EQUITY-SMALL CAP FUND

NET ASSET VALUE LAST DIVIDENDS Face value: `10

Option NAV (`) Record Date Dividend (in `/Unit) NAV (`)

Reg-Plan-Dividend 31.5936 09-Mar-18 (Reg Plan) 9.10 33.3383

09-Mar-18 (Dir Plan) 11.10 40.7137
Reg-Plan-Growth 53.4756
28-Aug-15 (Reg Plan) 3.60 23.5236
(Previously known as SBI Small & Midcap Fund) Dir-Plan-Dividend 39.4606 28-Aug-15 (Dir Plan) 4.30 27.8630
Dir-Plan-Growth 57.8093 30-Jan-15 (Reg Plan) 4.00 26.0785

Investment Objective
Pursuant to payment of dividend, the NAV of Dividend Option of
To provide investors with opportunities scheme/plans would fall to the extent of payout and statutory levy, if
for long-term growth in capital along applicable.
with the liquidity of an open-ended
scheme by investing predominantly in a
well diversified basket of equity stocks of
small cap companies.
PORTFOLIO

Stock Name (%) Of Total AUM % of AUM Derivatives Stock Name (%) Of Total AUM % of AUM Derivatives
Fund Details
Equity Shares Can Fin Homes Ltd. 1.46 -
• Type of Scheme
Dixon Technologies (India) Ltd. 4.54 - Tamil Nadu Newsprint &
An open-ended Equity Scheme predominantly Papers Ltd. 1.39 -
Hawkins Cookers Ltd. 4.07 -
investing in small cap stocks. Agro Tech Foods Ltd. 1.35 -
JK Cement Ltd. 3.99 -
• Date of Allotment: 09/09/2009 Narayana Hrudayalaya Ltd. 1.27 -
Hatsun Agro Product Ltd. 3.90 -
• Report As On: 31/12/2019 CSB Bank Ltd. 3.77 - Bharat Heavy Electricals Ltd. 1.09 -
• AAUM for the Month of December 2019 Tube Investments Of India Ltd. 3.51 - Disa India Ltd. 1.08 -
` 3,084.97 Crores Relaxo Footwears Ltd. 3.51 - The Great Eastern Shipping
Blue Star Ltd. 3.46 - Company Ltd. 1.04 -
• AUM as on December 31, 2019
Triveni Turbine Ltd. 2.98 - Fine Organic Industries Ltd. 0.90 -
` 3,153.50 Crores
Carborundum Universal Ltd. 2.97 - Garware Technical Fibres Ltd. 0.80 -
• Fund Manager: Mr. R. Srinivasan Ashiana Housing Ltd. 0.75 -
HDFC Bank Ltd. 2.82 -
Managing Since: Nov - 2013 Control Print Ltd. 0.74 -
Techno Electric & Engineering
Total Experience: Over 26 years GE T&D India Ltd. 0.74 -
Company Ltd. 2.80 -
• Benchmark: S&P BSE Small Cap Index Indostar Capital Finance Ltd. 2.46 - Fairchem Speciality Ltd. 0.71 -
• Exit Load: For exit within one year from the Emami Ltd. 2.45 - Rajratan Global Wire Ltd. 0.69 -
date of allotment -1% Sheela Foam Ltd. 2.41 - Thangamayil Jewellery Ltd. 0.63 -
• For exit after one year from the date of Galaxy Surfactants Ltd. 2.38 - V2 Retail Ltd. 0.41 -
allotment – Nil NIIT Ltd. 2.35 - MM Forgings Ltd. 0.37 -
Divi's Laboratories Ltd. 2.34 - Pilani Investment & Industries
• Entry Load: N.A.
Grindwell Norton Ltd. 2.29 - Corporation Ltd. 0.36 -
• Plans Available: Regular, Direct UFO Moviez India Ltd. 0.10 -
Engineers India Ltd. 2.20 -
• Options: Growth, Dividend NHPC Ltd. 2.08 - Index Futures 3.03
• SIP Timken India Ltd. 2.04 - Total 92.29 3.03
Fresh Registration through Systematic Lemon Tree Hotels Ltd. 2.03 - Preference Shares
Investment Plan (SIP) and Systematic Transfer Chalet Hotels Ltd. 1.98 - Shreno Ltd. 0.46 -
Plan (STP), individually or cumulatively, shall Kirloskar Oil Engines Ltd. 1.91 - Total 0.46 -
be allowed for a maximum of upto Rs. Alembic Ltd. 1.89 - Cash, Cash Equivalents,
And Others 4.22 -
25,000/- per PAN for monthly, quarterly, Kewal Kiran Clothing Ltd. 1.66 -
Grand Total 100.00
semi-annual and annual frequency. Fresh ELGI Equipments Ltd. 1.62 -
registration through Weekly SIP/STP-in
individually or cumulatively, in the Scheme
will be capped at Rs. 6,250 per instalment, PORTFOLIO CLASSIFICATION BY PORTFOLIO CLASSIFICATION BY
leading to capping the total amount via INDUSTRY ALLOCATION (%) ASSET ALLOCATION (%)
Weekly SIP / STP-in at Rs. 25,000 per month
per PAN (first holder/guardian PAN). Consumer Goods 26.73
For details refer addendums dated May 14, Industrial Manufacturing 17.09 3.03 4.22 5.16
2018 and November 1, 2019. Financial Services 10.87 4.23
13.03
• Minimum Investment & Additional Construction 5.75
Investment Services 5.05
Fresh lumpsum subscription / switch-in from Pharma 4.23
any other scheme to all the Plans & Options Automobile 4.20
of the Scheme through any mode including Chemicals 3.99
Stock Exchange platform continues to be Cement & Cement Products 3.99
suspended in terms of notice-cum- IT 3.09
addendum dated October 28, 2015. Textiles 2.46
Energy 2.08 70.33
Quantitative Data Paper 1.85
Standard Deviation
#
: 18.67% Healthcare Services 1.27
Beta
#
: 0.88 Media And Entertainment 0.10 Large Cap Smallcap Midcap Unclassified Derivatives
Sharpe Ratio
#
: 0.57 Derivatives 3.03
Portfolio Turnover* Cash, Cash Equivalents, And Others 4.22 Cash, Cash Equivalents, And Others

Equity Turnover : 0.32

SBI Small Cap Fund
Total Turnover : 0.74
This product is suitable for investors who are seeking^:
Total Turnover = Equity + Debt + Derivatives
#
Source: CRISIL Fund Analyser Ÿ Long term capital appreciation
*Portfolio Turnover = lower of total sale or total Ÿ Investment in equity and equity-related securities predominantly of small cap companies.
purchase for the last 12 months (including equity
derivatives) upon Avg. AUM of trailing twelve months. Investors understand that their principal ^Investors should consult their financial advisers if in doubt about whether the product is suitable
Risk Free rate: FBIL Overnight Mibor rate (5.26% as on will be at Moderately High risk for them.
31st December 2019) Basis for Ratio Calculation: 3
Years Monthly Data Points
Ratios are computed using Total Return Index (TRI) as
per SEBI Circular dated Jan 4, 2018
19