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The “bicameral mind” 30 years on: a critical

reappraisal of Julian Jaynes’ hypothesis

There’s a blind man here with a brow


As big and white as a cloud.
And all we fiddlers, from highest to lowest,
Writers of music and tellers of stories,
Sit at his feet,
And hear him sing of the fall of Troy.

Edgar Lee Masters, Spoon River Anthology (1916)

Andrea Eugenio Cavannaa,b rological data (1). Not surprisingly, Jaynes’ thought-pro-
Michael Trimblea voking and pioneering work in the field of conscious-
Federico Cintic ness studies gave rise to a longlasting debate, with
Francesco Monacob contributions from a wide spectrum of disciplines (2-4).
Even today, it has been argued that a multidisciplinary
a Institute of Neurology, London, UK approach to the problem of consciousness and its de-
b Department of Neurology, Amedeo Avogadro Univer- velopment in the evolutionary process that shaped Ho-
sity, Novara, Italy mo sapiens cannot leave out an analysis of Jaynes’ the-
c Department of Classical Philology, University of ory of the origin of consciousness in the breakdown of
Bologna, Italy the preconscious bicameral mind (5,6). The present pa-
per provides a brief summary of the bicameral mind
Reprint requests to: Dr Andrea Eugenio Cavanna model, followed by a critical reappraisal of some theo-
Amedeo Avogadro University retical issues in the light of more recent acquisitions on
Corso Mazzini, 18 - 28100 Novara - Italy the putative cerebral basis of bicamerality.
E-mail: acavanna@ion.ucl.ac.uk

Received: October 2006 Jaynes’ theory of the bicameral mind


Accepted for publication: January 2007
The background of Jaynes’ evolutionary account of the
transition from bicamerality to the conscious mind is the
claim that human consciousness arises from the power
Summary
of language to make metaphors and analogies.
In 1976 Julian Jaynes published his controversial book Metaphors of “me” and analogous models of “I” allow
The Origins of Consciousness in the Breakdown of the consciousness to function through introspection and
Bicameral Mind, introducing the hypothesis of a two- self-visualization. According to this view, consciousness
chambered brain-mind model that preceded the evolu- is a conceptual, metaphor-generated inner world that
tionary development of the conscious mind. Jaynes’ parallels the actual world and is intimately bound with
speculative model gave rise to a huge debate, which volition and decision. Homo sapiens, therefore, could
has reverberated throughout the current neuroscientif- not experience consciousness until he developed a lan-
ic and neurophilosophical literature. Has the bicameral guage sophisticated enough to produce metaphors and
mind stood the test of time? To answer this question, analogical models.
the present paper adopts a multidisciplinary perspec- Jaynes recognizes that consciousness itself is only a
tive and, after briefly summarizing Jaynes’ hypothesis, small part of mental activity and is not necessary for
addresses two main critical issues: the neurological sensation or perception, for concept formation, for learn-
basis of the bicameral model and the philological accu-
ing, thinking or even reasoning. Thus, if major human
racy of Jaynes’ arguments. Finally, the concept of a
actions and skills can function automatically and uncon-
non-unitary Self is presented as one of the most rele-
vant contemporary legacies of the bicameral mind. sciously, then it is conceivable that there were, at one
time, human beings who did most of the things we do –
KEY WORDS: bicameral mind, consciousness, qualia. speak, understand, perceive, solve problems – but who
were without consciousness. Man’s earliest writings (hi-
eroglyphics, hieratic and cuneiform) are quite difficult for
us to translate and understand in depth, especially when
Introduction they refer to anything psychological. Thus, if we want to
look for any historical evidence of consciousness – an
It is now thirty years since Julian Jaynes first proposed analogous “I” narrating in a mind-space – we should go
his model of the bicameral mind, based on a wealth of to a language with which we have some cultural conti-
archeological, anthropological, psychological, and neu- nuity, and that is ancient Greek.

Functional Neurology 2007; 22(1): 11-15 11


A.E. Cavanna et al.

According to Jaynes, the earliest Greek text of suffi- of the critical arguments, focusing respectively on the
cient size to test the question of whether there is any neurological and philological substrates of the bicamer-
evidence of consciousness is the Iliad. In fact, the Ili- al mind. Some of the most important contemporary
ad does not seem to mention any subjective thoughts legacies of Jaynes’ model will be presented in the final
or the contents of anyone’s mind. The heroes of the Il- section.
iad were not able to make decisions, no one was intro-
specting or even reminiscing. Apparently, they were
noble “automata” who were not aware of what they The bicameral brain
did. Iliadic man did not have subjectivity as we do; he
had no internal mind-space to introspect upon. Some The first line of critical argument arises when consider-
lexical oddities in the Homeric text (such as the ab- ing the theory of the bicameral mind from a neurophys-
sence of a single word translating “consciousness”, iological and neuropsychological perspective. Jaynes’
“mind”, “soul”, or even “body”) led Jaynes to formulate neurological model for the bicameral mind relies on the
the hypothesis that the Iliad was composed by non- structural and functional differences between the two
conscious minds, which automatically recorded and cerebral hemispheres that emerged from brain laterali-
objectively reported events, in a manner rather similar ty studies. The notion of the right hemisphere as a gen-
to the characters of the poem. The transition to sub- erator of hallucinatory experiences derived from the
jective and introspective writings of the conscious well-known experiments involving the electrical stimula-
mind occurred in later works, beginning with the tion of the brain of patients with epilepsy (7). This was
Odyssey. the only neurobiological knowledge about the “silent ar-
In short, Jaynes claims that men in the age of the Iliad eas” of the right temporal lobe available around 1970.
learned to speak, read, and write, as well as conduct The role of the right-sided areas corresponding to Bro-
their daily lives, yet remained nonconscious through- ca’s and Wernicke’s areas is still not completely clear,
out their lives. Being nonconscious, they were not re- but recent functional neuroimaging findings (8-10)
sponsible for their actions. Who, then, made the deci- seem to confirm the hypothesis that the right middle
sions? Jaynes’ answer is that whenever a significant temporal gyrus represents the source of auditory hallu-
choice was to be made, an auditory hallucination inter- cinations in at least some schizophrenic patients (11).
vened, telling people what to do. These voices, in the Arguably, this lateralization pattern could well be the
Iliad always and immediately obeyed, were called reason why these inner voices lack the characteristic of
Gods. Before the cultural evolution of consciousness, being self-generated (12). According to Persinger and
the human brain was organized in a bicameral fashion: Makarec (13), the “feeling of a presence”, a subjective
the right hemisphere (the synthetic, poetic, “god- experience that characterizes periods of profound liter-
brain”) used to transmit hallucinatory verbal instruc- ary or musical creativity, could be attributed to a con-
tions to the left hemisphere (the analytical, rational, comitant increase in the individual’s access to meaning-
“man-brain”), especially in response to unusual or ful nonverbal representations held in the right temporal
stressful situations. It follows that human mentality was structures. However, the variety of hallucinatory phe-
divided into two parts, a decision-making part (located nomena observed in normal subjects and different neu-
in the right hemisphere) and a follower part (in the left ropsychiatric disorders, ranging from schizophrenia to
hemisphere), and neither part was “conscious”. Ac- epilepsy, suggests that the stress situations proposed
cording to Jaynes, the bicameral mind is to be ob- by Jaynes are far too simplistic to be a valid model for
served not only in the most ancient literature but also common aetiological processes (14).
in the contemporary examples of throwbacks to bicam- Furthermore, Jaynes’ speculations appear to be
erality, such as hypnosis and schizophrenia, since au- shaped by the striking insights derived from the early
ditory or verbal hallucinations (VHs) can be regarded studies on “split-brain” patients by Sperry and col-
as a remnant of this early mentality. Moreover, the bi- leagues (15,16). The unexpected findings about the in-
cameral mentality allowed a large group to carry dependent functionality of the two hemispheres after
around with them, in the form of VHs, the directions of the surgical removal of the corpus callosum (commis-
the king. The leaders used these stress-generated surotomy) led some neuroscientists to postulate the co-
“voices” to lead the masses in cooperative unison. The existence of two parallel streams of consciousness
bicameral mind enabled men to build societies and the (17,18). Likewise, Jaynes’ bicameral model requires
earliest civilizations (the Near East, Egypt, Southern some sort of underlying functional interhemispheric dis-
Africa, India, China, Mesoamerica) developed through connection in the brain architecture. However, from an
common hallucinating voices attributed to Gods and evolutionary perspective, it seems very unlikely that
other rulers – i.e. external “authorities” – and to various such a dramatic remodelling of extensive neural net-
symbols, such as graves, temples, and idols. works could have come about in the space of three mil-
Finally, Jaynes speculates that the development of lennia or so – the time taken, according to Jaynes’ the-
modern human consciousness began as late as around ory, for the transition from the bicameral mind to the
1400-600 B.C., when men were evolutionarily forced by modern conscious mind. Furthermore, Jaynes’ idea that
the chaos of huge migrations induced by overpopula- somehow there is an emergent function that is phyloge-
tion and natural catastrophes, and by the widespread netically discontinuous is a position that few neurosci-
use of writing, to change their mentality. entists would buy.
While innovative and thought-provoking, Jaynes’ so- On the whole, neurophysiological data provide weak
phisticated hypothesis presents several difficulties, as support for a bicameral structure of the preconscious
shown by the criticism it attracted from different angles. mind. Indeed, significant paradigm shifts regarding the
The next two sections will summarize the main streams concept of consciousness took place in ancient times,

12 Functional Neurology 2007; 22(1): 11-15


The “bicameral mind” 30 years on

as documented in literary texts. To use the brain-com- aside. In this sense, bicameral-minded people could be
puter analogy, Jaynes’ theory could, at best, account for said to lack some sort of self-monitoring accessory
some software (=cultural), rather than hardware function, rather than consciousness as a whole, includ-
(=structural), developments of the brain/mind continu- ing qualia.
um (2). Furthermore, Jaynes’ assumption that consciousness
depends on language-driven metaphors involves the
seemingly endless philosophical debate on the role of
Consciousness and bicamerality language in conscious thoughts. Which came first?
Contrary to Jaynes’ claim that consciousness ultimate-
The second line of argument concerns the philological ly depends on inner language skills, both neuroscien-
and anthropological basis of Jaynes’ archeopsycholog- tists and philosophers of mind now tend, much more, to
ical investigation of the earliest Western literature. The assume that language simply contributed to some high-
Iliad is a collection of oral poetry composed by a mil- er faculties of consciousness (see, for example, 29),
lenary succession of “aoidoi” or bards from different tra- rather than being an essential prerequisite for any kind
ditions, and then assembled around 700 B.C. (19-21). of conscious experiences. Romantic love, for instance,
This heterogeneity is the most likely explanation for the could represent a by-product of language, whilst sexu-
numerous incongruities that classical philologists have al attraction apparently does not need any verbal com-
detected in the text (22,23). Indeed, several passages ponent.
appear to confirm Jaynes’ hypothesis about the bicam- Overall, the attitude of philosophers of mind towards
eral mentality of the represented characters, and the the plausibility of a bicameral mind has been controver-
leading role of VHs in determining their actions. One sial. For example, in his review of Jaynes’ book, Block
striking example is the celebrated episode of the anger (30) argued that even bicameral-minded people could
of Achilles against Agamemnon being checked by the have been conscious – in the phenomenological sense
hallucinatory vision of Athena (Book I). However, con- – long before they acquired the concept of conscious-
sidered as a whole, the narration of the Iliad is not al- ness. On the other hand, according to Dennett (2),
ways consistent with the thesis of the noble “automata”. since mental phenomena like consciousness are par-
Crucial decisions, such as Hector’s decision to take on tially created by the arrival on the scene of a certain set
Achilles, do not seem to be inspired by anything other of concepts, there is no space for conscious experi-
than the heroes’ conscious volition (Book XXII). Ar- ences unless the concept of consciousness has been
guably, it might have proved more useful to restrict any developed. In short, the ambiguities that surround the
speculation on the preconscious mentality to specific exact meaning and the use of the term “consciousness”
passages of the poem and to the oral traditions they seem to play a central role in further entangling the
stemmed from. As a consequence, the hypothetical philological and philosophical views on the putative bi-
transition from the bicameral mind to modern con- camerality of the characters featuring in the Iliad.
sciousness would have been shifted indefinitely back-
wards.
Besides these philological considerations, some impor- The cultural legacy of the bicameral mind
tant conceptual issues should be highlighted. From a
psychological and philosophical perspective, Jaynes’ Despite the above-mentioned limitations, Jaynes’ com-
definition of consciousness appears to be quite limited, posite picture of the bicameral mind has had wide-
since it does not take into consideration the existence spread influence and undoubtedly shaped to a consid-
of any subjective, “phenomenal” experiences – or erable extent subsequent reflections on the biological
“qualia”, according to the philosophical jargon (24) re- and cultural underpinnings of human consciousness.
cently translated into the neuroscientific lexicon (25). The most remarkable achievement of Jaynes’ theory is
Philosophers of mind use this technical term to refer to that it bridges the gap between distant disciplines, es-
the subjective texture of experience, which is the tablishing intriguing links between some of their un-
essence of the qualitative dimension of consciousness. solved issues. It has been mentioned that the exact role
Roughly speaking, a quale (singular of qualia) is the of the right temporal lobe of the brain is not fully ex-
“what it is like” character of mental states: the way it plained. The issue of the development of a conscious
feels to have mental states such as pain, seeing red, mind, from a phylogenetic perspective, is one of the key
smelling a rose, etc. Therefore, qualia are experiential topics of current philosophical and neuroscientific de-
properties of sensations, feelings, perceptions and, bate. Another compelling mystery is the unique Iliadic
more controversially, thoughts and desires (26). From view of man as an aggregate, both physical and psy-
this perspective, the most difficult challenge to the sci- chological – a problem already raised by some promi-
entific explanation of consciousness is represented by nent classical philologists of the past century, including
the “hard problem” of qualia, as opposed to the “light Bohme, Snell, Dodds, Onians, Frankel, and Adkins (31-
problems” of explaining the neuronal substrate of spe- 36). Unlike later writings, the Iliadic vocabulary lacks a
cific cognitive functions, such as memory, learning, and single word for the concept of consciousness, or even
attention (27). The status of qualia is hotly debated in mind (37,38). Instead, there exists a multitude of terms,
both philosophy and neuroscience, largely because it is referred to by Jaynes as “preconscious hypostases”,
central to a proper understanding of the nature of con- that are thought to relate to physiological processes as-
sciousness (28). On the other hand, Jaynes’ concept of sociated with mental life (39,40). These “preconscious
consciousness seems to provide the backbone for a hypostases” are expressed by words like “psyche” (the
theory of higher-order awareness involving self-repre- living breath departing from the dead) (41), “thumos”
sentation, while leaving such subjective experiences (either the blowing breath or the flowing blood) (42),

Functional Neurology 2007; 22(1): 11-15 13


A.E. Cavanna et al.

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