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MDS3 0RAIManualv1 12R Errata
MDS3 0RAIManualv1 12R Errata
A0310F = 01
A1600 = 05-18-2011
A1700 = 2
Resident
Returns 30 Entry Tracking Record1 returns
days or less A1700 = 2 (Reentry)
OBRA Admission3
A0310A = 01
Did Res
Have Sig
Y Change? N
1 ADM Admission
A0310A = 99 A0310B = 99 A0310C = 0 A0310D = 0 or blank A0310E = 0 A0310F = 01
D/C Discharge
2 3 RA Return Anticipated
A0310B – E = appropriate code A0310B – F = appropriate code
RNA Return Not Anticipated
When A1700 = 1, the first OBRA assessment should be an admission assessment unless D/C prior to completion.
NEW:
NEW:
the MDS assessments and care plans in a separate binder). Nursing homes must also
ensure that clinical records, regardless of form, are easily and readily accessible to staff
(including consultants), State agencies (including surveyors), CMS, and others who are
authorized by law and need to review the information in order to provide care to the
resident.
• Nursing homes that are not capable of maintenance of the MDS electronically must
adhere to the current requirement that either a hand written or a computer-generated copy
be maintained in the clinical record. Either is equally acceptable. This includes all MDS
(including Quarterly) assessments and CAA(s) summary data completed during the
previous 15-month period.
• All State licensure and State practice regulations continue to apply to Medicare and/or
Medicaid certified long-term care facilities. Where State law is more restrictive than
Federal requirements, the provider needs to apply the State law standard.
• In the future, long-term care facilities may be required to conform to a CMS electronic
signature standard should CMS adopt one.
Admission refers to the date a person enters the facility and is admitted as a resident. A day
begins at 12:00 a.m. and ends at 11:59 p.m. Regardless of whether admission occurs at 12:00
a.m. or 11:59 p.m., this date is considered the 1st day of admission. Completion of an OBRA
Admission assessment must occur in any of the following admission situations:
• when the resident has never been admitted to this facility before; OR
• when the resident has been in this facility previously and was discharged return not
anticipated; OR
• when the resident has been in this facility previously and was discharged return
anticipated and did not return within 30 days of discharge (see Discharge assessment
below).
Assessment Combination refers to the use of one assessment to satisfy both OBRA and
Medicare PPS assessment requirements when the time frames coincide for both required
assessments. In such cases, the most stringent requirement of the two assessments for MDS
completion must be met. Therefore, it is imperative that nursing home staff fully understand the
requirements for both types of assessments in order to avoid unnecessary duplication of effort
and to remain in compliance with both OBRA and Medicare PPS requirements. Sections 2.11
and 2.12 provide more detailed information on combining Medicare and OBRA assessments. In
discharged return anticipated on December 1 would need to return to the facility by December 31
to meet the “within 30 days” requirement.
Respite refers to short-term, temporary care provided to a resident to allow family members to
take a break from the daily routine of care giving. The nursing home is required to complete an
Entry tracking record and a Discharge assessment for all respite residents. If the respite stay is 14
days or longer, the facility must have completed an OBRA Admission.
The table provides a summary of the assessment types and requirements for the OBRA-required
assessments, the details of which will be discussed throughout the remainder of this chapter.
OBRA-required Tracking Records and Discharge Assessments include the following types (Item
A0310F):
Example (Admission):
1. Mr. S. was admitted to the nursing home on February 5, 2011 following a stroke. He regained
most of his function and returned to his home on March 29, 2011. He was discharged return
not anticipated. Five months later, Mr. S. underwent surgery for a total knee replacement. He
returned to the nursing home for rehabilitation therapy on August 27, 2011. Code the Entry
tracking record for the August 27, 2011 return as follows:
A0310F = 01
A1600 = 08-27-2011
A1700 = 1
Example (Reentry):
1. Mr. W. was admitted to the nursing home on April 11, 2011. Four weeks later he became
very short of breath during lunch. The nurse assessed him and noted his lung sounds were
not clear. His breathing became very labored. He was discharged return anticipated and
admitted to the hospital on May 9, 2011. On May 18, 2011, Mr. W. returned to the facility.
Code the Entry tracking record for the May 18, 2011 return, as follows:
A0310F = 01
A1600 = 05-18-2011
A1700 = 2
example: if the ARD of an EOT OMRA is set for Day 14 and the ARD of a 14-day assessment is
set for Day 15, this would violate the combined assessment policy. Consequently, the EOT OMRA
would control the payment. The EOT would begin payment on Day 12, and continue paying into
the 14-day payment window until the next scheduled or unscheduled assessment used for payment.
• If the ARD for the Swing Bed Clinical Change Assessment falls within the ARD
(including grace days) of a PPS scheduled assessment that has not been completed yet,
the assessments MUST be combined.
• Must complete the Swing Bed PPS item set.
• Code the Item A0310 of the MDS 3.0 as follows:
A0310A = 99 (only value allowed for Swing Beds)
A0310B = 01, 02, 03, 04, or 05 as appropriate
A0310C = 0
A0310D = 1
Swing Bed Clinical Change Assessment and Start of Therapy OMRA
• ARD (Item A2300) must be set within 14 days after the IDT determination that a change
in the patient’s condition constitutes a clinical change and 5-7 days after the start of
therapy (Item O0400A5 or O0400B5 or O0400C5, whichever is earliest) and the
assessment must be completed (Item Z0500B) within 14 days after the IDT determination
that a change in the patient’s condition constitutes a clinical change. If all requirements
are not met, the assessments may not be combined.
• Must complete the Swing Bed PPS item set.
• Code the Item A0310 of the MDS 3.0 as follows:
A0310A = 99
A0310B = 07
A0310C = 1
A0310D = 1
Swing Bed Clinical Change Assessment and End of Therapy OMRA
• ARD (Item A2300) must be set within 14 days after the IDT determination that a change
in the patient’s condition constitutes a clinical change and 1-3 days after the last day
therapy was furnished (Item O0400A6 or O0400B6 or O0400C6, whichever is the latest)
and the assessment must be completed (Item Z0500B) within 14 days after the IDT
determination that a change in the patient’s condition constitutes a clinical change. If all
requirements are not met, the assessments may not be combined.
• Must complete the Swing Bed PPS item set.
• Code the Item A0310 of the MDS 3.0 as follows:
A0310A = 99
A0310B = 07
A0310C = 2
A0310D = 1
Swing Bed Clinical Change Assessment and Start and End of Therapy OMRA
• ARD (Item A2300) must be set within 14 days after the IDT determination that a change
in the patient’s condition constitutes a clinical change and 5-7 days after the start of
therapy (Item O0400A5 or O0400B5 or O0400C5, whichever is the earliest) and 1-3
days after the last day therapy was furnished (Item O0400A6 or O0400B6 or O0400C6,
whichever is the latest) and the assessment must be completed (Item Z0500B) within 14
OBRA OBRA OBRA PPS PPS 30- PPS PPS PPS Death in No prior
Next Record Entry Admission annual quarterly PPS 5-day 14-day day 60-day 90-day unscheduled Discharge facility record
Entry no no no no no no no no no no no
OBRA Admission no no no no no no no no no
OBRA Annual no no no no no
PPS 5-day no no no no no no no no
PPS 14-day no no no no no no no no
PPS 30-day no no no no no no no no
PPS 60-day no no no no no no no no no
PPS 90-day no no no no no no no no no
PPS unscheduled no no no
Discharge no no no
Death in facility no no no
Item Rationale
• Captures whether date in A1600 is an admission/entry or reentry date.
Coding Instructions
• Code 1, admission: when one of the following occurs:
1. resident has never been admitted to this facility before; OR
2. resident has been in this facility previously and was discharged return not anticipated;
OR
3. resident has been in this facility previously and was discharged return anticipated and
did not return within 30 days of discharge.
• Code 2, reentry: when all three of the following occurred prior to this entry; the
resident was:
1. admitted to this facility, AND
2. discharged return anticipated, AND
3. returned to facility within 30 days of discharge.
Item Rationale
• Understanding the setting that the individual was in immediately prior to facility
admission/entry or reentry informs care planning and may also inform discharge planning
and discussions.
• Demographic information.
Steps for Assessment
1. Review transfer and admission records.
2. Ask the resident and/or family or significant others.
Coding Instructions
Enter the 2-digit code that corresponds to the location or DEFINITIONS
program the resident was admitted from for this PRIVATE HOME OR
admission/entry or reentry. APARTMENT
• Code 01, community (private home/apt, Any house, condominium, or
board/care, assisted living, group home): if the apartment in the community
whether owned by the
resident was admitted from a private home, apartment,
resident or another person.
board and care, assisted living facility or group home. Also included in this category
• Code 02, another nursing home or swing bed: are retirement communities
if the resident was admitted from an institution (or a and independent housing for
distinct part of an institution) that is primarily engaged the elderly.
in providing skilled nursing care and related services for BOARD AND CARE/
residents who require medical or nursing care or
ASSISTED LIVING/
rehabilitation services for injured, disabled, or sick
persons. Includes swing beds. GROUP HOME
A non-institutional community
• Code 03, acute hospital: if the resident was
residential setting that
admitted from an institution that is engaged in includes services of the
providing, by or under the supervision of physicians for following types: home health
inpatients, diagnostic services, therapeutic services for services, homemaker/
medical diagnosis, and the treatment and care of injured, personal care services, or
disabled, or sick persons. meal services.
Item Rationale
• To document the date this episode of care in this facility began.
Coding Instructions
• Enter the date this episode of care in this facility began. Use the format: Month-Day-
Year: XX-XX-XXXX. For example, October 12, 2010, would be entered as 10-12-2010.
• The Admission Date may be the same as the Entry Date (A1600) for the entire stay (i.e.,
if the resident is never discharged).
2. The facility received communication from an acute care hospital discharge planner
stating that Mrs. H, a former resident of the facility who was discharged home return not
anticipated on 11/02/2013 after a successful recovery and rehabilitation, was admitted to
their hospital on 2/8/2014 and wished to return to the facility for rehabilitation after
hospital discharge. Mrs. H returned to the facility on 2/15/2014. Although Mrs. H was a
resident of the facility in September of 2013, she was discharged home return not
anticipated; therefore, the facility rightly considered Mrs. H as a new admission. In
completing her Admission assessment, the facility entered 02/15/2014 in A1600, Entry
Date; coded A1700 = 1, Admission; chose Code 03, acute hospital in item A1800,
Entered From; and entered 02/15/2014 in item A1900, Admission Date.
3. Mr. K was admitted to the facility on 10/05/2013 and was discharged to the hospital,
return anticipated, on 10/20/2013. He returned to the facility on 10/26/2013. Since Mr. K
was a resident of the facility, was discharged return anticipated, and returned within 30
days of discharge, Mr. K was considered as continuing in his current stay. Therefore,
when the facility completed his Entry Tracking Record on return from the hospital, they
entered 10/26/2013 in A1600, Entry Date; coded A1700 = 2, Reentry; chose Code 03,
acute hospital in item A1800; and entered 10/05/2013 in item A1900, Admission Date.
Approximately a month after his return, Mr. K was again sent to the hospital, return
anticipated on 11/05/2013. He returned to the facility on 11/22/2013. Again, since Mr. K
was a resident of the facility, was discharged return anticipated, and returned within 30
days of discharge, Mr. K was considered as continuing in his current stay. Therefore,
when the facility completed his Entry Tracking Record, they entered 11/22/2013 in
A1600, Entry Date; coded A1700 = 2, Reentry; chose Code 03, acute hospital in item
A1800; and entered 10/05/2013 in item A1900, Admission Date.
4. Ms. S was admitted to the facility on 8/26/2014 for rehabilitation after a total knee
replacement. Three days after admission, Ms. S spiked a fever and her surgical site was
observed to have increased drainage, was reddened, swollen and extremely painful. The
facility sent Ms. S to the emergency room and completed her Discharge assessment as
return anticipated. The hospital called the facility to inform them Ms. S was admitted. A
week into her hospitalization, Ms. S developed a blood clot in her affected leg, further
complicating her recovery. The facility was contacted to readmit Ms. S for rehabilitative
services following discharge from the hospital on 10/10/2014. Even though Ms. S was a
former patient in the facility’s rehabilitation unit and was discharged return anticipated,
Item Rationale
• Closes case in system.
Coding Instructions
• Enter the date the resident was discharged (whether or not return is anticipated). This is
the date the resident leaves the facility.
• For discharge assessments, the discharge date (A2000) and ARD (A2300) must be the
same date.
• Do not include leave of absence or hospital observational stays less than 24 hours unless
admitted to the hospital.
• Obtain data from the medical, admissions or transfer records.
Item Rationale
• To identify the ARD of a previous comprehensive (A0310 = 01, 03, or 04) or Quarterly
assessment (A0310A = 02) in which a significant error is discovered.
Coding Instructions
• Complete only if A0310A = 05 (Significant Correction to Prior Comprehensive
Assessment) or A0310A = 06 (Significant Correction to Prior Quarterly Assessment).
• Enter the ARD of the prior comprehensive or Quarterly assessment in which a significant
error has been identified and a correction is required.
Item Rationale
• Designates the end of the look-back period so that all assessment items refer to the
resident’s status during the same period of time.
As the last day of the look-back period, the ARD serves as the reference point for
determining the care and services captured on the MDS assessment. Anything that
happens after the ARD will not be captured on that MDS. For example, for a MDS item
with a 7-day look-back period, assessment information is collected for a 7-day period
ending on and including the ARD which is the 7th day of this look-back period. For an
item with a 14-day look-back period, the information is collected for a 14-day period
ending on and including the ARD. The look-back period includes observations and
events through the end of the day (midnight) of the ARD.
Examples
1. Mrs. G. began receiving services under Medicare Part A on October 14, 2010. Due to her
stable condition and ability to manage her medications and dressing changes, the facility
determined that she no longer qualified for Part A SNF coverage and issued an Advanced
Beneficiary Notice (ABN) and a Generic Notice with the last day of coverage as November
23, 2010. Mrs. G. was discharged from the facility on November 24, 2010. Code the
following on her Discharge assessment:
• A2000 = 11-24-2010
• A2400A = 1
• A2400B = 10-14-2010
• A2400C = 11-23-2010
Is the resident's
Medicare stay Yes Enter dashes
ongoing?
No
No
No
No
*if resident leaves facility prior to last covered day as recorded on the generic
notice, enter date resident left facility.
• A2400A = 1
• A2400B = 12-11-2010
• A2400C = ----------
3. Mr. R. began receiving services under Medicare Part A on October 15, 2010. He was
discharged return anticipated on October 20, 2010, to the hospital. Code the following on his
Discharge assessment:
• A2000 = 10-20-2010
• A2400A = 1
• A2400B = 10-15-2010
• A2400C = 10-20-2010