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X-Ray Absorption Spectros
X-Ray Absorption Spectros
X-Ray Absorption Spectros
Two methods:
• EXAFS FS = Fine Structure
• XANES NE = Near Edge
Structural characterisation techniques
• study the interaction of a "probe" with a sample
• knowledge of interaction → information about structure
• different types of probes → different types of interactions
• different types of probes
– electromagnetic radiation
– particles
– physical contact
→ different energy
– used for spectroscopy
different wavevector
– used for scattering
X-rays
• a type of electromagnetic radiation
– higher energy compared to UV light
• energy E in electron volts (eV) or kilo eV (keV)
– where1 eV = 1.6 10-19 J, and blue light has E = 3 eV
* absorption
Not to be confused with
• Energy-Dispersive X-ray Spectroscopy (EDX or EDS)
• X-ray Fluorescence Spectroscopy (XRF or XRS)
• no word "Absorption"
• completely different techniques! EDX
XRF
2) Theory
• Transmission of X-rays is given by IT=I0exp(-µt)
– Beer-Lambert law for infrared spectroscopy
– t is thickness
– µ is linear absorption coefficient
– µ increases with atomic number Z (more electrons)
• Absorption coefficient is defined µt=ln(I0/IT)
• spectroscopy: measure µt as a function of energy E
– t is constant
– µ decreases with E (X-ray more penetrating)
absorption µt
sample
X-ray
detector detector
X-ray energy E
X-ray absorption edges
• Absorption edges occur for each shell of core electrons
– when E ~ binding energy of core electron
40 keV
K-edge
10 L3-edge
4 keV
1
10 20 30 40 50 60 70 80
atomic number (Z)
Element-specific technique
• sample contains several elements
• each element has several X-ray absorption edges
• measurement of a single X-ray absorption edge
• other edges form a uniform background
total
absorption µt
absorption µt
background
element X from X
element Y background
element Z from Y& Z
X-ray energy E X-ray energy E
The excited atom
• atom which absorbs X-ray is "excited"
• core electron which absorbs X-ray is ejected from core shell
– sometimes involves "many-electron" effects
• core shell is now has a "core hole"
– other electrons are less shielded from nucleus and "relax"
• another atomic electron drops down in to fill core hole
– timescale for this is called core-hole "lifetime"
• this releases energy similar to X-ray energy
– new X-ray released (X-ray fluorescence)
– additional atomic electron ejected (Auger electron)
The photo-electron
• core electron undergoes transition to a higher energy state
– called a photo-electron
– energy of new state = X-ray energy E - binding energy ionisation
photo-electron
• higher energy state must be:
– unoccupied
– around the excited atom
– obey the dipole selection rule, ∆= 1, e.g. s → p
• molecular orbital approach: → LUMO
• band structure approach : → conduction band
binding
X-ray energy E energy
core electron
Regions of the absorption edge
-5.6
1) pre-edge region (E<E0)
µt (arbitrary offset)
– background with form µt~E-n -6
20Å
recent X-ray diffraction
of ATP protein
ESRF = European Synchrotron
(2) monochromator
sample
(3) experiment area
sample
X-ray
detector detector
– Transmission of X-rays is given by IT=I0exp(-µt)
– Absorption coefficient is defined µt=ln(I0/IT)
Detecting X-rays
For a transmission measurement
• ionisation chamber:
– a tube containing gas which is ionised by X-rays
– a voltage is applied to collect the ionised electrons and emits a pulse
• sample requirements:
– need uniform, thin sample, e.g. 10 milligrams
– dilute in light supporting medium, e.g. sellotape, polyethelene
– cryostat (4 K) or furnace (800 K) can be used with light windows
Reflection EXAFS
– absorption of "ephemeral" X-rays in grazing incidence
Regions of the absorption edge
-5.6
1) pre-edge region (E<E0)
µt (arbitrary offset)
– background with form µt~E-n -6
binding
X-ray energy E energy
higher E,
larger KE,
smaller λ
photo-electron
kinetic
energy KE
ionisation
lower E,
smaller KE,
Quantum larger λ
Mechanics
(2) photo-electron wavefunction
leaves excited atom
– circular wavefunction
– wavelength
λ (A ) =
12.2 binding
KE ( eV ) X-ray energy E energy
(3) elastic scattering of photo-electron
by neighbouring atoms
• interference depends on
number of wavelengths λ
per distance travelled 2R
– constructive if 2R/λ = n
• phase difference
absorption µt
= 2π 2R/λ = 2kR
– constructive if 2kR = 2πn
• wavevector k = 2π/λ
X-ray energy E
photo-electron wavevector k
• EXAFS of oxygen K-edge in H2O (soft X-ray)
absorption edge
distance R
Fourier
Transform
interference
X-ray energy E
photoelectron wavevector k
Analysing the oscillations
• interference gives • Fourier Transform gives
an oscillating function Fourier a peaked function
of wavevector k Transform of distance R
k R1
k R2
k R1 R2
EXAFS formula
µt (arbitrary offset)
– faster (10 mins) for good sample and beamline
– for dilute sample may need 4 hrs -6
-6.8
4800 5000 5200 5400
E (eV)
EXAFS: Data analysis
• fit background to pre-edge and post-edge regions
– this represents photo-electron from isolated atom = NO structure
Pd K-edge
of Pd metal
µt(E)
energy E
Pd K-edge
of Pd metal
χ(k)
photoelectron wavevector k
• χ(k) kn to make small oscillations visible
– typically use k2 or k3
Pd K-edge
of Pd metal
χ(k) k2
photoelectron wavevector k
Fitting of EXAFS data
interference ≈ N sin(2kR)
R fit = i × 100%
fit
∑i χ sample (k )k 3
Pd K-edge of Pd metal
1 shell fit, Rfit=38%
photoelectron wavevector k
Fourier
Transform
• Fourier Transform
– use "window" function due to
finite range of kmin < k < kmax
Pd K-edge of Pd metal
1 shell fit
N=12.4, R=2.74Å
distance R
• continue fitting
shells of neighbours
to improve fit
Pd K-edge of Pd metal
2 shell fit, Rfit=29%
photoelectron wavevector k
Fourier
Transform
distance R
L3-edge EXAFS
• X-ray absorption edges are labelled after core electrons
K: 1s1/2 L1: 2s1/2 L2: 2p1/2 L3: 2p3/2 (nj notation)
• for heavy elements use L3 edge, e.g. Z>57 (La)
100
40 keV
L3-edge
K-edge
10 L3-edge
4 keV
L3 is limited to kmax=11Å-1
due to overlap with L2 and L1 1
50 60 70 80
atomic number (Z)
EXAFS: Examples
Fe-Co alloy nanocrystals
Fe K-edge Co K-edge
Fe Co
k3χ(k)
k3χ(k)
k(Å-1) k(Å-1)
samples ?
Fe K-edge Co K-edge
FT
FT
Fe Co
BCC (a=2.87Å) FCC (a=3.51Å)
N R(Å) N R(Å)
8 2.49 12 2.48
6 2.87 6 3.51
12 4.06 24 4.26
degree of inversion x:
(Co1-xFex)[Tet][CoxFe2-x][Oct]O4
b
distance [Tet]
site [Oct] site
M[Tet]-O 4xO -
M[Oct]-O - 6xO
M[Oct]-M[Oct] - 6xM[Oct]
M[Tet]-M[Oct] 12xM[Oct] 6xM[Tet]
M[Tet]-O 12xO -
Co K-edge
15 (A)
20 (B)
(b)
EXAFS results
FT
0
k3kχ(k)
10wt% 900 C
χ(k)
FT
(b)
(a)
3
0
degree of inversion x=0.69
0
(a)
distances R (Å)
(b)
M[Tet]-O 1.89/1.84
kk3χ(k)
0
M[Oct]-O 2.06/1.98
FT
χ(k)
(b)
3
(a) 0
M[Oct]-M[Oct] 2.96
0
(a) M[Tet]-M[Oct] 3.48
0
M[Tet]-O 3.50
1 2 3 4 5
4 6 k(Å-1) 8 10 12
r(Å)
k(Å-1) R(Å)
Nanocrystalline TiO2 materials for Li ion battery applications
studied by Ti K-edge EXAFS in situ
R fit = 39
5) XANES
X-ray Absorption Near Edge Structure (XANES)
or Near Edge X-ray Absorption Fine Structure (NEXAFS)
XANES: Theory
-5.6 Ti K-edge
µt (arbitrary offset)
-6
-6.4
binding
X-ray energy E energy
-6.8
4800 5000 5200 5400
E (eV) core electron
Peaks in XANES spectra
• 10s eV above the absorption edge multiple scatt. peak
– like EXAFS but very strong scattering (start of EXAFS)
• the absorption edge absorption edge peak:
– beginning of conduction band 1s→np continuum states
~ ionisation level 1.5
1 + χ(E)
0.5
– transition is 1s->np
– XANES depends on
density of unoccupied p states
– see strong peak for π* states
Mn K-edge
L-edge XANES
• X-ray absorption edges are labelled after core electrons
K: 1s1/2 L1: 2s1/2 L2: 2p1/2 L3: 2p3/2 (nj notation)
• L1 edge
– involves s→p transitions, so is similar to K-edge XANES
• L2 and L3 edges
– involve p → d transitions
– transition metals show strong peaks due to empty d-states
• for heavy elements use L edge, e.g. Z>57 (La)
– but core-hole lifetime makes resolution worse than ~3 eV
XANES: Experimental method
• near edge region
– scan X-ray energy from -25eV to +50eV above E0
• need good energy calibration
– to measure oxidation state and pre-edge peak
– use a metal foil as a reference
• need good energy resolution
– to measure pre-edge peak Ti K-edge
– typically 1 eV resolution
-5.6
• typical measurement time 15 mins
µt (arbitrary offset)
– faster (10 sec) for a good sample and beamline -6
-6.4
-6.8
4800 5000 5200 5400
E (eV)
XANES: Data analysis
µtsample − µt post −edge
• only fit background to pre-edge χ (E ) =
and post-edge regions µt post −edge − µt pre−edge
normalised absorption
absorption µt
1
1
0 0.5
Ti K-edge Ti K-edge
µt(E) 1+χ(E)
-1 0
4700 4900 5100 5300 5500 -20 0 20 40 60 80 100 120
E (eV) E-E0 (eV)
Interpreting XANES spectra
• The pre-edge peak
– a well-defined peak before the absorption edge
– due to known molecular orbitals with p-type symmetry
– can provide semi-quantitative comparison
13.0
15%
0 10.0
-5 0 5 10 15 20 25 30 35 40 45 0 20 40 60 80 100
E-E0 (eV)
% charge/discharge
Ti K-edge pre-edge peak
Ti-O coordination
1.5
anatase
[4]Ti ZrTiO4
4
[5]Ti Na2SiTiO5
1/4 Ba2TiO4
1.0
pre-edge peak
absorbance
least
centrosymmetric 0.5
[6]Ti
4/2 6 0.0
-10 0 10 20 30
E(eV)
most
centrosymmetric
Ti pre-edge peak in TiO2-SiO2 xerogels
[Greegor et al, J. Non-Cryst.
1 Solids 55, 27 (1983)]
[Farges et al, Geoch. et Cosmoch.
[4]Ti
Acta 60, 3023 (1996)]
[5]Ti
relative peak height
TiO2-SiO2 glass
reference
reference
TiO2-SiO2 xerogel
[6]Ti TiO2-SiO2 xerogel
0
3.5 4.5 5.5
relative peak position (eV)
Zr K-edge XANES
reference compounds (ZrO2)x(SiO2)1-x xerogels
3 3
ZrSiO4
tetrag. ZrO2 750°C
cubic ZrO2
mono. ZrO2 2 2
Zr(OH)4
1+χ(E)
1+χ(E)
RT
zirconolite
BaZrO3
Zr propox. 1 1
x=0.1
[Farges et al, Am. x=0.2
Mineral. 70, 838 (1994)] x=0.3
x=0.4
0 0
-20 0 20 40 -20 0 20 40
E (eV) E(eV)
CoFe2O4 Nanocrystals
• precursor phases studied by XANES
• Fe K-edge • Co K-edge
• 10wt% 450 C is like FeOOH • 10wt% 450 C is like Co(OH)2
• 5wt% 450 C is like Fe[Tet] silicate • 5wt% 450 C is like Co[Oct] silicate
2 2.0
1.5 1.5
1 1.0
0.5 0.5
0 0.0
0 10 20 30 40 50 0 10 20 30 40 50
E(eV) E(eV)
• identifying Fe and S compounds using the Fingerprint method
Magnus Sandström,1 Farideh Jalilehvand,2 Emiliana Damian,1 Yvonne Fors,1 Ulrik