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SrupiEs IN THE EVOLUTION oF LaNouace
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Tesiawsoftheart
ated by Mace Chrisansen an Simon Kirby18 Onthe Evolution of Grammatical Forms
Bern Heine axp Tanta Kureva
181 Introduction
[A munber of approaches ze aval to the Magus for studying eat
‘hase inthe evolution of human language or Ianguages This chapter
xplres the potential for grmaticalzation theory to throw light on lan
{gugeevlationGrommatiea atlon theory eles on regularitiesintheevor
Jeon of linguistic form, drawing onthe unidectonaity principle and its
Smplcations forthe reconstruction of ener language tates (Traugot and
Hone 191; Heine, Claud, and Hnemeyer 199; Hopper and Traugott
1998) The main purpose ofthis chapter io show that there ae certein
‘lascvof grammatical forma thatcanbeassumed presupposé othe gram:
‘nail forms in time. An temps made o reconstruct sequences of gram
‘tial evolution with a view to exsblishing how language may have been
structured at eae stages of human evolution, While ere ate a number
‘of interesing cena for how ely human guage ay have Ben sic
tured (2g Bckarton thi wore’ Way this wlume) its har to find com
vincing hypotheses for how functional categories eveledout of othe tems
‘orstractares hat may have ben use in ea uman communication.
“Work bated on dans! mathods of historical linguistics has brought
shout a numberof vgs nt te on and sructae of ea forms ak
Fn languages I woud sem, hovrever, that this work gives us acces
tocnly afar small phase inthe eolton of huis anguages linguist
construction becomes notorious fuzy once we are dealing with time
depth exceeding 10000 yours While there exis a wide array of opinions
“scapes a ech cil oy Bend Hea wee ws fe he
Tere Aeris Cr taste troche re
tfc hte sto cts anyon’ sr bok amos of
ER Aiteouty rmensotle agen
Boaktonof Grammatical Forms 377
‘on how far ackreconsruction can be pushed and on what th genticand
eal reltionship ptens among cai languages may bave been there
‘ppeats to be gener agreement on one point: the languages that were
spoken 10,000 or more years agp were spolopcally not mach diferent
fom present-day languages
‘Here we want to argue ha is possible to push back Lingus reson
struction io ear phase of Linguntc evolution, tht yo phases where
‘human lnguage or languages can be sasumes to ave been lieent in
structaze ram whats oan day. The approach that we adopt ere sone
of intergoneticgramatialization comparison hat compton actos
the Boundaries of language fle cr pla). Tis approach dfs rm
other linguistic proaches i tha deals either wit language palgy
nor with areal or genetic elatonships Like genetic linguistic es y=
smology a6 tool fr historical reconstruction But instead of dealing with
seveti relational among longings, tht, eh comparisons within a
single langage family iis concemed with principles of grammatical en
lukon. The goal so reonsiuc grammar aan earierstagen ran i
tory—a sage that snot aecesbeby using asic methods of itor
linge Lea stage were language was not ye developed the way we
know it foe pst and present revonde let wcll t Seago X
‘The approach wed here is ot enizely news has ben used implcly
‘rexplcly—in some works dedlng with hesubjact matter unde seating
(steeg.Sankot 1979; Comrie 1992; Atchison [996). Is epaceened with
‘he develoomen of gsmmoteal eateries and wes the methodology snd
Sindings of grammmaaliation theory inorder t deserve grammatical ev-
luton Ina it dawson, but isnot confined to (ee sec 182) prin:
ple thats commonly ascrisedto another method efhistorcl lings,
amy neal construction
182 The Present Approach
(Gremmaticaliation concerns the evolution from lex to grammatical
forms and fro grammatical t even more grammatical forms This evo
ahem si dpaalegitens
‘tetanic are fr Sepia ace en et ce tan
‘herrea ndeendy ne ngags Th wl378_Bernd Heineand Ta Kates
‘Taste 181 Mockaniome of he ramaticaiaton process
Neha ey
Desemaniiciation (Heachag) Lasso meaning
Decetegociaization (downgrading) Lossofestegoril properties
rosin (phoneticreduction) —_Lossofphoneti substance
tion, whichis essentially unidirectional? involves a numberof interrelate,
‘mechanisms n particular the onesistedin Table 181
Tn fact thing ze slighty mors comple than Table 18.1 impli. In pa
‘icalatheresre not only sss ut ao guia Forexamplealom of meas=
Ing may’e compensse or by neve meanings arising the conten
which the eleva form used (se Heine a 1991 fr deta). weve,
for our preset purpose wl sufie to adopt the simpler famework in
“Table Thethece mechanisms aesnterelatodinthe ens that desea
‘seition Waste gua non for erosion and destgoralization to happen,
{hat ln in meanings immediately remonsible or tiggerng the ler
‘ve mechanisms
“Toeeectrof this voiton can be llstrats with example (1 from Soa
bil the atonal laguageet Tanzania and Kenya.
(0) Sai Banta Niger Congo’)
G2) ata fenganyumba
rer build hoase
“penlbuild aoe
0) a taka Ba Jesgasyumba
Chore want arte Bouse
‘sbewants to bld shone
‘toa ghes annals
"Thre a tbo act mai of roe ccc
scone pence odo oman ns Cal 19
‘aus rome 096 en icy Rewer 1 20, Ses no
Tease ree echt hee eel eae een ty ee oa
yest lng unber ef um a cenfor othe Fcpe Haat
£02) Steere ch epscan Feu baca a when o
‘terns arr aye ans ope ao amastei te
‘ced Nenmoyr ote tet sto emmejer era)
"Sine act rae ung ad
Evohtionsf Grammatical Forms 379
(0) atakaeyes —jenganpumba
cuentas build howe
“hewho wild akousd
‘ae
“Theresa faturesense marker 2: in Ua) whih ssi derives rom
‘th ull er ta, want strated (16) That hss canbe deduced,
Sr rom the fact that the future marker has sine is aller form
aka in certain contexts, insta meat clases, canbe seen
(00. Second the same poocess, fom yl ver future marker, he
‘curred independent in quite amber goneially snd realy ante:
lated languages, perhaps in hundeeds nls onc of them In English the
future marker wilislsohisteeally derived frm voltion verb andes in
‘the eof Sahil, mor consevalveffatures ave bee resid in subor-
dinate clauses. The voliton meaingafEnglsh wc stile ound nuses
suchas De its jeu wil om
Largely predictably the proces from 2 ull wer tke o future tense
marker a ivelved a umber of indi meshsriims os fel te
‘nelited in Table 181
1. Desemantczton: the este verb lasts lei! meaning (aqui
Ing grammatical meaning).
2 Decetegorialization: the ver lost popes characteristic uth
suc asthe expacty to form the predicate miles of he clase ant ake
rgumens Decatgorializtion basa mamiberof diferent manifestations
(a) Clitciration being reduced toa grarmmatical marr, te erstwhile
sain verb lost its independent stats and became dependent on
another verb, in example (1) the new mala ve Jenga built
lurned into aeliticand eventually ei.
(b) ParadigmatcnarowingYerbsareopen-classitems while grammat
ical markers are loed-ls items With the transtion fom verb 10
une marker, takashifed om the open claseof verbo the las of
tense-apect markers which basa memberbipofles than Joven
3 Erosion:theitem akalox: phonetic substance being reduced 0,
Tocanclde the Smailieumpeisan instanceof more gener evolution
whereby ei ters and the structures associated with them, turn ino
srammatca tems asthe ult ofa network of intersted mechanisms
Surman refered eo as graramatiaistion,30_Berd Heine a Tia Kate
the second part ofthe approach used here can be desribed by means of
theschema presented in Fg 181
Puinaton: x
rent stuaon: XY
10.181 Pandpleofremnstracton.
Languages reveal layers of past changes in their present stractore—they
secaptlte ther pst development as Greenberg (1992158) puts Sup
ose we know that angus strotureX under spcitc conditions devl-
‘opsegulary ntoY and conversely. can regliybetaced back toX Now,
if wefind that given inguage hs both XandYthen we cas conciude tha
orme eater development tage ofthat language there as X but 00
“The approach that can be derived from this observation Bas been described
ly Comrie (192) thus Certain kindof present inguist alternation can
be reconstructd back to eae states without that alternation: This pro
cer wl known from ere sts ntral constrain wher=
‘vere fndan instanceof morphophonenic alternation, we econsractan
‘lier stage where there leno correponding morphophonemicsltenation,
nda plausible environment condoning te alfertion onan allopbonc
basis (bi 205),
‘Comrie us this approach to argue that certain complexities ofall oF
many presently atest languages ere ot peesnt in early human lan=
{Zug see Below Applied to oer Sah example meazeve tthe follow
{ngetnclsion.Thereatetwo morphemesin modem Swabia futuretense
+ emi apd dh sporch wots cae whe sri one
sence cast me ae othr on Cs i eee |
‘earns ant sack ean aan ee a
eV ecn epee ts scom-n nas rocedae melee
Se ci especies
Tay apps feos at ssh poeta wee et nut
‘alse ane econ etl emp crsoee Fs tac
a el megs mse (28 a upped eh he |
‘Botnet hasan weyers tie ar
iene ware Oe ao ean star ps
‘apni olives nisopt oe ep
SEIrSEetn Chante Ge mpl esha Bree ei,
vohion of Grama Forme 381
marker -ta- anda verb aka want Since there regular elation fom
‘olin verbs to fture tense markers, we can seconstrct anette
tion where there was the verb but et the future tense marker” However,
alike internal econstrcton, ou pproachis ot etictd tothe analy
‘of language internal processesrathertscomparaivin atte andalows
‘orreconsruction eros languages?
In the remainder of thischaperwe will us this combined approach to
Aiscusssome traits of grammatical evlation,
183 Some Findings
(On the bas ofthe approach just sktched we ll now present some find-
ings on the elation of gramasatil forms. These findings are based on
Heineand Knteva forthcoming) and involve geneslations on mare tha
300 instances of gramatial elution,
183.1 Morphosyotctic Otgaries
Inthe ist instance, we hall focus onus neo the mechanisms identified
ln Table 181, namely desstepyrilzaton. Te efecto this mechanism in
‘the processofgrmmatcalation sha gist forns en tose prop
«ties characteris ofthe morphem casa syntactic category to wich
they belong, and to become member feter more grammatical asgor-
ies With reference to our Sali exampl the cfc was tha ily edge
‘ver ot fn some ofits ses mos ofits verbal properties an jnel more
‘grammatical mogpheme paca, that of tense aspect inlcion, The