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Child Abuse & Neglect 53 (2016) 64–80

Contents lists available at ScienceDirect

Child Abuse & Neglect

Review

Implementation of evidence-based home visiting programs


aimed at reducing child maltreatment: A meta-analytic
review
Katherine L. Casillas, Angèle Fauchier, Bridget T. Derkash, Edward F. Garrido ∗
Kempe Center for the Prevention and Treatment of Child Abuse and Neglect, University of Colorado School of Medicine, USA

a r t i c l e i n f o a b s t r a c t

Article history: In recent years there has been an increase in the popularity of home visitation programs
Received 31 July 2015 as a means of addressing risk factors for child maltreatment. The evidence supporting the
Accepted 5 October 2015 effectiveness of these programs from several meta-analyses, however, is mixed. One poten-
Available online 25 December 2015
tial explanation for this inconsistency explored in the current study involves the manner in
which these programs were implemented. In the current study we reviewed 156 stud-
Keywords: ies associated with 9 different home visitation program models targeted to caregivers
Home visiting
of children between the ages of 0 and 5. Meta-analytic techniques were used to deter-
Implementation
mine the impact of 18 implementation factors (e.g., staff selection, training, supervision,
Child maltreatment prevention
Meta-analysis fidelity monitoring, etc.) and four study characteristics (publication type, target population,
study design, comparison group) in predicting program outcomes. Results from analyses
revealed that several implementation factors, including training, supervision, and fidelity
monitoring, had a significant effect on program outcomes, particularly child maltreatment
outcomes. Study characteristics, including the program’s target population and the com-
parison group employed, also had a significant effect on program outcomes. Implications
of the study’s results for those interested in implementing home visitation programs are
discussed. A careful consideration and monitoring of program implementation is advised
as a means of achieving optimal study results.
© 2015 Elsevier Ltd. All rights reserved.

Contents

Method . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 66
Evidence-Based Home Visiting Programs: Literature Search . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 66
Evidence-Based Home Visiting Programs: Criteria for Inclusion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 66
Meta-Analysis: Literature Search . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 67
Meta-Analysis: Criteria for Inclusion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 67
Between- and Within-Study Comparisons . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 67
Coding . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 68
Effect Sizes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 69
Analytic Plan . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 69
Results . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 69
Implementation Factors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 69
Selection . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 69

∗ Corresponding author at: The Gary Pavilion at the Children’s Hospital, Anschutz Medical Campus, 13123 E 16th Ave., B390, Aurora, CO 80045, USA.

http://dx.doi.org/10.1016/j.chiabu.2015.10.009
0145-2134/© 2015 Elsevier Ltd. All rights reserved.
K.L. Casillas et al. / Child Abuse & Neglect 53 (2016) 64–80 65

Training . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 69
Supervision . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 69
Fidelity . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 69
Organizational . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 71
Moderator Analyses: Study Characteristics . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 71
Publication Type . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 71
Target Population . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 71
Study Design . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 71
Comparison Group . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 71
Moderator Analyses: Outcome Characteristics . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 71
Outcomes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 71
Analyses of Implementation by Outcome . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 71
Within-Study Comparisons . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 72
Discussion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 72
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 76

According to the latest National Child Abuse and Neglect Data System report of the U.S. Department of Health and
Human Services (DHHS), an estimated 679,000 children were victims of child maltreatment in 2013, defined here as serious
harm (e.g., neglect, physical abuse, sexual abuse, and emotional abuse or neglect) caused to children by parents or primary
caregivers, such as extended family members or babysitters (US DHHS, 2015). Of those children who were victims of abuse
and neglect, almost half were between the ages of 0 and 5, with neglect the primary reason over three quarters of victims
entered out-of-home care. While the number of youth impacted by maltreatment each year is astounding, the effects of child
maltreatment are themselves serious and far reaching. Victims of abuse and neglect are at heightened risk for a number
of deleterious psychosocial problems, including diminished developmental and neurocognitive functioning and increased
rates of psychopathology (see Cicchetti & Toth, 2005 for a thorough review). Given the abundance of negative outcomes
associated with child maltreatment, it is of prime importance to determine those programs that are most efficacious in
preventing child maltreatment from occurring. This is particularly the case for programs that target youth between the ages
of 0 and 5, who are most susceptible to experiencing child maltreatment.
The history of the recognition and treatment of child abuse and neglect began 53 years ago, when child abuse was first
identified in the medical community as a cause of childhood injuries (Kempe, Silverman, Steele, Droegemuller, & Silver,
1962). Just over thirty years thereafter it became a major focus in the clinical intervention literature, with mental health
practitioners typically delivering treatments with which they were most familiar and comfortable. Best practice consisted of
applying existing treatments to child abuse cases, as empirical treatments for this population did not exist. Fortunately, over
the last two decades, great effort has been devoted to developing and evaluating more systematic treatments, with efficacious
treatment protocols emerging at the turn of the century (Cohen, Berliner, & Mannarino, 2000). One type of intervention
program that has grown in popularity in recent years is home visitation. In 2010, the passage of the Affordable Care Act
helped create the Maternal, Infant, and Early Childhood Home Visiting Program to increase federal support for evidence-
based home visiting services for pregnant women and new mothers at risk for child maltreatment (Health Resources and
Services Administration, 2015). Currently, home visitation is the most widely used child maltreatment prevention approach
in the United States (Alonso-Marsden et al., 2013), and programs are found in at least 40 states and serve up to 500,000
children nationwide (Astuto & Allen, 2009).
Although all home visitation programs designed to prevent child maltreatment have an underlying belief that working
with high-risk families in their homes will have long-term benefits for children, the programs vary widely in their approach.
Home visitation programs differ from one another, for example, in terms of who provides services to families, the family
risk criteria that determine eligibility, the frequency and intensity of home visits, as well as the content of the curriculum.
In addition to differences in the manner in which home visitation programs are delivered, the empirical evidence suppor-
ting the effectiveness of home visitation programs is also quite varied. While a number of home visitation program models
have demonstrated positive outcomes on parenting attitudes and behaviors (Avellar et al., 2014; Filene, Kaminski, Valle, &
Cachat, 2013; Health Resources and Services Administration, 2015), the evidence supporting the impact of home visitation
programs on preventing child maltreatment is more inconclusive (Sweet & Appelbaum, 2004). Some home visitation pro-
grams, such as the Nurse–Family Partnership and SafeCare, have demonstrated consistent evidence of significantly lower
rates of child welfare involvement between program-involved families and those receiving services as usual (Chaffin, Hecht,
Bard, Silovsky, & Beasley, 2012; Kitzman et al., 1997; Olds, Henderson, Chamberlin, & Tatelbaum, 1986; Olds et al., 2002).
Other programs, however, such as Healthy Families America, have had less success in demonstrating reductions in child
maltreatment (Duggan et al., 2007).
Some of the inconsistency in results evaluating the impact of home visitation programs on child maltreatment is likely
due to differences in the home visitation models being employed. However, it also likely that there is wide variability in the
manner in which home visitation programs are implemented. Some implementations of a home visitation model, more so
than others, may have paid particularly close attention to how the program was being executed, making active attempts to
evaluate implementation practices occurring at multiple levels and using this feedback to guide the program’s roll-out. In
order to examine the impact of implementation factors in determining program outcomes, in the current study we performed
66 K.L. Casillas et al. / Child Abuse & Neglect 53 (2016) 64–80

a systematic review of the home visitation literature and used meta-analytic techniques to measure effect size variation as
a function of differences in implementation factors.
Implementation is a set of activities used to roll out policies, programs, or the like and necessitates quite a number of
changes at multiple levels—from the practitioner on the ground to the state and county official in the office. It has been
the suggestion of those in the field to use an implementation framework to guide the process by accounting for multiple
perspectives and keeping the practice and outcomes on track. Frameworks, such as the one frequently used in the field of
child welfare by the National Implementation Research Network (NIRN), provide guidelines for overcoming barriers (Fixsen,
Naoom, Blase, Friedman, & Wallace, 2005). The NIRN framework refers to the mechanisms used to overcome these barriers
as drivers, which fall into three categories: leadership drivers, competency drivers, and organization drivers. Based on this
framework, leadership can manage challenges by committing to the model both within their organization and with external
models, inviting others to build and sustain the work, and creating space for open communication. Competency drivers
focus on mechanisms such as training, coaching, supervision, staff, and internal and external champions of the work that
help develop, improve, and sustain the competence needed from multiple players. Finally, organization drivers emphasize
the need to assess and use measures of fidelity and outcomes; use, create, or change policies and funding sources; establish
caseload standards; develop a comprehensive array of services; and oversee procurement, contracting, and other vital
partnerships with providers.
In their review of over 700 empirical articles on implementation, Fixsen and colleagues (2005) examined these various
drivers and found a number of core components of successfully implemented programs, including staff selection, staff
training, staff coaching, and staff evaluation and fidelity monitoring, that predicted program outcomes. Other reviews of the
literature (Berkel, Mauricio, Schoenfelder, & Sandler, 2010; Durlak & DuPre, 2008) have corroborated Fixen and colleagues’
seminal work stressing the importance of implementation factors in determining a program’s success. While this growing
body of evidence is encouraging for those interested in implementing evidence-based programs, it is limited in that its focus
has primarily been on programs offering services to adults (Metz, Naoom, Halle, & Bartley, 2015). A review of home visitation
programs targeted to high-risk families with youth ages 0–5 is needed to determine which, if any, implementation factors
determine these programs’ success.
Although there have been a number of meta-analyses conducted examining the impacts of home visiting programs on
promoting positive parenting practices and preventing the occurrence of child maltreatment (Avellar et al., 2014; Filene
et al., 2013; Kendrick et al., 2000; Nievar, Van Egeren, & Pollard, 2010; Olds & Kitzman, 1993; Sweet & Appelbaum, 2004),
to our knowledge, there have been no systematic reviews conducted examining the impact of implementation factors in
determining home visitation programs’ success. Thus, in order to shed light on the possibility that implementation factors
play a crucial role in determining a home visitation program’s success, in the current study we performed a meta-analytic
review of 18 implementation factors. As a guiding framework for choosing those factors included in the meta-analysis, we
utilized the NIRN framework and selected drivers previously studied in reviews of the adult services literature.

Method

Evidence-Based Home Visiting Programs: Literature Search

To establish the set of home visiting programs from which the meta-analytic studies would be drawn, we evaluated the
programs described in a range of well-respected databases relevant to evidence-based home visiting including: the Depart-
ment of Health and Human Services Home Visiting Evidence of Effectiveness (HomVEE; http://homvee.acf.hhs.gov); The
California Evidence-Based Clearinghouse for Child Welfare (CEBC; http://www.cebc4cw.org/); Promising Practices Network
on Children, Families and Communities (http://www.promisingpractices.net); Coalition for Evidence-Based Policy (CEBP;
http://coalition4evidence.org); and prior meta-analyses on home visiting programs (Filene et al., 2013; Kendrick et al., 2000;
Nievar et al., 2010; Olds & Kitzman, 1993; Sweet & Appelbaum, 2004).

Evidence-Based Home Visiting Programs: Criteria for Inclusion

We initially considered 51 home visiting programs. Following the criteria of the American Psychological Association
Division 12 Task Force on Promotion and Dissemination of Psychological Procedures and the Division 12 Task Force on
Psychological Interventions (Chambless et al., 1996; Chambless, Baker, et al., 1998; Chambless and Hollon, 1998; Task Force
on Promotion and Dissemination of Psychological Procedures, 1995), we created a list of evidence-based home visiting
programs that had shown efficacy in studies conducted by at least two independent research teams. Because many home
visiting programs are conducted in community agencies without strict controls, we broadened the Division 12 definition
beyond randomized controlled trials to include quasi-experimental trials such as those in which randomization occurred
at the agency rather than individual level, as well as non-randomized cohort comparisons such as use of a matched control
population identified after, rather than before, the intervention. We included only programs that focused primarily on
children under 5. We included programs targeting specific parent, child, family, or community factors as well as universal
programs with no particular inclusion criteria. These criteria resulted in a list of 9 evidence-based home visiting programs:
Early Head Start Home Visiting, Healthy Families America (HFA), Healthy Start, Healthy Steps, Home Instruction for Parents
K.L. Casillas et al. / Child Abuse & Neglect 53 (2016) 64–80 67

Fig. 1. PRISMA diagram.

of Preschoolers (HIPPY), Nurse-Family Partnership (NFP), Parents as Teachers (PAT), Play and Learning Strategies (PALS), and
SafeCare/Project 12 Ways.

Meta-Analysis: Literature Search

We searched the previously mentioned databases and meta-analyses as well as PsycInfo, Medline, and Google Scholar
(spanning studies published from 1946 to March 2015) to locate as many published and unpublished studies as possible for
each of the 9 home visiting programs. When applicable, we also used the bibliographies listed on each individual program’s
website. Unpublished sources included reports, unpublished manuscripts, conference proceedings, and dissertations. From
this search we identified 358 studies, of which we were able to retrieve 348.

Meta-Analysis: Criteria for Inclusion

As shown in Fig. 1, of the 348 studies we retrieved and reviewed in full, we excluded studies that did not discuss any
implementation factors (k = 2), case studies (k = 17), studies in which more than half of the sessions took place outside the
home (k = 7), and studies in which the treatment group did not consistently receive the treatment (k = 8). We also excluded
studies from which effect sizes could not be calculated, such as qualitative studies, general summaries of program findings,
and studies with data that could not be converted to effect sizes (k = 77). There were 60 studies excluded because they did
not have a comparison group. Studies were excluded for providing data at the population level (k = 11) or home visitor level
(k = 10) rather than the individual/family level. There were no geographical limitations. These exclusions yielded 156 studies
for which we were able to compute effect sizes. When multiple studies (included or excluded) reported on the same sample,
we used all available information about implementation factors. Because some studies reported on more than one sample,
and some studies reported on overlapping samples, the 156 studies yielded 97 distinct samples.

Between- and Within-Study Comparisons

For most of the studies, a given implementation factor was consistent throughout the study, allowing for between-
study comparison of each factor. However, there were 11 studies (providing 8 distinct samples) that compared levels of
68 K.L. Casillas et al. / Child Abuse & Neglect 53 (2016) 64–80

Table 1
Coded variables with operationalization.

Variable Operationalization

Study characteristics
Publication type Published (peer-reviewed articles, books); Unpublished (conference publication,
dissertation/thesis, unpublished manuscript)
Target population Universal; Targeted (teen parent, first-time parent, single parent, specific ethnic group, at-risk,
limited English proficiency, immigrant or migrant, parent substance abuse, parent mental
health, low parent education, low parent literacy, low income, domestic violence,
maltreatment history, maltreatment risk, child with special needs, health factors such as low
birth weight)
Study design Randomized clinical trial, randomized at level of individual; Quasi-experimental trial
randomized at level of home visitor, agency, or geographic unit; Non-randomized comparison
Comparison group Control group; Services as usual; Other active treatment

Implementation factors
Selection: Visitor discipline Paraprofessional or peer; Professional (nursing, education or child development,
psychology/mental health, family studies, social work, multiple disciplines in same study);
Teams with both paraprofessionals and professionals
Selection: Visitor education Years of education
Supervision: Content Administrative, case management; Reflective
Supervision: Observation of visitor Live accompaniment to sessions; Video or audio recording
Supervision: Training Supervisor trained in supervision
Training: Methods Role play; Observation during training; Training case(s) required
Fidelity: Timing Never; One-time; Occasional (twice a year or less); Ongoing
Fidelity: Rater Home visitor; Supervisor; Client; Independent observer such as external evaluators, research
staff, or national office of program
Fidelity: Content Adherence to program content; Quality of home visitation
Organizational coordination Child’s or parent’s school; Social services; Mental health; Medical

Outcomes
Parent knowledge and attitudes Parental knowledge; Parenting attitudes; Parenting self-efficacy; Parenting satisfaction
Positive parenting Positive observed parent-child interactions; Positive self-reported quality of relationship (e.g.,
supportive, accepting); Positive behaviors (e.g., nonviolent discipline, praise, provision of play
materials, reading to child); Parent involvement
Negative parenting Negative observed parent-child interactions (e.g., physical intrusiveness, detachment, negative
affect); Negative behaviors (e.g., verbal aggression, harsh punishment, unsafe practices)
Parental promotion of child health Well-child visits; Immunizations; Safety measures (e.g., car seats, outlet covers)
Maltreatment Parent’s maltreatment behaviors; Child victimization; Reports made to child protective
services; Substantiated reports; Maltreatment risk
Parent functioning Parenting stress; Parent mental health; Parent well-being; Parental substance concern; Parent
health outcomes; Parent health behaviors such as tobacco use during pregnancy and health
care utilization
Family environment Family climate; Domestic violence; Marital quality; Marital interaction; Coparenting
Birth outcomes Birth outcomes such as birth weight, birth complications, gestational age
Child behavior Externalizing; Internalizing; Criminal behavior
Child cognitive/education Educational outcomes such as grades, test scores, teacher ratings; Cognitive functioning
Child health Physical health; Illness; Injury; Physical growth
Child social functioning Social development; Adaptive functioning; Child’s interactions with parent

Outcome characteristics
Source of outcome information Family (Parent; Child; Other family member); Non-family (Home visitor; Teacher; Official
report; Independent rater; Coded video or live observation)
Which parent Mother; Father; Both parents
Match between outcome and curriculum Primary outcome (outcome was targeted in study curriculum); Secondary outcome (outcome
not targeted in curriculum). Curriculum codes include: Parenting skills, behavior, or attitudes;
Parent–child interaction; Child development; Adult health behaviors; Child-related health
behaviors; Social support; Child abuse; Child neglect; Domestic violence; Adult mental health;
Child mental health; Caregiver substance use; Caregiver self-esteem, competence, or
empowerment; Self-sufficiency such as education, job skills, literacy, life skills
Timing Mid-program; End of program; 1- to 6-month follow-up; 1- to 2-year follow-up; Long-term
follow-up (3–16 years)

an implementation factor within a single study. Thus, we were able to examine the role of implementation both between
studies and within studies.

Coding

We coded each study for the study characteristics, implementation factors, and outcomes described in Table 1. We initially
coded based on the information available in each study, as well as any other studies we could locate that described a given
sample. Most studies mentioned only a few aspects of implementation, and we were concerned that some implementation
K.L. Casillas et al. / Child Abuse & Neglect 53 (2016) 64–80 69

factors might have been present in many studies but had not explicitly been described. To address this missing information,
we contacted the national office for each model as well as individual authors of each study. Of the 156 included studies, we
succeeded in obtaining additional implementation details from authors of 139 studies. We attempted to contact the authors
of each study at least three times but were unsuccessful for 17 studies; for 14 of those, the national office of the model
provided some additional information, leaving 3 studies for which we could not obtain any additional information beyond
what was described in the study.

Effect Sizes

We computed standardized mean difference (Cohen’s d) effect sizes using the statistics provided in each study, including
means and standard deviations, F tests, t tests, graphical representations of data, and correlations. In cases where multiple
studies reported on the same sample, we used redundant effect sizes that reported on the same measure at the same time
point only once, attributing it to the published version when publication type differed. Because some studies addressed
the same samples as other studies and some studies included multiple samples, we based our analyses at the level of the
sample rather than the level of the study. We included multiple studies reporting on the same sample when they contributed
different outcome measures or data from different time points. There were a total of 1,674 between-study effect sizes and
121 within-study effect sizes across the 97 samples.
We have presented two types of summary effect sizes: unweighted with effect sizes averaged across each sample to
produce a single effect size per sample for each level of analysis; and weighted by number of effect sizes, allowing studies
with more available effect sizes (whether through multiple outcome measures, multiple reporters, multiple points of data
collection, etc.) to contribute more to the estimated effect size.

Analytic Plan

We first evaluated the 18 implementation factors, averaging across multiple effect sizes (outcomes and outcome charac-
teristics) to obtain an aggregate unweighted effect size for each sample. We calculated unweighted effect sizes, effect sizes
weighted by the number of effect sizes per sample (that is, not aggregated), as well as Zcontrast scores for significance testing
(Rosenthal, Rosnow, & Rubin, 2000). Zcontrast evaluates the significance of the difference between implementation groups’
unweighted means. We applied Bonferroni corrections for Zcontrast to address the 18 categorical comparisons, setting the
p-value to .0028, which corresponds to a critical two-tailed z-score of 4.19.
Next, we conducted moderator analyses for study characteristics and for outcome characteristics using strategies
described above. We have presented only unweighted mean effect sizes in the interest of brevity. To account for the four
study moderators and four outcome moderators, we set a Bonferroni-corrected p-value of .00625, corresponding to a critical
two-tailed z-score of 4.00.
Finally, we examined the 11 outcome categories using the above strategies, on their own as well as analyzing them
in relation to implementation factors. For the outcome categories, because we were comparing across all 11 categories
we compared 95% confidence intervals rather than using contrast analyses. We applied Bonferroni corrections for the 11
outcomes times 18 implementation factors (p = .00025, critical value of Zcontrast = 4.71).
For all of the analyses, we set a minimum requirement of 2 models and 3 samples per category to avoid allowing a single
model or sample to bias the findings.

Results

Implementation Factors

Selection. There was no significant difference among paraprofessionals, teams that combined paraprofessionals and profes-
sionals, and professionals in terms of effect size; see Table 2. There was also no significant effect of home visitors’ educational
background on effect size.

Training. Role play during initial home visitor training was associated with higher effect sizes (unweighted d = .21) than
trainings with no role play (d = .12). Requiring practice cases during training had a significant effect on unweighted effect
sizes, but in the opposite direction of prediction. There was no significant effect of direct observation on effect sizes.

Supervision. Reflective supervision yielded a higher mean effect size (d = .21) than supervision addressing only administrative
issues and/or case management (d = .02). Supervision involving observation of home visitors, either live or via recording,
yielded a higher effect size (d = .23) than supervision with no observation (d = .12). Supervisors’ training in supervision also
had an impact, with programs involving training in supervision having a higher effect size (d = .24) than those with no
supervisor training (d = .07).

Fidelity. Timing of fidelity monitoring had a significant relationship to effect size, with one-time or occasional monitoring
having a higher effect size (d = .31) than no fidelity monitoring (d = .11) and, surprisingly, than ongoing fidelity monitoring
70 K.L. Casillas et al. / Child Abuse & Neglect 53 (2016) 64–80

Table 2
Unweighted and weighted mean Cohen’s d effect sizes for each implementation factor.

Unweighted (one ES per study) Weighted by #ES Zcontrast

# Models # Samples Total N Mean d d 95% CI Total #ES Mean d

Selection: Background −1.17NS


Paraprofessional/peer 5 38 18,316 .25 (.24) .17, .33 598 .14 (.27)
Combination 3 6 5,515 .15 (.25) −.12, .41 92 .04 (.26)
Professional 8 46 51,142 .17 (.16) .12, .21 959 .12 (.28)
Selection: Education −1.82NS
High School 4 13 154,082 .14 (.10) .08, .20 463 .10 (.21)
Some college/Associates 5 15 6,354 .19 (.19) .09, .30 354 .10 (.26)
Bachelors 5 15 25,380 .17 (.19) .07, .28 271 .17 (.25)
Graduate 2 7 5,986 .09 (.10) .00, .19 136 .08 (.16)
Training: Role play 7.90*
No 4 5 1,440 .12 (.21) −.14, .39 137 .08 (.27)
Yes 9 61 197,637 .21 (.22) .15, .27 1,045 .12 (.27)
Training: Direct observation −2.76NS
No 7 36 21,457 .24 (.25) .15, .32 820 .09 (.20)
Yes 7 25 155,214 .18 (.15) .11, .24 380 .18 (.36)
Training: Practice case −5.22*
No 8 51 193,597 .23 (.25) .16, .30 896 .10 (.22)
Yes 7 19 7,977 .18 (.11) .13, .23 549 .15 (.34)
Supervision: Content 9.35*
Administrative or case management only 4 6 2,466 .02 (.11) −.09, .13 107 .03 (.24)
Reflective 9 72 209,126 .21 (.21) .16, .26 1,432 .12 (.27)
Supervision: Observation 5.73*
No 9 34 28,784 .12 (.17) .06, .18 797 .10 (.29)
Observed live and/or recorded 9 60 192,265 .23 (.23) .18, .29 877 .14 (.26)
Supervision: Trained in supervision 7.22*
No 6 16 13,276 .07 (.12) .01, .13 304 .07 (.23)
Yes 8 50 163,619 .24 (.22) .18, .31 888 .13 (.29)
Fidelity: Timing 6.02*
None 3 5 5,314 .11 (.24) −.18, .41 81 .05 (.29)
One-time or occasional 6 25 15,336 .31 (.25) .20, .41 322 .18 (.36)
Ongoing 9 52 190,893 .15 (.17) .11, .20 1,189 .11 (.24)
Fidelity: Rated by home visitor −1.54NS
No home visitor 8 33 19,409 .27 (.24) .19, .36 547 .14 (.27)
Home visitor (with or without others) 9 46 188,489 .14 (.17) .09, .19 986 .10 (.27)
Fidelity: Rated by supervisor .38NS
No supervisor 8 39 24,432 .20 (.23) .12, .27 758 .11 (.23)
Supervisor (with or without others) 8 38 181,771 .21 (.20) .15, .28 774 .13 (.31)
Fidelity: Rated by client −2.79NS
No client 8 46 22,579 .23 (.24) .16, .30 847 .13 (.29)
Client (with or without others) 7 32 165,326 .18 (.18) .12, .25 698 .11 (.25)
Fidelity: Rated by independent observer 4.84*
No independent 7 26 159,631 .16 (.16) .09, .22 646 .11 (.25)
Independent (with or without others) 9 55 47,639 .22 (.23) .16, .28 964 .12 (.28)
Fidelity: Type of rating 8.03*
Content Only 5 13 5,454 .11 (.18) .00, .21 221 .16 (.36)
Quality (with or without Content) 9 65 201,841 .22 (.21) .17, .27 1,290 .12 (.25)
Organizational: School 3.23NS
No 7 38 46,907 .12 (.14) .07, .16 1,011 .10 (.27)
Yes 5 37 167,988 .24 (.25) .16, .33 502 .15 (.29)
Organizational: Social services −.51NS
No 8 31 17,889 .15 (.19) .08, .22 902 .10 (.28)
Yes 7 28 162,671 .15 (.21) .07, .23 430 .11 (.26)
Organizational: Mental health −2.95NS
No 9 49 49,149 .16 (.21) .10, .22 1,092 .10 (.28)
Yes 6 23 160,995 .16 (.20) .07, .24 273 .09 (.21)
Organizational: Medical 1.55NS
No 7 28 8,363 .13 (.19) .06, .20 654 .11 (.31)
Yes 7 39 181,314 .14 (.18) .08, .20 800 .10 (.24)
*
p < .0028.

(d = .15). Studies with fidelity ratings by independent observers such as external evaluators, research staff, or the national
office of the program (d = .22) had significantly higher effect sizes than those that did not have independent fidelity ratings
(d = .16). There were no significant effects for fidelity monitoring by home visitors, supervisors, or clients. Fidelity monitoring
addressing home visitors’ quality showed a higher mean effect size (d = .22) than monitoring that addressed only content
(d = .11).
K.L. Casillas et al. / Child Abuse & Neglect 53 (2016) 64–80 71

Table 3
Moderator analyses of study characteristics.

# Models # Samples Total #ES Total N Unweighted mean d Zcontrast


95% CI

Publication type Z = 3.97NS


Published (peer-reviewed article, 9 71 1,263 66,087 .19 (.22) .13, .24
book)
Unpublished (report, dissertation, 7 34 411 161,592 .18 (.22) .10, .25
unpublished manuscript,
presentation)
Target population Z = 6.29*
Universal program 4 20 283 15,428 .18 (.18) .09, .26
Targeted based on risk factor(s) 8 73 1,391 204,555 .20 (.22) .15, .25
Study design Z = −3.32NS
Quasi-experimental or 8 52 416 203,886 .23 (.25) .16, .30
Non-randomized
Randomized clinical trial 9 41 1,258 16,097 .15 (.15) .10, .20
Comparison group Z = 6.06*
Control 7 59 1,133 200,422 .20 (.18) .15, .24
Services as Usual 7 23 250 19,087 .17 (.23) .07, .27
Other Active Treatment 7 14 291 5,183 .20 (.30) .03, .37
*
p < .00625.

Organizational. There were no significant effects of ties to school, social service, mental health, or medical systems.

Moderator Analyses: Study Characteristics

Publication Type. As shown in Table 3, the unweighted effect size for published journal articles and books was equivalent
to unpublished manuscripts, reports, dissertations, and presentations. Although publication bias is a major concern in most
meta-analyses, the large number of unpublished studies, particularly reports, in the home visiting literature makes any
publication bias highly unlikely.

Target Population. We examined whether family risk impacted effect sizes by comparing universal programs to programs that
targeted families based on one or more risk factors. Targeted programs had a larger effect (d = .20) than universal programs
(d = .18).

Study Design. Contrast analyses indicated that randomized studies did not significantly differ from non-randomized or
quasi-experimental studies.

Comparison Group. As shown in Table 3, different comparison conditions produced significantly different effect sizes. That is,
treatment groups who were compared to a group that received another active treatment (d = .20) or to a group that received
no special services (true controls; d = .20) had higher effect sizes than those compared to services as usual (d = .17).

Moderator Analyses: Outcome Characteristics

Next we examined methodological moderators, as depicted in Table 4. Effect sizes for outcomes reported by non-family
members (including home visitors, teachers, official reports, and independent observers) did not significantly differ from
outcomes reported by family members. Effect sizes were significantly higher for mother-related (d = .18) and father-related
(d = .15) outcomes than for outcomes related to both parents (d = .09). Consistent with expectation, outcomes that had been
a target of the intervention showed significantly higher effect sizes (d = .19) than secondary outcomes (d = .16). There was
no significant impact of timing of outcome measurement on effect sizes.

Outcomes

Next we examined effect sizes for different parent and child outcomes. Table 5 presents overall effect sizes for each of the
11 outcome types. Based on comparison of 95% confidence intervals, positive parenting had larger effect sizes than parent
functioning, child health, and child social functioning. Child cognitive functioning/education had larger effect sizes than
parent functioning and child health.

Analyses of Implementation by Outcome

We examined the role of implementation factors for each outcome type. We first examined whether outcomes were
primary (that is, specifically targeted by the intervention) or secondary (not targeted by the intervention), but there were
72 K.L. Casillas et al. / Child Abuse & Neglect 53 (2016) 64–80

Table 4
Moderator analyses of outcome characteristics.

# Models # Samples Total #ES Total N Unweighted Mean d Zcontrast


95% CI

Reporter of outcome Z = 3.42NS


Family 9 51 931 39,522 .14 (.28) .06, .22
Non-family 9 73 726 210,362 .19 (.21) .14, .24
Which parent’s behavior Z = −5.68*
Mother 9 56 846 53,413 .18 (.25) .11, .25
Mother & father 4 9 43 22,577 .09 (.22) −.08, .26
Father 5 9 71 2,547 .15 (.20) −.01, .30
Match between outcome and curriculum Z = 8.96*
Primary 9 93 1,627 219,980 .19 (.22) .15, .23
Secondary 5 9 47 23,821 .16 (.21) .00, .32
Timing of outcome measurement Z = −2.68NS
Mid-program 9 57 803 177,522 .16 (.24) .10, .23
End of program 9 32 393 36,012 .15 (.18) .09, .22
1–6 months post 3 5 83 352 .11 (.20) −.14, .36
1–2 years post 6 20 112 12,020 .20 (.17) .12, .28
Long-term follow-up 6 26 283 21,032 .20 (.21) .12, .29
*
p < .00625.

Table 5
Effect size by outcome.

# Models # Samples Total #ES Total N Unweighted mean d 95% CI

Parenting knowledge or attitude 8 27 138 7,733 .21 (.30) .09, .33


Positive parenting 6 39 241 34,025 .26 (.40) .13, .39
Negative parenting 5 14 87 9,922 .11 (.07) .07, .15
Parent promotion of child health 6 19 76 32,630 .14 (.17) .06, .22
Maltreatment 5 19 137 157,462 .22 (.49) −.02, .45
Parent functioning 9 38 239 29,342 .06 (.16) .01, .12
Family relationships and environment 6 20 154 7,995 .06 (.16) −.02, .13
Birth outcomes 3 15 51 17,991 .08 (.20) −.03, .19
Child health 5 14 43 30,156 .03 (.10) −.03, .09
Child behavior 6 17 98 11,053 .05 (.19) −.04, .15
Child cognitive/education 7 51 312 26,652 .19 (.23) .12, .25
Child social functioning 7 26 98 12,480 .07 (.14) .01, .12

not enough studies using secondary outcomes to allow analysis. Instead, we focused on separate outcome types. Table 6
depicts significant Zcontrast scores with mean effect sizes, non-significant Zcontrast scores, and analyses that we did not run
because there were insufficient samples (<3) or models (<2) for a group. In most cases, higher levels of implementation
were associated with improved outcomes. Implementation factors seemed particularly relevant for maltreatment, with five
implementation factors significantly influencing maltreatment outcomes.

Within-Study Comparisons

Eight samples from 11 studies compared levels of one or more implementation factors within a study, with a total
of 121 effect sizes; see Table 7. Two of the implementation factors, fidelity and selection, had data for at least 2 models
and 3 different samples, our minimum criteria for analysis. For studies that compared different levels of fidelity, the mean
unweighted effect size was d = .30, with increasing levels of fidelity related to greater improvements in outcomes. For studies
that compared selection in terms of home visitors from different backgrounds, the mean unweighted effect size was d = .21,
with professional home visitors showing larger outcomes than paraprofessional home visitors.

Discussion

In the current study, we set out to perform a systematic evaluation of 18 implementation factors hypothesized to play a
crucial role in determining the individual and/or family-level effectiveness of home visitation programs targeting families
with children under the age of 5. We also performed moderator analyses to determine whether a variety of study and
outcome characteristics had a significant impact on program effectiveness. Results from the meta-analysis indicated that
several implementation factors, including the type of training and supervision that home visitors received, as well as the
timing and type of fidelity monitoring performed, were associated with statistically significantly differences in program
effectiveness.
In terms of the type of training home visitors received, we found that the inclusion of role plays significantly increased
overall program effectiveness relative to trainings that did not provide role play opportunities. These results were not
Table 6
Outcome by implementation analyses.
Parenting Positive Negative Parent Maltxt Parent Family envi- Birth Child Child cogni- Child health Child social
knowledge parenting parenting promotion functioning ronment behavior tive/education
of child
health

K.L. Casillas et al. / Child Abuse & Neglect 53 (2016) 64–80


Selection
Background NS NS – NS – NS NS NS NS NS – NS
Education NS NS NS NS NS NS NS NS NS NS NS NS

Training
Role play – – – – – NS – – – N .19, Y .21* – –
Observation NS NS NS NS N .07, Y .38* NS NS – NS NS – NS
Case NS NS NS NS NS NS NS NS NS N .22, Y .16* – NS

Supervision
Content N .06, Y .26* – – – – NS NS – – – – –
Observation NS NS NS NS NS NS NS NS NS NS NS NS
Trained sup NS NS – NS NS NS NS – NS N .01, Y .25* NS NS

Fidelity
Timing 1/occ .13, 1/occ .52, – NS NS NS NS – – NS – NS
ongoing .26* ongoing .23*
*
HV NS NS NS NS N .08, Y .30 NS NS – – NS – NS
Supervisor NS NS NS NS N .03, Y .37* NS NS NS NS NS NS NS
Client NS NS NS NS NS NS NS NS NS NS NS NS
Independent NS NS NS NS N .08, Y .30* NS NS NS NS NS NS NS
Type rating NS N .23, Y .30* – – N .03, Y .27* NS NS NS NS NS – NS

Organizational
School NS NS NS NS NS NS NS NS – NS – NS
Social NS NS NS NS NS NS NS NS NS NS – NS
Mental health NS NS NS NS NS NS NS – – NS – –
Medical NS NS NS NS NS NS NS – NS NS NS NS
NS: non-significant; – did not run analysis because fewer than 2 models or 3 samples in a group.
*
p < .00025.

73
74 K.L. Casillas et al. / Child Abuse & Neglect 53 (2016) 64–80

Table 7
Within-study comparisons of implementation factors.

# Models # Samples Total N Unweighted mean d # ES Weighted mean d

Fidelity 3 4 11,715 .30 (.22) 62 .19 (.27)


Supervision 1 1 1,153 – 7 –
Selection 2 3 532 .21 (.14) 40 .12 (.19)
Training 1 1 10,865 – 2 –
Organizational 2 2 10,813 – 10 –

surprising since role playing has, for a number of years, been recognized as an effective means of imparting the knowledge
and skills necessary to carry out EBPs in the health care and education fields (Berkhof, Jolanda van Rijssen, Schellart, Anema,
& van der Beek, 2011; Joyce & Showers, 2002). From a program effectiveness standpoint, the inclusion of a role playing
component into home visitation training likely offers trainees an opportunity to practice the skills they are in the process
of acquiring in a safe and supportive environment. Feedback obtained during the role playing process may bolster trainees’
confidence to implement the program in the field, which, we would hypothesize, would lead to greater overall program
effectiveness.
Interestingly, although the inclusion of role playing into training was associated with greater program effectiveness, the
requirement that trainees complete a practice case was actually associated with reduced program effectiveness. While these
results may appear to contradict the ability-to-practice benefits derived from role playing, they may suggest that asking some
trainees to hone their skills on actual families may undermine their ability to confidently deliver the program in an effective
manner. It may be case that trainees view the practice case situation as more anxiety provoking than role playing, in which
case trainees who are unsure of their abilities may need more role playing scenarios before tackling a practice case.
In addition to role playing during training, supervision was found to be a key aspect of determining a program’s effec-
tiveness. Consistent with previous studies (Miller, Yahne, Moyers, Martinez, & Pirritano, 2004; Sholomskas et al., 2005), the
inclusion of a reflective supervision component into a program’s implementation resulted in greater program effectiveness
relative to supervision involving only administrative issues and/or case management. By exploring the thoughts, experiences,
and feelings associated with providing home visitation services to families, reflective supervision can help a practitioner in
their decision making and problem solving abilities, all the while providing emotional support to help manage stress levels
(Gatti, Watson, & Siegel, 2011). Reflective supervision is also designed to provide home visitors with a model for listening
and providing emotional support to families. In other words, as a result of being heard and supported by a supervisor, it is
thought that the practitioner can themselves better listen and provide support to the families they serve (Heffron, Ivins, &
Weston, 2005). Of course, a supervisor’s skills in providing reflective supervision are dependent on the training they receive
and the ability they have to observe a practitioner’s visits with families. Thus, it is not surprising that we found that programs
which trained supervisors and offered supervisors the ability to observe home visitors had significantly greater program
effects than programs that did not provide these opportunities. What we were unable to examine in the current study was
the length of time home visitors received supervision. While there is considerable variability in supervision length across
programs, future studies may find it beneficial to determine whether greater levels of supervision are indeed associated
with greater levels of program effectiveness.
Closely linked to supervision, we found significant program effectiveness differences associated with the type of fidelity
monitoring programs employed. Not surprisingly, one-time or occasional fidelity monitoring was associated with greater
program effectiveness than programs without fidelity monitoring. This is consistent with a growing body of evidence that
suggests that a program’s intended outcomes are unlikely to be achieved if treatment fidelity is not monitored and fidelity
levels are not high (see Borrelli, 2011 for a review). Contrary to our expectations, however, program effectiveness associated
with ongoing fidelity monitoring was significantly less than effectiveness associated with one-time or occasional monitoring.
What this may suggest is that the quality of the fidelity monitoring is a more important factor to consider than the sheer
volume. Consistent with this hypothesized explanation, we found that fidelity monitoring addressing the quality of a home
visitor’s delivery of the program was associated with greater program effects than monitoring focused solely on content
delivery. Finally, our results point to the importance of having independent raters of program fidelity. Supervisors or others
who have ongoing relationships with home visitors may provide a biased perspective on adherence to the model and, in the
process, may inadvertently sustain ineffective practice of the program.
When we examined moderating factors of program effectiveness, we found that published and unpublished studies did
not significantly differ from one another in effect size, nor did study design types (randomized versus non-randomized
studies). We did find, however, that those programs targeting families with one or more risk factors had significantly greater
effect sizes than universal programs. One obvious explanation for this finding is that a targeted approach to enrolling families
allows for a larger pool of families at greatest need of program resources (Daro & McCurdy, 1994). Secondly, there may have
been greater levels of attrition in targeted intervention programs, which may have resulted in a selection bias whereby only
those families who were most motivated to affect change remained in the program. Indeed while a number of studies find
that high risk families are more difficult to engage in home visitation services (Josten, Mullett, Savik, Campbell, & Vincent,
1995; Osofsky, Culp, & Ware, 1988), those who do remain involved evidence greater positive changes than low risk families
(Olds, Holmberg, et al., 2014).
K.L. Casillas et al. / Child Abuse & Neglect 53 (2016) 64–80 75

Our analyses also focused on program outcomes. We found the greatest program effects in increasing positive parenting
and reducing likelihood of maltreatment. Furthermore, implementation factors such as supervision and fidelity monitoring,
were critical components in bringing about these outcomes, particularly maltreatment outcomes. These results are to be
expected given that the majority of programs investigated primarily focus their attention on parenting and maltreatment.
In comparison to parenting effects, programs investigated were significantly less impactful in affecting children’s health
and behavior. These results may suggest that longitudinal follow-up studies are necessary to detect the benefits of home
visitation for children (Olds, Kitzman, et al., 2014).
The current study had several strengths. First, the meta-analysis performed incorporated both published and unpublished
studies. A commonly noted problem with collecting the available evidence on a particular topic for the purposes of a meta-
analysis is what Rosenthal (1979) referred to as the “file drawer problem.” In the “file drawer problem” the magnitude of
an effect can be overestimated when researchers rely solely on published studies, which are more likely than unpublished
studies to report statistically significant effect sizes. In order to address this issue, we made a concerted effort to obtain and
include in the meta-analysis as many unpublished reports as possible. Furthermore, we were able, for a large percentage
of studies included in the meta-analysis, to contact study authors for additional information on implementation factors
examined in their investigations. Thus, as a result of these two processes described above, we were able to obtain the most
informed and complete understanding of the impact of implementation factors in home visitation programs’ effectiveness.
As the development and evaluation of evidence-based home visitation programs progresses, more and more agencies
and practitioners will, for good reason, look to implement these programs with their clients. Results from the current study
suggest that while these programs have proven success in affecting change in families, the manner in which they are imple-
mented plays a crucial role in determining whether success can be replicated. Thus, being mindful of these implementation
factors in delivering a home visitation program has the potential to improve the overall effectiveness of these programs at
local, state, and national levels.

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