Professional Documents
Culture Documents
Major Comparison - HK and Chinese Audit
Major Comparison - HK and Chinese Audit
On boarding document
Preparation Required to prepare all set of on Not required to prepare all the on-
boarding documents. boarding documents. As per Cathey,
only need to prepare the ff:
Engagement letter
Bank confirmation Engagement letter
SMEFRS resolution Tax appoint letter
Tax appointment letter Questionnaires- only prepare Chinese
All Questionnaires ICE’s
Pre- Audit
Outstanding list Prepare outstanding list for queries No need to prepare outstanding list.
with client and ask for supporting All documents are provided already in
documents (invoices/agreement/com the zip file given by Cathey or Curtis.
sec docs)
Confirmations Must prepare confirmations and send Must prepare confirmations and send
(Director/AR/AP/related together with outstanding list together with Audit report, Tax comp
party & etc.) and other docs in zip file to be send to
Cathey in the PRC Working Group.
After audit
Draft Audit report and Upload in basecamp for Brian’s To be send together with other docs
Tax computation review. and tax computation in zip file in PRC
Working Group for Cathey or Curtis
review.