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Kemper-Rollwagen - Urban - Anthropology - Encyclopedia - of - Cultural Anthropology PDF
Kemper-Rollwagen - Urban - Anthropology - Encyclopedia - of - Cultural Anthropology PDF
Cultural
Anthropology
SPONSORED BY:
David Levinson
Melvin Ember
Volume 4
pology began to emerge in the late nineteenth and Acculturation." In mid-decade, in a manner similar
early twentieth centuries, its central subject matter was to what Lewis had done for Mexico City, William
the cultures of so-called primitive peoples living in Bascom offered a test of some Western theories in
areas remote from the civilizations of Europe and his article "Urbanization Among the Yoruba." In the
North America. As anthropologists began to rede- same year, Gideon Sjoberg, a sociologist, published
fine their task as the study of human beings every- a model for what he termed the 'preindustrial city,"
where and throughout history, the conceptual a form of urban place that stood in contrast to the
foundation for the study of the cities and societies by kinds of cities that developed after the European
sociocultural anthropologists was laid. industrial revolution. Meanwhile, in Europe, several
anthropologists were discovering that social-network
The Early Years: 1930s to 1950s analysis provided key insights about personal inter-
action in urban settings. Of special importance was
From the 1930s to the 1950s, cultural anthropolo-
Elizabeth Bott's Family and Social Network: Roles,
gists increasingly turned their attention to the study
Norms, and Extended Relationships in Ordinary Urban
of peasants, those small-scale food producers who are
Families (1957).
incorporated economically, politically, and culturally
into nation-states dominated by cities. Robert By the end of the 1950s, anthropologists and other
Redfield's research in Mexico, especially his 1926- social scientists were combining ethnographic obser-
1927 community study of the village ofTepoztlan and vations drawn from specific case studies with national-
his team project The Folk Culhre of Yucatdn (1941), level census data to develop new ideas about trends
raised a number of questions about such topics as the in urbanization in Latin America, Africa, and Asia.
impact of cities on relatively isolated peasant villages For example, the United Nations organized a con-
and the contrast between the moral and idyllic Life ference in 1959 on the theme of urbanization in Latin
in folk communities and the technical and impersonal America, at which Peruvian anthropologistJosC Matos
life in cities. Mar presented the now-classic paper, "Migration and
Urbanization: The Barriadas of Lima." This paper,
Oscar Lewis also did research on Tepoztlan, in the
and others like it, set the research agenda for the
1940s, and concluded that peasant life was far from
following generation of scholars interested in rural-
idyllic. He thenturned his attention to the migration
urban linkages, peasant migrants to cities, and squat-
of some villagers from Tepoztlhn to Mexico City and
ter settlements as arenas of urban adaptation.
to their lives in the metropolis. After challenging U.S.-
derived sociological models about urban life in his
influential paper "Urbanization Without Breakdown" The 1960s
(1952), Lewis shifted from community studies to The growing interest in urban phenomena among
family studies in his subsequent publications. His Five anthropologists, especially those in the United States,
Families (1959) was controversial because of his at- was a result of the recognition that the traditional
tention to what Mexican critics termed "lurid" aspects subject matter of anthropological fieldwork-tribal
(i.e., sexual exploits, criminal activities, and immoral and peasant peoples-was increasingly being inte-
acts) of life in Mexico City. He was accused of grated into an urban-dominated world. After 1963,
defaming the Mexican national character by a group when John Gulick laid out an agenda for urban
of elite intellectuals, but the Mexican courts found anthropology,the War on Poverty in the United States
him innocent of the charge. Urban anthropological and the expansion of funding for international de-
research during this period obviously held risks not velopment projects-especially in Latin America,
found in more traditional fieldwork among tribal Africa, and Asia-substantially increased opportuni-
groups or in peasant villages. ties for anthropologists and other social scientists to
carry out significant urban research.
By the 1950s a number of anthropologists were
conducting research on urban phenomena. For ex- There was a steady expansion of urban research
ample, V. Gordon Childe, an archaeologist, opened by anthropologists during the 1960s, with particular
the decade with an article called "The Urban Revo- attention given to rural-urban migration, urban ad-
lution", and a year later Ralph Beals, a cultural an- aptation, ethnicity, and poverty. Among the most often
thropologist, published "Urbanism, Urbanization, and cited works of the period are Andrew Whiteford's
URBAN ANTHROPOLOGY
in a Black Community (1974). In 1977 Larissa Lomnitz of case studies of specific urban populations and places.
published Networks and Marginality: Life in a Mexi- In 1980 two readers were published to compete for
can Shantytown, and Robert V. Kemper, following the market in urban-anthropology courses-The first,
upon George M. Foster's long-term study of Urban Life, edited by George Gmelch and Walter F.'
Tzintzuntzan, MichoacPn, wrote Migration and Ad- Zenner, contained thirty contributions under the
aptation: Tzintzuntzan Peasants in Mexico City. rubrics of urbanism, migration and the adaptation of
Meanwhile, Helen Safa had published The Urban Poor migrants to city life, family and kin in urban society,
of Puerto Rico (1974) and Michael Whiteford, in his ethnicity and class in the city, the urban poor, and
1976 book The Forgotten Ones: Colombian Country- urban fieldwork. The second, Urban Place and Pro-
men in an Urban Setting provides a restudy of his cess, edited by Irwin Press and M . Estellie Smith,
father's earlier work on Popay5n. contains thirty-four contributions arranged under the
categories of urbs ("the city") and urbanism, the study
The significance of urban anthropology within
of the urban milieu, the development and differen-
Latin American studies was demonstrated by the
tiation of cities, urbanization, units of urban
publication of two major collections of original ar-
organization, urban places, economic and cultural dif-
ticles. The first was uAnthropological Perspectives on
ferentiation in the city, and the urban future. In the
Latin American Urbanization," volume 4 (1974) of
same year, another set of conference papers from a
Latin American Urban Research, edited by the politi-
meeting of the Southern Anthropological Society
cal scientists Wayne A. Cornelius and Felicity M.
appeared, under the title Cities in a Larger Context,
Trueblood.The second collection, Urbanization in the
edited by Thomas W. Collins. In 1981 Ulf Hannerz
Americasji-om its Beginnings to the Present, edited by
published another general text, Exploring the City:
Richard P. Schaedel,Jorge E. Hardoy, and Nora Scott
Inyuiries Toward an Urban Anthropology.
Kinzer (1978), combined anthropological and histori-
cal perspectives. Collectively, these four volumes set the stage for
a decade in which urban anthropologists raised their
London was the focus of two important case stud-
sights (and also th-r sites) from local, isolated urban
ies of immigrants. James Watson's Emigration andthe
communities to the linkages among communities
Chinese Lineage (1975) deals with people from Hong
within regional, national, and international culturd
Kong's New Territories, and Nancy Foner's Jamaican
and political-economic systems. The resultant trans-
Farewell (1978) analyzes the experiences of Jamaican
formations in the work of urban anthropologists
migrants in London. George Gmelch carried out
involved not only a change of geographical scale but
fieldwork in Dublin, published as The Irish Tinkers
also more attention to historical issues. A cursory
(1977). In continental Europe, Thomas Belmonte
review of major works published during the 1980s
reported on an impoverished neighborhood in Naples,
makes clear the shift in fieldwork strategies and
Italy, in The Broken Fountain (1979), in the same year
theoretical frameworks in urban anthropology.
that Irwin Press published a comprehensive study of
urbanism and behavioral constraints in Seville, Spain, In the United States, Herbert Applebaum wrote
titled The City as Context. One of the few studies of Royal Blue: The Culture of Construction Workers(l981),
urbanization in communist Europe was carried out and William Pilcher published The Portland Long-
by Andrei Simi-, who reported his results in The shoremen (1972). Michel Laguerre describes Haitians
Peasant Urbanites:AStudy ofRural-Urban Mobility in in American Odyssey:Haitians in New York City (1984);
Serbia (1973). Further afield, Sylvia Vatuk's work in and Louise Lamphere combines the themes of
India was published as Kinship and Urbanization ethnicity, labor, and immigration with gender issues
(1972), and Alan Rew discusses his study of Port in From Working Daughters to Working Mothers: Im-
Moresby in Social Images and Process in Urban New migrant Women in a New England Industrial Commu-
Guinea (1974). nity (1987). Ida Susser describes a neighborhood in
Brooklyn, New York, in Norman Street: Poverty and
The 1980s Politics in an Urban Neighborhood (1982), Sally Merry
During the 1980s there appeared a second genera- gives a new twist to community studies in Urban Dan-
tion of readers, textbooks, and surveys of the subfield ger:Life in a Neighborhood $Strangers (1981),and Brett
of urban anthropology, as well as a continuing torrent W i a m s considers Washington, D.C., in Upscaling
URBAN ANTHROPOLOGY
Downtown: Stalled Gentrification in Washington,D. C. making in the "new" city of Milton Keynes, England,
(1988). Ethnicity is an important theme in works such in The Hidden Musicians (1989), a study called "per-
as The Urbanization ofAmerican Indians by Russell haps the finest urban ethnography of the 1980s" by
Thornton et al. (1982); Barrio Gangs: Street L f e and Roger Sanjek (1990); Marianne Gullestad provides
Identity in Southern Calfornia by James Diego Vigil a case study of family life and friendship among young
(1988); Chinatown: Economic Adaptation and Ethnic working-class mothers in urban Norway in Kitchen-
Identity of the Chinese by Bernard Wong (1982); Table Society (1984); Michael Kenny and David
Transforming the Past: Tradition and Kinship among Kertzer edited a collection of papers, Urban Life in
Japanese Americans by Sylvia Yanagisako (1985); and Mediterranean Europe (1983), that contains overviews
Women? Work and Chicano Families: Cannery Workers and case studies of urban-anthropological research in
ofthe Santa Clara Elley by Patricia Zavella (1987). Spain, Italy, Yugoslavia, and Greece; Kertzer also
wrote a monograph about religion and politics in
The agenda for research in Latin America was
Bologna, Italy, titled Comrades and Christians (1980);
established by the general survey volume, Latin
Margaret Lock discusses the varieties of medical ex-
American Urbanization, by Douglas Butterworth and
perience in her widely acclaimed book East Asian
John Chance (1981), which covers the city in history;
Medicine in Urban Japan (1980); Gary McDonogh
why people move; who moves from whereselectiv-
crafts a social history of power in the industrial era
ity and migration; return migration, brokerage, and
in GoodFamilies ofBarcelona (1986); Leith Mullings
effects on the community; migrant adaptation-hn-
evaluates mental healing in urban Ghana in Therapy,
ship, networks, and small groups; the urban class struc-
Ideology, and Social Change (1984); and Lillian Trager
ture; voluntary associations; housing, poverty, and
analyzes migration and family interdependence in the
politics; and international migration. Important works
Philippines in her monograph The City Connection
issued during the 1980s on these themes included
(1988).
Diane Austin's Urban L f e in Kingston, Jamaica: The
Culture and C h s Ideology ofTvo Neighborhoods (1984); CONTEMPORARY CONCEPTS
Nancy Foner's Jamaican Migrants: A Comparative AND METHODS
Analysis of the New York andLondon Experience (1983); Whereas the efforts of urban anthropologists in the
Michael Higgins's Somos ~ o c a ~ o s : ' A n t h r o ~of
olo~~
1960s and 1970s were focused on issues (e.g., migra-
Urbanismandpoverty (1983); Peter Lloyd's The "Young tion, family and kinship, social networks, poverty,
Towns"oflima:Aspects ofurbanization in Peru (1980); ethnicity, and urban adaptation) derived from or con-
Susan Lobo's A House of My Own: Social Organiza- trasted with traditional rural-based fieldwork, by the
tion in the Squatter Settlements of Lima, Peru (1982); 1980s anthropologists had expanded their interests to
Kathleen Logan's Haciendo Pueblo: The Development include virtually every dimension of urban life--from
o f a Guadalajaran Suburb (1984); and Carlos Velez- individual life stories to city neighborhoods and
Ibaiiez's (1983) Bonds of Mutual Trust: The Cultural institutions (e.g., hospitals, schools, jails) to linkages
Systems of Rotating Credit Associations Among Urban among places and populations of different scales
Mexicans and ~hicano;(1983). within the overall urban system. Anthropologists
Urban anthropologists produced detailed urban began explicitly to turn their attention to class-based
ethnographies as well as regional syntheses. Among models of cities and their contexts, the impact of
the most important of these diverse works the fol- colonialism on cities, and their integration into a
lowing deserve mention: Soraya Altorki and Donald worldwide economic system. As a result, urban an-
Cole describe the transformation of the 'Unayzab in thropology became more integrated into the discourse
their Arabian Oasis City (1989); Sandra Barnes ex- of the other social sciences, and urban anthropolo-
amines politics in Lagos, Nigeria, in Patrons andpower gists cited nonanthropological works more frequently
(1986); Theodore Bestor restudies Tokyo (first de- and with less hesitation.
scribed in 1958 by sociologist Ronald P. Dore) in his The focus on extended communities in the con-
monograph Neighborhood Tokyo (1989); Patricia temporary period simply reflects the ethnographic
Caplan examines women and their organizations in reality confronting humans throughout their daily
Madras in Class and Gender in India (1985); Ruth lives. Four splendid examples of this broadened ap-
Finnegan extols the importance of amateur music- proach to urban systems are: for Mexico, Lane Ryo
URBAN ANTHROPOLOGY
Ethnological Sciences (IUAES).The commission not Urban Families. London: Tavistock, 1957.
only conducts sessions at the congresses of the IUAES, BREITBORDE, LAWRENCE B., and IRENE GLASSER, eds.
held every five years, it also sponsors international UrbanAnthropology in the 1990s. Washington, D.C.:
conferences and occasional publications on urban an- Society for Urban Anthropology; American An-
thropology. thropological Association, 1990.
EAMES,EDWN, and JUDITH GRANICHGOODE,eds.
Given the diversity of contemporary sociocultural
Anthropology and the City:An Introduction to Urban
anthropology, as well as the broad range of studies
Anthropology. Englewood Cliffs, N.J.: Prentice-
carried out under the rubric of the subfield of urban
Hall, 1977.
anthropology, it seems appropriate to recall the pro-
phetic words at the end of Richard Basham's (1978) COLLINS, THOMAS W. ed." Cities in a Larger Con-
textbook: "Urban anthropology is in no sense a threat text". Southern Anthropological Society Proceedings,
to the integrity of anthropology. Rather, it is the number 14, Robert L Blakey, Series Editor. Ath-
promise of anthropology's hture."Toward the end of ens, Georgia: The University of Georgia Press,
the twentieth century, research and teaching about 1980.
cities and urban systems had become a widespread CORNELIUS, WAYNE A., and FELICITY M. TRUEBLOOD,
and standard component of contemporary cultural eds. " Anthropological Perspectives on Latin
anthropology. Whether one is trying to deal with American Urbanization." Latin American Urban
problems as far removed from city life as the destruc- Research, vol. 4. Beverly Hills, Calif.: Annual Re-
tion of tropical rain forests or as intimately involved views, 1974.
with urbanism as violence and ethnicity in inner-city EDDY,ELIZABETH, ed. Urban Anthropology: Research
slums, one is constantly reminded that the world Perspectives and Strategies. Athens, Georgia: Uni-
system is tightly tied to metropolitan nodes of power versity of Georgia Press, 1968.
and culture. Perhaps in this sense we are all becoming FOSTER,GEORGE M., and ROBERT V. KEMPER,eds.
urban anthropologists, even though only a minority Anthropologists in Cities. Boston: Little, Brown,
of cultural anthropologists are directly concerned with 1974.
theories of urbanization and urbanism or the meth- FOX,RICHARD G. UrbanAnthropology: Cities in Their
odologies required for studying them comparatively Cultural Settings. Englewood Cliffs, N.J.: Prentice-
and historically. Hall, 1977.
FRIEDL, JOHN,and NOELJ. CHRISMAN, eds. City Ways:
A Selective Reader in UrbanAnthropology. New York:
Thomas Y. Crowell, 1975.
GMELCH,GEORGE,and WALTERP. ZENNER,eds.
SEE ALSO: Adaptation; American An thropologicalAsso- Urban Lye: Readings in UrbanAnthropology, 3rd ed.
ciation; Archaeology; Biological An fhropology; Cities; Prospect Heights, Ill.: Waveland Press, 1996.
CriticalAnthropology;Ethnicity; Family and Household GRAVES,NANCY,and THEODORE GRAVES. "Adaptive
Structure; Fieldwork; Gender Dzfferences and Roles; Strategies in Urban Migration." In Annual Review
Linguistic Anthropology; Migration; Network Analysis; ofAnthropology, edited by Bernard J. Siegel. Palo
Peasants; Poverty Alto, Calif.: Annual Reviews, 1974.
Note: In treating the development of urban anthro- GULICK, JOHN. "Urban Anthropology. " In Handbook
pology and its contemporary concepts and methods, ofsocial and CulturalAnthrooogy edited by John
the authors mention more than seventy ethnographic J. Honigman. Chicago, Ill.: Rand McNally and
case studies. Since author, title, and year of publica- Company, 1973.
tion is provided for these as they appear, we have only . The Humanity of Cities: An Introduction to
included general references in the bibliography. Urban Societies. Granby: Bergin & Garvey, 1989.
WN ERZ,ULF.Exploring the City: Inquiries Toward
BASHAM,RICHARD.Urban Anthropology.. The Cross- an UrbanAnthropology. New York: Columbia Uni-
Cultural Study of Complex Societies. Palo Alto, Calif.: versity Press, 1980.
Mayfield, 1978. .Exploring the C i y Inquiries Towardan Urban
Born, ELIZABETH. Family and Scoial Network: Roles, Anthropology. New York, New York: Columbia
Norms, and External Relationships in Oridnary University Press, 1981.
URBAN ANTHROPOLOGY