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Conceptualisations and Attributions of Agency To Co - and Non Present Forms of Otherness in Actual, Fictional, Ludic and Simulated Possible Worlds
Conceptualisations and Attributions of Agency To Co - and Non Present Forms of Otherness in Actual, Fictional, Ludic and Simulated Possible Worlds
Figure 15
Here we observe at the top left quadrant of the image a number of potential clients
sitting waiting with questions they want to ask, or other things they have on their
minds, “hovering” over their heads, while in the bottom half of the image, we see
3
For an overview of principle philosophical and conceptual questions linked to the notion of
intentionality, together with a comprehensive literature list, see the following section of the
Stanford Encyclopedia of Philosophy Online: http://plato.stanford.edu/entries/intentionality/ .
See also Overgaard & Grünbaum (2007) for careful discussion of the relationship between
perceptual intentionality and agency from a primarily husserlian perspective.
4
See Bogost (2007, p. ix) for discussion of the role of procedural rhetoric – “the art of
persuasion through rule-based representations and interactions rather than the spoken word,
writing, images, or moving pictures” in construction of what he refers to as the “unique
persuasive power” (Ibidem) of videogames.
5
The Travel Agency Game is downloadable here: http://travel-agency.relaxlet.com/
individual agents in conversation with clients, seeking to understand and attend to
their needs, or carrying out other kinds of agency functions, perhaps connected with
management and training. At the top right hand corner of the screen is a calender,
clock and a record of dollars earned so far by the player, and a proposed goal for their
current month’s earnings. In this particular game the player is cast as owner of the
agency. In order to succeed, through setting and achieving goals, players are expected
to develop and expand the agency as a business organisation over time, by winning
clients, increasing services and sales, engaging, managing and training more and
better staff, and so on.
Closely associated with the above conception of agency is another type of “concrete”
agency that not only serves the interests of single individuals, or groups of
individuals, as a tourist agency does, but also of larger cultural entities such as states,
governments, federal, and even transnational, institutions. This implicates that the
coordinated actions these agencies carry out are connected by proxy to a wider
objective of comprehending and defending shared intentions defined in terms of
regional, national or global cultural values, and seen as promoting, or protecting the
larger public interest – however this notion might be defined. As we can see, this
kind of agency is also characterised metaphorically as a kind of professional “good
helper”. It differs, however, from the agency types mentioned previously in that it will
often be seen to require – for strategic, political, judicial or other reasons – less
ostentatiously transparent forms of organisation and operation. This in turn leads to
modus operandi that require veiled, hidden, or clandestine methods to map out,
remediate and meet desired consequences and requirements of their political or
institutional client intentions.
Real or fictional secret agents such as Mata Hari or James Bond (007), and the
governmental (or other) counter-espionage and investigation agencies these agents are
presumed to work for: MI5, CIA, FBI, KGB, Mossad and so on (Figure 2) can be said
to be typical contemporary popular culture embodiments of this conception of agency.
Figure 26
2.0 Direct and Indirect Forms of Agency
The two sets of examples mentioned above – which, as we have seen, also
demonstrate a difference between ostentatious and non-ostententatious (or
transparent and non-transparent) forms of agency mind-set and behaviour – bring to
6
From left to right (all Wikipedia: public domain): Photograph of Mata Hari performing,
from the Mata Hari Museum; Ian Fleming’s image of James Bond; commissioned to aid the
Daily Express comic strip artists; M15 Insigna; CIA insigna.
the fore yet another conceptual distinction that can be made between direct and
indirect forms of agency: i.e. between i) forms of agency that are enacted, or
performed, by some agent or agents on their own behalf, and ii) forms of agency that
are enacted, or performed (willingly or unwillingly), by some agent or agents on
behalf of someone or something else, and where this “someone or something else”
may be either knowable or unknowable by the enacting agents in question.
Here we might also speak of primary and secondary forms of agency, or if we prefer,
of the exercise (or not) of agency by proxy. Indeed, one of the eleven quoted
meanings of the term “agent” in the Random House Dictionary of English is “a
person authorised by another person to act on his behalf”, while one of the ten quoted
meanings of the term “agency” is “the relationship between a principal and his agent”.
3.0 Divine and Human forms of Agency
The distinctions between direct and indirect, or primary and secondary forms of
agency in its turn could lead us to consider forms of agency that are, or have been
interpreted historically as manifestations (or consequences) of forms of intentionality
enunciated by divine, super- or non-human entities or beings, seen not only as as
influencing, but also as being the primus motor behind all forms of non-human and
human agency. The most recent example of how of such a conception of agency has
been conceptualised and metaphorised in contemporary culture is the heated debates
in the international massmedia between exponents of creationist and empiricist
models of the origins of the physical universe and other actual or possible worlds –
cultural, interpersonal, conceptual, perceptual and so on – we live and move in.
The creationist position7 considers all such phenomena a result, or manifestation of,
an ongoing realisation of a divinely inspired plan of intelligent design. The three main
guiding metaphors here are, then: divinity, intentionality, intelligent design. The
empiricist position, on the other hand, has many different institutional manifestations,
but is based on the painstaking collection of scientific data in order to hypothesize,
measure, and (hopefully) verify the fundamental laws of physics governing the known
universe, and thus too, all life on Earth. This latter position considers all known life-
forms, also humanity, a result of ongoing evolutionary processes – including genetic
mutation and natural selection – that are emergent8 on physical, chemical and
biological processes at work in a larger cosmic sphere that is itself a consequence of a
continuing expansion of the universe after the “Big Bang”9 that was its unique
7
See the website of the Creation Museum, in Petersburg, Kentucky,, USA, to have an idea of
how this particular position is currently being verbally, visually, spatially and materially
enunciated as a museum project: http://creationmuseum.org/
8
For a brief discussion of the notion of emergence see, for example, Johnson (2001).
9
According to an online article in Wikipedia, http://en.wikipedia.org/wiki/Big_Bang
(accessed June 22, 2009): “The Big Bang is a cosmological model of the initial conditions
and subsequent development of the universe. It is supported by the most comprehensive and
accurate explanations from current scientific evidence and observation. As used by
cosmologists, the term Big Bang generally refers to the idea that the universe has expanded
from a primordial hot and dense initial condition at some finite time in the past, and continues
to expand to this day.” There exist alternative cosmological models based on scientific
evidence and measurement, for example Steady State Theory and Chaotic Inflation Theory,
but at the present time the Big Bang Theory is the one that appears most reliably confirmed by
existing knowledge that is backed up by substantial amounts of empirical evidence.
beginning. The three guiding metaphors here are, then: explosion, expansion,
emergence. The principle point of contention between these two positions is not only
the ontological issue of what, if anything, can actually be said to “exist”, it is also a
more pragmatic one, regarding the actual origins, or “root cause” of everything we
enter into some kind of meaningful relationship with in the course of our everyday
lives – not so much the universe in general, but the physical world we live in, the
various species of plants, animals, fish, insects and larger and smaller living
organisms we encounter there and share this world with, and last but not least,
ourselves, our societies, our cultures, and all other human beings in particular.
Figure 3 below shows two visual metaphors that might be associated with these two
positions: i) a winged divine being peering down from above the clouds, and ii) a
schematic scientific model, or simulation, of possible phases of cosmic development
in an expanding universe immediately after the Big Bang.
Figure 3
As this creationist-empiricist debate demonstrates, the history of philosophy and
science is full of earnest, occasionally violent, debates that in different periods have
evoked or revoked the notion of divine or other supernatural agency as the single
driving force behind all cosmic, evolutionary or any other type of creative
developmental process. This wider debate has links back to two classical teleological
models in philosophy that are also relevent for our present discussion. These are
based on i) Aristotle’s notion that all things that exist must possess some kind of end
or “final cause” in order for them to be able to actualise what they, in this special
sense, are “destined” to become, to do or to serve as. This actualisation process is
driven by what Aristotle calls “efficient cause”, a kind of general agency that governs
all forms of change, operating in concert with “formal cause” – a general idea or
“blueprint” behind the thing in question, and “material cause” – the specific qualities
that are inherent in whatever materials are used to create the thing , and ii) Plato’s
notion that there exist an infinite number of stable, perfect – and for us directly un-
knowable – ideas (or forms) – such as might be imagined to emanate from the mind
of an infinitely creative deity and that exist in a for us suprasensible world – that have
the ability to serve as defining characteristics for any possible aspect of actual
existence. According to Plato, combinations and permutations of such real universals
are brought into play in different historical epochs as multiple forms of being –
physical, biological, animal, human – which we are able to recognise, relate to and
speculate freely about. Mathematical reasoning is what allows us to seek to
comprehend the particular shapes of objects, while philosophical reasoning is what
allows us to seek to comprehend the ideas themselves, conceived of as the eternal
realities they are.
3.0 Human and Non-Human Forms of Agency
Since we have now touched on the idea that it is possible to conceptualise and
metaphorise forms of agency that have super-, or non-human, origins – we have also
opened up for a further conceptual distinction between human and non-human forms
of agency. For the time being, I shall not go into too much detail regarding how we
might possibly define the notion of agency itself, since some more coherent ideas on
this score will hopefully emerge in the course of our present discussion. But on the
basis of what I have discussed so far, we might already now begin to speculate that
one possible general characteristic of agency may have to do with the identification of
some active or efficient first cause – i.e. an instigator or instantiator – of some
experienceable or observeable process, action, event, or eventual catenations or
sequences of these.
Since we human beings are also biological organisms, we obviously need to take into
account not only what our own practical experiences of attributing forms of agency
(or not) to natural processes, actions or events “mean” for us, or affect, us, but also
how other non-human organisms involved in some way in these self-same processes,
actions or events, relate to them, and are affected by them too. This is important, not
least with regard to seeking to understand better the complex ways that “products”, or
consequences of our own human agency are “plugged into”, and interact with, this
more general scheme of things. This will of course be no easy task, as continuing
political and cultural resistance to results of research in the environmental sciences,
that form the basis for the ongoing efforts by governmental and international
agencies10 responsible for documenting and seeking to limit and manage negative
local and global effects of air and water pollution, climate change, resource depletion,
wasteful energy use habits, and so on, demonstrate.
Figure 4
10
See, for example, these national, european and international environmental agency
websites: http://www.environment-agency.gov.uk/ ; http://www.cityclimate.no/ ;
http://www.eea.europa.eu/ ; http://www.unep.org/climatechange/
But for the time being let us just KiSS11 and go on to look at the above concrete
example (Figure 4) of a fictional visual text depicting a non-humanly instantiated
event or process being interpreted as potentially significant by something that is other
than human. The context is one of Charles Schulz’s Peanuts famously understated
cartoon strips first published in the United States in the early 1950’s. In this particular
strip the interpreter of the event or process in question is the Mexican cousin of
Snoopy, the pet dog of Charlie Brown (a principal character in the Peanuts series): a
droopy-moustached character by the name of Spike, who lives alone in the desert.
If we now use a part of our encyclopedic cultural knowledge base (Eco 1979; 1984)
to try and interpret what we see going on in this small visual narrative, a reasonable
conclusion might be that it was probably a gust of wind that caused the tumbleweed to
roll past Spike, out there in the fictional desert. However, this conclusion in itself will
probably not be sufficient to cause us to attribute some form of non-human agency to
the tumbleweed, nor to the gust of wind presumably “responsible” for instantiating its
rolling, bobbing movement, as depicted in the cartoon.
But let us now try to “transcend” for a moment the mere fictional characteristics of
the Spike figure – who in the larger cultural context of the strip serves as a kind of
visual metaphor for a simple, “down-home”, but nonetheless thoughtful, verbally
reasoning hybrid being that is neither dog nor human, but a bit of both – and consider
him merely a dog. If we do this, it is not at all unconceivable – with reference to yet
another zone of our cultural encyclopedic knowledge – that a real dog, as a
tumbleweed blown by the wind rolls by would behave in a way that leads us to infer it
is interested in this “event” – which is essentially what we seem to be witness to in
the fictional scene above. We can quite easily imagine an elderly, lazy real dog
languidly following the tumbleweed on its way with its eyes and a movement of the
head, as Spike appears to do in the strip.
However, we could also imagine that a young puppy, on the other hand, having less
experience of the world than an “old-timer” like Spike, might well have begun to
bark, leap up and run after the tumbleweed – just as if it was an “intruder” on his
territory to be chased, sniffed, chewed, or just played with. An ostentious behaviour
of this kind on the part of the pup could then easily be interpreted (by us) as it having
(mistakenly) attributed a kind of imagined, simulated, “agency” to what, from our
more informed point of view, is essentially an “inanimate” object: a tumbleweed. Or,
if not to this object itself, then to who- or whatever had “animated” it – in this case the
wind. This kind of “erroneous” attribution of agency due to a lack of “insider”
knowledge (also regarding how agency might “actually” be constituted or defined), is
of course a very human trait. Indeed, in the course of history we have wthnessed again
and again natural events or processes being attributed non-human forms of agency in
myths, fables or other metaphorical guises. Wind, rain, hail, snow, thunder and
lightning, floods, high tides, earthquakes, tsunamis and so on, have all, in certain
cultural settings, been subject to fallacious, speculative or fictional interpretations as,
11
KiSS is a well known acronym in the artificial intelligence community for “Keep it Short
and Simple”, or “Keep it Simple Stupid”, a practical canon vital to bear in mind when
working on trying to understand complex systems. It is essentially a popularisation of the
premises behind William of Occam’s famous “razor, and other useful practical advice to
scientists: http://en.wikipedia.org/wiki/KISS_principle .
for example, signs of “divine retribution” (e.g. The Bible), or as “agents of the gods”
(e.g. Greek and Nordic mythology).
But having said this, we also need to consider whether we ought to attribute agency
(or not) to other, more complex configurations of physical, chemical and biological
processes that more reasonably can be conceived of as autonomous non-human, non-
animal life-forms that ostensibly display advanced forms of non-human agency. Into
this cluster of action-event-process instantiators we can clearly insert the “activities”
of microorganisms: bacterias, viruses, lichens, or larger organisms: fungi, marine or
other algae, plants and trees. What makes some form of agency attribution seem more
intutitively reasonable in such cases is the fact that when carefully observed over
time, all these organisms can be seen not only to “colonise” certain zones of the face
of the earth, but also in certain cases (bacteria, viruses & funghi) to infect and
influence our own bodies. They can also be observed to co-exist, cooperate and
compete with one another – as well as with us and with other animals – in order to
secure “access” for themselves to resources that contribute to maintain “local”
environmental life conditions that will guarantee their continued survival,
development and propogation.
4.0 Natural and Artificial Forms of Agency
However, if we also recognise that many, if not most, natural events and processes
that we sometimes attribute agency to are of a primarily “mechanical” or “habit-
bound”12 in character, then it will also be of interest to examine the relationship
between natural – i.e. non-humanly designed, non-humanly enacted forms of agency,
and artificial or simulated – i.e. humanly designed, non-humanly enacted forms of
agency. Here the most clear example of the first type of agency would be actions,
events and processes related to the non-human organisms and plants mentioned
above, and of the second type: actions, events and processes associated with the
“behaviour” of technologically developed agents such as mechanical robots, and
various kinds of software robots or agents that are programmed to execute useful (or
other) functions on our behalf when we “ask them to”, and even to “cooperate” in
swarms of other artificial agents via the Internet to carry out even more complex tasks
and activities.
In this context it is also interesting to note that practitioners in the contemporary
visual arts are incorporating what they refer to as “biological agency” into specially
designed technological artefacts in order to create hybrid, biotechnological art forms,
as a new medium of artistic expression. In this connection, Allison Nicole Kudla –
herself an artist – notes in an article online “Biological Agency in Art”, that “vitalism
implies an ‘unknown’ life force guiding and motivating an organism, and organiscism
refers to optimally functioning organised systems. The concept of biological agency
refers to its life force and similarly the manner in which it, as a system, is organised”
(Kudla, 2008, p. 6). Elsewhere, she speaks of “works of art dealing with biological
12
Albeit with a certain element of indeterminacy or “chance” built in. After having read
Darwin’s Origins of the Species (1859), the pragmatist philosopher C.S. Peirce noted
enthusiatically that “natural selection, as conceived by Darwin, is a mode of evolution in
which the only positive agent of change […] is fortuitous variation”, in Cohen (ed.) (1998),
276.
agency altered by the hand of the human” (ibidem, p. 4)13. Kudla’s work is inspired
by a biosemiotic paradigm (von Uexkull, 1926) that suggests that biological entities
are most usefully conceived of as “open systems” (Kudla, 2008, p. 4), “open to
change of boundary conditions through the organism’s own awareness of its
subjective universe.” (ibidem). In this context, the notions of “awareness” and
“subjective universe” (von Uexkull’s notion of “Umwelt”) are interpreted
metaphorically with reference to the symbiotic or cybernetic (Bateson 2000, pp. 315-
320 ) relationship that all living organisms (including we human beings) need to
develop in order to mediate between the more specific characteristics and exigencies
of their own “internal” physical and biological environment (or system), and the more
general, often more complex characteristics and exigencies of the “external”
environments (or ecosystems) these inhabit together with other organisms, all of
which naturally seek to modify, adapt or organise this shared environment in ways
that are as closely as possible in accord with their own “felt”, or “sensed”
requirements for ecologically functional places and spaces that they can live
“comfortably”, and thrive, in.
5.0 Individual and Social Forms of Agency
This brings us to yet another conceptual distinction that could be made between
individual (or personal) and social (swarm, flock or crowd) forms of agency. As we
know, most physically mobile animals such as birds, fish, wolves, horses, lions, and
so on, quite easily and effectively organise themselves into larger collectivities or
aggregations of individuals in certain situations in order to cover collective needs or
requirements it is difficult for single individuals to manage on their own (for example,
migration, self-defence, hunting and gathering activities, care of the young etc.). The
same, of course also applies to ourselves as human beings. It will then be reasonable
to consider forms of agency that not only instantiate events, actions and processes that
are orchestrated in synchronised ways (intentionally or otherwise) by single agents,
but also by larger aggregations or groups of agents. Figure 5 below examplifies how i)
a large flock of starlings in flight14 near the M6 motorway in England, ii) a large street
gathering of people at a recent political rally in Tehran, Iran, and iii) a choreographed
crowd-graphic at a political rally in North Korea all appear when viewed at a distance.
Figure 5
13
Earlier work in this tradition has links back to the Land Art, Earth Art and Environmental
Art movements of the late 1960’s, and to the Conceptual Art movement. It has been
developed and theorised on over the years by well-known artists involved in thse movements
in different periods such as Jack Burnham (1968; 1970a,b,c), Hans Haacke (1986), Bill Viola
(1992a,b) and Eduardo Kac (2005). For a detailed historical overview see also Marga Bijvoet
(Undated; 1998).
14
http://www.societal-web.com/blog/tag/swarms/, accessed June 20 2009.
What is often at the center of interest for scientists studying this type of phenomenon
is the question of how the vast numbers of macro- and micro-events, actions and
processes related to spatial and temporal organisation that contribute to give an
overall, constantly changing but functionally coherent form to the enunciation of such
collective forms of agency are “managed” by each single individual involved. Here
we frequently encounter references to the notions of i) swarm intelligence15 and ii)
self-organisation16. By atempting to model these kinds of phenomena on a smaller or
larger scale on computers, some quite simple sets of basic rules have been found to
give reasonably convincing simulations of how individuals birds or fish in swarms or
schools autoregulate their own position and orientation relative to the aggregation as a
whole during its smooth and fast-flowing movements. Here, I cite for brevity and
simplicity a brief note on one particular method for simulating swarm/school
behaviour on a computer, from a demonstration website that also offers a couple of
animated examples created by Tim Van der Bulcke (2006)17, who comments that:
“Artificial swarming behaviour can easily be created by creating some agents (e.g. a
fish or a bird) and let them move according to three simple rules:
• separation: steer to avoid collision with other agents
• alignment: steer towards the average heading of neigbouring agents
• cohesion: steer towards the average position of neigbouring agents”
Of course, very large human crowds, like the political rally in the image from Iran
above, or the carefully orchestrated crowd graphics exemplified by the image from
the North Korean rally, also function to some degree on the basis of such simple, local
rule-driven processes. But there are clearly also other, more complex control
mechanisms and principles at play during human mass-movements of this kind. In the
case of the Iran political rallies, for example, we know from recent press reports that
mobile phone conversations, sms and Twitter messages, together with other social
networking services like Facebook, were used to organise and coordinate the general
timing, positioning and movements of the crowds as they streamed through the center
of the city. These coordination activities were certainly carried out on a fairly
spontaneous, day-to-day basis, in addition to other more general “top-down” forms of
motivation engendered by the public battle for political power, and the various, more
or less charismatic individuals involved in this particular spectacle. Whereas, in the
case of the North Korean crowd graphic example, it is quite easy to imagine that a
quite long pre-planning and rehearsal period, coupled with general crowd
management strategies and other specialised on-the-spot orchestration techniques
were necessary to achieve a tightly coordinated, heavily choreographed visual
performance of this scale.
It is thus also interesting, but beyond the scope of this article, to speculate further
15
For an overview of key research literature and issues in the field of swarm intelligence see
Liu & Passino (2000). For a comprehensive, regularly updated bibliography see the dedicated
bibnetwiki page: http://bibnetwiki.org/wiki/Swarm_Intelligence
16
The notion of self-organisation is linked to research in complexity theory, and empirical
simulation studies of the emergence of forms of agency in biological and social systems. For
links to research in this field see Complexity & Artificial Life Research Concept:
http://www.calresco.org/links.htm
17
http://timvandenbulcke.objectis.net/swarm-behaviour
regarding whether subtly different forms of collective agency might be said to be
involved in each of these three cases. In the case of the starlings flocking along the
M6, for example, it is clearly difficult to speak of some form of indirect agency
exercised by proxy, which it would be more appropriate to consider in relation to the
other two examples, unless we are prepared to consider some more general,
collectively felt “need” of the bird community itself to carry out such manoevers at
that particular time of day, or in that particular season, as a kind of “primary causal
agent “motivating” or “instantiating” this activity.
http://ngm.nationalgeographic.com/2007/07/swarms/miller-text/2
http://en.wikipedia.org/wiki/Swarm_Development_Group
http://ieeexplore.ieee.org/xpl/freeabs_all.jsp?arnumber=1299599
http://timvandenbulcke.objectis.net/swarm-behaviour
http://www.ece.osu.edu/~passino/swarms.pdf (2001)
http://en.wikipedia.org/wiki/Free_will#cite_ref-HandE_68-0
http://www.csmn.uio.no/research/moral-agency/
http://www.stichting-mai.de/
http://www.ekac.org/
http://www.websters-online-dictionary.org/