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VANE SHEAR AND
CONE PENETRATION
RESISTANCE TESTING
OF IN-SITU SOILS
A symposium
presented at the
Fifth Pacific Area Notional, Meeting
AMERICAN SOCIETY FbR
TESTING AND MATERIALS
Seattle, Wash., Oct. 31 - Nov. 5, 1965
published by fhe
AMERICAN SOCIETY FOR TESTING AND MATERIALS
1916 Race Street, Philadelphia, Pa. 19103
Library
Vermont Technical College
n„„/4nink PAntor Vprmnnt
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© BY AMERICAN SOCIETY FOR TESTING AND MATERIALS 1966
Library of Congress Catalog Card Number: 66-17093
NOTE
The Society is not responsible, as a body,
for the statements and opinions
advanced in this publication.
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Foreword
This symposium was held during the Fifth Pacific Area National Meet-
ing of ASTM at Seattle, Wash., on Nov. 2, 1966, and was sponsored by
Committee D-18 on Soil and Rock for Engineering Purposes, whose
chairman is C. B. Crawford, National Research Council of Canada,
Ottawa, Ont., Canada.
Field testing of in-situ soils using vane-shear and cone-penetration
methods are being used with increasing frequency and wider acceptance
throughout the world. Studies are under way to develop standard meth-
ods of test for these two procedures so test data can be evaluated on the
basis of a known procedure. This symposium has as its objective the
presentation of the state of the art in these two procedures.
The paper, "Field Vane Tests with Delayed Shear," which was
presented at the symposium, is not included in the volume. The paper,
"An Inspection Vane," which is included in this volume, was not presented
at the symposium.
The symposium chairman was L. J. Walker, Northern Testing Labora-
tories, Great Falls, Mont.
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Related ASTM Publications
Soils, Papers on 1959 Meetings, STP 254 (1960),
$9.00
IV
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Contents
Introduction—L. 3. WALKER 1
An Inspection Vane—A. ANDRESEN and s. SOLLIE 3
An Evaluation of the Field Vane Test in Sensitive Clay—w. j . EDEN 8
A Comparison of Soil Shear Strengths as Determined with Field and Labo-
ratory Vane Shear Apparatus—E. B. HALL and E. A. MILLER 18
Dynamic Cone for Shallow In-Situ Penetration Testing—G. F. SOWERS and
C. S. HEDGES 29
A Simple Shear Test—E. A. SIBLEY AND GEORGE YAMANE 39
Leland J. Walker1
Introduction
An Inspection Vane
105
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ANDRESEN AND SOLLIE ON AN INSPECTION VANE 5
the counter-rings (7). When torque is apphed, the scale ring follows the
movement of the upper part of the instrument, and when failure in the
soil is obtained, the scale ring will remain in its position due to the friction
in the threads.
Three sizes of four-bladed vanes (//) are used, % by \% in. (16 by
32 mm), 0.78 by 1.56 in. (20 by 40 mm), and 1 by 2 in. (25.4 by 50.8 mm)
("diameter" by length), which makes it possible to measure shear strengths
of 2 tons/ft^ (20 tons/m-), 1 ton/ft^ (10 tons/m^), and 0.5 tons/ft^ (5
tons/m-), respectively. The "area ratio" of the vanes are 14, 16.5, and
24 per cent. The vane blades are soldered to a vane shaft (9), which again
can be extended by one or more 0.5-m long rods. The connection between
the shaft-rods and the instrument is made by threads. To make the connec-
tions as straight as possible, the connections have male and female conical
supports.
The maximum shear strength that can be measured with the inspection
vane is 20 tons/m.- In clays with this shear strength, a force of about
40 to 50 kg is required to force the vane into the clay. The vane shaft is
designed to take this force, but if the extension rods are used precautions
are needed to prevent buckling. About 1.5 rpm is a suitable speed of
rotation. The maximum load is obtained at about a 300-deg rotation of
the handle.
The equipment has been thoroughly tested in the laboratory and in the
field. The friction in the measuring instrument is small and is eliminated
by the calibration. Repeated calibration after use gives a deviation of the
order of =t 2 per cent of the maximum reading.
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VANE SHEAR AND CONE PENETRATION RESISTANCE TESTING
Surfcice after /
6 p e x c a vation
m jfj
8
E \ I Softening due
•e X
c r to exc avation
10
o. J •
Q
1'"'
12
14 ^31
16 4
4
FIG. 2—Measurements with inspection vane compared with measurements with the ordi-
nary Swedish Geotechnical Institute's (SGI) field vane.
Any soil adhesion on the vane rods during a test will increase the
measured apparent shear strength. For shallow borings where preboring
is done through any stiff surface layer, this adhesion is not an important
error. However, for deeper borings the soil adhesion should be taken into
consideration by direct measurements in an extra boring using only the
rods. At great depths, the adhesion can be large, and as a result the accuracy
of the determined shear strength will decrease. The strength values plotted
in Fig. 3 have thus been corrected for soil adhesion on the extension rods.
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ANDRESEN AND SOLLIE ON AN INSPECTION VANE
—o— Undisturbed
—•— Remoulded
10
Original propert
Wp = 16 7.
c " WL = 217.
41 W = 327.
T, = 0,8 ton/m^
/ / > \
/ / \\ \\
/ / \ \
/ y
> y \
/y '^ V
• N ^^
- tf •
- -•
*~
2m im Im 2m
showed clearly that a bottom failure would occur during excavation for
some 4-m-deep tanks. The Institute proposed to increase the shear strength
by means of electroosmosis, and the stabilization was successfully
accomplished.
The results of the measurements with the inspection vane are shown in
Fig. 3, giving the shear strength measured 0.5 m below the bottom of the
final excavation. These measurements showed that the shear strength was
increased considerably as a result of the electroosmotic treatment. At the
anodes the shear strength increased from an original value of about
0.07 tons/ft- (0.7 tons/m') to a value exceeding 0.1 tons/ft- (10 tons/m'-)-
The effect of the electroosmosis is gradually reduced toward the cathode.
Summary
This paper describes an inspection vane which permits a quick and
easy measurement in the field of the undrained shear strength of soil. The
size of the equipment is such that it can be carried in a briefcase, and it
weighs only about 1 kilogram.
The equipment is used primarily in the field by forcing the vane 0.4 to
1.0 m into the walls of a trench or below the bottom of an excavation, and
then measuring the shear strength of the clay at a depth not influenced
by drying and the excavation procedure. The vane may also be used in
soft clay at greater depth by adding extension rods. The friction on the
rods, however, reduces the accuracy with depth.
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STP399-EB/Jun. 1966
W. J. Eden1
The field vane test has gained some prominence as a tool to determine
the undrained shear strength of clays, but its reliability has been the object
of some controversy. In 1957, ASTM [1]- published a symposium on the
vane shear test setting forth many of the arguments for and against its
use. The purpose of this paper is to record views on the use and limitations
of the test which lead to the opinion that in certain clay formations the
field vane is a reliable method of assessing the undrained shear strength
of a clay. It is hoped that other opinions will be offered for the establish-
ment of satisfactory working rules and standard procedures.
Many of the desirable features of the test were pointed out in papers
presented at the previous symposium [/]. Briefly, the two chief advantages
are (1) that the test is conducted in situ and avoids the problems of stress
release and sample disturbance, and (2) that the test is relatively inexpen-
sive compared with conventional tube sampling and laboratory testing.
1
Research officer, Soil Mechanics Section, Division of Building Research, National
Research Council, Ottawa, Ont., Canada.
2
The italic numbers in brackets refer to the list of references at the end of this paper.
8
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EDEN ON THE FIELD VANE TEST IN SENSITIVE CLAY 9
The obvious restrictions on the test are (1) it can only be used in rather
uniform cohesive soils which are fully saturated, (2) it does not yield
samples by which an accurate identification of the materials in a boring
profile can be made, and (3) it imposes a failure surface on the soil which
may not be relevant to the problem being studied.
Apparatus
The original apparatus used at the Division of Building Research was
constructed for use with existing drilling equipment [2]. It was subse-
quently replaced with the "Geonor" apparatus described by Andresen
and Bjerrum [3]. This equipment eliminates friction between the torque
rods and the soil and does not require wash boring and casing. Recently
the "Geonor" apparatus has been adapted for use with a truck-mounted
hydraulic drill rig, which speeds up the pushing and pulling of the vane
housing by placing the ball cone clamp below or above the drill head.
General Use
Experience with vane testing at the Division of Building Research has
been almost entirely in sensitive to quick clays. Prior to the use of vane
equipment, no consistent strength-depth relationships were observed in
Leda clay. Results were generally quite erratic due primarily to sampling
difl^culties in the sensitive clays. Once the vane apparatus was obtained
and a comprehensive vane testing and sampling program undertaken, it
was possible to identify several important features of Leda clay.
Field vane tests revealed that the Leda clay had a fissured drying crust
extending below the normal oxidation and to depths of about 30 ft in
some locations [4]. Because of the Assuring, all methods of shear testing
are questionable in this zone. Below the fissured-weathered crust, an
increase in shear strength with depth was found. Recently the results of
the testing program on Leda clays have been summarized by Crawford
and Eden [5], and it has been possible to show a consistent relationship
between surface elevation, preconsolidation pressure, and undrained
strength. Shear strength of the intact, unweathered Leda clay in the
Ottawa area ranges from 0.2 to 2.0 kg/cm^, with corresponding precon-
soUdation pressures from 0.3 to 5.0 kg/cm.^ In general, the Leda clays can
be classed as sensitive to quick.
Field vane tests have also been conducted at three sites in nearly nor-
mally consolidated varved clays in northern Ontario and Quebec and
compared with test results from tube sampling. The varved clays were
quite sensitive and difficult to sample.
Table 1 describes 12 sites where the field vane test has been used with
supporting information obtained from tube sampling. The first 9 sites are
Leda clay sites in the Ottawa area; the last three listed are varved clay
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10 VANE SHEAR A N D CONE PENETRATION RESISTANCE TESTING
ir
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EDEN ON THE FIELD VANE TEST IN SENSITIVE CLAY 11
+ +
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12 VANE SHEAR AND CONE PENETRATION RESISTANCE TESTING
sites. At each site, sufficient field vane tests were taken below the fissured
crust to allow a line of regression to be determined representing the
increase in strength with depth. The standard error gives an indication of
the dispersion of individual test results about this line.
A study of the laboratory compression tests shows that from each good
sample about one test per tube yields a shear strength equivalent to the
field vane test. The average of the strength determinations from the tube
samples was only about one-half of the field vane strength. The average
strengths of the varved clays were in better agreement than for the Leda
clays, presumably because the disturbance in the less sensitive soil was
less serious.
In the following paragraphs, a more detailed examination of four sites
is presented to illustrate the comparison between field vane strengths and
undrained strengths obtained from samples.
25 -
35
40
45
Individual undrained
compression tests Individual field
50 vane tests
55
FIG. 1—Comparison of vane and tube sample results at Kars bridge site.
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EDEN ON THE FIELD VANE TEST IN SENSITIVE CLAY 13
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14 VANE SHEAR AND CONE PENETRATION RESISTANCE TESTING
rated clays, no advantage was indicated by the use of the triaxial undrained
over the unconfined compression test. In the other hole, field vane tests
were made at 1-ft intervals. The results of the two types of tests are shown
in Fig. 1. Average results in the form of lines of regression with the stand-
ard errors indicate that the vane yields higher undrained strengths with
somewhat less scatter than the laboratory tests.
The stability of this embankment during construction was in doubt.
A stability analysis based on the field vane strengths had a factor of safety
of only about 1.2, and, based on laboratory tests, a failure could be
expected. The fact that the embankment has stood for 6 years indicates
that in this instance, the field vane strengths were reasonably reliable.
The Kars borings are typical of the agreement achieved between results
of field vane tests and laboratory tests in Leda clay. The vane yields higher
strengths with more consistent results.
NRC Site
At the Montreal Road Laboratories of the National Research Council,
there is a deep deposit of extremely sensitive Leda clay. The clay at this
site is highly stratified. A series of field vane tests have been made to check
the consistency of the results from one bore hole to the next. Fig. 2 presents
the results of the five borings conducted on a 50-ft square. The top 30 ft
of the clay is highly fissured, and tests in this zone were conducted only
in the first boring. It can be seen from Fig. 2 that the reproducibility is
reasonably good considering the stratified nature of the clay.
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EDEN ON THE FIELD VANE TEST IN SENSITIVE CLAY 15
10 -
20 •
Avg from each L
1
30 -
tube sample »., /o
-J
j:
Q
40
50
-
-
7 \ ^;o-«—Max from each tube sample
•^. A - - "
•
\ \
t
60 - \ \
/ •
70 _-
4.^__^ -*—Block samples
^'•^—Field vane
80 -
90
1 1 1 1 1 1 1 ! 1 1 1 1 1 1 1
FIG. 3—Comparison of vane, tube, and block sample results at Ottawa sewage treatment
plant site.
At two Other sites in the Ottawa area, it has been possible to obtain
block samples of unweathered Leda clay from tunnel excavations. In
both cases, the field vane strengths compared closely with the undrained
strengths obtained from the block samples. In both cases, the overcon-
solidation of the clay was only about 1 ton/ft. 2
At the sewage plant site, the results obtained with the vane are of
questionable value because they are considerably below those obtained
from block samples. In spite of this. Fig. 3 demonstrates that the vane
gave a somewhat more consistent indication of undrained strength than
the thin-wall piston samples.
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16 VAME SHEAR AND CONE PENETRATION RESISTANCE TESTING
Conclusions
1. For the highly sensitive Leda clays and varved clays described by
this paper, the field vane has yielded more consistent and somewhat higher
undrained shear strengths than those obtained from carefully taken thin-
wall tube piston samples.
2. For the softer clays with an undrained strength less than 0.5 kg/cm^,
the vane strengths have proved to be reasonably reliable in comparison
with stability analysis for loading cases.
3. At one site where the Leda clay was appreciably overconsolidated,
the field vane strengths were considerably lower than those obtained from
block samples. Osterman [//] has suggested that the field vane should
only be used in "contractant" soils, and it may be that the clay at the
sewage treatment plant can no longer be considered contractant.
As the soils below 50 ft were supersensitive, it may be that the insertion
of the field vane leads to serious soil disturbance and reduced strengths.
This, however, cannot explain the lower results above 50 ft. The clays
both above and below 50 ft could be termed brittle (failure strains less
than 1 per cent), and the brittleness is a feature which should be considered.
The clays at this site were much more brittle than the other sites in Leda
clay referred to in Table 1.
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EDEN ON THE FIELD VANE TEST IN SENSITIVE CLAY 17
Tt is the author's view that the field vane apparatus is a useful engineering
tool for sites featuring soft saturated clays. It offers considerable economy
over conventional tube sampling and testing, and in sensitive soils it
overcomes to some extent the problems of disturbance in such soils. The
field vane should always be supported by geotechnical information ob-
tained by sampling. When the shear strengths are greater than 1 kg/cm^
or when there is a tendency for the soils to dilate on shearing, then the
use of the vane is questionable.
Acknowledgments
The author wishes to acknowledge the work of his colleagues in the
Soil Mechanics Section because the results given in this paper are the
results of several years' work by a number of individuals. The paper is
a contribution of the Division of Building Research, National Research
Council, Ottawa, Canada, and is published with the approval of the
Director of the Division.
References
f/] Sviiiposiiini on Vane Shear Testing of Soils, ASTM STP No. 193, Am. Soc. Testing
Mats., 1957.
\2] W. J. Eden and J. J. Hamilton, "The Use of a Field Vane Apparatus in Sensitive
Clay," Symposium on Vane Slwar Testing; of Soils, ASTM STP No. 193, Am. Soc.
Testing Mats., 1957, pp. 41-5.'?.
[3] A. Andresen and L. Bjerrum, "Vane Testing in Norway," Sviiiposiiim on Vane
Shear Testing of Soils, ASTM STP No. 193, Am. Soc. Testing Mats., 1957, pp.
54-58.
[4] W. J. Eden and C. B. Crawford, "Geotechnical Properties of the Leda Clay in the
Ottawa Area," Proceedings 4th International Conference on Soil Mechanics and
Foundation Engineering. Butterworths Scientific Publications, Vol. 1, London,
1957, pp. 22-27.
[5] C. B. Crawford and W. i. Eden, "Comparison of Laboratory Results with in situ
Properties of Leda Clay," Proceedings, 6th International Conference on Soil
Mechanics and Foundation Engineering, Montreal, University of Toronto Press,
September 1965.
[6] L. Bjerrum, "Geotechnical Properties of Norwegian Marine Clays," Geotechnique,
Vol. 4, No. 2, 1954, pp. 49-69,
[7] D. Townsend. Discussion of "Failure of an Embankment Founded on Varved
Clay," by K. Y. Lo and A. G. Stcrmac, Canadian Geotechnical Journal, Vol. 2,
No. 3, August, 1965, pp. 254-258.
[8] W. J. Eden, Discussion of "Failure of An Embankment Founded on Varved Clay,"
by K. Y. Lo and A. G. Stermac, Canadian Geotechnical Journal, Vol. 2, No. 3,
August, 1965, pp. 259-260.
[9] W, J. Eden and M. Bozozuk, "Foundation Failure of a Silo on Varved Clay,"
Engineering Journal, Vol. 45, No. 9, 1962, pp. 54-57.
[10] W. J. Eden, "Earthflows at the Beattie Mine, Quebec, Canada," Canadian Geo-
technical Journal, Vol. 1, No. 2, 1964, pp. 104-114.
[//] J. Osterman, "Studies on the Properties and Formation of Quick Clays," Pro-
ceedings, 12th National Conference, Clays and Clay Minerals, Atlanta, Pergamon
Press, 1964, pp. 87-108,
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STP399-EB/Jun. 1966
KEY WORDS: shear tests, soil (material), vane shear test, field tests, clay
(material)
The necessity for making and also supporting deep excavations in the
soft San Francisco Bay soils, commonly referred to as bay mud, for
various types of structures was the primary purpose for investigating these
soils. A search of the literature revealed no information that could be
used for direct comparisons between laboratory-determined shear strengths
using vane methods and field vane shear determinations on comparable
soils. This investigation was conducted to make such a comparison.
1
Principal, Harding Associates, San Rafael, Calif.
2
President, Geo-Testing, Inc., San Rafael, Calif.
3
Symposium on Vane Shear Testing of Soils, ASTM STP 193, Am. Soc. Testing Mats.,
1957.
4
Lyman Cadling and Sten Odenstad, "The Vane Borer," Proceedings No. 2, Royal
Swedish Geotechnical Inst., Stockholm, 1950.
18
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MILLER AND HALL ON COMPARISON OF FIELD AND LABORATORY TESTS 19
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20 VANE SHEAR AND CONE PENETRATION RESISTANCE TESTING
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MILLER AND HALL ON COMPARISON OF FIELD AND LABORATORY TESTS 21
Evaluation of Results
A summary of all test data from the field and laboratory is shown in
Table 1. The graphic presentations of shear strength obtained by the
various methods versus depth are plotted in Figs. 1 and 2, and Fig. 3
presents typical particle size analyses.
In Fig. 1 the laboratory vane shear strength values were obtained from
the lower portion or "bit" end of each sample. It was considered that this
test represented soil that had been subjected to a minimum amount of
disturbance during specimen preparation, testing, and sampling operations.
The high shear strength of the field vane tests observed at the shallowest
depth (Fig. 1) could be attributed to the presence of organic substance,
since the amount for that general depth was 16.9 per cent (by weight),
a value high enough to affect the engineering properties. Although some
very small lenses of shells were found in the samples and resulted in dis-
carding a few laboratory vane shear test results, it was considered that they
had little if any effect on the field vane tests, particularly in view of the
length of the vane that was employed.
The lesser shear strengths found for the triaxial " Q " tests in the upper
25 feet of boring 101 appear directly related to some degree of disturbance.
The specimens were ejected horizontally from the tubes and continuously
supported until placed on the pedestal of the triaxial apparatus preparatory
to receiving a membrane covering. Even with this maximum attention to
the care of the specimens a very small increase in diameter was noted when
unsupported on the apparatus pedestal. The saturated weight of the speci-
men alone caused the noted deformation.
The ratio of shear strength obtained on " Q " tests to consolidating
pressure, 5'„//j, is noted in Table 1. The higher values observed for the
tests from shallow depth may be of questionable validity, since organic
material was encountered. With one exception, however, for depths below
15 ft, the S^lp ratio was found to be in the rather narrow region of 0.27
to 0.40, with an average of 0.34.
Figure 2 presents the undrained shear strength obtained with the lab-
oratory vane shear device versus depth for test points at three locations
within each sample tube. The most sporadic strength values were obtained
from tests conducted at the center and top of the tubes. It is concluded,
from this behavior, that the sampling operation and further handling in
the laboratory could impose very significant strength losses, and this is
the principal reason for the widely fluctuating strength patterns.
The sensitivity ratio, S„ has a much broader range in the laboratory
vane shear results, with values between 1.3 and 24, and an average of 3.4.
This somewhat large range was not unexpected when the amount of
variation in shear strength was noted. The field vane tests are closely
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22 VANE SHEAR A N D CONE PENETRATION RESISTANCE TESTING
Od
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• • • . (N — • • • O O
_
o
. . . . • • o — o
O O O O o o o o o
. . . . T f O^ • • • ^ Tf O • ON ( ^ ON
O O O O o o o o o o o o o o
r^ . . . . O . w^ . . . . o • • • • o
• n • • • • <^l
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MILLER AND HALL ON COMPARISON OF FIELD AND LABORATORY TESTS 23
• OO • .-H
• o •^
'd o
o
d
ri
d
o o
rl
o
d d
d
o
d d
to
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24 VANE SHEAR AND CONE PENETRATION RESISTANCE TESTING
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MILLER AND HALL ON COMPARISON OF FIELD AND LABORATORY TESTS 25
o—— . . — . ^
Bottom of Sample
o Boring 101
ABoring 102
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26 VANE SHEAR AND CONE PENETRATION RESISTANCE TESTING
U.S. Standard
Sieve Number Hydrometer
20 40 100 200
100
1
1 90
1 Above 35
1 80
1
1
1
1 70
1
1
1 60
1
1
1
50
1
Below 35'
40
1
30
I
20
[
10
1
i 1 1
Particle Size, mm
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MILLER AND HALL ON COMPARISON OF FIELD AND LABORATORY TESTS 27
Conclusion
The presentation of these data, although somewhat limited, permits the
conclusion that significant variations in shear strength, within the length
of what appeared to be a homogeneous sample, can be expected. It is
further concluded that each sample produced only one test value that was
considered most reliable and this was evaluated to be the one at the "bit"
or lower end of the tube.
The shear strength as obtained by triaxial methods was found to be
lower than obtained by field and laboratory vane methods for samples
tested to a depth of about 25 ft, with close agreement below this depth.
This is somewhat contrary to the findings reported on the Candlestick
crossing^ in the southern portion of San Francisco Bay. That report
indicated strengths determined by field vane tests were consistently higher
than laboratory compression tests throughout the entire depth of the
borings.
Strength variations of as much as ±30 per cent were encountered
within a given homogeneous sample even under the most careful sampling
procedure.
The sensitivity ratio as developed by the laboratory vane apparatus
was sporadic over a wide range of values. The ratios at the "bit" end of
the samples were quite consistent and, in general, lower than those found
in the field testing. No ready explanation or conclusion for these results
can be made at this time.
'J E, B. Hall, "Shear-Strenglh Determinations of Soft Clayey Soils by Field and
Laboratory Methods," Symposiiim on Soil Exploiutioii, ASTM STP 351, Am. Soc.
Testing Mats., 1963.
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28 DISCUSSION ON COMPARISON OF FIELD AND LABORATORY TESTS
DISCUSSION
* Manager, Soil Mechanics and Paving Branch, Western Div., Bureau of Yards and
Docks, U. S. Navy, San Brunc, Calif.
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STP399-EB/Jun. 1966
Penetration tests have long been used to evaluate soil consistency and
density. The primitive builder may have sounded the ground with a
pointed stick or his heel, as can be seen in some tribal villages today. The
skilled workman forced the point of a pick or drove a rod into the ground
with a mallet of known weight. Today there are numerous penetrometers
of standardized design, but all based on the same principle; the penetration
of an object into the soil, forcing the soil aside and developing a shear
displacement similar to a bearing capacity failure of a foundation [1-4]3.
The relationship between soil strength and penetration resistance is a
function of the shear pattern. This can be determined by a plastic analysis
of the shear zone or by empirical correlation with laboratory tests, in
each case the results depend on the shape of the penetrometer, which
varies with the type of soil and its consistency and density.
1
Professor of civil engineering, Georgia Institute of Technology, Atlanta, Ga., and
vice-president and consultant, Law Engineering Testing Co., Atlanta, Ga.
2
Manager, Special Consultation Department, Law Engineering Testing Co., Atlanta,
Ga.
3
The italic numbers in brackets refer to the list of references at the end of this paper.
29
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30 VANE SHEAR AND CONE PENETRATION RESISTANCE TESTING
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SOWERS AND HEDGES ON CONE FOR SHALLOW IN-SITU TESTING 31
E - Rod
Pullout anvil
Driving anvil
Cone Point
the auger cuttings to identify the soil. This is essential because the interpre-
tation varies with the soil type.
After augering to the test depth, the cone point is seated 2 in. into the
undisturbed bottom of the hole to be sure the cone is completely embedded.
The cone point is further driven 1 % in. using the ring weight hammer
falling 20 in. These blows are counted and recorded. If need be, a second
and third penetration test can be made by driving the cone point additional
1 M-in. increments. Beyond this distance the effect of side friction of the
shaft may become apparent, and the shape of the shear zone may be
altered and jeopardize the value of the blow count readings. The pene-
trometer can effectively be used in auger holes to depths of 15 to 20 ft.
Beyond this it is difficult to handle the weight of rods by hand, and also
it is possible the penetration blow resistance count is affected by the
dynamic energy loss in overcoming the rod inertia.
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32 VANE SHEAR AND CONE PENETRATION RESISTANCE TESTING
Theoretical Principle
Basically the theoretical aspect of the successive penetrations caused by
the hammer drop is that outhned in the classic study of bearing capacity
failure by local and by general shear [8, 9]. Before the cone point is forced
into the level of the soil to be tested, the soil is in a state of elastic equilib-
rium. When the cone point is forced to the test level the soil passes into a
state of plastic equilibrium with the cone point becoming the element
forming part or all of Zone I, Fig. 2. Assuming an ideal soil and a smooth
cone point, the zone of plastic equilibrium is subdivided into a cone-shaped
zone (later displaced by the penetrometer point), an annular zone of radial
shear emanating from the outer edges of the cone, and an annular passive
Rankine zone. The dashed lines on the right-hand side of Fig. 2 indicate
the boundaries of Zones I to III at the instant of failure or penetrometer
movement, and the solid lines represent the same boundaries after the
cone point has moved into the level being tested. The foregoing explanation
is brief; it describes the general condition that exists during the cone point
penetration and is not meant to be a complete or precise rationalization.
As mentioned before, it is not necessary and almost impossible to form a
working hypothesis of the cone point penetration mechanism because of
the macro and micro variations within a real soil mass.
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SOWERS AND HEDGES ON CONE FOR SHALLOW IN-SITU TESTING 33
Penetrometer Resistance—Shear
The punching resistance of an ideal plastic medium as first described by
Prandtl [/] can be expressed by
qo^Ns (1)
where qg is the average punching or penetration stress, s is the shearing
resistance of the medium, and A^ a coefficient which depends on the
geometry of the point and surface it penetrates. As modified for expressing
soil bearing capacity, A'^ depends on both the geometry of the point and
the surface and on the angle of internal friction. For clays exhibiting no
apparent internal friction and for cone angles of 45 to 60 deg., A^ appears
to be approximately 7.
The static penetrometers, such as the "Dutch Cone" and the Swedish
Geotechnical Laboratory cone, apply a static force to the point sufficiently
great to produce shear failure. Thus, the soil bearing capacity for a founda-
tion the same size and shape of the cone is measured directly at that depth
below the surface, and the soil shear strength could be found by rewriting
Eq 1 as
•y = _ ^ (2)
A^
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34 VANE SHEAR AND CONE PENETRATION RESISTANCE TESTING
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SOWERS AND HEDGES ON CONE FOR SHALLOW IN-SITU TESTING 35
20
I5
10
/A
^4^
/ ^
10 15 20 25 30
Cone Penetrometer Resistance
(blows per increment )
Curve A- Virgin Piedmont soils
B- 9 5 % Compacted soil
C- 9 0 % Compacted soil
D- 8 5 % Compacted soil
E- Coastal Plain soils
F- Piedmont alluvium
(85 per cent of maximum by ASTM Methods D698) fill to 0.66:1 for
high-density (95 per cent of maximum by ASTM Methods D698) fill.
Three curves, B, C, and D, shown in Fig. 3 are for tests on compacted
fills and their different densities.
The two remaining curves, £ and F, show the relationship between
Method D1586 resistance and penetrometer resistance for the marine and
estuarine Coastal Plain soils (Curve £ ) ; and alluvial soils of the Piedmont,
which are silty micaceous sands and sandy micaceous silts of recent
deposition. The ratio of Method D1586 resistance to penetrometer blows
for the Coastal Plain soils varies from 0.5:1 for materials of high resistance
to 1:1 for materials of low penetration resistance. The ratio for alluvial
soils of the Piedmont varies from 0.6:1 to 2:1.
Conclusions
The conclusions reached from the many tests and calibrations by the
authors and their associates are that the dynamic portable penetrometer is a
useful tool for construction control and field exploration for lightweight
structures where value does not justify the cost of a drilling rig or where
access prohibits a drilling machine. The use of the penetrometer is not too
valid in alluvium of Piedmont origin, in that the calibration ratios vary
without specific pattern. It is probable that this variation is due to (1) the
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36 VANE SHEAR AND CONE PENETRATION RESISTANCE TESTING
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SOWERS AND HEDGES ON CONE FOR SHALLOW [N-SITU TESTING 37
Acknowledgments
This work is part of the research program of the Consulting Department
of the Law Engineering Testing Co. Special thanks are due to W. F. Peck,
Chief Florida Soils Engineer for Law Engineering Testing Co., for making
data on research in fill soils available.
References
[/] C. Prandtl, Hiirte plashecher Korper, Nach. Ges. Wiss. Gottingen, 1920.
[2] W. Kjellman, "Testing the Shear Strength of Clay in Sweden," Geotechnique, Vol.
2, No. 3, June 1951, p. 225.
[3] M. J. Hvorslev, Subsurface Exploration and Sampling of Soils for Civil Engineering
Purposes, Engineering Foundation, New York, 1949.
[4] E. Schultze and H. Knausenberger, "Experience with Penetrometers," Proceedings,
Fourth International Conference on Soil Mechanics and Foundation Engineering,
London, Vol. 1, p. 249, 1957.
[5] T. Kalstenius, "Development of Two Modern Continuous Sounding Methods,"
Proceedings, Fifth International Conference on Soil Mechanics and Foundation
Engineering, Paris, Vol. 1, p. 475, 1961.
[6] G. F. Sowers, "Strength Testing of Soils," Laboratory Shear Testing of Soils,
ASTM STP 361, Am. Soc. Testing Mats., 1963, p. 3.
[7] R. L. Kondner, "A Penetrometer Study of the In-Situ Strength of Clays," Materials
Research & Standards, Vol. 2, No. 3, March, 1962.
[8] G. F. Sowers and G. B. Sowers, Introductory Soil Mechanics and Foundations, The
MacMillan Co., New York, Second Edition, 1961.
[9\ K. Terzaghi, Theoretical Soil Mechanics, John Wilev and Sons, Inc., New York,
1943.
[10] G. F. Sowers, "Shallow Foundations," Foundation Engineering, McGraw-Hill
Book Co., Inc., New York, 1961.
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38 VANE SHEAR AND CONE PENETRATION RESISTANCE TESTING
DISCUSSION
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STP399-EB/Jun. 1966
REFERENCE: E. A. Sibley and G. Yamane, "A Simple Shear Test for Satu-
rated Cohesive Soils," Vane Shear and Cone Penetration Resistance Testing of
In-Situ Soils, ASTM STP 399, Am. Soc. Testing Mats., 1966, p. 39.
ABSTRACT: A simple torsional vane shear device has been developed which
provides a reliable and rapid measure of the shear strength of saturated
cohesive soils. This device can be used both in the field and in the laboratory.
It is lightweight, inexpensive, and easy to use. For an extensive foundation
investigation with a large laboratory testing program, the torsional vane shear
device will provide rapid results and will supplement the over-all program. For
small investigations, this device can be used in evaluating site conditions and
may reduce or, in some cases, eliminate laboratory testing. This paper describes
the development and application of the device.
KEY WORDS: shear tests, soil (material), torsion tests, vane shear test
STP399-EB/Jun. 1966
During investigation of several massive landslides winch occurred as a
result of Alaska's Good Friday Earthquake (March 27, 1964), it became
evident that the identification of the sensitive zones within a clay stratum
(Bootlegger Cove clay) was important in understanding the mechanics of
the slide failures and to support an analysis of the remedial measures
required to stabilize the slide areas.
In order to complete the enormous task within the specified time limit,
it was essential to obtain the greatest possible number of undisturbed and
remolded shear strength determinations. Finding the shear strength by
means of conventional compression tests would have required an undue
amount of time, therefore efforts were directed toward developing a
laboratory vane shear device.
Development
A laboratory vane consisting of six thin steel vanes mounted on a Vi-in.
diameter brass rod was first developed to determine the shear strength.
1
Vice-president, Shannon & Wilson, Inc., Seattle, Wash.
2
Senior Engineer, Shannon & Wilson, Inc., Seattle, Wash.
39
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40 VANE SHEAR AND CONE PENETRATION RESISTANCE TESTING
L*'*, . » '
The resLilts obtained with these vanes were excellent, but the time
required to perform the tests did not harmonize with the completion
schedule of the program. For this reason a completely self-contained,
hand-operated, torsional vane shear device was then developed which
proved to be fast and simple to operate on cohesive soils. The vane
measured shear strengths from 0 to 1 ton/ft^ and up to 2.5 ton/ft- using
an adaptor.
The torsional vane shear device, Figs. 3 and 4, consists of a 1-in.
diameter stainless steel disk having 8 vanes, 0.195 in. deep. The diameter
of the opening inside the vanes is Yn in. The handle which is attached to
the disk through a precision helical spring is rotated with finger pressure
and applies a torque to the disk. This is resisted by the shear stress in the
clay across the lower face and around the circumferential area of the
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42 VANE SHEAR AND CONE PENETRATION RESISTANCE TESTING
3 Teflon washers
Snap ring (.020 thick)
Insert 6-32 Set screw
Spring
/ 4 " - 2 0 Socket head
Spacer cap screw
Shear vane
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SIBLEY AND YAMANE ON A SIMPLE SHEAR TEST 43
vanes. The calibrated dial on the top of the handle converts the torque
directly into ton/ft 2. The dial is subdivided into 20 equal parts, with a
maximum shear strength reading of one ton/ft 2. The maximum reading
on the dial when applying the torque is the shear strength of the soil.
For extremely soft soils or for remolded strength determination, a
sensitive, larger-diameter vane adapter, Fig. 3(C) was developed which
has an OD of 1.625 in. and an ID of 0.5 in., with a depth of 0.160 in. The
vanes are designed to minimize soil disturbance and prevent a "shoving"
action during shear. The torque ratio between the standard vane and the
sensitive vane is 1:0.02, thus the latter measures a maximum shear strength
of 0.2 ton/ft2.
A smaller, high capacity adapter. Fig. 3 (B) was developed for use on
stiffer clays having shear strengths up to 2.5 ton/ft 2. This vane has an
OD of 0.75 in. and an ID of 0.324 in., with a vane depth of 0.133 in. The
torque ratio between the standard vane and the high-capacity vane is
0.4:1, thus the latter measures a maximum shear strength of 2.5 ton/ft^.
Test Procedure
The hand-operated torsional vane shear device should be used only on
fully saturated cohesive soils when the undrained shear strength is inde-
pendent of the confining pressure. A ilat surface is first prepared on the
sample of undisturbed soil. The vanes are then carefully pressed into the
soil to their full depth. A slight vertical pressure is maintained by finger
pressure on the handle which is slowly turned at a constant rate to provide
a torque on the vanes. A rate of rotation such that failure develops in
5 to 10 seconds is used. The maximum value the pointer on the dial face
attains is the shear strength in tons per square foot.
Test Results
It is recognized that in determining the shear strength of cohesive soils,
the rate of stress or rate of strain influences the results. Therefore, during
this investigation, a study was made to determine the relationship between
the rate of loading and the ultimate shear strength on undisturbed samples
of the Bootlegger Cove clay. The rates selected for investigation were 0.1
ton/ft2 for every I, 5, 10, and 20 sec. Fairly uniform and undisturbed soil
samples were selected for this study. The samples were approximately
10 in. long with an undisturbed shear strength ranging between 0.2 and
0.7 ton/ft^. A slice approximately 1 in. thick was first removed longitudi-
nally from the specimen, providing a level undisturbed soil surface. Two
to four torsional vane shear tests were then performed on the specimen
using a constant rate of stress of approximately 0.1 ton/ft^ per second.
After the first set of tests, a slice approximately Yi in. thick was removed
from the specimen, which provided an undisturbed soil surface on the
specimen which was free from disturbance caused by the previous vane
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44 VANE SHEAR AND CONE PENETRATION RESISTANCE TESTING
shear tests. The next set of torsional vane shear tests were then performed
on this surface using a rate of stress application of 0.1 ton/ft^ per 5 sec-
onds. In the same manner, a third and a fourth set of tests were performed
using rates of 0.1 ton/ft ^ per 10 and 20 seconds. Thus, it was possible to
perform four complete series of stress-controlled torsional vane shear
tests on the same soil specimen.
1.20
- 1.00 -^
0 - -
op—o- O
°o_-a2crft q .—
A A
.-^
LLJ
a: If A
0.60
"If
0.40
0.20 0.40 0.60 0.80
VANE SHEAR STRENGTH Sy, in tons/sq.ft.
LEGEND
Sv| - Vane shear strength, rate of stress approx. 0.1 tsf/second
o S,,j - Vore shear strength, rate of stress = 0.1 t s f / 5 seconds
0 Sv - Vane shear strength, rate of stress = 0.1 tsf/IOseconds
Vane shear strength, rate of stress 0.1 t s f / 2 0 seconds
FIG. 5—Relationship between torsional vane shear strength and rate of stress. Bootlegger
Cove clay.
The results of these tests are included in Fig. 5. In this figure the effect
of the rate of stress on the shear strength is shown. The results are plotted
as a function of the "basic" shear strength, which was determined from a
rate of stress application of 0.1 ton/ft^ per second. The results show a
decrease in the shear strength with decreasing rates of applied shear stress.
This is more pronounced at the lower shear strengths than at the higher.
Torsional vane shear tests, unconfined compression tests, and uncon-
solidated undrained triaxial compression tests (Q-test) were also performed
to study the correlation between the shear strengths obtained by the
various methods of testing. All tests were performed on fairly uniform
and nearly identical undisturbed samples of Bootlegger Cove clay with
sensitivities ranging from medium (5 to 7) to high (11 to 14) and undis-
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SIBLEY AND YAMANE ON A SIMPLE SHEAR TEST 45
turbed shear strengths ranging from 0.2 to 0.9 ton/ft 2. On each sample,
an unconfined compression test or a triaxial shear test was preceded by
six to eight hand-operated torsional vane shear tests. The vane tests were
performed at a rate of 0.1 ton/ft 2 per second. Unconfined compression
tests were performed on undisturbed soil samples with diameters of 1.3
to 1.5 in. and heights equal to about two times the diameter. The elapsed
time to failure was 10 to 20 sec. for the "fast" tests and 3 to 5 min. for
the "slow" tests. Triaxial unconsolidated undrained compression tests
were performed on undisturbed samples with a diameter of 2.3 and 2.8
in. and a height equal to approximately two times the diameter. The
confining pressure was equal to the overburden pressure, and the elapsed
time to failure ranged from 10 to 20 min.
A summary of the test results is shown in Fig. 6, which shows the rela-
tionship between the unconfined and triaxial compression test results and
the corresponding vane shear test results. The figure shows a fairly good
correlation between the different tests. Generally, the results indicate an
extremely close agreement for soil with a shear strength between 0.4 and
1.00
T
0.80 ^^/o"/s"b^y /
Y"'v—^'
/
/
S 0.60
I
I-
a:
0.40
fu
/ /
<
0.20
/ / /.
LEGEND
A SuCsLow " Unconfined compression test, slow test; Sue = i/z qu
A SucpAST ~ Unconfined compression test, quicl^ test; Sue =1/2 qu
• Sg - Triaxial compression test, Q test'- Sg = 1/2 (<r]-<rj)max.
qu - Unconfined compressive strengtti
F I G . 6—Torsional vane shear strength relationship with other strength tests. Bootlegger
Cove clay.
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46 VANE SHEAR AND CONE PENETRATION RESISTANCE TESTING
1.4 r
o X
: ; 1.2-
/
I ^ q_
1.0
X
I-
/ "
En a s
LlJ
>
CO
in / o •
LLJ
£0.6 .| ° *,^ ! ^
2
o
o
Q
UJ / •
z 0.4 '/ " 1
o
o
Z5
0.2
LEGEND
Lafayette Dam
Anacortes, Washington
Bootlegger Cove Clay
0.5 ton/ft2, while for soil with a higher strength, the values for unconfined
and triaxial compression tests are somewhat greater than the corresponding
torsional vane shear values.
In Fig. 7, the correlation between shear strengths determined by uncon-
fined compression tests and shear strengths determined by torsional vane
shear tests is shown for other types of clay. The test for shear strength
greater than 0.9 ton/ft ^ was performed with the high-capacity vane
attachment having a shear strength range up to 2.5 ton/ft 2. The results of
these tests are very similar to those on Bootlegger Cove clay.
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SIBLEY AND YAMANE ON A SIMPLE SHEAR TEST Al
Acknowledgments
5. D. Wilson was responsible for developing the torsional vane shear
device, and Ulrich Vollenweider performed most of the correlation tests.
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