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Autoimmunity Reviews 12 (2012) 323–328

Contents lists available at SciVerse ScienceDirect

Autoimmunity Reviews
journal homepage: www.elsevier.com/locate/autrev

Review

Bell's palsy and autoimmunity


A. Greco, A. Gallo, M. Fusconi, C. Marinelli, G.F. Macri ⁎, M. de Vincentiis
Head and Neck Department — ENT Department, Policlinico “Umberto I” University of Rome “Sapienza”, Italy

a r t i c l e i n f o a b s t r a c t

Article history: Objectives: To review our current knowledge of the etiopathogenesis of Bell's palsy, including viral infection
Received 19 May 2012 or autoimmunity, and to discuss disease pathogenesis with respect to pharmacotherapy.
Accepted 30 May 2012 Systematic review methodology: Relevant publications on the etiopathogenesis, clinical presentation, diagno-
Available online 8 June 2012 sis and histopathology of Bell's palsy from 1975 to 2012 were analysed.
Results and conclusions: Bell's palsy is an idiopathic peripheral nerve palsy involving the facial nerve. It ac-
Keywords:
counts for 60 to 75% of all cases of unilateral facial paralysis. The annual incidence of Bell's palsy is 15 to
Bell's palsy
Autoimmunity
30 per 100,000 people. The peak incidence occurs between the second and fourth decades (15 to 45 years).
Aetiology The aetiology of Bell's palsy is unknown but viral infection or autoimmune disease has been postulated as
Pathogenesis possible pathomechanisms. Bell's palsy may be caused when latent herpes viruses (herpes simplex, herpes
Therapy zoster) are reactivated from cranial nerve ganglia. A cell-mediated autoimmune mechanism against a myelin
basic protein has been suggested for the pathogenesis of Bell's palsy. Bell's palsy may be an autoimmune de-
myelinating cranial neuritis, and in most cases, it is a mononeuritic variant of Guillain–Barré syndrome, a
neurologic disorder with recognised cell-mediated immunity against peripheral nerve myelin antigens. In
Bell's palsy and GBS, a viral infection or the reactivation of a latent virus may provoke an autoimmune reac-
tion against peripheral nerve myelin components, leading to the demyelination of cranial nerves, especially
the facial nerve.
Given the safety profile of acyclovir, valacyclovir, and short-course oral corticosteroids, patients who present
within three days of the onset of symptoms should be offered combination therapy. However it seems logical
that in fact, steroids exert their beneficial effect via immunosuppressive action, as is the case in some other
autoimmune disorders. It is to be hoped that (monoclonal) antibodies and/or T-cell immunotherapy might
provide more specific treatment guidelines in the management of Bell's palsy.
© 2012 Elsevier B.V. All rights reserved.

Contents

1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 323
2. Aetiology . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 325
2.1. Viral hypothesis . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 325
2.2. Immunological hypothesis . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 326
3. Treatment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 326
4. Conclusions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 327
Take-home messages . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 327
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 327

1. Introduction nerve palsy may have a detectable cause (i.e. secondary facial nerve
palsy) or may be idiopathic (primary) without an obvious cause (i.e.
The most common causes of the abrupt onset of unilateral facial Bell's palsy) [2]. Secondary facial nerve palsy has a variety of causes
weakness are stroke and Bell's palsy [1]. Unilateral peripheral facial (Table a) and is generally less prevalent than Bell's palsy (25 vs.
75%) [3]. Bell's palsy was first described by NA Friedreich in 1797
⁎ Corresponding author at: Largo Valerio Bacigalupo 32 C, 00142 Rome, Italy. Tel.:
[4]. It is named after Sir Charles Bell (1774–1842), who described
+ 39 03478404236. the syndrome along with the anatomy and function of the facial
E-mail address: giano1979@hotmail.com (GF. Macri). nerve.

1568-9972/$ – see front matter © 2012 Elsevier B.V. All rights reserved.
doi:10.1016/j.autrev.2012.05.008
324 A. Greco et al. / Autoimmunity Reviews 12 (2012) 323–328

Table a that carries taste sensation from the anterior two thirds of the tongue
Aetiologies of facial nerve palsy. through the chorda tympani nerve [10]. Parasympathetic fibres reach
From: Lorch M, Teach SJ. Facial nerve palsy: aetiology and approach to diagnosis and
treatment. Pediatric Emergency Care 2010; 26: 763–769.
the lacrimal glands via the greater superficial petrosal nerve, and they
reach the sublingual and submaxillary glands via the chorda tympani
Congential causes (Picture 1).
Birth trauma
Bell's palsy is diagnosed upon the abrupt onset of unilateral facial
Genetic syndromes
Melkerson–Rosenthal syndrome weakness or complete paralysis of all the muscles on one side of the
Albers–Schönberg disease (osteopetrosis) face, dry eye, pain around the ear, an altered sense of taste, hyperacusis
Möbiuossyndrome (hypersensitivity to sounds), or decreased tearing [11]. In patients with
Godenhar syndrome (oculoauriculovertebral dysplasia)
Bell's palsy, on attempted closure, the eye rolls upward (Bell's phenom-
Acquired causes
Infections
enon). The disease usually progresses from the onset of symptoms to
Lyme disease maximal weakness within three days.
Herpes simplex virus Various scoring systems are available to clinically assess the sever-
Otitis media ity of peripheral facial nerve palsy. The most widely applied is the
Other (human herpesvirus type 6, mumps, coxsackie virus, adenovirus)
House–Brackmann facial nerve grading system (HBS) (Table b).
Traumic
Malignancy associated Approximately 10% of patients with Bell's palsy experience one or
Hypertension associated more recurrences after a mean latency of 10 years [12].
Idiopathic (Bell's palsy) The first step in diagnosis is to determine whether facial weakness
is due to a problem in the central nervous system or one in the pe-
Bell's palsy is an idiopathic peripheral nerve palsy involving the ripheral nervous system. Central nervous system lesions (e.g. multi-
facial nerve. It accounts for 60 to 75% of all cases of unilateral facial ple sclerosis, stroke, and tumour) can also cause facial nerve palsy.
paralysis [5]. The annual incidence is 15 to 30 cases per 100,000 people However, some motor neurons to the forehead cross sides at the
[6]. level of the brainstem, so the facial nerve fibres going to the forehead
The peak incidence occurs between the second and fourth decades come from both cerebral hemispheres. Supranuclear (central) lesions
(15 to 45 years) [7]. The median age at onset is 40 years, but the dis- affecting the facial nerve will not paralyse the forehead on the affect-
ease may occur at any age [8]. Different studies have reported either a ed side, resulting in a unilateral facial paralysis with forehead sparing.
slight female preponderance [7] or that women and men are equally Brain magnetic resonance imaging (MRI) is not routinely indicat-
affected [9]. The prevalence is increased among pregnant women (43 ed, but when it is performed, the most common abnormality ob-
cases per 100,000) [9]. served is contrast enhancement of the distal intracanalicular and
The facial nerve consists of a major motor component, which sup- labyrinthine segments of the facial nerve. The geniculate ganglion
plies all the muscle of facial expression, and a small sensory branch may also be involved [13].

Picture 1. Anatomy of facial nerve.


From: Gilden DH. Clinical practice. Bell's palsy. N Engl J Med 2004; 351: 1323–31.
A. Greco et al. / Autoimmunity Reviews 12 (2012) 323–328 325

Table b Associations with several infectious pathogens, such as cytomega-


House–Brackman scale grading. lovirus [21], Epstein–Barr virus [22], mumps [23], rubella [24] and
From: Rath B, Linder T, Cornblath D, et al. All that palsies is not Bell's — the need to de-
fine Bell's palsy as an adverse event following immunization. Vaccine 2007; 26: 1–14.
human immunodeficiency virus [25] have been documented. The an-
ecdotal reports do not unequivocally link these agents with the disor-
Grade 1 — normal (100% function; measurementa: 8/8) der [26]. However, for at least two infectious pathogens, the evidence
Normal facial function in all areas.
that they can and do indeed cause Bell's palsy is quite sound. These
Grade 2 — mild dysfunction (76–99% function; measurementa 7/8) include Borrelia burgdorferi in Lyme disease [27] and zoster virus in
Slight weakness noticeable only on close inspection. At rest: normal symmetry of Ramsay-Hunt syndrome [28,29]. There are many reports on the asso-
forehead, ability to close eye with minimal effort and slight asymmetry. No ciation between facial paralysis and viral infections, for example,
synkinesis, contracture, or hemifacial spasm.
Varicella zoster [30–32] and herpes simplex [17].
Grade 3 — moderate dysfunction (51–75% function; measurementa: 5/8–6/8)
The herpes viruses are DNA viruses with the unique ability to es-
Obvious but not disfiguring difference between two sides, no functional impairment; tablish latent infections in their hosts and cause recurrent disease
noticeable but not severe synkinesis, contracture and/or hemifacial spasm. At rest: by reactivation. Of the human herpes viruses, herpes simplex viruses
normal symmetry and tone. Motion: slight to no movement of forehead, ability to 1 (HSV-1) and 2 (HSV-2) and Varicella zoster virus are neurotropic;
close eye with maximal effort and obvious asymmetry, ability to move corners of
namely, they establish latent infections in the peripheral nervous sys-
mouth with maximal effort and obvious asymmetry. Patients who have obvious
but not disfiguring synkinesis, contracture, and/or hemifacial spasm are grade 3 tem, and the viral genome is maintained in the peripheral sensory
regardless of degree of motor activity. ganglia for the entire life of the host [33]. These peripheral sensory
ganglia are the reservoir from which the neurotropic herpes viruses
Grade 4 — moderately severe dysfunction (26–50% function; measurementa: 3/8–4/8) can reactivate and cause neurological and mucocutaneous disorders.
Obvious weakness and/or disfiguring asymmetry. At rest: normal symmetry and
tone. Motion: no movement of forehead; inability to close eye completely with
The three neurotropic herpes viruses vary in their clinical presen-
maximal effort. Patients with synkinesis, mass action; and/or hamifacial spasm tation and differ in their molecular structure. However, they share
severe enough to interfere with function are grade 4 regardless of motor activity. several features that govern the biology of their infection of the
human nervous system: 1) The primary infection involves the muco-
Grade 5 — severe dysfunction (1–25% function; measurementa: 1/8–2/8)
cutaneous surfaces, which serve as the portal of entry into the periph-
Only barely perceptible motion. At rest: possible asymmetry with droop of corner
of mouth and decreased or absence of nasal labial fold. Motion: no movement of eral nervous system for the viral particles; 2) the primary and
forehead, incomplete closure of eye and only slight movement of lid with infectious recurrent diseases caused by the same virus usually have
maximal effort, slight movement of corner of mouth. Synkinesis, contracture, the same cutaneous distribution; 3) under normal (i.e., immune com-
and hemifacial spasm usually absent. petent) conditions, the reactivation infection usually does not spread
Grade 6 — total paralysis (0% function, measurementa: 0/8)
beyond the anatomic distribution and the vicinity of a single periph-
Loss of tone, asymmetry; no motion; no synkinesis, contracture, or hemifacial spasm. eral sensory ganglion.
a These features can be grouped under a unifying hypothesis that is
“Measurement” is determined by measuring the superior movement of the mid-
portion of the superior eyebrow and the lateral movement of the oral commissure. A now the dogma in herpes virology [34,35]. Following the primary in-
scale point of 1 is assigned for each 0.25 cm of motion up to 1 cm for both eyebrow fection, the virus gains access to axon endings within the mucocuta-
and commissure movement. The points are then added together. Thus, a total of neous surfaces and is transported to the peripheral sensory ganglia.
8 points can be obtained, if each structure moves 1 cm.
The viral genome is maintained within the peripheral sensory ganglia,
which serve as reservoirs for viral nucleic acids. Latent herpetic infec-
Liston and Kleid [14] found histologic changes in the facial nerve tion is a lifelong state. Under certain circumstances, the virus can
that can be summarised as follows: 1) The nerve was infiltrated by reactivate and travel to regions innervated by the respective periph-
small, round inflammatory cells from the internal acoustic meatus eral sensory ganglia, causing recurrent disease there.
to the stylomastoid foramen. 2) There was a breakdown of the neuron In Ramsey-Hunt syndrome, the acute facial paralysis is accompa-
myelin sheaths that involved the macrophages. 3) There was an in- nied with zostiform vesicles in the ear [36,37]. Varicella zoster virus
crease in the spaces between the neurons, which was interpreted as is most likely also the causative agent of Bell's palsy in a subgroup
oedema. 4) The bony fallopian canal was normal, and there was no of patients who have no cutaneous abnormality, but have serological
sign of facial nerve compression by the bone of the fallopian canal. evidence of a Varicella zoster virus reactivation.
The small round cells of lymphocytic nature and the breakdown of More convincing is recent molecular data demonstrating Varicella
myelin sheaths probably are the histologic expression of an autoim- zoster virus nucleic acids in the auricular skin exudates [38] and in
mune response. the peripheral mononuclear cells of patients with Bell's palsy [39].
The disparity of the histologic descriptions in previously reported The latter is in accordance with the identification of the Varicella zos-
cases of Bell's palsy is not surprising. Bell's palsy is a clinical syn- ter virus genome in the peripheral mononuclear cells of patients with
drome, and it is entirely possible that more than one disease entity zoster sine herpete [40]. Thus, Bell's palsy in a subgroup of patients
can produce an idiopathic facial palsy. In fact, some causes of facial could eventually also be designated as ‘zoster sine herpete’.
paralysis have only been recognised recently [14]. For example, In 1972, Mc Cormick hypothesised that the herpes simplex virus
Lyme disease [15] was first recognised as a cause of facial paralysis (HSV) might be the causative agent of Bell's palsy [17]. The first sup-
within the past few years. port for this hypothesis arrived twenty years later, with studies that
identified herpes simplex virus nucleic acids in the geniculate gangli-
2. Aetiology on [41,42].
Bell's palsy has been associated with serological evidence of an ac-
The aetiology of Bell's palsy is unknown, but viral infection and auto- tive HSV-1 infection. HSV-1 DNA was detected during decompression
immune disease have been postulated as possible pathomechanisms [16]. surgery in the endoneural fluids of the facial nerve in patients with id-
iopathic facial palsy [43].
2.1. Viral hypothesis When considering the possibility that HSV-1 is responsible for
Bell's palsy, several facts that do not favour this hypothesis should
Several features of Bell's palsy may be characteristic of a viral in- be mentioned: 1) In humans, HSV-1 resides latent in the peripheral
fection [17]. These include 1) epidemicity [18], 2) a flu-like prodrome sensory ganglia (PSG), although latency in the motor neurons has
[19], and 3) gadolinium enhancement of the facial nerve during the been documented experimentally [44], and its mucocutaneous rea-
acute phase of the disease on imaging of the geniculate ganglion [20]. ctivations are not associated with motor impairment. 2) While
326 A. Greco et al. / Autoimmunity Reviews 12 (2012) 323–328

asymptomatic reactivations of HSV-1 and 2, namely viral shedding role of viruses and immune responses in the etiopathogenesis of demy-
without mucocutaneous disease, may take place [33], the opposite elinating diseases of both the central and peripheral nervous systems
situation (‘herpes sine herpetica’ with neurological abnormality) has [61,62]. Viruses and immune mechanisms involvement have also been
never been documented. 3) HSV-1 causes recurrent reactivations, proposed in Bell's palsy, suggesting that it may be caused by an autoim-
which raises the question of why Bell's palsy is an isolated episode mune postviral disease [47,63].
in the overwhelming majority of cases. 4) The HSV-1 genome seems A viral infection may be the etiologic cause of Bell's palsy and GBS.
to be present in more trigeminal [45] than geniculate ganglia A viral infection may prompt an autoimmune reaction against a com-
[41,42], but by a factor less than the order of 1. This raises the ques- ponent of the peripheral nerve myelin, leading to the demyelination
tion of why Bell's palsy is such a rare condition when compared to of cranial nerves, especially the facial nerve, in a way that is not yet
cold sores [46]. clear [50].
An examination of the serum samples of patients with Bell's palsy
2.2. Immunological hypothesis shows elevated concentrations of the cytokines interleukin-1 (IL-1),
IL-6, and tumour necrosis factor-alpha (TNF-alpha) compared with
A cell-mediated autoimmune mechanism has been suggested as control populations [64], suggesting an activation of cell-mediated
the pathogenesis of Bell's palsy [47–49]. Aviel et al. conducted a clin- effectors.
ical study of adults and found some alterations in the lymphocyte Some authors [65] have proposed that a breakdown of peripheral
subsets of the peripheral blood during the acute stage of the disease tolerance occurred in patients with hepatitis C virus infection as a
[50]. consequence of interferon (IFN)-alpha therapy, which led to aug-
Following the description by Abramsky et al. of immune-mediated mented cell-mediated immune responses. Given that the majority of
mechanisms against the basic myelin protein in the disease's pathogen- cases of uncomplicated Bell's palsy recover fully, it may be that the
esis, cellular and humoural immunologic alterations have been reported main lesion is not of the nerve itself, but of the myelin sheath and
in adult patients with Bell's palsy [51]. Decreased percentages of total T its native cell, the Schwann cell. Further, the pharmacologic doses of
cells (CD3) and T helper/inducer cells (CD4) have been documented in IFN-alpha used may cause a failure of peripheral tolerance by stimu-
the acute phase of disease compared with control patients [52]. lating a pool of lymphocytes already sensitised to native Schwann
Some evidence implicates the involvement of immune mechanisms cell membrane antigens, as described previously [47]. This failure of
in Bell's palsy. Many reports have indicated the association between fa- tolerance occurs with induced autoimmune thyroid disease, which
cial paralysis and Guillain–Barré syndrome (GBS) [53], a condition that is more common than Bell's palsy in IFN-alpha-treated patients [65].
was recently shown to be a cell mediated, autoimmune neuritis [54]. The appearance of Bell's palsy in children after vaccination [66,67]
Abramsky et al. [47] demonstrated a defined in vitro response to a supports the immunological hypothesis. Intranasal administration of
human basic protein (P1L) of peripheral nerve myelin in patients influenza vaccines may reduce the transmission of influenza more ef-
with Bell's palsy. They suggested that cell-mediated autoimmune ficiently than parenteral administration because it stimulates both
mechanisms may be of importance in the pathogenesis of Bell's palsy. mucosal and systemic immune responses [68]. Over a seven-month
Approximately the same in vitro transformation in the presence of period, the Swiss Drugs Monitoring Centre received 46 case reports
P1L protein was found in cases with GBS [55]. The specific in vitro of Bell's palsy among flu vaccine recipients. The risk of Bell's palsy
stimulation of lymphocytes from Bell's palsy and GBS patients using was highest during the second month after intranasal vaccination
peripheral P1L basic protein suggests that an in vivo sensitisation to suggesting an immunological mechanism [69].
such self protein may occur in these two conditions, and that
cell­mediated autoimmune mechanisms may be an important factor
in the pathogenesis of the paralysis. 3. Treatment
The similarities between GBS and Bell's palsy with regard to the
lymphocyte sensitisation to the same P1L protein suggest that Bell's Any evaluation must consider that 71% of untreated patients re-
palsy may be a variant of GBS. cover completely, and 84% achieve near-normal function [70]. Thus,
The percentage of T lymphocytes was reduced in Bell's palsy patients the 20 to 30% who do not recover fully remain the focus of treatment.
[56], and a reduction in the percentage of total T lymphocytes has also In the past, the efficiency of prednisone in alleviating the disease
been found in patients with acute Guillain–Barré syndrome [57]. [71] has been attributed to its ability to reduce inflammation and oede-
In Bell's palsy patients, the percentage of T suppressor cells was ma. However, it seems logical that steroids in fact exert their beneficial
significantly reduced, whereas the percentage of T helper cells was effect by means of immunosuppressive action, as in the case of some
normal [56]. This is in line with the findings in patients with acute other autoimmune disorders [72]. Therefore, it seems warranted to rec-
Guillain–Barré syndrome [58]. ommend the prednisone for patients with Bell's palsy based on findings
Aviel et al. found that Bell's palsy patients had a significant in- concerning the autoimmune aspects of this disease's pathogenesis.
crease in the percentage of B lymphocytes and a significant decrease Meta-analyses have compared glucocorticoids with placebo. One such
in the percentage of T lymphocytes [50]. Most suggestive is the fact analysis showed significant improvement of facial weakness with glu-
that similar changes in peripheral blood lymphocyte subpopulations cocorticoid therapy [73].
were also described in the course of several demyelinating diseases, According to viral theory, one randomised trial with no placebo
such as in acute exacerbations of multiple sclerosis and during the group compared oral prednisone with acyclovir. This study indicated
acute stage of Guillain–Barré syndrome [49,57,59]. that facial-muscle strength was better after treatment with predni-
Bell's palsy, like Guillain–Barré syndrome, is an acute demyelinating sone than it was after treatment with acyclovir [74].
disease of the peripheral nervous system. In both diseases, an inflam- Although a 2004 Cochrane review found insufficient evidence to
matory demyelination neuritis has been found. The immunological sim- support the use of these antivirals alone [75], two recent placebo-
ilarities between Bell's palsy and Guillain–Barré syndrome suggest that controlled trials demonstrated full recovery in a higher percentage of
the diseases may share a similar aetiology and pathogenesis [50]. In patients treated with an antiviral drug in combination with predniso-
most cases, Bell's palsy is a mononeuritic variant of Guillain–Barré syn- lone than with prednisolone alone [76].
drome [60]. Prednisone is typically prescribed in a 10-day tapering course,
It has also been proposed that Bell's palsy is in fact a polyneuropathy, starting at 60 mg per day. Acyclovir 400 mg can be given five times
as the facial paralysis may be associated with involvement of other cra- per day for seven days, and valacyclovir 1 g can be given three times
nial nerves [5]. Recent decades were rich with studies concerning the per day for seven days.
A. Greco et al. / Autoimmunity Reviews 12 (2012) 323–328 327

Monoclonal antibodies represent the almost faster growing class • Due to this disease's possible viral or autoimmune pathogenesis, a
of therapeutics in autoimmunity. They offer the possibility to specifi- combination therapy of antivirals and oral corticosteroids should be
cally target immunologically relevant molecules which appear critical administered. It is to be hoped that (monoclonal) antibodies and/or
in the pathogenesis of peripheral nervous system autoimmune dis- T-cell immunotherapy might provide more specific treatment guide-
eases, like Bell's palsy. Based on theoretical grounds such approaches lines in the management of Bell's palsy. The role of surgical decom-
appear very promising, however, the side effect profile of these drugs, pression remains controversial, and it is not currently recommended
especially in long-term use, is not completely understood. As we because of its potential for harm and the paucity of data supporting
learned from the natalizumab trial in multiple sclerosis, severe com- its benefits.
plications or worsening of symptoms, can occur after therapy has
been initiated [77,78].
Multiple sclerosis is an autoimmune disease characterized by References
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