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Format For Undertaking From Client For Trades
Format For Undertaking From Client For Trades
Format For Undertaking From Client For Trades
Date : 06-11-2019
To,
Reliance Securities Limited
Mumbai 400063
I declare that I have not placed through you buy/sell orders of shares for influencing any change
in price, but purely for Dis-investment/Investment purpose.
All my dealings in the securities mentioned in the caption subject are through my own funds /
have been funded by <Name of the financier>
I am related / not related to the company mentioned in the caption subject nor do I have any
business or professional relationship with it, directly or indirectly. (If connected / related, give the
details of the relationship)
I furthermore assure you that the trading in the scrip mentioned in the subject caption does not
tantamount to any unfair trading practice and I/we am/are not involved in any circular trading and
not trading with a view to create false market.
I will be submitting to you or concerned agency(s) any information asked within 24 hours of
receipt of notice.
I hereby undertake to notify you any change in my KYC information, including any information
concerning my income and investment profile.
I further agree to indemnify and keep indemnified Reliance Securities Limited in case of any
query / liability or action taken by the Exchange / SEBI or any other regulatory authority in this
matter.
I understand that providing any incomplete, false or incorrect information may give effect to
liability under provisions of SEBI Act, 1992 and Regulations/Rules/Circulars/Guidelines there
under as well as to Rules/Regulations/Bye-laws/Circulars of Stock Exchange.
Yours Truly,
N VENKATASWAMY NAIDU