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B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 1

PROPOSED THESIS TITLE

A Thesis Proposal Presented to the College of Law

Bulacan State University

In Partial Fulfillment of the Requirements for the Degree

Juris Doctor (with Thesis Program)

By

NAME OF RESEARCHER

December 2019
B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 2

Certification of English Critic


Republic of the Philippines
BULACAN STATE UNIVERSITY
College of Law
Guinhawa, City of Malolos, 3000, Bulacan

English Editing Certification Form

This is to certify that I have edited this thesis/dissertation manuscript entitled:

___________________________________________________________________
___________________________________________________________________
____________________________________________________________________

Prepared by:

Name of Researcher____
_____________________
_____________________

and have found it thorough and acceptable with respect to grammar and composition.

Reviewed by:
Name of Grammarian:_________________

Designation/Affiliation:_______________
Contact Number:_____________________

Date:_______________________________
B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 3

ABSTRACT
B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 4

TABLE OF CONTENTS

TITLE PAGE …………………………………………………………………………. …i


CERTIFICATION OF ENGLISH EDITING ………………………………………….ii
ABSTRACT……………. ……………………………………………………………….iii
TABLE OF CONTENTS ……………………...……………………………………… .iv
CHAPTER 1……………………………………………………………………………...1
I.Historical Background ………………………………………………………………..1
II.Statement of the Problem ...........................................................................................13
A.Major Problem of the Study ..................................................................................13
B.Minor Problem/s of the Study ..............................................................................13
C.Objective of the Study ................................................................................................13
D.Significance of the Study............................................................................................14
E.Scope and Limitation ..................................................................................................17
F.Definition of Terms......................................................................................................18
G.Abbreviations ..............................................................................................................20
CHAPTER 2 .....................................................................................................................21
REVIEW OF RELATED LITERATURE AND STUDIES ...........................................21
I.Review of Related Literature ..................................................................................21

1. Similar Courts in Other Countries .... ……………………………………28

II.Review of Related Study ........................................................................................31

AN ACT PROVIDING FOR A LOCAL GOVERNMENT CODE OF 1991….......34

CASES UNDER KATARUNGANG PAMBARANGAY ...........................................42


CIRCULAR NO. 14-93 July 15, 1993.............................................................................59
CHAPTER 3 .....................................................................................................................69
RESEARCH DESIGN AND METHODOLOGY .....................................................69

I. Research Design ........................................................................................... 69

II. Research Methodology ............................................................................... 70


B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 5

CHAPTER 1

INTRODUCTION

I. Historical Background

The barangays are the smallest political subdivisions in the Philippines. The

Katarungang Pambarangay (KP) or Barangay Justice System (BJS) is an alternative,

community-based mechanism for dispute resolution of conflicts between

members of the same community.1

The Barangay Justice System provides a venue for disputing parties to

search for a mutually acceptable solution. Other members of the communities act

as intermediaries, facilitating the discussion of possible solutions.

The BJS formalized the Filipino tradition to seek help of community elders or

tribe leaders in resolving disputes between members of the same community, and

uses the Punong Barangay (highest elected official in a barangay) and the Lupon

members (committee of respected community members).

The Barangay has a Justice System or Katarungang Pambarangay. The

barangay captain heads a committee called the “Lupon Tagapamayapa” (Justice

of the peace) to mediate and settle disputes at the Barangay level. They do not have

1
(http://www.accessfacility.org/sites/default/files/Katarungang%20Pambarangay%20Handbook_0.pdf).
B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 6

judicial powers as a court does, but rather attempt to resolve issues so the parties

can avoid going to court.2

Although the idea of Barangay Justice System was attributed to then Chief

Justice Fred Ruiz Castro who proposed the same to Fomer Pres. Ferdinand Marcos,

the concept of amicably settling disputes in the barangay level is not as new as we

seem to think. Even prior to the arrival of the Spanish colonials in the archipelago,

our early forefathers had already peacefully settled conflicts within the

community. The account of Fr. Juan de Plascencia on the Customs of the

Tagalog3 were most enlightening:

“Investigations made and sentences passed by the dato must

take place in the presence of those of his barangay. If any of the

litigants felt himself aggrieved, an arbiter was unanimously named

from another village or barangay, whether he were a dato or not;

since they had for this purpose some persons, known as fair and just

men, who were said to give true judgment according to their

customs. If the controversy lay between two chiefs, when they

wished to avoid war, they also convoked judges to act as arbiters;

they did the same if the disputants belonged to two different

2
(https://wikivividly.com/wiki/Katarungang_Pambarangay).
3
(http://www.gutenberg.org/files/13701/13701-h/13701-h.htm#d0e1500 (p. 170)).
B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 7

barangays. In this ceremony they always had to drink, the plaintiff

inviting the others.”

This system of amicably settling disputes continued during the Spanish

regime, although informally and in limited extent, with the Cabeza de Barangay

acting as the datu. However, the cabeza de barangay only plays minor magisterial

authority as it was the primary duty of gobernadorcillos (municipal magistrates)

to settle civil cases arising between and among Indios (as the natives were called),

Chinese mestizos and Chinese.4

The Barangay Justice System was put to an end during the American

Regime with the imposition of American justice system, which is adversarial in

nature.

The first abstract conception of the Katarungang Pambarangay Law started

in 1976 when Supreme Court Justice Fred Ruiz Castro proposed the innovative

idea of settling disputes through “neighbourhood paralegal committee.” The

abstract conception of the law first saw a ray of hope for a possible passage of a

law when Presidential Decree No. 1293 was promulgated on January 27, 1978. It

created a presidential commission tasked with a duty of studying the feasibility of

instituting a system of settling disputes among the members in the barangay

without going to courts.

4
Crime, society and the state in the 19th Century Philippines by Greg Bankoff. Ateneo de Manila University
Press © 1996, pp99-100.
B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 8

Presidential Decree (P.D) No. 1508 in year 1978 was the first KP Law that

institutionalized Katarungang Pambarangay. It was promulgated by then

President Ferdinand Marcos with the passage of Presidential Decree No. 1508 in

1978. The law took effect on December 30, 1978 and this was the law that

organized, established and institutionalized a formal system of amicable

settlement of disputes at the barangay level.

In the spirit of reviving Filipino tradition of peacefully settling disputes

within the community, then President Marcos declared the restoration of barangay

justice system under the Katarungang Pambarangay Law or PD 1508. KPL is an

extrajudicial system wherein disputes and minor civil and criminal cases are

settled within the barangay for speedy disposition of justice and also to minimize

referral of such cases to the court.5 Under PD 1508, a Lupong Tagapamayapa,

consisting of the Barangay chief and 10 other members, was created primarily to

resolve disputes and settle complaints within the community.

Although PD No. 1508 was the first law to organize, establish and

institutionalize the Katarungang Pambarangay, its real intent was to give full

recognition to the historical fact that peaceful settlement of disputes among the

family and barangay members without going to the courts is a time- honoured

tradition in the Philippines and is at the root of a Filipino culture.

5
Peace through Justice. Chief Justice Reynato S. Puno. Keynote address delivered on the first day of
the 2nd Barangay Justice Advocates Congress on December 3, 2007, at the Grand Men Seng Hotel, Davao
City, p3.
B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 9

Fourteen years later, PD No. 1508 was repealed by RA No. 7160, otherwise

known as the Local Government Code of 1991. In the repealing law, the

Katarungang Pambarangay Law was incorporated as part of the codified laws on

local government. Sec.. 399 - 422, Chapter VII of R.A. 7160 are the relevant sections

on Katarungang Pambarangay.

The Revised Katarungang Pambarangay Law under R. A. 7160, otherwise

known as the Local Government Code of 1991, effective on January 1, 1992 and

which repealed P. D. 1508, introduced substantial changes not only in the

authority granted to the Lupong Tagapamayapa (Lupon) but also in the procedure

to be observed in the settlement of disputes within the authority of the Lupon.6

In the late 1990s, the Philippine Supreme Court attempted to bring the

Barangay Justice System (BJS) under its purview, with the idea that the formal

courts could better provide “justice” to the people. This view was formed in part

because many cases successfully resolved by the BJS are in fact invisible to courts,

which receive only the cases that failed to reach settlement at the BJS level. In the

end, the move was quashed due to the outcry from local government officials and

public fears that, like the court system, the BJS would become inaccessible, alien,

and costly if managed by the Supreme Court. To date, the BJS has remained under

the supervision of the local government units.7

6
(ADMINISTRATIVE CIRCULAR NO. 14-93).
7
(https://asiafoundation.org/2012/04/11/taking-a-hard-look-at-formal-and-informal-justice-systems-in-the-
philippines/).
B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 10

In the words of Chief Justice Reynaldo Puno himself, the “Barangay Justice

System plays a vital role in addressing the weaknesses of our adversarial system

of dispute resolution”. The conciliatory character of BJS is much more attuned to

the Filipino culture of smoothing interpersonal and community relationship as

against the adversarial justice system which is more combative in nature, and

which is more “complicated” in nature.8 Moreover, BJS offers a more affordable

access to justice for our poor countrymen.

Since its first implementation via P.D. 1508 in 1978, the Barangay Justice

System has taken a much more active, wider role not only in settling disputes

among barangay members, but also in ensuring protection of women and children

from abuse, exploitation, and violence as provided for in RA 7610 9 , RA

9262.10 Through these, the barangay can issue Barangay Protection Orders (BPO)

or file complaints against violators of such laws.11

Even in the Philippine Judiciary System, this barangay conciliatory process

was acknowledged in 1993, when then Chief Justice Narvasa issued an

Administrative Circular instructing all trial courts against entertaining suits which

have not undergone through the barangay conciliatory proceedings.12

8
Peace through Justice. Chief Justice Reynato S. Puno. Keynote address delivered on the first day of
the 2nd Barangay Justice Advocates Congress on December 3, 2007, at the Grand Men Seng Hotel, Davao
City, p3.
9
(The Special Protection of Children Against Abuse, Exploitation and Discrimination Act).
10
( Anti-Violence Against Women and Their Children Act of 2004).
11
(https://brgyjustice.wordpress.com/category/history/).
12
(Administrative Circular No. 14-93 s. 1993).
B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 11

The Katarungang Pambarangay was also an effective measure to decongest

court dockets and minimize delay in case disposition. 13

The Lupon is the Peace-Making Council in the barangay. The lupon is

created in each barangay and is composed of: (a) the Punong Barangay as

chairman, and ten (10) to twenty (20) members appointed by the Punong

Barangay.

The Katarungang Pambarangay is said to have three components: (A) the

Lupong Tagapamayapa; (B) the Pangkat ng Tagapagsundo; and (C) the Legal

Advisers.

The Lupong Tagapamayapa. It is the body organized in every barangay

composed of the Barangay Captain as Chairman and not less than ten (10) nor

more than twenty (20) members from which the members of every Pangkat shall

be chosen. Although the Lupon, as a whole, does not facilitate mediation or

conciliation proceedings, the members of the Pangkat which conducts mediation

or conciliation sessions are chosen from the members of the Lupon. The Lupon

may be assisted by the Provincial Legal Officer, City Legal Officer, Municipal

Legal Officer, and/or Public Prosecutor on matters involving questions of law

necessary in the administration of the Katarungang Pambarangay.

“Section 399. Lupong Tagapamayapa. –

13
(http://werdan88.blogspot.com/2009/10/critical-analysis-of-justice-system-in.html).
B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 12

(a) There is hereby created in each barangay a lupong

tagapamayapa, hereinafter referred to as the lupon, composed of the

punong barangay, as chairman and ten (10) to twenty (20) members.

The lupon shall be constituted every three (3) years in the manner

provided herein.

(b) Any person actually residing or working, in the barangay,

not otherwise expressly disqualified by law, and possessing

integrity, impartiality, independence of mind, sense of fairness, and

reputation for probity, may be appointed a member of the lupon.

(c) A notice to constitute the lupon, which shall include the

names of proposed members who have expressed their willingness

to serve, shall be prepared by the punong barangay within the first

fifteen (15) days from the start of his term of office. Such notice shall

be posted in three (3) conspicuous places in the barangay

continuously for a period of not less than three (3) weeks;

(d) The punong barangay, taking into consideration any

opposition to the proposed appointment or any recommendations

for appointment as may have been made within the period of

posting, shall within ten (10) days thereafter, appoint as members

those whom he determines to be suitable therefor. Appointments


B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 13

shall be in writing, signed by the punong barangay, and attested to

by the barangay secretary.

(e) The list of appointed members shall be posted in three (3)

conspicuous places in the barangay for the entire duration of their

term of office; and

(f) In barangays where majority of the inhabitants are

members of indigenous cultural communities, local systems of

settling disputes through their councils of datus or elders shall be

recognized without prejudice to the applicable provisions of this

Code.

Section 400. Oath and Term of Office. - Upon appointment,

each lupon member shall take an oath of office before the punong

barangay. He shall hold office until a new lupon is constituted on the

third year following his appointment unless sooner terminated by

resignation, transfer of residence or place of work, or withdrawal of

appointment by the punong barangay with the concurrence of the

majority of all the members of the lupon.

Section 402. Functions of the Lupon. - The lupon shall:

(a) Exercise administrative supervision over the conciliation

panels provided herein;


B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 14

(b) Meet regularly once a month to provide a forum for

exchange of ideas among its members and the public on matters

relevant to the amicable settlement of disputes, and to enable various

conciliation panel members to share with one another their

observations and experiences in effecting speedy resolution of

disputes; and

(c) Exercise such other powers and perform such other duties

and functions as may be prescribed by law or ordinance.

Section 404. Pangkat ng Tagapagkasundo. -

(a) There shall be constituted for each dispute brought before

the lupon a conciliation panel to be known as the pangkat ng

tagapagkasundo, hereinafter referred to as the pangkat, consisting

of three (3) members who shall be chosen by the parties to the

dispute from the list of members of the lupon.

Should the parties fail to agree on the pangkat membership,

the same shall be determined by lots drawn by the lupon chairman.

(b) The three (3) members constituting the pangkat shall elect

from among themselves the chairman and the secretary. The

secretary shall prepare the minutes of the pangkat proceedings and

submit a copy duly attested to by the chairman to the lupon secretary


B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 15

and to the proper city or municipal court. He shall issue and cause

to be served notices to the parties concerned.”14

The judicial power extended to the Punong Barangay is mainly to promote

a speedy disposition of cases; however, this power is also extended to the members

of the Lupon Tagapamayapa for the observance of more judicious decisions. This

system may improve the quality of justice in the country; it will decrease the

number of indiscriminate filing of cases in courts and decongest the courts from

numerous cases filed thereto.15

When the chairperson of the committee, usually the Kapitan, receives a

complaint, Barangay law requires him to inform the parties and set a meeting for

mediation the following day. If after 15 days there is no resolution, than a more

formal hearing involving the pangkat or body, must be set. If there is still no end

to the dispute in another 15 days, then the complainant may file the case in the

trial court.16

If the conciliation proceedings before the barangay should fail, then you

may request a Certificate to File Action, so you can file the appropriate complaint

against your neighbor before the court or the office of the prosecutor. The

14
(Republic Act No. 7160, AN ACT PROVIDING FOR A LOCAL GOVERNMENT CODE OF 1991).
15
(http://www.garph.co.uk/IJARMSS/Feb2018/12.pdf).
16
(https://www.dayananconsulting.com/understanding-philippines-local-government-unit-system-foreign-
businesses-operators/).
B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 16

certificate is a proof of compliance that you brought the matter before the barangay

before filing it in court.17

The lupon secretary shall issue certified true copies of any public record in

his custody that is not by law otherwise declared confidential.

Pangkat ng tagapagsundo is the conciliation panel that hears each dispute

brought before the lupon.

Legal Advisers. On matters involving questions of law necessary in the

administration of the Katarungang Pambarangay Law, the following shall render

legal advice; Provincial legal officer; City legal officer; Municipal legal officer; and

Public Prosecutor.18

II. Statement of the Problem

The main trust of this study is to provide a Critical Analysis on the

Effectiveness of the Revised Katarungang Pambarangay Law under Republic Act

R.A 7160, otherwise known as the Local Government Code of 1991 in Barangay

17
(https://www.manilatimes.net/all-disputes-generally-subject-of-barangay-conciliation/155694/).
18
(http://zabalketa.org/wp-content/uploads/2016/02/Guide_to_katarungang_2012.pdf).
B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 17

Taboc in the decongetion of cases of the Municipal Trial Court of Angat, Bulacan.

This study seeks to answer the following questions respectively:

A. Major Problem of the Study

1. How effective is the Katarungang Pambaragay Law in decongesting

cases of the Municipal Trial Court of Angat?

B. Minor Problem/s of the Study

2. How many complaints handled by the Lupon of Barangay Taboc were

filed before the Municipal Trial Court of Angat in the year 2013 - 2018?

3. How may the Municipal Trial Court of Angat be affected by the revised

Katarungang Pambarangay Law?

C. Objective of the Study

The main objective of this study is to provide a Critical Analysis on the

Effectiveness of the Revised Katarungang Pambarangay Law under Republic Act

R.A 7160, otherwise known as the Local Government Code of 1991, in Barangay

Taboc in the decongetion of cases of the Municipal Trial Court of Angat, Bulacan.

It also aims to accomplish the following:

1. To know the how effective is the Katarungang Pambaragay Law in

decongesting cases in the Municipal Trial Court of Angat.


B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 18

2. To know the number of complaints filed before the Municipal Trial

Court of Angat that passed the Lupon of Barangay Taboc in the year

2013 – 2018.

3. To determine the effects of the Katarungang Pambarangay Law to the

Municipal Trial Court of Angat.

D. Significance of the Study

This study will serve as a useful material for the people who want to make

future researches on the effectiveness of the Revised Katarungang Pambarangay

Law under Republic Act R.A 7160, otherwise known as the Local Government

Code of 1991, in Barangay Taboc in the decongestion of cases in the Municipal

Trial Court of Angat, Bulacan. This paper will analytically provide new sets of

information, data and ideas on the essential purpose of the institution of the KP

Law and the possible effects of this law to the MTC of Angat. This can be helpful

in achieving their respective intentions.

This study will be beneficial to the following sectors of the society:

1. To The Municipality of Angat, Province of Bulacan


B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 19

This study will serve as an eye - opener to the Municipal

Government of Angat to give more emphasis on conducting trainings

and seminars that will help in augmenting the perspective of the law

and evaluating the performance of the Lupong Tagapamayapa in all

barangays in the city. This study will serve as an assisting tool in the

reduction of filing of premature cases in the MTC after mediation and

conciliation proceedings of the lupon, and formulation of future plans

to lessen and/or avoid such instances in the future. This will also serve

as an effective tool in determining the possible effects of proceedings of

the Lupon to the MTC.

2. To The Residents of Barangay Taboc in Municipality of Angat

This study will educate the residents about the existence of a

lupon, and inform them that disputes within the ambit of the KP Law

may be peacefully settled even without the assistance of a counsel in

maintaining harmonious relationship in their community.

3. Members of the Katarungang Pambarangay Law implementing

officers
B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 20

This study will provide valuable references and

recommendations to the members of the Lupon, in order to inform them

of their duties and functions as implementing officers.

4. Members of the Judiciary

This study will serve as an instrument to inform the members of

the Judiciary that their expertise in this law is a great help in augmenting

the knowledge and wisdom of the members of the Lupon. With their

great ability to cooperate they may help improve the Lupon’s practice

of mediation and conciliation proceedings which will benefit everyone.

The result of this study would serve as a source of information in

understanding that the KP Law is an effective way of promoting speedy

administration of justice, decongesting cases in the courts and providing a

peaceful and harmonious resolution of conflicts within the barangay instead of

adversarial proceedings in the courts.

Those who are contemplating to do research on this topic will have a guide in

the preparation of their research paper. The researcher learned to utilize library

facilities and internet sources to get related literature and studies to enhance the

research.
B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 21

E. Scope and Limitation

This study will critically analyze the effectiveness of the Revised Katarungang

Pambarangay Law under Republic Act R.A 7160, otherwise known as the Local

Government Code of 1991, in Barangay Taboc in the decongestion of cases of the

Municipal Trial Court of Angat, Bulacan.

The key – personnel who participated in this study by answering questionnaire

includes the MTC Judge, Clerk of Court, Barangay Captain, members of the Lupon

and residents who personally experience being the subject of the KP Law.

The distributed survey questionnaire merely focused on the effectiveness of

the KP Law in the decongestion of cases in MTC of Angat, the effects of the law in

MTC, and the awareness of the members of the community in the existence of the

Katarungang Pambarangay in their community.

The study is limited only to Barangay Taboc and Municipal Trial Court in the

Municipality of Angat. Resource persons from the barangay assisted the

researcher in conducting the survey.


B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 22

F. Definition of Terms

To ensure good understanding and appreciation of the research, these terms

are listed with their corresponding definitions. This can also help the readers to be

familiar with the words and their meanings.

a. Amicable Settlement – It is an agreement reached during mediation and

conciliation proceedings.19

b. Arbitration – It is a process wherein the third party from outside the judicial

system is chosen by parties to hear and decide their dispute.20

c. Complainant – Is a person who makes a complaint or who starts

proceeding against someone.

d. Complaint – It is a concise statement of ultimate facts constituting the

plaintiff’s cause and causes of action.21

e. Conciliation – It is a process wherein the Pangkat forgoes the power to

decide or recommend but assist the parties to isolate issues and options to

reach a settlement by consensus that jointly satisfies their needs22

f. Dispute – It is a conflict or controversy; a conflict of claims or rights; an

assertion of aright, claim, or demand on one side, met by contrary claims or

allegations on the other.23

19
(http://www.accessfacility.org/sites/default/files/Katarungang%20Pambarangay%20Handbook_0.pdf).
20
Id .
21
Id .
22
Id .
23
https://thelawdictionary.org.
B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 23

g. Effectiveness – It is the closeness of actual results achieved to meeting

expectations. Effectiveness ignores expenditure, while efficiency measure

worth of results. Efficiency is weighing results against costs over time, and

effectiveness is weighing results against expectations over time.24

h. Judiciary – It is pertaining or relating to the courts of justice, to the judicial

department of government, or to the administration of justice.25

i. Katarungang Pambarangay – It is a system of justice administered at the

barangay level for the purpose of amicable settling disputes through

mediation, conciliation or abitration among the family or barangay without

resorting to the courts.26

j. Lupong Tagapamayapa – It is a body organized in every barangay

composed of Punong Barangay as the chairperson and not less than ten (10)

and more than twenty (20) from which the members of every Pangkat shall

be chosen.27

k. Mediation – It is a process wherein the Lupon chairperson or Barangay

Chairperson assists the disputing parties to reach a settlement by consensus

that jointly satisfies their needs.28

24
Id.
25
Id.
26
Id .
27
Id .
28
Id .
B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 24

l. Member – It is one of the persons constituting a partnership, association,

corporation, guild, etc. One of the persons constituting a court a legislative

assembly, etc.

m. Pangkat Tagapagkasundo - Is a conciliation panel constituted from the

Lupon membership for every dispute brought before the Lupon consisting

of three (3) members after the Punong Barangay has failed in his mediation

efforts.29

n. Respondent – It is the other side in a case which is the subject of an appeal.30

G. Abbreviations

a. KP - Katarungang Pambarangay.

b. MTC – Municipal Trial Court.

c. BJS – Barangay Justice System.

d. Lupon – Lupong Tagapamayapa.

e. Pangkat - Pangkat Tagapagkasundo.

f. DILG- Department of Interior and Local Government.

29
Id .
30
(Dictionary of Law, 2000).
B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 25

CHAPTER 2

REVIEW OF RELATED LITERATURE AND STUDIES

This Chapter includes a comprehensive discussion that covers related

literatures and studies. These are relevant since these will substantiate the results

of the study conducted.

I. Review of Related Literature

The Katarungang Pambarangay is a three-person mediation in which the

mediators are drawn from volunteers in the barangay. In rural communities,

"barangay" refers to "village," while in cities "barangay" refers to the smallest

political unit. Currently, in the Philippines there are 40,000 barangays and

therefore 40,000 Katarungang Pambarangay mediation centers.31

Lopez (2004), in his book entiled “The Law On Alternative Dispute

Resolution: Private Justice In The Philippines, How To Solve Legal Disputes

Without A Courtroom Trial says that the tri-party approach to mediation has

its counterparts in various other countries. In India, the village panchayat-

31
(http://www.gov.ph/catjlocalgov/default.asp ).
B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 26

group of five-mediates in public to resolve any dispute brought before them.32

In Spain, labor disputes are mediated by a four-party mediation team.

When a police officer tells a complainant that his complaint must pass

through mediation in the Barangay Lupon before he can take action, it is not

his intention to disregard and take no action on the complaint for reasons

unfair to the complainant. The police officer may in fact be doing a favor to him

because of the mandatory character of the mediation in the Brgy Lupon being

a prerequisite before the case is filed in court. However, it has been observed

that the laudable purpose of the Revised Katarungang Pambarangay Law is

subverted and its effectiveness undermined by premature issuance of

certifications to file action by concerned Barangay Officials; and, likewise by

the improper referral of cases to the Barangay by police officers. This issue aims

to provide insights as to when the PNP should refer disputes to the Barangay

and when a police officer should entertain certifications to file action.33

32
JIM V. LOPEZ, THE LAW ON ALTERNATIVE DISPUTE RESOLUTION: PRIVATE JUSTICE IN
THE PHILIPPINES, HOW TO SOLVE LEGAL DISPUTES WITHOUT A COURTROOM TRIAL, 59
(Rex Book Store, Inc. 2004).
33
(http://www.ls.pnp.gov.ph/July%202012%20Legal%20Advisories.pdf).
B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 27

Katarungang Pambarangay

Section 399. Lupong Tagapamayapa. -

(a) There is hereby created in each barangay a lupong

tagapamayapa, hereinafter referred to as the lupon, composed of

the punong barangay, as chairman and ten (10) to twenty (20)

members. The lupon shall be constituted every three (3) years in

the manner provided herein.

b) Any person actually residing or working, in the

barangay, not otherwise expressly disqualified by law, and

possessing integrity, impartiality, independence of mind, sense

of fairness, and reputation for probity, may be appointed a

member of the lupon.

(c) A notice to constitute the lupon, which shall include the

names of proposed members who have expressed their

willingness to serve, shall be prepared by the punong barangay

within the first fifteen (15) days from the start of his term of office.

Such notice shall be posted in three (3) conspicuous places in the

barangay continuously for a period of not less than three (3)

weeks;
B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 28

(d) The punong barangay, taking into consideration any

opposition to the proposed appointment or any

recommendations for appointment as may have been made

within the period of posting, shall within ten (10) days thereafter,

appoint as members those whom he determines to be suitable

therefor. Appointments shall be in writing, signed by the punong

barangay, and attested to by the barangay secretary.

(e) The list of appointed members shall be posted in three

(3) conspicuous places in the barangay for the entire duration of

their term of office; and

(f) In barangays where majority of the inhabitants are

members of indigenous cultural communities, local systems of

settling disputes through their councils of datus or elders shall be

recognized without prejudice to the applicable provisions of this

Code.

Section 404. Pangkat ng Tagapagkasundo. -

(a) There shall be constituted for each dispute brought

before the lupon a conciliation panel to be known as the pangkat

ng tagapagkasundo, hereinafter referred to as the pangkat,


B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 29

consisting of three (3) members who shall be chosen by the

parties to the dispute from the list of members of the lupon.

Should the parties fail to agree on the pangkat

membership, the same shall be determined by lots drawn by

the lupon chairman.

(b) The three (3) members constituting the pangkat shall

elect from among themselves the chairman and the secretary. The

secretary shall prepare the minutes of the pangkat proceedings

and submit a copy duly attested to by the chairman to the lupon

secretary and to the proper city or municipal court. He shall issue

and cause to be served notices to the parties concerned.

The lupon secretary shall issue certified true copies of any

public record in his custody that is not by law otherwise declared

confidential.

Section 412. Conciliation. -

(a) Pre-condition to Filing of Complaint in Court. - No

complaint, petition, action, or proceeding involving any matter

within the authority of the lupon shall be filed or instituted

directly in court or any other government office for adjudication,

unless there has been a confrontation between the parties before


B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 30

the lupon chairman or the pangkat, and that no conciliation or

settlement has been reached as certified by the lupon secretary or

pangkat secretary as attested to by the lupon or pangkat

chairman or unless the settlement has been repudiated by the

parties thereto.

(b) Where Parties May Go Directly to Court. - The parties

may go directly to court in the following instances:

(1) Where the accused is under detention;

(2) Where a person has otherwise been deprived of

personal liberty calling for habeas corpus proceedings;

(3) Where actions are coupled with provisional

remedies such as preliminary injunction, attachment,

delivery of personal property and support pendente lite; and

(4) Where the action may otherwise be barred by the

statute of limitations.

c) Conciliation among members of indigenous cultural

communities. - The customs and traditions of indigenous cultural

communities shall be applied in settling disputes between

members of the cultural communities.


B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 31

SECTION 413. Arbitration. –

(a) The parties may, at any stage of the proceedings, agree

in writing that they shall abide by the arbitration award of the

lupon chairman or the pangkat. Such agreement to arbitrate may

be repudiated within five (5) days from the date thereof for the

same grounds and in accordance with the procedure hereinafter

prescribed. The arbitration award shall be made after the lapse of

the period for repudiation and within ten (10) days thereafter.

(b) The arbitration award shall be in writing in a language

or dialect known to the parties. When the parties to the dispute

do not use the same language or dialect, the award shall be

written in the language or dialect known to them.

“If the barangay chairman fails to resolve the dispute, mutually agreed upon

third parties can be brought into the process. If the parties continue to fail in the

resolution process, then the parties may choose to enter the court system. The

advantage of the barangay justice system is that it is intended to create a win-win

solution and it can be quicker and less costly than the court system”, according to

Access, 2013.34

34
(https://www.niu.edu/cseas/_pdf/lesson-plans/fulbright-hays/philippine-political-structure.pdf).
B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 32

1. Similar Courts in Other Countries

The Australian Law Reform Commission in its publication entitled as

“Indigenous Justice Mechanisms in some Overseas Countries: Models and

Comparisons” provide an overview of the Structure of Village Courts in Papua

New Guinea. The Village Courts Act 1973 accordingly provided for the

establishment of village courts to operate alongside the existing local and district

courts. The court’s function is to ‘ensure peace and harmony in the area for which

it is established by mediating in, and endeavoring to obtain just and amicable

settlement of disputes. If mediation fails the court has a compulsory jurisdiction.35

The judiciary of Solomon Islands is a branch of the Government of

Solomon Islands that interprets and applies the laws of Solomon Islands, to

ensure equal justice under law, and to provide a mechanism for dispute

resolution. Local courts have both civil and criminal jurisdiction when all parties

live within the area under that jurisdiction. Rulings are issued not by professional

judges but by community elders, applying customary law and local by-

laws. Sentences passed in criminal cases may not exceed six months

imprisonment, nor a fine of SI$ 200. A case may only be brought to a local court

once "all traditional means of resolving the dispute have been exhausted", and the

35

(https://www.alrc.gov.au/publications/30.%20Indigenous%20Justice%20Mechanisms%20in%20some%20
Overseas%20Countries%3A%20Models%20and%20Comparisons/pa).
B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 33

case has been submitted to local chiefs without the latter's ruling being satisfactory

to all parties.36

In Australia, the “community court” is not an actual court, but is the

commonly referred designation of the Court of Summary Jurisdiction of the

Northern Territory when dealing with indigenous offenders accused of crime.

This is to show its distinction from the usual procedures involved in that criminal

court. The court commenced as a twelve-month trial in Darwin and still continues

today. At present, the court only sits in Darwin. However, there is no barrier to the

court sitting outside Darwin if the court determines that it is necessary to do so.

The court allows the involvement of the Australian Aboriginal and Torres

Strait Islander communities in the sentencing process. It allows senior members of

the local community to be involved in and express their views upon the particular

and to be part of the sentencing process. The Court is conducted in a fairly informal

manner and is conducted with a view to enhance the reaching of an agreement

between the involved parties as to the most appropriate sentence to impose. The

court is innovative in that it incorporates the victim of the actual crime into the

restorative process.37

36
(https://en.wikipedia.org/wiki/Judiciary_of_Solomon_Islands).
37
(https://en.wikipedia.org/wiki/Community_court).
B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 34

Lopez (2004), says that the Chotei (conciliation) system in Japan has been

the preferred method for resolving disputes since the seventeenth century.38 It is

the favored method for reconciliation because the Japanese highly value

community harmony, and taking someone to court is seen as a breach of such

harmony.39

Popular justice reforms in Sri Lanka, initially promoted in 1949, were

modeled after local councils which had been in existence in the pre-colonial period

(Tiruchelvam, 1984).40 These Conciliation Boards were to handle local problems

through conciliation, compromise and informal procedures in a manner similar to

their village prototypes (1984: 76~-7).41

In China, the new forms of socialist legality claimed to build upon existing

systems of mediation. China has a long history of conciliatory forms of justice

rooted in clans and villages. After the Revolution of 1949, the government of the

People’s Republic of China implemented extra-judicial forums for family and

neighborhood problems, small civil problems and minor criminal offenses. These

forums used many of the same procedures and terminology as the traditional

system, such as mediation and social pressure (Li, 1978). However, they replaced

38
JIM V. LOPEZ, THE LAW ON ALTERNATIVE DISPUTE RESOLUTION: PRIVATE JUSTICE IN
THE PHILIPPINES, HOW TO SOLVE LEGAL DISPUTES WITHOUT A COURTROOM TRIAL, 59
(Rex Book Store, Inc. 2004).
39
Id.
40
Tiruchelvam, Neelan (1984) The Ideology of Popular Justice in Sri Lanka: A Socio-Legal Inquiry. New
Delhi: Vikas Publishing House.
41
Id.
B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 35

the authority of the clan and village with a legal forum more closely connected to

the state. (Tiruchelvam, 1984)42

II. Review of Related Study

The system exists to help decongest the regular courts and works mostly as

"alternative, community-based mechanism for dispute resolution of

conflicts," also described as a "compulsory mediation process at the village level.43

It is only when the BJS has failed to resolve the dispute that the parties are

allowed to bring their case to court.44

Justice, as culled from Justinian and Plato’s Republic, simply means to “render

to each his due.” Its twin precept is equality of application in proportion to

inequality. It contemplates treatment according to what is desired. In other words,

if a crime is committed, the perpetrator must be swiftly prosecuted, judged and

meted with commensurate penalty, if found guilty.

A justice system is an organized means of regulating the lives of an individual

in relation to his fellow individuals and the State under a body of laws. The

individual as an offended party whose rights have been violated by others or even

42
Id.
43
(https://wikivividly.com/wiki/Katarungang_Pambarangay).
44
(http://www.accessfacility.org/sites/default/files/Katarungang%20Pambarangay%20Handbook_0.pdf).
B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 36

by the government is entitled to appropriate relief and the individual as an

offender who inflicts harm or injury upon another or violates any other laws of the

State, is also answerable in terms of punishment or other appropriate sanctions.45

The Court emphasizes the vital role which the revised katarungang

pambarangay law plays in the delivery of justice at the barangay level, in

promoting peace, stability, and progress therein and in effectively preventing or

reducing expensive and wearisome litigation.46

Barangay Officials do not have judicial powers. They are simply authorized to

do conciliation or mediation so that disputes that are within their jurisdiction will

no longer reach the courts and therefore will help in the declogging of court

dockets.47

In the case of Uy vs. Contreras, 1994, it may thus be observed that there has at

least three new significant features of the Katarungang Pambarangay Law, to wit:

1. It increased the authority of the lupon in criminal offenses from those

punishable by imprisonment not exceeding thirty days or a fine not exceeding

P200.00 in P.D. No. 1508 to those offenses punishable by imprisonment not

exceeding one year or a fine not exceeding P5,000.00.

45
Bringing Justice Closer to the People, (ROGELIO E. SUBONG)
46
G.R. Nos. 111416-17. September 26, 1994.
47
(http://www.accessfacility.org/sites/default/files/Katarungang%20Pambarangay%20Handbook_0.pdf)
B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 37

2. As to venue, it provides that disputes arising at the workplace where

the contending parties are employed or at the institution where such parties

are enrolled for study, shall be brought in the barangay where such workplace

or institution is located.

3. It provides for the suspension of the prescriptive periods of offenses

during the pendency of the mediation, conciliation, or arbitration process. 48

The governing law when it comes to mediation in the barangay is, The Revised

Katarungang Pambarangay Law found in sections 399 to 422, Chapter VII, Title I,

Book III, and section 515, Title I, Book IV, of Republic Act Number (RA) 7160,

otherwise known as the Local Government Code of 1991 is the governing law

when it comes to mediation in the Barangay.49

48
G.R. Nos. 111416-17. September 26, 1994
49
(http://www.ls.pnp.gov.ph/July%202012%20Legal%20Advisories.pdf)
B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 38

AN ACT PROVIDING FOR A LOCAL GOVERNMENT CODE OF 1991

Republic Act No. 7160 October 10, 1991 Section 41(b) ; Section 43, Amended

by RA 8553

CHAPTER VII Katarungang Pambarangay

Section 399. Lupong Tagapamayapa. -

(a) There is hereby created in each barangay a lupong

tagapamayapa, hereinafter referred to as the lupon, composed of the

punong barangay, as chairman and ten (10) to twenty (20) members.

The lupon shall be constituted every three (3) years in the manner

provided herein.

(b) Any person actually residing or working, in the barangay, not

otherwise expressly disqualified by law, and possessing integrity,

impartiality, independence of mind, sense of fairness, and

reputation for probity, may be appointed a member of the lupon.

(c) A notice to constitute the lupon, which shall include the names

of proposed members who have expressed their willingness to serve,

shall be prepared by the punong barangay within the first fifteen (15)

days from the start of his term of office. Such notice shall be posted

in three (3) conspicuous places in the barangay continuously for a

period of not less than three (3) weeks;


B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 39

(d) The punong barangay, taking into consideration any

opposition to the proposed appointment or any recommendations

for appointment as may have been made within the period of

posting, shall within ten (10) days thereafter, appoint as members

those whom he determines to be suitable therefor. Appointments

shall be in writing, signed by the punong barangay, and attested to

by the barangay secretary.

(e) The list of appointed members shall be posted in three (3)

conspicuous places in the barangay for the entire duration of their

term of office; and

(f) In barangays where majority of the inhabitants are members

of indigenous cultural communities, local systems of settling

disputes through their councils of datus or elders shall be recognized

without prejudice to the applicable provisions of this Code.

Section 400. Oath and Term of Office. - Upon appointment, each

lupon member shall take an oath of office before the punong

barangay. He shall hold office until a new lupon is constituted on the

third year following his appointment unless sooner terminated by

resignation, transfer of residence or place of work, or withdrawal of

appointment by the punong barangay with the concurrence of the

majority of all the members of the lupon.


B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 40

Section 401. Vacancies. - Should a vacancy occur in the lupon for

any cause, the punong barangay shall immediately appoint a

qualified person who shall hold office only for the unexpired portion

of the term.

Section 402. Functions of the Lupon. - The lupon shall:

(a) Exercise administrative supervision over the conciliation

panels provided herein;

(b) Meet regularly once a month to provide a forum for exchange

of ideas among its members and the public on matters relevant to

the amicable settlement of disputes, and to enable various

conciliation panel members to share with one another their

observations and experiences in effecting speedy resolution of

disputes; and

(c) Exercise such other powers and perform such other duties and

functions as may be prescribed by law or ordinance.


B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 41

In the case of Espino vs Legarda,2006, the Supreme Court further enunciated:

“x x x As correctly stated by the Court of Appeals, the act of the barangay

chairman in issuing the certification enjoys the presumption that his official duty

has been regularly performed, absent any evidence to the controversy. Further,

the defendants-appellants did not object to the presentation of the certification.

Neither did they question said certification x x x”50

Section 403. Secretary of the Lupon. - The barangay secretary

shall concurrently serve as the secretary of the lupon. He shall record

the results of mediation proceedings before the punong barangay

and shall submit a report thereon to the proper city or municipal

courts. He shall also receive and keep the records of proceedings

submitted to him by the various conciliation panels.

Section 404. Pangkat ng Tagapagkasundo. -

(a) There shall be constituted for each dispute brought before the

lupon a conciliation panel to be known as the pangkat ng

tagapagkasundo, hereinafter referred to as the pangkat, consisting

of three (3) members who shall be chosen by the parties to the

dispute from the list of members of the lupon.

50
G.R. No. 149266, 485 SCRA 76 [2006].
B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 42

Should the parties fail to agree on the pangkat membership, the

same shall be determined by lots drawn by the lupon chairman.

(b) The three (3) members constituting the pangkat shall elect

from among themselves the chairman and the secretary. The

secretary shall prepare the minutes of the pangkat proceedings and

submit a copy duly attested to by the chairman to the lupon secretary

and to the proper city or municipal court. He shall issue and cause

to be served notices to the parties concerned.

The lupon secretary shall issue certified true copies of any public

record in his custody that is not by law otherwise declared

confidential.

Section 405. Vacancies in the Pangkat. - Any vacancy in the

pangkat shall be chosen by the parties to the dispute from among the

other lupon members. Should the parties fail to agree on a common

choice, the vacancy shall be filled by lot to be drawn by the lupon

chairman.

Section 406. Character of Office and Service of Lupon

Members. -(a) The lupon members, while in the performance of their

official duties or on the occasion thereof, shall be deemed as persons

in authority, as defined in the Revised Penal Code.


B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 43

(b) The lupon or pangkat members shall serve without

compensation, except as provided for in Section 393 and without

prejudice to incentives as provided for in this Section and in Book IV

of this Code. The Department of the Interior and Local Government

shall provide for a system of granting economic or other incentives

to the lupon or pangkat members who adequately demonstrate the

ability to judiciously and expeditiously resolve cases referred to

them. While in the performance of their duties, the lupon or pangkat

members, whether in public or private employment, shall be

deemed to be on official time, and shall not suffer from any

diminution in compensation or allowance from said employment by

reason thereof.

Section 407. Legal Advice on Matters Involving Questions of

Law. - The provincial, city legal officer or prosecutor or the

municipal legal officer shall render legal advice on matters involving

questions of law to the punong barangay or any lupon or pangkat

member whenever necessary in the exercise of his functions in the

administration of the katarungang pambarangay.

Section 408. Subject Matter for Amicable Settlement; Exception

Thereto. - The lupon of each barangay shall have authority to bring


B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 44

together the parties actually residing in the same city or municipality

for amicable settlement of all disputes except:

(a) Where one party is the government, or any subdivision or

instrumentality thereof;

(b) Where one party is a public officer or employee, and the

dispute relates to the performance of his official functions;

(c) Offenses punishable by imprisonment exceeding one (1) year

or a fine exceeding Five thousand pesos (P5,000.00);

(d) Offenses where there is no private offended party;

(e) Where the dispute involves real properties located in different

cities or municipalities unless the parties thereto agree to submit

their differences to amicable settlement by an appropriate lupon;

(f) Disputes involving parties who actually reside in barangays

of different cities or municipalities, except where such barangay

units adjoin each other and the parties thereto agree to submit their

differences to amicable settlement by an appropriate lupon;

(g) Such other classes of disputes which the President may

determine in the interest of Justice or upon the recommendation of

the Secretary of Justice.


B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 45

The court in which non-criminal cases not falling within the

authority of the lupon under this Code are filed may, at any time

before trial motu propio refer the case to the lupon concerned for

amicable settlement.

In the case of Estela L. Berba Vs. Josephine Pablo And The Heirs Of Carlos

Palanca, 2005, it says that under Section 408 of the Local Government Code,

parties actually residing in the same city or municipality are bound to submit

their disputes to the Lupon for conciliation/amicable settlement, unless

otherwise provided therein; If the complainant/plaintiff fails to comply with the

requirements of the Code, such complaint filed with the court may be dismissed

for failure to exhaust all administrative remedies.51

CASES UNDER KATARUNGANG PAMBARANGAY

1. Unlawful use of means of publication and unlawful utterances (art.

154);

2. Alarms and scandals (art. 155);

3. Using false certificates (art. 175);

4. Using fictitious names and concealing true names (art. 178);

5. Illegal use of uniforms and insignias (art. 179);

51
G.R. No. 160032. November 11, 2005.
B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 46

6. Physical injuries inflicted in a tumultuous affray (art. 252);

7. Giving assistance to consummated suicide (art. 253);

8. Responsibility of participants in a duel if only physical injuries are

inflicted or no physical injuries have been inflicted (art. 260);

9. Less serious physical injuries (art. 265);

10. Slight physical injuries and maltreatment (art. 266);

11. Unlawful arrest (art. 269);

12. Inducing a minor to abandon his/her home (art. 271);

13. Abandonment of a person in danger and abandonment of one’s own

victim (art. 275);

14. Abandoning a minor (a child under seven [7] years old) (art. 276);

15. Abandonment of a minor by perons entrusted with his/her custody;

indifference of parents (art. 277);

16. Qualified tresspass to dwelling (without the use of violence and

intimidation). (art. 280);

17. Other forms of tresspass (art. 281);

18. Light threats (art. 283);

19. Other light threats (art. 285);

20. Grave coercion (art. 286);

21. Light coercion (art. 287);

22. Other similar coercions (compulsory purchase of merchandise and

payment of wages by means of tokens). (art. 288);


B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 47

23. Formation, maintenance and prohibition of combination of capital or

labor through violence or threats (art. 289);

24. Discovering secrets through seizure and correspondence (art. 290);

25. Revealing secrets with abuse of authority (art. 291);

26. Theft (if the value of the property stolen does not exceed p50.00). (art.

309);

27. Qualified theft (if the amount does not exceed p500). (art. 310);

28. Occupation of real property or usurpation of real rights in property

(art 312);

29. Altering boundaries or landmarks (art. 313);

30. Swindling or estafa (if the amount does not exceed p200.00). (art.

315);

31. Other forms of swindling (art. 316);

32. Swindling a minor (art. 317);

33. Other deceits (art. 318);

34. Removal, sale or pledge of mortgaged property (art. 319);

35. Special cases of malicious mischief (if the value of the damaged

property does not exceed p1,000.00). (art 328);

36. Other mischiefs (if the value of the damaged property does not

exceed P1,000.00). (art. 329);

37. Simple seduction (art. 338);


B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 48

38. Acts of lasciviousness with the consent of the offended party (art

339);

39. Threatening to publish and offer to prevent such publication for

compensation (art. 356);

40. Prohibiting publication of acts referred to in the course of official

proceedings (art. 357);

41. Incriminating innocent persons (art. 363);

42. Intriguing against honor (art. 364);

43. Issuing checks without sufficient funds (bp 22);

44. Fencing of stolen properties if the property involved is not more than

p50.00 (pd 1612).

Section 409. Venue. -

(a) Disputes between persons actually residing in the same

barangay shall be brought for amicable settlement before the lupon

of said barangay.

(b) Those involving actual residents of different barangays within

the same city or municipality shall be brought in the barangay where

the respondent or any of the respondents actually resides, at the

election of the complaint.


B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 49

(c) All disputes involving real property or any interest therein

shall be brought in the barangay where the real property or the larger

portion thereof is situated.

(d) Those arising at the workplace where the contending parties

are employed or at the institution where such parties are enrolled for

study, shall be brought in the barangay where such workplace or

institution is located.

Objections to venue shall be raised in the mediation proceedings

before the punong barangay; otherwise, the same shall be deemed

waived. Any legal question which may confront the punong

barangay in resolving objections to venue herein referred to may be

submitted to the Secretary of Justice, or his duly designated

representative, whose ruling thereon shall be binding.

Section 410. Procedure for Amicable Settlement. -

(a) Who may initiate proceeding - Upon payment of the

appropriate filing fee, any individual who has a cause of action

against another individual involving any matter within the authority

of the lupon may complain, orally or in writing, to the lupon

chairman of the barangay.


B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 50

(b) Mediation by lupon chairman - Upon receipt of the complaint,

the lupon chairman shall within the next working day summon the

respondent(s), with notice to the complainant(s) for them and their

witnesses to appear before him for a mediation of their conflicting

interests. If he fails in his mediation effort within fifteen (15) days

from the first meeting of the parties before him, he shall forthwith

set a date for the constitution of the pangkat in accordance with the

provisions of this Chapter.

(c) Suspension of prescriptive period of offenses - While the

dispute is under mediation, conciliation, or arbitration, the

prescriptive periods for offenses and cause of action under existing

laws shall be interrupted upon filing the complaint with the punong

barangay. The prescriptive periods shall resume upon receipt by the

complainant of the complainant or the certificate of repudiation or

of the certification to file action issued by the lupon or pangkat

secretary: Provided, however, That such interruption shall not

exceed sixty (60) days from the filing of the complaint with the

punong barangay.

(d) Issuance of summons; hearing; grounds for disqualification -

The pangkat shall convene not later than three (3) days from its

constitution, on the day and hour set by the lupon chairman, to hear
B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 51

both parties and their witnesses, simplify issues, and explore all

possibilities for amicable settlement. For this purpose, the pangkat

may issue summons for the personal appearance of parties and

witnesses before it. In the event that a party moves to disqualify any

member of the pangkat by reason of relationship, bias, interest, or

any other similar grounds discovered after the constitution of the

pangkat, the matter shall be resolved by the affirmative vote of the

majority of the pangkat whose decision shall be final. Should

disqualification be decided upon, the resulting vacancy shall be

filled as herein provided for.

(e) Period to arrive at a settlement - The pangkat shall arrive at a

settlement or resolution of the dispute within fifteen (15) days from

the day it convenes in accordance with this section. This period shall,

at the discretion of the pangkat, be extendible for another period

which shall not exceed fifteen (15) days, except in clearly meritorious

cases.

Section 411. Form of settlement. - All amicable settlements shall

be in writing, in a language or dialect known to the parties, signed

by them, and attested to by the lupon chairman or the pangkat

chairman, as the case may be. When the parties to the dispute do not
B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 52

use the same language or dialect, the settlement shall be written in

the language known to them.

In the case of Harold vs. Aliba , 2007, it discussed that the issue concerning

the alleged non-compliance of the amicable settlement pursuant to the mandate of

Section 411 of Republic Act No. 7160 or the Local Government Code (LGC) arose

because there was no formal document denominated as “Amicable Settlement”

signed by the parties. However, we agree with the similar holdings of the Court

of Appeals and the RTC that the requirements under Section 411 of the LGC had

been substantially complied with. The minutes of the barangay conciliation

proceedings readily disclose the terms agreed upon by the parties for the

settlement of their dispute, and that the acknowledgment receipt, which was

written in a language known to the parties, signed by them, attested to by

the Lupon Chairman, and witnessed by several barangay officials, serves as an

indubitable proof of the amicable settlement and of the substantial compliance of

its terms by respondent Aliba.52

52
G.R. No. 130864. October 2, 2007
B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 53

In the case of Zamora vs. Heirs of Carmen Izquierdo, 2004, it says that the

primordial objective of Presidential Decree No. 1508 (the Katarungang

Pambarangay Law), now included under R.A. No. 7160 (the Local Government

Code of 1991), is to reduce the number of court litigations and prevent the

deterioration of the quality of justice which has been brought about by the

indiscriminate filing of cases in the courts. To attain this objective, Section 412(a)

of R.A. No. 7160 requires the parties to undergo a conciliation process before

the Lupon Chairman or the Pangkat as a precondition to filing a complaint in

court, thus: “SECTION 412. Conciliation.—(a) Pre-condition to Filing of

Complaint in Court.—No complaint, petition, action, or proceeding involving any

matter within the authority of the Lupon shall be filed or instituted directly in

court or any other government office for adjudication, unless there has been a

confrontation between the parties before the lupon chairman or the pangkat, and

that no conciliation or settlement has been reached as certified by the lupon or

pangkat secretary and attested to by the lupon or pangkat chairman x x x.”53

Section 412. Conciliation. -

(a) Pre-condition to Filing of Complaint in Court. - No complaint,

petition, action, or proceeding involving any matter within

53
G.R. No. 146195. November 18, 2004
B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 54

the authority of the lupon shall be filed or instituted directly

in court or any other government office for adjudication,

unless there has been a confrontation between the parties

before the lupon chairman or the pangkat, and that no

conciliation or settlement has been reached as certified by the

lupon secretary or pangkat secretary as attested to by the

lupon or pangkat chairman or unless the settlement has been

repudiated by the parties thereto.

Pang- et vs. Manacnes, 2007, enunciated that “What is compulsory under

the Katarungang Pambarangay Law is that there be a confrontation between the

parties before the Lupon Chairman or the Pangkat and that a certification be

issued that no conciliation or settlement has been reached, as attested to by the

Lupon or Pangkat Chairman, before a case falling within the authority of the

Lupon may be instituted in court or any other government office for adjudication.

In other words, the only necessary pre-condition before any case falling within

the authority of the Lupon or the Pangkat may be filed before a court is that

there has been personal confrontation between the parties but despite earnest

efforts to conciliate, there was a failure to amicably settle the dispute. Xxx xxx

“.54

54
(Pang-et vs. Manacnes, , 2007)
B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 55

(b) Where Parties May Go Directly to Court. - The parties may go

directly to court in the following instances:

(1) Where the accused is under detention;

(2) Where a person has otherwise been deprived of personal

liberty calling for habeas corpus proceedings;

(3) Where actions are coupled with provisional remedies such

as preliminary injunction, attachment, delivery of personal property

and support pendente lite; and

(4) Where the action may otherwise be barred by the statute

of limitations.

(c) Conciliation among members of indigenous cultural

communities. - The customs and traditions of indigenous cultural

communities shall be applied in settling disputes between members

of the cultural communities.

Conciliators and mediators do not render a decision on a controversy. They

merely persuade the parties to arrive at making reciprocal concessions that lead to

an amicable settlement thereof. The result of a conciliated settlement is mutually


B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 56

beneficial and since no one has been condemned as having acted wrongly, the

harmonious relationship between the parties is restored.55

SECTION 413. Arbitration. –

(a) The parties may, at any stage of the proceedings, agree in

writing that they shall abide by the arbitration award of the lupon

chairman or the pangkat. Such agreement to arbitrate may be

repudiated within five (5) days from the date thereof for the same

grounds and in accordance with the procedure hereinafter

prescribed. The arbitration award shall be made after the lapse of the

period for repudiation and within ten (10) days thereafter.

(b) The arbitration award shall be in writing in a language or

dialect known to the parties. When the parties to the dispute do not

use the same language or dialect, the award shall be written in the

language or dialect known to them.

Home Bankers Savings and Trust Company vs. Court of Appeals, 1999,

emphasized that arbitration, as an alternative method of dispute resolution, is

encouraged by this Court. Aside from unclogging judicial dockets, it also hastens

solutions especially of commercial disputes. The Court looks with favor upon such

55
(https://dirp3.pids.gov.ph/ris/taps/tapspp9926.pdf)
B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 57

amicable arrangement and will only interfere with great reluctance to anticipate

or nullify the action of the arbitrator.56

A judge and an arbitrator are alike in their function of rendering a decision

to resolve a dispute. Although arbitration may be less formal and not as strict in

adherence to technical rules of procedure and evidence, both modes follow the

same method of adversarial justice. The complainant asserts a claim that is denied

by the other. Cross-examination of a witness is the method of ascertaining the truth

of the conflicting claims and defenses. The result of the process is that one party

emerges the victor and the other the vanquished. One is declared right and the

other wrong. An arbitration proceeding, however, has the advantage of being

constituted ad hoc or for a particular case.

An arbitrator’s attention and study being thus narrowly focused, the

controversy is decided much more expeditiously than a judge who must deal with

tens if not hundreds of cases at the same time.

SECTION 414. Proceedings Open to the Public; Exception. –

All proceedings for settlement shall be public and informal:

Provided, however, That the lupon chairman or the pangkat

chairman, as the case may be, may motu proprio or upon request of

56
G.R. No. 115412. November 19, 1999
B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 58

a party, exclude the public from the proceedings in the interest of

privacy, decency, or public morals.

SECTION 415. Appearance of Parties in Person. –

In all katarungang pambarangay proceedings, the parties must

appear in person without the assistance of counsel or representative,

except for minors and incompetents who may be assisted by their

next-of-kin who are not lawyers.

Section 416. Effect of Amicable Settlement and Arbitration

Award. - The amicable settlement and arbitration award shall have

the force and effect of a final judgment of a court upon the expiration

of ten (10) days from the date thereof, unless repudiation of the

settlement has been made or a petition to nullify the award has been

filed before the proper city or municipal court.

However, this provision shall not apply to court cases settled by

the lupon under the last paragraph of Section 408 of this Code, in

which case the compromise or the pangkat chairman shall be

submitted to the court and upon approval thereof, have the force and

effect of a judgment of said court.

Section 417. Execution. - The amicable settlement or arbitration

award may be enforced by execution by the lupon within six (6)


B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 59

months from the date of the settlement. After the lapse of such time,

the settlement may be enforced by action in the appropriate city or

municipal court.

Vidal vs Escueta, 2003, enunciated that the amicable settlement which is

not repudiated within the period therefor may be enforced by execution by the

Lupon through the Punong Barangay within a time line of six months and if not

so enforced by the Lupon after the lapse of the said period it may be enforced

only by an action in the proper city or municipal court.57

Section 418. Repudiation. - Any party to the dispute may, within

ten (10) days from the date of the settlement, repudiate the same by

filing with the lupon chairman a statement to that effect sworn to

before him, where the consent is vitiated by fraud, violence, or

intimidation. Such repudiation shall be sufficient basis for the

issuance of the certification for filing a complaint as hereinabove

provided.

Section 419. Transmittal of Settlement and Arbitration. -

Award to the Court. - The secretary of the lupon shall transmit the

settlement or the arbitration award to the appropriate city or

municipal court within five (5) days from the date of the award or

57
G.R. No. 156228. December 10, 2003.
B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 60

from the lapse of the ten-day period repudiating the settlement and

shall furnish copies thereof to each of the parties to the settlement

and the lupon chairman.

Section 420. Power to Administer Oaths. - The punong

barangay, as chairman of the lupong tagapamayapa, and the

members of the pangkat are hereby authorized to administer oaths

in connection with any matter relating to all proceedings in the

implementation of the katarungang pambarangay.

Section 421. Administration; Rules and Regulations. - The city

or municipal mayor, as the case may be, shall see to the efficient and

effective implementation and administration of the katarungang

pambarangay. The Secretary of Justice shall promulgate the rules

and regulations necessary to implement this Chapter.

Section 422. Appropriations. - Such amount as may be necessary

for the effective implementation of the katarungang pambarangay

shall be provided for in the annual budget of the city or municipality

concerned.

Section 515. Refusal or Failure of Any Party or Witness to

Appear before the Lupon or Pangkat. – Refusal or willful failure of

any party or witness to appear before the lupon or pangkat in


B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 61

compliance with a summons issued pursuant to the provisions on

the Katarungang Pambarangay under Chapter 7, Title I of Book III

of this Code may be punished by the city or municipal court as for

indirect contempt of court upon application filed therewith by the

lupon chairman, the pangkat chairman, or by any of the contending

parties. Such refusal or willful failure to appear shall be reflected in

the records of the lupon secretary or in the minutes of the pangkat

secretary and shall bar the complainant who fails to appear, from

seeking judicial recourse for the same cause of action, and the

respondent who refuses to appear, from filing any counterclaim

arising out of, or necessarily connected with the complaint.

A pangkat member who serves as such shall be entitled to an

honorarium, the amount of which is to be determined by the

sanggunian concerned, subject to the provisions in this Code cited

above.58

Popular justice is also justified as growing out of or recreating indigenous

ordering. For example, the Philippine system of barangay justice, implemented in

1978, is justified by the claim that the new reform builds on pre-colonial traditions

58
Republic Act No. 7160 October 10, 1991 Section 41(b) ;Section 43, Amended by RA 8553
AN ACT PROVIDING FOR A LOCAL GOVERNMENT CODE OF 1991.
B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 62

of amicable dispute settlement (Pe and Tadiar, 1979).59 When the Chief Justice of

the Supreme Court, Fred Ruiz Castro, first advocated the creation of such

’neighborhood para-legal committees’ in 1976, he described the reasons for this

choice of forum as an intended throwback to Pre-Hispanic times ... it is inspired

by the realization that in spite of the intrusions into the Filipino psyche of the isms

of alien civilization, the Filipino has retained an admirable degree of honor and

respect for his elders. (Quoted in Tan and Pulido, 1981: 427)60

Bonifacio Law Office vs. Bellosillo, 2002, discussed evidently that the

barangay failed to exert enough effort required by law to conciliate between the

parties and to settle the case before it. Hence, respondent judge was not incorrect

in remanding the case to it for completion of the mandated proceedings. We

cannot fault him for seeking to promote the objectives of barangay conciliation and

for taking to heart the provisions of Supreme Court Circular No. 14-93. 61 His

referral of the case back to the barangay cannot be equated with gross ignorance

of the law. Neither does it constitute grave abuse of discretion or obvious

partiality.62

59
Pe, Cecilio L. and Alfredo F. Tadiar (1979) Katarungang Pambarangay: Dynamics of Compulsory
Conciliation. Manila: UST Press.
60
Tan, Bayani K. and Ma. Gracia M. Pulido (1981) ’Katarungang Pambarangay Law: Its Goals, Processes
and Impact on the Right Against Self-Incrimination’, Philippine Law Journal 56: 425-38.
61
(14-93.)
62
A.M. No. MTJ-00-1308. December 16, 2002.
B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 63

CIRCULAR NO. 14-93 July 15, 1993

TO: ALL REGIONAL TRIAL COURTS, METROPOLITAN TRIAL

COURTS, MUNICIPAL TRIAL COURTS AND MUNICIPAL

CIRCUIT TRIAL COURTS

SUBJECT: GUIDELINES ON THE KATARUNGANG

PAMBARANGAY CONCILIATION PROCEDURE TO PREVENT

CIRCUMVENTION OF THE REVISED KATARUNGANG

PAMBARANGAY LAW (SECTIONS 399-422, CHAPTER VII, TITLE

I, BOOK III, R.A. 7160. OTHERWISE KNOWN AS THE LOCAL

GOVERNMENT CODE OF 1991).

The Revised Katarungang Pambarangay Law under

R.A. 7160, otherwise known as the local Government Code of

1991, effective on January 1, 1992, and which repealed P.D.

1508, introduced substantial changes not only in the authority

granted to the Lupong Tagapamayapa but also in the

procedure to be observed in the settlement of disputes within

the authority of the Lupon.

In order that the laudable purpose of the law may not

be subverted and its effectiveness undermined by

indiscriminate, improper and/or premature issuance of


B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 64

certifications to file actions in court by the Lupon or Pangkat

Secretaries, attested by the Lupon/Pangkat Chairmen,

respectively, the following guidelines are hereby issued for

the information of trial court judges in cases brought before

them coming from the Barangays:

I. All disputes are subject to Barangay conciliation

pursuant to the Revised Katarungang Pambarangay Law

(formerly P.D. 1508, repealed and now replaced by Secs. 399-

422, Chapter VII, Title I, Book III, and Sec. 515, Title I, Book

IV, R.A. 7160, otherwise known as the Local Government

Code of 1991), and prior recourse thereto is a pre-condition

before filing a complaint in court or any government offices,

except in the following disputes:

1. Where one party is the government, or any

subdivision or instrumentality thereof;

2. Where one party is a public officer or employee, and

the dispute relates to the performance of his official

functions;

3. Where the dispute involves real properties located

in different cities and municipalities, unless the parties


B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 65

thereto agree to submit their difference to amicable

settlement by an appropriate Lupon;

4. Any complaint by or against corporations,

partnership or juridical entities, since only individuals

shall be parties to Barangay conciliation proceedings

either as complainants or respondents (Sec. 1, Rule VI,

Katarungang Pambarangay Rules);

5. Disputes involving parties who actually reside in

barangays of different cities or municipalities, except

where such barangay units adjoin each other and the

parties thereto agree to submit their differences to

amicable settlement by an appropriate Lupon;

6. Offenses for which the law prescribes a maximum

penalty of imprisonment exceeding one (1) year or a

fine over five thousand pesos (P5,000.00);

7. Offenses where there is no private offended party;

8. Disputes where urgent legal action is necessary to

prevent injustice from being committed or further

continued, specifically the following:


B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 66

a. Criminal cases where accused is under

police custody or detention (see Sec. 412

(b) (1), Revised Katarungang

Pambarangay Law);

b. Petitions for habeas corpus by a

person illegally deprived of his rightful

custody over another or a person

illegally deprived or on acting in his

behalf;

c. Actions coupled with provisional

remedies such as preliminary injunction,

attachment, delivery of personal

property and support during the

pendency of the action; and

d. Actions which may be barred by the

Statute of Limitations.

9. Any class of disputes which the President may

determine in the interest of justice or upon the

recommendation of the Secretary of Justice;


B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 67

10. Where the dispute arises from the Comprehensive

Agrarian Reform Law (CARL) (Sec. 46 & 47, R.A. 6657);

11. Labor disputes or controversies arising from

employer-employee relations (Montoya vs. Escayo, et

al., 171 SCRA 442; Art. 226, Labor Code, as amended,

which grants original and exclusive jurisdiction over

conciliation and mediation of disputes, grievances or

problems to certain offices of the Department of Labor

and Employment);

12. Actions to annul judgment upon a compromise

which may be filed directly in court (See Sanchez vs.

Tupaz, 158 SCRA 459).

II. Under the provisions of R.A. 7160 on Katarungang

Pambarangay conciliation, as implemented by the

Katarungang Pambarangay Rules and Regulations

promulgated by the Secretary of Justice, the certification for

filing a complaint in court or any government office shall be

issued by Barangay authorities only upon compliance with

the following requirements:


B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 68

1. Issued by the Lupon Secretary and attested by the

Lupon Chairman (Punong Barangay), certifying that a

confrontation of the parties has taken place and that a

conciliation settlement has been reached, but the same

has been subsequently repudiated (Sec. 412, Revised

Katarungang Pambarangay Law; Sec. 2[h], Rule III,

Katarungang Pambarangay Rules);

2. Issued by the Pangkat Secretary and attested by the

Pangkat Chairman, certifying that:

a. a confrontation of the parties took

place but no conciliation/settlement has

been reached (Sec. 4[f], Rule III,

Katarungang Pambarangay Rules; or

b. that no personal confrontation took

place before the Pangkat through no

fault of the complainant (Sec. 4[f], Rule

III, Katarungang Pambarangay Rules).

3. Issued by the Punong Barangay, as requested by the

proper party on the ground of failure of settlement

where the dispute involves members of the same


B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 69

indigenous cultural community, which shall be settled

in accordance with the customs and traditions of that

particular cultural community, or where one or more

of the parties to the aforesaid dispute belong to the

minority and the parties mutually agreed to submit

their dispute to the indigenous system of amicable

settlement, and there has been no settlement as

certified by the datu or tribal leader or elder to the

Punong Barangay of place of settlement (Secs. 1,4 & 5,

Rule IX, Katarungang Pambarangay Rules); and

4. If mediation or conciliation efforts before the Punong

Barangay proved unsuccessful, there having been no

agreement to arbitrate (Sec. 410 [b], Revised

Katarungang Pambarangay Law; Sec. 1, c. (1), Rule III,

Katarungang Pambarangay Rules), or where the

respondent fails to appear at the mediation proceeding

before the Punong Barangay (3rd par. Sec. 8, a, Rule VI,

Katarungang Pambarangay Rules), the Punong

Barangay shall not cause the issuance at this stage of a

certification to file action, because it is now mandatory

for him to constitute the Pangkat before whom


B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 70

mediation, conciliation, or arbitration proceedings

shall be held.

III. All complaints and/or informations filed or raffled

to your sala/branch of the Regional Trial Court shall be

carefully read and scrutinized to determine if there has been

compliance with prior Barangay conciliation procedure

under the Revised Katarungang Pambarangay Law and its

Implementing Rules and Regulations, as a pre-condition to

judicial action, particularly whether the certification to file

action attached to the records of the case comply with the

requirements hereinabove enumerated in par. II;

IV. A case filed in court without compliance with prior

Barangay conciliation which is a pre-condition for formal

adjudication (Sec. 412 [a] of the Revised Katarungang

Pambarangay Law) may be dismissed upon motion of

defendant/s, not for lack of jurisdiction of the court but for

failure to state a cause of action or prematurity (Royales vs.

IAC, 127 SCRA 470; Gonzales vs. CA, 151 SCRA 289), or the

court may suspend proceedings upon petition of any party

under Sec. 1, Rule 21 of the Rules of Court; and refer the

case motu proprio to the appropriate Barangay authority,


B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 71

applying by analogy Sec. 408 [g], 2nd par., of the Revised

Katarungang Pambarangay Law which reads as follows:

The court in which non-criminal cases not falling

within the authority of the Lupon under this Code are

filed may at any time before trial, motu proprio refer

case to the Lupon concerned for amicable settlement.

Strict observance of these guidelines is enjoined. This

Administrative Circular shall be effective immediately.63

Uy vs. Contreras, 1994, enunciated that the total unawareness of the Local

Government Code of 1991, more specifically on the provisions on the katarungang

pambarangay, is distressing. He should have taken judicial notice thereof, ever

mindful that under c, courts are mandatorily required to take judicial notice of

“the official acts of the legislative, executive and judicial departments of the

Philippines.” We have ruled that a judge is called upon to exhibit more than just a

cursory acquaintance with the statutes and procedural rules. He should have

applied the revised katarungang pambarangay law under the Local Government

Code of 1991. Had he done so, this petition would not have reached us and taken

63
CIRCULAR NO. 14-93
B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 72

valuable attention and time which could have been devoted to more important

cases.64

Section 1, Rule 129. Judicial notice, when mandatory. — A

court shall take judicial notice, without the introduction of evidence,

of the existence and territorial extent of states, their political history,

forms of government and symbols of nationality, the law of nations,

the admiralty and maritime courts of the world and their seals, the

political constitution and history of the Philippines, the official acts

of legislative, executive and judicial departments of the Philippines,

the laws of nature, the measure of time, and the geographical

divisions. (1a)65

Absence of prior mediation pursuant to the katarungang pambarangay law

bars the filing of the complaint with the court.66

64
G.R. Nos. 111416-17. September 26, 1994.
65
https://www.lawphil.net/courts/rules/rc_128-134_evidence.html
66
Id
B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 73

CHAPTER 3

RESEARCH DESIGN AND METHODOLOGY

This Chapter presents the research design and method, research instruments,

validation of the instruments, procedure in gathering data and statistical treatment

of data.

I. Research Design

There are different methods that can be used in researching. You can use a

descriptive, historical or experimental method. It is a design to conceptualize the

study and its specific aims and purposes.

The researcher used the descriptive method of research to obtain significant

information in this study. This method is employed to gather, synthesize, and

analyze the data which will be derived from the respondents’ answers through

market survey questionnaires. This study is established for the purpose of

analyzing the effectiveness of the Revised Katarungang Pambarangay Law under

Republic Act R.A 7160, otherwise known as the Local Government Code of 1991

in Barangay Taboc in the decongestion of cases of the Municipal Trial Court of


B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 74

Angat, Bulacan. Results derived from the respondents of the research served as

the basis for conducting the study.

The researcher also used the analytical method of research. The researcher

had to use facts or information already available, and analyzed them to make a

critical evaluation of the material.

II. Research Methodology

A. Instruments and Technical Word

The researcher made use of a questionnaire to gather data. Library research

was also undertaken as a helpful activity to deepen and widen knowledge and

come up with good ideas.

Primary data were gathered using survey questionnaire disseminated to

the respondents.

Secondary sources of data such as other references found in the library and

Internet sources were utilized for the study.

B. Sampling Procedure

The researcher distributed survey questionnaire to the Municipal Trial

Court Judge of Angat and its Clerk of Court, Barangay Captain, Members of the

Lupon, complainants and residents of Barangay Taboc. The total number of


B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 75

residents in the area was used as reference to obtain the sample population. The

population information was provided by the Municipal Trial Court of Angat and

Barangay of Taboc.

C. Procedures in Gathering Data

The following were the procedures undergone by the researcher in the

gathering of data.

a. Sought the approval of the Barangay Captain of Taboc and

Municipal Trial court of Angat for the conduct of the study;

b. Distributed personally the survey questionnaires to the respondents

of the study;

c. Collected the survey questionnaires from the respondents;

d. Scanned, tabulated and encoded the results of the survey based on

the problems of the study;

e. Interpreted and analyzed the data in tabular and textual

presentation with due consideration to the sub - problems of the

study; and

f. Encoded and edited the manuscript for the final defense.

D. Statistical Treatment of Data

The data that were gathered from the respondents were tallied, tabulated

and later analyzed using appropriate statistical tools. Data collected from the
B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 76

respondents were subjected to statistical treatment. The formula to be used is as

follows.

1. SLOVINS FORMULA67 is used to calculate the sample size (n) given the

population size (N) and a margin of error (e). It is a random sampling technique

formula to estimate sampling size. It is computed as

n = N / (1+Ne2).

whereas:

n = no. of samples

N = total population

e = error margin / margin of error

2. Percentage is used to establish the profile of the respondents of the study.

P = F x 100

67
https://prudencexd.weebly.com/
B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 77

Bibliography

BOOKS

JIM V. LOPEZ. (2004). THE LAW ON ALTERNATIVE DISPUTE RESOLUTION:

PRIVATE JUSTICE IN THE PHILIPPINES, How To SOLVE LEGAL

DISPUTES WITHOUT A CouRTRooM TRIAL, 59 . Rex Bookstore Inc.

JIM V. LOPEZ. (2004). THE LAW ON ALTERNATIVE DISPUTE RESOLUTION:

PRIVATE JUSTICE IN THE PHILIPPINES, How To SOLVE LEGAL

DISPUTES WITHOUT A CouRTRooM TRIAL, 59 . REX Bookstore Inc.

p.h. collin. (2000). dictionary of law. peter collin publishing ltd.

P.H. Collin. (2000). Dictionary of Law. Peter Collin Publishing Ltd.

ROGELIO E. SUBONG. (n.d.). Bringing Justice Closer to the People.

SUBONG, R. E. (n.d.). Bringing Justice Closer to the People.

Tan, Bayani K. and Ma. Gracia M. Pulido (1981) ’Katarungang Pambarangay Law:

Its Goals, Processes and Impact on the Right Against Self-Incrimination’,

Philippine Law Journal 56: 425-38.

JURISPRUDENCE

Uy vs. Contreras, G.R. Nos. 111416-17. September 26, 1994.

Espino vs. Legarda, G.R. No. 149266, 485 SCRA 76 [2006]

ESTELA L. BERBA vs. JOSEPHINE PABLO and THE HEIRS OF CARLOS

PALANCA, G.R. No. 160032. November 11, 2005


B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 78

Harold vs. Aliba, G.R. No. 130864. October 2, 2007

Zamora vs. Heirs of Carmen Izquierdo, G.R. No. 146195. November 18, 2004

(Pang-et vs. Manacnes, , 2007)

Home Bankers Savings and Trust Company vs. Court of Appeals, G.R. No.

115412. November 19, 1999

Vidal vs. Escueta, G.R. No. 156228. December 10, 2003

Bonifacio Law Office vs. Bellosillo, A.M. No. MTJ-00-1308. December 16, 2002

LAWS

1991, A. A. (October 10, 1991). Republic Act No. 7160 Section 41(b); Section 43

Amended by RA 8553.

Republic Act No. 7160, AN ACT PROVIDING FOR A LOCAL GOVERNMENT

CODE OF 1991. (n.d.).

ADMINISTRATIVE CIRCULAR NO. 14-93. (n.d.).

WEBSITE OR ONLINE REFERENCES

http://opinion.inquirer.net/57591/hustisyeah-to-decongest-the-

judiciary#ixzz5Ng9jr5nz. (n.d.).

http://werdan88.blogspot.com/2009/10/critical-analysis-of-justice-system-

in.html. (n.d.).

http://www.accessfacility.org/sites/default/files/Katarungang%20Pambarang

ay%20Handbook_0.pdf. (n.d.).
B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 79

http://www.accessfacility.org/sites/default/files/Katarungang%20Pambarang

ay%20Handbook_0.pdf. (n.d.).

http://www.central.com.ph/sfsreader/session/00000166208888cc20f0468300360

0fb002c009e/t/?o=False. (n.d.).

http://www.garph.co.uk/IJARMSS/Feb2018/12.pdf. (n.d.).

http://www.gov.ph/catjlocalgov/default.asp . (n.d.).

http://www.ls.pnp.gov.ph/July%202012%20Legal%20Advisories.pdf. (n.d.).

http://zabalketa.org/wp-

content/uploads/2016/02/Guide_to_katarungang_2012.pdf. (n.d.).

https://asiafoundation.org/2012/04/11/taking-a-hard-look-at-formal-and-

informal-justice-systems-in-the-philippines/. (n.d.).

https://dirp3.pids.gov.ph/ris/taps/tapspp9926.pdf. (n.d.).

https://en.wikipedia.org/wiki/Community_court. (n.d.).

https://en.wikipedia.org/wiki/Judiciary_of_Solomon_Islands. (n.d.).

https://wikivividly.com/wiki/Katarungang_Pambarangay. (n.d.).

https://www.alrc.gov.au/publications/30.%20Indigenous%20Justice%20Mecha

nisms%20in%20some%20Overseas%20Countries%3A%20Models%20and

%20Comparisons/pa. (n.d.).

https://www.alrc.gov.au/publications/30.%20Indigenous%20Justice%20Mecha

nisms%20in%20some%20Overseas%20Countries%3A%20Models%20and

%20Comparisons/pa. (n.d.).
B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 80

https://www.dayananconsulting.com/understanding-philippines-local-

government-unit-system-foreign-businesses-operators/. (n.d.).

https://www.manilatimes.net/all-disputes-generally-subject-of-barangay-

conciliation/155694/. (n.d.).

https://www.niu.edu/cseas/_pdf/lesson-plans/fulbright-hays/philippine-

political-structure.pdf. (n.d.).
B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 81

Dear Respondent,

One of my requirements as a student of Bulacan State University College of Law is to


complete a thesis entitled,” A Critical Analysis on the effectiveness of the Revised Katarungang
Pambarangay Law under Republic Act R.A 7160, otherwise known as the Local Government Code
of 1991 in Barangay Taboc in the decongestion of cases of the Municipal Trial Court of Angat,
Bulacan.. That being said, I would like to request you to answer this short questionnaire for the
information and answers you will indicate are very much relevant. Your responses will be kept
confidential.

Thankfully yours,

Princess Ruth B. Adriano

Check your responses.

Gender ○ Male ○ Female

Age ○ 18-24 years old


○ 25-34 years old
○ 35-44 years old
○ 45-54 years old
○ 55-64 years old

Marital Status ○ Single ○ Married ○ Separated ○ Widowed

Employment ○ Private Practitioner

○ Government Employee

○ Member of the Judiciary

○ Out of work and looking for work

○ Out of work but not currently looking for work

○ Retired

Education ○ University Graduate


○ College Undergraduate
○ High School Graduate
○ High School Undergraduate
○ Elementary Level
B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 82

KATANUNGAN TUGON
( PARA SA MGA TAGAPAGPATUPAD)
1. Narinig mo na ba ang patungkol sa “Katarungang OO HINDI
Pambarangay Law?”

2. Ikaw ba ay naging bahagi na ng pagpapatupad nito? OO HINDI

3. Bilang isang taga- pagpatupad, masasabi mo bang ito ay OO HINDI


kapaki - pakinabang?

4. Ikaw ba ang minsan ng naging bahagi ng mga trainings/ OO HINDI


seminars na may kinalaman sa pagpapalawig ng batas na ito?

5. Sa iyong palagay, nangangailangan pa ba ng mga trainings/ OO HINDI


seminars ang mga tagapagpatupad nito?

6. Masasabi mo bang maayos ang pagpapatupad nito? OO HINDI

7. May mga pagkakataon ba na hindi nareresolba ang mga kaso OO HINDI


na idinudulog sa barangay?

8. Kung Oo, alin sa mga sumusunod ang posibleng mga dahilan?


(maaaring pumili ng higit sa isa)

a. Kakulangan ng kaalaman ng ukol sa batas na ito;

b. Hindi pagdalo ng mga mga partido sa itinakdang


paghaharap;

c. Kawalan ng interes ng mga partido;

d. Kagustuhan ng magkabilang panig na huwag na


lamang magkasundo;

e. Hindi maipaliwanag na dahilan ng pagpapaliban sa


itinakdang paghaharap;

f. Kawalan ng kumpiyansa sa sarili ng ilang miyembro


ng Lupon;

g. Kawalan ng pormal na edukasyon ng ilang miyembro


ng Lupon;

h. Hindi pagkakasundo – sundo ng mga ideya ng mga


miyembro ng Lupon;

9. Masasabi mo bang ito ay isang mabisang paraan upang OO HINDI


makatulong sa pagpapaluwag ng bilang ng mga kaso sa
Municipal Trial Court?

10. Ikaw ba ay sumasang ayon na ang batas na ito ay ginawa OO HINDI


upang malutas ang hindi pangkaraniwang pagsikip ng mga
“court dockets” at mapanatili ang maayos na pagsasamahan
ng mga miyembro ng komunidad?
B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 83

KATANUNGAN TUGON
(PARA SA MGA PARTIDO)
1. Narinig mo na ba ang patungkol sa “Katarungang OO HINDI
Pambarangay Law?”
2. Ikaw ba ay minsan nang humingi ng tulong sa batas OO HINDI
na ito?
3. Masasabi mo bang naresolba ng batas na ito ang OO HINDI
iyong suliranin?
4. Masasabi mo bang epektibo ang paraan ng OO HINDI
pagpapatupad nito?
5. Nangangailangan pa ba ng dagdag na kaalaman OO HINDI
ukol sa pagpapatupad nito?
B U L AC A N S T AT E U N I V E R S I T Y - C O L L E G E O F L AW 84

ABOUT THE AUTHOR:


(CURRICULUM VITAE)

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