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Cartelization, Neoliberalism, and The Foreclosure
Cartelization, Neoliberalism, and The Foreclosure
brill.com/melg
Abstract
While frequently hailed as the sole success story of the Arab Uprisings, the consolida-
tion of Tunisia’s Jasmine Revolution has in fact proven deeply problematic. This paper
will argue that the frailty of Tunisia’s democratic present is a direct function of lib-
eral democratization, specifically implicating this practice of democratization in the
hollowing and cartelization of the political system. In insulating policymaking within
a host of nocturnal councils, I will argue that liberal democratization has purposefully
obstructed the translation of popular preferences into policy outcomes, thereby pre-
venting the Tunisian people from realizing the social democracy they so clearly desire.
Keywords
While frequently hailed as the sole success story of the Arab Uprisings, the
consolidation of Tunisia’s Jasmine Revolution has in fact proven deeply prob-
lematic. A brief survey of either the municipal elections of 20181 or the national
elections of 2011 and 2014,2 for example, reveals a polity plagued by stubborn,
1 As documented by the Instance Superieure Independante Pour Les Elections (isie), 2018’s
Municipal Elections saw only 33.7% of the 5.4 million registered voters turn out at the polls
(or a real voter turnout of roughly 1.8 million). http://www.isie.tn/.
2 Benjamin Preisler, “Three Remarks on the Tunisian elections,” The Washington Post,
January 5, 2015. https://www.washingtonpost.com/news/monkey-cage/wp/2015/01/05/three-
remarks-on-the-tunisian-elections/?noredirect=on&utm_term=.4e926cc6ba65.
Per Preisler, while the nca elections of 2011 saw a voter turnout of 4,308,888, that number
declined to 3,578,256 by 2014’s parliamentary elections. The average voter turnout for the
two rounds of the Presidential election (also held in 2014), meanwhile, was only 3.25 million.
3 Between January 1 and March 22, 2018 alone, data gathered by the Armed Conflict Location
& Event Project (acled) shows that Tunisia witnessed 207 separate riots or protests. This
follows an especially contentious 2017, during which 678 different protests and riots were
recorded across Tunisia (with interior cities like Kasserine, Tatouine, Sidi Bou Zid, Gafsa,
Kairouan, and Sfax slightly overrepresented). https://www.acleddata.com/data/.
4 As early as 2013, public opinion data shows 74.5% of Tunisians expressing little or no confi-
dence in government, 89.6% expressing little or no confidence in political parties, and 83.4%
expressing little or no confidence in parliament (World Value Survey 2013).
5 Peter Mair, Ruling the Void: The Hollowing of Western Democracy (Brooklyn: Verso Books,
2013).
6 Richard Katz and Peter Mair, “Changing Models of Party Organization and Party Democracy:
The Emergence of the Cartel Party,” Party Politics 1, no. 1 (1995): 5–28; and Richard Katz and
Peter Mair, “The Cartel Party Thesis: A Restatement,” Perspectives on Politics 7, no. 7 (2009):
753–66.
7 Marc Mulholland, Bourgeois Liberty and the Politics of Fear: From Absolutism to Neo-
Conservatism (Oxford: Oxford University Press, 2012), 43.
8 Andrea Teti, Pamela Abbott, and Francesco Cavatorta, The Arab Uprisings in Egypt, Jor-
dan, and Tunisia: Social, Political, and Economic Transformations (Switzerland: Palgrave
MacMillian, 2018).
9 On the general elite-centrism of transitology, see Jamie Allinson, “Class Forces, Transition,
and the Arab Uprisings: A Comparison of Tunisia, Egypt, and Syria,” Democratization 22,
no. 2 (2015): 294–314, 295–9; and Kevin Koehler and Jana Warkotsch, “Tunisia between
Democratization and Institutionalizing Incertainty”, in Elections and Democratization in
the Middle East (New York: Palgrave Macmillian, 2014), 9–34, 12–13.
10 Guillermo O’Donnell, Philippe Schmitter, and Laurence Whitehead, eds., Transitions
from Authoritarian Rule: Southern Europe (Baltimore: The Johns Hopkins University Press,
1986).
11 Timothy Hellwig, Globalization and Mass Politics: Retaining the Room to Maneuver
(Cambridge: Cambridge University Press, 2014).
markets and private property in the final instance, each has served so to ex-
tract economic policymaking from the prerogatives of democratic delibera-
tion. This, in turn, has allowed for International Financial Institutions (ifis)
and their allies within the coalition to push forward with the neoliberalization
of the economy despite massive public opposition.12 Incapable, however, of
generating the job creation, productivity gains, wage growth, and investment
needed so to hold the country’s fraying social fabric together, turning to my
third argument, (3) the reimposition of this economic regime ends up structur-
ally undermining Tunisia’s democracy as well. In what may amount to an act of
tragic (if not unknowing) self-sabotage, by foisting neoliberal reforms onto the
Tunisian transition, liberal democratization has again very much provided the
conditions for democracy’s demise.
Before proceeding further, I want to make clear that this paper will interro-
gate liberal democratization and its discontents in Tunisia by primarily keying
in on the domestic actors and institutions most essential to its implementa-
tion. I will not, of course, neglect the international level of analysis entirely.
Tunisia’s Deauville Partners – a constellation of ifis, foreign governments, and
state-backed democracy-promotion agencies13 – have, after all, been critical
players in the transition, fencing in those political, social, and economic futures
that the Tunisians are allowed to imagine in any number of ways.14 In curating
the discourse and practice of democracy,15 in authoring the source material
12 Adam Hanieh, “Shifting Priorities or Business as Usual? Continuity and Change in the
Post-2011 imf and World Bank Engagement with Tunisia, Morocco, and Egypt,” British
Journal of Middle Eastern Studies 42, no. 1 (2015): 119–34. On Ennahda’s particular contri-
butions, see Mathieu Rousselin, “In the Name of Allah and of the Market: The Capitalist
Leanings on Tunisian Islamists”, Science and Society 80, no. 2 (2016): 196–220.
13 The Deauville Partners consist of the members of the G8 as well as of the International
Monetary Fund, the World Bank, the African Development Bank, the Arab Monetary
Fund, the Arab Fund for Economic and Social Development, the International Finance
Corporation, the Islamic Development Bank, the European Investment Bank, opec, and
the European Bank for Reconstruction and Development.
14 See Corinna Mullin, “Tunisia’s Revolution and the Domestic-International Nexus,” in
Routledge Handbook of the Arab Spring: Rethinking Democratization (New York, Rout-
ledge, 2015), 89–104.
15 See Andrea Teti, “Democracy without Social Justice: Marginalization of Social and Eco-
nomic Eights in eu Democracy Assistance Policy after the Arab Uprisings,” Middle East
Critique 24, no. 1 (2015): 9–25; and Andrea Teti, “The eu’s First Response to the ‘Arab
Spring’: A Critical Discourse Analysis of the Partnership of Democracy and Shared Pros-
perity,” Mediterranean Politics 17, no. 3 (2012): 266–84.
16 Cornel Ban, Ruling Ideas: How Global Neoliberalism Goes Local (Oxford: Oxford University
Press, 2016).
17 Corinna Mullin and Ian Patel, “Governing Revolt: eu-North African Relations after
the ‘Arab Spring’ Uprisings,” Journal of Intervention and Statebuilding 9, no. 2 (2015):
162–89; and Michelle Pace, “Liberal or Social Democracy? Aspect Dawning in the eu’s
Democracy Promotion Agenda in the Middle East,” The International Journal of Human
Rights 15, no. 6 (2011): 801–12.
18 Jamie Peck, “Global Policy Models, Globalizing Poverty Management: International Con-
vergence or Fast-Policy Integration?” Geography Compass 5, no. 4 (2011): 165–81.
19 Ban deftly supports this position in Ruling Ideas, 18–28.
20 The first of these governments was led by Prime Minister and Ennahda party member
Hamadi Jebeli, lasting from December 2011 to March 2013. The second was directed by
Prime Minister and Ennahda party member Ali Larayeedh and held power from March
2013 until January 2014. The latter’s mandate famously collapsed when the combination of
persistent social turmoil and the assassinations of two prominent leftist politicians forced
the resignation of his government and its replacement by a caretaking configuration.
21 Dorothee Bohle and Bela Greskovits, Capitalist Diversity on Europe’s Periphery (Ithaca:
Cornell University Press, 2012), 4–6.
As regards paper organization, the first section will review public opin-
ion data so to establish how Tunisians interpret democracy and so establish
the kind of democracy that Tunisians had hoped to institutionalize during
the transition. In the second, I will hone in on the processes most relevant to the
hollowing of democratization in Tunisia. In the third, I will develop the effects
of cartelization in greater detail. In the fourth, I will focus explicitly on the neo-
liberalization of the economy and how it relates to democratic consolidation.
Finally, in the fifth and concluding section, I will recap some of the warning
signs indicating the fragility of democratic consolidation in Tunisia. Having
done so, I will reiterate my thesis that these outcomes are best explained in
view of the dissonance separating the country’s neoliberal economy and its
liberal, cartelized democracy from the economy and democracy that the Tuni-
sian citizenry had sought to establish. Parting remarks will touch on questions
of generalizability and future avenues of research.
26 This stigmatization has been led by public choice theorists; see James Buchanan and
Robert Tollison, eds., The Theory of Public Choice – ii (Ann Arbor: The University of
Michigan Press, 1984).
27 Rudy Andeweg, “Political Recruitment and Party Government,” in The Nature of Party
Government (London: Palgrave Macmillan, 2000), 140.
28 Sheldon Wolin, “The Liberal/Democratic Divide: On Rawls’s Political Liberalism,” Political
Theory 24, No. 1 (Feb., 1996): 97–119, 100.
29 Rangita De Silva De Alwis, Anware Mnsari, and Estee Ward, “Women and the Making of
the Tunisian Constitution, Berkeley Journal of International Law 35, No. 1 (2017): 91–148,
100.
30 See De Silva De Alwis et al., “Women and the Making of the Tunisian Constitution,” 92 re-
garding the Lancaster Model and its effects on constitution writing in Zimbabwe amongst
other countries.
31 Gianluca Parolin, “Constitutions against Revolutions: Political Participation in North
Africa,” British Journal of Middle Eastern Studies 42, no. 1 (2015): 31–45.
32 Ibid., 34–6.
33 Duncan Packard, “Challenges to Legitimate Governance in Post-Revolution Tunisia,” The
Journal of North African Studies 16, no. 4 (2011): 639.
34 Kevin Koehler and Jana Warkotsch, “Tunisia between Democratization and Institutional-
izing Uncertainty”, in Elections and Democratization in the Middle East, eds., Mahmoud
Hamad and Khalil al-Anan (New York: Palgrave Macmillian, 2014), 26. As is evidenced in
the aggregate vote share received by the Troika parties across the underdeveloped, un-
derserved cities that birthed the 2010 uprising – Sidi Bouzid, Sidi Ali Ben Aoun, Menzel
Bouzaiene, Regueb, and Souk Jedid – the actors that would wholly dominate the writing
of the constitution failed to collectively garner more than 16% of the vote in any of these
voting districts.
in the profiles of the Troika coalition parties (Ennahda, Ettakol, and the Con-
gress for the Republic) that came together to form a government and preside
over the nca following the election. While all genuine members of the opposi-
tion to Ben Ali, each of these parties was led by the figures from Tunisia’s older
generations, and each had an organizational history stretching back at least a
decade.
Conversely, the complexity of the electoral system would disadvantage and
ultimately marginalize the youthful, horizontally organized, unorthodoxically
trained radical actors that came to prominence during the street protests of
2010 and 2011. The same went for many of the unschooled lower-class actors
that had hoped to represent the country’s disinherited periphery in the As-
sembly. Unversed as all these actors were in the organizing, bargaining and
strategizing needed to succeed in electoral politics, they tended to divide votes
amongst themselves and thereby miss the minimum thresholds needed to se-
cure a seat. By consequence, such segments of the public found themselves
largely lacking in representation when the nca took up its mandate.
Nor did the institutional marginalization of lower-class voter and radical
actor hitherto described end once the National Constituent Assembly and
its Troika government finally got down to business proper. To begin, with the
Assembly provisioning for just a single multi-day period during which civil
society actors were invited to engage and debate with nca representatives,
opportunities for direct participation in the constitutional process was signifi-
cantly curtailed.35 In holding but one national consultation and hastily rushing
through the public sessions that were meant to educate the citizenry regarding
the details of the constitution (held between December 2012 and January of
2013), moreover, the insulation of the nca was further deepened by a general
lack of transparency. To make matters worse, like with the election, the nca’s
issues with transparency were amplified in the impoverished southwest and
interior of the country, where its various efforts to insure public engagement
were wholly inadequate.36 A un study – showing that 45% of individuals 15–29
felt that they had no involvement in the drafting process, and that 56% had
complete ignorance as to the substance of the draft provisions – gives some
indication of the magnitude of these effects.37
35 Jason Gluck and Michele Brandt, “Participatory and Inclusive Constitution Making,” Unit-
ed States Institute of Peace, 2012. https://www.usip.org/sites/default/files/PW105-Partici
patory-and-Inclusive-Constitution-Making.pdf.
36 De Silva de Alwis et al., “Women and the Making of the Tunisian Constitution,” 115.
37 u.n. Dev Programme, Enquette Nationale Sur Les Attentes Des Jeunes A L’Egard Du Pro-
cessus Constitutionnel Et De La Transition Democratique En Tunisie: Rapport De Syn-
these 11, 2013.
In view of this all, then, one can assert that the hollowing of the constitu-
tional process had operated at a number of different but compounding levels.
Initially, the procedural power acquired and wielded by the unelected Expert
Committee of the isror functioned so to depoliticize the process behind
the constitution writing process (the latter commencing when the nca took
shape). With Ben Ashour et al. unilaterally deciding on the rules that in no
small way helped determine who came to control the nca, the autonomy of
their Expert Committee, as well as its non-democratic appointment, meant
that the Committee’s infrastructural operations were largely liberated from
oversight, accountability, or representativeness. As partial consequence of
this, as detailed, the Committee’s decisions on the electoral system for the nca
ended up functioning so to disenfranchise over one third of the citizenry, a dis-
enfranchisement that left poor communities in particular without voice when
the Assembly that would map Tunisia’s political future took up its work.38
With the election of that Troika-dominated nca also implying the marginal-
ization of the revolutionary cohort in the writing of the constitution, the inclu-
sivity and representativeness of that Assembly had been further compromised
by generational discrimination as well. Finally, the nca’s subsequent lack of
transparency as well as its more general institutional insulation only came to
widen these gaps between demos and their democracy across the structurally
critical months and years that followed.
Somewhat surprising given these issues in process, by virtue of consistent
popular agitation and the enduring efficacy of non-traditional, street-level
lobbying, the constitution that became law of the land in January 2014 would
be a relatively progressive one, and one that would mostly be in keeping with
public preferences.39 A majority of the Tunisian public had hoped that an ex-
pansive, welfarist vision of social democracy would be established in the era of
popular government, and the constitution that the nca ratified would honor
these hopes to a considerable extent. Article 38, for instance, defines health as
a right, stipulating that the state shall guarantee free health care for those with-
out means. Also of note, Article 12 asserts that the country’s u nderdeveloped
areas have a right to state assistance, Articles 35 and 36 insure freedom of
38 The magnitude of their voicelessness and of the principal-agent disjuncture that resulted
is rather starkly revealed in the fact that fewer than one in five within Tunisia’s poorer
governorates had voted for any single member of the ruling Troika coalition.
39 For analysis of the Arab Transformation Survey and Arab Barometer (2011), see Teti et al.,
The Arab Uprisings in Egypt, 70–72, 108.
a ssociation and the right to strike, and Article 40 defines work as “a right for ev-
ery citizen, male and female.” All these provisions represent bold, social demo-
cratic statements of purpose.
As mentioned at the outset, however, there have been very real issues when
it has come to implementation. Indeed, and by partial consequence of the
constitution’s foregoing of measures that might empower more muscular and
direct forms of accountability and popular agency, the translation of de jure
achievement to de facto reality has been consistently interrupted. Unencum-
bered by popular checks on their power, transitional governments have oper-
ated with relative impunity in violating the more socially ambitious aspects
of the constitution in particular, whether through violating the right to state
assistance, the right to freely form unions, the right to work, or the right to
strike.40 This autonomy of the political class vis-à-vis the constitution, provid-
ed for by their insulation from the public, ultimately amounts to a degrading
in the legal status of the citizenry’s social and economic rights, with such a
degrading compromising the social democratic properties nominally invested
in the constitution. Nowhere is this more visible than in the contrast between
a constitution requiring the tax system be fair and equitable and transitional
governments unanimously and disproportionately relying on a punitive Gen-
eral Sales Tax regime for their revenues.
While the idealizing blur emanating from the constitution and the nomi-
nal political and civil equality it enshrines may have impressed international
observers, then, for Tunisians, such celebrated norms only make the fact of
enduring social inequality all the more pronounced.41 For a great portion of
the population, the elite capture and non-implementation of the constitution
has meant that, materially speaking, very little has changed in the past seven
years. Arguing in this vein, Merone has posited that the transitional democ-
racy has actually maintained much of the class exclusivism and discrimina-
tion that had characterized Ben Ali’s decadent late period.42 In view of these
continuities, these issues with process, and these issues in protecting the social
and economic rights that were meant to be established in the constitution, the
growing apathy (as evidenced in voting data) if not outright resentment for the
political elite that is being witnessed amongst Tunisia’s disenfranchised and
43 See the Instance Superieure Independante Pour Les Elections (www.isie.tn) for data on
voter turnout; across 2011, 2014, and 2018, voter turnout in the center, northwest, and ex-
treme south of Tunisia, all of which are characterized by significantly higher poverty and
unemployment rates vis-à-vis the national averages, were markedly below the national
participation rates. Regarding resentment, data from the second Arab Barometer showed
that as of 2014, just 14.9% of Tunisians trusted their government (as compares to 62.1% in
2011), that just 9.9% trusted their parliament, and that a mere 4.4% trusted in the coun-
try’s political parties (as compares to 22.1% in 2011) (108).
44 Richard Katz and Peter Mair, “Parties, Interest Groups and Cartels: A Comment,” Party
Politics 18, no. 1 (2012): 107–11.
45 Mark Blyth and Richard Katz, “From Catch-All Politics to Cartelisation: The Political
Economy of the Cartel Party”, Western European Politics 28, no. 1 (2005): 33–60, 38–9.
retain market control (to the detriment of the consumer and society),
oligopolistic political competition – especially when party-society linkages
are weak – might itself yield a stable equilibrium in which the dominant par-
ties cooperate so to fix policy choice and so to collectively retain power over
the state (to the detriment of the voter and society).46 Conspiring to compete
over less, they posited that oligopolistic political bargaining would therefore
imply a coordinated diminution of opposition, an arrangement that would al-
low dominant parties to more easily share the state’s resources and faculties
and thereby increase their capacity to jointly stave off external challengers.
Invoking Dahl’s 1965 article on opposition in western democracies, Katz and
Mair concluded that such a political formation would amount to a “govern-
ment by cartel”, a Pareto optimal state that would be difficult to displace once
established.47
Empirically, Katz and Mair argued that the cartelization of a democratic par-
ty system manifests and is recognizable in four forms of party interaction: (1)
party collusion in lowering constituent expectations (typically operationalized
through references to globalization and the restraints it imposes on domestic
political actors48); (2) party collusion in externalizing policy commitments;49
(3) party detachment from class cleavages;50 and (4) a reduced, controlled pat-
tern of partisan competition marked by a collective withdrawal from ideologi-
cal claim making.51
The effects of cartelization on democracy are not difficult to imagine. To be-
gin, per point two listed above, by externalizing (or devolving) policymaking to
actors and institutions that are not responsible to the electorate – independent
central banks, ifis, or the arbitrators of international trade – cartelization
both narrows the policy space available for elected officials and undermines
the principal-agent/voter-representative relationship that is foundational to
46 Ibid., 39.
47 Robert Dahl, “Reflections on Opposition in Western Democracies”, Governments and Op-
position 1, no. 1 (1965): 7–24.
48 Ben Rosamond, “Babylon and On: Globalization and International Political Economy”,
Review of International Political Economy 10, no.4 (2003): 661–71; and Ben Rosamond and
Colin Hay, “Globalization, European Integration and the Discursive Construction of Eco-
nomic Imperatives,” Journal of European Public Policy 9, no. 2 (2002): 147–67.
49 Blyth and Katz, “From Catch-All Politics to Cartelisation,” 43–4; for a classic example, see
Mark Wickham-Jones, “Anticipating Social Democracy, Preempting Anticipations: Eco-
nomic Policy-Making in the British Labor Party, 1987–1992,” Politics & Society 23, no. 4
(1995): 465–94.
50 Blyth and Katz, “From Catch-All Politics to Cartelisation,” 35–7.
51 Ibid., 34, 46.
52 Ibid., 45.
53 See Mair, Ruling the Void, for the relationship between cartelization and delegitimization.
54 As Dahl writes in “Reflections on Opposition,” “By the democratic Leviathan I mean the
kind of political system…tamed and controlled by competition among highly organized
elites, and, in the perspective of the ordinary citizen, some what remote, distant, and
impersonal…This new Leviathan (is seen by many citizens) as too remote and bureaucra-
tized, too addicted to bargaining and compromise, too much an instrument of political
elites and technicians.”
55 On the long road to the coalition, see Anouar Jamaoui, “The Impact of the Co-
alition on Ennahda and Nidaa Tounes,” Open Democracy, 2015. https://www
.opendemocracy.net/north-africa-west-asia/anouar-jamaoui/impact-of-coalition-on
-ennahda-and-nidaa-tounes.
two smaller parties,56 constituted a near super majority within the Assembly.
With Ennahda’s 69 representatives, the second largest total of any party in the
Assembly by a wide margin – no other party boasted more than 16 – moreover,
the formation of this coalition also meant there would be no significant oppo-
sition bench within the legislature henceforth.
That Ennahda would have joined Nidaa Tounes in coalition perplexed many
observers, especially in view of the post-Islamists’ resistance credentials and
the decades that its leadership had been forced to spend in exile, underground,
or in prison as a result of decisions taken by many now sitting in the offices
of Nidaa Tounes. In view of the premium Ennahda places on organizational
survival, its class composition, and its ideological conservatism on a number
of social and economic issues, however, this rather cynical maneuver becomes
less mystifying.57
Beginning with the first point, by 2011, Ennahda’s aging leadership had been
well schooled in secularist counter-revolution. To begin, they had been chas-
tened by their own history of repression; memories of Ben Ali’s ascension to
power, of the initial democratic opening he introduced, and of the compre-
hensive crackdown he soon thereafter directed at the party-movement were
seminal.58 Witness to the Islamist experience in Algeria, Egypt, and Syria as
well, the region’s recent history only furthered engrained the lesson of au-
tocratic resilience. By consequence, well before the revolts of 2010 and 2011,
Rachid Ghannouchi and his closest lieutenants had already learned the truth
that there is wisdom in accommodation.59
As for the aforementioned points on class and ideology, it is important
to reiterate the middle-class composition of the party’s base and the non-
revolutionary ambition of their politics. Ennahda are democrats through and
through, and pluralist democrats at that, but vanguardists they are not. Indeed,
when it comes to social and economic issues, the party leadership prioritizes
moderation, social stability, and freeing markets just as does Nidaa Tounes if
admittedly being less accepting of the old elite’s gratuitous corruption.
Given, then, the party’s record as well as its shared commitment to both
social conservatism and to the kinds of pragmatic apologetics moderates tend
to offer vis-à-vis the neoliberal global economy, Ennahda’s decision to line up
alongside the first estate in the aftermath of Ben Ali’s departure was not the
about-face some have imagined it to be.60 While the question of Islam cer-
tainly complicated the partnership with Nidaa Tounes (and ultimately con-
tributed to the fracturing of Essebsi’s party), Ennahda’s bourgeois sensibilities
mean that few substantive disagreements exist between the two sides.61 In the
context of their mutual opposition to structural social transformation, their
shared material interests, and the consonance of many of their ideological po-
sitions, coalition (and the cartelization it facilitated) made a great deal of sense
for both Nidaa Tounes and Ennahda.62
60 For a general typology of Islamist conservatism, see Luca Ozzano, “The Many Faces of the
Political God: A Typology of Religiously Oriented Parties,” in Religiously Oriented Parties
and Democratization, eds., Luca Ozzano and Francesco Cavatorta (London: Routledge,
2014), 19–42.
61 On this point, see Rob Prince, “Tunisia: New Government, Old Ways?” Foreign Policy in
Focus, December 2013.
62 For a review of Ridha Saidi’s economic vision (Minister of Economics under the
Laarayedh-led Ennahda government), see Dahi Saber, “Ridha Saidi puise-t-il le savoir dans
le genie des tortues!”, Nawaat, November 2012. https://nawaat.org/portail/2012/11/04/rid
ha-saidi-puise-t-il-le-savoir-dans-le-genie-des-tortues/. For a review of party’s economics
as articulated by top economic advisor, Ridha Chkoundali, see Ridha Chkoundali, “Un
nouveau modele de developpement pour la Tunisie”, Emerging New Economic Policy Mak-
ers in the Arab Mediterranean: Economic Agendas of Islamic Actors, 2012.
63 On the emptiness of this cleavage, see Mathieu Rousselin, “Is Religion Truly the Main
Source of Cleavage in the Tunisian Party Landscape?” Global Dialogues 7 – The Tunisian
Constitutional Process: Main Actors and Key Issues (2015): 36–45.
cynical emphasizing of Islam has been to empty the official public sphere of
both materialist content and ideological debate concerning basic questions of
welfare, distribution, and social organization.64 Thereby reducing opposition
and political conflict to identity – and having mutually divested class content
from either of the aforementioned categories of identity (secular and Islamist) –
the controlled competition of the Ennahda-Nidaa Tounes coalition has been
key in distancing official politics from the material issues that are of immedi-
ate and irrefutable concern to the Tunisian citizenry. This aspect of carteliza-
tion has thus resulted in a social disembedding of parliament and professional
politics, a disarticulation of political attentions from popular concerns.
Beyond compromising competition, the complicity of the Nidaa Tounes-
Ennahda coalition in a second property of cartelization – policy fixing, or the
lack of substantive economic policy alternatives being generated by Tunisia’s
democracy – is also explicit. After all, as the two predominant actors in
parliamentary politics, the coalition’s consistent solidarity on economic mat-
ters insures there will be no effectual partisan challenge to either the legisla-
tion or the necessitarian arguments that they jointly advance in support of
liberalization.65
Regarding legislation, the coalition has been consistent in jointly advancing
the economic reforms proscribed by their foreign creditors. For example, the
two parties have collectively seen to it that the annual Finance Laws for 2016,
2017, and 2018 – each of which ushered in austerity-styled budget restrictions,
and each of which faced considerable popular opposition – all managed to
pass through parliament.66 Their caucuses were also able to muster 96 votes
in support of the emblematically neoliberal 2016–2020 five year Development
Plan, requiring only an additional 13 so to pass that initiative into law. Together,
they have pushed through any number of loan and financing proposals that
have come before parliament (see, for example, the votes on ibrd loans, Afri-
can Development Bank Loans, and Islamic Development Bank Loans), as well
64 Sebnem Yardimci-Geyikci and Ozlem Tur, “Rethinking the Tunisian Miracle: A Party
Politics View,” Democratization 25, no. 5 (2018): 787–803 See also Boukhars, 258–259, 265.
65 The sections of Ennahda’s 2014 election platform (“Toward Growing the Economy and Na-
tional Security”) devoted to the economy are nearly indistinguishable from those of Nidaa
Tounes (“Our program for an ambitious development and service of all Tunisians”). The
two parties also both voted in favor of the five-year Development Plan (2016–2020) voted
for in April of 2017, a plan very much in keeping with the neoliberal policy paradigm.
66 Their combined votes of 121 (2016 budget) 109 (2017 budget) were sufficient to pass the law
on their own; their 106 member bloc (2018 budget; this tally includes al Hora), meanwhile,
required just three further supporters for a majority.
67 The website of the Tunisian parliament has made the full text of the legislation available
for viewing (in Arabic) at the following link: http://www.arp.tn/site/loi/AR/fiche_loi.jsp?
cl=93521.
68 Maria Cristina Paciello, “Delivering the Revolution? Post-Uprising Socio-Economics in
Tunisia and Egypt,” The International Spectator 48, no. 7 (2013): 7–29, 28.
69 Ibid., 27.
70 Sarah Yerkes and Marwan Muasher, “Tunisia’s Corruption Contagion: A Transi-
tion at Risk,” Carnegie Endowment for International Peace, October 2017. https://
carnegieendowment.org/2017/10/25/tunisia-s-corruption-contagion-transition-at-risk
-pub-73522.
71 Boukhars, 263.
72 International Crisis Group, “Tunisia: Transitional Justice and the Fight against Cor-
ruption,” International Crisis Group, Report no. 168, May 2016. https://www.crisisgroup
.org/middle-east-north-africa/north-africa/tunisia/tunisia-transitional-justice-and-fight
-against-corruption.
73 By their combined efforts and through Ennahda’s 69-member caucus collectively decid-
ing to abstain from the vote, the Nidaa Tounes nay vote was eough to defeat the renewal
with ease.
74 Yardimci-Geyikci and Tur, “Rethinking the Tunisian Miracle,” 8. See also Monica Marks,
“The Cost of Inclusion: Ennahda and Tunisia’s Political Transition,” pomeps (Jan 2017).
https://pomeps.org/2017/04/27/inclusion-at-any-cost-tunisias-ennahda-today/.
75 Keian Razipour, “Details on the New Tunisian Cabinet,” Project on Middle East Democracy,
September 2017. https://pomed.org/details-on-the-new-tunisian-cabinet/.
76 Boukhars, p. 263.
77 Yezid Sayigh, “Bringing Tunisia’s Transition to its Security Sector,” Carnegie Middle East
Center, February 2016. http://carnegie-mec.org/2016/02/05/bringing-tunisia-s-transition
-to-its-security-sector-pub-62563.
78 On the non-reform of penal codes, see Fadil Aliriza, “Lab Report: A Tale of Two Decrees,”
Foreign Policy, June 2014. https://foreignpolicy.com/2014/06/11/a-tale-of-two-decrees/.
79 For more details, see Article 19 Staff, “Tunisia: Military Justice Threatens Freedom of Ex-
pression,” Article 19, November 2016. https://www.article19.org/resources/tunisia-military
-justice-threatens-freedom-of-expression/.
80 Hanen Jebli, “Is freedom of Expression at Stake in Tunisia?” Al-Monitor, April 2018. https://
www.al-monitor.com/pulse/originals/2018/04/tunisia-trial-bloggers-raises-controversy
-freedom-of-speech.html.
81 Amnesty International, “Tunisia: Drop Charges against Blogger and Newly Elected Par-
liamentarian,” Amnesty International Report, January 2018. https://www.amnesty.org/en/
latest/news/2018/01/tunisia-drop-charges-against-blogger-and-newly-elected-parlia
mentarian/.
82 Mahmoud Hamad and Khalil al-Anani, “Elections and Beyond: Democratization, Demo-
cratic Consolidation, or What?”, in Elections and Democratization in the Middle East, eds.,
Mahmoud Hamad and Khalil al-Anani (New York: Palgrave MacMillan, 2014), 203–21, 212.
83 Boukhars, 263.
84 Through unlawful detention, harassment, and torture.
85 Human Rights Watch, “Tunisia: Crackdown on Peaceful Protests: Emergency Law Used
to Stifle Dissent,” Human Rights Watch Report, September 2015. https://www.hrw.org/
news/2015/09/10/tunisia-crackdown-peaceful-protests.
In this section, I will develop how both process (the depoliticization of econom-
ic policymaking as achieved by the externalization of policy commitments)
and outcome (the lack of welfare gains being generated by the chosen eco-
nomic policies) compromise the transition to democracy.
86 For a general review, see Karen Pfeifer, “The Tortuous Path to a New Economic Agenda in
Egypt and Tunisia,” Athens Journal of Mediterranean Studies 1, no. 1 (2015): 9–23; and Ines
Mahmoud, “Tunisia’s Next Revolution,” Jacobin Magazine, February 2018. https://www
.jacobinmag.com/2018/02/tunisias-next-revolution.
87 I have already touched on details regarding monetary policy externalization. Details of the
policy recommendations (fiscal policy externalization) offered through the Deauville Part-
nership are available at the website of the Ministry of Finance at the following link: http://
www.portail.finances.gov.tn/publications/PLan-Jasmin-tra-duction-FR-SIGMA-finale
-1-.doc.
88 Boukhars, 258.
89 Ibid., 265.
Regarding the former, one need begin with the Jasmine Plan, a series of ar-
rangements negotiated in secret and without democratic review following the
fall of Ben Ali. Provisioning a financial stabilization package conditional on the
implementation of economic reform, the Jasmine Plan was primarily brokered
between Beji Caid Essebsi and a constellation of foreign partners collectively
referred to as the Deauville Partners, a group including G8 member states,
the imf, the World Bank, the African Development Bank, the Arab Monetary
Fund, and the European Bank for Reconstruction and Development. Not with-
standing the rhetorical emphasis put on inclusive growth, participation, social
spending targets, and good governance,90 in substance, the Jasmine Plan – as
best represented by the imf Standby Arrangement, or sba – was little different
from the ifis’ prior interventions in Tunisia.91
Specifically, in exchange for a number of low-interest loans broken into
tranches and totaling $1.78 billion (to be distributed over two years, with latter
injections of capital contingent upon the debtor’s honoring of the terms of the
agreement), the sba of May 2013 required that Tunisia’s new democratic gov-
ernments both institute a number of administrative and managerial reforms
and that they implement a series of quantitative and structural reforms.92 Re-
garding the latter and as delineated in the sba’s Technical Memorandum of
Understanding and Memorandum of Economic and Financial Policies, structural
reforms entailed legislation and executive action targeting fiscal consolidation,
macroeconomic stability, privatization, labor market flexibilization, banking
90 On the changes in policy and rhetoric at the imf more generally, see Sarah Babb, “The
Washington Consensus as Transnational Policy Paradigm: Its Origins, Trajectory, and
Likely Successor,” Review of International Political Economy 20, no. 2 (2013), 268–97; Cornel
Ban and Kevin Gallagher, “Recalibrating Policy Capitalization Orthodoxy: The imf Since
the Great Recession,” Governance: An International Journal of Policy, Administration, and
Institutions 28, no. 2 (2015): 131–46; and Cornel Ban, “Austerity versus Stimulus? Under-
standing Fiscal Policy Change at the International Monetary Fund since the Great Reces-
sion,” Governance: An International Journal of Policy, Administration, and Institutions 28,
no. 2 (2015): 167–83.
91 See Pfeifer “The Tortuous Path to a New Economic Agenda;” and Hanieh “Shifting
Priorities.”
92 imf Country Report No.13/161, “Tunisia: Request for a Stand-By Arrangement – Staff
Report, Press Release on the Executive Board Decision; and Statement by the Executive
Director for Tunisia”, International Monetary Fund Publication Services, June 2013. https://
www.imf.org/external/pubs/ft/scr/2013/cr13161.pdf. Chedly Ayari and Elyes Fakhfakh,
“Tunisia: Letter of Intent, Memorandum of Economic and Financial Policies, and Techni-
cal Memorandum of Understanding,” International Monetary Fund Country Policy Inten-
tion Documents, May 2013. https://www.imf.org/external/np/loi/2013/tun/052413.pdf.
99 Serge Halimi, “Tunisia: Change, but No Change,” Le Monde Diplomatique, April 2014.
http://mondediplo.com/2014/04/01tunisia.
100 An approach that privileges efficiency, prioritizes blocking “welfare leakage” above any
obligation to insure that none of the deserving get left behind, and stipulates that only the
“truly poor” are afforded access.
101 imf Country Report No.13/161, 7–10, 22–4.
102 For full details, the institute’s methodology is available at: http://beta.ins.tn/sites/default/
files/methode/pdf/Mesure_de_pauvrete_en_Tunisie.pdf.
103 The National Institute of Statistics recorded national poverty rate for 2005 and 2010 at
23.1% and 20.5%, respectively, and the non-urban rates 38.8% and 36%, respectively.
104 Achcar, The People Want, 21.
105 Middle East Eye, “Tunisia to Raise Fuel Prices – Not Public Wages – to Meet imf Terms,”
Middle East Eye, June 2018. <http://www.middleeasteye.net/news/tunisia-raise-fuel-prices
-not-public-wages-meet-imf-terms-1735760257>. Tarek Amara and Ulf Laessing, “Exclu-
sive: Tunisia to Raise Fuel Prices, Hold off Public Wages Increase,” Reuters (June 2018).
https://www.reuters.com/article/us-tunisia-economy-exclusive/exclusive-tunisia-to-
raise-fuel-prices-hold-off-public-wages-increases-idUSKCN1IX4oo. In 2017, for example,
the imf withheld the release of a $320 million tranche from its 2016 Extended Fund Facil-
ity arrangement with the Tunisian government in response to that government’s delin-
quency in cutting energy subsidies and reducing the public sector wage bill; though the
Fund eventually made those capital injections available, it again used the conditional
withholding of a second, $250 million tranche in 2018, this time successfully incentivizing
the Chahed government to bring about the desired wage freeze and cuts to fuel subsidies.
106 Chedly Ayari and Hakim Ben Hammouda, “Tunisia: Letter of Intent, Memorandum of
Economic and Financial Policies, and Technical Memorandum of Understanding,” Inter-
national Monetary Fund Country Policy Intention Documents, January 2014. https://www
.imf.org/external/np/loi/2014/tun/012814.pdf. Per page 7 of this document, transitional
governments under Ennahda’s leadership missed each of the indicative targets for social
spending.
case, the complicity of the domestic leadership – Nidaa Tounes and Ennahda,
primarily – in the poverty figures detailed above should not be diminished in
any way.
Turning to the revenue side of fiscal consolidation, the emphasis has of
course been on tax reform. Not withstanding the progressive language infused
into these efforts, the Ennahda-led government’s first foray into tax reform (the
2013 Budget Law) introduced a 1% flat levy on all income exceeding 1700 Dinar,
a regressive maneuver denounced by unions and civil society for its injurious
effects on wage workers.107 While in leadership, the party also helped deliver a
cut in corporate tax rates (from 35% to 25%108 and, in the case of smes, from
25% to 20%)109 and managed to protect, more or less, prevailing loopholes for
offshore corporate tax evasion (tax rates on offshore businesses were raised
from 0% to 10%).110 Combined with the fact that comprehensive income tax
reform remains eternally in committee – and that the preceding, moderately
progressive system has been systematically undermined by upper-class tax eva-
sion111 – government revenue continues to rely on the Value Added Tax (vat)
in trying to close Tunisia’s persistent fiscal deficits during the transition period.
Indeed, the receipts generated by this regressive vat regime – a series of
taxes on consumption, goods, and services – comprise a far greater share of
total tax revenue than do income, corporate, or capital gains taxes. As of 2015,
vat was in fact contributing nearly four times more revenue than corporate
taxes.112 Despite this, the Finance Law passed by the coalition this last Decem-
ber actually raised the vat by an additional 1%, with vat now reaching 19%
for certain goods. Even when such measures have been presented as socially
just – like with the increased vat on vehicles, a targeted reform reputedly iso-
lated to luxury goods and their wealthy consumers – moreover, the outcome
has been disproportionally punitive for Tunisia’s struggling lower and middle
classes (taxi drivers and small farmers in this case).113 All in all, the revenue
side reforms of fiscal consolidation have thus had distinct and negative distri-
butional effects for the economically vulnerable.
25000
20000
15000
10000
5000
0
2005
2015
2000
2001
2002
2003
2004
2006
2007
2008
2009
2010
2011
2012
2013
2014
2016
2017
2018
2019
2020
2021
124 As evidenced in Ennahda’s 2014 election platform (“Toward Growing the Economy and
National Security”) and Nidaa Tounes’ 2014 platform (“Our program for an ambitious de-
velopment and service of all Tunisians”), as well as their collaboration in promoting Tu-
nisia’s 2016–2020 Development Plan at the International Investment Conference “Tunisia
2020” in November of 2016.
Unemployment Rate
20.0
15.0
10.0
5.0
0.0
2000 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017
3,000.0
2,500.0
2,000.0
1,500.0
1,000.0
500.0
-
1980 1990 2000 2008 2009 2010 2011 2012 2013 2014 2015 2016
FDI Personal remittances
* Data provided by World Bank
5 Conclusion
125 See Stephan Haggard and Robert Kaufman, The Political Economy of Democratic Transi-
tions (Princeton: Princeton University Press, 2018) for the liberal perspective.
126 Sarah Yerkes, “Young People Are Staying Away from Tunisian Politics – Here’s Why,”
Brookings Markaz, March 2017. https://www.brookings.edu/blog/markaz/2017/03/20/
young-people-are-staying-away-from-tunisian-politics-heres-why/.
127 Christine Petre, “Why Aren’t Young People Voting in the Tunisian Elections?” World Bank
Blog, November 2014. http://blogs.worldbank.org/arabvoices/why-aren-t-young-people
-voting-tunisian-elections.
128 dw Editorial Staff, “Tunisia: Low Turnout as Ennahda Party Claims Victory,” May 2018. http://
www.dw.com/en/tunisia-low-turnout-as-ennahda-party-claims-victory/a-43678089.
129 Communications available at: https://www.facebook.com/Fech.Nestanew/.
130 Many Nahdawi politicians in particular have expressed their unease with the law’s com-
bination of subsidy cuts and increased taxes, responding to the protests by calling for an
increase to the minimum wage as well an increase in cash transfers to the poor. Rajhi,
however, has used his platform at the Ministry to propagate necessitarian arguments in
favor of austerity, asserting that the Tunisian government simply does not have the re-
sources to increase spending on health, subsidies, education, or public sector hiring.
131 Boukhars, 265–66; and Jan Philipp Vatthauer and Irene Weipert-Fenner, “The Quest for
Social Justice in Tunisia: Socioeconomic Protest and Political Democratization Post 2011,”
Hessische Stiftung Friedens-und Konfliktforschung (2017). Boukhars, for example, explains
2016’s massive outbreak of social unrest as coextensive with the transition’s continued
disenfranchisement of both the poor and the interior writ large, as an outcome of these
people’s continued exclusion from the rights of social citizenship (265–66). Vatthauer,
meanwhile, has focused on democracy’s failure to sufficiently address unemployment and
poverty (especially in the interior) as well as the more general inadequacies of the eco-
nomic growth model being pursued by Tunisia’s politicians in explaining 2015’s endless
protests (2–7, 20).
sullying those who take to the street – claiming that their actions are funda-
mentally anti-democratic – is all the more telling.132
As for questions of generalizability and future research, a number of points
are worth touching on. To begin, contrary to the musings of some who are keen
to render democratic consolidation a function of institutional integrity and
culturalist-psychological variables, Tunisia’s example suggests that the legitimi-
zation of a transitional democracy may depend less on ideological persuasion
and more on a transition’s capacity to deliver substantive improvements in the
lives of anxious citizenries.133 Outcomes – bread, jobs, and a decent life – in
other words, have proven to be deeply relevant, potentially even more so than
process.134
This being the case, the Tunisian example should also only give further
credence to those who have long been concerned with the effects that eco-
nomic neoliberalism can have on democracy. After all, beyond the many is-
sues with the hollowing and cartelization of popular government, this is a
policy paradigm that is unlikely to produce the kinds of substantive material
improvements that are necessary so to legitimize a new democracy. In acutely
outcome-determined contexts – like transitions – then, neoliberalism’s well-
established inability to deliver job growth, welfare gains, and social justice will
most certainly redound onto democracy’s more general credibility.135 If for this
reason alone, it seems well beyond time that the ifis review their practices.
132 Middle East Monitor Editorial Staff, “Ghannouchi: Ennahda Is Not at War with Ni-
daa Tounes,” Middle East Monitor, January 2018. https://www.middleeastmonitor.com
/20180109-ghannouchi-ennahda-is-not-at-war-with-nidaa-tounes/.
133 71.7% of those Tunisians polled in 2011, for example, listed the economic situation as the
largest challenge facing the country, a figure that dangerously increased to 79.8% by 2014
(corruption ranks as the second largest concern, with 49.5% expressing that opinion in
2014; Teti et al, “The Arab Uprisings,” p. 91). Surveys administered by the International
Republican Institute (iri) in late 2017 show that economic concerns (regarding employ-
ment, poverty, low wages, and inflation) continue to dominate the concerns of Tunisians
today (iri 2017; 6).
134 Teti et al., “The Arab Uprisings,” 128.
135 Ibid., 97, 109. As early as 2014, only 10% of Tunisians were expressing the opinion that the
(democratic) government – a faithful if involuntary neoliberal contractor – was handling
the economy well. Regarding employment policies, that same year just 8.5% expressed
satisfaction with the government’s job creation policies. As for government performance
in basic social services, only 25.7% expressed satisfaction with the social security system,
a mere 30.9% with the healthcare system; and nearly 40% expressed anxiety that the gov-
ernment could not ensure that their children receive a proper education. These metrics
cannot help but influence the status of democracy in the country.
Across the subject areas touched on in this paper, there obviously remains
a great amount of work still to be done. Future research might examine inter-
nal struggles within both Ennahda and Nidaa Tounes, and the extent to which
the former’s accommodationism in particular has come to alienate the party’s
membership, voters, or even factions within its leadership class. More work
need also be done regarding both Ennahda and Nidaa Tounes’ more general
party organization. Research examining the relative strength of the party in
public office vs. the party on the ground vs. the party central office, for example,
would greatly illuminate our understanding of these actors. While this paper
has focused on the function and outcomes born of neoliberal economic policy-
making, moreover, it might be fruitful to interview Ennahda’s or Nidaa Tounes’
respective leaderships so to understand the extent to which either party is or
is not a true believer in these policies. In so doing, one might better understand
how each actor perceives their own agency and how they perceive the lim-
its imposed on the Tunisian policy space. Finally, it is also critical that more
work be done regarding democracy promotion agencies, international finan-
cial institutions, and their material effect on the institutionalization of Tuni-
sian democracy. Both organizational-sociological research – examining power
dynamics, hierarchies, and internal contests within these institutions – and
research examining the intentions of these organizations could offer critical
contributions to the field.136 In regards to the latter, establishing whether the
imf, European Union, or USAid recognizes the dangers that economic reform
poses to democracy could go a long way in unlocking the present and future of
political transition.
To close, the unreconstructed doxa promising that sufficiently liberalized
economies will result in liberalized, stable, and socially just polities should have
been discredited many years ago.137 I hope this paper can help draw atten-
tion to the urgent challenges facing Tunisia’s democracy as well as stimulate
the debate on alternatives to both liberal democratization and economic
liberalization.
136 For research already completed, see Assem Dandashly, “eu Democracy Promotion and
the Dominance of the Security-Stability Nexus,” Mediterranean Politics 23, no. 1 (2018):
62–82; Vincent Durac, “Counterterrorism and Democracy: eu Policy in the Middle East
and North Africa after the Uprisings,” Mediterranean Politics 23, no. 1 (2018): 103–21; and
Michelle Pace, “Liberal or Social Democracy? Aspect Dawning in the eu’s Democracy
Promotion Agenda in the Middle East,” The International Journal of Human Rights 15,
no. 6 (2011): 801–12.
137 Mullin and Patel, “Governing Revolt,” 174.