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English Law and The European Convention On Human Rights PDF
English Law and The European Convention On Human Rights PDF
English Law and The European Convention On Human Rights PDF
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ENGLISH LAW AND THE EUROPEAN CONVENTION ON
HUMAN RIGHTS
By
P. J. DUFFY*
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586 International and Comparative Law Quarterly [VOL. 29
I. STATUTORY INTERPRETATION
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OCT. 1980] English Law and European Human Rights 587
Hamer v. UK. Vol. 10 Decisions and Reports, p. 174; (1978) 21 E.C.H.R. Yearbook
303. In its May 1980 session, the European Commission decided not to refer the Hamer
case to the Court of Human Rights; the case will therefore fall to be decided by the Com-
mittee of Ministers.
14 R. v. Secretary of State for Home Department, ex p. Phansopkar [1976] Q.B. 606;
[1975] 3 All E.R. 497; noted by Dr. Crawford (1974-75) 47 B.Y.I.L. 360.
15 Immigration Act 1971, s. 1 (1).
16 [1976] Q.B. 606 at p. 626F; [1975] 3 All E.R. 497 at p. 511d.
17 Pan-Am v. Department of Trade (1976) 1 Lloyd's Rep. 257 at pp. 261-262; noted by
Dr. Crawford (1976-77) 48 B.Y.I.L. 345.
18 R. v. Chief Immigration Officer, ex p. S. Bibi [1976] 3 All E.R. 843; [1976] 1 W.L.R.
979; noted by Dr. Crawford (1976-77) 48 B.Y.I.L. 348.
19 [1976] 3 All E.R. 843 at p. 839b; [1976] 1 W.L.R. 979 at p. 986F.
20 [1976] 3 All E.R. 843 at p. 847f; [1976] 1 W.L.R. 979 at p. 989G.
21 R. v. Deery (Northern Ireland Court of Criminal Appeal) (1977) 20 E.C.H.R.
Yearbook 837; noted in (1977) Crim.L.R. 550; R. v. McCormick [1977] N.I. 105; (1978)
21 E.C.H.R. Yearbook 789; Ahmad v. I.L.E.A. [1978] Q.B. 36; [1978] 1 All E.R. 574;
Ostereicher v. Secretary of State for the Environment [1978] 1 All E.R. 591; R. v. Secretary
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588 International and Comparative Law Quarterly [VOL. 29
For the most part, however, the discussion of the Convention neither
affected the disputed point of interpretation nor added materially to that
in the decisions which have already been examined. By these criteria,
only three cases warrant individual consideration. In Ahmadv. I.L.E.A.22
a majority of the Court of Appeal held that the I.L.E.A. had not
broken section 30 of the 1944 Education Act by requiring the appellant,
a Muslim, to become a part-time teacher, if he wanted time off work
each Friday for prayer.23 As regards the Convention, the significance of
the case mainly lies in the dissent of Scarman L.J., aspects of which are
examined later. The other cases of interest were both decided during
1977 in Northern Ireland. In R. v. Deery,24 the Northern Ireland Court
of Criminal Appeal referred to Article 7 of the Convention in deciding
that a Firearms Regulation did not operate retroactively so as to
increase the penalties available for offences committed before it was
made. In giving the Court's judgment, Lowry L.C.J. mentioned the
English cases where the Convention had been used in statutory inter-
pretation and he stated the following six principles:
1. There is a presumption that a law is not retrospective;
2. This presumption does not apply to procedure (including criminal procedure)
but it does apply strongly to a law creating an offence or increasing the
penalty for an existing offence;
3. Regulations purporting to have a retrospective effect are ultra vires unless
such effect is authorised by statute;
4. Treaty obligations are not part of the law unless incorporated by statute into
that law and there is no rule of law invalidating an Act which conflicts with
treaty obligations or compelling a construction which will avoid that result;
but
5. Treaty obligations are a strong guide to the meaning of ambiguous provi-
sions, since the Government is presumed to intend to comply with such
obligations;
6. Both the presumption against retrospection and the presumption of adherence
to treaty obligations may be rebutted by clear language or by necessary
implication.25
of State for Home Affairs, ex p. Hosenball [1977] 3 All E.R. 452; [1977] 1 W.L.R. 779;
R. v. Hull Prison Board of Visitors, ex p. St. Germain [1978] Q.B. 678; [1978] 2 All E.R.
198; ibid. in the Court of Appeal [1979] Q.B. 425; [1979] 1 All E.R. 701; R. v. G.L.C. exp
Burgess [1978] 1 C.R. 991; Allgemeine Gold-und-Silberscheidanstalt v. Customs and
Excise Commissioners [1980] 2 W.L.R. 564; U.K.A.P.E. v. Acas [1979] 1 W.L.R. 570;
[1979] 2 All E.R. 478; ibid. in the House of Lords [1980] 2 W.L.R. 254, per Lord Scarman
at p. 266G and H. Williams v. Home Office (May 1980) Kaur v. Lord Advocate (June 1980).
22 [1978] Q.B. 36; [1978] 1 All E.R. 574; noted by Dr. Crawford (1978) 49 B.Y.I.L. 270.
23 In so far as relevant, s. 30 provides: " Subject as hereinafter provided ... no teacher
in any [country school or any voluntary] school Shall... receive any less emolument or be
deprived of, or disqualified for, any promotion or other advantage.., .by reason of its
religious opinions or of his attending or omitting to attend religious workship ..."
24 (1977) 20 E.C.H.R. Yearbook 827; Mr. Drzemczewski kindly provided me with a
transcript of this judgment.
25 (1977) 20 E.C.H.R. Yearbook 827 at p. 829.
26 [1977] N.I. 105; [1978] 21 E.C.H.R. Yearbook 789.
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OcT. 1980] English Law and European Human Rights 589
the judge found that the statutory provision in question had incorporated
the Convention's test into domestic law. The issue before McGonigal
L.J. at the Belfast City Commission concerned the admissibility of
statements made by the accused. Section 6 of the Northern Ireland
(Emergency Provisions) Act 1973 had provided that, for certain listed
offences, relevant statements made by the accused were to be admissible
unless " primafacie evidence is adduced that the accused was subjected
to torture or to inhuman or degrading treatment," in which case the
section required the evidence to be excluded " unless the prosecution
satisfies [the court] that the statement was not so obtained." McGonigal
L.J. considered that " the terms torture or inhuman or degrading
conduct in section 6 ... are taken from Article 3 [of the Convention]
and Parliament in using these words was accepting as guidelines the
standards laid down in the European Convention on Human Rights
and incorporating these in the domestic legislation." 27 Later the judge
stated that " if the use of the terms in section 6 (2) are derived, as I
consider them to be, from Article 3, the meaning assigned to the terms
by the European Commission on Human Rights is, at the very least, of
very persuasive effect, if not definitive in determining the meaning to be
given to these same terms as used in section 6." 28 The judgment in
McCormick contains a careful examination of the Commission's
jurisprudence on Article 3 and thus provides an interesting illustratio
of how the Convention's case law can be used by domestic courts
clarify the meaning of the Convention.
The cases reviewed suggest some conclusions and some difficul
as to when the European Convention on Human Rights can be u
by British courts in statutory interpretation. If the meaning o
legislative provision is clear and unambiguous, this interpretation mu
be adopted even if it is contrary to the Convention; in such cases
presumption of compliance may be used.29 By contrast, where
meaning of legislation is unclear or ambiguous, the presumption may
invoked and the provision interpreted in accordance with the Co
vention.30 Furthermore, the authorities clearly establish that t
presumption may be used although the legislation in question sou
neither expressly nor impliedly to incorporate the Convention i
English law.31 The importance of the presumption largely depends on
how readily judges will find legislative provisions to be ambiguou
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590 International and Comparative Law Quarterly [VOL. 29
First, it is clear that the courts have rejected, or at the very least not yet
accepted, the view that " the inherent flexibility of the English...
language may make it necessary for the interpreter to have recourse to a
variety of aids. There is no need to impose a preliminary test of am-
biguity." This opinion was expressed by Lord Wilberforce in Buchanan
v. Babco when he was considering the interpretation of a statute which
had been enacted to incorporate an international convention directly
into U.K. law.32 Although there are strong arguments for Lord Wilber-
force's approach to the interpretation of such statutes,33 other Law
Lords in Buchanan's case considered that interpretative presumption
can only be used if the statutory provision, taken alone, is ambiguous.34
Whatever rule may emerge for statutes designed expressly to incorporate
international conventions, at present all the cases point to a " prelimi-
nary test of ambiguity " before UK courts can use the European
Convention on Human Rights, an unincorporated treaty, as a guide to
interpretation. In other words, it is not possible to establish ambiguity
in a statutory provision by reference to discrepancies with the
Convention or its case law.
Secondly in determining whether a statutory provision is ambiguous,
different results may well be achieved, in a particular instance, by
applying the literal test, the golden or mischief rule or some variant of
one or more of these.35 In addition to the general arguments about the
merits of these different approaches, there are considerations of special
relevance to the scope of the presumption against Parliament legislating
contrary to its obligations under the Convention. To a certain extent the
importance given to the presumption depends upon the weight given to
the need to ensure that legislation is construed in accordance with inter-
national commitments as against that of ensuring that an unincorpora-
ted treaty is not applied in derogation of parliamentary sovereignty.
One can argue that the two principles do not conflict in that Parliament
intends legislation to be interpreted in the light of its international
obligations, especially those involving human rights. Moreover, the
Convention does not lay down for Contracting States any given manner
for ensuring within their internal law the effective implementation of its
32 [1978] A.C. 141 at p. 152F; [1977] 3 All E.R. 1048 at p. 1052h; this judgment has
been noted by Dr. Crawford in (1978) 49 B.Y.I.L. 274.
3 See Professor Brownlie op. cit. supra, n. 8, at p. 51.
34 See Viscount Dilhorne: [1978] A.C. 141 at p. 158F; [1977] 3 All E.R. 1048 at p.
1057h; Lord Edmund-Davies: [1978] A.C. 141 at p. 167C; [1977] 3 All E.R. 1048 at p.
1065c; Lord Fraser agreed with Lord Edmund-Davies.
35 According to Professor Cross, " We now have just one rule of interpretation, a
modern version of the literal rule which requires the general context to be taken into con-
sideration before any decision is reached concerning the ordinary meaning of the words ":
Statutory Interpretation (1976), p. 16, and see passim especially Chaps. 1-3; for a general
summary of Professor Cross's view, see p. 43.
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OCT. 1980] English Law and European Human Rights 591
36 It has been argued that " shall secure " in Art. 1 imposes the obligation to incorpo-
rate the Convention directly into municipal law: J. Velu in Human Rights in National and
InternationalLaw (ed. A. H. Robertson, 1968), pp. 44-46. However, predominant academic
opinion favours the view expressed in the text (ibid., pp. 11-46) which has now been en-
dorsed by the Court of Human Rights: Ireland v. U.K., para. 239. See further the conclud-
ing section of this article.
S7 The House of Lords Select Committee was divided on the question of incorporation
of the Convention into English law: for the main arguments against, see para. 33 of the
Report (H. L. Paper 176 of Sessions 1976-77 and 1977-78). The Committee was unani-
mous " in concluding that if there is to be a Bill of Rights it should be a Bill based on the
Convention " (ibid., para. 53). However, in his book, Dr. J. Jaconelli lists 10 arguments to
show that " the text of the European Convention is ill suited to serving as a Bill of Rights
for the United Kingdom ": Enacting a Bill of Rights (1980), pp. 277-281.
38 Contrast the views of Lord Scarman in the cases discussed above with those of
Roskill L.J. in Exp. Bibi.
3a See recommendations in report of Law Commission No. 21 (1969): The Interpre
tion of Statutes, paras. 74-76.
40 Report or the Select Committee on a Bill of Rights, para. 27, p. 28.
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592 International and Comparative Law Quarterly [VOL. 29
41 Ibid.
42 M. S. Williams v. The Home Office (May 9, 1980). As yet, the judgment has not been
reported. The author is grateful to the N.C.C.L. which allowed him access to their revised
official transcript of the judgment.
43 pp. 117-127A official transcript.
44 The Bill of Rights Act provides that " excessive bail ought not to be required nor
excessive fines imposed nor cruel and unusual punishments inflicted."
4 At p. 122B et seq., official transcript.
46 [1976] Q.B. 503; [1975] 3 All E.R. 1030.
4 Gammans v. Ekins [1950] 2 K.B. 328.
48 [1976] Q.B. 503 at p. 512D; [1975] 3 All E.R. 1030 at p. 1036b.
49 [1979] 1 W.L.R. 13; [1978] 3 All E.R. 1016.
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OCT. 1980] English Law and European Human Rights 593
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594 International and Comparative Law Quarterly [VOL. 29
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OCT. 1980] English Law and European Human Rights 595
This passage clearly shows that the concept is used because, as the
dissenters later repeated, " the national judge is certainly better placed
than the Court [of Human Rights] to determine whether, in a given
instance, a publication concerning sub judice litigation involves a
'prejudgment' and the risk of 'trial by newspaper.' "63 As is well
known, the dissenters' approach was rejected by the Court in favour of
6 1 Amhad v. I.L.E.A. [1978] Q.B. 36 at p. 50F; ]1978] 1 All E.R. 574 at p. 585d.
62 Para. 7 of the Joint Dissenting Opinion of Judges Wiarda, Cremona, Thor Vilhjalm-
sson, Ryssdal, Ganshof van der Meersch, Sir Gerald Fitzmaurice, Bindschedler-Robert,
Liesch and Matscher.
63 Para. 11.
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596 International and Comparative Law Quarterly [VOL. 29
(d) Assessment
64 For a critical note see Dr. F. A. Mann, " Contempt of Court in the House of Lords
and the European Court of Human Rights " (1979) 95 L.Q.R. 348.
65 Handysidejudgment, loc. cit. supra, n. 58, para. 48.
66 Absolute in the sense that they cannot be the subject of limitation or derogation;
but see n. 54 supra.
67 Art. 3 in R. v. McCormack and, less strongly, in Williams v. Home Office, although
in neither case was a failure to meet the required standard found; Art. 7 in Waddington v.
Miah and in R. v. Deery.
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OCT. 1980] English Law and European Human Rights 597
6 8 See, e.g. generally, Professor J. M. Evans (ed.) de Smith's Judicial Review of Adminis-
trative Action (4th ed.); Professor H. W. R. Wade, Administrative Law (4th ed.).
69 [1976] Q.B. 198 atp. 207F; [1975] 2 All E.R. 1081 atp. 1083d.
70 R. v. Chieflmmigration Officer, exp. Bibi [1976] 1 W.L.R. 979; [1976] 3 All E.R. 843.
71 [1976] 1 W.L.R. 979 at p. 985A; [1976] 3 All E.R. 843 at p. 847h.
72 R. v. Secretary of State for Home Affairs, ex p. Hosenball [1977] 1 W.L.R. 766;
[1977] 3 All E.R. 452.
7" [1977] 1 W.L.R. 766 at p. 780H; [1977] 3 All E.R. 452 at p. 459a.
74 [1977] 1 W.L.R. 766 at p. 785D; [1977] 3 All E.R. 452 at p. 463a.
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598 International and Comparative Law Quarterly [VOL. 29
56 " Administrative power " refers generally to any power or discretion conferred by
statute including powers to make delegated legislation. No attempt has yet been made to
invoke the Convention in the review of a prerogative power; indeed it is controversial
whether the exercise, as opposed to the existence, of such powers is subject to any judicial
review: see Wade, op. cit. supra, n. 68. p. 335.
76 [1977] A.C. 1014 at p. 1047G; [1976] 3 All E.R. 679 at p. 682C.
7 Art. 8 is only relevant in exceptional immigration cases: see, e.g. Professor F. G.
Jacobs, The European Convention on Human Rights (1975), pp. 128-132.
78 The wording of the relevant section is explicit: " A person shall not be entitled to
appeal against a decision to make a deportation order against him if the ground of the
decision was that his deportation is conducive to the public good as being in the interests of
national security or of the relations between the United Kingdom and any other country
or for other reasons of a political character" (Immigration Act 1971, s. 15 (3)). In
explaining this provision during its passage in the House of Commons, Mr. Maudling,
the Home Secretary, said, " The whole basis of my philosophy is that these are decisions
of a political and executive character which should be subject to Parliament and not subject
to courts, arbitrators and so on " (Vol. 819 H.C. Deb. (June 15, 1971), col. 375 at col. 377).
This legislative background was known to the Court of Appeal in Hosenball and expressly
mentioned by Lord Denning M.R. in his judgment, despite the conventional rule against
referring to Hansard (e.g. Black-Clauson v. Papierwerke [1977] A.C. 591 ; [1975] 1 All E.R.
810). As regards the European Convention, Lord Denning M.R. noted that Agee's
application had been found inadmissible ([1977] 1 W.L.R. 766 at p. 779A; [1977] 3 All
E.R. 452 at p. 457e): the Agee admissibility decision was No. 7729/76, reported in 7
Decisions and Reports 164. Later Hosenball's application to the Commission was also held
inadmissible: Application No. 7902/77 reported in 9 Decisions and Reports 224.
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OCT. 1980] English Law and European Human Rights 599
There are three main ways in which the European Convention may form
part of the Common law: as customary international law; as an element
of public policy; and its use in cases where no clear precedent exists.
Each of these methods will be analysed in turn.
" Most forcefully in " The applicability of Customary International Human Rights in
the English Legal System " [1975] Human Rights Journal 71. Since then, there have been
some modifications in Mr. Drzemezewski's argument: see, notably, [1976] Human Rights
Journal 123; [1979] Human Rights Journal, 95; (Oct. 1979) Topical Law 38.
80 Art. 38 (1) (6) of the Statute of the International Court of Justice.
81 See generally, e.g. Professor I. Brownlie, Principles of Public International Law
(3rd ed.), pp. 45 et seq.
82 e.g. Mortensen v. Peters (1906) 8 F (J.C.) 93 (Court of Justiciary).
83 The standard of proof required in some cases has been particularly strict, see
especially, R. v. Keyn (The Franconia) (1876) 2 Ex D. 63; see also comments by Brownlie,
op. cit. supra n. 81, and in the literature referred to there.
84 Chung Chi Cheung v. The King [1939] A.C. 100; [1938] 4 All E.R. 784.
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600 International and Comparative Law Quarterly [VOL. 29
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OCT. 1980] English Law and European Human Rights 601
the enactment of the State Immunity Act 1978. Stephenson L.J.'s dissenting judgment is
very forceful on the point in issue; [1977] Q.B. 529 at pp. 571D-772B: [1977] 1 All E.R.
881 at pp. 904d-905a. Academic comments on the majority judgment in Trendtex have
generally been favourable: e.g. Dr. J. Crawford (1976-77) 48 B.Y.I.L. 353-362, especially
at pp. 359-361. At the time of writing (July 1980) an appeal is before the House of Lords
from the Court of Appeal decision in Hispano Americana Mercantil S.A. v. Central Bank
of Nigeria: [19791 2 Lloyd's Rep. 277, in which Trendtex was followed.
9x [1976] A.C. 443 at pp. 471F-477A; [1975] 3 All E.R. 801 at pp. 816d-823a, per Lord
Simon of Glaisdale; the other Law Lords agreed with Lord Simon's speech on this point.
9 2 Even the narrow interpretation of Trendtex is debatable; Lord Simon's reasoning in
Miliangos was general in character: see especially on point 3 [1976] A.C. 443 at p. 476C.
However, it has already been suggested that a modified " narrow view " could be satis-
factorily reconciled with the rules of precedent. Again, in a later House of Lords' judgment
Lord Diplock has warned that " to construe a judgment as if its function were to lay down
a code of law is a common error into which the English reliance on precedent makes it
easy to fall ": D. v. N.S.P.C.C. [1978] A.C. 171 at p. 200 F-G; [1977] 1 All E.R. 589 at
p. 596j. On the whole it is suggested that the narrow view of Trendtex, perhaps in a modified
form, is compatible with the requirements of precedent and desirable in that it helps the
courts to give effect to contemporary international law when relevant in English cases.
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602 International and Comparative Law Quarterly [VOL. 29
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OCT. 1980] English Law and European Human Rights 603
a' Para. 131, Namibia Opinion [1971] I.C.J. Rep. 3; (1976) 49 I.L.R. 3.
98 Para. 91, United States Diplomatic and Consular staff in Tehran (merits) [1980]
I.C.J.Rep. 3.
9 9 The passage just quoted continues: " But what has above all to be emphasized is the
extent and seriousness of the conflict between the conduct of the Iranian State and its
obligations under the whole corpus of international rules, the fundamental character of
which the Court must again strongly affirm " (ibid.).
100 Para. 49 of the judgment [1966] I.C.J.Rep. 6 at p. 34; (1968) 37 I.L.R. 243 at p. 267.
10 1 The case was decided by the President's casting vote.
10o Para. 33 of thejudgment, [1970] I.C.J.Rep. 4 at p. 32; (1973) 46 I.L.R. 178 at p. 206.
See also the draft Art. 19 on State Responsibility and the International Law Commission's
commentary thereon: (1976) 2 Yearbook LL.C. 95, et seq.
103 Para. 34 of the judgment.
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604 International and Comparative Law Quarterly [VOL. 29
The above passage clearly suggests that the rights mentioned constitute
obligations of customary international law; it thus supports the view
that rights in the European Convention also now constitute customary
international rights and obligations. However, a later passage in the
Barcelona Traction judgment indicates the need for caution:
With regard ... to human rights, to which reference has already been made in
paragraph 34 of this judgment,1'" it should be noted that these also include
protection against denial of justice. However, on the universal level, the instru-
ments which embody human rights do not confer on States the capacity to
protect the victims of infringements of such rights irrespective of their nationality.
It is therefore still on the regional level that a solution to this problem has to be
sought: thus within the Council of Europe of which Spain is not a member,x10
the problem of admissibility encountered by the claim in the present case has
been resolved by the European Convention on Human Rights, which entitles
each State which is a party to the Convention to lodge a complaint against any
other Contracting State for violation of the Convention irrespective of the
nationality of the victim.10x
104 That is, the one just quoted in the text of this article.
10o Spain has now become a member of the Council of Europe.
106 Para. 91 of the judgment.
107 This fear seems to have been the central theme of the judgment, see e.g.: " The
Court considers that the adoption of the theory of diplomatic protection of shareholders
as such, by opening the door to competing diplomatic claims could create an atmosphere
of confusion and insecurity in international economic relations ": para. 96 of the judgment.
10o See Art. 1 of the Convention.
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OCT. 1980] English Law and European Human Rights 605
(iii) Assessment
All the difficulties examined suggest that the courts are unlikely to
accept the argument that the European Convention, as customary
international law, is part of the common law. Even if they did, unless
the widest interpretation of Trendtex is adopted, few practical results
would be derived from the argument.
109 There is a wealth of authority to support the contention that torture is prohibited
by international law: see, e.g. U.N. Resolution 3452 (xxx). Declaration on the Protection
of All Persons from being subjected to Torture and Other Cruel, Inhuman or Degrading
Treatment or Punishment, and M. C. Bassiouni and D. Derby: " An Appraisal of Torture
in International Law and Practice" (1977) 48, Nos. 3 and 4, Revue International de
Droit Pdnal 17, especially section V.
110 See n. 83 supra.
111 [1977] Q.B. 529 at p. 579E; [1977] 1 All E.R. 881 at p. 91lb.
112 See, e.g. per Cozen-Hardy M.R. In the Estate of Hall [1914] 1 P.I. For a comparative
study of the English and French rules of public policy see Lord Lloyd, Public Policy (1950).
118 Nordenfelt v. Maxim Nordenfelt Guns and Ammunition Co. [1894] A.C. 535i (1891-
94) All E.R. Rep. p. 1.
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606 International and Comparative Law Quarterly [VOL. 29
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OCT. 1980] English Law and European Human Rights 607
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608 International and Comparative Law Quarterly [VOL. 29
lacunae in the common law.124 However, it has been shown that there
are difficulties in arguing that the Convention represents customary
international law; probably only parts of it do. In any event, it is surely
significant that in no reported case has the Convention been treated as
customary international law and used as such to decide an unclear point
of the common law.
On the other hand, in a few cases, judges have referred to the possibi-
lity of using the Convention to help resolve uncertainties in the common
law. In Ex parte Bibi, Lord Denning M.R. stated, obiter on this point,
that " if there is any ambiguity in our statutes or uncertainty in our law,
then these courts can look to the convention as an aid to clear up the
ambiguity and uncertainty, seeking always to bring them into harmony
with it." 125 Earlier, in Cassell v. Broome, Lord Kilbrandon considered
the Convention when discussing the common law relating to punitive
damages: " Since all commercial publication is undertaken for profit,
one must be watchful against holding the profit motive to be sufficient to
justify punitive damages: to do so would be seriously to hamper what
must be regarded, at least since the European Convention was ratified,
as a constitutional right to free speech." 126 In February 1979, within a
week of each other, two judgments were delivered which expressly
considered the Convention when deciding points of the common law.
In the first, Whitehouse v. Lemon, the House of Lords had to decide
" whether in 1976 the mental element or mens rea in the common law
offence of blasphemy is satisfied by proof only of an intention to publish
material which in the opinion of the jury is likely to shock and arouse
resentment among believing Christians or whether the prosecution
must go further and prove that the accused in publishing the material
in fact intended to produce upon believers, or (what comes to the same
thing in criminal law) although aware of the likelihood that such effect
might be produced, did not care whether it was or not, so long as the
publication achieved some other purpose that constituted his motive
for publishing it." 127 By a bare majority of three to two, the House of
Lords decided that only the first, more limited, mens rea had to be
proved. For present purposes, the significance of the case is that Lord
Scarman, one of the majority, expressly relied on the Convention when
deciding the point in issue. Lord Scarman began by declaring that " in
an increasingly plural society such as that of modern Britain it is
necessary not only to respect the differing religious beliefs, feelings and
practices of all but also to protect them from scurrility, vilification and
ridicule and contempt." 128 After an historical review of the relevant
124 Seetextsupra.
125 [1976] 3 All E.R. 843 at p. 847f; [1976] 1 W.L.R. 979 at p. 989G.
126 [1972] A.C. 1027 at p. 1133A; [1972] 1 All E.R. 801 at p. 876C.
127 [1979] A.C. 617 at p. 632E; [1979] 1 All E.R. 898 at p. 900j.
128 [1979] A.C. 617 at p. 658C; [1979] 1 All E.R. 898 at p. 921g.
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OCT. 1980] English Law and European Human Rights 609
Possibly more significant that this speech of Lord Scarman was the
judgment of Sir Robert Megary V.-C. in the important case of Malone v.
Metropolitan Police Commissioner.132 Malone, an antique dealer, had
been tried for handling stolen property. During his trial, counsel for the
Crown admitted that Malone's telephone had been tapped by the police
with the authorisation of the Home Secretary in order to obtain evidence
for the prosecution. The issue before Megarry V.-C. was whether the
police practice had been legal. Prominent amongst the arguments for
Malone were some founded on the interpretation given to Article 8 of
the Convention by the Court of Human Rights in the Klass case.133
The Klass case concerned the compatibility of secret surveillance of
communications with the right under Article 8 to respect for private life
and correspondence. After careful examination of the various safeguards
in the German legislation, the Court of Human Rights found that
legislation permitting secret surveillance was necessary in a democratic
society to safeguard national security and/or to prevent disorder and
crime. In reaching this conclusion, the Court stressed that the Conven-
tion requires that " whatever system of surveillance is adopted, there
exists adequate and effective guarantees against abuse." 134
The English practice of telephone tapping contains no such safe-
guards and thus, on the Klass interpretation of Article 8, violates the
129 [1979] A.C. 617 at pp. 660A-664F; [1979] 1 All E.R. 898 at pp. 92c-926g.
180 [1979] A.C. 617 at p. 664G; [1979] 1 All E.R. 898 at p. 927a.
131 [1979] A.C. 617 at p. 665C-E; [1979] 1 All E.R. 898 at p. 927d-f.
18s [1979] Ch. 344; [1979] 2 All E.R. 620.
1xs Judgment of the European Court of Human Rights of Sept. 6, 1978, Series A No.
24, 2 E.H.R.R. 241 ; for a general study of the Klass judgment see P. J. Duffy: " The Case
of Klass and Others " (1979) 4 Human Rights Review 20.
134 Para. 50 of the judgment.
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610 International and Comparative Law Quarterly [VOL. 29
Moreover, Sir Robert stressed that: " The more complex and indefinite
the subject matter, the greater the difficulty in the court doing what it is
really appropriate, and only appropriate, for the legislature to do." 137
He continued:
Give full rein to the Convention, and it is clear that when the object of the
surveillance is the detection of crime, the question is not whether there ought
to be a general prohibition of all surveillance, but in what circumstances, and
subject to what conditions and restrictions, it ought to be permitted. It is those
circumstances, conditions and restrictions which are at the centre of this case;
and yet it is they which are the least suitable for determination by judicial
decision. It appears to me that to decide this case by reference to the Convention
would carry me far beyond any possible function of the Convention as influencing
English law that has ever been suggested; and it would be most undesirable.
Any regulation of so complex a matter as telephone tapping is essentially a
matter for Parliament, not the courts; and neither the Convention nor the Klass
case can, I think play any proper part in deciding the issue before me.
135 [1979] Ch. 344, especially at p. 380; [1979] 2 All E.R. 620, especially at pp. 648-649.
For studies on this point, see C. P. Walker, " Police Surveillance by Technical Devices "
[1980] Public Law 184; P. J. Duffy: " Tinkerbell: The European Human Rights Dimen-
sion" [1980] Topical Law 60; P. J. Duffy and P. T. Muchlinski "The Interception of
Communications" [1980] N.L.J. 999.
136 [1979] Ch. 344 at p. 379B-C; [1979] 2 All E.R. 620 at pp. 647j-648a.
137 [1979] Ch. 344 at p. 380D; [1979] 2 All E.R. 620 at p. 648j.
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OCT. 1980] English Law and European Human Rights 611
in the dicta,138 and I do not attempt to do so. For the present, all that I say is
that I take note of the Convention as construed in the Klass case, and I shall
give it due consideration in discussing English law on the point.... The Con-
vention is plainly not of itself law in this country, however much it may fall to
be considered as indicating what the law of this country should be, or should be
construed as being.la3
13a Megarry V.C. had mentioned the different views expressed in Pan-Am v. Department
of Trade and R. v. Chief Immigration Officer ex p. Bibi. The cases are discussed earlier in
this article.
139 [1979] Ch. 344 at p. 366C-D; [1979] 2 All E.R. 620 at p. 638b.
140 [1979] 3 W.L.R. 762; [1979] 3 All E.R. 673. Subsequently (but too late for inclusion
in the text), the Convention was discussed in Att.-Gen. v. B.B.C. [1980] 3 W.L.R. 109, a
case concerning the law on contempt of court. All five Law Lords mentioned the importance
of freedom of expression; Lords Fraser and Scarman also mentioned the Convention.
Although both Lords Fraser and Scarman acknowledge that the Convention is not part of
our law [1980] 3 W.L.R. 109 at p. 128H and at p. 130D) they, nonetheless, considered
that it has a certain role to play. According to Lord Fraser: "This House, and other
courts in the United Kingdom, should have regard to the provisions of the [Convention]
and to the decisions of the Court of Human Rights in cases, of which this is one, where our
domestic law is not firmly settled"' (ibid at p. 128H). Having said that the Convention and
the Sunday Times case are not part of our Law, Lord Scarman continued:
Yet there is a presumption, albeit rebuttable, that our municipal law will be consistent
with our international obligations... Moreover, under the Practice Statement of
July 1966 ([1966] 1 W.L.R. 1234), this House has taken to itself the power to refuse to
follow a previous decision of its own, if convinced that it is necessary in the interest of
justice to depart from it. Though, on its facts, the present case does not provide the
House with the opportunity to reconsider its Sunday Times decision [1974] A.C. 273
(and we have heard no argument on the point), I do not doubt that, in considering
how far we should extend the application of contempt of court, we must bear in mind
the impact of whatever decision we may be minded to make upon the international
obligations assumed by the United Kingdom under the Convention. If the issue should
ultimately be, as I think in this case it is, a question of legal policy, we must have
regard to the country's international obligation to observe the Convention as inter-
preted by the Court of Human Rights ([1980] 3 W.L.R. 108 at p. 130E-G).
Having reviewed the issues and case law, Lord Scarman questioned whether an extension
of contempt of court to cover the case before him " is necessary in our democratic society.
Is there a pressing social need for the extension? For that, according to the European
Court of Human Rights, 2 E.H.R.R. 245 at p. 275, is what the phrase means. It has not
been demonstrated to me that there is " ([1980] 3 W.L.R. 108 at p. 137H). Three comments
may be made on Att.-Gen. v. B.B.C. First it seems that reference may be made not only to
the Convention but also to the case law of its organs when the common law is not firmly
settled: see the speeches of Lords Fraser and Scarman in Att.-Gen. v. B.B.C. and, earlier,
the speech of Lord Scarman in U.K.A.P.E. v. A.C.A.S. [1980] 2 W.L.R. 254 at p. 266H;
[1980] 1 All E.R. 612 at p. 622h. Secondly, the speech of Lord Scarman in Att.-Gen. v.
B.B.C. suggests that in exercising their discretion to depart from precedents, the House of
Lords may have regard to the Convention. If this comes to be accepted, it would represent
a significant extra role for the Convention in English law. Finally, it is significant that even
those Law Lords who did not expressly refer to the Convention examined the case in the
light of freedom of expression. It may be that such an approach reflects in part at least the
indirect influence of the Convention on English courts.
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612 International and Comparative Law Quarterly [VoL. 29
disclosure of all information relevant to the case, confidential or not. But this is a
fallacy, because the whole aim and object of those carefully worked out provisions
of English law which regulate the right to discovery and inspection of documents
is precisely to achieve a fair hearing. That is the standard of our law and it is
unnecessary to have recourse to the Convention to establish it.141
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OCT. 1980] English Law and European Human Rights 613
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614 International and Comparative Law Quarterly [VOL. 29
149 See, generally, L. Collins, European Law in the United Kingdom (2nd ed., 1980).
150 Inter alia: Case 29/69, Stauder v. Ulm [1969] E.C.R. 419, [1970] C.M.L.R. 112;
Case 11/70, Internationale Handelgesellschaft v. Einfuhr-Vorratsstelle Getreide [1970]
E.C.R. 1125, [1972] C.M.L.R. 255; Case 4/73, Nold v. Commission [1974] E.C.R. 491,
[1974] 2 C.M.L.R. 338; Case 44/47, Hauer v. Land Rheinland-Pfalz (Dec. 13, 1979).
There is extensive literature on the relationship between EEC law and fundamental rights,
especially under the Convention. A recent bibliography is given by Dr. O. Jacot-Guillarmod
in " Droit Communautaire et Droit International Public" (Universit6 de Neuchatel,
Imprimerie, Typoffset, La Chaux-de-Fonds, 1979), at pp. 140-141. Since then, the most
important development has been the publication of the Commission's memorandum
which favours the formal adhesion of the Communities to the Convention (May 1979).
Comments have been published on their Memorandum: see, especially: K. Economides
and J. H. H. Weiler (1979) M.L.R. 683 and The European Convention on Human Rights:
Two New Directions (1980, British Institute of Human Rights).
151 Para. 13 of the Noldjudgment [1974] E.C.R. 491 at p. 507; [1974] 2 C.M.L.R. 338
at p. 354.
152s Paras 17-19 of the judgment: Case 44/79, Hauer v. Land Rheinland-Pfalz (Dec. 13,
1979).
1s8 Case 149/77, Defrenne v. SABENA [1978] E.C.R. 1365; [1978] 2 C.M.L.R. 312;
see especially paras. 30-32 of the judgment.
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OCT. 1980] English Law and European Human Rights 615
is left untouched." 164 Having said this, any act done under Com-
munity authority must comply with fundamental rights: as Capotorti
A.G. has said:
First, the respect for fundamental rights is a limitation on all Community acts:
any measure whereby the powers of the Community institutions are exercised
is subject to that limitation and in that sense the entire structure of the Com-
munity is under an obligation to observe that limitation. Secondly, where
directly applicable Community measures exist (by the effect of the Treaties or
secondary legislation) they must be incorporated in a manner which accords
with the principle that human rights must be respected.155
Given the many areas which are affected by Community law and its
doctrine of supremacy over national law, EEC law provides an impor-
tant method whereby the Convention's terms may be invoked before
English courts.
COMMENTS AND ASSESSMENT
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616 International and Comparative Law Quarterly [VOL. 29
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OCT. 1980] English Law and European Human Rights 617
national authority to everyone who claims that his rights and freedoms
under the Convention have been violated." 163 To sum up, although
incorporation is not required, the Convention does obligate States
Parties to secure its rights directly in their internal law and to provide
an effective remedy for everyone who claims that his rights and freedoms
under the Convention have been violated. Does English law comply
with these obligations ?
To a large extent the answer is a clear " yes." The common law and
English legislation provide many admirable provisions designed to
protect the rights and freedoms of the individual.164 Quite apart from
the Convention, judges have long employed presumptions in favour of
individual rights. Nevertheless, as several recent writers on the con-
stitution have noted, there are some respects in which the traditional
formula of the common law and piecemeal legislation have failed.6e5
In Malone's case, for example, there was no right to privacy which the
plaintiff could invoke, although such a right is stated in Article 8 of the
Convention and, by Article 13, he should have been able to invoke
such a right before a UK authority. To some extent the problem in
Malone was dealt with by the judge inviting official investigation into
the apparent conflict between English law and the Convention.166 This
has happened in other reported cases.'67 Nevertheless in the end, the
general question remains as to whether the UK's obligations under
the Convention are best fulfilled by the present methods or whether the
situation would be improved by introducing some general Bill of Rights.
Whilst clearly not attempting to be comprehensive,e68 a few comments
may be offered on this question.
163 Para. 64 of the Klass judgment; the word " claims " was underlined by the Court.
164 For a general survey see Human Rights in the United Kingdom, Central Office of
Information Reference Pamphlet 162 (H.M.S.O., 1978).
16 5 See, e.g. Lord Scarman's famous Hamlyn lectures: English law-The New Dimension
(1974).
166 Megarry V.C. said: " This case seems to me to make it plain that telephone tapping
is a subject which cries out for legislation " [1979] Ch. 344 at p. 380G; [1979] 2 All E.R.
620 at p. 649C. Following the Malone judgment, the Home Office investigated the subject
of interception of communications. In April 1980 a short White Paper was published:
The Interception of Communications in Great Britain (Cmnd. 7873). In an accompanying
statement, however, the Home Secretary rejected the call for legislation: H. C. Deb., Vol.
982, No. 150, cols. 205-208. For a comment on the White Paper, see Duffy and Muchlinski,
op. cit. supra n. 135.
167 In Gleaves v. Deakins, Lord Diplock, whilst dismissing the appeal, said that the law
of criminal libel " has retained anomalies which involve serious departures from accepted
principles on which the modern criminal law is based and are difficult to reconcile with ...
[the Convention] ": [1979] 2 W.L.R. 665 at p. 667D; [1979] 2 All E.R. 497 at p. 498f. In
Whitehouse v. Lemon, less clearly on the basis of the Convention, Lord Scarman said of
blasphemy: " There is a case for legislation extending it to protect the religious beliefs and
feelings of non-Christians ": [1979] A.C. 617 at p. 658B; [1979] 1 All E.R. 898 at p. 921g.
Both criminal libel and blasphemy have been referred to the Law Commission for investi-
gation. However, the former Secretary to the Commission, Mr. J. Fieldsend, informed me
that the judicial comments in Gleaves v. Deakins and Whitehouse v. Lemon were not the
cause of the references.
168 See, generally, the Report and Evidence of the House of Lords Select Committee
on a Bill of Rights, and J. Jaconnelli, Enacting a Bill of Rights-The Legal Problems (1980).
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618 International and Comparative Law Quarterly [VOL. 29
16 9 See, e.g. the list in the Memorandum of the British Institute of Human Rights to the
House of Lords Select Committee on a Bill of Rights: H.L. Paper 81 (Sessions 1976-77
and 1977-78), at p. 121.
170 The Court of Human Rights gave judgment on April 26, 1979; in the Queen's
speech a Bill was promised to amend the law on contempt: H.L. Deb, Vol. 400, No. 3 of
May 15, 1979, col. 5 at col. 9.
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