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*
** DOCUMENT FOR ORACLE DATABASE UPGRADE FROM 10.2.0.4 TO 12.1.0.2 : PREPARED BY HCL D
A TEAM **
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*

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Note 1: As the steps include setting up environment & changing path variables, the task of upgrade should be done i
session
where settings mentioned in the document were done.

It is better to comment the enteries for calling env variables in .profile file and call the env file manually.
This is nullify the any profile related issue.

Note 2: The upgrade consists of two broad steps, first upgrade from 10.2.0.4 to 10.2.0.5 & second upgrade from 10.
.0.5 to 12.1.0.2

Note 3: Install the 12.1.0.X DB in a location different from 10.2.0.X e.g. <ORACLE_BASE>/db/tech_st/12.1.0
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Following documents were referred:

01. Oracle Database Upgrade Path Reference List

(Doc ID 730365.1)

02. Database Server Upgrade/Downgrade Compatibility Matrix

(Doc ID 551141.1)

03. 10.2.0.5 Patch Set - Oracle Solaris on SPARC (64-Bit) README

(Doc ID 1280609.1)

04. How to Download and Run Oracle's Database Pre-Upgrade Utility

(Doc ID 884522.1)

05. Oracle Database (RDBMS) on Unix AIX, HP-UX, Linux, Solaris and MS Windows Operating Systems Installat
on and Configuration Requirements Quick Reference (12.1)
(Doc ID 1587357.1)

06. Requirements for Installing Oracle Database 12.1 on Solaris 10 SPARC

(Doc ID 1517948.1)

07. How to Set the Ulimit Values for Solaris

(Doc ID 1007442.1)

08. Kernel setup for Solaris 10 and Solaris 11 using project files
(Doc ID 429191.1)

09. Quick Reference to Patch Numbers for Database PSU, SPU(CPU), Bundle Patches and Patchsets
(Doc ID 1454618.1)
10. Oracle Recommended Patches -- Oracle Database
(Doc ID 756671.1)

11. Bug 22191659 - Combo of 12.1.0.2.160119 OJVM PSU and 12.1.0.2.160119 DB PSU (Jan 2016)
(Doc ID 22191659.8)

12. Readme for Patch 22191659 - Combo of OJVM Component 12.1.0.2.160119 DB PSU + DB PSU 12.1.0.2.1601
9 (Jan2016)

13. Readme for Patch 21948354 - Database Patch Set Update 12.1.0.2.160119

14. Readme for Patch 22139226 - Oracle JavaVM Component 12.1.0.2.160119 Database PSU

15. https://docs.oracle.com/database/121/SSDBI/app_manual.htm#SSDBI7871

16. 12.1.0.2 Patch Set - Availability and Known Issues

(Doc ID 1683799.1)

17. Oracle Database 12c Release 1 (12.1) DBUA In Silent Mode

(Doc ID 1516616.1)

18. How to Install 11.2 / 12.1 Database/Client Software in Silent Mode with/without Using Response File
(Doc ID 885643.1)

19. Master Note For Oracle Database 12c Release 1 (12.1) Database/Client Installation/Upgrade/Migration Standalo
e Environment (Non-RAC)
(Doc ID 1520299.1)

20. Oracle Database Patch Set Notes 12c Release 1 (12.1.0.2)

E64844-02

21. Actions For DST Updates When Upgrading To Or Applying The 12.1.0.2 Patchset
(Doc ID 1665676.1)

22. Applying the DSTv18 update for the Oracle Database (Doc ID 1448706.1)

22. https://docs.oracle.com/database/121/LADBI/app_nonint.htm#LADBI7831

23. Master Note For OPatch

(Doc ID 293369.1)

24. How To Download And Install The Latest OPatch(6880880) Version

(Doc ID 274526.1)

25. DBUA Removes SEC_CASE_SENSITIVE_LOGON Init Parameter After Upgrading to 12c

(Doc ID 2107717.1)

26. R12: On a cloned target the logon screen reports 'HTTP error 500 Internal server error'
(Doc ID 1335176.1)

27. Database Initialization Parameters for Oracle E-Business Suite Release 12

(Doc ID 396009.1)

28. Interoperability Notes EBS 12.0 or 12.1 with RDBMS 12cR1

(Doc ID 1524398.1)

29. AutoConfig is Failing with status 4 for a New Database with NLS Environment Error ORA-12705
(Doc ID 1612017.1)

30. Steps To Recreate Central Inventory(oraInventory) In RDBMS Homes

(Doc ID 556834.1)

31. Interoperability Notes Oracle EBS Release 12.0 or 12.1 with Oracle Database 12c Release 1 (12.1.0.1)
(Doc ID 1930134.1)

32. Oracle Database Examples Installation Guide 12c Release 1 (12.1)

E55464-03

=================
OS Requirements :
=================

01. Solaris 10 Update 11 is the minimum supported OS Version. To check the OS version use command
>>>> cat /etc/release

02. Following packages must be already installed:

#### SUNWarc
#### SUNWbtool
#### SUNWcsl
#### SUNWdtrc
#### SUNWeu8os
#### SUNWhea
#### SUNWi1cs (ISO8859-1)
#### SUNWi15cs (ISO8859-15)
#### SUNWi1of
#### SUNWlibC
#### SUNWlibm
#### SUNWlibms
#### SUNWsprot
#### SUNWtoo
#### SUNWxwfnt
>>>> pkginfo -i SUNWarc SUNWbtool SUNWcsl SUNWdtrc SUNWeu8os SUNWhea SUNWi15cs SUNWi1cs S
NWi1of SUNWlibC SUNWlibm SUNWlibms SUNWsprot SUNWtoo SUNWxwfnt
---- Use pkgadd command through root user to install any missing packages from Solaris 10 Optical Disk
---- Manual copy of packages from optical disk to server and the installing them may not work

03. Oracle software requires a minimum of 2048 MB of RAM for successful installation. Recommended: 2 GB of R
M or more
>>>> prtconf | grep -i mem

04. The 'umask' setting for the OS user owning DB has to be 022 or 0022. Check the value using following comman
:
>>>> umask
#### to set umask to 0022
>>>> umask 0022

05. Both resource control and /etc/system/ parameters should be set. The kernel parameters required are:
Resource Control Minimum Value
---------------- -------------
project.max-sem-ids 100
process.max-sem-nsems 256
project.max-shm-memory This value varies according to the RAM size. The value for this parameter should be great
r than sum of all SGA sizes.
For 1 GB to 16 GB RAM : Half the size of physical memory; For Greater than 16 GB : At least 8 GB
project.max-shm-ids 100
tcp_smallest_anon_port 9000
tcp_largest_anon_port 65500
udp_smallest_anon_port 9000
udp_largest_anon_port 65500

#### Use following command to check kernel parameters

>>>> prctl $$
>>>> prctl -n project.max-sem-ids $$
>>>> prctl -n process.max-sem-nsems $$
>>>> prctl -n project.max-shm-memory $$
>>>> prctl -n project.max-shm-memory -i project <projectname>
>>>> prctl -n project.max-shm-ids $$
>>>> ndd /dev/tcp tcp_smallest_anon_port
>>>> ndd /dev/tcp tcp_largest_anon_port
>>>> ndd /dev/udp udp_smallest_anon_port
>>>> ndd /dev/udp udp_largest_anon_port

#### Use the following command to find projid infomation for OS User used to upgrade oracle
>>>> id -p
---- command will list out uid(username), gid(groupname), projid(projectname)
>>>> projects -l
>>>> more /etc/project

#### Use the following command to change the setting for project.max-shm-memory
>>>> prctl -n project.max-shm-memory -v <value>gb -r -i project <projectname>
---- setting for project.max-shm-memory to 6 GB for the project default without a system reboot (setting will be disc
rded on reboot)
---- prctl -n project.max-shm-memory -v 6gb -r -i project default
---- setting for project.max-shm-memory to 6 GB for the project default with a system reboot (setting will be preserv
d on reboot)
>>>> projmod -sK "project.max-shm-memory=(privileged,<Value>G,deny)" <projectname>
---- projmod -sK "project.max-shm-memory=(privileged,6G,deny)" default

06. Shell limits and system configuration parameters required are:

Shell Limit Soft Limit (KB) Hard Limit (KB)
----------- --------------- ---------------
STACK at most 10240 at most 32768
NOFILES at least 1024 at least 65536
MAXUPRC or MAXPROC at least 2047 at least 16384
---- If neither -S or -H option is not specified, ulimit values for both soft and hard shell limits will get changed
---- Changes made through ulimit command will temporary and will revert to original value on next reboot
---- To make the changes permanent appropriately modify /etc/profile

#### Use following command in bash to check soft shell limits

>>>> ulimit -Sa

#### Use following command in bash to check hard shell limits

>>>> ulimit -Ha

---- Exit the bash shell

#### Use following command to change soft STACK (stack size) shell limit
>>>> ulimit -Ss <value>

#### Use following command to change hard STACK (stack size) shell limit
>>>> ulimit -Hs <value>

#### Use following command to change soft NOFILES (open files) shell limit
>>>> ulimit -Sn <value>

#### Use following command to change hard NOFILES (open files) shell limit
>>>> ulimit -Hn <value>

#### Use following command to change soft MAXUPRC or MAXPROC (max user processes) shell limit
>>>> ulimit -Su <value>

#### Use following command to change hard MAXUPRC or MAXPROC (max user processes) shell limit
>>>> ulimit -Hu <value>

=============================
Steps To Perform The Upgrade:
=============================

-------------------------------------
Upgrade steps 10.2.0.4 ---> 10.2.0.5:
-------------------------------------

01. Move the patch p8202632_10205_SOLARIS64 to db node and unzip it.

02. Source the environment variable present in $RDBMS_ORACLE_HOME. Run the following commands:
>>>> PATH=$ORACLE_HOME/bin:$ORACLE_HOME/OPatch:$PATH
>>>> echo $PATH
>>>> export PATH

03. Run the script utlu102i_2.sql after connecting in sysdba role. Save its output in temporary text file.

04. Check the table spaces (Low free space in tablespaces can adversely affect the upgrade)

05. Make the instance down. Take a backup of instance. Keep the instance down.
06. Backup the response file template (patchset.rsp) provided in theresponsedirectory where the patch set archive fil
was unpacked

07. Edit the values for all fields labelled as <Value Required> as described by the comments and examples in the res
onse file template

08. Run the installer for Oracle Database 10G Patch Set Noninteractively from patch p8202632_10205_SOLARIS6

#### ./runInstaller -silent -invPtrLoc <patch-to-orainst.loc> -responseFile <patch-to-response_file>

09. After the installation, run the $ORACLE_HOME/root.sh script as the root user
#### Enter the full pathname of the local bin directory: [/usr/local/bin]:<Full Path of RDBMS_ORACLE_HOME>/
in
#### The file "dbhome" already exists in <Full Path of RDBMS_ORACLE_HOME>/bin. Overwrite it? (y/n) [n]: y
#### The file "oraenv" already exists in <Full Path of RDBMS_ORACLE_HOME>/bin. Overwrite it? (y/n) [n]: y
#### The file "coraenv" already exists in <Full Path of RDBMS_ORACLE_HOME>/bin. Overwrite it? (y/n) [n]: y

10. If prompted, run $ORACLE_HOME/install/changePerm.sh and specify the patched server Oracle home location

11. Keep the db down, start the listener of the db to be upgraded

#### lsnrctl start <listenername>

12. Enter the following command to upgrade Oracle Database using Oracle Database Upgrade Assistant in nonintera
tive mode
#### dbua -silent -dbname $ORACLE_SID -oracleHome $ORACLE_HOME -sysDBAUserName UserName -sysD
APassword password -recompile_invalid_objects true
>>>> dbua -silent -dbname $ORACLE_SID -oracleHome $ORACLE_HOME -sysDBAUserName SYS -sysDBAPa
sword manager -recompile_invalid_objects true

13. Check the following queries and commands

SQL> SELECT * FROM V$INSTANCE;
SQL> SELECT BANNER FROM V$VERSION;
SQL> SELECT FILE_NAME,STATUS FROM DBA_DATA_FILES;
SQL> SELECT TABLESPACE_NAME, STATUS FROM DBA_TABLESPACES;
>>>> opatch lsinventory -all
---- the above mentioned optach command SHOULD NOT run successfully, if it does, it means that the central inve
tory needs to be registered again
---- the below mentioned opatch command should run successfully, if it does, it means that the central inventory DO
S NOT need to be registered again
>>>> opatch lsinventory -all -invPtrLoc $ORACLE_HOME/oraInst.loc

---- Take a cold backup of database

14. Apply the DSTv18 update for the Oracle Database 10.2.0.5
#### Check for following queries in TOAD using SYSTEM user
SQL> SELECT version FROM v$timezone_file;
SQL> select c.owner || '.' || c.table_name || '(' || c.column_name || ') -'
|| c.data_type || ' ' col
from dba_tab_cols c, dba_objects o
where c.data_type like '%LOCAL TIME ZONE'
and c.owner=o.owner
 and c.table_name = o.object_name
and o.object_type = 'TABLE'
order by col
#### The above query should not return any rows
---- If rows are returned check for Oracle Doc ID 1448706.1
#### Move utltzuv18.sql to RDBMS_ORACLE_HOME/rdbms/admin
#### utltzuv18.sql needs to be executed using sqlplus from the server's RDBMS_ORACLE_HOME
SQL> @?/rdbms/admin/utltzuv18.sql;
SQL> select * from dba_scheduler_jobs;
SQL> select * from sys.sys_tzuv2_temptab;
---- If the above query returns no row simply apply the RDBMS DSTv18 patch
---- Proceed to apply DSTv18 patch if SYS.SCHEDULER$_% related rows returned
---- If the above query returns row other than mentioned, check for Oracle Doc ID 1448706.1
---- Shutdown any running services before applying the DSTv18 patch
#### Make the db down to install the DSTv18 update patch
#### Use following command to apply opatch
>>>> opatch apply -invPtrLoc $ORACLE_HOME/oraInst.loc
#### Bounce the db twice
SQL> SELECT version FROM v$timezone_file;

15. Bounce the db completely and start the apps if required. Close the telnet/ssh session.

---------------------------------------------
Upgrade from 10.2.0.4 to 10.2.0.5 is complete
---------------------------------------------

-------------------------------------
Upgrade steps 10.2.0.5 ---> 12.1.0.2:
-------------------------------------

16. Move the patches p21419221_121020_SOLARIS64 and p21948354_121020_SOLARIS64 to db node and unzip
them.
#### Move following zip files only
---- p21419221_121020_SOLARIS64_1of10.zip --Oracle Database (includes Oracle Database, Oracle RAC, and De
nstall)
---- p21419221_121020_SOLARIS64_2of10.zip --Oracle Database (includes Oracle Database, Oracle RAC, and De
nstall)
---- p21419221_121020_SOLARIS64_9of10.zip --Oracle Examples
---- p22191659_121020_SOLARIS64.zip

17. Source the environment variable present in $RDBMS_ORACLE_HOME. Run the following commands:
>>>> PATH=$ORACLE_HOME/bin:$ORACLE_HOME/OPatch:$PATH
>>>> echo $PATH
>>>> export PATH

18. Move the utility preupgrade_12.1.0.2.0_12_lf.zip to db server. Unzip the zip file. Connect as sysdba.
First run the script utluppkg.sql. Then run the script preupgrd.sql. Save its output in temporary text file.

19. Check the file $ORACLE_HOME/cfgtoollogs/$ORACLE_SID/preupgrade/preupgrade.log

20. Execute the script $ORACLE_HOME/cfgtoollogs/$ORACLE_SID/preupgrade/preupgrade_fixups.sql

21. Check the table spaces (Low free space in tablespaces can adversely affect the upgrade)

22. Ensure that following entry is present in oraInst.loc

>>>> inst_group=dba

23. Backup the response file templates (db_install.rsp and demos_install.rsp) provided in response directories of dat
base and examples
where the patch set archive file was unpacked

24. Edit the values for all fields labelled as <Value Required> as described by the comments and examples in the res
onse file templates

25. Open a new session without sourcing any environment file and set the following
>>>> ORACLE_BASE=<Base_Dir_Oracle>
---- ORACLE_BASE=/sstrng01/HCLTRNG
>>>> ORACLE_HOME=<ORACLE_BASE>/db/tech_st/12.1.0
---- ORACLE_HOME=/sstrng01/HCLTRNG/db/tech_st/12.1.0
>>>> ORACLE_SID=<ORACLE_SID>
---- ORACLE_SID=HCLTRNG
>>>> ORACLE_HOME_NAME=<Name_of_Oracle_Home>
---- ORACLE_HOME_NAME=HCLTRNG_DB__sstrng01_HCLTRNG_db_tech_st_12_1_0
>>>> export ORACLE_BASE ORACLE_HOME ORACLE_SID ORACLE_HOME_NAME

26. Run the installer for Oracle Database 12C Patch Set installation in noninteractive mode after making the db dow

---- use the runInstaller is available in database directory of unzipped patch

#### ./runInstaller -showProgress -waitforcompletion -silent -noconfig -debug -responseFile <patch-to-response_fil
>

27. If prompted run the root.sh script and orainstRoot.sh as the root user
#### sh root.sh -bindir /sstrng01/HCLTRNG/db/tech_st/12.1.0/bin -stdout
---- If orainstRoot.sh is not executed, Oracle Examples may not install
#### sh orainstRoot.sh

28. Run the installer to Install Oracle Database Examples in an new Oracle Database 12c Oracle in noninteractive m
de
---- ./runInstaller -showProgress -waitforcompletion -silent -noconfig -responseFile <patch-to-response_file>

29. Set the following variables after DB 12C Installation

>>>> ORACLE_BASE=<Base_Dir_Oracle>
---- ORACLE_BASE=/sstrng01/HCLTRNG
>>>> ORACLE_HOME=<ORACLE_BASE>/db/tech_st/12.1.0
---- ORACLE_HOME=/sstrng01/HCLTRNG/db/tech_st/12.1.0
>>>> ORACLE_SID=<ORACLE_SID>
---- ORACLE_SID=HCLTRNG
>>>> PATH=<ORACLE_BASE>/db/tech_st/12.1.0/bin:$PATH
---- PATH=/sstrng01/HCLTRNG/db/tech_st/12.1.0/bin:$PATH
>>>> PATH=<ORACLE_BASE>/db/tech_st/12.1.0/OPatch:$PATH
---- PATH=/sstrng01/HCLTRNG/db/tech_st/12.1.0/OPatch:$PATH
>>>> PATH=<ORACLE_BASE>/db/tech_st/12.1.0/perl/bin:$PATH
---- PATH=/sstrng01/HCLTRNG/db/tech_st/12.1.0/perl/bin:$PATH
>>>> LD_LIBRARY_PATH=<ORACLE_BASE>/db/tech_st/12.1.0/lib:$LD_LIBRARY_PATH
---- LD_LIBRARY_PATH=/sstrng01/HCLTRNG/db/tech_st/12.1.0/lib:$LD_LIBRARY_PATH
>>>> PERL5LIB=<ORACLE_BASE>/db/tech_st/12.1.0/perl/lib/<perl_version>
---- PERL5LIB=/sstrng01/HCLTRNG/db/tech_st/12.1.0/perl/lib/5.14.1
>>>> PERL5LIB=<ORACLE_BASE>/db/tech_st/12.1.0/perl/lib/site_perl/<perl_version>
---- PERL5LIB=/sstrng01/HCLTRNG/db/tech_st/12.1.0/perl/lib/site_perl/5.14.1:$PERL5LIB
>>>> export ORACLE_BASE ORACLE_HOME ORACLE_SID PATH LD_LIBRARY_PATH PERL5LIB

30. Run the <NEW_RDBMS_ORACLE_HOME>/nls/data/old/cr9idata.pl script to create the <NEW_RDBMS_OR

CLE_HOME>/nls/data/9idata directory
#### Set the variable ORA_NLS10 to appropriate value (full path of the 9idata directory whenever you enable the 1
c Oracle home)
>>>> ORA_NLS10=<ORACLE_BASE>/db/tech_st/12.1.0/nls/data/9idata
---- ORA_NLS10=/sstrng01/HCLTRNG/db/tech_st/12.1.0/nls/data/9idata
>>>> export ORA_NLS10

31. Use OLD_RDBMS_ORACLE_HOME to make db up (keep the listener down)

32. If the SYS.ENABLED$INDEXES table exists, use SQL*Plus to connect to the database as SYSDBA (USE OL
_RDBMS_ORACLE_HOME)
SQL> drop table sys.enabled$indexes;

33. Remove the MGDSYS schema by running $ORACLE_HOME/md/admin/catnomgdidcode.sql script (USE OLD
RDBMS_ORACLE_HOME)
#### sqlplus "/ as sysdba" @?/md/admin/catnomgdidcode.sql

Note: Ensure that the oratab file contains an entry for the database to be upgraded (may not be required, not done in
arlier upgrades)

34. Enter the following command to upgrade Oracle Database using Oracle Database Upgrade Assistant in nonintera
tive mode from <DSTN_RDBMS_ORACLE_HOME>/bin
---- Environment releating to old db should be sourced
#### ./dbua -silent -dbname <sid_of_source_db> -oracleHome <home_directory_of_source_db> -oracleBase <base
directory_of_new_db> -sysDBAUserName UserName -sysDBAPassword password -autoextendFiles -recompile_in
alid_objects true -listeners <ListenerName>
---- ./dbua -silent -sid HCLTRNG -oracleHome /sstrng01/HCLTRNG/db/tech_st/10.2.0 -oracleBase /sstrng01/HCL
RNG -sysDBAUserName SYS -sysDBAPassword manager -autoextendFiles -recompile_invalid_objects true -listen
rs HCLTRNG
#### Check the latest log in <ORACLE_BASE>/cfgtoollogs/dbua/logs/silent.log

35. Navigate to <DSTN_RDBMS_ORACLE_HOME>/oracore/zoneinfo and create the link for latest timezone versi
n there is a requirement for a specific version
>>>> ln -s timezone_18.dat timezone.dat
>>>> ln -s timezlrg_18.dat timezlrg.dat

36. Invoke the SQL Plus, if sqlplus doesn't start and gives SP2-0642 error, comply with below
---- SP2-0642: SQL*Plus internal error state 2165, context 4294967295:0:0
#### Open a new putty session in which no env file was sourced
#### Set the following variables
>>>> ORACLE_BASE=<Base_Dir_Oracle>
---- ORACLE_BASE=/sstrng01/HCLTRNG
>>>> ORACLE_HOME=<ORACLE_BASE>/db/tech_st/12.1.0
---- ORACLE_HOME=/sstrng01/HCLTRNG/db/tech_st/12.1.0
>>>> ORACLE_SID=<ORACLE_SID>
---- ORACLE_SID=HCLTRNG
>>>> PATH=<ORACLE_BASE>/db/tech_st/12.1.0/bin:$PATH
---- PATH=/sstrng01/HCLTRNG/db/tech_st/12.1.0/bin:$PATH
>>>> PATH=<ORACLE_BASE>/db/tech_st/12.1.0/OPatch:$PATH
---- PATH=/sstrng01/HCLTRNG/db/tech_st/12.1.0/OPatch:$PATH
>>>> export ORACLE_BASE ORACLE_HOME ORACLE_SID PATH

37. Start the db listener, if listener doesn't start and gives TNS-01151 error, comply with below
---- TNS-01151: Missing listener name, HCLTRNG, in LISTENER.ORA
#### Open a putty session in which variables for SP2-0642 were set
#### SQL Plus should connect properly before listeners are started
#### Set the following variable
>>>> TNS_ADMIN=<ORACLE_BASE>/db/tech_st/12.1.0/network/admin/<CONTEXT_NAME>
---- TNS_ADMIN=/sstrng01/HCLTRNG/db/tech_st/12.1.0/network/admin/HCLTRNG_trng
>>>> export TNS_ADMIN
#### copy <SRC_RDBMS_ORACLE_HOME>/network/admin/<CONTEXT_NAME> to <DSTN_RDBMS_ORA
LE_HOME>/network/admin/<CONTEXT_NAME>
#### Modify the files for entries of 10.2.0 to 12.1.0 in <DSTN_RDBMS_ORACLE_HOME>/network/admin/<CO
TEXT_NAME>
>>>> lsnrctl start <ListenerName>
---- lsnrctl start HCLTRNG

---- May Not be required in 12C with R12.1

38. Set sec_case_sensitive_logon database initialization parameter to false
SQL> SHOW PARAMETER SEC_CASE_SENSITIVE_LOGON;
#### Open file <RBDMS_ORACLE_HOME>/dbs/init<ORACLE_SID>.ora
---- Add the following entry
#### sec_case_sensitive_logon=FALSE
SQL> ALTER SYSTEM SET SEC_CASE_SENSITIVE_LOGON = FALSE;
---- Bounce the db and run the following query
SQL> SHOW PARAMETER SEC_CASE_SENSITIVE_LOGON;
---- May Not be required in 12C with R12.1

39. Add the following to the sqlnet_ifile.ora (which is not overwritten by autoconfig):
sqlnet_ifile.ora is present in <NEW_RDBMS_ORACLE_HOME>/network/admin/<CONTEXT_NAME>
SQLNET.ALLOWED_LOGON_VERSION_SERVER = 8 (if the initialization parameter SEC_CASE_SENSITIVE
LOGON is set to FALSE)
SQLNET.ALLOWED_LOGON_VERSION_SERVER = 10 (if SEC_CASE_SENSITIVE_LOGON is set to TRUE)

Restart the Database

40. In Application tier, login as the APPLMGR user, run the environment (UNIX) for the current APPL_TOP.
#### Source the apps environment file from <APPL_TOP>/APPS<CONTEXT_NAME>.env
#### Run AutoConfig on the APPL_TOP
#### Run the admkappsutil.pl utility to create the file appsutil.zip in the <INST_TOP>/admin/out directory.
>>>> perl <AD_TOP>/bin/admkappsutil.pl
>>>> Copy or FTP the appsutil.zip file created in apps tier to the <NEW_RDBMS ORACLE_HOME>
>>>> Uncompress appsutil.zip under the <NEW_RDBMS_ORACLE_HOME> using overwrite option (unzip -o <fi
ename.zip>)

41. After creating the appsutil directory and before running AutoConfig, copy orai18n.jar from $ORACLE_HOME/
lib to $ORACLE_HOME/jdk/jre/lib/ext

42. Updating adgrants.sql in <NEW_RDBMS_ORACLE_HOME>

Rename existing adgrants.sql in <NEW_RDBMS_ORACLE_HOME>/appsutil/admin (if any) to adgrants.sql.bkp<d
te>
Copy $APPL_TOP/admin/adgrants.sql from apps server to <NEW_RDBMS_ORACLE_HOME>/appsutil/admin in
b server
#### sqlplus "/ as sysdba" @adgrants.sql apps

43. Grant create procedure privilege on CTXSYS

Copy $AD_TOP/patch/115/sql/adctxprv.sql from apps server to <NEW_RDBMS_ORACLE_HOME>/appsutil/adm
n
#### sqlplus apps/[APPS password] @adctxprv.sql [SYSTEM password] CTXSYS
Set CTXSYS parameter by connecting as sysdba
SQL> exec ctxsys.ctx_adm.set_parameter('file_access_role', 'public');

44. Validate Workflow ruleset

In apps server connect to the sqlplus as APPS and run the $FND_TOP/patch/115/sql/wfaqupfix.sql
#### sqlplus [APPS user]/[APPS password] @wfaqupfix.sql [APPLSYS user] [APPS user]

Note: Make sure that you have at least 1.5 GB of free default temporary tablespace.

45. Gather statistics for SYS schema

Copy $APPL_TOP/admin/adstats.sql from apps server to <NEW_RDBMS_ORACLE_HOME>/appsutil/admin
Run adstats.sql in restricted mode by connecting as sysdba
SQL> alter system enable restricted session;
SQL> @adstats.sql
SQL> alter system disable restricted session;

46. Check the following queries and commands

SQL> SELECT * FROM V$INSTANCE;
SQL> SELECT BANNER FROM V$VERSION;
SQL> SELECT FILE_NAME,STATUS FROM DBA_DATA_FILES;
SQL> SELECT TABLESPACE_NAME, STATUS FROM DBA_TABLESPACES;

47. Upgrade the opatch in <NEW_RDBMS_ORACLE_HOME>

---- Take the backup of OPatch directories in <NEW_RDBMS_ORACLE_HOME>
>>>> mv OPatch OPatch.bkp<date>;
---- Move the patch p6880880_121010_SOLARIS64 to <NEW_RDBMS_ORACLE_HOME>
---- Unzip the patch p6880880_121010_SOLARIS64
---- Run the following commands to check the version
>>>> $ORACLE_HOME/OPatch/opatch version
---- Once the version is confirmed, remove the p6880880_121010_SOLARIS64.zip file and OPatch.bkp<date>
>>>> opatch lsinventory -all

48. Recreate Central Inventory(oraInventory) In RDBMS Homes

#### Take a backup of the existing oraInst.loc in <NEW_RDBMS_ORACLE_HOME>
>>>> mv oraInst.loc oraInst.loc.bkp<date>
#### Remove the Central inventory (if it exists)
>>>> mv <OLD_RDBMS_ORACLE_HOME>/admin/oui/<$CONTEXT_NAME>/oraInventory <OLD_RDBMS_
RACLE_HOME>/admin/oui/<$CONTEXT_NAME>/oraInventory.bkp<date>
#### Create <NEW_RDBMS_ORACLE_HOME>/admin/oui/<$CONTEXT_NAME> if already not present
#### Navigate to <NEW_RDBMS_ORACLE_HOME>/admin/oui/<$CONTEXT_NAME>
#### Create directory oraInventory with 755 permissions
#### Change oraInst.loc in <NEW_RDBMS_ORACLE_HOME> such that oraInst.loc file shopuld contain proper l
cation of oraInventory
#### Permission on oraInst.loc should be 644
>>>> inventory_loc=<NEW_RDBMS_ORACLE_HOME>/admin/oui/<$CONTEXT_NAME>/oraInventory
>>>> inst_group=dba
#### Copy <NEW_RDBMS_ORACLE_HOME>/oraInst.loc to <NEW_RDBMS_ORACLE_HOME>/admin/oui/$
ONTEXT_NAME/oraInst.loc
#### Run the runInstaller with silent & attachhome option from <NEW_RDBMS_ORACLE_HOME>/oui/bin
>>>> ./runInstaller -silent -invPtrLoc <NEW_RDBMS_ORACLE_HOME>/oraInst.loc -attachHome ORACLE_HO
E="<NEW_RDBMS_ORACLE_HOME>" ORACLE_HOME_NAME="<name_of_OracleHome>"
>>>> ./runInstaller -silent -invPtrLoc /sstrng01/HCLTRNG/db/tech_st/12.1.0/oraInst.loc -attachHome ORACLE_H
ME="/sstrng01/HCLTRNG/db/tech_st/12.1.0" ORACLE_HOME_NAME="HCLTRNG_DB__sstrng01_HCLTRN
_db_tech_st_12_1_0"
>>>> opatch lsinventory -all -invPtrLoc $ORACLE_HOME/oraInst.loc

49. Execute the script <OLD_RDBMS_ORACLE_HOME>/cfgtoollogs/$ORACLE_SID/preupgrade/postupgrade_fi

ups.sql in new session after upgrade

50. Compile invalids from adadmin

51. Apply Patch 20204035

#### Make sure that $PATH definition has the following executables: make, ar, ld and nm
#### Shut down all instances and listeners associated with the Oracle home that you are updating
#### Navigate to directory containing the patch file (etc, files directory)
#### Check to discover conflicts if any
>>>> opatch prereq CheckConflictAgainstOHWithDetail -ph ./
check the readme file for Patch 20204035 for any reported conflicts
#### Apply the patch using command
>>>> opatch apply
>>>> opatch lsinventory -all
#### Load Modified SQL Files into the Database after making db up
>>>> datapatch

52. Apply Patch 21948354 under Patch 22191659 - Combo of OJVM Component 12.1.0.2.160119 DB PSU + DB P
U 12.1.0.2.160119 (Jan2016)
---- Database Patch Set Update 12.1.0.2.160119
#### Shut down all instances and listeners associated with the Oracle home that you are updating
#### Navigate to directory containing the patch file (etc, files directory)
#### Check to discover conflicts if any
>>>> opatch prereq CheckConflictAgainstOHWithDetail -ph ./
---- check the readme file for Patch 21948354 for any reported conflicts
#### Apply the patch using command
>>>> opatch apply
>>>> opatch lsinventory -all
#### Load Modified SQL Files into the Database
>>>> sqlplus /nolog
SQL> Connect / as sysdba
SQL> startup;
SQL> quit;
>>>> cd $ORACLE_HOME/OPatch
>>>> ./datapatch -verbose
#### Check the log files in $ORACLE_BASE/cfgtoollogs/sqlpatch/21948354/<unique patch ID> for errors
#### If the Oracle Recovery Manager is being used, the catalog needs to be upgraded
$ rman catalog username/password@alias
RMAN> UPGRADE CATALOG;
---- check the readme file for Patch 21948354 for any errors

53. Apply Patch 22139226 under Patch 22191659 - Combo of OJVM Component 12.1.0.2.160119 DB PSU + DB P
U 12.1.0.2.160119 (Jan2016)
---- OJVM Patch Set Update 12.1.0.2.160119
#### Shut down all instances and listeners associated with the Oracle home that you are updating
#### Navigate to directory containing the patch file (etc, files directory)
#### Check to discover conflicts if any
>>>> opatch prereq CheckConflictAgainstOHWithDetail -ph ./
---- check the readme file for Patch 22139226 for any reported conflicts
#### Apply the patch using command
>>>> opatch apply
>>>> opatch lsinventory -all
#### Load Modified SQL Files into the Database
>>>> sqlplus /nolog
SQL> Connect / as sysdba
SQL> startup upgrade;
SQL> quit;
>>>> cd $ORACLE_HOME/OPatch
>>>> ./datapatch -verbose
>>>> sqlplus /nolog
SQL> Connect / as sysdba
SQL> shutdown;
SQL> startup;
#### Check the log files in $ORACLE_BASE/cfgtoollogs/sqlpatch/22139226/<unique patch ID> for errors
#### After installing the SQL portion of the patch, some packages could become INVALID, run utlrp.sql to get the
back into a VALID state
>>>> cd $ORACLE_HOME/rdbms/admin
>>>> sqlplus /nolog
SQL> CONNECT / AS SYSDBA
SQL> @utlrp.sql
---- check the readme file for Patch 22139226 for any errors
SQL> shutdown;

54. Apply Patch 20903906

---- Take a cold backup of database

55. Change the perl version
>>>> Navigate to <NEW_RDBMS_ORACLE_HOME>
>>>> rename the <NEW_RDBMS_ORACLE_HOME>/perl directory as NEW_RDBMS_ORACLE_HOME>/perl_
version>_bkp<date>
>>>> copy <OLD_RDBMS_ORACLE_HOME>/perl to <NEW_RDBMS_ORACLE_HOME>

56. Make the db and listener up

57. Generate new appsutil for db

#### In Application tier, login as the APPLMGR user, run the environment (UNIX) for the current APPL_TOP.
#### Source the apps environment file from <APPL_TOP>/APPS<CONTEXT_NAME>.env
#### Run AutoConfig on the APPL_TOP
#### Run the admkappsutil.pl utility to create the file appsutil.zip in the <INST_TOP>/admin/out directory.
>>>> perl <AD_TOP>/bin/admkappsutil.pl
>>>> Copy or FTP the appsutil.zip file created in apps tier to the <NEW_RDBMS ORACLE_HOME>
>>>> Uncompress appsutil.zip under the <NEW_RDBMS_ORACLE_HOME> using overwrite option (unzip -o <fi
ename.zip>)

58. Generate new db context file

#### Navigate to <NEW_RDBMS_ORACLE_HOME>/appsutil
>>>> cp -p <context_name>.xml <context_name>.xml.<bkp_date>
#### Navigate to <NEW_RDBMS_ORACLE_HOME>/appsutil/bin
>>>> perl adbldxml.pl servername=<name_of_server>
#### Appropriately give values for any prompts

59. Install 64 Bit Java (JRE) on DB Tier

#### Move files jre-7u55-solaris-sparc.tar.gz and jre-7u55-solaris-sparcv9.tar.gz to <NEW_RDBMS_ORACLE_H
ME>/appsutil
#### Unpack the tar.gz files
>>>> gzip -dc jre-7u55-solaris-sparc.tar.gz | tar xvf -
>>>> gzip -dc jre-7u55-solaris-sparcv9.tar.gz | tar xvf -
#### Rename the directory jre1.7.0_55 to jre
>>>> mv jre1.7.0_55 jre
#### Remove the above tar.gz files
#### Make the database down

60. Set the ADJVAPRG and PATH env variable

>>>> PATH=<ORACLE_BASE>/db/tech_st/12.1.0/appsutil/jre/bin:$PATH
---- PATH=/sstrng01/HCLTRNG/db/tech_st/12.1.0/appsutil/jre/bin:$PATH
>>>> ADJVAPRG=<ORACLE_BASE>/db/tech_st/12.1.0/appsutil/jre/bin/java
---- ADJVAPRG=/sstrng01/HCLTRNG/db/tech_st/12.1.0/appsutil/jre/bin/java
>>>> export PATH ADJVAPRG
#### Run adconfig.sh utility from <NEW_RDBMS_ORACLE_HOME>/appsutil/bin
#### Appropriately give values for any prompts
---- Ensure that no errors or warnings were encountered while running adconfig.sh

61. Run AutoConfig on the <NEW_RDBMS_ORACLE_HOME>

62. Generate new apps context file
#### Navigate to <INST_TOP>/appl/admin
>>>> cp -p <context_name>.xml <context_name>.xml.<bkp_date>
#### Navigate to <COMMON_TOP>/clone/bin
>>>> perl adclonectx.pl retrieve
#### Appropriately give values for any prompts
Run AutoConfig on the Apps Tier which completed successfully

63. Compile as jsp files on apps

#### Resource the apps env file
>>>> cd $FND_TOP/patch/115/bin
>>>> perl ojspCompile.pl --compile --flush -p 2

64. Regenerate jar files using adadmin - select YES when prompted to force generation of jar files
#### Compile apps schema for any invalids
---- 2 invalids after this step
Stop all middle tier services and stop database services as well OS services. Then restart all those services.

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Upgrade from 10.2.0.5 to 12.1.0.2 is complete
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