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Journal of Business Research 55 (2002) 141 – 147

Learning to improvise, improvising to learn


A process of responding to complex environments
Cristian Chelariua, Wesley J. Johnstona, Louise Youngb,*
a
Schulich School of Business, York University, Toronto, Canada
b
School of Marketing, University of Technology, Sydney, PO Box 123 Broadway, Sydney NSW 2001, Australia

Abstract

This paper extends recent work on improvisation by focusing on the role of information flows and the action – learning interaction as an
organization responds to a changeable environment and/or to a crisis. Novelty, speed and coherence are presented as dimensions of
improvisation and we show how environmental factors influence the effectiveness of these. A typology of improvisation is offered that
suggests that improvisational skills can themselves be learned with more effective improvisation resulting. D 2001 Elsevier Science Inc. All
rights reserved.

Recent work in organizational theory and management 1996). Faced with these conditions, the traditional patterns
points to a growing interest in improvisation as an alter- of planning and implementation will be less effective.
native to overt strategic planning. This interest is a reflection The purpose of this paper is to extend previous considera-
of the pressures of an environment characterized by un- tion of improvisation in marketing by linking it with learning
precedented fast change that forces management to reconsi- theory. This allows better consideration of the effectiveness
der their operational paradigms and to break way from of various types of improvisation in business markets.
traditional patterns and solutions. The novelty of the con- Improvisation — seen as a system’s unplanned but purpose-
struct in marketing comes from the fact that it challenges a ful response at a particular point to a turbulent, fast changing
long tradition of academic literature, filtered down into the environment (Moorman and Miner, 1998a) — is an inevi-
graduate and undergraduate textbooks, that emphasizes the table part of the processes of creation and re-creation of
importance of advance planning and rational, semisequen- relationships and networks in the business markets. It is
tial decision-making. While outside of the mainstream of sometimes the only option in situations of environmental
marketing literature there is growing recognition that there turbulence. We therefore argue that greater consideration of
are alternatives to planning for organizations, planning is improvisation in marketing theory is warranted.
still seen as the ‘‘accepted norm’’ (Moorman and Miner,
1998a, p. 2). Situations of unplanned or improvisational
behavior are thought to occur only occasionally in organiza- 1. The concept of improvisation
tions (Hutt et al., 1988) in what are presumed to be atypical
situations where fast learning and adaptation are crucial for Improvisation has been seen as a deviation from existing
the survival of the firm. But the environmental conditions practice or knowledge (Rogers, 1983), occurring in organi-
for improvisation — uncertainty, complexity (interdepen- zations in problem circumstances. Firms may improvise to
dent environments) and dynamism (short-lived opportu- compensate for bad management, employee errors or ra-
nities and big threats) — are becoming the norm (Stacy, pidly changing environments (Moorman and Miner,
1998a,b). Or, management may make a conscious decision
to improvise as a means of creating more flexibility of
behaviour and more spontaneous decision making. But this
* Corresponding author. Tel.: +61-2-9514-3538. use is thought to be unusual. If there are not threats or
E-mail address: l.young@uws.edu.au (L. Young). obvious short-term opportunities, firms are more likely to

0148-2963/02/$ – see front matter D 2001 Elsevier Science Inc. All rights reserved.
PII: S 0 1 4 8 - 2 9 6 3 ( 0 0 ) 0 0 1 4 9 - 1
142 C. Chelariu et al. / Journal of Business Research 55 (2002) 141–147

continue with existing modes of explicit planning. Reliance group members’ actions do or do not fit well with one
on previous plans and previously tested solutions is com- another, i.e., exhibit internal coherence and how well
fortable and thinking ‘‘outside the box’’ requires effort and improvisation solves problems, i.e., external coherence.
implies risks (Moorman and Miner, 1998a). Central to the process of improvisation is learning, as
Different views on importance and role of improvisation improvisation requires continuous evaluation of activity and
in part stem from differing views as to the relationship of outcome and modification as needed. Learning is a process
improvisation to planning and action. Lack of planning is that involves the discovery, retention and exploitation of
associated with improvisation, e.g., seeing it as ‘‘intuition stored knowledge. In improvisation learning is likely to be
guiding action in a spontaneous way’’ (Crossan and continuous and circular, occurring as improvisation occurs
Sorrenti, 1997, p. 155). Alternatively, improvisation has and being immediately used as part of the process. Learning
been defined in terms of simultaneous creation and execu- can be seen as the development of new knowledge that has
tion of plans (Solomon, 1986) or as occurring when the potential to influence behavior (Simon, 1969; Fyol and
composition and execution converge in time (Moorman Lyles, 1985). Also, learning can be a result of improvisation,
and Miner, 1998a). This temporal convergence is seen as where there is discovery and retention of knowledge (Moor-
the key factor differentiating improvisation from similar man and Miner, 1998b) and lessons drawn from an im-
concepts such as creativity, intuition, adaptation and op- provisation episode become a part of organizational memory
portunism that involve seizing opportunities or dealing (Weick, 1987). In the context of improvisation, learning can
with problems but may involve advance planning (Moor- be adaptive and/or generative (Senge, 1990). Adaptive
man and Miner, 1998b). The coping with environmental learning will occur when improvisation reflects the manage-
problems, e.g., resource constraints and making do with rial assumptions about the nature of the business and is
available resources is also seen as among the aspects of focused on issues and opportunities that are within the
improvisation (Weick, 1993a,b). There is disagreement as traditional scope of the organization’s activities (Slater and
to the relationship between improvisation and action. Narver, 1995). On the other hand, generative learning
While Moorman and Miner (1998a,b) present improvisa- requires the organization to leave aside their long held
tion as a state of ‘‘planning’’ where composition and assumptions, to think outside the box and to come up with
execution converge in time, they model action or execution new solutions to new problems.
as an outcome of improvisation and imply a sequential Improvisation is a circular process of learning occur-
process. Others such as Weick (1987, p. 230) more ring through moving and processing information, acting
appropriately argue that strategic planning and action are on that learning and as a result learning more. This
integral parts of each other and improvisation occurs reflects the process of learning said to consist of four
‘‘where strategies are tied more closely to action’’. Min- stages: knowledge acquisition, information distribution,
tzberg (1994) goes further, arguing that it may be action information interpretation and organizational memory
that drives composition of plans, i.e., improvisation is part (Huber, 1991). The nature of the improvisation occurring
of planning as well as action. is influenced by the environment faced and the organiza-
In business markets improvisation is a multilevel pro- tion’s memory (the past experiences of the groups of
cess. Members of organizations individually improvise and actors in the system) and in turn it modifies that memory.
in turn collective improvisation is produced inside a firm It is also directly related to the organization’s memory (as
by the coming together of the activities of individuals this sets the criterion by which effectiveness will be
(Moorman and Miner, 1998a,b). Buying centers and pro- evaluated) and indirectly to the environment, which will
ject teams are likely examples of this type of collective make the improvisational process more or less difficult.
improvisation. Within relationships with other organiza- This is summarized in Fig. 1.
tions and within their networks improvising organizations
must improvise further to combine their actors, activities
and resources into bonded units with common perceptions, 2. The relationship between information, environment
chains of activities and constellations of resources (Ander- and improvisation effectiveness
son et al., 1994). Thus improvisation is inevitable in
intrafirm and interfirm relationships and networks, varying Different sources of information impact in various ways
only in degree. on the extent and nature of learning (March, 1991). Orga-
There are different forms of improvisation. Based on the nizations engage in lower-level, routine information search
model of Moorman and Miner (1998b), novelty, speed and using direct experience and organizational memory where
internal and external coherence are here proposed as dimen- the environment is benign and familiar. This leads to
sions of improvisation. Novelty represents the degree to adaptive learning (March, 1991). More intensive forms of
which the improvisation deviates from the existing routine. knowledge acquisition such as seeking the experience of
Improvisation can occur more or less swiftly in response to others and working with them to create new knowledge are
uncertainty or otherwise deciding to improvise. Collective likely to be used when problems such as a significant
improvisation can be further differentiated by the extent that change in the environment demand special attention (Weiss
C. Chelariu et al. / Journal of Business Research 55 (2002) 141–147 143

Fig. 1. The process of learning and improvisation.

and Heide, 1993). Such a situation is more likely to lead to Proposition 1d: In uncertain environments, a more
generative knowledge (March, 1991). However this process powerful information generation process is associated
is generally time consuming (Bunn, 1993b) and reliance on with improvisation with higher internal coherence.
well-exercised routines may be seen as more beneficial in
part because it avoids time-consuming mistakes (Cooper The amount of information, the number and diversity of
and Kleinschmidt, 1986). Thus we argue that: people or organizations contacted are all aspects of informa-
tion dissemination. Even though recent advances in com-
Proposition 1a: More intensive and powerful forms munication technology have improved the physical
of information generation are associated with more movement of information, time is still needed to process
novel improvisation. and assimilate the new information. Also different environ-
mental circumstances may moderate the relationship be-
Proposition 1b: More intensive and powerful forms tween information dissemination and internal coherence.
of information generation are associated with slower
Thus we argue that:
speed improvisation.

Proposition 2a: The larger the scope of information


The relationship between knowledge acquisition and
dissemination, the higher the novelty of improvisation.
internal coherence is not straightforward. On one hand,
more information may lead to the emergence of more Proposition 2b: The larger the scope of information
viewpoints, which may lower the internal coherence. On dissemination, the lower the speed of improvisation.
the other hand, more information may clarify some
Proposition 2c: In rapidly evolving environments, the
perspectives thus helping the members of an organiza- larger the scope of information dissemination, the lower
tion, relationship or network to achieve a common the internal coherence of improvisation.
understanding. It is likely that the relationship between
information generation and the internal coherence of Proposition 2d: In uncertain environments, the larger
action is nonlinear where more information generation the scope of information dissemination, the higher the
increases coherence up to a point but beyond that internal coherence of improvisation.
internal coherence decreases due to overload and confu-
sion. Environmental factors play a role in determining at The third step in the learning process is to interpret the
what point there is no further utility in generating disseminated information. Interpretation means encoding
knowledge. In more complex environments this point external events into internal categories that are part of the
may occur later than in less complex environments. Or group’s culture and language system (Daft and Weick,
it may be that the speed of response required may drive 1984). The actors have to understand a set of evolving
the information needs where in rapidly evolving environ- phenomena, with reference others’ meanings. ‘‘In a group
ments there is limited time for information collection and of improvisational players, there are always more possible
processing. Thus there are two propositions dealing with meanings for their actions than the group can ever use, so
internal coherence: their problem is to agree on a sufficient number of
meanings to make coordinated action possible’’ (Weick,
Proposition 1c: In rapidly evolving environments, a 1993b, p. 347).
more powerful information generation process is asso- Interpretation occurs when meanings are not sufficiently
ciated with improvisation with lower internal coherence. congruent. A continuous adjustment of organizational ac-
144 C. Chelariu et al. / Journal of Business Research 55 (2002) 141–147

tors’ actions occurs to try to bring meanings closer. Actors knowing what question to ask (Fazlollahi and Tanniru,
find it easier to agree on an interpretation that is closer to the 1991). Referring to the most appropriate organizational
accepted paradigm built around past activities and shared design to cope with the problem of equivocality, Weick
beliefs. As the actors develop a shared interpretation of the (1993a,b) argues that:
situation, they will be able to better coordinate their actions
according to a common paradigm. Not only will their action The problem with environments is no longer solely one of
be more cohesive, but they will also avoid time costly uncertainty, with a corresponding need for increased
mistakes, thus increasing their speed of action. Therefore: quantities of information. Advanced information technol-
ogies have lessened this problem. The problem is now one
of multiple meanings. Designs that help people remove
Proposition 3a: The more shared the actors’ mean- equivocality are needed to cope with multiple meanings.
ings (information interpretation), the lower the These designs tend to be more social, more tolerant of
novelty of improvisation. improvisation, and more affected by action than it is true
Proposition 3b: The more shared the actors’ mean- for designs grounded in decision making. (Weick, 1993b,
ings (information interpretation), the higher the p. 365)
speed of improvisation.
When actors share the interpretation of a situation, they
Proposition 3c: The more shared the actors’ meanings can agree on a course of action and begin to implement it.
(information interpretation), the higher the internal While the initial course of action is likely to be wrong in
coherence of improvisation.
some respects, the key idea about improvisation is that ‘‘the
plan’’ is corrected as the actors implement it. We therefore
The dynamism and uncertainty of the environment propose that:
have already been identified as impacting upon the
incidence of improvisation. A fast changing environment Proposition 4a: When the environment is uncertain,
creates a number of constraints including many potential more novel improvisation is most likely to lead to
sources of information but a lack of reliable information effective outcomes.
and lack of time to process information (Johnston and
Proposition 4b: When the environment is dynamic,
Lewin, 1996). While there are many potential sources of
more speedy improvisation is most likely to lead to
information in a complex environment, if the environment effective outcomes.
is changing rapidly the value of these sources is uncertain
and the interpretation of information received is equivocal Proposition 4c: When the environment is equivocal,
(Fazlollahi and Tanniru, 1991; Weick, 1979). Uncertain internally coherent improvisation is most likely to lead to
environments reflect a gap between the information effective outcomes.
available for the organization and the information neces-
sary to make a decision (Galbraith, 1977). As the
environmental uncertainty increases, there is an increase 3. Towards a typology of improvisation
in the amount of information that an actor needs to
acquire, disseminate and interpret. If instead of relying It is our contention that different types of improvisation
on old preplanned responses to the new challenge the (varying in novelty, speed and internal coherence) will
organization is able to articulate an appropriate new emerge depending on the way the characteristics of the
response, the improvisation will be effective. But ba- environment, the learning capabilities of the organization
lanced against this is the speed of response. A slow and the outcomes of previous improvisation episodes are
response to a fast changing environment will likely result combined. Table 1 presents four types of improvisation,
in lost opportunities and unavoidable threats, i.e., the which vary according to these characteristics. These do not
right actions implemented at the wrong time. This is represent all possible combinations of factors. Instead the
likely to lead to lower organizational performance. typology reflects our belief that there are a limited number
If uncertainty at least partially reflects the degree to of combinations of factors that would be effective. Three
which the environment is changing and dynamism is the types of improvisation presented in Table 1 bring together
rate of change, equivocality is concerned with the complex- previous thinking on improvisational effectiveness, the
ity of the environment and its changes. In equivocal fourth type presents a type of improvisation that takes into
environments improvisation is particularly problematic, as account the improvisational possibilities when learning
actors are likely to have conflicting interpretations of the about improvisation is possible.
environment (Daft and Macintosh, 1981) such that actors The type of improvisation occurring will depend upon
cannot agree on the causal relationship between the envir- the general character of the environment, the specific nature
onment and the decision variables (Fazlollahi and Tanniru, of the problem or opportunity at hand and the learning
1991). If an uncertain environment means not knowing the capabilities of the firm. For example when the environment
answers to questions, an equivocal environment means not is not understood and the information gathering capabilities
Table 1
A typology of improvisation
Type of improvisation Nature of improvisation Learning characteristics Environmental/organizational characteristics Probable outcomes/feedback
Familiar
High internal Use of similar cognitive Low levels of information acquisition Equivocal environment Low knowledge
coherence, low structures and actions as and communication needed creation possibilities
novelty, low speed in previous improvisation
High levels of interpretation Inexperienced or conservative Small change in

C. Chelariu et al. / Journal of Business Research 55 (2002) 141–147


organization organizational memory
Adaptive learning Moderate or high
external coherence

Different
High novelty, low speed Different from improvisation High levels of information acquisition Uncertain environment High knowledge
of past either in area or way and communication creation possibilities
of solving problem
Low levels of interpretation Learning and creative Large change in
organization organizational memory
Generative learning High or low external
coherence

Swift
High speed, low novelty Improvisation completed Low levels of information acquisition Rapidly changing environment Moderate to low
quickly with limited and communication possible knowledge creation
reference to others possibilities
High levels of interpretation Learning and nonhierarchical, Moderate to small change
entrepreneurial organization in organizational memory
Adaptive learning Moderate external coherence

Capable
High speed, high novelty, Effective management of Moderate (appropriate) levels of information Possible in any environment if High knowledge
internal coherence trade-off between speed acquisition and interpretation based on participants are capable creation possibilities
less important and novelty previous experiences in improvisation
(i.e. organizational memory)
Generative learning Experienced and effectively Necessary changes to
networked organization organizational memory
High external coherence

145
146 C. Chelariu et al. / Journal of Business Research 55 (2002) 141–147

of an organization is small, ‘‘familiar’’ improvisation would ships and networks the organizational memory will
be likely. Information would be extensively interpreted and contain the knowledge of ways in which organization
made consistent with existing knowledge within the group. members more or less effectively learned from improvi-
The action sequences would be similar to past actions and sation to become more speedy and/or more novel,
response time fairly slow. became more or less internally consistent and collabo-
The second and third types of improvisation presented in rated to effectively improvise or not. If improvisation
Table 1 reflect the trade-off between novelty and speed that does not require reinventing the wheel for learning,
Moorman and Miner (1998a,b) and others have reported. adjustment and collaboration styles each time a situation
Improvisation that is radically ‘‘different’’ from past actions of improvisation is faced, then it may be possible for
is unlikely to be able to be undertaken ‘‘swiftly’’ and vice ‘‘capable’’ improvisation to emerge. An example might
versa. Hence most improvisation is either swift or novel. be a focussed, novel approach to improvisation (where
Similarly, improvisation that is internally consistent enough one could be very novel but only within defined para-
to be ‘‘familiar’’ as per the first type indicated in Table 1 can meters) that allowed speedy implementation. Or ways of
be neither too swift nor too novel. managing and acting despite large gaps in internal
We propose there is a developmental process of consistency could be possible.
improvisation implicit in these types of improvisation. It is our belief that improvisation holds hither-to-fore
‘‘Familiar’’ improvisation would be likely for an organi- unexplored possibilities for managers trying to cope with
zation inexperienced and unskilled in improvising, per- uncertain, rapidly changing and/or complex environments.
haps from having operated in stable networks and In such circumstances detailed planning may be:
markets. A growth in improvisation experience would
make speedy and/or novel action feasible with firms  a waste of time and resources, as the resulting plan
capable of improvising speedily in some circumstances cannot be implemented in the changed circumstances
and/or in a novel way in others. As entities become even  dangerous in that plans geared for one environment
more experienced in improvisation, some at least will may be unwittingly implemented in quite another or
grow in improvisational competence. This competence  perilous, where detailed planning within a complex
may allow them to overcome the previously discussed environment can increase the complexity making the
trade-offs between speed, novelty and internal coherence. future problems to be faced ever greater.
Therefore, in Table 1 we suggest the presence of a
fourth type of improvisation, ‘‘capable.’’ It is towards As Wilkinson and Young (1996) argue, if all players in
this fourth type of improvisation that we argue firms a system are aware of and responding to the perceived
should be heading. complexities of a challenging environment, but are not
able to respond the current complexity of all other players
there is a danger of the actions interacting to increase
4. Managerial implications and future research complexity further.
Improvisation on the other hand offers the possibility of
The previous discussion develops understanding of action that responds to the immediate past and present.
improvisation, sets out the process that occurs and These are, according to research in complexity in a variety
explicates the relationships between elements of the of settings, the most reliable indicators to act upon in
improvisation situation. However the resulting proposi- complex environments. Thus managers may facilitate the
tions fail to deal with a number of issues that confront occasional or more frequent use of improvisation in a
firms dealing with real environments. What if an envir- number of ways:
onment is both very different from the past and very
fast-changing? A combination of speed and novelty may  By setting up environmental monitoring systems that
be the indicated but are likely to be mutually exclusive allow effective assessment of the type of environment
options to the inexperienced. And while internally con- faced (e.g., dynamic versus complex),
sistent improvisation is argued to be appropriate in  By working towards a system culture that encourages
responding to complex environments, it has also been improvisation as a sometimes effective alternative to
argued that this does not generate knowledge of the type traditional styles of problem solving,
that will be useful in coping in the future with problem  By working to incorporate improvisational experi-
environments. In part the proposed typology deals with ences into the organization’s memory as a first
these issues by considering improvisational possibilities step towards developing improvisational capability
in terms of the experience and competence of the parties and talent.
involved — more is possible for those experienced and  By developing different types of performance criteria
capable in improvisation. such that the effectiveness of improvisation can be
We argue that for organizations, learning about im- judged and perhaps compared to planning-based
provisation is a real possibility. Within firms, relation- outcomes. This will require some effort as the expected
C. Chelariu et al. / Journal of Business Research 55 (2002) 141–147 147

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