Professional Documents
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International Law Project
International Law Project
International Law Project
SEMESTER- 5th
BATCH OF – 2017-22
ACKNOWLEDGEMENTS
I would like to express my thanks and gratitude to our Professor Anirudh Choudhary for his
guidance and support in completing my project and would also like to convey him my
deepest gratitude for allowing me to work on this topic.
I would also like to extend my gratitude to our librarian for his help, all the faculty members
who took some moments out of their precious time, along with my friends who have helped
me immensely in the completion of my project.
I am also sincerely obliged in thanking all the staff members who have helped me in the
accomplishment of my project.
ABSTRACT
International law deals with the relationship between the different nation states and also
among the nationals of the different States themselves.
The present project deals with the doctrine of “protection of nationals abroad” which is one
the most highly debated doctrines in the context of international law. The main motive behind
this doctrine has been contended to be for the object of self-defense enshrined under Article
51 of the UN Charter, for protection of a State’s nationals and properties abroad.
But it is contended that this doctrine goes against the very principle of Article 2(4) of the UN
Charter. It is contended that this doctrine violates the territorial sovereignty of other nation
States.
Before WWII, the powerful countries frequently violated the territorial sovereignty of other
States either for the protection of its individuals or its properties or in the garb of it. But after
WWII, when the UN Charter came into force an attempt has been made to reign in this
doctrine by Article 2(4) of the Charter.
One of the classical examples of the application of the doctrine of protection abroad is the
case study of the Israeli raid on the Entebbe airport in 1976.
Lastly, it is still a matter of great debate of the usefulness and the desire for this doctrine and
the repercussions arising out of it.
INTRODUCTION
International law, in the traditional sense, was regarded as the law governing the relationships
among the various sovereign States. However, with the ever-increasing complexities and the
rapid strides made in the international forum, the traditional definition of international law
has become obsolete.
According to Oppenheim’s definition of international law,” International law is the body of
rules which are legally binding on the States in their intercourse with each other. The
international organizations and, to some extent, also individuals may be the subjects of rights
conferred and duties imposed by international law.”1
International law can be sub-divided into two categories:
1. Public international law- This branch of international law governs the relationships
between the various nations States and the dispute resolution among them as per its
principles.
2. Private international law- This branch governs the relationships and the disputes
between the individuals.
International law consists of various doctrines, which the various States use for their
interaction among themselves as well as for their self-defence, ex- the doctrine of “Pacta Sunt
Servanda”, “Rebus Sic Stantibus”, etc. One of such doctrines of international law regarding
the matter of self-defence of a country is the doctrine of “protection of citizens abroad”.
1
Robert Jennings, Arthur Watts, Oppenheim’s International Law, 9th Edition, P.G.-4, 2008.
DOCTRINE OF PROTECTION OF NATIONALS ABROAD
2
Tom Ruys, The “Protection of Nationals” Doctrine Revisited, 13th Edition, p.g.- 233-234 (2008)
3
Sir Humphrey Waldock, The Regulation of the Use of Force by Individual States in International Law, Vol. 81,
5th Edition, p.g.- 455, 467 (1952).
4
DEP‘T OF NAT‘L DEFENCE, Joint Doctrine Manual: Non-Combatant Evacuation Operations,
B-GJ-005-307/FP-050 (Ottawa: National Defence, Can., 2003), https://lawsdocbox.com/amp/80152285-
Immigration/Doctrine-of-the-protection-of-nationals-abroad-rise-of-the-non-combatant-evacuation-
operation.html, Last visited on Sept. 12, 2019, 10:10 PM
JUSTIFICATION
As per article 2(4) of the United Nations Charter, the countries must not violate the territorial
sovereignty of another country at any cost. Use of force against the countries is not allowed
under the international law and it can include a country’s territory.
In spite of this, the justification behind this principle is enumerated in Article 51 of the UN
Charter which allows a nation to use self-defence under the conditions specifically mentioned
by Sir Humphrey Waldock.
Therefore, this doctrine does not impugn the provisions of Article 2(4) as because the
protection of the nationals abroad comes under the purview of self-defence which is
enumerated under Article 51 of the Charter. This reflects the placing of the doctrine in public
international law under the notion of self-defence.
HISTORICAL OVERVIEW
The States earlier exerted a right of rescuing their nationals and property, which were present
in other countries, before the adoption of the UN Charter. Even during the period of the Cold
War, the powerful Sates (mainly the USA and the USSR) applied this pretext as and their
superiority for intervention, intended for entirely different objectives and such interventions
were met with oppositions.5
Before the coming of the UN Charter, i.e., 1945, interventions of such kinds were permitted.6
During the nineteenth century, this principle was generally accepted by the States that it was
up to them to decide where there existed particular circumstances warranting seeking remedy
by the armed forces.7Traditionally, state responsibility contemplated individuals as objects,
and not subjects of international law. Thus, they had no rights of their own and it was
considered to be the State’s extension. So, on the commission of any wrong, the injured State
had the right to redress the wrong either-or diplomatic process or through actual war.8
Customary international has for a long time allowed the use of force by one State upon
another for protecting the nationals and property of that State. Before World War I, this was
reaffirmed at the Hague Convention no. II of 1907, wherein the major powers insisted on
retaining this power, excepting the case of contract debts. 9 This doctrine was further sharply
curtailed because of two factors- League Covenant of 1920 and the Pact of Paris of 1928. the
loopholes in these were addressed by the Kellogg- Briand Pact. This Pact prohibited
absolutely any resort to war for purely national objects, excepting self-defence.10
5
Tarcisio Gazzini, The Changing Rules on the Use of Force in International Law, p.g.- 170 ,1st Edition,
(Manchester University Press 2005).
6
Tom Ruys, The Protection of Nationals Doctrine Revisited (2008) 13 (2) Journal of Conflict & Security Law, p.
235
7
C. Fenwick, Intervention: Individual and Collective, Vol.-39, Issue 5, p.g.-645-647 (1945)
8
E. Borchard, THE DIPLOMATIC PROTECTION OF CITIZENS ABROAD, p.g.- 448-53, (1915)
9
supra at 4
10
id
POST WW2 SCENARIO
However, after the adoption of the UN charter in 1945, the scenario has changed. After the
UN charter came into force, the new convention is that a country can only carry out territorial
operations or evacuations in another country, only when the other country consents to such
operation or evacuation.
Legality of this doctrine is highly debatable. Some scholars advocate the view thatuse of
force for the protection of a country’s citizens abroad is legitimate, but this is uncertain. 11
Article 2(4) of the UN charter states that countries must not violate the territorial sovereignty
of other countries at any cost12. The use of force in any way against countries is not allowed
under international law, and it include a country’s any territory.13 But, scholars supporting
this doctrine contend that such intervention is merely for the purpose of self-defence, and not
any other ulterior motive.14
It is a very generally accepted principle that the provision enshrined in Article 2(4) of the UN
Charter is a part of the customary law and hence they are a part of the jus cogens norms. 15
This doctrine of forcible self-help to the nationals abroad also met with restrictions, it did not
develop unrestrained and faced with another well recognized principle, the principle of non-
intervention. Intervention, usually defined as one State’s dictatorial interventioninto another
State’s matters resulting in the hampering the latter’s independence16 is against the principles
of international law and hence is restricted.17
11
James Crawford, Brownlie’s Principles of Public International Law, 8th Edition p.g.-754-755 (2012)
12
UN Charter Art. 2(4)
13
USA vs IRAN, 1981 ICJ
14
Supra
15
Christine Gray, International Law and the Use of Force, Vol.29, 3rd Edition (2008).
16
J.L.Brierly, The Law Of Nations, 6Th Edition, p.g.-402 (1963)
17
Id.
CASE STUDY
18
Eleanor C. McDowell, International Legal Materials, Vol.15, p.g-1224 (1976).
19
Roderick D. Margo, Legality of the Entebbe Raid in International Law, Vol. 94, p. 309 (1977).
20
Mitchell Knisbacher, The Entebbe Operation: A Legal Analysis of Israel’s Rescue Action Vol. 12 (1) The
Journal of International Law and Economics, (1977).
hijack and the other acts which threatened passengers’ lives as well as of the crew coupled
with the international civil aviation’s safety, and thus calling States for taking necessary
actions for the prevention and punishment of such incidents. 21None of the resolutions were
passed, with the first being withdrawn.
The USA opined that although Israel’s action constituted a temporary breach of Uganda’s
territorial sovereignty and as per international law norms, such a violation is not allowed, but
such a violation was coupled with the imminent threat of life to Israel’s nationals who were
taken as hostage and thus held Israel’s actions as lawful and justified. UK’s held an
ambiguous position; looking for Israel’s clarification. France opined that violation of
international law and the act of infringing Ugandan territory by Israel was not intentional as
its motive was securing the lives of its citizens. Japan opined Israel’s act as an actviolating
Ugandan territory and sovereignty.
Many other States, like Uganda, Kenya, India, China, Pakistan, Soviet Union, condemned
Israel’s actions. Their argument was that Israel’s action constituted an “act of
aggression”,violating Article 2(4) of the UN Charter as well asArticle 51, because an “armed
attack” was the major pre-requisite for claiming a right of self-defense, but in the present case
no such armed attack was there.
Finally, no resolution could be adopted for the lack of consensus among the various States.
21
Francis A. Boyle, The Entebbe Hostage Crisis, Vol. 29 (1) Netherlands International Law Review (1982).
CONCLUSION
From the above discussion and after going through the case study, it can be inferred that
although every State is under an obligation under Article 2(4) respect other nation’s territorial
sovereignty, still there can be certain circumstances where strict adherence to such norms
cannot be followed. Adherence to such norms depends upon the factual circumstances and
action is to be taken as required.
Further, under Article 51 of the UN Charter a country has got the right of self-defense. But
what is meant by right of “self-defense” is not static and is also subject to the facts and
circumstancesof each case. As is the responsibility of a State to not to infringe the territorial
sovereignty of a State, similarly there is an opposite obligation on the other State to ensure
the security and safety of the nationals of other States in its territory.
Now, when a State fails in its obligation to provide such security or safety to the foreign
nationals or, as in the above mentioned case, declines to provide or take appropriate
measures, then it is the duty of the State, whose nationals or property are endangered, to
ensure their protection, but such measure taken by the State should be proportionate to the
danger impending upon its nationals.
Thus, it can be concluded that although a State has an obligation under Article 2(4), being a
jus cogens norm, but it also has a right for the protection of its nationals and further of self-
defense under Article 51 of the UN Charter. So, this doctrine is a necessary evil in
international law domain, and its application is subject to the ground facts and conditions of a
particular case.
BIBLIOGRAPHY
1. https://www.tni.org/en/article/article-51-self-defense-and-its-limits-in-the-un-charter
2. “Use Of Military Force In The Protection Of Nationals Abroad” by Preeti Lolaksha
Nagaveni
3. “Doctrine of the protection of nationals abroad: Rise Of The Non- Combatant Evacuation
Operation” By Andrew W.R. Thomson
4. “Use Of Force For The Protection Of Nationals Abroad: The Entebbe Incident” By
David J. Gordon