the complexity of artistic and historical substrates, historical manuscripts and books, usually made of paper or
conservation science has explored different routes, developing parchment, easel paintings on wood or canvas, and a large variety
several approaches for solving conservation issues. For instance, of objects such as statuettes, jewelry, and textiles. Immovable
new resins that are more stable than natural ones, while works of art mainly consist of mural/wall paintings, architectonic
exhibiting similar optical properties, have been developed and substrates, statues, and several kinds of stone-based artifacts.
applied as varnishes for retouching paintings.1 Furthermore, the Regardless of their nature, artifacts are irremediably exposed to
analysis of materials is often considered to be a preliminary step several degradation agents: physical erosion, chemical degrada-
for suggesting treatments for works of art: in the conservation of tion, temperature, relative humidity, light, and microorganisms,
matte paintings, the analysis of the physical and optical properties all accounting for the natural aging of art materials. Moreover,
of the painted layers is the key to choosing the best materials for anthropic activities increase the concentrations of SO2, NOx, and
their consolidation.2 Electrochemistry and corrosion science VOC (volatile organic compound) gases in the atmosphere that
have proven useful in conserving bronze outdoor statuary,3 and eventually lead to the corrosion of artistic substrates,
colloid science has been providing an increasingly important contributing to the degradation of works of art. Finally, it must
contribution to the development of restoration tools. Among the be outlined that in some cases conservation issues are due to past
systems specifically tailored for conservation issues, nano- extemporized restoration interventions that were based on trial-
particulate inorganic sols (nanosols),4 colloidal silica,5 and and-error practice.
alkoxysilane6 play an important role in stone and wood Depending on the type of artistic substrate, different tasks are
conservation. In particular, because of their high surface-to- necessary for conservation purposes. A large fraction of
volume ratio, nanosols are metastable and usually hydrolyze to
form 3D xerogel networks that improve the mechanical Received: November 8, 2012
properties and resistance to water, fire, and microbial or insect Revised: February 19, 2013
attack of wood or stone objects. Published: February 25, 2013

© 2013 American Chemical Society 5110 dx.doi.org/10.1021/la304456n | Langmuir 2013, 29, 5110−5122
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Figure 1. Degradation of a wall painting. (A) Paint layer detachments (white spots). (B) Salt efflorescence. (C) Paint layer flaking and detachment due
to the presence of organic coatings. The polymer coating acts as a barrier preventing the natural “breathing” of the surface and consistently increasing the
mechanical stresses due to salt crystallization at the painting−polymer interface.

conservation interventions consists of cleaning surfaces, tools have been conceived and offered to conservators,
consolidating surfaces and bulk layers, and deacidification. constituting a new palette of treatments that exhibit high
Cleaning mainly consists of the selective removal of dirt, grime compatibility with the original artistic substrates and therefore
(greasy material, dust, etc.), and natural or synthetic polymers grant long-term durability.
from the surface of coated movable and immovable works of art. The aim of this Feature Article is to illustrate some of the main
The application of natural varnishes has been largely performed achievements attained for the conservation of cultural heritage in
in the past and has been traditionally adopted by easel painting the framework of surface and colloid science, providing an up-to-
artists that wanted to enhance the visual properties of their date overview focused on the research activity of the authors of
works. In addition to improving the appearance through the this Feature Article, including future directions and perspectives
saturation of color, traditional conservation practice foresees the in the field. In this regard, nanostructured fluids such as
use of such materials to provide a vast number of different artistic microemulsions and micellar solutions, highly retentive chemical
substrates with hydrophobic properties and surface protection. gels, and nonaqueous dispersions of alkaline nanoparticles will be
Starting from the second half of the 20th century, synthetic described in the following sections.


polymers have been enthusiastically adopted, mainly because
they were thought to be highly resistant to aging and easily PROTECTION AND RESTORATION OF CULTURAL
removable. Unfortunately, synthetic polymers undergo degrada- HERITAGE
tion similarly to that of natural resins, resulting in the decrease of
their solubility in net solvents and in the significant alteration of In this section, we report three applications of colloid science that
their visual aspect (mainly yellowing).14 Because of their address a large fraction of conservation issues: (i) cleaning with
adhesive properties, synthetic polymers have been used to nanostructured fluids, (ii) the use of gels to control/enhance the
readhere detached or damaged parts in the external layers of cleaning action, and (iii) the application of nanoparticles for
works of art. For instance, acrylate, vinyl, silicone, and epoxy consolidation and deacidification purposes.
polymers are widely used for the consolidation and protection of Wall Painting Cleaning: Microemulsions and Micellar
stone and wall paintings. However, the use of synthetic adhesives Solutions. The main component of the majority of mural
results in the strong alteration of physicochemical properties of paintings is calcium carbonate, which is obtained by the reaction
the original substrates, such as porosity, water capillarity, water of calcium hydroxide (hydrate lime) with atmospheric CO2. In a
vapor permeability, and surface wettability,15,16 generating in the typical wall painting belonging to the classic tradition, three
long term enhanced degradation that can proceed even up to the layers can be individuated: the so-called arriccio constitutes the
loss of the artifacts. inner layer that is in contact with the wall structure. Its
Another important class of works of art subjected to composition is rich in sand, which is used as a filler to improve the
degradation are cellulose-, parchment-, and leather-based mechanical properties of the plaster. The second layer, called the
artifacts (mainly documentary and historical manuscripts and intonaco, is obtained by mixing equal amounts of lime and sand.
books), which are threatened mainly by hydrolysis and oxidation The paint layer, consisting of a mixture of pigments and calcium
reactions (acidity plays a fundamental role in the catalysis of hydroxide, is located on the intonaco. Frescoes are paintings in
these reactions) that lead to the loss of paper/parchment which the pigments are applied directly to the wet intonaco layer.
mechanical resistance.17,18 Conservation practice usually in- The application of coloring materials on dried surfaces is called
volves the use of alkaline aqueous solutions for paper the secco technique. In this case, the paint layer may also contain
deacidification whereas polar solvents are discouraged on organic binders such as egg, milk, and animal glues.
collagen-based substrates. However, water causes the swelling Wall paintings are commonly subjected to two important
of cellulose fibers and the leaching of compounds associated with degradation pathways: (i) the formation of sulfates depleting and
paper (inks, sizing, etc.). This limitation has favored the weakening the carbonate layer and (ii) the solubilization and
development of nonaqueous deacidification methods. recrystallization of sulfate salts during relative humidity cycles
In the past 15 years, tools from nanoscience and in particular (chloride and nitrate salts can also be present, even in large
from colloid and surface science were demonstrated to overcome amounts), leading to mechanical stress within the wall pores and
some of the limits of traditional restoration methodologies by eventually to the pores’ collapse. As a result, the paint layer
providing, in a new cultural framework, innovative method- exhibits flaking and detachment (Figure 1).
ologies and materials for the above-described conservation As stated above, the use of synthetic polymers as coating and
issues. As a result, several reliable, easy to use, and inexpensive protective agents has been widely practiced by conservators to
5111 dx.doi.org/10.1021/la304456n | Langmuir 2013, 29, 5110−5122
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Figure 2. Details of wall paintings by Masaccio and Masolino in the Brancacci Chapel, Florence. The right upper panel shows wax spots under UV light
before cleaning. The right lower panel shows the same area after cleaning with a microemulsion under visible light. On the left, the entire scene after
restoration is shown (courtesy of Piero Baglioni).

Table 1. Composition of Some Amphiphilic Cleaning Systems That Have Been Used for the Conservation of Cultural Heritagea
Xyl21,22 Xyl-ND8,22 EAPC23,24 APG25
component % component % component % component %
water 85.40 water 86.20 water 73.30 water 99.00
SDS 4.10 SDS 3.90 SDS 3.70 AGE 0.52
1-PeOH 7.90 1-PeOH 6.50 1-PeOH 7.00 AGESS 0.12
p-xyl 2.60 p-xyl 1.80 PC 8.00 p-xyl 0.36
ND 1.60 EA 8.00
a
SDS, sodium dodecyl sulfate; 1-PeOH, 1-pentanol; p-xyl, p-xylene; ND, nitro diluent, a commercial mixture of 62% toluene, 15% butyl acetate, 15%
ethyl acetate, 6% n-butyl alcohol, and 2% cellosolve acetate; PC, propylene carbonate; EA, ethyl acetate; AGE, alkyl polyglycoside ester; AGESS,
sodium alkyl polyglycoside sulfosuccinate.

improve both the mechanical properties of flaking frescoes and a ment of grime/soil removal and on the confinement of the
painting’s appearance. In particular, acrylic polymers constitute hydrophobic material (wax) inside the oil (in the present case,
the majority of synthetic products used in the restoration and dodecane) microemulsion droplets. This avoids the spreading of
conservation of inorganic substrates. However, flaking and the dissolved wax into the wall pores, as would have occurred
detachment phenomena are enhanced by the presence of these with pure solvents.20
hydrophobic coatings over the surface (Figure 1). Therefore, the Another important general feature is that aqueous amphiphilic
degradation of the polymers and the severe alteration caused by systems allow a significant decrease in the amount of organic
these materials to artistic substrates require their removal. solvents involved in a typical cleaning procedure, therefore
The first application of amphiphile-based systems for the depressing the system’s toxicity and environmental impact.
cleaning of works of art dates back to the end of the 1980s, when Usually, the concentration of the dispersed organic phase is
a water-based microemulsion was specifically designed and used below 10−15% and varies according to the different cleaning
for the removal of hydrophobic wax spots from the surface of systems, as reported in Table 1.
Renaissance wall paintings in the Brancacci Chapel in Florence In addition to that, regardless of the type of microemulsion or
(Figure 2). micellar solution applied, the use of a confining system to trap a
The inspiration for applying a microemulsion for cleaning micellar solution or microemulsion is always encouraged in order
came to one of the authors of this Article (P.B.) from a study by to have fine control of the cleaning action. In the case of cleaning
De Gennes and Taupin.19 The four-component microemulsion mural paintings, the confining system usually consists of a
cleaning system used on the Brancacci Chapel paintings was a poultice of cellulose pulp loaded with the selected complex fluid.
modification of the so-called French microemulsion and Whenever direct solubilization of the coatings takes place, the
consisted of dodecane droplets stabilized in water by a sodium poultice acts as a spongelike tool, further limiting the diffusion of
dodecyl sulfate ionic surfactant and a 1-pentanol cosurfactant. any solubilized material within the porous matrix of the substrate.
With respect to traditional cleaning with pure solvents, the main This, together with the hydrophilic barrier provided by the
advantage in the use of microemulsions relies on an enhance- continuous aqueous medium of the microemulsion, strongly
5112 dx.doi.org/10.1021/la304456n | Langmuir 2013, 29, 5110−5122
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hinders the redeposition of solubilized hydrophobic material in that the microemulsion consists of droplets with a hydrodynamic
the wall’s pores, as would occur with neat solvents (Figure 3). diameter of about 17 to 18 nm.22 The efficacy of this system (Xyl-
ND, see Table 1) was positively assessed during the cleaning of a
late 14th century wall painting (Cappella Guasconi) in Arezzo,
Italy,22 and in several other restoration interventions where aged
Paraloid was removed.
Besides acrylic polymers, vinyl-based coatings have been
largely used for the consolidation and protection of works of art.
Xylene is not a good solvent for this class of polymers because of
its low polarity; therefore, different amphiphilic systems
containing polar organic phases were developed, characterized,
and assessed in recent applications. Propylene carbonate (PC)
was successfully included in a four-component system consisting
of SDS, 1-pentanol, water, and 22%PC.22 This system has been
fully characterized by self-diffusion NMR and SAXS in order to
clarify the nature of its nanostructure.29 It was reported that
propylene carbonate is mainly solubilized in the continuous
phase (water), but a significant amount (40% w/w) is contained
in the micelles, acting mainly as a cosurfactant for the SDS
micelles, decreasing their size and aggregation number by
increasing the mean headgroup area of SDS. This system has
been successfully tested in Siena (paintings of Lorenzo di Pietro
called “il Vecchietta” in the Old Sacristy of Santa Maria della
Scala (15th century)) and in Conegliano (mural paintings of
Figure 3. Organic coatings on a porous substrate (A). On the left (B), Pozzoserrato from the external walls of the Santa Maria dei
the use of neat organic solvents causes the solubilization of the coating Battuti Cathedral (16th century)), where it efficiently removed
within the pores (B1 brown) and the redeposition of the dissolved polyvinyl acetate and acrylic polymers not removable with
coating within the substrate’s pores upon solvent evaporation (B2). On conventional cleaning systems such as neat solvents.22,30
the right (C), the continuous aqueous phase acts as a hydrophilic (C1 The four-component system (water/SDS/PC/1-pentanol)
blue) barrier, preventing the penetration of the removed hydrophobic
was later modified by adding ethyl acetate (EA), which is a good
material within the porous substrate. The poultice acts as a spongelike
tool, further limiting the spreading of the removed polymer (C2). solvent for both vinyl and acrylic copolymers. The composition
of this system, named EAPC, is indicated in Table 1. EAPC is one
of the most effective tools recently developed for the removal of
When the cleaning fluids produce only the swelling of the polymeric coatings from artistic substrates. The structure of
coatings, as occurs with silicon polymers, gentle mechanical EAPC has been recently investigated by SANS contrast
action is required to complete the removal process. Interestingly, variation,28 deuterating in a selective fashion the EAPC
the latter case indeed represents an ideal condition for selective components to determine the structure and constituent location
cleaning because the coating is peeled off without being of this complex fluid. The presence of two solvents (EA and PC)
solubilized and no residues are left on the substrate. that are soluble in both the dispersed and the continuous phase
At the end of the 1990s, two oil-in-water microemulsion points to the definition of the system as composed of swollen
systems were developed, differing from each other in the ionic micelles even if its structure is definitely more complicated. The
(sodium dodecyl sulfate, SDS) or nonionic (polyoxyethylene interaction of EAPC and the polymeric coating is affected by the
sorbitan monoleate, TWEEN 80)21 surfactant. The oil phase presence of a water-soluble blend of organic solvents that
consisted of xylene26,27 because of its high affinity for aged acrylic dynamically exchange between micelles and the continuous
polymers. In particular, the system containing SDS and 1- phase, leading to a faster and more efficient interaction with the
pentanol as cosurfactants (Xyl, see Table 1) has proven to be polymer layer.23 Interesting case studies concerned the removal
effective in many practical case studies. The interaction of acrylic−vinyl copolymers (Mowilith products) that were
mechanism between the cleaning system and acrylic polymeric widely applied to mural paintings belonging to the Mesoamer-
coatings has been investigated in order to achieve a thorough ican cultural heritage (Mayapan − Yucatan, Mexico; Cholula −
comprehension of the different steps involved in the cleaning Puebla, Mexico)24 (Figure 4).
process.24 Upon interaction with the polymer, a fraction of the This system was also found to be efficient in the removal of
solvents (1-pentanol and xylene) migrates from the micro- acrylic−vinyl copolymers and siliconic resins that are usually
emulsion droplets to the coating; because of the loss of the impossible to remove with conventional cleaning systems. Figure
organic fraction, the micelle size decreases and the swollen 5 shows the cleaning of a wall painting in the Annunciation
polymer detaches from the surface, resulting in surface cleaning. Church in Nazareth, Israel, where a mixture of different
The structure of the microemulsion has been characterized down polymers, including siliconic resins, were successfully removed
to the nanoscale by small angle X-ray scattering (SAXS), small- with the EAPC system.28
angle neutron scattering (SANS), and photocorrelation spec- The formulations containing xylene and propylene carbonate
troscopy (QELS).28 solvents require the presence of significant amounts of SDS.
To enhance the removal effectiveness, the Xyl microemulsion Nonionic surfactants exhibit the advantage, over ionic
can be modified by adding to the oil phase variable amounts of surfactants, of lowering the CMC, thus allowing the use of
nitro diluent (ND), a commercial blend of solvents (mainly smaller amounts of nonvolatile components that might remain as
toluene, butyl acetate, and ethyl acetate). QELS analyses showed residues on the painting after the cleaning. An interesting
5113 dx.doi.org/10.1021/la304456n | Langmuir 2013, 29, 5110−5122
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Figure 4. Removal of organic coatings from a Mesoamerican mural painting in Cholula (upper panel). On the bottom left (A), the presence of the
organic coating significantly alters the readability of the painting. On the right (B), the same area partially cleaned after the application of a
microemulsion (courtesy of Piero Baglioni).

Figure 5. Wall paintings in the Conon Apse (Annunciation Church in Nazareth, Israel). On the left, the effect of the polymer coating on the pictorial
surface. On the right, the same area after complete removal achieved by using the EAPC system.28

application of nonionic surfactants concerned the use of alkyl surfactants with the aim of producing more environmentally
polyglycoside (APGs) for the formulation of cleaning systems friendly, but still effective, systems.
(Table 1); in particular, an oil-in-water microemulsion, formed Easel Painting Cleaning: Gels. A stratigraphy of a typical
from less than 1% of a mixture of polyglucoside surfactants and easel painting is depicted in Figure 6. Starting from the bottom,
the supporting material consists of linen (or another natural
about 0.5−1% oil, was successfully applied for the removal of
cellulosic fiber); a preparation layer (ground layer) made of
Paraloid B72 (70:30 ethyl methacrylate/methyl acrylate gypsum (or lead carbonate) mixed with animal glue is laid on the
copolymer) from the wall paintings in Santa Maria della Scala, support in order to create a homogeneous substrate upon which
Siena, Italy.25 the artist paints by using pigments, in most cases, dispersed in oil
Research efforts are currently devoted to the development of (paint layer). Finally, a varnish layer is laid over the paint layer for
novel formulations involving the use of biodegradable nonionic both aesthetic and protective purposes.
5114 dx.doi.org/10.1021/la304456n | Langmuir 2013, 29, 5110−5122
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Figure 6. (Left) Stratigraphy of a typical easel painting. (Right) Stratigraphy of an easel painting restored using a traditional approach. Usually, during
the restoration, a second canvas is glued to the back side of the painting (relining adhesive and canvas), and after the thinning of the aged varnished using
neat solvents or solvent gels, fresh varnish is often applied to the front of the canvas.

Figure 7. (Left) SEM image of the relining glue covering the linen sample. (Right) Linen sample after the removal of the acrylic vinyl copolymer glue by
the application of an acrylamide/bisacrylamide hydrogel loaded with the EAPC system.44

Because of photooxidation and thermal oxidation,31 the of gels for the removal of dirt and coatings from artistic substrates
varnish layer naturally ages, undergoing both discoloration and underwent a major advancement in the late 1980s when Richard
cracking, altering the readability and visual appearance of the Wolbers proposed the use of polymers (e.g., poly(acrylic acid))
work of art. In addition to that, oil and varnish may release acid as gellants.40 These systems (called solvent gels) enabled the
products that catalyze the hydrolysis of the cellulose constituting control of components such as cosolvents, enzymes, and
the canvas, resulting in the loss of the mechanical properties of detergents, limiting the evaporation of solvents and their
the canvas support.32 The traditional conservation approach penetration into the artifact to be cleaned. However, the network
foresees the thinning of the aged varnish using neat solvents or of these physical gels is based on weak interactions (dipole−
solvent gels, even though the varnish solubility strongly decreases dipole interactions and/or hydrogen bonding), leading to the
upon aging; after this operation, fresh varnish, natural or presence of residues left on the artifact after gel application.41
synthetic, is often applied. The reinforcement of the degraded The removal of these residues would require the use of solvents,
canvas is carried out by gluing a new canvas on the back of the reproducing the problems connected to the application of neat
easel painting. (This operation is called relining.) Figure 6 shows solvents.41
the stratigraphy of the easel painting after restoration with An elegant solution to the residue issue is the use of chemical
traditional materials. gels whose network is formed by covalent bonds. Such materials
Nowadays synthetic polymers, including glues and varnishes, can be loaded with micelles or microemulsions or with polar neat
are frequently used for canvas relining. Synthetic polymers, in solvents while exhibiting high retention capability. For instance,
particular, poly(vinyl acetate) (PVAc) adhesives, favor further it has been shown that acrylamide-based chemical gels can be
degradation of the support because of the products formed obtained through the radical polymerization of acrylamide
during their own degradation, making their removal compul- monomer and N,N′-methylene bisacrylamide (cross-linker).42,43
sory.33,34 The resulting tridimensional network of covalent bonds
Varnishes and glues can be directly removed using neat produces systems that can be loaded with water or micellar
solvents. As for wall paintings, the use of neat solvent has two solutions/microemulsions, exhibiting good retention properties.
main contraindications: (i) the solubilized materials diffuse In recent work, acrylamide gels have been synthesized and loaded
within the work of art layers; (ii) several solvents are harmful to with the EAPC amphiphile-based fluid for the selective removal
both the operator and the environment. To avoid these issues, of adhesives used for canvas relining.44
amphiphilic aqueous systems could be used. However, aqueous Model samples simulating the back side of canvases treated
systems cannot be directly used on water-sensitive works of art with adhesives have been relined using an acrylic vinyl copolymer
(such as easel paintings) because of the possible swelling and such as Mowilith DMC5 (a commercial copolymer consisting of
mechanical stress of the canvas, the ground, and the paint layers. 65% vinyl acetate and 35% n-butyl acrylate).44 The removal of
The confinement of these cleaning fluids in highly retentive gels the adhesive from the surface was achieved by using two different
allows the thinning of natural and synthetic polymeric layers and acrylamide/bisacrylamide hydrogels loaded with EAPC. In
their controlled removal. particular, the two gels have a constant cross-linker/monomer
In recent years, several authors have largely investigated the ratio but differ for the polymer network concentration and were
synthesis of new classes of gels, exploring their potential as characterized by means of differential scanning calorimetry
cleaning tools for cultural heritage objects.9,35−39 The application (DSC), scanning electron microscopy (SEM), and small-angle
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Figure 8. pHEMA/PVP thin gel film application over a model sample simulating the Tibetan painting technique of Thang-Ka (tempera magra), which is
very sensitive to water. The panel on the left is the artificially soiled Thang-Ka. Soil is removed without damaging the pictorial layer, using the gel loaded
with water.46

X-ray scattering (SAXS). A higher concentration of polymer produced by the hydrolysis of poly(vinyl acetate), and depending
resulted in a more compact structure that allowed the on its degree of hydrolysis, several HVPDs can be produced and
confinement of aqueous systems in smaller pores and thicker loaded with polar solvents, enzymes, and amphiphilic
pore walls, resulting in different mechanical properties and water systems.37−39 The main feature of these systems relies on the
retention capability. The hydrogel with the more compact possibility of their removal by peeling without the use of neat
structure swelled the coating layer that was then removed by solvents, as would occur with solvent gels.
gentle mechanical action. The absence of any detectable gel In conclusion, by coupling highly retentive supporting gels
residues, determined via FT-IR ATR measurements, is also with nanostructured amphiphilic systems, a new palette of
clearly shown by SEM images of the samples (Figure 7), where cleaning tools has been offered to the conservator community.
the excellent cleaning and removal of the adhesive are evident.44 These new cleaning systems have tremendous advantages when
The same acrylamide-based polymeric network has been easy, selective, and controlled removal of undesired layers (dirt,
considered to formulate a magnetically responsive gel tailored to grime, polymers, etc.) is required.
clean marble, mural, and easel paintings. This gel consists of a Consolidation and Deacidification: Alkaline Earth
network functionalized with CoFe2O4 nanoparticles, which can Metal Hydroxide Nanoparticles. Alkaline earth metal
be loaded with an oil-in-water microemulsion for the selective hydroxides can be used for a twofold task in the field of cultural
removal of Paraloid B72 coatings. Besides the control of the heritage conservation. As reported in the previous sections, wall
cleaning action, these responsive systems allow the minimization paintings and carbonatic stones can degrade for several reasons.
of the mechanical action needed to remove them from the A valid alternative to the use of polymers for consolidation is
treated substrate, as required in the cleaning of very precious constituted by the use of inorganic consolidants. Among these,
artifacts. In fact, these gels can be easily removed in the presence nanoparticles of alkaline earth metal hydroxides can be
of a magnetic field such as that of a simple permanent considered to be the most reliable and durable systems. In wall
magnet.43,45 painting consolidation, nanoparticles replace the original pig-
Gels having a higher solvent retention capability are required ment’s binder lost during the degradation process, reconsolidat-
when water-based cleaning fluids are used for the cleaning of ing the painting in a fully compatible way. In addition to that,
hydrophilic and highly water-sensitive works of art (manuscripts calcium and magnesium hydroxides have proven to be excellent
and watercolor paintings). For these artifacts, properly designed compounds for the deacidification of cellulosic works of art.
gels were recently synthesized to prevent solvents from spreading A wide range of different synthesis pathways have been
over the artifact surface and to release fluids at a slow rate so as to developed for the preparation of calcium, magnesium, strontium,
perform gradual, nonaggressive cleaning at the interface. A and barium hydroxide nanoparticles dispersed in short-chain
system with high control of water confinement can be obtained alcohols.47−55 The main rationale behind the research efforts
with a semi-interpenetrating poly(2-hydroxyethyl-methacrylate) concerning the synthesis of nanostructured materials for both
(pHEMA) and poly(N-vinyl-1-pyrrolidone) (PVP) structure. consolidation and deacidification purposes is the control of the
The rationale behind the choice of these components relies on size and shape of the particles that eases the penetration into the
the balance between the mechanical strength, provided by substrate (i.e., wall painting or paper) and leads to enhanced
pHEMA, and the hydrophilic properties, granted by PVP, to reactivity associated with the high surface area of the nano-
obtain a system that gradually releases the cleaning fluids while particles.
avoiding gel residues on the treated surface. Moreover, these gels The use of hydroxide particle dispersions in short-chain
are transparent, allowing the visual control of their cleaning alcohols presents some advantages over the application of
action, and can be realized as thin films (1 to 2 mm) and shaped saturated aqueous solutions such as limewater (a saturated
as wished (Figure 8).46 Ca(OH)2 solution), a widely used inorganic method for
Another important class of materials for the selective cleaning consolidation. Calcium hydroxide has a low solubility in water,
of synthetic coatings consists of high-viscosity polymeric and a large amount of limewater is usually necessary for the
dispersions (HVPDs). These systems are not truly physical treatment; however, a large amount of water in the wall painting
gels according to their rheological behavior. It is well known that for porous matrices can favor the collapse of the pores related to
poly(vinyl alcohol) (PVA) forms HVPDs in the presence of freeze−thaw cycles, the transport of salts, and the growth of
borate ions, which act as cross-linkers between polymer chains. microorganisms. On the contrary, nanoparticles dispersed in
The resulting 3D network is thermally reversible. PVA is short-chain alcohols exhibit good penetration within the
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Figure 9. (Left) TEM image of calcium hydroxide nanoparticles as obtained via an alcohol thermal synthesis. (Right) SEM image of nanoparticles
adhering to cellulose fibers; the panel in the right upper corner is an enlargement (2-fold).

painting’s porous matrix at concentrations sufficient for a Calcium Hydroxide Nanoparticles. The preparation of
complete consolidation process, making hydroxide nanoparticles calcium hydroxide nanoparticles has been achieved either
an optimal system for wall painting consolidation. through a breakdown process or by a bottom-up strategy. Fairly
The second use of nanoparticles in conservation is related to stable dispersions of calcium hydroxide in alcohol were obtained
deacidification. Cellulose-based artifacts are usually threatened by grinding slaked lime (a putty lime produced by mixing calcium
by the concomitant action of hydrolysis and oxidation that leads oxide with excess water) with a mill. The breakdown process
to the loss of the mechanical resistance of the fibers and to leads to broad submicrometer/micrometer particle size dis-
discoloration phenomena of the substrate. As in the case of tributions that were applied, for the first time, to the
consolidation of classical wall paintings, traditional deacidifica- consolidation of degraded frescoes in the cathedral of Santa
tion methodologies involve the use of highly alkaline aqueous Maria Novella, Florence, Italy.47 Recently, an improved
solutions. The ideal deacidifying agents are alkaline earth metal preparation method based on the thermomechanical treatment
hydroxides and carbonates, which are very compatible with the of slaked lime has been proposed, where the completion of lime’s
substrate and its components and at the same time readily hydration is favored by high temperature and pressure.55 As a
neutralize acidity. However, the application of alkaline aqueous matter of fact, the unreacted calcium oxide core in lime particles
solutions implies two significant drawbacks: (i) several paper undergoes a strongly exothermic reaction causing the
components, such as inks and sizing, are water-sensitive and (ii) fragmentation of agglomerates that produces nanoparticles
the high alkalinity of aqueous solutions may favor the alkaline with an average size of up to 300 nm, which are stably dispersed
depolymerization of cellulose, which takes place at room in propanol. A different approach involves the building up of
temperature on oxidized substrates.56 Moreover, the traditional particles (bottom-up procedure) in aqueous solutions48 or in
organic solvents.49 Control of the nucleation of particles over
deacidification treatments are usually performed through
their growth is achieved by a high degree of supersaturation that
immersion, and this implies poor control of the amount of
is strongly dependent on temperature and pressure.59 Despite
applied deacidifying agent.
the fact that these methodologies produce nanoparticles with a
The use of nonaqueous methods overcomes these drawbacks;
smaller and narrower size distribution (ranging from 20 to 60 nm
the commercial nonaqueous treatments that are nowadays
for the synthesis in organic solvents and from 50 to 400 nm for
available are all based on solutions or dispersions of oxides and the synthesis in water), the required purification steps necessary
carbonates precursors.57 For instance, in the case of paper to eliminate the NaCl byproduct make these procedures time-
preservation, magnesium and calcium hydroxide nanoparticles in consuming. Nonetheless, stable dispersions of calcium hydroxide
propanol produce safe and stable deacidification, leaving a mild nanoparticles in alcohol obtained from an aqueous homoge-
alkaline carbonate buffer reserve against reoccurring acidity on neous phase reaction have been applied in a variety of case
the treated document.10,50,52,54 Recently, alkaline earth metal studies involving both consolidation48 and deacidification
hydroxide nanoparticles dispersed in alcohols have been shown purposes.50,53,58
to be an efficient deacidification system for paper and have A different approach to the synthesis of small calcium
proven to be promising tools for the deacidification of hydroxide nanoparticles involves the use of alkoxides as reaction
archeological wood. The application of these systems to intermediates; highly concentrated stable dispersions in alcohol,
waterlogged wood deacidification has been investigated in the not requiring any purification step after the preparation, can be
context of the preservation of the Swedish 17th century warship directly obtained by a high-pressure alcohol thermal reaction
Vasa, whose timbers contain high quantities of sulfuric acid, starting from calcium and short-chain alcohols. Because of their
developed after salvaging from the oxidation of sulfur-reduced physicochemical characteristics, these particles are particularly
compounds formed from bacterial activity.53,58 suitable for application on porous artistic substrates (Figure 9).
In the next sections, the main nanoparticles’ synthesis Moreover, the synthesis pathway can be potentially scaled up to
pathways developed for application in the field of cultural the industrial level. In contrast, traditional deacidification
heritage conservation are briefly reviewed. methods (i.e., calcium hydroxide solutions) have been shown
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Figure 10. (A) Size distribution of Ca(OH)2 nanoparticles in 2-propanol obtained through high-temperature milling. (B) Size distribution of Mg(OH)2
nanoparticles in 2-propanol obtained through a homogeneous phase reaction with excess magnesium ions. (C) Size distribution of Ba(OH)2
nanoparticles in 1-propanol obtained through milling.

Figure 11. (A) Wall painting belonging to a Mesoamerican archeological site. (B) Details of a flaking surface exhibiting sulfate efflorescence. (C) The
same surface after the desulfation treatment with ammonium carbonate and the application of a mixed calcium and barium hydroxide nanoparticle
dispersion.

to produce uneven depositions on cellulose fibers with particles heterogeneous approach based on the breakdown of Ba(OH)2
having diameters of several micrometers.60 macrocrystals has been recently developed.55 Typically, the
Barium Hydroxide Nanoparticles. Barium hydroxide has milling of commercial barium hydroxide in 1-propanol leads to
been used as a consolidant for carbonaceous materials since the fairly stable dispersions in alcohol for nanoparticles whose size
end of the 19th century.61 Ferroni proposed the use of barium ranges from 200 to 400 nm (Figure 10).
hydroxide aqueous solutions for the consolidation of frescoes Recently, mixed calcium and barium hydroxide nanoparticle
that were heavily damaged in the Florence flood of 1966.62,63 Its dispersions have proven to be highly effective in the
use is recommended when large amounts of sulfates are present consolidation of mural paintings heavily contaminated by salts
in the wall painting matrix. Typically, a two-step procedure is (mainly sulfates and chlorides) in the Mesoamerican area (Figure
considered: (1) desulfation with an ammonium carbonate 11).55,64 An additional advantage of the use of nanoparticle
solution loaded in a cellulose pulp poultice and (2) the dispersions of Ba(OH)2 in nonaqueous solvents is represented
application of a Ba(OH)2 solution that fixes the residual soluble by the very low toxicity as compared to that of aqueous solutions
sulfates into insoluble barium sulfate. Furthermore, the presence of barium salts.
of excess barium hydroxide converts the powdery calcium Magnesium Hydroxide Nanoparticles. Magnesium hydrox-
carbonate (formed in step 1) into calcium hydroxide that reacts ide microparticles are employed in many industrial applications
with CO2 to reform a crystalline network of calcium carbonate as flame retardants and oxide precursors.65 In the past 10 years,
that acts as a binder, resulting in the consolidating action. several “classical” synthesis pathways were modified and tailored
Besides, barium hydroxide can be used together with calcium to produce magnesium hydroxide nanoparticles for the
hydroxide nanoparticle dispersions for the consolidation of conservation of cultural heritage. In particular, Mg(OH)2
heavily degraded and sulfated wall paintings. In fact, in this case, nanoparticles, obtained via aqueous homogeneous phase
Ca(OH)2 nanoparticles alone are not very efficient because the reactions and dispersed in alcohol, have been used for the
consolidating action of calcium hydroxide is hindered by its deacidification of paper, canvas, and wood.52,54,58,66,67 It was
partial transformation to the more stable calcium sulfate. In this reported that the particle size can be tuned from 50 to 300 nm by
case, the most simple and elegant solution is the application of changing the counterions’ nature52 and their concentration in the
mixed calcium and barium hydroxide nanoparticle dispersions in chemical reaction.54 Despite the fact that these particles are
alcohol. usually applied for deacidification purposes, they have been
The synthesis of Ba(OH)2 nanoparticles from the aqueous recently considered for the consolidation of dolomite stones
homogeneous phase reaction is hindered by the low degree of (calcium−magnesium carbonate stones).64
supersaturation that can be achieved in water as a result of barium By analogy to calcium hydroxide, magnesium hydroxide
hydroxide fair solubility (Ksp = 2.55 × 10−4). Instead, a nanoparticles can also be obtained from an alcohol thermal
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Figure 12. SEM images of the conversion of magnesium methoxide micrometer-sized particles into magnesium hydroxide nanoparticles. On the left,
octahedral-shaped magnesium methoxide micrometer-sized crystals. In the middle, the formation of hexagonal nanoplatelets of magnesium hydroxide
on {111} crystal planes during the hydration process of magnesium methoxide. On the right, magnesium hydroxide nanoparticles of about 100 nm after
the hydration reaction.

reaction starting from bulk metal. The conversion of a reaction of nanoparticles with CO2 produces a carbonate buffer
micrometer-sized alkoxide intermediate (Figure 12) into nano- to protect cellulose from aging.
metric magnesium hydroxide particles is favored by high pressure The protective action of alkaline earth metal hydroxide
and temperature, leading to stable concentrated dispersions in nanoparticles against ink corrosion was evaluated on paper
short-chained alcohols. model samples featuring iron gall writing fluids. The degradation
Currently, magnesium hydroxide nanoparticles are mainly of these systems was monitored before and after accelerated
used for the deacidification of paper and iron gall-inked hydrothermal aging (T = 90 °C, RH = 75%) by measuring the
manuscripts,54,67 one of the more important open problems in cellulose degree of polymerization (via viscosimetric determi-
the field of paper conservation.68,69 As can be seen in Figure 13, nations) and pH.54,67 In Figure 14, the comparison between the

Figure 14. Inked paper samples after artificial aging: (A) an unprotected
sample and (B) a sample treated with nanoparticles to protect it from
aging. Replica samples were made by the application of iron gall ink on
99.9% cellulose unsized Whatman paper (adapted from ref 54).
Figure 13. Corrosion of paper due to the presence of iron gall inks on a
historical manuscript (adapted from ref 54). unprotected paper sample (i.e., not deacidified previous to aging
and having a pH of 3) and the sample neutralized with
magnesium hydroxide nanoparticles clearly shows how nano-
the synergistic effect of acidity and cellulose oxidation mainly as a particle application protected the paper from ink corrosion. After
result of the free metal ions introduced into the substrate with the 48 h of artificial aging, the unprotected sample exhibited severe
application of the ink leads to the corrosion of cellulose fibers, damage (e.g., brittleness) and could not be manipulated, whereas
resulting in the loss of readability of the manuscript. sample B, treated with magnesium hydroxide nanoparticles,
It has been demonstrated that the metal ion-catalyzed retained its original mechanical properties.
oxidation (due to a radical formation mechanism) is enhanced Therefore, a single-step deacidification treatment, aimed at
by acidity: this process has a high rate at pH values below 4.5 stabilizing the pH around neutrality, can inhibit both metal-
whereas the minimum catalytic activity of metal ions (iron and catalyzed oxidation and the acid hydrolysis of paper, ensuring the
copper) is in the 6.5−7.5 pH range.70 According to Strlič et al.70 long-term preservation of iron gall-inked paper.
and Baty et al.,57 the ideal requirement for a conservation
treatment of manuscripts is to stabilize the paper pH around
neutrality to hinder both acid-catalyzed hydrolysis and metal-
■ CONCLUSIONS AND OUTLOOK
In the past 15 years, colloids and material science generated a
catalyzed oxidation. The application of alkaline earth metal number of innovative, functional, and fairly inexpensive tools for
hydroxide nanoparticles dispersed in nonaqueous solvents the conservation of movable and immovable cultural heritage.
provides this feature, inhibiting the two different degradation The use of materials compatible with those constituting the
mechanisms through a single, simple, safe treatment that works or art leads to the long-term stability of the treated artifact
gradually takes to a neutral pH, which results in a significant whose useful life can be extended with strong societal and
increase in the inked-paper resistance to weathering. The economical benefits. Research in science of cultural heritage is
nonaqueous treatment54,67 prevented the leaching of water- still far from being mature. The main possible future scenarios
sensitive writing fluids and allowed an efficient distribution of the include (a) new “green” surfactant-based self-assembled systems,
deacidifying nanoparticles in the substrate. Moreover, the (b) water-in-oil, oil-in-water, and waterless cleaning micro-
5119 dx.doi.org/10.1021/la304456n | Langmuir 2013, 29, 5110−5122
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emulsions/emulsions for the treatment of highly sensitive author of about 30 publications in the field of nanotechnology and
hydrophilic substrates (e.g., acrylic paintings), (c) organogels, colloids science applications to the conservation of cultural heritage.
as a complement to the already popular hydrogels, to be used as Rodorico Giorgi, Ph.D. in science for cultural heritage conservation at
support systems for the above-mentioned fluids, (d) gels that are the University of Florence and B.S. in chemistry, is currently a research
responsive to an external stimulus, (e) nanoparticle dispersions fellow in the department of chemistry at CSGI, University of Florence.
in apolar solvents for the deacidification of water-sensitive Giorgi’s background is in colloids science. His main research interests
substrates (parchment, leather), and (f) hybrid organic− are the development of methodologies for the conservation of cultural
inorganic nanocomposite systems. heritage materials such as wall and easel paintings, stone, paper, and
The new polyfunctional tools for the conservation of cultural archaeological wood. Giorgi is the author of about 80 publications in the
heritage might impact several fields, where the detergency and field of science for conservation.
chemical reactivity of the nanomaterials play a leading role.
However, the preservation and valorization of the cultural Giovanna Poggi holds a Ph.D. in science for cultural heritage
heritage legacy lead to the outcome of consistent economical conservation from the University of Florence and obtained a Master’s
resources (i.e., tourism) and, from a different point of view, in technology for the conservation of cultural heritage in 2007. She is
improve the image and perception of science and, in particular, currently working as a postdoctoral fellow at CSGI in the development
chemistry. and characterization of nanotechnology for conservation. Her research


mainly deals with the synthesis and characterization of nanoparticles and
their application to paper and wood deacidification.
AUTHOR INFORMATION
Corresponding Author
*Tel: +39 0554573033. Fax: +39 0554573033. E-mail:
baglioni@csgi.unifi.it.
■ ACKNOWLEDGMENTS
We thank all of the conservators involved in the application of the
conservation methodologies presented here to real case studies
Notes for their help and, in particular, Tiziana Dell’Omo and Lucia Di
The authors declare no competing financial interest. Paolo for the intervention in Nazareth (Israel) and Florence
Biographies Gorel for the experiments on Thang-Ka paintings. Moreover,
Ramon Carrasco Vargas (Proyecto Arqueologico Calakmul,
Mexico), Lilia Rivero Weber, Diana Medellin, Yareli Jaidar
Benavides, and Maria del Carmen Castro Barrera (Coordinación
Nacional de Conservación del Patrimonio Cultural, CNCPC,
Mexico), and Diana Magaloni (UNAM and Museo National de
Antropologia, Mexico) are acknowledged for the Mesoamerican
archaeological areas. CSGI, MIUR, and European Union
(project NANOFORART, FP7-ENV-NMP-2011/282816) are
acknowledged for financial support.

Michele Baglioni, photographer


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