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Development of Green Building Rating System Using AHP and Fuzzy Integrals A Case of India
Development of Green Building Rating System Using AHP and Fuzzy Integrals A Case of India
Development of Green Building Rating System Using AHP and Fuzzy Integrals A Case of India
Abstract: The greenness of a building is measured through green building assessment tools. These tools have limitations because they cannot
be applied to all regions. The aim of this research was to develop a green building assessment tool that can rate the greenness of new buildings
in India. For this, a study was conducted by adopting nine green building components with 34 attributes relevant to the measurement of green-
ness. For evaluating the green building index (GBI), a three-level hierarchical structure was constructed in which the GBI is at Level 1, and the
nine components and 34 attributes are at Levels 2 and 3, respectively. In this study, an integrated approach consisting of an analytical hierarchy
process (AHP) and fuzzy integrals was used. The 42 responses obtained from green building experts were used to find the weights of the com-
ponents using the AHP. The relative importance of different attributes was computed using fuzzy measures and fuzzy integrals. Finally, the
weighted-sum method (WSM) was employed to get the overall GBI. The results of the proposed approach are compared with Indian case stud-
ies. The findings of this article can be helpful to green building planners, designers, and developers. DOI: 10.1061/(ASCE)AE.1943-
5568.0000346. © 2019 American Society of Civil Engineers.
Author keywords: Green building; Analytical hierarchy process (AHP); Fuzzy integral; India.
Introduction 1.4 billion, it is estimated to be less than 1,700 m3 per capita per
annum (CIDC 2014). As per a Central Pollution Control Board
The construction sector constitutes a major challenge to the envi- (CPCB 2009) report, the total water supply in India in 2009–2010,
ronment. Globally, buildings are responsible for at least 40% of including all Class I cities and Class II towns, was 48,093.88 mil-
energy use. An estimated 42% of the global water consumption and lion liters per day (MLD). Wastewater generation from all Class I
50% of the global consumption of raw materials are utilized by cities and Class II towns was 38,254 MLD, and the treatment
buildings when taking into account the manufacturing, construc- capacity was 11,787 MLD, which is approximately 31% of total
tion, and operations phases of buildings. In addition, building activ- sewage (CPCB 2009). According to these figures, there is a huge
ities contribute an estimated 50% of the world’s air pollution, 42% potential for meeting the resource gap through the treatment of
of greenhouse gases, 50% of all water pollution, 48% of all solid wastewater and reuse of the same for various applications, which
wastes, and 50% of all chlorofluorocarbons to the environment can be achieved by constructing green buildings. Municipal solid
(GRIHA 2007; Bhatt and Macwan 2012; Vyas and Jha 2016). waste comprises of 30–55% of biodegradable (organic) matter, 20–
There has been a decline in forest cover over the years in India. 35% inert matter and 5–15% recyclables (CPCB 2015). The organic
For example, during the period of 2009–2011, forest cover declined fraction of municipal solid waste contains biodegradable matter
by 367 km2. Conversely, the per capita energy consumption ranging from 30 to 55%, which can be profitably converted into use-
increased by 7.19% from 2010–2011 to 2011–2012. As per the ful products, such as methane gas (used for cooking, heating, light-
2013 key energy statistics (CIDC 2014), the per capita CO2 emis- ing, production of energy) and compost (organic manure) (GRIHA
sion of India has increased steadily from 0.69 Mt in 1990 to 1.41 Mt 2007).
in 2013. Natural resource depletion (water, mineral, forest, sand, However, currently, the practice of green building design and
rocks, etc.), loss of biodiversity, environmental degradation, and the use of green rating systems aim to minimize the demand on
loss of resilience in ecosystems are the major environmental issues nonrenewable resources; maximize the utilization efficiency of
faced by India. The per capita water consumption in 1990 was these resources when in use; and maximize the reuse, recycling,
2,464 m3 per annum, but by 2025, with an expected population of and utilization of renewable resources. For example, the practice
of minimizing the distance between the labor camp and the con-
1 struction site increases labor productivity by saving travel time
Assistant Professor, Dept. of Civil Engineering, College of
Engineering, Pune, Maharashtra 411005, India (corresponding author). and reduces the use of required fuel for transportation. Thus,
Email: gsv.civil@coep.ac.in adverse impacts on the environment can be minimized. In this
2
Professor, Dept. of Civil Engineering, Indian Institute of Technology context, Vyas and Jha (2016) determined nine components and 34
Delhi, Hauz Khas, New Delhi 110016, India. Email: knjha@civil.iitd attributes related to the greenness of a new building using princi-
.ac.in pal component analysis (PCA) and presented a framework to
3
Assistant Professor, Dept. of Civil Engineering, S. V. National measure the greenness of a new building in India. The hierarchi-
Institute of Technology, Ichchhanath, Surat 395007, Gujarat. ORCID: cal structure of the green building rating system is presented in
https://orcid.org/0000-0002-6874-8141. Email: dapscholar@gmail.com
Fig. 1. The details of the attributes listed in Fig. 1 and their impor-
Note. This manuscript was submitted on September 26, 2017;
approved on September 12, 2018; published online on January 22, 2019. tance were explained by Vyas and Jha (2016). However, they did
Discussion period open until June 22, 2019; separate discussions must be not determine the weights of those components and attributes to
submitted for individual papers. This paper is part of the Journal of measure the greenness of a new building, a necessary step for
Architectural Engineering, © ASCE, ISSN 1076-0431. developing the green building index (GBI).
Air pollution
Water pollution
Noise pollution
Soil pollution
Environment
Light pollution
Embodied water for construction
Increase ventilation efficiencies
Environmental impact of materials
Material recycle
Goal (Level I) Building Water recycle
Greenness resources and Locally available materials
factors reuse Innovative water reduction technologies
Water efficient landscape / external water use
Occupant's productivity
Building Integrated project management- BIM
services and
management Renewable energy
Energy-efficient heating/cooling system
On site process
Innovative
Distance of labour
construction
Environment Low-impact construction site techniques
al health and Climatic conditions
safety Occupants health, safety and comfort
Mechanical
Mechanical systems
system
Indoor air quality
Indoor air
Plantation of adoptive plants
quality
Cost of investment
Economy
Operation and Maintenance cost
Fig. 1. Hierarchical structure of the green building rating system. (Reprinted with permission from Vyas and Jha 2016, © Taylor & Francis Ltd.)
The evaluation of the GBI is a challenging and complex task nature while evaluating the attributes of different components in
because it involves a high number of attributes, the attributes’ mea- the development of the new green rating system, fuzzy measures
surement units are different, numerous technical experts are and fuzzy integrals can be advantageous. The proposed approach
required from varied fields, and the process varies with different incorporates the knowledge and experience of green building
geographical conditions. However, these limitations can be over- experts; they are directly involved in the identification of the
come with the help of multiattribute decision-making (MADM) framework, and their sound judgments are considered in determin-
methods (Chang 2014), such as the analytical hierarchy process ing the GBI. All these components are expressed on a qualitative
(AHP), which was used in this study to determine the weights of scale, and thus fuzzy set theory is used to signify the vagueness in
components responsible for the greenness of a building. Moreover, the linguistic variables. In brief, the current study used the frame-
classic integrals generally overlook the nonadditive nature of work presented by Vyas and Jha (2016) and continued to develop
the attributes lying at a given hierarchical level of the framework of the the GBI by applying AHP, the weighted-sum method (WSM),
study. However, fuzzy measures and fuzzy integrals can overcome fuzzy measures, and fuzzy integrals. The methodology developed
this limitation of classic integrals. Thus, to handle the nonadditive in this study is applicable to Indian new building construction.
© ASCE
rating system BREEAM Green Star LEED Green Globe SBTool CASBEE IGBC GRIHA Eco-Housing
Year and origin 1989, Japan 2002, Australia 1998, United States 1996, Canada 1996, iiSBE 2001, Japan 2006, India 2007, India 2006, India (Pune and
Mumbai City only)
Certification level • Outstanding = • 1–3 stars = 10–44 • Platinum = 73–100 • 1 green globe = 85 • Acceptable • S: Excellent; BEE = • Platinum = 73– • 1 star = 50–60 • 1 star = 50–60
and percentage 85 • • –100 practice = 0 3.0 or more and Q = 100 • •
4 stars = 45–59 Gold = 55–72 2 stars = 61–70 2 stars = 61–70
score • Excellent = 70 • 2 green globes = • Good prac- ≥50 • Gold = 55–72
• 5 stars = 60–74 • Silver = 45–54 • 3 stars = 71–80 • 3 stars = 71–80
• Very good = 70–84 tice = 3 • A: Very good; • Silver = 45–54
• 6 stars = 75–100 • Certified = 36–44 • 4 stars = 81–90 • 4 stars = 81–90
55 • 3 green globes, 55 • Best prac- BEE = 1.5–3.0 and •
• No rating = ≤35 Certified = 36– • 5 stars = 91–100 • 5 stars = >90
• Good = 45 –69 tice = 5 Q = <50
44
• 4 green globes = (weighted • Bþ: Good; BEE =
• Pass = 30 • No rating = ≤35
35–54 score) 1.0–1.5
• Unclassified = –
• B : Fairly poor;
<30
BEE = 0.5–1.0
• C: Poor; BEE =
<0.5
Green building • Management • Management (8.1) • Sustainable sites • Project manage- • Site selec- • Improvement in Q • Sustainable • Sustainable site • Site planning (14)
parameters (%) (11) • (23.63) ment—policies tion and pro- (environmental architecture and planning (21.2) •
Indoor environment Environmental
• Health and (18.2) • Water efficiency and practice (5) ject planning quality): Q1 (indoor design (5) • Health and well- architecture (8)
well-being • Energy (19.6) (9.09) • Site (11.5) (7.6) environment), Q2 • Site selection being (9.6%) • Energy conser-
(14) • Energy and atmos- • Energy (38) • Energy and (quality of service), and planning • Building planning vation and man-
• Transport (7.4)
• Energy (17) phere (31.82) resource Q3 (outdoor (14) and construction
• • Water (8.5) agement (24)
Water (8.1) consumption environment) •
• Transport (7) • Materials and • Water conserva- (7.7) • Efficient building
• Materials (17) Resources, build- (21) • Reduction in L
• resources (12.73) tion (18) • Energy: end use materials (19)
Water (6) ing materials, and
• Land use and ecol- • • Environme- (environmental • Energy efficiency (36.5)
• Materials (11) Indoor environ- solid waste (10) • Water conserva-
ogy (5.4) ntal loadings load) : L1 (energy), (28)
mental quality • • Energy: tion and man-
• Waste (7) • Emissions and (25.2) L2 (resources and
Emission (12.8) (13.64) • Building materials renewable (7.7) agement (15)
• effluents (7) materials), L3 (off-
Land use and
04019004-4
• Innovation (3.4) • • Indoor envi- and resources •
Innovation in • Indoor environ- site environment) Recycle, • Solid waste
ecology (9) ronment (16)
design (5.45) ment (20) • recharge, and management
• Pollution (9) quality (21) Built environment
• Regional priority • Indoor environ- reuse of water (12)
• Service efficiency (BEE) =
• Innovation (9) (3.64) mental quality (6.7) • Other measures
quality Q/L
(12) • Waste manage-
J. Archit. Eng.
unimportant to 7 = extremely important. The respondents were
Adopting 9 green building components and
asked to evaluate the performance and the importance of the attrib-
34 attributes from Vyas and Jha (2016) as
utes using this scale.
shown in Fig. 1
The respondents included field experts having an average expe-
rience of 11 years in green construction in India, and hence their
Establishing combined matrix for 9 opinions are of great importance. The average experience of the
components respondent is the average of the experiences of all respondents
working on green building specialization. The respondents
Determining priority vector, consistency included IGBC-accredited professionals (IGBC-AP designation)
index, and consistency ratio and GRIHA evaluators who have worked on at least five green
building sites and academicians and students pursuing their post-
graduate and Ph.D. programs who have completed a minimum of
Downloaded from ascelibrary.org by S.V. National Institute of Technology on 02/26/19. Copyright ASCE. For personal use only; all rights reserved.
given by the respondents R1, R2, R3, ..., R42 were 7, 1, 6, ..., 2,
~ i1 hðXi1 Þ
þ gλ X (11) respectively. The CR of the respondents R1, R2, R3, ..., R42 were
computed to be 0.7271, 0.2698, 0.3455, ..., 0.0935, respectively.
Thus, the cell entry in the combined matrix provided in Table 2
Applying WSM for Developing GBI is given by
1
The WSM is the simplest but most widely used MADM method. Xij ¼ ½7w1 1w2 6w3 2wn ðw1 þw2 þw3 þþwn Þ
The MADM is especially suitable for the design/planning aspect,
which aims to achieve the optimal goals by considering the various ¼ ½30:2729 50:7302 70:6545
interactions within the given constraints (Tzeng and Huang 2011). 1
Each building project is assessed with reference to every green at- 20:9065 0:2729 þ 0:7302 þ 0:6545þþ0:9065
tribute. In this way, the overall or composite performance score of
the project is calculated using Eq. (12). ¼ 1:246
Xn
Pi ¼ j¼1
Wj ðhij Þnormal (12) where w1, w2, and w3 are priority weights obtained by 1 – CR. In a
similar manner, all the cell elements of Table 2 were obtained. The
where Wj = weight of component; and (hij)normal = h index obtained normalization matrix and weight of the nine green building compo-
from the fuzzy integral. nents are provided in Table 3.
SS EN BRR BSM ICT EHS MS IAQ EO Relative weight = row average Weight (%)
SS 0.088 0.092 0.085 0.078 0.081 0.093 0.086 0.108 0.073 0.087 8.713
EN 0.110 0.115 0.092 0.161 0.142 0.079 0.103 0.132 0.136 0.119 11.903
BRR 0.093 0.112 0.089 0.117 0.075 0.063 0.102 0.086 0.103 0.093 9.332
BSM 0.089 0.056 0.061 0.079 0.107 0.073 0.121 0.081 0.082 0.083 8.306
ICT 0.104 0.077 0.113 0.070 0.095 0.154 0.062 0.095 0.088 0.095 9.533
EHS 0.149 0.228 0.223 0.176 0.092 0.158 0.199 0.141 0.138 0.167 16.716
MS 0.061 0.067 0.053 0.039 0.093 0.048 0.060 0.057 0.079 0.062 6.200
IAQ 0.113 0.122 0.147 0.136 0.141 0.156 0.147 0.140 0.140 0.138 13.800
EO 0.192 0.131 0.138 0.145 0.173 0.177 0.120 0.160 0.159 0.155 15.497
gram. The GBI values for 21 Indian green buildings (certified by ei-
ther the GRIHA or IGBC) were calculated, and the results were
In Step 2, by accumulating the 42 evaluation values, the fuzzy compared. The case study is discussed in later in the article.
linguistic values of BRR can be obtained. Afterward, their corre-
sponding defuzzification values can be computed in Step 3. Thus,
the fuzzy linguistic values of the five attributes (from BRR1 to Result and Discussions
BRR5) were defuzzified and determined as 0.7173, 0.7505, 0.6748,
0.7309, and 0.6867, respectively. In Step 4, the value of l is The major motivation for launching and operating environmental
obtained using Eq. (9), as follows: assessment methods is to promote energy efficiency and reduce car-
bon emissions (Lee and Burnett 2008). For example, both BREEAM
1 þ λ ¼ ð1 þ 0:7173Þð1 þ 0:7505Þð1 þ 0:6748Þ and LEED focus on these two factors (Alyami and Rezgui 2012;
Poveda and Young 2015; Darko et al. 2017). This is probably attribut-
ð1 þ 0:7309Þð1 ¼ 0:6867Þ; thus λ ¼ 0:998 able to the fact that the consumption of fossil fuels contributes to
numerous negative environmental phenomena, such as pollution, acid
For a given project, the values of the five attributes in descending rain, erosion, and elevated concentrations of greenhouse gas emis-
order are as follows: h(BRR2) > h(BRR4) > h(BRR1) > h(BRR5) > sions in the atmosphere (Dasgupta et al. 2014). Therefore, this issue
h(BRR3). According to Eq. (10), the fuzzy measure for BRR can be has been given top priority in the area of sustainable development and
obtained as follows: green building principles (Berardi 2012; Cole and Valdebenito 2013).
gλðx1 Þ ¼ 0:7505; gλðx1 ; x2 Þ ¼ 0:7505 þ 0:7309 However, certain essential factors require customization to suit the
Indian context, including (1) the adaptation of green building rating
þ ð0:998Þ ð0:7505Þ ð0:7309Þ ¼ 0:9338 components and attributes and (2) the development of an appropriate
weighting system. The multiple consultation stages during response
gλðx1 ; x2 ; x3 Þ ¼ 0:9338 þ 0:7173 þ ð0:998Þ ð0:9338Þ ð0:7173Þ collection and interviews of experts were crucial in verifying the
applicability of selected building assessment categories and criteria.
¼ 0:9823
This consultation process was a powerful method to engage with the
built environment because the complexity of this field cannot be con-
gλ ðx1 ; x2 ; x3 ; x4 Þ ¼ 0:9823 þ 0:6867 solidated by the use of a single tool. Expertise contribution, using the
þ ð0:998Þ ð0:9823Þ ð0:6867Þ ¼ 0:9953 human capability for synthesizing various factors on common
ground, is therefore the only method of forming a comprehensive and
coherent assessment system. Human judgment can also be converted
gλðx1 ; x2 ; x3 ; x4 ; x5 Þ ¼ 0:9953 þ 0:6748 into mathematical form and used more accurately in the evaluation of
þ ð0:998Þ ð0:9953Þ ð0:6748Þ ¼ 1 certain specific circumstances through the use of AHP and fuzzy inte-
grals. Therefore, the development of the GBI used this technique in
Using Eq. (11), the value for BRR can be computed as follows: the delivery of an applicable weighting system, which is at the core of
hðBRRÞ ¼ hðBRR2 Þ 1 þ ½hðBRR2 Þ hðBRR4 Þ 0:9953 the correct functioning of the assessment method.
Developing a green building weighting system of attributes is
þ ½hðBRR4 Þ hðBRR1 Þ 0:9823 considered a necessary stage for developing assessment tools. This
is the second stage after establishing the components. This tool can
þ hðBRR1 Þ hðBRR5 Þ 0:9338
define the importance of each attribute according to the local con-
þ ½hðBRR5 Þ hðBRR3 Þ 0:7505 text within which the tool is developed. In this study, the AHP
method was used to determine the weights of components accord-
Similarly, the other data can easily be computed using MATLAB ing to participants’ responses. Environmental health and safety was
or Microsoft Excel. The l s of the remaining greenness components ranked as the most important assessment category, with a relative
were calculated and obtained as follows: (1) SS = –0.999, (2) EN = share of 16.716%. The components of economy and indoor air qual-
–0.999, (3) BSM = –0.992, (4) IC = –0.938, (5) EHS = –0.767, ity had a share of 15.497 and 13.800%, respectively, in the total cer-
(6) IAQ = –0.868, and (7) EC = –0.878. tification. Ali and Al Nsairat (2009) developed a rating system for
Jordan (a developing country) and found that the main categories
were site (10.3%), energy efficiency (23.0%), water efficiency
Measurement of GBI at First Level of the Hierarchy
(27.7%), material and resources (10.3%), indoor environmental
Using WSM
quality (11.8%), waste and pollution (6.4%), and economics
Finally, at the first level of the hierarchy, the GBI can be calculated (10.0%). In comparing the results of this study, it is found that the
by applying the WSM, and thus the following formula is obtained: results obtained are reasonable (Ali and Al Nsairat 2009). The
Three green 47 to 54
leaves
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Fig. 5. Snapshot of the site-selection component with attributes and their parameters.
Table 5. Comparison of newly developed rating system with Eco- consumption (e.g., water and energy), construction materials,
Housing, IGBC, and GRIHA government policy and regulation, BIM, and public awareness,
among others.
Rating system The system proposed in this study can produce noteworthy bene-
Newly developed fits that are not likely to result from standard practices; in addition,
rating system Eco-Housing IGBC GRIHA it will enhance social and economic impacts rather than merely con-
Component (%) (%) (%) (%) centrating on the more conventional approach of minimizing the
Sustainable site 7.34 14 14 17 environmental impact. If sustainable decisions are made from pre-
Environment 9.45 14 19 10 design to the operation stage through demolition, many of the nega-
Building resources 9.43 10 16 8 tive outcomes can potentially be prevented or reduced. Such a com-
and reuse prehensive tool will help in ensuring a building is more sustainable
Building services 8.25 10 15 6 and environmentally adaptive. The scientific approach, multidisci-
and management plinary stakeholder knowledge, and rich practitioner experiences
Innovative con- 9.25 2 7 5 have been used in developing the new green building rating system.
struction techniques This study proposes a number of recommendations for the develop-
Environmental 16.50 20 15 11 ment of a green building rating system. In general, the development
health and safety of such an assessment framework should be grounded in technical
Mechanical 5.61 6 2 8 knowledge and scientific research. Multidisciplinary green building
systems stakeholders should contribute to the development of such an
Indoor air quality 14.46 24 12 35 approach because it requires active participation and a collaborative
Economy 19.71 0 0 0 process. The main aim should be strategies and goals for sustain-
ability. The assessment framework should include the local context
of the country, depending on its culture, issues, players, practices,
in a previous study. In this study, the weights of each component and institutions. Thus, it will be vital for each country to propose its
and attribute were calculated using the AHP (for the second level) own attributes in its own way to serve its shared objectives.
and fuzzy integrals (for the third level), respectively. In this system,
each attribute is evaluated based on its respective parameters, and
each component is evaluated based on its attributes. Finally, the Acknowledgments
GBI is computed using the WSM at the top level of the framework.
The GBI represents the greenness of the building for new construc- The authors gratefully acknowledge the assistance of the green
tion. Thus, a new rating system has been developed, and it possesses building experts who participated in the survey.
some useful features.
The newly developed green building assessment tool also
considers and includes environmental attributes, such as cli- Supplemental Data
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